November 15, 2016 Dear Reader: For the past 15 years, the Clinton Foundation has worked to improve the lives of people around the world and across the United States, and we continue to do so today. As part of our commitment to transparency, each year we make public our audited financials and Form 990, which detail our operations and finances. As an operating foundation, the money raised by the Foundation is spent directly on our programs, and not as grants to other charitable organizations. We operate programs around the world that have a significant impact in a wide range of issue areas, including economic development, climate change, education, health and wellness, and participation of girls and women in all parts of society. Our initiatives continued to make significant progress in 2015, impacting lives around the world:  The Clinton Development Initiative reached more farmers, in total helping improve the incomes and livelihoods of 105,000 farmers cumulatively as of 2015, up from 85,000 the year before.  The Clinton Climate Initiative, working with partners, helped plant more than 40,000 indigenous tree seedlings in Kenyan forests and more than 6,000 on individual farms in 2015. In Ethiopia, CCI and its partners planted more than 480,000 indigenous tree seedlings in 2015, which will help offset carbon emissions.  The Clinton Foundation in Haiti initiative implements a variety of programs on the ground, creating jobs and sustainable economic growth by investing in five priority sectors: energy, environment, agriculture, tourism, and artisans/manufacturing. In 2015, for example, the Clinton Foundation helped 1,100 Haitian artisans and farmers receive access to adult and business literacy training.  The Clinton Giustra Enterprise Partnership impacted in total 450,000 people through market opportunities created by social enterprises and health and wellness programs in Latin America, the Caribbean, and Asia as of 2015. These include enterprises that offer job and skills training, as well as better access to seeds, fertilizers, farming techniques, transportation, and markets.  The Clinton Global Initiative convened leaders from the non-profit, business, and government sectors to address the most pressing global issues. As of 2015, 430 million people in more than 180 countries in total were benefiting from more than 3,400 commitments made by members of the CGI community – including commitments addressing the devastating earthquake in Nepal and the Ebola epidemic, investing in America’s infrastructure, and combatting international elephant poaching.     The Clinton Health Matters Initiative continued to help Americans lead healthier lives through strategic partnerships developed at the national and community level. As of 2015, approximately 8 million local residents cumulatively benefited from community health transformation efforts in six communities in the United States. No Ceilings: The Full Participation Project worked to advance participation of girls and women around the world, including the release of The Full Participation Report in 2015 with a total of over 850,000 data points from more than 190 countries to chart the progress of girls and women since 1995. Through the Collaborative for Harnessing Ambition and Resources for Girls' Education (CHARGE, a CGI commitment), as of 2015, over 50 entities through No Ceilings are investing over $800 million to reach 15 million girls by 2019. Too Small to Fail promoted the importance of early brain and language development and empowered parents with tools to talk, read, and sing with their young children from birth through efforts including a partnership with Sesame Street and Text4baby that reached more than 125,000 mothers, a partnership with Univision that generated more than 500 million viewer impressions cumulatively, and a commitment by the Coin Laundry Association to provide free books and other resources in more than 5,000 laundromats in the United States as of 2015. The Clinton Presidential Center served visitors from around the world, with over 3.8 million visitors through the end of 2015. In 2015, the Center also graduated its first class of Presidential Leadership Scholars, a joint program with the George W. Bush Presidential Center, the George H.W. Bush Presidential Library Foundation, and the Lyndon Baines Johnson Foundation. In addition, two affiliated entities continued to make progress in 2015:  The Alliance for a Healthier Generation added approximately 5,000 schools to its Healthy Schools Program in 2015, which reached more than 31,000 schools in all 50 states.  The Clinton Health Access Initiative continued its global health work and programs. Through 2015, 9.9 million people in more than 70 countries had access to CHAI-negotiated prices for HIV/AIDS medications. I encourage you to read more about our initiatives’ work around the world and their impact in 2015, at 2015.clintonfoundation.org. There you will find videos that show the impact that our programs have had in the last year through stories of those who are benefitting from our work. The impact of our work speaks for itself. We have received top ratings from the major charity watchdog groups, including:  Four out of four stars from Charity Navigator;  An “A” rating from the American Institute of Philanthropy’s CharityWatch; and  A Platinum rating from Guidestar, which lauded the Foundation for its "commitment to transparency.” I am incredibly proud of the work, the progress, and the women and men at the Foundation who are committed to our programs around the world. Their efforts are making a substantial difference in the lives of millions. Sincerely, Donna E. Shalala President, Clinton Foundation   Bill, Hillary & Chelsea Clinton Foundation Consolidated Financial Statements December 31, 2015 and 2014 Bill, Hillary & Chelsea Clinton Foundation Index December 31, 2015 and 2014 Page(s) Report of Independent Auditors ............................................................................................................... 1 Consolidated Financial Statements Statements of Financial Position .................................................................................................................. 3 Statements of Activities ................................................................................................................................ 4 Statements of Cash Flows ........................................................................................................................... 5 Notes to Financial Statements and Supplementary Information............................................................ 6–27 Consolidating Supplementary Information Statement of Financial Position ................................................................................................................. 29 Statements of Activities .............................................................................................................................. 30   Report of Independent Auditors To The Board of Directors of the Bill, Hillary, & Chelsea Clinton Foundation: We have audited the accompanying consolidated financial statements of the Bill, Hillary, & Chelsea Clinton Foundation (“the Foundation”), which comprise the consolidated statement of financial position as of December 31, 2015, and December 31, 2014, and the related consolidated statements of activities and of cash flows for the years then ended. Management's Responsibility for the Consolidated Financial Statements Management is responsible for the preparation and fair presentation of the consolidated financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of consolidated financial statements that are free from material misstatement, whether due to fraud or error. Auditors’ Responsibility Our responsibility is to express an opinion on the consolidated financial statements based on our audits. We conducted our audits in accordance with auditing standards generally accepted in the United States of America. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the consolidated financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the consolidated financial statements. The procedures selected depend on our judgment, including the assessment of the risks of material misstatement of the consolidated financial statements, whether due to fraud or error. In making those risk assessments, we consider internal control relevant to the Foundation’s preparation and fair presentation of the consolidated financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Foundation's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the consolidated financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. Opinion In our opinion, the consolidated financial statements referred to above present fairly, in all material respects, the financial position of the Bill, Hillary, & Chelsea Clinton Foundation as of December 31, 2015, and December 31, 2014, and the changes in its net assets and its cash flows PricewaterhouseCoopers LLP, 900 South Shackleford Road, Suite 505, Little Rock, AR 72211 T: (501) 907 8080, F: (501) 907 8097, www.pwc.com/us   for the years then ended in accordance with accounting principles generally accepted in the United States of America. Other Matter Our audit was conducted for the purpose of forming an opinion on the consolidated financial statements taken as a whole. The Consolidating Supplementary Information is presented for purposes of additional analysis and is not a required part of the consolidated financial statements. The information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the consolidated financial statements. The information has been subjected to the auditing procedures applied in the audit of the consolidated financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the consolidated financial statements or to the consolidated financial statements themselves and other additional procedures, in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated, in all material respects, in relation to the consolidated financial statements taken as a whole. November 15, 2016 2 Bill, Hillary & Chelsea Clinton Foundation Consolidated Statements of Financial Position December 31, 2015 and 2014 2015 2014 $ 37,546,683 88,009,808 3,498,992 2,881,923 3,940,627 84,063,928 128,652,538 2,284,027 2,678,966 102,148,028 $ 43,152,198 82,969,105 3,053,579 9,880,966 3,595,928 112,036,985 75,661,523 1,203,347 107,951,664 $ 455,705,520 $ 439,505,295 $ 13,654,124 35,883,773 $ 13,668,039 53,878,588 49,537,897 67,546,627 Net assets Unrestricted Unrestricted, invested in fixed assets 49,231,128 102,148,028 51,301,683 107,721,020 Total unrestricted 151,379,156 159,022,703 71,173,749 183,614,718 62,242,560 150,693,405 406,167,623 371,958,668 $ 455,705,520 $ 439,505,295 Assets Cash and cash equivalents Assets limited as to use Accounts receivable Grants receivable Inventory and prepaid expenses Contributions receivable, net Investments Programmatic and other investments Assets held for sale Property and equipment, net of accumulated depreciation Total assets Liabilities and Net Assets Liabilities Accounts payable and accrued expenses Deferred revenue Total liabilities Temporarily restricted Permanently restricted Total net assets The accompanying notes are an integral part of these consolidated financial statements. 3 Bill, Hillary & Chelsea Clinton Foundation Consolidated Statements of Activities Years Ended December 31, 2015 and 2014 Unrestricted Revenues, gains and other support Contributions Grants Investment return Presidential center Other Net assets released from restrictions Expenses and losses Program services Management and general Fund raising Provision for uncollectible pledges Total expenses and losses Change in net assets Net assets Beginning of year End of year 2014 Temporarily Permanently Restricted Restricted Total Unrestricted - $ 182,501,956 109,918,387 1,130,101 3,826,693 1,456,675 - $ 24,313,685 113,957,283 13,175 3,579,397 2,415,750 98,203,003 $ 101,339,712 187,167 (98,203,003) $ 92,179,557 - $217,832,954 113,957,283 200,342 3,579,397 2,415,750 - 33,964,268 298,833,812 242,482,293 3,323,876 92,179,557 337,985,726 357,665 1,042,955 226,775,644 29,239,881 7,208,712 1,400,620 217,707,941 21,388,327 9,125,430 - 823,332 500,000 217,707,941 21,388,327 9,125,430 1,323,332 357,665 1,042,955 264,624,857 248,221,698 823,332 500,000 249,545,030 8,931,189 32,921,313 34,208,955 (5,739,405) 2,500,544 91,679,557 88,440,696 159,022,703 62,242,560 150,693,405 371,958,668 164,762,108 59,742,016 59,013,848 283,517,972 $ 151,379,156 $ 71,173,749 $ 183,614,718 $ 406,167,623 $ 159,022,703 $ 62,242,560 $ 150,693,405 $371,958,668 $ Total revenue, gains and other 2015 Temporarily Permanently Restricted Restricted 24,857,344 109,918,387 232,879 3,826,693 1,407,966 115,337,421 255,580,690 $ 123,680,344 897,222 48,709 (115,337,421) 9,288,854 $ 33,964,268 226,775,644 29,239,881 7,208,712 263,224,237 (7,643,547) The accompanying notes are an integral part of these consolidated financial statements. 4 Total Bill, Hillary & Chelsea Clinton Foundation Consolidated Statements of Cash Flows Years Ended December 31, 2015 and 2014 Operating activities Change in net assets Items not requiring (providing) operating activities cash flows Depreciation Gain on sales of property and equipment Provision for bad debts Net unrealized programmatic and other investment loss Contributions to endowment Changes in Assets limited as to use Accounts receivable Grants receivable Contributions receivable Inventory and prepaid expenses Accounts payable and accrued expenses Deferred revenue Net cash provided by (used in) operating activities Investing activities Purchase of property and equipment Proceeds from sales of property and equipment Purchases of securities and investments Sales of securities and investments Net cash used in investing activities Financing activities Payment of long-term debt Contributions to endowment 2015 2014 $ 34,208,955 $ 88,440,696 6,170,235 (4,558) 1,400,620 2,783,842 (53,515,223) 5,689,549 (7,653) 1,323,332 1,050,608 (40,998,464) (5,040,703) (445,413) 6,999,043 26,572,438 (344,700) (13,914) (17,994,815) 3,676,440 (860,835) (5,314,138) (52,196,041) (1,198,446) (630,946) 215,403 775,807 (810,495) (3,054,330) 13,321 (243,954,740) 187,099,204 (3,447,271) 20,189 (61,199,451) 1,653,231 (59,896,545) (62,973,302) 53,515,223 (74,985) 40,998,464 Net cash provided by financing activities 53,515,223 40,923,479 Decrease in cash and cash equivalents (5,605,515) (22,860,318) 43,152,198 66,012,516 $ 37,546,683 $ 43,152,198 Cash and cash equivalents Beginning of year End of year The accompanying notes are an integral part of these consolidated financial statements. 5 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 1. Nature of Operations and Summary of Significant Accounting Policies Nature of Operations The Clinton Foundation works to improve global health and wellness, increase opportunity for girls and women, reduce childhood obesity, create economic opportunity and growth, and help communities address the effects of climate change by implementing programs, facilitating opportunities and forming creative partnerships. To accomplish its goals through measurable results, the Clinton Foundation has established separate initiatives, with distinct approaches and missions. Each initiative reflects the Clinton Foundation’s vision and overall goals. The initiatives are as follows:  The Alliance for a Healthier Generation (Alliance), an independent affiliated entity, founded by the Clinton Foundation and the American Heart Association, empowers kids to develop lifelong, healthy habits, by ensuring the environments that surround them provide and promote good health.  The Clinton Climate Initiative (CCI) collaborates with governments and partners to increase the resiliency of communities facing climate change by creating and implementing replicable and sustainable models that foster cross-sector collaborations. CCI’s approach addresses major sources of greenhouse gas emissions by bringing together relevant partners, while also saving money for individuals and governments and growing economies.  The Clinton Development Initiative (CDI) develops and operates agribusiness projects that empower smallholder farmers to increase their economic potential. In Malawi, Tanzania, and Rwanda, CDI integrates commercial farms with outreach to smallholder farmers to increase access and allow them to participate equitably in local markets. CDI’s model puts farmers first by providing them training, as well as increasing their access to inputs to improve their crop yields and increase their incomes.  The Clinton Foundation has been actively engaged in Haiti since 2009, focusing on economic diversification, private sector investment, and job creation in order to create long-term, sustainable economic development.  The Clinton Giustra Enterprise Partnership (CGEP) is pioneering an innovative approach to poverty alleviation at scale. CGEP creates, operates, and scales social businesses to generate both social impact and financial returns by addressing existing market gaps in developing countries’ supply or distribution chains. CGEP provides underserved communities access to markets, livelihoods, training, finance, and technology by incorporating individuals into one of three market-driven businesses – farmer services and aggregation, inclusive distribution, and vocational training. CGEP’s successful pilot programs are incorporated to form for profit enterprise entities in which the Clinton Foundation typically holds a significant ownership position. Included in the consolidated financial statements are the following entities carrying out the work of CGEP: Acceso Fund, LLC; Acceso Worldwide Fund, Inc.; Haiti Development Fund, LLC and Acceso Peanut Enterprise Corporation, S.A.  The Clinton Global Initiative’s (CGI) mission is to inspire, connect, and empower solutions to the world’s most pressing challenges. CGI convenes leaders from the private sector, public sector, and civil society to drive action through its unique model. Rather than directly implementing projects, CGI helps its members turn ideas into action through impactful and 6 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 measurable Commitments to Action within nine tracks, each representing a topical global challenge or strategic approach. To support the development of commitments year-round, CGI facilitates conversations, provides opportunities to identify partners, and communicates the results of the work.  The Clinton Health Access Initiative (CHAI), an affilitated entity, works to address the HIV/AIDS crisis in the developing world and strengthen health systems there. Taking its lead from governments and working with partners, CHAI has improved markets for medicines and diagnostics, lowered the costs of treatment, and expanded access to life-saving technologies, creating a sustainable model that can be owned and maintained by governments. CHAI has expanded their initial model to increase access to high-quality treatment for malaria, accelerate the rollout of new vaccines, and lower infant mortality. In January 2010, CHAI became a separate nonprofit organization and continues to operate as a separate legal entity.  The Clinton Health Matters Initiative (CHMI) works to improve the health and well-being of people across the U.S. by activating individuals, communities, and organizations to make meaningful contributions to the health of others. By building strategic partnerships and working across sectors, CHMI works to reduce the prevalence of preventable health outcomes and close health inequity and disparity gaps by improving access to key contributors to health for all people.  The William J. Clinton Presidential Center and Park is the home of the Little Rock offices of the Clinton Foundation, the Clinton Presidential Library and Museum, and the Clinton School of Public Service, the first institution in the nation to offer a Master of Public Service (MPS) degree. The Clinton Center is a world-class educational and cultural venue offering a variety of educational programs, special events, exhibitions, and lectures, presenting a unique perspective of the work – past, present, and future – of the 42nd President of the United States, William Jefferson Clinton.  No Ceilings: The Full Participation Project is an initiative of the Clinton Foundation which aims to advance the full participation of girls and women around the world. Through a data-driven analysis on gender equality, an in-depth conversation series, innovative partnerships, and CGI commitments, No Ceilings builds an evidence-based case to chart the path forward for the full participation of girls and women in the 21st century.  Too Small to Fail, a joint initiative of the Clinton Foundation and The Opportunity Institute, is leading a public awareness and action campaign to promote the importance of early brain and language development and to empower parents with tools to talk, read, and sing with their young children from birth. Today, almost 60 percent of children in the United States start kindergarten unprepared, lagging behind their peers in critical language, math, and socialemotional skills. Through partnerships with pediatricians, hospitals, faith-based leaders, community based organizations, businesses, entertainment industry leaders, and others, Too Small to Fail is meeting parents where they are to help them prepare their children for success in school and beyond. Whether at the pediatrician's office or the playground, Too Small to Fail aims to make small moments big by creating opportunities for meaningful interactions anytime, anywhere.  William J. Clinton Insamlingsstiftelse (Clinton Foundation Sweden) works on implementing long-term solutions focused on climate change, improving health systems in the developing world, strengthening economic development around the world and fighting childhood obesity. Clinton Foundation Sweden aims to develop or implement, independently or together with 7 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 others and with joint resources, long-term solutions both locally and in all parts of the world. Clinton Foundation Sweden is a separate legal non-profit Swedish entity. Principles of Consolidation The accompanying consolidated financial statements of the Foundation incorporate the accounts of the Clinton Foundation, including the accounts of all program operating offices of the Foundation. Additionally, the consolidated financial statements include the net assets and activities of the entities over which the Foundation maintains an economic interest in or financial control over including; the William J. Clinton Insamlingsstiftelse, Acceso Worldwide Fund, Acceso Peanut Enterprise Corporation, S.A. and CHAI. Use of Estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. Cash Equivalents The Clinton Foundation considers all liquid investments with original maturities of three months or less to be cash equivalents. At December 31, 2015 cash equivalents consisted primarily of money market accounts with brokers. At December 31, 2015, the Clinton Foundation’s cash and assets limited as to use accounts exceeded federally insured limits by approximately $121 million. Assets Limited as to Use Clinton Foundation assets limited as to use include funds designated by contribution or grant agreements to be used for a specific limited program or purpose. Assets limited as to use held by CHAI are limited under its arrangement with UNITAID, an international organization affiliated with the World Health Organization, which works to leverage price reductions for diagnostics and medicines to better treat AIDS, malaria and tuberculosis in the developing world. The assets relate to the UNITAID arrangement and may be used only for the purchase of pediatric and second-line drugs and related commodities and diagnostics for UNITAID-sponsored projects. Investments and Investment Return Investments in equity securities having a readily determinable fair value and in all debt securities are carried at fair value. Clinton Foundation has adopted the practical expedient of valuing certain alternative investments at net asset value (NAV) per ASU 2015-07. Investments whose fair value is measured at net asset value are excluded from the fair value hierarchy, but are presented in fair value tables as a reconciling item between the hierarchy table and total investments per the statement of financial position. Investment return includes dividend, interest and other investment income; realized and unrealized gains and losses on investments carried at fair value; and realized gains and losses on other investments. Investment return is reflected in the statements of activities as unrestricted, temporarily restricted or permanently restricted based upon the existence and nature of any donor or legally-imposed restrictions. 8 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 Receivables Receivables primarily consist of contributions and grants receivable. The Clinton Foundation receives grant support from foundations, governmental units and private entities funding specific programs or events. Since the financial statements of the Clinton Foundation are prepared on the accrual basis, all earned portions of the grants not yet received as of December 31, 2015 and 2014, have been recorded as receivables. Contributions receivable are stated at the amount pledged by donors net of net present value discounts. The Clinton Foundation provides an allowance for doubtful pledges receivable, which is based upon a review of outstanding receivables, historical collection information and existing economic conditions. Delinquent pledges receivable are written off based on the specific circumstances of the donor making the pledge. Accounts receivable are comprised primarily of program related billings due, general deposits, travel advances and various deposits for leased facilities. Property and Equipment Property and equipment are stated at cost less accumulated depreciation. Depreciation is charged to expense primarily by the straight-line method. The estimated useful lives for each major depreciable classification of property and equipment are as follows: Building and fixtures Leasehold Improvements Furniture and equipment 15 - 40 years 4 - 20 years 3 - 10 years Net Assets The Clinton Foundation prepares its consolidated financial statements in conformity with accounting principles generally accepted in the United States of America (GAAP). Net assets, revenues and releases from restriction are classified based on the existence or absence of donor-imposed restrictions. Accordingly, the net assets of the Clinton Foundation and the changes therein are classified and reported in three categories of net assets. Unrestricted net assets are those that are not subject to donor-imposed restrictions, including the net investment in fixed assets, unrestricted gifts and unrestricted current funds. Temporarily restricted net assets are those whose use by the Clinton Foundation is subject to donor imposed stipulations that will be satisfied either by actions of the Foundation, the passage of time or both. In addition net assets of consolidated investment entities are treated as temporarily restricted as to purpose. Permanently restricted net assets have been restricted by donors to be maintained by the Clinton Foundation either in perpetuity or until released by specific action by the Foundation’s Board in accordance with applicable law. 9 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 Contributions Gifts of cash and other assets received without donor stipulations are reported as unrestricted revenue and net assets. Gifts received with a donor stipulation that limits their use are reported as temporarily or permanently restricted revenue and net assets. When a donor-stipulated time restriction ends or purpose restriction is accomplished, temporarily restricted net assets are reclassified to unrestricted net assets and reported in the statement of activities as net assets released from restrictions. Gifts that are originally restricted by the donor and for which the restriction is met in the same time period are recorded as temporarily restricted and then released from restriction. Gifts of land, buildings, equipment and other long-lived assets are reported as unrestricted revenue and net assets unless explicit donor stipulations specify how such assets must be used, in which case the gifts are reported as temporarily or permanently restricted revenue and net assets. Absent explicit donor stipulations for the time long-lived assets must be held; expirations of restrictions resulting in reclassification of temporarily restricted net assets to unrestricted net assets are reported when the long-lived assets are placed in service. Unconditional gifts expected to be collected within one year are reported at their net realizable value. Amounts expected to be collected in future years are recorded at the present value of estimated future cash flows. The discounts on those pledges are computed using an interest rate for the year in which the promise was received and considers market and credit risk as applicable. Subsequent years’ accretion of the discount is included in contribution revenue. Conditional gifts depend on the occurrence of a specified future and uncertain event to bind the potential donor and are recognized as assets and revenue when the conditions are substantially met and the gift becomes unconditional. No conditional gifts or pledges for which conditions had not been substantially met were recorded in either 2015 or 2014. Collections The collections maintained at the William J. Clinton Presidential Library and Museum are the property of the National Archives, and, as such, these collections are not included on the statements of financial position of the Clinton Foundation. Furthermore, the Clinton Foundation is not responsible for the maintenance or preservation of items in the collections. In-kind Contributions In addition to receiving cash contributions, the Clinton Foundation receives in-kind contributions from various donors. It is the policy of the Clinton Foundation to record the estimated fair value of certain in-kind donations as an expense in its financial statements and similarly increase contribution revenue by a like amount. For the years ended December 31, 2015 and 2014, $3,203,904 and $2,236,108, respectively, were received in in-kind contributions. Grants Grant support is received from foundations, governmental units and private entities funding specific programs or events. Support funded by government grants is recognized as exchange transactions as the Clinton Foundation performs the contracted services or incurs outlays eligible for reimbursement under the grant agreements. Grant activities and outlays are subject to audit and acceptance by the granting agency, and, as a result of such audit, adjustments could be required. Other Income Other income includes net revenues attributable to program specific transactions, sublease rental income, gains and losses on sale of fixed assets and proceeds from speeches given by members 10 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 of the Clinton family, based on contractual agreements between the Clinton Foundation and the paying organization. Income Taxes The Clinton Foundation is exempt from income taxes under Section 501 of the Internal Revenue Code and a similar provision of state law. However, the Clinton Foundation is subject to federal income tax on any unrelated business taxable income. There is no tax liability due to unrelated business income. Therefore, no provision for income taxes on unrelated business income has been included in the consolidated financial statements. The consolidated for profit entities, Acceso Worldwide Fund and Acceso Peanut enterprise Corporation, S.A., both have net losses. It is difficult to estimate whether the tax benefit resulting from these losses will be utilized within the prescribed period as defined by pertinent tax law. Any such benefit will be recorded in the future proportionally to the tax losses utilized and is immaterial to the consolidated statements. Management has analyzed tax positions taken by the consolidated entities and has concluded that, as of December 31, 2015, there are no uncertain tax positions taken or expected to be taken that would require recognition of a liability or disclosure in the consolidated financial statements. Functional Allocation of Expenses The costs of supporting the various programs and other activities have been summarized on a functional basis in the statements of activities. Certain costs have been allocated among the program services, management and general and fund-raising categories based on time and effort measurements and other methods. Deferred Revenue Deferred revenue includes granted and contributed funds received in advance for delivery of program services. These amounts are recognized as revenue when earned based on the underlying agreement. Deferred revenue also includes amounts unspent under the UNITAID agreement. CHAI recognizes contribution revenue when underlying conditions are met and costs are incurred. Advances from grantors were approximately $35,883,773 and $53,878,588 at December 31, 2015 and 2014, respectively, and are reported as deferred revenue on the consolidated statements of financial position. Subsequent Events Subsequent events have been evaluated through November 15, 2016, which is the date the financial statements were available to be issued. The building and fixtures classified as assets held for sale at December 31, 2015 were sold in March 2016 at a net sales price of $2.1 million. Such sale is a disposition of a long lived asset no longer required by the Foundation and is not a discontinuation of an operation. 2. Assets Limited as to Use Assets limited as to use represent the cash available on hand for the UNITAID Commodities Program and cash on hand restricted to expenditures for specific Clinton Foundation programs at December 31: 2015 2014 Assets limited as to use $ 88,009,808 11 $ 82,969,105 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 3. Investments and Investment Return Investments at December 31 consisted of the following: 2015 Endowment and invested excess working capital: Cash & cash equivalents Money Market Mutual Funds $ 2014 11,514,049 978,661 $ 71,160,000 4,154,336 347,187 Equity: Hedged Equity-Limited Partnership Select Equity-Limited Partnership Benchmark Equity-Mutual Fund Minimum Volatility-Mutual Fund 12,040,574 33,708,474 22,380,664 11,427,968 - Fixed Income: Intermediate Fund-Private Investment fund Strategic Fixed Income-Limited Partnership 13,853,031 10,129,407 - 631,904 - Private Equity-Limited Partnership Diversified Strategy Funds-Limited Partnership $ 11,987,806 128,652,538 $ 75,661,523 Invested excess working capital is comprised of unrestricted funds invested by Clinton Foundation within the investment pool in order to maximize investment earnings. Investments are comprised of the following components: Invested excess working capital Speakers' endowment Other endowment 12 2015 2014 $ 19,967,420 347,101 108,338,017 $ 128,652,538 $ 20,000,108 346,799 55,314,616 $ 75,661,524 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 Composition of the investment return reported in the statement of activities is as follows: 2015 Interest and dividend income $ 1,768,463 Unrealized and realized net gains (losses) on investments (1,887,131) Other investment income from limited partnerships 1,248,770 $ 1,130,101 2014 $ 95,658 104,684 - $ 200,342 Investment return excludes investment expenses of $1,729,337 and $3,460 for 2015 and 2014, respectively. Investment expenses are included in management and general expenses in the statement of activities. 4. Programmatic and Other Investments At December 31 2015 and 2014 programmatic investments are associated with the missions of Clinton Development Initiative (CDI) and Clinton Giustra Enterprise Partnership (CGEP) initiative and comprised of investments in: 2015 Acceso Fund, LLC Haiti Development Fund, LLC Due from investment entities Pre-investment capital Moyo Development Fund $ 1,840,876 127,054 245,826 70,271 $ 2,284,027 2014 $ $ 1,068,564 130,557 4,226 1,203,347 The primary purpose of the programmatic investments is to further the tax exempt objectives of the Clinton Foundation and not focus on production of income or the appreciation of the asset. Like grants, these financial investments have as their primary purpose the achievement of the Clinton Foundation’s programmatic mission. These investments, which represent ownership or investment interests in other organizations, are accounted for using the equity method of accounting, and are not subject to the fair value measurement requirements in ASC 958-320 due to these investments not meeting the definition of an equity security with readily determinable fair value. The net loss on programmatic investments accounted for by the equity method for 2015 and 2014 was $1,032,191 and $971,166, respectively, as recorded in program services. 13 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 5. Contributions and Grants Receivable All contributions receivable, with the exception of Clinton Foundation endowment contributions receivable, are reported as a component of temporarily restricted net assets and consisted of the following at December 31: Due within one year Due in one to five years Due in more than five years 2015 2014 $ 34,299,733 48,239,913 7,400,000 $ 56,237,694 55,221,139 6,475,000 89,939,646 117,933,833 2,148,133 3,727,585 2,682,514 3,214,334 $ 84,063,928 $ 112,036,985 Less: Allowance for uncollectible contributions Unamortized discount Clinton Foundation endowment net contributions receivable of $74,536,640 and $95,130,549 at December 31, 2015 and 2014, respectively, are classified as permanently restricted net assets. Clinton Foundation and CHAI receive grant support through periodic claims filed with respective funding sources, not to exceed a limit specified in the funding agreement. Grants receivable of $2,881,923 and $9,880,966 were outstanding at December 31, 2015 and 2014, respectively. 6. Property and Equipment Property and equipment at December 31 consist of the following: 2015 Land Furniture and equipment Buildings and fixtures $ Less: Accumulated depreciation 1,300,874 15,163,683 133,274,605 2014 $ 1,300,874 12,225,573 136,802,520 149,739,162 150,328,967 47,591,134 42,377,303 $ 102,148,028 $ 107,951,664 In October 2015 it was determined that Clinton Foundation no longer needed the building located at 610 President Clinton Avenue in order to meet established goals and missions. As a result, the group of assets with a net book value of $2,678,966 associated with this location were reclassified to assets held for sale. No gain or loss is recognized in 2015 due to this reclassification. 14 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 7. Net Assets Temporarily Restricted Net Assets Temporarily restricted net assets on December 31, 2015 and 2014, were available for the following purposes: 2015 Pledges receivable Haiti relief and recovery CHAI initiatives Foundation initiatives $ 2014 5,833,490 55,854,691 9,485,568 $ 11,671,193 1,531,656 36,621,243 12,418,468 $ 71,173,749 $ 62,242,560 Permanently Restricted Net Assets Permanently restricted net assets at December 31, 2015 and 2014 were restricted to: 2015 2014 Clinton Foundation Endowment Fund $108,828,078 Clinton Foundation Endowment contributions receivable, net 74,536,640 Speaker's Endowment Fund 250,000 $ 55,312,855 95,130,549 250,000 $ 183,614,718 $ 150,693,404 The Clinton Foundation endowment fund is comprised of permanently restricted gifts received by the Foundation. The income of the endowment fund is unrestricted as to purpose. Net Assets Released From Restrictions Net assets were released from donor restrictions by incurring expenses satisfying the restricted purposes, by the expiration of a time restriction or by occurrence of other events specified by donors. 2015 2014 Purpose restrictions accomplished CHAI initiatives $ 59,284,751 $ 48,120,133 Haiti relief and recovery 2,270,250 3,232,193 Foundation initiatives 46,857,960 35,825,479 Time restrictions expired Collection of pledges 15 108,412,961 87,177,805 6,924,460 11,025,198 $ 115,337,421 $ 98,203,003 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 8. Endowment The Clinton Foundation’s Endowment consists of funds established to support the Foundation’s mission to create partnerships of great purpose to improve global health and wellness, increase opportunity for women and girls, reduce childhood obesity, create economic opportunity and growth, and help communities address the effects of climate change. In furtherance of its mission, the overall goal of the Foundation’s Endowment is to provide a stable source of financial support and liquidity for the mission of the Foundation. The Endowment is comprised of donor-restricted endowment funds. As required by accounting principles generally accepted in the United States of America (GAAP), net assets associated with endowment funds are classified and reported based on the existence or absence of donor-imposed restrictions. Applicable law requires that all endowment funds be classified as permanently restricted. In the Foundation’s Endowment, these comprise two types of funds: (1) funds that have donor restrictions requiring that they be maintained in perpetuity; and (2) funds that do not have donor restrictions as to the term for which such funds must be maintained prior to their appropriation for spending and which can be appropriated for spending by specific action of the Foundation’s Board. In the latter instance, where there is no such explicit donor restriction within the gift instrument, the Foundation has determined that it will prudentially classify the original value of a gift and any subsequent gifts made under the same instrument as permanently restricted given the totality of the circumstances of the gift. Accumulated earnings on the Endowment are classified as temporarily restricted net assets until those amounts are appropriated for expenditure by the Foundation. The Foundation makes all determinations to appropriate or accumulate donor-restricted endowment funds in a manner consistent with the standard of prudence prescribed by applicable law, including UPMIFA. The composition of net assets by type of endowment fund at December 31, 2015 and 2014 was: Temporarily Restricted Donor-restricted endowment funds Total endowment funds Donor-restricted endowment funds Total endowment funds 2015 Permanently Restricted Total $ 97,101 $ 183,614,718 $ 183,711,819 $ 97,101 $ 183,614,718 $ 183,711,819 Temporarily Restricted 2014 Permanently Restricted Total $ 98,560 $ 150,693,405 $ 150,791,965 $ 98,560 $ 150,693,405 $ 150,791,965 16 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 Changes in endowment net assets for the years ended December 31, 2015 and 2014 were: 2015 Permanently Restricted Temporarily Restricted Endowment net assets, beginning of year Investment return: Investment income Investment Expenses Net losses (realized and unrealized) $ 98,560 $ 150,693,405 2,511,171 (1,441,255) (1,618,099) (548,183) Provision for uncollectible pledges Contributions Transfer of endowment temporarily restricted deficit to unrestricted net assets Endowment net assets, end of year Total $ 2,511,171 (1,441,255) (1,618,099) (548,183) (1,042,955) 33,964,268 $ 546,724 97,101 Temporarily Restricted Endowment net assets, beginning of year Investment return: Investment income Investment Expenses Net losses (realized and unrealized) $ 82,437 5,923 (3,460) 13,660 16,123 Provision for uncollectible pledges Contributions Endowment net assets, end of year $ 98,560 $ 183,614,718 2014 Permanently Restricted $ 59,013,848 (500,000) 92,179,557 $ 150,693,405 150,791,965 (1,042,955) 33,964,268 $ 546,724 183,711,819 Total $ 59,096,285 5,923 (3,460) 13,660 16,123 (500,000) 92,179,557 $ 150,791,965 Net endowment contributions receivable as of December 31, 2015 and 2014 were $74,536,640 and $95,130,549, respectively. From time to time, the fair value of assets associated with individual donor-restricted endowment funds may fall below the value of the initial and subsequent donor gift amounts. In accordance with GAAP, when the value of endowment funds falls below initial and subsequent gift amounts, such deficiencies are classified as a reduction of unrestricted net assets. In 2015, the Clinton Foundation experienced investment losses in certain of its permanently restricted investment funds, for which income is temporarily restricted. The resulting endowment deficiency of $546,724 was transferred to unrestricted net assets as it exceeded previous unspent temporarily restricted investment gains with which it could be offset. Investment income and gains in subsequent years with respect to these permanently restricted funds will be allocated first to unrestricted net assets 17 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 until the deficiency is recovered, and after that to temporarily restricted net assets. As of December 31, 2014 no such deficiency existed. The Clinton Foundation Endowment was created during the 2013 fiscal year. During 2015 and 2014, the Foundation Board approved candidates for the Investment Committee which is empowered to approve and adopt investment policies and procedures so that endowment funds and their related returns are spent in accordance with UPMIFA and donor’s intent and maintain the appropriate amount of risk and return for the Foundation’s purposes. For the long-term, the primary investment objective for the Endowment is to earn a total return (net of all investment program fees), within a prudent level of risk, which is sufficient to maintain in real terms the purchasing power of the Endowment, support operating expenses and payout requirements and provide moderate capital appreciation after accounting for such distributions and expenses. The risk tolerance of the Foundation is moderate. Moderate fluctuations in market value can be tolerated over time, and stability of the overall corpus is valued for predictability and consistency of payouts over time. This tolerance, as dictated by market conditions and organizational circumstances, may be adjusted over time. The Foundation’s investment time horizon is long term. The Foundation, in consultation with the Investment Committee, has delegated to an Investment Advisor the day-to-day implementation of the investment program as set forth in the Investment Policy Statement. The specific roles and responsibilities of the Investment Advisor are governed by a written investment management agreement, signed and agreed to by the Foundation and the Investment Advisor. The following is a summary of the asset allocation guidelines and performance benchmarks adopted by the Foundation: Target Allocation by Asset Class Benchmark Near-Term Long-Term Reserve Reserve Fixed Income Balanced Reserves Subtotal 10.00% 10.00% 2.50% 0.00% 12.50% 10.00% Barclays Intermediate Government/Credit Index Hedged Strategic Fixed Income 9.00% 7.00% HFRI Strategic Fixed Income Blend Diversified Strategies 10.50% 9.00% HFRI Fund of Funds Diversified Index Hedged Equity 10.50% 9.00% HRFI Equity (Total) Hedge Index 30.00% 25.00% Benchmark Equity 25.00% 25.00% MSCI All Country World Index Select Equity 27.50% 25.00% MSCI All Country World IMI Index 5.00% 15.00% 57.50% 65.00% 100.00% 100.00% Subtotal Directional State Street Private Equity Index: US Private Private Investments Subtotal Total Equity Funds Median Return Actual allocations by major asset class are consistent with near-term targets. 18 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 The Endowment uses two different spending policies, one for the near-term and one for the long-term, to be adopted once the Foundation reaches a threshold set at the Board’s discretion. The near-term spending policy dictates that no spending will occur from the Endowment for the foreseeable future as the corpus is established and grows meaningfully from inflows. The long-term spending policy specifies that annual spending will be based on 3-5% of the trailing 12 quarter average of the Endowment or similar formula. By using the trailing 12 quarter average the Foundation aims to smooth the spending amount and avoid large swings, providing a consistent and predictable level of financial support for the Foundation over time. The Foundation has not designated any of the endowment funds (or any net appreciation from these funds classified in temporarily restricted net assets) for spending during 2015 or 2014. 9. Functional Expenses Expenses incurred by the Clinton Foundation, excluding provision for uncollectible pledges, classified by functional categories for the years ended December 31, 2015 and 2014, were as follows: 2015 Program Management/ Fund Services General Raising Total Salaries and benefits Direct program expenditures Professional and consulting Conferences and events UNITAID commodities expense Procurement and shipping Travel Telecommunications Meetings and trainings Bank and other fees Occupancy costs Office expenses Capital charges Depreciation Other $ 91,155,872 42,445,300 12,633,713 12,516,558 8,730,210 2,293,257 16,781,075 2,508,232 13,186,517 850,090 5,623,191 3,811,082 5,330,489 5,337,834 3,572,224 $ 15,223,520 1,517,732 3,051,102 122,330 946,322 526,889 333,839 437,501 1,452,428 1,199,262 17,379 536,797 3,874,780 $ 2,689,242 718,310 68,915 798,591 1,110,092 20,481 31,557 144,757 215,400 54,369 295,604 1,061,394 $ 109,068,634 44,681,342 15,753,730 13,437,479 8,730,210 2,293,257 18,837,489 3,055,602 13,551,913 1,432,348 7,291,019 5,064,713 5,347,868 6,170,235 8,508,398 Totals, year ended December 31, 2015 $226,775,644 $ 29,239,881 $ 7,208,712 $ 263,224,237 19 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 2014 Management/ General Fund Raising $ 79,937,654 33,689,239 13,829,202 12,687,287 14,196,240 2,549,578 18,475,724 2,278,659 13,361,801 625,735 5,593,595 6,192,912 5,664,204 5,109,564 3,516,547 $ 12,835,407 1,390,623 128,611 951,325 461,714 138,621 602,853 1,587,554 1,464,445 8,535 333,820 1,484,819 $ 3,114,078 3,360 2,030,051 1,384,249 1,359,480 29,591 19,402 176,969 116,437 130,779 32,432 728,602 $ 95,887,139 33,692,599 17,249,876 14,200,147 14,196,240 2,549,578 20,786,529 2,769,964 13,519,824 1,405,557 7,297,586 7,788,136 5,672,739 5,475,816 5,729,968 $217,707,941 $ 21,388,327 $ 9,125,430 $ 248,221,698 Program Services Salaries and benefits Direct program expenditures Professional and consulting Conferences and events UNITAID commodities expense Procurement and shipping Travel Telecommunications Meetings and trainings Bank and other fees Occupancy costs Office expenses Capital charges Depreciation Other Totals, year ended December 31, 2014 10. Total Program Services Expenses Program service expenses incurred by the Clinton Foundation classified by initiative for the years ended December 31, 2015 and 2014, were as follows: 2015 Clinton Health Access Initiative Clinton Global Initiative Clinton Presidential Center Clinton Climate Initiative Clinton Giustra Enterprise Partnership Clinton Development Initiative Clinton Health Matters Initiative Other Program 11. 2014 $ 148,118,772 26,830,896 12,629,567 8,628,388 8,191,216 6,618,505 3,703,878 12,054,422 65% 12% 6% 4% 4% 3% 2% 5% $ 143,041,357 23,544,381 13,501,618 8,293,416 7,358,967 4,482,714 3,696,323 13,789,165 66% 11% 6% 4% 3% 2% 2% 6% $ 226,775,644 100% $ 217,707,941 100% Operating Leases The Clinton Foundation’s leases which are generally month-to-month operating leases for office space both domestically and internationally, expire at various dates through 2043. Rental expense for all operating leases was $5,032,353 and $4,837,425 for 2015 and 2014, respectively. There 20 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 are four standby letters of credit totaling $2,624,736 in support of these leases. There are no amounts outstanding on the letters of credit as of December 31, 2015. 12. Pension Plan Retirement benefits are offered to the Clinton Foundation employees based on eligibility. These benefits vary and are dependent on employee type and location.  U.S. based staff and U.S. expatriates are eligible to contribute into a 401(k) plan which the Clinton Foundation matches up to 6% of the employee contribution.  Third Country Nationals and Local national retirement plans are available in a select number of countries. The Clinton Foundation also contributes to the national social security fund in many of the countries in which it operates as stipulated by local law. Pension expense was $4,410,939 and $3,655,966 for 2015 and 2014, respectively. 13. Transactions With the National Archives and Records Administration and Lease With the City of Little Rock, Arkansas In 2004, the Clinton Foundation entered into a joint use, operating and transfer agreement with the National Archives and Records Administration (NARA) that expires February 29, 2101. Under the agreement, NARA agreed to operate certain areas of the facility known as the William J. Clinton Presidential Library and Museum (the Library) for the purposes of housing, preserving and making available, through historical research, exhibitions, educational programs and other activities, the presidential records and historical materials of President William Jefferson Clinton. Because the terms of the lease essentially transfer to NARA the right to use portions of the Library for a period in excess of the property’s expected economic life, the cost of construction of those areas operated by NARA, which amounted to approximately $36,000,000, has been excluded from the Clinton Foundation’s statements of financial position. The land occupied by the Library is owned by the City of Little Rock, Arkansas (the City), but is leased to the Clinton Foundation under a 99-year lease for a nominal annual amount. The Clinton Foundation is responsible for maintaining those areas within 75 feet of the buildings and certain land improvements. Maintenance of the remaining land is the responsibility of the City. Because the lease with the City does not convey exclusive right to the use of this land and because it is to be operated in a manner similar to other City parks, the Clinton Foundation does not recognize the present value of the lease’s fair value within its financial statements. 14. Disclosures About Fair Value of Assets Fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. Fair value measurements must maximize the use of observable inputs and minimize the use of unobservable inputs. There is a hierarchy of three levels of inputs that may be used to measure fair value: Level 1 Quoted prices in active markets for identical assets or liabilities 21 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 Level 2 Observable inputs other than Level 1 prices, such as quoted prices for similar assets or liabilities; quoted prices in markets that are not active; or other inputs that are observable or can be corroborated by observable market data for substantially the full term of the assets or liabilities Level 3 Unobservable inputs that are supported by little or no market activity and that are significant to the fair value of the assets or liabilities Investments Where quoted market prices are available in an active market, securities are classified within Level 1 of the valuation hierarchy. Level 1 securities include money market funds, equity securities and mutual funds. If quoted market prices are not available, then fair values are estimated by using pricing models, quoted prices of securities with similar characteristics or discounted cash flows. In certain cases where Level 1 or Level 2 inputs are not available, securities are classified within Level 3 of the hierarchy. The Clinton Foundation did not have any Level 2 or Level 3 measurements at December 31, 2015 or 2014. The Foundation has certain alternative investments for which there is not a readily determinable fair value. These investments have financial statements consistent with the measurement principles of an investment company or have the attributes of an investment company. For such investments, as a practical expedient, the Foundation uses its ownership interest in the entity net asset value (NAV) to determine the fair value. These investments valued at NAV are no longer included within levels 1, 2, or 3 in the fair value hierarchy, but are included in the fair value table for purposes of investment reconciliation to amounts in the statement of financial position. 22 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 Recurring Measurements The following table presents the fair value measurements of assets and liabilities in the accompanying statements of financial position measured at fair value on a recurring basis and the net asset value or level within the fair value hierarchy in which the fair value measurements fall at December 31, 2015 and 2014: Quoted Prices in Active Markets for Indentical Assets (Level 1) Fair Value Fair Value Measurem ents Using Significant Other Significant Observable Unobservable Inputs (Level 2) Inputs (Level 3) Investm ents at Net Asset Value Decem ber 31, 2015 Investm ents: Cash & cash equivalents $ Mutual Funds 11,514,049 $ 11,514,049 978,661 $ - 978,661 Equity: Hedged Equity 12,040,574 12,040,574 Select Equity 33,708,474 Benchmark Equity 22,380,664 22,380,664 Minimum Volatility 11,427,968 11,427,968 33,708,474 Fixed Income: Intermediate Fund 13,853,031 13,853,031 Strategic Fixed Income 10,129,407 10,129,407 631,904 631,904 11,987,806 11,987,806 Private Equity Diversified Strategy Fund $ 128,652,538 $ 46,301,342 $ - $ - $ 82,351,196 Fair Value Measurements Using Quoted Prices Fair Value in Active Significant Markets for Other Significant Identical Assets (Level 1) Observable Inputs (Level 2) Unobservable Inputs (Level 3) December 31, 2014 Investments: Mutual funds $ $ 75,661,523 75,661,523 23 $ $ 75,661,523 75,661,523 $ - $ - Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 The following tables provide additional information about alternative investments measured at net asset value: December 31, 2015 Net Asset Value Investments Hedged Equity $ 12,040,574 $ Select Equity 33,708,474 Intermediate Fund 13,853,031 Strategic Fixed Income 10,129,407 Private Equity 631,904 Diversified Strategy Funds 11,987,806 $ 82,351,196 $ Investment Type Hedged Equity Select Equity Intermediate Fund Unfunded Commitments - 14,206,538 Redemption Frequency (if currently eligible) Redemption Notice Period Monthly Monthly Daily Monthly No liquidity Monthly 7 business days 7 business days 5 business days 7 business days No liquidity 7 business days 14,206,538 Redemption Restrictions (if any) Redemptions are paid out in installments over time based on liquidity of underlying funds. If a withdrawal request exceeds 20% of Portfolio's NAV it may be granted on a pro rata basis so that no more than 20% of NAV will be withdrawn at any given withdrawal date. Redemptions are paid out in installments over time based on liquidity of underlying funds. If a withdrawal request exceeds 20% of Portfolio's NAV it may be granted on a pro rata basis so that no more than 20% of NAV will be withdrawn at any given withdrawal date. None Strategic Fixed Income Redemptions are paid out in installments over time based on liquidity of underlying funds. If a withdrawal request exceeds 20% of Portfolio's NAV it may be granted on a pro rata basis so that no more than 20% of NAV will be withdrawn at any given withdrawal date. Private Equity At sole discretion of General Partner. Diversified Strategy Funds Redemptions are paid out in installments over time based on liquidity of underlying funds. If a withdrawal request exceeds 20% of Portfolio's NAV it may be granted on a pro rata basis so that no more than 20% of NAV will be withdrawn at any given withdrawal date. 24 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 Investment Type Hedged Equity Investment Strategy The Hedged Equity Portfolio allocates capital to a number of managers who approach the world's equity markets with the intention of generating positive total returns over a market cycle, while also attempting to preserve capital during adverse market conditions. Select Equity The Select Equity Portfolio allocates capital to a number of managers who apply their unique insights and talents to the world's public equity markets. Select Equity managers seek to exceed the return of the global public equities through research driven stock selection, private equity approaches to public corporate shares and increased concentration around a set of high conviction ideas. Intermediate Fund The Fixed Income Intermediate Fund strives to add value through vigilant security selection placing an emphasis on attractive, overlooked and inefficiently priced issues. Dedicated to finding bonds that offer attractive structural advantages with appropriate credit exposure and a desirable risk return profile. Portfolios are comprised of US fixed income securities developed using a disciplined, bottom up investment approach. Strategic Fixed Income The Strategic Fixed Income Portfolio allocates capital to a number of managers who approach the world's fixed income, foreign exchange and credit markets with strong research skills and/or quantitative and technical insights. Private Equity The Private Equity Portfolio allocates capital to a number of managers who seek to exceed the return of the global public equity market through value generation and operational intensity. The underlying fund investments are generally expected to span a range of strategies including, without limitation, investments of the following nature: buyout, growth capital, venture capital, distressed credit and direct lending. In addition, the Portfolio intends to consider, and may include, strategies that are sector specific and may be related to physical assets such as real estate and natural resources. Diversified Strategy Funds The Diversified Strategies Portfolio allocates capital to a number of managers who deploy their capital with flexibility across all major markets of the world including public equities, fixed income, credit foreign exchange, commodities and may, from time to time, also make privately negotiated equity and debt investments. The composition of the portfolios relative to actual underlying asset classes are likely to evolve over time based on the core competencies of each underlying manager's team. The following methods were used to estimate the fair value of all other financial instruments recognized in the accompanying statements of financial position at amounts other than fair value. Cash and Cash Equivalents and Assets Limited as to Use The carrying amount approximates fair value. Contributions Receivable The carrying amount approximates fair value. Long-term Debt The carrying amount approximates fair value. 25 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 The following table presents estimated fair values of the Clinton Foundation’s financial instruments at December 31, 2015 and 2014: 2015 Carrying Amount Financial assets Cash and cash equivalents $ 37,546,683 Assets limited as to use 88,009,808 Contributions receivable, net 84,063,928 15. 2014 Fair Value Carrying Amount Fair Value $ 37,546,683 88,009,808 84,063,928 $ 43,152,198 82,969,105 112,036,985 $ 43,152,198 $ 82,969,105 112,036,985 Related Party The Clinton Foundation engages in certain charitable activities that are funded by Clinton Giustra Enterprise Partnership (CGEP Canada, formerly CGSGI Canada). CGEP Canada makes grants from time-to-time to the Clinton Foundation to carry out CGEP Canada’s and the Clinton Foundation’s charitable goals. Neither entity controls the other; however, they share a common board member. During 2015 and 2014, the Clinton Foundation received from CGEP Canada approximately $74,910 and $131,008, respectively. 16. Significant Estimates and Concentrations Accounting principles generally accepted in the United States of America require disclosure of certain significant estimates and current vulnerabilities due to certain concentrations. These matters include the following: Assets in Foreign Countries The Clinton Foundation maintains cash balances and equipment in Asia, Africa, the Caribbean, Sweden, Australia, Haiti and South America. At December 31, 2015 and 2014, the Clinton Foundation had approximately $11.8 million and $12.8 million, respectively, deposited in foreign banks and equipment with an acquisition cost of approximately $11.9 million and $8 million, respectively, in foreign countries. Contributions and Grants For years ended December 31 the concentration of earned revenue was as follows: 2015 Government and multilaterals Foundations Other donors 2014 40 % 39 21 33 % 43 24 100 % 100 % Contribution and grant revenue recorded in the Statement of Activities totaled $291 million and $332 million for the years ended December 31, 2015 and 2014, respectively. 26 Bill, Hillary & Chelsea Clinton Foundation Notes to Consolidated Financial Statements December 31, 2015 and 2014 Litigation The Clinton Foundation is, from time to time, subject to claims that arise primarily in the ordinary course of its activities. Currently, management is not aware of any such claim or claims that would have a material adverse effect on the Clinton Foundation’s financial position or net assets. Events could occur, however, that would change this estimate materially in the near term. 17. Consolidating Supplementary Information Basis of Presentation The accompanying supplemental schedules include the financial position and the statement of operations of the individual entities for the Clinton Foundation. The Clinton Foundation includes Clinton Health Access Initiative, Inc, Acceso Worldwide Fund, Acceso Peanut Enterprise Corporation, S.A. and William J. Clinton Insamlingsstiffelse. The information in the supplemental schedules presented are prepared on the accrual basis of accounting in accordance with accounting principles generally accepted in the United States of America consistent to the consolidated financial statements. The consolidating information is presented for purposes of additional analysis of the consolidated financial statements, as well as each entity on a standalone basis. 27 Consolidating Supplementary Information 28 Bill, Hillary & Chelsea Clinton Foundation Consolidating Statement of Financial Position December 31, 2015   Clinton Foundation Assets Cash and cash equivalents Assets limited as to use Accounts receivable Grant receivables Beneficial interest in net assets of related entity Due from affiliate Intra-organizational receivables (payables) Inventory and prepaid expenses Contributions receivable, net Investments Programmatic investments Assets held for sale Property and equipment, net of accumulated depreciation CHAI, Inc. $27,264,165 10,317,130 1,724,402 955,609 67,073 $ 9,913,010 77,692,678 1,436,659 1,926,314 2,825,206 81,026,131 128,652,538 2,733,171 2,655,133 1,006,320 3,037,797 William J. Clinton Insamlingsstiftelse Acceso Worldwide Fund Acceso Peanut Enterprise Corporation, S.A. Eliminations and Adjustments $ $ $ $ 71,245 235,177 295,203 63,086 71,034 - Consolidated $ (28,306) (67,073) 55,835 53,266 (449,144) 23,833 101,702,806 224,506 $ 359,923,364 $ 95,237,284 $ 71,245 $ 685,248 $ 332,902 $ (544,523) $ $ 7,012,261 $ 6,096,991 $ 4,172 $ 252,775 $ 316,231 $ $ 6,302,182 29,581,591 Total liabilities 13,314,443 35,678,582 Net assets Unrestricted net assets 147,675,145 3,704,011 15,319,058 183,614,718 Total assets Liabilities and Net Assets Liabilities Accounts payable and accrued expenses Deferred revenue Temporarily restricted Permanently restricted Total net assets 75,200 145,516 (28,306) 37,546,683 88,009,808 3,498,992 2,881,923 3,940,627 84,063,928 128,652,538 2,284,027 2,678,966 102,148,028 455,705,520 13,654,124 35,883,773 4,172 252,775 316,231 (28,306) 49,537,897 55,854,691 67,073 432,473 16,671 (516,217) 71,173,749 183,614,718 346,608,921 59,558,702 67,073 432,473 16,671 (516,217) 406,167,623 $ 359,923,364 $ 95,237,284 332,902 $ (544,523) 151,379,156 $ 71,245 $ 685,248 $ The accompanying notes are an integral part of the consolidating supplementary information. 29 $ 455,705,520 Bill, Hillary & Chelsea Clinton Foundation Consolidating Statement of Activities For Year Ended December 31, 2015   Revenues, gains and other support Contributions Grants Grants – affiliate Investment return Presidential center Other Change in interest in net assets of related entity Total revenue, gains and other support Expenses and losses Salaries and benefits Direct program expenditures Professional and consulting Conferences and events Procurement and shipping Travel Telecommunications Meetings and trainings Bank and other fees Occupancy costs Office expenses Capital charges Depreciation In-kind Other Provision for uncollectible pledges Total expenses and losses Change in net assets $ $ (4,385,827) $ 102,073,415 9,997,362 $ 80,428,541 99,921,025 1,130,101 3,826,693 1,256,382 200,293 38,919 2,154,600 30,139 (2,223,658) 118,283,953 180,549,859 4,424,746 2,154,600 30,139 (6,609,485) 298,833,812 38,430,669 18,731,498 4,158,357 13,437,479 70,637,965 34,680,054 11,595,373 4,407,018 25,116 482,412 1,500,061 771,755 (482,412) (6,678,834) (25,116) 109,068,634 53,411,552 15,753,730 13,437,479 2,293,257 18,837,489 3,055,602 13,551,913 1,432,348 7,291,019 5,064,714 5,347,868 6,170,235 2,895,253 5,613,144 1,400,620 6,077,503 1,964,463 5,445,272 1,400,620 $ 4,385,827 Acceso Worldwide Fund Eliminations and Adjustments CHAI, Inc. 7,060,731 720,454 378,381 447,075 4,648,577 1,245,302 William J. Clinton Insamlingsstiftelse Acceso Peanut Enterprise Corporation, S.A. Clinton Foundation $ 2,293,257 11,776,758 2,335,148 13,173,532 985,273 2,642,442 3,819,412 5,347,868 92,732 930,790 167,872 104,146,381 160,478,476 14,137,572 20,071,383 332,471,349 39,487,319 $ 346,608,921 $ 59,558,702 - - 315,237 (315,237) 8,170 (8,170) 30,607 8,945 (30,607) (8,945) 25,674 58,613 (84,287) 438,109 4,432,134 (438,109) 2,809,215 (7,388) (654,615) Consolidated $ 182,501,956 109,918,387 1,130,101 3,826,693 1,456,675 - 830,368 (8,071,718) 264,624,857 (800,229) 1,462,233 34,208,955 816,901 (1,978,450) 371,958,668 (516,217) $ 406,167,623 Net assets and Equity Shareholders' Equity Net Assets Beginning of year Net Assets End of year 74,461 1,087,088 $ 67,073 $ 432,473 $ The accompanying notes are an integral part of the consolidating supplementary information. 30 16,671 $ OMB No. 1545-00-17 2?15 Open to Public Form 990 Return of Organization Exempt From Income Tax Under section 501(c), 527. or 4947(a)(1) of the Internal Revenue Code (except private foundations) Do not enter social security numbers on this form as It may be made public. Department of the Treasury Internal Revenue Service information about Form 990 and Its instructions Is at Inspection A For the 2015 calendar year. or tax year'beginning 72015. and ending . 20 Name of organization 0 Employer Identt?cation number 3 BILL, HILLARY CHELSEA CLINTON FOUNDATION 31 ?1 530204 2:32? Doing business as Number and street (or P.O. box if mall is not delivered to street address) Room/suite Telephone number lntlielreilm 610 PRESIDENT CLINTON AVE 2ND FL (501) 748-0471 City or town. state or prevlnce. country. and ZIP or foreign postal code my? LITTLE ROCK, AR 72201 GGrossreceipIS$ 124. 781,877- Name and address or principaiotllcer: DONNA . SHALALA Hta) is this agroupleturn for Yes No pending subordinates? 127 AVENUE OF AMERICAS NEW YORK, NY 10020 Are all subordinates Mudod?lH Yes No I I I 501(c)(3) I I 50103? (insert no.) I I or I I 527 Il'No,? Website: . CLI NTONFOUNDATION . ORG Group exemption number i Form of organization: I I Corporation I I TrustI I Association I I Other I Year of formation: 1 997I State of legal domicile: AR Summary 1 Briefly describe the organization's mission or most significant activities: ?913 i OPP GROWTH 2 Check this box I: if the organization discontinued its operations or disposed of more than 25% of its net assets. 8 3 Number of voting members of the governing body (Part VI. line 1a) 3 10 - a 4 Number of independent voting members of the governing body (Part Vi. line toTotal number of Individuals employed in calendar year 2015 (Part V. line 2aTotal number of volunteers (estimate it necessaryTotal unrelated business revenue lrom Part Vilt. column (C). time 043r 94 9. Net unrelated business taxable income from Form BSD-T. line 34 7b ?115, 325 . Prior Year Current Year I, 8 Contributions and grants Iineth) 172: 579r 47?1- 108: 915r463- 9 Program 29) I . . I I 2r397r 690- 2: 623r405- 10 Investment income (Part column (A). lines 3. 4. and 7d894: 924 - 11 Other revenue (Part column (A). lines 5. 6d, 8c. QC. 100. and 11e) 2r 223: 339. 1r 643. 715- 12 Total revenue - add lines 8 through 11 (must equal Part Vili. column (A). line 12L177 304 612Grants and similar amounts paid (Part IX. column (A). lines 1-Benefits paid to or for members (Part column (A). line Salaries. other compensation. employee benefits (Part lX. column (A). lines . 16a iX.cqumn (A). linel1e850r803- 569,371- .15 Total fundraising expenses (Part ix, column (D). line 25) 5 519i _6 _6 17 Other expenses (Part IX. column (A). lines 11a-11d. 11f-24e55r 525r 4 27 - 18 Total expenses. Add lines 13-17 (must equal Part IX. column (A), line 25Revenue less expenses. Subtract line 18 from line 17r 205! 153- ?6 3 Beginning or Current Year End of Year 1?320 TotalasseistpadX-HHBIGI .. . 354'190'170' 359'923'36421,718,821. 13,314,443332:47lr349- 346:6081921- Signature Block Under penalties of perjury. declare that I have examined this return. i eluding accompanying schedules and statements. and to the best of my knowledge and ballet. it is true. correct. and complete. Declaration of preparer (other than of?cer) i?ased on all information at which preparer has any knowledge. Sign Signature of of?cer Date Here M. kchaII CED Type or print name and title PrinUType preparers name Preparer signature Dale Check PTIN Egam MARCIA A . If. sell-employed P00394 681 Use Only Ftrm's name LLP FIrm's EIN 13-4 00 8 32 4 Finn's address >600 13TH STREET, NW, some 1000 WASHINGTON, DC zones?3005 Phone no. 202?4 1 000 May the IRS discuss this return with the preparer shown above? (see instructions) Yes No For Paperwork Reduction Act Notice. see the separate instructions. Form 990 (2015) NA 5E10101.oeo 48711112 2532 11/5/2016 12:37:36 PM 15?71? 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Form 990 (2015) Page Part III 1 Statement of Program Service Accomplishments Check if Schedule O contains a response or note to any line in this Part III Briefly describe the organization's mission: mmmmmmmmmmmmmmmmmmmmmmmm 2 X THE CLINTON FOUNDATION WORKS TO IMPROVE GLOBAL HEALTH AND WELLNESS, INCREASE OPPORTUNITY FOR WOMEN AND GIRLS, REDUCE CHILDHOOD OBESITY, CREATE ECONOMIC OPPORTUNITY AND GROWTH, AND HELP COMMUNITIES ADDRESS THE EFFECTS OF CLIMATE CHANGE. 2 3 4 Did the organization undertake any significant program services during the year which were not listed on the X No prior Form 990 or 990-EZ? Yes If "Yes," describe these new services on Schedule O. Did the organization cease conducting, or make significant changes in how it conducts, any program X No services? Yes If "Yes," describe these changes on Schedule O. Describe the organization's program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported. mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 4a (Code: ) (Expenses $ 25,792,034. including grants of $ ) (Revenue $ 1,136,696. ) 3,826,693. ) CLINTON GLOBAL INITIATIVE (SEE SCHEDULE O FOR FURTHER DETAILS) 4b (Code: ) (Expenses $ 11,497,294. including grants of $ 13,113. ) (Revenue $ CLINTON PRESIDENTAL CENTER (SEE SCHEDULE O FOR FURTHER DETAILS) 4c (Code: ) (Expenses $ 7,815,493. including grants of $ 329,896. ) (Revenue $ ) CLINTON CLIMATE INITIATIVE (SEE SCHEDULE O FOR FURTHER DETAILS) 4d Other program services (Describe in Schedule O.) (Expenses $ 30,119,083. including grants of $ 3,401,697. 75,223,904. 4e Total program service expenses JSA 5E1020 1.000 4871HQ 2532 I 11/15/2016 9:06:05 AM ) (Revenue $ 977,951. ) Form V 15-7F 71302 990 (2015) BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Form 990 (2015) Part IV Page Yes 1 Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule A Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part III Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I Did the organization receive or hold a conservation easement, including easements to preserve open space, the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Did the organization report an amount in Part X, line 21, for escrow or custodial account liability, serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IV Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part V If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable. Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete Schedule D, Part VI Did the organization report an amount for investments-other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII Did the organization report an amount for investments-program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part X mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmm 2 3 4 5 mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 6 mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 7 8 9 mmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmm 10 11 a b c d 3 Checklist of Required Schedules mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmm e f Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses mmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm m mmmmmmmmmmm mmmmmmmmmmmmm the organization's liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X 12 a Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete Schedule D, Parts XI and XII b Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional 13 Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E 14 a Did the organization maintain an office, employees, or agents outside of the United States? b Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV 15 Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If "Yes," complete Schedule F, Parts II and IV 16 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If "Yes," complete Schedule F, Parts III and IV 17 Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions) 18 Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II 19 Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III mmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmm mmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 1 2 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 X X 3 X 4 X 5 X 6 X 7 X 8 X 9 X 10 X 11a X 11b X 11c X 11d 11e X X 11f X X 12a 12b 13 14a X 14b X 15 X X X X 16 17 X 18 X 19 Form JSA 5E1021 1.000 No X 990 (2015) BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Form 990 (2015) Part IV 20 a b 21 22 23 Page mmmmmmmmmmmmm mmmmm mmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmm Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If "Yes," complete Schedule I, Parts I and II Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If "Yes," complete Schedule I, Parts I and III Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If "Yes," answer lines 24b through 24d and complete Schedule K. If "No," go to line 25a Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease any tax-exempt bonds? Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year? Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization's prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If "Yes," complete Schedule L, Part II Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions): A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV A family member of a current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1 Did the organization have a controlled entity within the meaning of section 512(b)(13)? If "Yes" to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2 Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 24 a b c d 25 a b mmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmm mmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 26 mmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmm 27 28 a b c 29 30 31 32 33 34 35 a b 36 37 mmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmm mmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmm mmmmm mmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 38 4 Checklist of Required Schedules (continued) Yes 21 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 X X 24c 24d 25a X 25b X 26 X 27 X 28a X 28b X 28c 29 X X 30 X 31 X 32 X 33 X 34 35a X X 35b X 36 X 37 X Form 5E1030 1.000 X 24a 24b Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 38 19? Note. All Form 990 filers are required to complete Schedule O. JSA X 22 23 No X 20a 20b X 990 (2015) BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Form 990 (2015) Part V Page Statements Regarding Other IRS Filings and Tax Compliance Check if Schedule O contains a response or note to any line in this Part V mmmmmmmmmmmmmmmmmmmmm 233 mmmmmmmmmm 0. mmmmmmmmm X mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 528 m X mmmmmmm X mmmmmmmmmm X mmmmmmmm Yes 1a 1 a Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable 1b b Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable c Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? 2 a Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax 2a Statements, filed for the calendar year ending with or within the year covered by this return b If at least one is reported on line 2a, did the organization file all required federal employment tax returns? Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions) 3 a Did the organization have unrelated business gross income of $1,000 or more during the year? b If "Yes," has it filed a Form 990-T for this year? If "No" to line 3b, provide an explanation in Schedule O 4 a At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial m m m m m m m m m m m m m m m m m m m m m m ATTACHMENT m m m m m m m m m m 1m m m m m m m m m m m m m m m m m m m m m m m m m I account)? b If “Yes,” enter the name of the foreign country: 5a b c 6a b 7 a b c d e f g h See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR). Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? If "Yes" to line 5a or 5b, did the organization file Form 8886-T? Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? Organizations that may receive deductible contributions under section 170(c). Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? If "Yes," did the organization notify the donor of the value of the goods or services provided? Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? 7d If "Yes," indicate the number of Forms 8282 filed during the year mmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmm mmmmm 2b 3a 3b 4a X X 6a X 6b 7a 7b X X X Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? 8 9 Sponsoring organizations maintaining donor advised funds. Did the sponsoring organization make any taxable distributions under section 4966? Did the sponsoring organization make a distribution to a donor, donor advisor, or related person? Section 501(c)(7) organizations. Enter: 10a Initiation fees and capital contributions included on Part VIII, line 12 10b Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities a b 10 a b 11 Section 501(c)(12) organizations. Enter: 11a a Gross income from members or shareholders b Gross income from other sources (Do not net amounts due or paid to other sources 11b against amounts due or received from them.) 12 a Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041? 12b b If "Yes," enter the amount of tax-exempt interest received or accrued during the year 13 Section 501(c)(29) qualified nonprofit health insurance issuers. a Is the organization licensed to issue qualified health plans in more than one state? Note. See the instructions for additional information the organization must report on Schedule O. b Enter the amount of reserves the organization is required to maintain by the states in which 13b the organization is licensed to issue qualified health plans 13c c Enter the amount of reserves on hand mmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm m m m m m m m mm mm mm mm mm mm 14 a Did the organization receive any payments for indoor tanning services during the tax year? b If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O JSA 5E1040 1.000 4871HQ 2532 9a 9b 12a 13a V 15-7F 71302 X 14a 14b Form 11/15/2016 9:06:05 AM X X 7c If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? mmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmm mmmmmmmmmm mmmmmmmmmmmmmm mmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmm mmmmmmmmmmmmmmmmmm X 5a 5b 5c 8 If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? X No 1c 7e 7f 7g 7h Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? 5 990 (2015) BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Page 6 Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" Form 990 (2015) Part VI mmmmmmmmmmmmmmmmmmmmmmmm response to line 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions. Check if Schedule O contains a response or note to any line in this Part VI X Section A. Governing Body and Management 1a Enter the number of voting members of the governing body at the end of the tax year mmmmm Yes 1a No 10 If there are material differences in voting rights among members of the governing body, or if the governing mmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mm mmmmmm mmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmm body delegated broad authority to an executive committee or similar committee, explain in Schedule O. 9 1b b Enter the number of voting members included in line 1a, above, who are independent 2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? 3 Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors, or trustees, or key employees to a management company or other person? 4 Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? 5 Did the organization become aware during the year of a significant diversion of the organization's assets? 6 Did the organization have members or stockholders? 7a Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? b Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? 8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following: a The governing body? b Each committee with authority to act on behalf of the governing body? 9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization's mailing address? If "Yes," provide the names and addresses in Schedule O mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmm 2 3 4 5 6 X X X X X 7a X 7b X 8a 8b X X X 9 Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.) mmmmmmmmmmmmmmmmmmmmmmmmmm mmm m mmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmm 10 a Did the organization have local chapters, branches, or affiliates? b If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? 11 a Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? b Describe in Schedule O the process, if any, used by the organization to review this Form 990. 12 a Did the organization have a written conflict of interest policy? If "No," go to line 13 b Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? c Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done 13 Did the organization have a written whistleblower policy? 14 Did the organization have a written document retention and destruction policy? 15 Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision? a The organization's CEO, Executive Director, or top management official b Other officers or key employees of the organization If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions). 16 a Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? b If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization's exempt status with respect to such arrangements? mmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm Section C. Disclosure mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmm I ATTACHMENT 2 Yes X 10a 10b 11a X 12a X 12b X 12c 13 14 X X X 15a 15b X 16a X 16b No X X 17 18 List the states with which a copy of this Form 990 is required to be filed Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable), 990, and 990-T (Section 501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply. X Own website X Upon request Another's website Other (explain in Schedule O) 19 Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year. State the name, address, and telephone number of the person who possesses the organization's books and records: 20 ANDREW KESSEL 610 PRESIDENT CLINTON AVE. LITTLE ROCK, AR 72201 501-748-0471 JSA 5E1042 1.000 4871HQ 2532 I Form 11/15/2016 9:06:05 AM V 15-7F 71302 990 (2015) BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Page 7 Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors X Check if Schedule O contains a response or note to any line in this Part VII Form 990 (2015) Part VII mmmmmmmmmmmmmmmmmmmmmm Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees 1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization's tax year. % % % % % List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid. List all of the organization's current key employees, if any. See instructions for definition of "key employee." List the organization's five current highest compensated employees (other than an officer, director, trustee, or key employee) who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations. List all of the organization's former officers, key employees, and highest compensated employees who received more than $100,000 of reportable compensation from the organization and any related organizations. List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the organization, more than $10,000 of reportable compensation from the organization and any related organizations. List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest compensated employees; and former such persons. Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee. (C) (A) Position (B) Name and Title Former Highest compensated employee 45.00 5.00 25.00 10.00 50.00 0. 20.00 5.00 5.00 0. 5.00 0. 5.00 0. 5.00 0. 5.00 0. 5.00 0. 5.00 0. 20.00 0. 50.00 0. 50.00 0. Key employee CHAIRMAN OF BOARD (2) CHELSEA V CLINTON VICE CHAIR OF BOARD (3) ERIC BRAVERMAN DIRECTOR UNTIL 1/19/2015 (4) WILLIAM JEFFERSON CLINTON DIRECTOR (5) FRANK GIUSTRA DIRECTOR (6) ROLANDO GONZALEZ BUNSTER DIRECTOR (7) ERIC GOOSBY DIRECTOR (8) HADEEL IBRAHIM DIRECTOR (9) LISA JACKSON DIRECTOR (10) CHERYL MILLS DIRECTOR (11) CHERYL SABAN DIRECTOR (12) HILLARY RODHAM CLINTON DIRECTOR UNTIL APRIL 12, 2015 (13) ANDREW KESSEL CFO (14) STEPHANIE S STREETT EXECUTIVE DIRECTOR, SECRETARY Officer (1) BRUCE R LINDSEY Institutional trustee Individual trustee or director (do not check more than one Average box, unless person is both an hours per week (list any officer and a director/trustee) hours for related organizations below dotted line) (D) (E) Reportable Reportable compensation compensation from from related the organizations organization (W-2/1099-MISC) (W-2/1099-MISC) (F) Estimated amount of other compensation from the organization and related organizations X 361,676. 0. 32,746. X 0. 0. 0. 356,877. 0. 2,833. X 0. 0. 0. X 0. 0. 0. X 0. 0. 0. X 0. 0. 0. X 0. 0. 0. X 0. 0. 0. X 0. 0. 0. X 0. 0. 0. X 0. 0. 0. X 190,315. 0. 36,817. X 176,300. 0. X X Form JSA 5E1041 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 35,513. 990 (2015) BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Form 990 (2015) Part VII Page 8 Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) (A) Name and title (B) (C) Average Position (do not check more than one box, unless person is both an officer and a director/trustee) hours per week (list any hours for Former Highest compensated employee 50.00 0. 50.00 0. 50.00 0. 50.00 0. 50.00 0. 50.00 0. 50.00 0. 50.00 0. 50.00 0. 50.00 0. 50.00 0. Key employee ( 15) MAURA PALLY ACTING CEO 1/9-5/31, SVP PRGMS ( 16) SCOTT CURRAN ASSISTANT SECRETARY & GEN COUN ( 17) ALEXIS BLANE ASSISTANT SEC & ASSOC GEN COUN ( 18) DONNA SHALALA PRESIDENT & CEO FROM 6/1/2015 ( 19) KEVIN THURM COO AND EVP FROM 10/13/2015 ( 20) ROBERT S HARRISON CEO, CGI ( 21) DANIELLE STILZ CDO FROM FEBRUARY 14, 2015 ( 22) MARK GUNTON CEO, CGEP ( 23) AMITABH DESAI FOREIGN POLICY DIRECTOR ( 24) DAVID WATT DIRECTOR OF SPONSORHIP, CGI ( 25) CRAIG MINASSIAN CHIEF COMMUNICATIONS OFFICER Officer line) Institutional trustee below dotted Individual trustee or director related organizations (D) (E) Reportable Reportable compensation compensation from from related the organizations organization (W-2/1099-MISC) (W-2/1099-MISC) (F) Estimated amount of other compensation from the organization and related organizations X 297,895. 0. 9,422. X 164,101. 0. 34,573. X 151,197. 0. 30,346. X 0. 0. 15. X 73,838. 0. 6,734. X 223,065. 0. 38,352. X 219,687. 0. 16,079. X 281,198. 0. 41,869. X 201,062. 0. 37,417. X 249,748. 0. 39,840. X 201,004. 0. 0. 0. 0. 35,838. 107,909. 319,538. 427,447. m m m m m m m m m m m m m m m m m m m m m m m m m mm mm mm mm mm mm mm mm mm mm mm mm mm I m m m m m m m m m m m m m m m m m m m m m m m m m m m m II I 1b c d 2 1,085,168. Sub-total 2,441,632. Total from continuation sheets to Part VII, Section A 3,526,800. Total (add lines 1b and 1c) Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization 65 3 Did the organization list any former officer, director, or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual mmmmmmmmmmmmmmmmmmmmmmmmmm 3 X For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual 4 X Yes No 4 mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmm Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person 5 Section B. Independent Contractors 1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization's tax year. 5 (A) Name and business address (B) Description of services X (C) Compensation ATTACHMENT 3 2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization 25 I JSA 5E1055 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F Form 71302 990 (2015) BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Form 990 (2015) Part VII Page 8 Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) (A) Name and title (B) (C) Average Position (do not check more than one box, unless person is both an officer and a director/trustee) hours per week (list any hours for Former 50.00 0. 50.00 0. Highest compensated employee Key employee ( 26) DYMPHNA VAN DER LANS CEO, CCI ( 27) DENNIS CHENG CDO UNTIL FEBRUARY 13, 2015 Officer line) Institutional trustee below dotted Individual trustee or director related organizations X X (D) (E) Reportable Reportable compensation compensation from from related the organizations organization (W-2/1099-MISC) (W-2/1099-MISC) (F) Estimated amount of other compensation from the organization and related organizations 238,837. 0. 25,417. 140,000. 0. 3,636. m m m m m m m m m m m m m m m m m m m m m m m m m mm mm mm mm mm mm mm mm mm mm mm mm mm I m m m m m m m m m m m m m m m m m m m m m m m m m m m m II I 1b c d 2 Sub-total Total from continuation sheets to Part VII, Section A Total (add lines 1b and 1c) Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization 65 3 Did the organization list any former officer, director, or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual mmmmmmmmmmmmmmmmmmmmmmmmmm 3 X For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual 4 X Yes No 4 mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmm Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person 5 Section B. Independent Contractors 1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization's tax year. 5 (A) Name and business address 2 (B) Description of services X (C) Compensation Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization I JSA 5E1055 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F Form 71302 990 (2015) BILL, HILLARY & CHELSEA CLINTON FOUNDATION Statement of Revenue 31-1580204 Form 990 (2015) Part VIII Check if Schedule O contains a response or note to any line in this Part VIII Contributions, Gifts, Grants Program Service Revenue and Other Similar Amounts (A) Total revenue mmmmmmmm mmmmmmmmmm mmmmmmmmm mmmmmmmm mm m mmmmmmmmmmmmmmmmmmI Federated campaigns 1a b Membership dues 1b 12,238. c Fundraising events 1c 9,133,540. d Related organizations 1d 4,223,996. e Government grants (contributions) 1e 8,935,170. f All other contributions, gifts, grants, 1f 86,561,733. 1a and similar amounts not included above g h mmmmmmmmmmmmmmmmmmmmmmmm (C) Unrelated business revenue (B) Related or exempt function revenue 9 X (D) Revenue excluded from tax under sections 512-514 48,786. 1,950,175. Noncash contributions included in lines 1a-1f: $ Total. Add lines 1a-1f 108,915,463. Business Code PRESIDENTIAL CENTER 900099 1,446,781. 456,534. b CLINTON GLOBAL INITIATIVE 900099 1,058,000. 1,058,000. c CLINTON DEVELOPMENT INITIATIVE 900099 123,588. 123,588. d OTHER PROGRAM SERVICE 900099 37. 37. 2a e f g m m m m m m mm mm mm mm mm m m m m m m m I mmmmmmmmmmmmmmmmI m m m m m m m m m m m m m m m m m m m m m m m mm II mmmmmmmm mmm m mm m m m m m m m m m m m m m m m I All other program service revenue Total. Add lines 2a-2f Investment 3 income (including dividends, Income from investment of tax-exempt bond proceeds Royalties (i) Real 6a 953,898. c d Rental income or (loss) Net rental income or (loss) Gross amount from sales of 102,966. (i) Securities assets other than inventory 8a 46,772. 2,970,460. 0. 7. 7. 102,966. 102,966. (ii) Other 5,616,970. 107,778. mmmm m m mm mm mm mm mm m m m m m m m m m m m m m m m Less: cost or other basis 5,847,056. and sales expenses c d 3,017,232. 1,056,864. Gross rents Less: rental expenses b 2,628,406. (ii) Personal b 7a 990,247. interest, and other similar amounts) 4 5 Other Revenue Page -230,086. Gain or (loss) Net gain or (loss) 107,778. I -122,308. 20,279. -142,587. Gross income from fundraising events (not including $ 9,133,540. mmmmmmmmmmm mmmmmmmmmm mmmmmmm I mmmmmmmmmmm mmmmmmmmmm mmmmmmm I mmmmmmmmm mmmmmmmmmmmmmmmmm I of contributions reported on line 1c). a 132,850. b Less: direct expenses Net income or (loss) from fundraising events 766,142. See Part IV, line 18 b c 9a b c 10a b c Gross income from gaming activities. See Part IV, line 19 0. less a 2,373,285. b Less: cost of goods sold Net income or (loss) from sales of inventory 1,132,273. Miscellaneous Revenue -633,292. a b Less: direct expenses Net income or (loss) from gaming activities Gross sales of inventory, returns and allowances -633,292. 1,241,012. 986,651. SPEECH REVENUE 900099 357,500. 357,500. b CDI FARMING 900099 376,269. 376,269. c OTHER REVENUE 199,253. 199,253. d All other revenue e Total. Add lines 11a-11d Total revenue. See instructions. 11a 12 JSA 5E1051 1.000 4871HQ 2532 254,361. Business Code mmmmmmmmmmmmm m m m mm mm mm mm mm mm mm mm mm mm mm mm mm I I 900099 11/15/2016 9:06:05 AM V 15-7F 933,022. 116,082,508. 2,571,181. 2,043,949. 2,551,915. Form 71302 990 (2015) BILL, HILLARY & CHELSEA CLINTON FOUNDATION Part IX Statement of Functional Expenses Form 990 (2015) 31-1580204 Page Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A). Check if Schedule O contains a response or note to any line in this Part IX mmmmmmmmmmmmmmmmmmmmmmmm Do not include amounts reported on lines 6b, 7b, 8b, 9b, and 10b of Part VIII. mmmm mmmmmmmmm (A) Total expenses (B) Program service expenses (C) Management and general expenses 10 X (D) Fundraising expenses 1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 2 Grants and other assistance individuals. See Part IV, line 22 to 3,061,682. 3,061,682. domestic 0. 3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16 mmmmm mmmmmmmmm mmmmmmmmmm 683,024. 0. 683,024. 2,458,381. 473,230. 1,749,385. 235,766. 0. 26,896,425. 20,752,249. 4,918,540. 1,225,636. 1,405,502. 4,690,807. 2,586,231. 1,103,407. 3,665,364. 1,964,371. 236,062. 830,460. 508,776. 66,033. 194,983. 113,084. 139,434. 140,838. 91,613. 1,633,827. 2,366. 4 Benefits paid to or for members 5 Compensation of current officers, directors, trustees, and key employees 6 Compensation not included above, to disqualified mmmmmm mmmmmmmmmmmm persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) 7 Other salaries and wages 8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) mmmmmmmmmmmm mmmmmmmmmmmmmmmmmm m m m m mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmm m mmmmmmmmm mmmmmm m m m m m m m m m m m m m m m mm mm mm mm mm mm mmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmm 9 Other employee benefits 10 Payroll taxes Fees for services (non-employees): a Management 11 b Legal c Accounting d Lobbying e Professional fundraising services. See Part IV, line 17 f Investment management fees g Other. 0. 233,413. 1,774,665. 0. 569,871. 1,729,337. 569,871. 1,729,337. (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O.) 12 Advertising and promotion 13 Office expenses 14 Information technology 15 Royalties 16 Occupancy 17 Travel 18 Payments of travel or entertainment expenses for any federal, state, or local public officials 19 Conferences, conventions, and meetings 20 Interest 21 Payments to affiliates 22 Depreciation, depletion, and amortization 23 Insurance 24 Other mmmm mmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmm mmmm mmmmmmmmmmmmmmmmmmm expenses. Itemize expenses not 8,819,784. 413,684. 1,504,595. 1,986,915. 0. 4,638,514. 6,986,482. 7,252,326. 345,574. 681,822. 763,707. 1,403,884. 35,550. 702,532. 1,203,373. 163,574. 32,560. 120,241. 19,835. 3,339,013. 5,395,355. 1,084,494. 543,781. 215,007. 1,047,346. 1,587. 11,808,733. 0. 0. 6,077,503. 454,637. 1,587. 10,955,750. 86,951. 766,032. 5,288,341. 150,482. 493,558. 304,155. 295,604. 378,381. 518,122. 2,486,437. 5,310,283. 1,402,355. 98,877,350. 160,411. 518,122. 2,486,437. 5,273,577. 627,801. 75,223,904. 208,374. 9,596. 21,711. 417,417. 18,203,780. 14,995. 357,137. 5,449,666. covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.) a TRAINING & DEVELOPMENT & FIXTURES c LOSS ON PRGRM RELATED INVSTM d DIRECT PROGRAM b EXHIBITS e All other expenses 25 Total functional expenses. Add lines 1 through 24e 26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720) m Im m m m m m 0. JSA 5E1052 1.000 4871HQ 2532 Form 11/15/2016 9:06:05 AM V 15-7F 71302 990 (2015) BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Form 990 (2015) Net Assets or Fund Balances Liabilities Assets Part X Page Balance Sheet Check if Schedule O contains a response or note to any line in this Part X mmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmm 1 2 3 4 5 Cash - non-interest-bearing Savings and temporary cash investments Pledges and grants receivable, net Accounts receivable, net Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L 6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions). Complete Part II of Schedule L m m m m m m m m m m m m m mm mm mm mm mm mm mm mm mm mm mm mm m m m m m m m m mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm Notes and loans receivable, net Inventories for sale or use Prepaid expenses and deferred charges Land, buildings, and equipment: cost or 150,926,906. 10a other basis. Complete Part VI of Schedule D 46,568,967. 10b b Less: accumulated depreciation 11 Investments - publicly traded securities 12 Investments - other securities. See Part IV, line 11 13 Investments - program-related. See Part IV, line 11 14 Intangible assets 15 Other assets. See Part IV, line 11 16 Total assets. Add lines 1 through 15 (must equal line 34) 17 Accounts payable and accrued expenses 18 Grants payable 19 Deferred revenue 20 Tax-exempt bond liabilities 21 Escrow or custodial account liability. Complete Part IV of Schedule D 22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified persons. Complete Part II of Schedule L 23 Secured mortgages and notes payable to unrelated third parties 24 Unsecured notes and loans payable to unrelated third parties 25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D Total liabilities. Add lines 17 through 25 26 X and Organizations that follow SFAS 117 (ASC 958), check here complete lines 27 through 29, and lines 33 and 34. 27 28 29 (A) Beginning of year 40,198,007. 85,583,746. 110,883,866. 1,097,893. 1 2 3 4 28,329,841. 18,737,426. 81,981,740. 1,724,402. 0. 5 0. 0. 0. 786,545. 1,032,291. 6 7 8 9 0. 0. 2,173,224. 651,982. 107,536,752. 10c 4,611,524. 11 0. 12 2,371,695. 13 0. 14 87,851. 15 354,190,170. 16 6,996,643. 17 0. 18 14,722,178. 19 0. 20 0. 21 104,357,939. 36,815,371. 82,351,196. 2,733,171. 0. 67,072. 359,923,364. 7,012,261. 0. 6,302,182. 0. 0. mmmmmmmmmmmmmm mmmmmmm mmmmmmmmm 0. 22 0. 23 0. 24 0. 0. 0. 0. 25 21,718,821. 26 0. 13,314,443. 156,156,627. 27 25,621,317. 28 150,693,405. 29 147,675,145. 15,319,058. 183,614,718. m m m m m m m m m m m m m m mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm I mmmmmmmmmmmmmmmmmmmmmmmmmmmmm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm I mmmmmmmmmmmmmmmm mmmmmmmm mmmm m m m m m m mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm Unrestricted net assets Temporarily restricted net assets Permanently restricted net assets Capital stock or trust principal, or current funds Paid-in or capital surplus, or land, building, or equipment fund Retained earnings, endowment, accumulated income, or other funds Total net assets or fund balances Total liabilities and net assets/fund balances and 30 31 32 332,471,349. 33 354,190,170. 34 JSA 5E1053 1.000 4871HQ 2532 (B) End of year mmmmmmmmmm mmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmm mmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm m m m m m m m m m m m m m m mm mm mm mm mm mm mm mm mm mm mmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmm mmmm Organizations that do not follow SFAS 117 (ASC 958), check here complete lines 30 through 34. 30 31 32 33 34 mmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmm 7 8 9 10 a 11 11/15/2016 9:06:05 AM V 15-7F 71302 346,608,921. 359,923,364. Form 990 (2015) BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Form 990 (2015) Part XI 1 2 3 4 5 6 7 8 9 10 Page m m m m m m m m m m m m 116,082,508. mmmmmmm X mmmmmmmmmmmmmmmmmmmmmmm 98,877,350. mmmmmmmmmmmmmmmmmmmmmmm 17,205,158. mmmmmmmmmmmmmmmmmmmmmmmmmm 332,471,349. mmmmm -1,761,573. mmmmmmmmmmmmmmmmmmmmmmmmmmmmm 0. mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 0. mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 0. mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm -1,306,013. mmmmmmmmmmmmmmmm 346,608,921. mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm Financial Statements and Reporting Check if Schedule O contains a response or note to any line in this Part XII m m m m m m m m m m m m m m m m m m m Total revenue (must equal Part VIII, column (A), line 12) Total expenses (must equal Part IX, column (A), line 25) Revenue less expenses. Subtract line 2 from line 1 Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) Net unrealized gains (losses) on investments Donated services and use of facilities Investment expenses Prior period adjustments Other changes in net assets or fund balances (explain in Schedule O) Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B)) Part XII 12 Reconciliation of Net Assets Check if Schedule O contains a response or note to any line in this Part XI 1 2 3 4 5 6 7 8 9 10 Yes X Accrual Accounting method used to prepare the Form 990: Cash Other If the organization changed its method of accounting from a prior year or checked "Other," explain in Schedule O. 2 a Were the organization's financial statements compiled or reviewed by an independent accountant? If "Yes," check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both: No 1 Separate basis Consolidated basis mmmmmm 2a mmmmmmmmmmmmmm 2b X 2c X Both consolidated and separate basis b Were the organization's financial statements audited by an independent accountant? If "Yes," check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both: Separate basis X Consolidated basis Both consolidated and separate basis c If "Yes" to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant? If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O. 3 a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? b If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm JSA 5E1054 1.000 11/15/2016 9:06:05 AM V 15-7F 71302 X 3a 3b Form 4871HQ 2532 X 990 (2015) Public Charity Status and Public Support SCHEDULE A (Form 990 or 990-EZ) Department of the Treasury Internal Revenue Service Name of the organization OMB No. 1545-0047 Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust. I I Attach to Form 990 or Form 990-EZ. Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990. À¾µ¹ Open to Public Inspection Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Reason for Public Charity Status (All organizations must complete this part.) See instructions. Part I The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.) 1 A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i). 2 A school described in section 170(b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ).) 3 A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii). 4 A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state: 5 An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170(b)(1)(A)(iv). (Complete Part II.) 6 A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v). 7 X An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.) 8 A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.) 9 An organization that normally receives: (1) more than 33 1/3 % of its support from contributions, membership fees, and gross receipts from activities related to its exempt functions - subject to certain exceptions, and (2) no more than 33 1/3 % of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.) 10 An organization organized and operated exclusively to test for public safety. See section 509(a)(4). 11 An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box in lines 11a through 11d that describes the type of supporting organization and complete lines 11e, 11f, and 11g. a Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by giving the supported organization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization. You must complete Part IV, Sections A and B. b Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by having control or management of the supporting organization vested in the same persons that control or manage the supported organization(s). You must complete Part IV, Sections A and C. c Type III functionally integrated. A supporting organization operated in connection with, and functionally integrated with, its supported organization(s) (see instructions). You must complete Part IV, Sections A, D, and E. d Type III non-functionally integrated. A supporting organization operated in connection with its supported organization(s) that is not functionally integrated. The organization generally must satisfy a distribution requirement and an attentiveness requirement (see instructions). You must complete Part IV, Sections A and D, and Part V. e Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type III functionally integrated, or Type III non-functionally integrated supporting organization. f Enter the number of supported organizations g Provide the following information about the supported organization(s). mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm (i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1-9 above (see instructions)) (iv) Is the organization listed in your governing document? Yes (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions) No (A) (B) (C) (D) (E) Total For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. JSA 5E1210 1.000 4871HQ 2532 11/15/2016 9:06:05 AM Schedule A (Form 990 or 990-EZ) 2015 V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule A (Form 990 or 990-EZ) 2015 Page 2 Part II Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.) Section A. Public Support Calendar year (or fiscal year beginning in) 1 2 I Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") mmmmmm (b) 2012 65,232,759. 49,937,264. (c) 2013 (d) 2014 142,885,956. (e) 2015 172,579,474. 108,915,463. (f) Total 539,550,916. Tax revenues levied for the organization's benefit and either paid to or expended on its behalf mmmmmmm 3 The value of services or facilities furnished by a governmental unit to the organization without charge 4 Total. Add lines 1 through 3 5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f) Public support. Subtract line 5 from line 4. 6 (a) 2011 mmmmmmm mmmmmmm 0. 0. 65,232,759. 49,937,264. 142,885,956. 172,579,474. 108,915,463. mmmmmmm 539,550,916. 32,026,628. 507,524,288. Section B. Total Support m m m m m m m m mIm Calendar year (or fiscal year beginning in) 7 8 Amounts from line 4 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources mmmmmmmmmmmmmmmmm 9 (a) 2011 (b) 2012 65,232,759. 49,937,264. 142,885,956. (c) 2013 172,579,474. (d) 2014 108,915,463. (e) 2015 539,550,916. (f) Total 68,423. 60,308. 159,457. 388,177. 4,110,980. 4,787,345. Net income from unrelated business activities, whether or not the business is regularly carried on mmmmmmmmmm 0. 10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ATCH 1 11 12 Total support. Add lines 7 through 10 13 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here mmmmmmmmmmm mm 5,329,830. 2,464,256. 4,419,621. 5,107,819. 2,007,248. 19,328,774. mmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm I Section C. Computation of Public Support Percentage 90.04 mmmmmmmm 90.89 mmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmm I X mmmmmmmmmmmmmmm I 563,667,035. Gross receipts from related activities, etc. (see instructions) 12 6,860,129. 14 14 Public support percentage for 2015 (line 6, column (f) divided by line 11, column (f)) 15 15 Public support percentage from 2014 Schedule A, Part II, line 14 16a 33 1/3 % support test - 2015. If the organization did not check the box on line 13, and line 14 is 33 1/3 % or more, check this box and stop here. The organization qualifies as a publicly supported organization b 33 1/3 % support test - 2014. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3 % or more, check this box and stop here. The organization qualifies as a publicly supported organization 17a 10%-facts-and-circumstances test - 2015. If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in Part VI how the organization meets the "facts-and-circumstances” test. The organization qualifies as a publicly supported organization b 10%-facts-and-circumstances test - 2014. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization 18 Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions % % mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm I mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm I mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm I Schedule A (Form 990 or 990-EZ) 2015 JSA 5E1220 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule A (Form 990 or 990-EZ) 2015 Page 3 Support Schedule for Organizations Described in Section 509(a)(2) (Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.) Section A. Public Support Part III Calendar year (or fiscal year beginning in) 1 I (a) 2011 (b) 2012 (c) 2013 (d) 2014 (e) 2015 (f) Total (a) 2011 (b) 2012 (c) 2013 (d) 2014 (e) 2015 (f) Total Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") 2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose 3 mmmmmm m Gross receipts from activities that are not an unrelated trade or business under section 513 4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf 5 The value of services mmmmmmm or facilities furnished by a governmental unit to the organization without charge 6 Total. Add lines 1 through 5 mmmmmmm mmmmmmm mmmm 7 a Amounts included on lines 1, 2, and 3 received from disqualified persons b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year mmmmmmmmmmm mmmmmmmmmmmmmmmmm Section B. Total Support m m m m m m m m m m Im 8 c Add lines 7a and 7b Public support. (Subtract line 7c from line 6.) Calendar year (or fiscal year beginning in) 9 Amounts from line 6 10 a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources mmmmmmmmmmmmmmmmm b Unrelated business taxable income (less section 511 taxes) from businesses mmmmmm mmmmmmmmm acquired after June 30, 1975 c Add lines 10a and 10b 11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) mmmmmmmmmmmmmmm 12 mmmmmmmmmmm mmmmmmmmmmmmmmmm 13 Total support. (Add lines 9, 10c, 11, 14 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) and 12.) organization, check this box and stop here m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mI m m m m m m m m m mm mm mm mm mm mm mm mm mm mm mm mm mm mm Section C. Computation of Public Support Percentage 15 Public support percentage for 2015 (line 8, column (f) divided by line 13, column (f)) 15 16 Public support percentage from 2014 Schedule A, Part III, line 15 16 Section D. Computation of Investment Income Percentage mmmmmmmmmm mmmmmmmmmmmmmmmmmmmm 17 Investment income percentage for 2015 (line 10c, column (f) divided by line 13, column (f)) 17 18 Investment income percentage from 2014 Schedule A, Part III, line 17 18 19 a 33 1/3 % support tests - 2015. If the organization did not check the box on line 14, and line 15 is more than 33 1/3 %, and line 17 is not more than 33 1/3 %, check this box and stop here. The organization qualifies as a publicly supported organization b 33 1/3 % support tests - 2014. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3 %, and 20 line 18 is not more than 33 1/3 %, check this box and stop here. The organization qualifies as a publicly supported organization Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions JSA 5E1221 1.000 4871HQ 2532 % % % % I I I Schedule A (Form 990 or 990-EZ) 2015 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Page 4 Supporting Organizations (Complete only if you checked a box in line 11 of Part I. If you checked 11a of Part I, complete Sections A and B. If you checked 11b of Part I, complete Sections A and C. If you checked 11c of Part I, complete Sections A, D, and E. If you checked 11d of Part I, complete Sections A and D, and complete Part V.) Section A. All Supporting Organizations Yes No Schedule A (Form 990 or 990-EZ) 2015 Part IV 1 Are all of the organization’s supported organizations listed by name in the organization’s governing documents? If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose, describe the designation. If historic and continuing relationship, explain. 1 2 Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2). 2 3a Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below. Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination. b 3a 3b Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use. Was any supported organization not organized in the United States ("foreign supported organization")? If "Yes," and if you checked 11a or 11b in Part I, answer (b) and (c) below. Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If "Yes," describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations. 4b c Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If "Yes," explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes. 4c 5a Did the organization add, substitute, or remove any supported organizations during the tax year? If "Yes," answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document). 5a b Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document? c Substitutions only. Was the substitution the result of an event beyond the organization's control? c 4a b 3c 4a 5b 5c Did the organization provide support (whether in the form of grants or the provision of services or facilities) to 6 anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If "Yes," provide detail in Part VI. 6 7 Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If "Yes," complete Part I of Schedule L (Form 990 or 990-EZ). 7 8 Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If "Yes," complete Part I of Schedule L (Form 990 or 990-EZ). 8 9a Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If "Yes," provide detail in Part VI. 9a b Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If "Yes," provide detail in Part VI. Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If "Yes," provide detail in Part VI. Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If "Yes," answer 10b below. Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings.) c 10 a b 9b 9c 10a 10b Schedule A (Form 990 or 990-EZ) 2015 JSA 5E1229 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule A (Form 990 or 990-EZ) 2015 Part IV Page 5 Supporting Organizations (continued) Yes No 11 a b c Has the organization accepted a gift or contribution from any of the following persons? A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization? A family member of a person described in (a) above? A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI. 11a 11b 11c Section B. Type I Supporting Organizations Yes No 1 Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If "No," describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year. 1 2 Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If "Yes," explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised, or controlled the supporting organization. 2 Section C. Type II Supporting Organizations Yes No Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If "No," describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s). 1 1 Section D. All Type III Supporting Organizations Yes No 1 Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided? 1 2 Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s). 2 3 By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard. 3 Section E. Type III Functionally-Integrated Supporting Organizations 1 a b c 2 a b 3 a b Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions): The organization satisfied the Activities Test. Complete line 2 below. The organization is the parent of each of its supported organizations. Complete line 3 below. The organization supported a governmental entity. Describe in Part VI how you supported a government entity (see instructions). Yes No Activities Test. Answer (a) and (b) below. Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities. 2a Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement. 2b Parent of Supported Organizations. Answer (a) and (b) below. Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI. Did the organization exercise a substantial degree of direction over the policies, programs, and activities of each of its supported organizations? If "Yes," describe in Part VI the role played by the organization in this regard. 3a 3b Schedule A (Form 990 or 990-EZ) 2015 JSA 5E1230 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule A (Form 990 or 990-EZ) 2015 Part V Page 6 Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations 1 Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970. See instructions. All other Type III non-functionally integrated supporting organizations must complete Sections A through E. (B) Current Year Section A - Adjusted Net Income (A) Prior Year (optional) 1 Net short-term capital gain 1 2 Recoveries of prior-year distributions 2 3 Other gross income (see instructions) 3 4 Add lines 1 through 3 4 5 Depreciation and depletion 5 6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 7 Other expenses (see instructions) 8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 6 7 8 Section B - Minimum Asset Amount (A) Prior Year 1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): a Average monthly value of securities b Average monthly cash balances c Fair market value of other non-exempt-use assets d Total (add lines 1a, 1b, and 1c) e Discount claimed for blockage or other factors (explain in detail in Part VI): 2 Acquisition indebtedness applicable to non-exempt-use assets 3 Subtract line 2 from line 1d 4 Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions). 5 Net value of non-exempt-use assets (subtract line 4 from line 3) 6 Multiply line 5 by .035 7 Recoveries of prior-year distributions 8 Minimum Asset Amount (add line 7 to line 6) (B) Current Year (optional) 1a 1b 1c 1d 2 3 4 5 6 7 8 Current Year Section C - Distributable Amount Adjusted net income for prior year (from Section A, line 8, Column A) 1 Enter 85% of line 1 2 Minimum asset amount for prior year (from Section B, line 8, Column A) 3 Enter greater of line 2 or line 3 4 Income tax imposed in prior year 5 6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6 7 Check here if the current year is the organization's first as a non-functionally-integrated Type III supporting organization (see instructions). 1 2 3 4 5 Schedule A (Form 990 or 990-EZ) 2015 JSA 5E1231 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule A (Form 990 or 990-EZ) 2015 Part V Page Section D - Distributions 1 2 3 4 5 6 7 8 9 10 7 Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations (continued) Current Year Amounts paid to supported organizations to accomplish exempt purposes Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in excess of income from activity Administrative expenses paid to accomplish exempt purposes of supported organizations Amounts paid to acquire exempt-use assets Qualified set-aside amounts (prior IRS approval required) Other distributions (describe in Part VI). See instructions. Total annual distributions. Add lines 1 through 6. Distributions to attentive supported organizations to which the organization is responsive (provide details in Part VI). See instructions. Distributable amount for 2015 from Section C, line 6 Line 8 amount divided by Line 9 amount (i) Excess Distributions Section E - Distribution Allocations (see instructions) (ii) Underdistributions Pre-2015 (iii) Distributable Amount for 2015 Distributable amount for 2015 from Section C, line 6 Underdistributions, if any, for years prior to 2015 (reasonable cause required-see instructions) Excess distributions carryover, if any, to 2015: 1 2 3 a b c d e f g h i j 4 a b c 5 6 7 8 a b c d e mmmmmmmm mmmmmmmm From 2013 From 2014 Total of lines 3a through e Applied to underdistributions of prior years Applied to 2015 distributable amount Carryover from 2010 not applied (see instructions) Remainder. Subtract lines 3g, 3h, and 3i from 3f. Distributions for 2015 from Section D, line 7: $ Applied to underdistributions of prior years Applied to 2015 distributable amount Remainder. Subtract lines 4a and 4b from 4. Remaining underdistributions for years prior to 2015, if any. Subtract lines 3g and 4a from line 2 (if amount greater than zero, see instructions). Remaining underdistributions for 2015. Subtract lines 3h and 4b from line 1 (if amount greater than zero, see instructions). Excess distributions carryover to 2016. Add lines 3j and 4c. Breakdown of line 7: Excess from 2013 Excess from 2014 Excess from 2015 mmmmmmmm mmmmmmmm mmmmmmmm Schedule A (Form 990 or 990-EZ) 2015 JSA 5E1232 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule A (Form 990 or 990-EZ) 2015 Part VI Page 8 Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions). ATTACHMENT 1 SCHEDULE A, PART II - OTHER INCOME DESCRIPTION 2011 MISCELLANEOUS 21,287. 2012 2013 39,646. 978,464. 1,482,088. PRESIDENTIAL CENTER REVENUE 1,138,822. 1,000,402. FUNDRAISING REVENUE 3,252,600. 121,653. TOTALS -61,343. -179,533. 5,329,830. 2,464,256. 199,253. 2,142,594. 295,526. 341,872. 361,879. 999,277. 1,784,748. 3,629,585. 357,500. 8,232,385. 2,139,224. 364,151. 290,150. 132,850. 4,161,404. 512,414. 426,586. 955,766. 1,894,766. -240,876. 4,419,621. 5,107,819. 2,007,248. 19,328,774. Schedule A (Form 990 or 990-EZ) 2015 JSA 5E1225 1.000 4871HQ 2532 TOTAL 419,626. CDI FARMING REVENUE PARTNERSHIP INCOME 2015 1,462,782. CAFE REVENUE SPEECH REVENUE 2014 11/15/2016 9:06:05 AM V 15-7F 71302 Schedule B (Form 990, 990-EZ, or 990-PF) Department of the Treasury Internal Revenue Service OMB No. 1545-0047 Schedule of Contributors I I Attach to Form 990, Form 990-EZ, or Form 990-PF. Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990. Name of the organization À¾µ¹ Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Organization type (check one): Filers of: Section: Form 990 or 990-EZ X 501(c)( 3 ) (enter number) organization 4947(a)(1) nonexempt charitable trust not treated as a private foundation 527 political organization Form 990-PF 501(c)(3) exempt private foundation 4947(a)(1) nonexempt charitable trust treated as a private foundation 501(c)(3) taxable private foundation Check if your organization is covered by the General Rule or a Special Rule. Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions. General Rule For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions. Special Rules X For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33 1/3 % support test of the regulations under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II. For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor, during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and III. For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor, during the year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Do not complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions $ totaling $5,000 or more during the year mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm I Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990, 990-EZ, or 990-PF), but it must answer "No" on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ or on its Form 990-PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF). For Paperwork Reduction Act Notice, see the Instructions for Form 990, 990-EZ, or 990-PF. Schedule B (Form 990, 990-EZ, or 990-PF) (2015) JSA 5E1251 2.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 Page 2 Schedule B (Form 990, 990-EZ, or 990-PF) (2015) Name of organization BILL, HILLARY & CHELSEA CLINTON FOUNDATION Employer identification number 31-1580204 Part I Contributors (see instructions). Use duplicate copies of Part I if additional space is needed. (a) No. (b) Name, address, and ZIP + 4 (c) Total contributions 1 $ 10,020,000. (d) Type of contribution Person Payroll Noncash X (Complete Part II for noncash contributions.) (a) No. (b) Name, address, and ZIP + 4 (c) Total contributions 2 $ 5,081,012. (d) Type of contribution Person Payroll Noncash X (Complete Part II for noncash contributions.) (a) No. (b) Name, address, and ZIP + 4 (c) Total contributions 3 $ 4,223,996. (d) Type of contribution Person Payroll Noncash X (Complete Part II for noncash contributions.) (a) No. (b) Name, address, and ZIP + 4 (c) Total contributions 4 $ 3,333,334. (d) Type of contribution Person Payroll Noncash X (Complete Part II for noncash contributions.) (a) No. (b) Name, address, and ZIP + 4 (c) Total contributions (d) Type of contribution Person Payroll Noncash $ (Complete Part II for noncash contributions.) (a) No. (b) Name, address, and ZIP + 4 (c) Total contributions (d) Type of contribution Person Payroll Noncash $ (Complete Part II for noncash contributions.) Schedule B (Form 990, 990-EZ, or 990-PF) (2015) JSA 5E1253 2.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 Schedule B (Form 990, 990-EZ, or 990-PF) (2015) Name of organization Page 3 Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Part II Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed. (a) No. from Part I (c) FMV (or estimate) (b) Description of noncash property given (see instructions) (d) Date received $ (a) No. from Part I (c) FMV (or estimate) (b) Description of noncash property given (see instructions) (d) Date received $ (a) No. from Part I (c) FMV (or estimate) (b) Description of noncash property given (see instructions) (d) Date received $ (a) No. from Part I (c) FMV (or estimate) (b) Description of noncash property given (see instructions) (d) Date received $ (a) No. from Part I (c) FMV (or estimate) (b) Description of noncash property given (see instructions) (d) Date received $ (a) No. from Part I (c) FMV (or estimate) (b) Description of noncash property given (see instructions) (d) Date received $ Schedule B (Form 990, 990-EZ, or 990-PF) (2015) JSA 5E1254 2.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 Schedule B (Form 990, 990-EZ, or 990-PF) (2015) Name of organization Part III Page 4 Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed. I (a) No. from Part I (b) Purpose of gift (c) Use of gift (d) Description of how gift is held (e) Transfer of gift Transferee's name, address, and ZIP + 4 (a) No. from Part I (b) Purpose of gift Relationship of transferor to transferee (c) Use of gift (d) Description of how gift is held (e) Transfer of gift Transferee's name, address, and ZIP + 4 (a) No. from Part I (b) Purpose of gift Relationship of transferor to transferee (c) Use of gift (d) Description of how gift is held (e) Transfer of gift Transferee's name, address, and ZIP + 4 (a) No. from Part I (b) Purpose of gift Relationship of transferor to transferee (c) Use of gift (d) Description of how gift is held (e) Transfer of gift Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee Schedule B (Form 990, 990-EZ, or 990-PF) (2015) JSA 5E1255 3.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 SCHEDULE D (Form 990) Department of the Treasury Internal Revenue Service Name of the organization OMB No. 1545-0047 Supplemental Financial Statements I I Complete if the organization answered "Yes" on Form 990, Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b. À¾µ¹ Attach to Form 990. Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990. Open to Public Inspection I Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Part I Complete if the organization answered "Yes" on Form 990, Part IV, line 6. (a) Donor advised funds mmmmmmmmmmm mm mmmmmmmmmm (b) Funds and other accounts Total number at end of year Aggregate value of contributions to (during year) Aggregate value of grants from (during year) Aggregate value at end of year Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization's property, subject to the organization's exclusive legal control? Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? 1 2 3 4 5 6 Part II 1 2 a b c d 3 mmmmmmmmmmm Yes No mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm Yes No Conservation Easements. Complete if the organization answered "Yes" on Form 990, Part IV, line 7. Purpose(s) of conservation easements held by the organization (check all that apply). Preservation of land for public use (e.g., recreation or education) Preservation of a historically important land area Protection of natural habitat Preservation of a certified historic structure Preservation of open space Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation Held at the End of the Tax Year easement on the last day of the tax year. 2a Total number of conservation easements 2b Total acreage restricted by conservation easements 2c Number of conservation easements on a certified historic structure included in (a) Number o f conservation easements included in (c) acquired af ter 8 /17/06, and not on a 2d historic structure listed in the National Register Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the tax year Number of states where property subject to conservation easement is located Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? Yes No mmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmm mmmmm mmmmmmmmmmmmmmmmmmmmmmmm I 4 5 I mmmmmmmmmmmmmmmmmmmmmm 6 Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year 7 Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year 8 Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? Yes In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes the organization's accounting for conservation easements. I I 9 $ Part III 1a b 2 a b mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm No Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. Complete if the organization answered "Yes" on Form 990, Part IV, line 8. If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items. If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items: (i) Revenue included in Form 990, Part VIII, line 1 $ (ii) Assets included in Form 990, Part X $ If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the following amounts required to be reported under SFAS 116 (ASC 958) relating to these items: Revenue included in Form 990, Part VIII, line 1 $ Assets included in Form 990, Part X $ mmmmmmmmmmmmmmmmmmmmmmmmmmmmmm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m II m m m m m m mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm II For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule D (Form 990) 2015 JSA 5E1268 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule D (Form 990) 2015 Part III Page 2 Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued) Using the organization's acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply): a Public exhibition d Loan or exchange programs b Scholarly research e Other c Preservation for future generations 4 Provide a description of the organization's collections and explain how they further the organization's exempt purpose in Part XIII. 5 During the year, did the organization solicit or receive donations of art, historical treasures, or other similar assets to be sold to raise funds rather than to be maintained as part of the organization's collection? Yes No 3 mmmmmm Part IV Escrow and Custodial Arrangements. Complete if the organization answered “Yes” on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21. 1 a Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not included on Form 990, Part X? b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount c Beginning balance 1c d Additions during the year 1d e Distributions during the year 1e f Ending balance 1f 2 a Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? b If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided on Part XIII mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm Yes No Yes No mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm Part V mmmmmmmmmm Endowment Funds. Complete if the organization answered “Yes” on Form 990, Part IV, line 10. (a) Current year mmmm mmmmmmmmmmm mmmmmmmmmmmmm mmmmmm mmmmmmmmmmm mmmmm mmmmmmmm (b) Prior year (c) Two years back (d) Three years back (e) Four years back 150,791,965. 59,096,285. 267,491. 250,000. 1 a Beginning of year balance 32,921,313. 91,679,557. 58,763,848. 17,491. b Contributions c Net investment earnings, gains, -1,459. 16,123. 64,946. and losses d Grants or scholarships e Other expenditures for facilities and programs f Administrative expenses 183,711,819. 150,791,965. 59,096,285. 267,491. g End of year balance 2 Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as: a Board designated or quasi-endowment % 99.9500 % b Permanent endowment .0500 % c Temporarily restricted endowment The percentages on lines 2a, 2b, and 2c should equal 100%. 3 a Are there endowment funds not in the possession of the organization that are held and administered for the organization by: (i) unrelated organizations (ii) related organizations b If "Yes" on line 3a(ii), are the related organizations listed as required on Schedule R? 4 Describe in Part XIII the intended uses of the organization's endowment funds. I I Yes 3a(i) 3a(ii) 3b No X X Land, Buildings, and Equipment. Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10. Description of property mmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmm mmmmmmmmmm mmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmm (a) Cost or other basis (b) Cost or other basis (c) Accumulated (investment) (other) depreciation Land 943,690. Buildings 130,559,917. 36,376,429. Leasehold improvements 7,945,674. 5,245,174. Equipment 11,477,625. 4,947,364. Other Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10c.) 1a b c d e 250,000. I mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmm Part VI 250,000. m m m m m m mI JSA 5E1269 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 (d) Book value 943,690. 94,183,488. 2,700,500. 6,530,261. 104,357,939. Schedule D (Form 990) 2015 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule D (Form 990) 2015 Part VII Page (a) Description of security or category (including name of security) (b) Book value mmmmmmmmmmmmmmmmm mmmmmmmmmmmmm (1) Financial derivatives (2) Closely-held equity interests (3) Other (A) HEDGED EQUITY (B) SELECT EQUITY (C) INTERMEDIATE FUND (D) STRATEGIC FIXED INCOME (E) PRIVATE EQUITY (F) DIVERSIFIED STRATEGY FUNDS (G) (H) 12,040,574. 33,708,474. 13,853,031. 10,129,407. 631,904. 11,987,806. FMV FMV FMV FMV FMV FMV I (a) Description of investment (1) (2) (3) (4) (5) (6) (7) (8) (9) Total. (Column (b) must equal Form 990, Part X, col. (B) line 13.) Part IX (c) Method of valuation: Cost or end-of-year market value 82,351,196. Investments - Program Related. Complete if the organization answered "Yes" on Form 990, Part IV, line 11c. See Form 990, Part X, line 13. Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.) Part VIII (b) Book value (c) Method of valuation: Cost or end-of-year market value I Other Assets. Complete if the organization answered "Yes" on Form 990, Part IV, line 11d. See Form 990, Part X, line 15. (a) Description (1) (2) (3) (4) (5) (6) (7) (8) (9) Total. (Column (b) must equal Form 990, Part X, col. (B) line 15.) Part X (b) Book value mmmmmmmmmmmmmmmmmmmmmmmmmm I Other Liabilities. Complete if the organization answered "Yes" on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25. (a) Description of liability 1. 3 Investments - Other Securities. Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12. (1) Federal income taxes (2) (3) (4) (5) (6) (7) (8) (9) Total. (Column (b) must equal Form 990, Part X, col. (B) line 25.) (b) Book value I 2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII JSA 5E1270 1.000 4871HQ 2532 X Schedule D (Form 990) 2015 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule D (Form 990) 2015 Part XI 1 2 a b c d e 3 4 a b c 5 mmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mm mm mm mm mm mm mm mm mm mm mm mm mm mm Total revenue, gains, and other support per audited financial statements Amounts included on line 1 but not on Form 990, Part VIII, line 12: Net unrealized gains (losses) on investments Donated services and use of facilities Recoveries of prior year grants Other (Describe in Part XIII.) Add lines 2a through 2d Subtract line 2e from line 1 Amounts included on Form 990, Part VIII, line 12, but not on line 1: Investment expenses not included on Form 990, Part VIII, line 7b Other (Describe in Part XIII.) Add lines 4a and 4b Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) Part XII 1 2 a b c d e 3 4 a b c 5 Page 1 2a 2b 2c 2d 2e 3 4a 4b 4c 5 Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered "Yes" on Form 990, Part IV, line 12a. mmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mm mm mm mm mm mm mm mm mm mm mm mm mm Total expenses and losses per audited financial statements Amounts included on line 1 but not on Form 990, Part IX, line 25: Donated services and use of facilities Prior year adjustments Other losses Other (Describe in Part XIII.) Add lines 2a through 2d Subtract line 2e from line 1 Amounts included on Form 990, Part IX, line 25, but not on line 1: Investment expenses not included on Form 990, Part VIII, line 7b Other (Describe in Part XIII.) Add lines 4a and 4b Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) Part XIII 4 Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered "Yes" on Form 990, Part IV, line 12a. 1 2a 2b 2c 2d 2e 3 4a 4b 4c 5 Supplemental Information. Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part IV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information. SEE PAGE 5 Schedule D (Form 990) 2015 JSA 5E1271 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION Supplemental Information (continued) Schedule D (Form 990) 2015 Part XIII 31-1580204 Page 5 FORM 990, SCHEDULE D, PART V, LINE 4 THE ENDOWMENT CONSISTS OF FUNDS ESTABLISHED TO SUPPORT THE ONGOING MISSION OF THE BILL, HILLARY & CHELSEA CLINTON FOUNDATION. FORM 990, SCHEDULE D, PART X, LINE 2 FIN 48 DISCLOSURE: MANAGEMENT HAS ANALYZED TAX POSITIONS TAKEN BY THE CONSOLIDATED ENTITIES AND HAS CONCLUDED THAT, AS OF DECEMBER 31, 2015, THERE ARE NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. Schedule D (Form 990) 2015 JSA 5E1226 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 SCHEDULE F (Form 990) Department of the Treasury Internal Revenue Service Statement of Activities Outside the United States I I OMB No. 1545-0047 À¾µ¹ Complete if the organization answered "Yes" on Form 990, Part IV, line 14b, 15, or 16. Attach to Form 990. Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990. I Name of the organization Open to Public Inspection Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Part I General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b. For grantmakers. Does the organization maintain records to substantiate the amount of its grants and other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? 1 mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm X Yes 2 For grantmakers. Describe in Part V the organization's procedures for monitoring the use of its grants and other assistance outside the United States. 3 Activities per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.) (a) Region (b) Number of offices in the region (1) CENTRAL AMERICA/CARIBBEAN (2) MIDDLE EAST AND NORTH AFRICA (3) SUB-SAHARAN AFRICA 7. (4) SOUTH AMERICA 2. (5) SOUTH ASIA (6) CENTRAL AMERICA/CARIBBEAN (c) Number of employees, agents, and independent contractors in region 10. (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of service(s) in region No (f) Total expenditures for and investments in region PROGRAM SERVICES CLIMATE & ECONOMIC DEV 4,821,250. PROGRAM SERVICES CONFERENCES 2,634,580. 215. PROGRAM SERVICES CLIMATE & ECONOMIC DEV 42. PROGRAM SERVICES ECONOMIC DEVELOPMENT 4,694,378. 2. PROGRAM SERVICES ECONOMIC DEVELOPMENT 1,507,260. INVESTMENTS PGM RELATED INVESTMENT 13,548,096. 16,671. (7) (8) (9) (10) (11) (12) (13) (14) (15) (16) (17) 3a b c mmmmmmmmmmm mmmmmmm Sub-total Total from continuation sheets to Part I Totals (add lines 3a and 3b) 9. 269. 9. 269. 27,222,235. 27,222,235. For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule F (Form 990) 2015 JSA 5E1274 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule F (Form 990) 2015 Part II 1 Page 2 Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed. (a) Name of organization (b) IRS code section and EIN (if applicable) (c) Region (d) Purpose of grant (e) Amount of cash grant (f) Manner of cash disbursement (g) Amount of non-cash assistance (h) Description of non-cash assistance (i) Method of valuation (book, FMV, appraisal, other) (1) SUB-SAHARAN AFRICA FORESTRY 205,112. BANK WIRE N/A N/A (2) SOUTH AMERICA TRAINING 58,499. BANK WIRE N/A N/A (3) CENT. AMERICA/CARIBBEAN ENTREPRENEUR 41,375. BANK WIRE N/A N/A (4) CENT. AMERICA/CARIBBEAN TRAINING 6,000. BANK WIRE N/A N/A (5) CENT. AMERICA/CARIBBEAN EDUCATION 169,357. BANK WIRE N/A N/A (6) CENT. AMERICA/CARIBBEAN AGRICULTURE 202,681. BANK WIRE N/A N/A (7) (8) (9) (10) (11) (12) (13) (14) (15) (16) 2 3 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter Enter total number of other organizations or entities m m m m m m m m m m m m m m m m m m m m m m m m m mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm II JSA 5E1275 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 5. 1. Schedule F (Form 990) 2015 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule F (Form 990) 2015 Part III Page 3 Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16. Part III can be duplicated if additional space is needed. (a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of cash grant (e) Manner of cash disbursement (f) Amount of non-cash assistance (g) Description of non-cash assistance (h) Method of valuation (book, FMV, appraisal, other) (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) (14) (15) (16) (17) (18) Schedule F (Form 990) 2015 JSA 5E1276 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule F (Form 990) 2015 Part IV 1 Page Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926) mmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 2 X Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return To Report Transactions With Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; do not file with Form 990) mmmm 3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons With Respect to Certain Foreign Corporations (see Instructions for Form 5471) mmmmmmmmmmmmmmmmmmmmm 4 X Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund (see Instructions for Form 8621) Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons With Respect to Certain Foreign Partnerships (see Instructions for Form 8865) mmmmmmmmmmmmmmmmmmmmmmmmm 6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; do not file with Form 990) mmmmmmmmmmmmmmmmmmmmmmmm Yes Yes mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 5 4 Foreign Forms X Yes Yes X No No X Yes Yes No No No X No Schedule F (Form 990) 2015 JSA 5E1277 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION Schedule F (Form 990) 2015 Part V 31-1580204 Page 5 Supplemental Information Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions). FORM 990, SCHEDULE F, PART I, LINE 2 THE ORGANIZATION REQUIRES A FINAL REPORT FROM ALL GRANT RECIPIENTS DETAILING THE USE OF GRANT FUNDS. THE RELEVANT GROUP INITIATIVE WITHIN THE FOUNDATION REVIEWS THESE REPORTS FOR PROPER USE OF GRANT FUNDS AND CONTINUED FUNDING. FORM 990, SCHEDULE F, PART I, LINE 3, COLUMN (F) EXPENDITURES ARE REPORTED ON AN ACCRUAL-BASIS CONSISTENT WITH THE ORGANIZATION'S FINANCIAL STATEMENTS. Schedule F (Form 990) 2015 JSA 5E1502 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 SCHEDULE G Supplemental Information Regarding Fundraising or Gaming Activities Department of the Treasury Internal Revenue Service À¾µ¹ Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. (Form 990 or 990-EZ) I I OMB No. 1545-0047 Attach to Form 990 or Form 990-EZ. Open to Public Information about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990. Name of the organization Inspection Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Fundraising Activities. Complete if the organization answered "Yes" on Form 990, Part IV, line 17. Part I Form 990-EZ filers are not required to complete this part. 1 a b c d Indicate whether the organization raised funds through any X Mail solicitations e X X Internet and email solicitations f X X Phone solicitations g X X In-person solicitations of the following activities. Check all that apply. Solicitation of non-government grants Solicitation of government grants Special fundraising events 2 a Did the organization have a written or oral agreement with any individual (including officers, directors, trustees X Yes or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services? No b If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is to be compensated at least $5,000 by the organization. (i) Name and address of individual or entity (fundraiser) (ii) Activity (iii) Did fundraiser have custody or control of contributions? Yes 1 AB DATA, LTD 2 COMMUNITY COUNSELLING SERVICE CO., LLC 3 ANNE LEWIS DBA ANNE LEWIS STRATEGIES LLC 4 AMERICAN MARKETING & COMMUNICATIONS CORP. DIRECT MAIL MARKETING FUNDRAISING SERVICES ONLNE/EMAIL MARKETING DIRECT MAIL MARKETING (iv) Gross receipts from activity (v) Amount paid to (or retained by) fundraiser listed in col. (i) (vi) Amount paid to (or retained by) organization No X 372,762. 82,500. 290,262. X 6,400,490. 275,000. 6,125,490. X 1,461,312. 206,121. 1,255,191. X 8,993. 6,250. 2,743. 5 6 7 8 9 10 mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmI 8,243,557. 569,871. 7,673,686. Total 3 List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing. AL,AK,AZ,AR,CA,CO,CT,DE,DC,FL,GA,HI,ID,IL,IN, IA,KS,KY,LA,ME,MD,MA,MI,MN,MS,MO,MT,NE,NV,NH,NJ,NM,NY,NC,ND,OH, OK,OR,PA,RI,SC,SD,TN,TX,VT,VA,WA,WV,WI,WY, For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule G (Form 990 or 990-EZ) 2015 JSA 5E1281 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule G (Form 990 or 990-EZ) 2015 Part II Page 2 Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000. (a) Event #1 (b) Event #2 Revenue NEW YORK GALA (c) Other events SAN FRAN EVENT 17. (event type) (event type) 1 Gross receipts 2,741,996. 1,149,885. 5,374,509. 9,266,390. 2 Less: Contributions 3 Gross income (line 1 minus line 2) 2,640,196. 1,135,085. 5,358,259. 9,133,540. 101,800. 14,800. 16,250. 132,850. 20,085. 20,085. 15,920. 180,945. 310. 12,369. 219,928. 552,743. mmmmmmmmmmmm mmmmmmmmm mmmmmmmmmmmmmmmmm mmmmmmmmmmmmmm mmmmmmmmmmmm mmmmmmmmmm mmmmmmmmm mmmmmmmmmmmm mmmmmmmm (total number) (d) Total events (add col. (a) through col. (c)) 4 Cash prizes Direct Expenses 5 Noncash prizes 6 Rent/facility costs 102,488. 7 Food and beverages 62,537. 12,059. 8 Entertainment 249,764. 9 Other direct expenses 83,051. 766,142. mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm I -633,292. I Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more 10 Direct expense summary. Add lines 4 through 9 in column (d) 11 Net income summary. Subtract line 10 from line 3, column (d) Part III Direct Expenses Revenue than $15,000 on Form 990-EZ, line 6a. (b) Pull tabs/instant bingo/progressive bingo (a) Bingo mmmmmmmmmmmm mmmmmmmmmmmmmm mmmmmmmmmmm mmmmmmmmmm mmmmmmmm mmmmmmmmmmmm (d) Total gaming (add col. (a) through col. (c)) (c) Other gaming 1 Gross revenue 2 Cash prizes 3 Noncash prizes 4 Rent/facility costs 5 Other direct expenses 6 Volunteer labor Yes % Yes No % No 7 Direct expense summary. Add lines 2 through 5 in column (d) % Yes No mmmmmmmmmmmmmmmmmmmmm I mmmmmmmmmmmmmmmmm I 8 Net gaming income summary. Subtract line 7 from line 1, column (d) 9 Enter the state(s) in which the organization conducts gaming activities: a Is the organization licensed to conduct gaming activities in each of these states? b If "No," explain: mmmmmmmmmmmmmmmmm Yes No mmmmm Yes No 10 a Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? b If "Yes," explain: Schedule G (Form 990 or 990-EZ) 2015 JSA 5E1282 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule G (Form 990 or 990-EZ) 2015 mmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm Does the organization conduct gaming activities with nonmembers? Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity formed to administer charitable gaming? 13 Indicate the percentage of gaming activity conducted in: a The organization's facility 13a b An outside facility 13b 14 Enter the name and address of the person who prepares the organization's gaming/special events books and records: 11 12 Name Yes No % % I Does the organization have a contract with a third party from whom the organization receives gaming revenue? b If "Yes," enter the amount of gaming revenue received by the organization $ and the amount of gaming revenue retained by the third party $ . c If "Yes," enter name and address of the third party: 15 a mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm I I Yes No I Address I Gaming manager information: 16 Name I Gaming manager compensation Description of services provided Director/officer 17 3 No I Address Name Page Yes I I $ Employee Independent contractor Mandatory distributions: Is the organization required under state law to make charitable distributions from the gaming proceeds to retain the state gaming license? b Enter the amount of distributions required under state law to be distributed to other exempt organizations or spent in the organization's own exempt activities during the tax year $ a Part IV mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm I Supplemental Information. Provide the explanation required by Part I, line 2b, columns (iii) and (v), and Yes No Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information (see instructions). SCHEDULE G, PART I, LINE 1 ALL METHODS OF SOLICITATION HAVE BEEN CHECKED INCLUDING THOSE METHODS USED EXCLUSIVELY BY FOUNDATION EMPLOYEES. HOWEVER, THE PROFESSIONAL FUNDRAISERS LISTED ON LINE 2 ARE ENGAGED ONLY IN THE FOLLOWING: (A) MAIL SOLICITATIONS, (B) INTERNET AND EMAIL SOLICITATIONS, (D) IN-PERSON SOLICITATIONS, AND (G) SPECIAL FUNDRAISING EVENTS. Schedule G (Form 990 or 990-EZ) 2015 JSA 5E1503 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule G (Form 990 or 990-EZ) 2015 mmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm Does the organization conduct gaming activities with nonmembers? Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity formed to administer charitable gaming? 13 Indicate the percentage of gaming activity conducted in: a The organization's facility 13a b An outside facility 13b 14 Enter the name and address of the person who prepares the organization's gaming/special events books and records: 11 12 Name Yes No % % I Does the organization have a contract with a third party from whom the organization receives gaming revenue? b If "Yes," enter the amount of gaming revenue received by the organization $ and the amount of gaming revenue retained by the third party $ . c If "Yes," enter name and address of the third party: 15 a mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm I I Yes No I Address I Gaming manager information: 16 Name I Gaming manager compensation Description of services provided I I Director/officer 17 3 No I Address Name Page Yes $ Employee Independent contractor Mandatory distributions: Is the organization required under state law to make charitable distributions from the gaming proceeds to retain the state gaming license? b Enter the amount of distributions required under state law to be distributed to other exempt organizations or spent in the organization's own exempt activities during the tax year $ a Part IV mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm I Supplemental Information. Provide the explanation required by Part I, line 2b, columns (iii) and (v), and Yes No Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information (see instructions). SCHEDULE G, PART I - NAME AND ADDRESS OF PROFESSIONAL FUNDRAISERS 1. AB DATA, LTD: PO BOX 170062 MILWAUKEE, WI 53217-8000 2. COMMUNITY COUNSELLING SERVICE CO, LLC: PO BOX 824885 PHILADELPHIA, PA 19182 3. ANNE LEWIS STRATEGIES LLC: 901 NEW YORK AVE, NW WASHINGTON, DC 20001 Schedule G (Form 990 or 990-EZ) 2015 JSA 5E1503 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule G (Form 990 or 990-EZ) 2015 mmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm Does the organization conduct gaming activities with nonmembers? Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity formed to administer charitable gaming? 13 Indicate the percentage of gaming activity conducted in: a The organization's facility 13a b An outside facility 13b 14 Enter the name and address of the person who prepares the organization's gaming/special events books and records: 11 12 Name Yes No % % I Does the organization have a contract with a third party from whom the organization receives gaming revenue? b If "Yes," enter the amount of gaming revenue received by the organization $ and the amount of gaming revenue retained by the third party $ . c If "Yes," enter name and address of the third party: 15 a mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm I I Yes No I Address I Gaming manager information: 16 Name I Gaming manager compensation Description of services provided Director/officer 17 3 No I Address Name Page Yes I I $ Employee Independent contractor Mandatory distributions: Is the organization required under state law to make charitable distributions from the gaming proceeds to retain the state gaming license? b Enter the amount of distributions required under state law to be distributed to other exempt organizations or spent in the organization's own exempt activities during the tax year $ a Part IV mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm I Supplemental Information. Provide the explanation required by Part I, line 2b, columns (iii) and (v), and Yes No Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information (see instructions). 4. AMERICAN MARKETING & COMMUNICATION CORP: 14201 PENNSYLVANIA AVE HAGERSTOWN, MD 21742 Schedule G (Form 990 or 990-EZ) 2015 JSA 5E1503 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 Grants and Other Assistance to Organizations, Governments, and Individuals in the United States SCHEDULE I (Form 990) I Department of the Treasury Internal Revenue Service Name of the organization OMB No. 1545-0047 À¾µ¹ Complete if the organization answered "Yes" on Form 990, Part IV, line 21 or 22. Attach to Form 990. Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990. I Open to Public Inspection Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION General Information on Grants and Assistance Part I 1 2 Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award the grants or assistance? Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States. mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm Part II (b) EIN or government (d) Amount of cash (e) Amount of non- grant cash assistance (f) Method of valuation (book, FMV, appraisal, other) (g) Description of non-cash assistance (h) Purpose of grant or assistance 52-1257057 501(C)(3) 124,784. N/A N/A CLIMATE RESILENCY 13-2655731 501(C)(3) 155,520. N/A N/A EDUCATION 27-1703237 501(C)(3) 468,266. N/A N/A HAITI RECONSTRUCTION 27-2028308 501(C)(3) 2,300,000. N/A N/A CHILDHOOD OBESITY J/P HAITIAN RELIEF ORGANIZATION 6022 WILSHIRE BLVD LOS ANGELES, CA 90049 (4) (c) IRC section if applicable SESAME WORKSHOP 1900 BROADWAY, 4TH FLOOR NEW YORK, NY 10023 (3) No WORLD RESOURCES INSTITUTE 10 G STREET NE #800 WASHINGTON, DC 20002 (2) X Yes Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered “Yes” on Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed. 1 (a) Name and address of organization (1) 31-1580204 ALLIANCE FOR A HEALTHIER GENERATION 1200 NW NAITO PARKWAY PORTLAND, OR 97209 (5) (6) (7) (8) (9) (10) (11) (12) 2 3 mmmmmmmmmmmmmmmmmmmmmmmmmmmm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m II Enter total number of section 501(c)(3) and government organizations listed in the line 1 table Enter total number of other organizations listed in the line 1 table For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule I (Form 990) (2015) JSA 5E1288 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 4. 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule I (Form 990) (2015) Part III Page 2 Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 22. Part III can be duplicated if additional space is needed. (a) Type of grant or assistance (b) Number of recipients (c) Amount of cash grant (d) Amount of non-cash assistance (e) Method of valuation (book, (f) Description of non-cash assistance FMV, appraisal, other) 1 2 3 4 5 6 7 Supplemental Information. Complete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information. FORM 990, SCHEDULE I, PART I, LINE 2 Part IV THE ORGANIZATION REQUIRES A FINAL REPORT FROM ALL GRANT RECIPIENTS DETAILING THE USE OF GRANT FUNDS. THE RELEVANT GROUP INITIATIVE WITHIN THE FOUNDATION REVIEWS THESE REPORTS FOR PROPER USE OF GRANT FUNDS AND CONTINUED FUNDING. Schedule I (Form 990) (2015) JSA 5E1504 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 Compensation Information SCHEDULE J (Form 990) Department of the Treasury Internal Revenue Service Name of the organization I OMB No. 1545-0047 À¾µ¹ For certain Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees Complete if the organization answered "Yes" on Form 990, Part IV, line 23. Attach to Form 990. Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990. I I Open to Public Inspection Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION Part I Questions Regarding Compensation 31-1580204 Yes No 1a Check the appropriate box(es) if the organization provided any of the following to or for a person listed on Form 990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items. X First-class or charter travel Housing allowance or residence for personal use Payments for business use of personal residence Health or social club dues or initiation fees Personal services (e.g., maid, chauffeur, chef) Travel for companions Tax indemnification and gross-up payments Discretionary spending account b If any of the boxes on line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain 2 Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all directors, trustees, and officers, including the CEO/Executive Director, regarding the items checked in line 1a? mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm Compensation committee X Independent compensation consultant X Form 990 of other organizations X X During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization: a Receive a severance payment or change-of-control payment? b Participate in, or receive payment from, a supplemental nonqualified retirement plan? c Participate in, or receive payment from, an equity-based compensation arrangement? If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III. 5 a b 6 a b 8 9 X 4a 4b 4c X W ritten employment contract Compensation survey or study Approval by the board or compensation committee mmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmm mmmmmmmmmmmmmmm 7 2 Indicate which, if any, of the following the filing organization used to establish the compensation of the organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III. 3 4 X 1b Only section 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5–9. For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation contingent on the revenues of: The organization? Any related organization? If "Yes" to line 5a or 5b, describe in Part III. For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation contingent on the net earnings of: The organization? Any related organization? If "Yes" on line 6a or 6b, describe in Part III. mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 5a 5b X X mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 6a 6b X X mmmmmmmmmmmmmmmmmmmmmmmm For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed payments not described on lines 5 and 6? If "Yes," describe in Part III Were any amounts reported on Form 990, Part VII, paid or accrued pursuant to a contract that was subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe in Part III If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm For Paperwork Reduction Act Notice, see the Instructions for Form 990. 5E1290 1.000 11/15/2016 9:06:05 AM V 15-7F 7 8 X X 9 Schedule J (Form 990) 2015 JSA 4871HQ 2532 X X 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule J (Form 990) 2015 Part II Page 2 Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed. For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII. Note: The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual. (B) Breakdown of W-2 and/or 1099-MISC compensation (i) Base compensation (A) Name and Title BRUCE R LINDSEY (i) 1CHAIRMAN OF BOARD (ii) ERIC BRAVERMAN (i) 2DIRECTOR UNTIL 1/19/2015 ANDREW KESSEL (ii) (i) 3CFO (ii) STEPHANIE S STREETT (i) 4EXECUTIVE DIRECTOR, SECRETARY (ii) ROBERT S HARRISON 5CEO, CGI (i) (ii) DENNIS CHENG (i) 6CDO UNTIL FEBRUARY 13, 2015 MAURA PALLY (ii) (i) 7ACTING CEO 1/9-5/31, SVP PRGMS MARK GUNTON (ii) (i) 8CEO, CGEP (ii) AMITABH DESAI (i) 9FOREIGN POLICY DIRECTOR SCOTT CURRAN (ii) (i) 10ASSISTANT SECRETARY & GEN COUN ALEXIS BLANE (ii) (i) 11ASSISTANT SEC & ASSOC GEN COUN DAVID WATT (ii) (i) 12DIRECTOR OF SPONSORHIP, CGI CRAIG MINASSIAN (ii) (i) 13CHIEF COMMUNICATIONS OFFICER DYMPHNA VAN DER LANS 14CEO, CCI (ii) (i) (ii) DANIELLE STILZ (i) 15CDO FROM FEBRUARY 14, 2015 (ii) 16 (ii) (ii) Bonus & incentive compensation 361,676. 0. 26,877. 0. 187,315. 0. 173,007. 0. 220,065. 0. 40,000. 0. 297,895. 0. 278,198. 0. 197,459. 0. 160,819. 0. 148,697. 0. 247,248. 0. 197,751. 0. 235,837. 0. 166,687. 0. 0. 0. 0. 0. 3,000. 0. 3,000. 0. 3,000. 0. 100,000. 0. 0. 0. 3,000. 0. 3,000. 0. 3,000. 0. 2,500. 0. 2,500. 0. 3,000. 0. 3,000. 0. 53,000. 0. (iii) Other reportable compensation 0. 0. 330,000. 0. 0. 0. 293. 0. 0. 0. 0. 0. 0. 0. 0. 0. 603. 0. 282. 0. 0. 0. 0. 0. 253. 0. 0. 0. 0. 0. (C) Retirement and other deferred compensation 13,920. 0. 2,215. 0. 11,400. 0. 10,096. 0. 12,935. 0. 2,400. 0. 1,385. 0. 16,452. 0. 12,000. 0. 9,156. 0. 9,000. 0. 14,423. 0. 11,040. 0. 0. 0. 8,042. 0. (D) Nontaxable benefits 18,826. 0. 618. 0. 25,417. 0. 25,417. 0. 25,417. 0. 1,236. 0. 8,037. 0. 25,417. 0. 25,417. 0. 25,417. 0. 21,346. 0. 25,417. 0. 24,798. 0. 25,417. 0. 8,037. 0. (E) Total of columns (B)(i)-(D) 394,422. 0. 359,710. 0. 227,132. 0. 211,813. 0. 261,417. 0. 143,636. 0. 307,317. 0. 323,067. 0. 238,479. 0. 198,674. 0. 181,543. 0. 289,588. 0. 236,842. 0. 264,254. 0. 235,766. 0. (F) Compensation in column (B) reported as deferred on prior Form 990 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. (i) Schedule J (Form 990) 2015 JSA 5E1291 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule J (Form 990) 2015 Page 3 Part III Supplemental Information Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information. FORM 990, SCHEDULE J, PART I, LINE 1A THE CLINTON FOUNDATION HAS A TRAVEL AND BUSINESS EXPENSE POLICY APPLICABLE TO OFFICERS AND KEY EMPLOYEES AS PART OF ITS GLOBAL CODE OF CONDUCT. THE POLICY PROVIDES THAT TRAVEL MUST BE BY THE "LOWEST COMMERCIAL COACH CLASS FARE," WITH CERTAIN LIMITED EXCEPTIONS WHEN AIR TRAVEL EXCEEDS 9 HOURS OR IS AN OVERNIGHT TRANSCONTINENTAL FLIGHT, AND THE TRAVELER MUST REPORT TO WORK SOON AFTER ARRIVAL. IN THESE LIMITED CIRCUMSTANCES, TRAVEL MAY BE VIA THE LOWEST COMMERCIAL CLASS ABOVE COACH CLASS, WHICH IS TYPICALLY BUSINESS CLASS. ON A CASE-BY-CASE BASIS AND DUE TO SECURITY MEASURES, WILLIAM J. CLINTON, HILLARY RODHAM CLINTON (UNTIL HER RESIGNATION ON APRIL 12, 2015), AND CHELSEA V. CLINTON, MAY HAVE REQUIRED TRAVEL VIA CHARTER OR IN FIRST CLASS. FORM 990, SCHEDULE J, PART I, LINE 2 TRAVEL INDICATED ABOVE FOR WILLIAM J. CLINTON, HILLARY RODHAM CLINTON (UNTIL HER RESIGNATION ON APRIL 12, 2015), AND CHELSEA V. CLINTON IS NOT IN A SEPARATE WRITTEN POLICY, BUT IS KNOWN TO THE BOARD. IN MOST CASES Schedule J (Form 990) 2015 JSA 5E1505 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule J (Form 990) 2015 Page 3 Part III Supplemental Information Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information. SUCH TRAVEL IS PAID FOR DIRECTLY BY THE FOUNDATION AND REIMBURSEMENT IS NOT NECESSARY. FORM 990, SCHEDULE J, PART I, LINE 4A ERIC BRAVERMAN RECEIVED A SEPARATION PAYMENT OF $330,000. THE SEPARATION PAYMENT IS REPORTED ON PART II, COLUMN B(III). FORM 990, SCHEDULE J, PART I, LINE 7 THE AMOUNTS INCLUDED IN PART II, COLUMN B(II) REPRESENT BONUSES THAT WERE INCLUDED IN THE 2015 W-2. Schedule J (Form 990) 2015 JSA 5E1505 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 SCHEDULE M (Form 990) Department of the Treasury Internal Revenue Service Name of the organization II I OMB No. 1545-0047 Noncash Contributions À¾µ¹ Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30. Information about Schedule M (Form 990) and its instructions is at www.irs.gov/form990. Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION Types of Property Part I 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 mmmmmmmmmm mmmmmm mmmmmm mmmmmm mmmmmmmmmmmmmmmm mmmmmm mmmmmmmmmm mmmmmmmm mmmm mmm mmmmmmmmmm mmmmm (a) Check if applicable 31-1580204 (b) Number of contributions or items contributed (c) Noncash contribution amounts reported on Form 990, Part VIII, line 1g Art - Works of art Art - Historical treasures Art - Fractional interests X 10,000. Books and publications Clothing and household X 8,936. goods Cars and other vehicles Boats and planes Intellectual property X 35. 1,641,524. Securities - Publicly traded Securities - Closely held stock Securities - Partnership, LLC, or trust interests Securities - Miscellaneous Qualified conservation contribution - Historic structures Qualified conservation contribution - Other Real estate - Residential Real estate - Commercial Real estate - Other Collectibles X 9. 54,702. Food inventory Drugs and medical supplies Taxidermy Historical artifacts Scientific specimens Archeological artifacts 2. 235,013. Other ( ATCH 1 ) Other ( ) Other ( ) Other ( ) Number of Forms 8283 received by the organization during the tax year for contributions for which the organization completed Form 8283, Part IV, Donee Acknowledgement I I I I Open To Public Inspection Attach to Form 990. mmmmmmmmmmmmm mmmmmmmm mmmmmm mmmmm mmmmmmmmm mmmmmmmmmmmmm mmmmmmmmmmm mmmm mmmmmmmmmmmmm mmmmmmmmm mmmmmmmm mmmmmmm mmmmmmmmmm (d) Method of determining noncash contribution amounts FMV FMV FMV FMV 1. 29 Yes No 30a During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which is not required to be used for exempt purposes for the entire holding period? b If “Yes,” describe the arrangement in Part II. 31 Does the organization have a gift acceptance policy that requires the review of any non-standard contributions? 32a Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash contributions? b If “Yes,” describe in Part II. 33 If the organization did not report an amount in column (c) for a type of property for which column (a) is checked, describe in Part II. mmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm For Paperwork Reduction Act Notice, see the Instructions for Form 990. 5E1298 1.000 11/15/2016 9:06:05 AM 31 32a X X Schedule M (Form 990) (2015) JSA 4871HQ 2532 X 30a V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION Schedule M (Form 990) (2015) Part II 31-1580204 Page 2 Supplemental Information. Complete this part to provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information. SCHEDULE M, PART I, COLUMN(B) FOR NON-STOCK CONTRIBUTIONS REPORTED, THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS. Schedule M (Form 990) (2015) JSA 5E1508 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule M (Form 990) (2015) Part II Page 2 Supplemental Information. Complete this part to provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information. ATTACHMENT 1 SCHEDULE M, PART I - OTHER NONCASH CONTRIBUTIONS DESCRIPTION (A) CHECK (B) NUMBER OF CONTRIBUTIONS (C) REVENUES REPORTED (D) METHOD OF DETERMINING COMPUTER RELATED HARDWARE X 1. 219,923. FMV FURNITURE X 1. 15,090. FMV 2. 235,013. TOTALS Schedule M (Form 990) (2015) JSA 5E1508 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 SCHEDULE O Supplemental Information to Form 990 or 990-EZ (Form 990 or 990-EZ) Complete to provide information for responses to specific questions on Form 990 or 990-EZ or to provide any additional information. Attach to Form 990 or 990-EZ. I Department of the Treasury Internal Revenue Service Name of the organization OMB No. 1545-0047 À¾µ¹ Open to Public Inspection Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 FORM 990, PART III, LINES 4A-D THE CLINTON FOUNDATION WORKS TO IMPROVE GLOBAL HEALTH AND WELLNESS, INCREASE OPPORTUNITY FOR GIRLS AND WOMEN, REDUCE CHILDHOOD OBESITY, CREATE ECONOMIC OPPORTUNITY AND GROWTH, AND HELP COMMUNITIES ADDRESS THE EFFECTS OF CLIMATE CHANGE BY IMPLEMENTING PROGRAMS, FACILITATING OPPORTUNITIES AND FORMING CREATIVE PARTNERSHIPS. TO ACCOMPLISH ITS GOALS THROUGH MEASURABLE RESULTS, THE CLINTON FOUNDATION HAS ESTABLISHED SEPARATE INITIATIVES, WITH DISTINCT APPROACHES AND MISSIONS. EACH INITIATIVE REFLECTS THE CLINTON FOUNDATION'S VISION AND OVERALL GOALS. THE INITIATIVES ARE AS FOLLOWS: - THE ALLIANCE FOR A HEALTHIER GENERATION (ALLIANCE), AN AFFILIATED ENTITY, FOUNDED BY THE CLINTON FOUNDATION AND THE AMERICAN HEART ASSOCIATION, EMPOWERS KIDS TO DEVELOP LIFELONG, HEALTHY HABITS, BY ENSURING THE ENVIRONMENTS THAT SURROUND THEM PROVIDE AND PROMOTE GOOD HEALTH. IN 2015, AMONG OTHER ACCOMPLISHMENTS, THE ALLIANCE ENROLLED MORE THAN 4,000 SCHOOLS IN ITS HEALTHY SCHOOLS PROGRAM, HELPING REACH AN ADDITIONAL 2 MILLION STUDENTS. BY THE END OF 2015, THE ALLIANCE'S HEALTHY SCHOOLS PROGRAM WAS SUPPORTING MORE THAN 18 MILLION STUDENTS BY IMPROVING PHYSICAL EDUCATION, HEALTH EDUCATION, CHILD NUTRITION, AND STAFF WELLNESS POLICIES AND PROGRAMS IN MORE THAN 31,000 SCHOOLS. For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. JSA 5E1227 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 Schedule O (Form 990 or 990-EZ) (2015) Schedule O (Form 990 or 990-EZ) 2015 Page Name of the organization 2 Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 - THE CLINTON CLIMATE INITIATIVE (CCI) COLLABORATES WITH GOVERNMENTS AND PARTNERS TO INCREASE THE RESILIENCY OF COMMUNITIES FACING CLIMATE CHANGE BY CREATING AND IMPLEMENTING REPLICABLE AND SUSTAINABLE MODELS THAT FOSTER CROSS-SECTOR COLLABORATIONS. CCI'S APPROACH ADDRESSES MAJOR SOURCES OF GREENHOUSE GAS EMISSIONS BY BRINGING TOGETHER RELEVANT PARTNERS, WHILE ALSO SAVING MONEY FOR INDIVIDUALS AND GOVERNMENTS AND GROWING ECONOMIES. BY END OF 2015, AMONG OTHER ACCOMPLISHMENTS, CCI'S SLEEK PROGRAM IN KENYA DIGITIZED OVER 1.8 MILLION CLIMATE RECORDS, HELPING ENHANCE THE GOVERNMENT'S CAPACITY TO PROVIDE RELEVANT INFORMATION ON IMPORTANT AREAS INCLUDING CLIMATE, LAND RESTORATION AND AGRICULTURE. - THE CLINTON DEVELOPMENT INITIATIVE (CDI) DEVELOPS AND OPERATES AGRIBUSINESS PROJECTS THAT EMPOWER SMALLHOLDER FARMERS TO INCREASE THEIR ECONOMIC POTENTIAL. IN MALAWI, TANZANIA, AND RWANDA, CDI INTEGRATES COMMERCIAL FARMS WITH OUTREACH TO SMALLHOLDER FARMERS TO INCREASE ACCESS AND ALLOW THEM TO PARTICIPATE EQUITABLY IN LOCAL MARKETS. CDI'S MODEL PUTS FARMERS FIRST BY PROVIDING THEM TRAINING, AS WELL AS INCREASING THEIR ACCESS TO INPUTS TO IMPROVE THEIR CROP YIELDS AND INCREASE THEIR INCOMES. IN 2015, AMONG OTHER ACCOMPLISHMENTS, CDI PARTNERED WITH MORE THAN 56,000 NEIGHBORING SMALLHOLDER FARMERS IN MALAWI - 57% OF WHOM ARE FEMALE - PROVIDING THEM WITH ACCESS TO QUALITY INPUTS FOR MAIZE AND SOYA PRODUCTION AS WELL AS TRAINING AND MARKET ACCESS. - THE CLINTON FOUNDATION HAS BEEN ACTIVELY ENGAGED IN HAITI SINCE 2009, FOCUSING ON ECONOMIC DIVERSIFICATION, PRIVATE SECTOR INVESTMENT, AND JOB Schedule O (Form 990 or 990-EZ) 2015 JSA 5E1228 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 Schedule O (Form 990 or 990-EZ) 2015 Page Name of the organization 2 Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 CREATION IN ORDER TO CREATE LONG-TERM, SUSTAINABLE ECONOMIC DEVELOPMENT. SINCE 2010, THE CLINTON FOUNDATION HAS RAISED A TOTAL OF MORE THAN $30 MILLION FOR HAITI, INCLUDING RELIEF FUNDS AS WELL AS FUNDS FOCUSED ON SUSTAINABLE DEVELOPMENT, EDUCATION, AND CAPACITY BUILDING PROGRAMS. THE CLINTON FOUNDATION CONTINUES TO CONCENTRATE ON CREATING SUSTAINABLE ECONOMIC GROWTH IN FIVE PRIORITY SECTORS INCLUDING ENERGY, TOURISM, AGRICULTURE, ENVIRONMENT, AND ARTISANS/MANUFACTURING, WHERE IT WORKS TO DEVELOP NEW MARKETS FOR HAITIAN PRODUCTS; TO ENGAGE INTERNATIONAL COMPANIES AND INVESTORS; AND TO STRENGTHEN LOCAL ORGANIZATIONS, ENTREPRENEURS, AND BUSINESSES. IN 2015, AMONG OTHER ACCOMPLISHMENTS, THE CLINTON FOUNDATION PROVIDED SUPPORT TO FONKOZE, HAITI'S FOREMOST MICROFINANCE INSTITUTION, WITH A GRANT TO FUND ADULT AND BUSINESS LITERACY TRAINING FOR 1,200 PEOPLE, OVER 90% OF WHOM ARE WOMEN. - THE CLINTON GIUSTRA ENTERPRISE PARTNERSHIP (CGEP) IS PIONEERING AN INNOVATIVE APPROACH TO POVERTY ALLEVIATION AT SCALE. CGEP CREATES, OPERATES, AND SCALES SOCIAL BUSINESSES TO GENERATE BOTH SOCIAL IMPACT AND FINANCIAL RETURNS BY ADDRESSING EXISTING MARKET GAPS IN DEVELOPING COUNTRIES' SUPPLY OR DISTRIBUTION CHAINS. CGEP PROVIDES UNDERSERVED COMMUNITIES ACCESS TO MARKETS, LIVELIHOODS, TRAINING, FINANCE, AND TECHNOLOGY BY INCORPORATING INDIVIDUALS INTO ONE OF THREE MARKET-DRIVEN BUSINESSES - FARMER SERVICES AND AGGREGATION, INCLUSIVE DISTRIBUTION, AND VOCATIONAL TRAINING. IN 2015, AMONG OTHER ACCOMPLISHMENTS, CGEP TRAINED MORE THAN 1,000 FEMALE ENTREPRENEURS IN PERU AND PROVIDED THE RESOURCES AND TOOLS FOR THEM TO BECOME SUCCESSFUL LAST-MILE ENTREPRENEURS THROUGH Schedule O (Form 990 or 990-EZ) 2015 JSA 5E1228 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 Schedule O (Form 990 or 990-EZ) 2015 Page Name of the organization 2 Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 THEIR INCLUSIVE DISTRIBUTION BUSINESS. - THE CLINTON GLOBAL INITIATIVE'S (CGI) MISSION IS TO INSPIRE, CONNECT, AND EMPOWER SOLUTIONS TO THE WORLD'S MOST PRESSING CHALLENGES. CGI CONVENES LEADERS FROM THE PRIVATE SECTOR, PUBLIC SECTOR, AND CIVIL SOCIETY TO DRIVE ACTION THROUGH ITS UNIQUE MODEL. RATHER THAN DIRECTLY IMPLEMENTING PROJECTS, CGI HELPS ITS MEMBERS TURN IDEAS INTO ACTION THROUGH IMPACTFUL AND MEASURABLE COMMITMENTS TO ACTION WITHIN NINE TRACKS, EACH REPRESENTING A TOPICAL GLOBAL CHALLENGE OR STRATEGIC APPROACH. TO SUPPORT THE DEVELOPMENT OF COMMITMENTS YEAR-ROUND, CGI FACILITATES CONVERSATIONS, PROVIDES OPPORTUNITIES TO IDENTIFY PARTNERS, AND COMMUNICATES THE RESULTS OF THE WORK. IN 2015, AMONG OTHER ACCOMPLISHMENTS, MORE THAN 250 COMMITMENTS TO ACTION WERE MADE BY CGI MEMBERS AND ARE EXPECTED TO HAVE A POSITIVE IMPACT ON THE LIVES OF MORE THAN 15 MILLION PEOPLE. - THE CLINTON HEALTH MATTERS INITIATIVE (CHMI) WORKS TO IMPROVE THE HEALTH AND WELL-BEING OF PEOPLE ACROSS THE U.S. BY ACTIVATING INDIVIDUALS, COMMUNITIES, AND ORGANIZATIONS TO MAKE MEANINGFUL CONTRIBUTIONS TO THE HEALTH OF OTHERS. BY BUILDING STRATEGIC PARTNERSHIPS AND WORKING ACROSS SECTORS, CHMI WORKS TO REDUCE THE PREVALENCE OF PREVENTABLE HEALTH OUTCOMES AND CLOSE HEALTH INEQUITY AND DISPARITY GAPS BY IMPROVING ACCESS TO KEY CONTRIBUTORS TO HEALTH FOR ALL PEOPLE. IN 2015, AMONG OTHER ACCOMPLISHMENTS, AND IN ADDITION TO ITS NATIONAL EFFORTS TO REDUCE HEALTH DISPARITIES, CHMI IMPLEMENTED ITS COMMUNITY Schedule O (Form 990 or 990-EZ) 2015 JSA 5E1228 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 Schedule O (Form 990 or 990-EZ) 2015 Page Name of the organization 2 Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 HEALTH TRANSFORMATION PROGRAM IN FIVE COMMUNITIES ACROSS THE UNITED STATES, SEEKING TO IMPROVE THE HEALTH OUTCOMES OF APPROXIMATELY 8 MILLION LOCAL RESIDENTS. - THE WILLIAM J. CLINTON PRESIDENTIAL CENTER AND PARK IS THE HOME OF THE LITTLE ROCK OFFICES OF THE CLINTON FOUNDATION, THE CLINTON PRESIDENTIAL LIBRARY AND MUSEUM, AND THE CLINTON SCHOOL OF PUBLIC SERVICE, THE FIRST INSTITUTION IN THE NATION TO OFFER A MASTER OF PUBLIC SERVICE (MPS) DEGREE. THE CLINTON CENTER IS A WORLD-CLASS EDUCATIONAL AND CULTURAL VENUE OFFERING A VARIETY OF EDUCATIONAL PROGRAMS, SPECIAL EVENTS, EXHIBITIONS, AND LECTURES, PRESENTING A UNIQUE PERSPECTIVE OF THE WORK PAST, PRESENT, AND FUTURE - OF THE 42ND PRESIDENT OF THE UNITED STATES, WILLIAM JEFFERSON CLINTON. BY THE END OF 2015, AMONG OTHER ACCOMPLISHMENTS, THE CENTER HAD WELCOMED MORE THAN 3.8 MILLION VISITORS FROM AROUND THE WORLD SINCE OPENING IN 2004. IN 2015, 260 CLINTON PRESIDENTIAL CENTER (CPC) VOLUNTEERS CONTRIBUTED MORE THAN 54,140 HOURS WITH AN IN-KIND FINANCIAL COMMITMENT OF OVER $1,275,500. - NO CEILINGS: THE FULL PARTICIPATION PROJECT IS AN INITIATIVE OF THE CLINTON FOUNDATION WHICH AIMS TO ADVANCE THE FULL PARTICIPATION OF GIRLS AND WOMEN AROUND THE WORLD. THROUGH A DATA-DRIVEN ANALYSIS ON GENDER EQUALITY, AN IN-DEPTH CONVERSATION SERIES, INNOVATIVE PARTNERSHIPS, AND CGI COMMITMENTS, NO CEILINGS BUILDS AN EVIDENCE-BASED CASE TO CHART THE PATH FORWARD FOR THE FULL PARTICIPATION OF GIRLS AND WOMEN IN THE 21ST CENTURY. IN 2015, AMONG OTHER ACCOMPLISHMENTS, NO CEILINGS, IN Schedule O (Form 990 or 990-EZ) 2015 JSA 5E1228 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 Schedule O (Form 990 or 990-EZ) 2015 Page Name of the organization 2 Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 COLLABORATION WITH THE CENTER FOR UNIVERSAL EDUCATION AT THE BROOKINGS INSTITUTION, ADDED 13 NEW PARTNERS TO THE GIRLS CHARGE INITIATIVE( COLLABORATIVE FOR HARNESSING AMBITION AND RESOURCES FOR GIRLS' EDUCATION). THE COLLABORATIVE SERVES AS A COMMUNITY TO SHARE BEST PRACTICES, EMERGING RESEARCH, LEARNINGS, AND MONITORING AND EVALUATION MODELS, AND TODAY, 50 PARTNERS HAVE COMMITTED OVER $800 MILLION TO REACH 15 MILLION GIRLS BY 2019. - TOO SMALL TO FAIL, A JOINT INITIATIVE OF THE CLINTON FOUNDATION AND THE OPPORTUNITY INSTITUTE, IS LEADING A PUBLIC AWARENESS AND ACTION CAMPAIGN TO PROMOTE THE IMPORTANCE OF EARLY BRAIN AND LANGUAGE DEVELOPMENT AND TO EMPOWER PARENTS WITH TOOLS TO TALK, READ, AND SING WITH THEIR YOUNG CHILDREN FROM BIRTH. TODAY, ALMOST 60 PERCENT OF CHILDREN IN THE UNITED STATES START KINDERGARTEN UNPREPARED, LAGGING BEHIND THEIR PEERS IN CRITICAL LANGUAGE, MATH, AND SOCIAL-EMOTIONAL SKILLS. THROUGH PARTNERSHIPS WITH PEDIATRICIANS, HOSPITALS, FAITH-BASED LEADERS, COMMUNITY BASED ORGANIZATIONS, BUSINESSES, ENTERTAINMENT INDUSTRY LEADERS, AND OTHERS, TOO SMALL TO FAIL IS MEETING PARENTS WHERE THEY ARE TO HELP THEM PREPARE THEIR CHILDREN FOR SUCCESS IN SCHOOL AND BEYOND. WHETHER AT THE PEDIATRICIAN'S OFFICE OR THE PLAYGROUND, TOO SMALL TO FAIL AIMS TO MAKE SMALL MOMENTS BIG BY CREATING OPPORTUNITIES FOR MEANINGFUL INTERACTIONS ANYTIME, ANYWHERE. IN 2015, AMONG OTHER ACCOMPLISHMENTS, TOO SMALL TO FAIL WITH SESAME STREET LAUNCHED A NEW TEXT-TO-PARENTS PROGRAM IN PARTNERSHIP WITH THE FREE MOBILE HEALTH INFORMATION SERVICE, TEXT4BABY'S ABOUT THE IMPORTANCE OF TALKING, READING, AND SINGING WITH Schedule O (Form 990 or 990-EZ) 2015 JSA 5E1228 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 Schedule O (Form 990 or 990-EZ) 2015 Page Name of the organization 2 Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 THEIR NEWBORN CHILDREN AND ACCOMPANYING VIDEOS THAT MODEL THE BEHAVIORS. THE SERVICE IS DELIVERED TO TEXT4BABY'S NETWORK OF SUBSCRIBERS, WHICH TODAY HAS A CURRENT ACTIVE USER BASE OF MORE THAN 125,000 MOMS. FORM 990, PART VI, SECTION A, LINE 1A THE BOARD OF DIRECTORS PROVIDES GOVERNANCE AND OVERSIGHT FOR THE FOUNDATION'S AFFAIRS. THE FOUNDATION'S BYLAWS ESTABLISH TWO CLASSES OF DIRECTORS: CLASS A AND CLASS B. ACTIONS BY THE BOARD REQUIRE THE SUPPORT OF A MAJORITY OF DIRECTORS ELIGIBLE TO VOTE, INCLUDING AT LEAST ONE CLASS A DIRECTOR. THE CLASS A DIRECTORS CONSIST OF WILLIAM J. CLINTON AND CHELSEA V. CLINTON. THE REMAINING MEMBERS OF THE BOARD OF DIRECTORS ARE CLASS B DIRECTORS. THERE IS ALSO AN EXECUTIVE COMMITTEE OF THE BOARD. THE EXECUTIVE COMMITTEE CONSISTS OF THE CLASS A DIRECTORS AND AN ADDITIONAL MEMBER OF THE BOARD ELECTED BY THE CLASS A DIRECTORS. THE EXECUTIVE COMMITTEE MAY ACT FOR THE BOARD BETWEEN MEETINGS, AND RESERVES THE EXCLUSIVE AUTHORITY TO REVIEW AND APPROVE DECISIONS RELATED TO THE USE OF THE CLINTON NAME AND THE RENAMING OF THE FOUNDATION. FORM 990, PART VI, SECTION A, LINE 2 WILLIAM JEFFERSON CLINTON, HILLARY RODHAM CLINTON, AND CHELSEA V. CLINTON HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 4 ON SEPTEMBER 10, 2015, THE FOUNDATION'S BOARD OF DIRECTORS APPROVED AMENDED AND RESTATED BYLAWS, WHICH UPDATED THE PRIOR VERSION OF THE BYLAWS BY REMOVING HILLARY RODHAM CLINTON AS A CLASS A DIRECTOR; CHANGING Schedule O (Form 990 or 990-EZ) 2015 JSA 5E1228 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 Schedule O (Form 990 or 990-EZ) 2015 Page Name of the organization 2 Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 THE REQUIREMENT THAT A QUORUM OR A MAJORITY VOTE OF THE BOARD INCLUDE A MAJORITY OF CLASS A DIRECTORS TO INCLUDE AT LEAST ONE CLASS A DIRECTOR; INDICATING THAT THE EXECUTIVE COMMITTEE, THE AUDIT COMMITTEE, AND THE INVESTMENT COMMITTEE ARE STANDING COMMITTEES OF THE BOARD; AND DESCRIBING THE COMPOSITION OF THE EXECUTIVE COMMITTEE AND THE INVESTMENT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE ORGANIZATION'S FORM 990 IS CIRCULATED TO THE BOARD, AMONG THE VARIOUS OFFICERS AND AMONG THE VARIOUS INITIATIVE HEADS FOR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION MONITORS COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY BY REQUIRING DIRECTORS, OFFICERS, AND KEY EMPLOYEES TO DISCLOSE POTENTIAL CONFLICTS ANNUALLY. THE ANNUAL DISCLOSURES ARE REVIEWED BY COUNSEL AND IF ANY POTENTIAL CONFLICT EXISTS, IT WOULD BE EXAMINED AND APPROPRIATE ACTION WOULD BE TAKEN. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION PARTICIPATES IN AN ANNUAL COMPENSATION STUDY THAT REVIEWS THREE SURVEYS TO DETERMINE THE REASONABLENESS OF STAFF COMPENSATION INCLUDING TOP MANAGEMENT. THE ORGANIZATION ALSO UTILIZES AN INDEPENDENT COMPENSATION CONSULTANT. SALARIES ARE APPROVED ANNUALLY BY THE INDEPENDENT MEMBERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 16B THE CLINTON FOUNDATION IS ENGAGED IN TWO PARTNERSHIPS WITH THE INTENT OF Schedule O (Form 990 or 990-EZ) 2015 JSA 5E1228 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 Schedule O (Form 990 or 990-EZ) 2015 Page Name of the organization 2 Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 HELPING LIFT PEOPLE OUT OF POVERTY BY ORGANIZING THEM INTO SOCIAL ENTERPRISES. ANY ACTION OF THESE PARTNERSHIPS REQUIRES CONCURRENCE OF THE FOUNDATION, TO ENSURE THAT ACTIVITIES ALIGN WITH THE FOUNDATION'S CHARITABLE PURPOSES AND WITH THE SOCIAL MISSION. A SOCIAL INVESTMENT POLICY WAS ADOPTED IN JANUARY 2016. THIS POLICY REQUIRES THE FOUNDATION TO NEGOTIATE, IN ITS TRANSACTIONS AND ARRANGEMENTS WITH OTHER MEMBERS OF THE VENTURE OR ARRANGEMENT, SUCH TERMS AND SAFEGUARDS AS ARE ADEQUATE SO THAT THE ORGANIZATION'S EXEMPT STATUS IS PROTECTED, AND IT REQUIRES STEPS TO BE TAKEN TO SAFEGUARD THE FOUNDATION'S EXEMPT STATUS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS AUDITED FINANCIAL STATEMENTS AND ANNUAL REPORT AVAILABLE ON ITS WEBSITE. ALL OTHER GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART VIII, LINE 11(B) CDI FARMING IS A PROGRAM RELATED ACTIVITY. THE REVENUE FROM THIS ACTIVITY IS $955,766 AND THE EXPENSES FROM THIS ACTIVITY ARE $579,497. FORM 990, PART IX, LINE 18 A US MAYOR WAS REIMBURSED FOR TRAVEL AND LODGING EXPENSES RELATED TO HIS PARTICIPATION ON A PANEL AT CGI AMERICA. Schedule O (Form 990 or 990-EZ) 2015 JSA 5E1228 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 Schedule O (Form 990 or 990-EZ) 2015 Page Name of the organization 2 Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS: CURRENT YEAR ALLOWANCE FOR UNCOLLECTIBLE PLEDGES GRANT & CONTRIBUTION REFUND ($1,400,620) $ 94,607 ------------TOTAL ($1,306,013) ATTACHMENT 1 FORM 990, PART V, LINE 4B - FOREIGN COUNTRIES AUSTRALIA COLOMBIA EL SALVADOR HAITI INDIA KENYA MALAWI PERU RWANDA TANZANIA ATTACHMENT 2 FORM 990, PART VI, LINE 17 - STATES AL,AK,AR,CA,CT, FL,GA,HI,IL,KS,KY,MD,MA,MI, MN,MS,NH,NJ,NM,NY,NC,ND,OK,OR,PA, RI,SC,TN,VA,WV,WI, Schedule O (Form 990 or 990-EZ) 2015 JSA 5E1228 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 Schedule O (Form 990 or 990-EZ) 2015 Page Name of the organization 2 Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 ATTACHMENT 3 990, PART VII- COMPENSATION OF THE FIVE HIGHEST PAID IND. CONTRACTORS DESCRIPTION OF SERVICES NAME AND ADDRESS COMPENSATION PRICEWATERHOUSECOOPERS LLP 300 MADISON AVENUE NEW YORK, NY 10017 AUDIT & TAX SERVICES 1,690,000. FIVE CURRENTS LLC 1200 AVIATION BLVD REDONDO BEACH, CA 90254 CONF. PRODUCTION 1,117,687. THE MULLION GROUP PTY LTD 453 LEDGERS CREEK ROAD MULLION AUSTRALIA 2582 CLIMATE PGRM SRVCS 1,027,612. OSA INTERNATIONAL INC 537 N EDGEWOOD AVE WOODALE, IL 60191 MEDIA PRODUCTION 437,262. BEN FRY LLC DBA FATHOM 214 CAMBRIDGE STREET BOSTON, MA 02114 DATA ANALYSIS 418,750. Schedule O (Form 990 or 990-EZ) 2015 JSA 5E1228 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION SCHEDULE R (Form 990) I Name of the organization OMB No. 1545-0047 Related Organizations and Unrelated Partnerships À¾µ¹ Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37. I Department of the Treasury Internal Revenue Service 31-1580204 I Attach to Form 990. Open to Public Inspection Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990. Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION Part I 31-1580204 Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33. (a) Name, address, and EIN (if applicable) of disregarded entity (b) Primary activity (1) WILLIAM J. CLINTON FDN (KENYA)CHAR TRUST ARGWINGS KOHEK ROAD NAIROBI, KE (2) CLINTON FOUNDATION HONG KONG 16/F TAK SHING HOUSE THEATER L HONG KONG, HK (c) Legal domicile (state or foreign country) (d) Total income (e) End-of-year assets (f) Direct controlling entity CF PROGRAMS KE 670,937. 0. BHCC FDN CF PROGRAMS HK 0. 0. BHCC FDN (3) (4) (5) (6) Part II Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year. (a) Name, address, and EIN of related organization (b) Primary activity (c) Legal domicile (state or foreign country) (d) Exempt Code section (e) Public charity status (if section 501(c)(3)) (f) Direct controlling entity (g) Section 512(b)(13) controlled entity? Yes (1) ACRE HOUSE 11-15 (2) FUNDRAISING UK BOSTON, MA 02127 HEALTH AR STOCKHOLM, FUNDRAISING SW LONDON, UK BHCC FDN X BHCC FDN X BHCC FDN X 27-1414646 CLINTON HEALTH ACCESS INITIATIVE 383 DORCHESTER AVE (3) No WILLIAM J CLINTON FOUNDATION UK 501(C)(3) 7 CLINTON FOUNDATION INSALINGSSTIFTELSE BIRGER JARLSGATAN 55 SW 11145 (4) (5) (6) (7) For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule R (Form 990) 2015 JSA 5E1307 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule R (Form 990) 2015 Part III Page (a) Name, address, and EIN of related organization (b) Primary activity (c) Legal domicile (state or foreign country) (d) Direct controlling entity (e) Predominant income (related, unrelated, excluded from tax under sections 512-514) (f) Share of total income (g) Share of end-ofyear assets (h) Disproportionate allocations? (i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065) Yes No (1) Yes No INVESTMENT DE N/A RELATED -3,503. 127,053. X 0. X 50.0000 INVESTMENT DE N/A RELATED -1,211,317. 2,138,027. X 0. X 50.0000 FRUIT & VEG SPPLY ES ACCESO WORLDWID RELATED -15,676. 426,856. X 0. X INVESTMENT CO BHCC FDN RELATED -756,002. 0. X 0. X ACCESO OFERTA LOCAL-PRODUCTOS CALLE EL MIRADOR Y 93 AVENIDA (4) (k) Percentage ownership ACCESO FUND LLC 27-2075171 1271 AVENUE OF AMERICAS (3) (j) General or managing partner? HAITI DEVELOPMENT FUND LLC 453819678,1271 AVE OF AMERICAS (2) 2 Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year. 99.9900 CIUDAD VERDE AMARILO TRIADA FR CALLE 67 NO. 7- 37 PISO 3 (5) (6) (7) Part IV Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year. (a) Name, address, and EIN of related organization (b) Primary activity (c) Legal domicile (state or foreign country) (d) Direct controlling entity (e) Type of entity (C corp, S corp, or trust) (f) Share of total income (g) (h) (i) Share of Percentage Section 512(b)(13) end-of-year assets ownership controlled entity? Yes No (1) ACACIA DEVELOPMENT CO 81-1675271 1271 AVENUE OF AMERICAS NEW YORK, NY 10020 (2) ACCESO WORLDWIDE FUND INC. 1271 AVENUE OF AMERICAS NEW YORK, NY 10020 (3) CO 0. 0. 100.0000 X INVESTMENT DE BHCC FDN C CORP -122,625. 685,251. 100.0000 X INVESTMENT CO ACCESO FUND LLC C CORP 30,810. 556,081. 50.0000 CASHEW PROCESSING IN ACCESO WORLDWID C CORP -113,057. 146,946. 99.9900 X FARMING MI ACACIA DEVLP CO C CORP 0. 0. 100.0000 X FISH&SEAFOOD SUPP CO FONDO ACCESO SA C CORP 96,657. INVESTMENT DE ACACIA DEVLP CO C CORP 0. X IN MI ACCESO OFERTA LOCAL-PRODUCTOS DEL CARIBE DIAGONAL 31 NO. 100 - 115 CARTEGENA, (7) C CORP TUKULA FARMING COMPANY LTD. PO BOX 5133,RLTY HSE,CHURCH HILL RD LIMBE, (6) BHCC FDN ACCESO CASHEW ENTERPRISE LIMITED OFFICE NO 201, KOHINOOR PARADISE AROGYA, MAHARASHTRA, (5) DE FONDO ACCESO S.A.S. CALLE 93A NO. 14-17, OF. 709 BOGOTA, (4) INVESTMENT 46-4160920 CO MOYO DEVELOPMENT COMPANY 1271 AVENUE OF AMERICAS NEW YORK, NY 10020 50.0000 X 0. 100.0000 X Schedule R (Form 990) 2015 JSA 5E1308 1.000 4871HQ 2532 243,737. 81-1424656 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule R (Form 990) 2015 Part III Page 2 Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year. (a) Name, address, and EIN of related organization (b) Primary activity (c) Legal domicile (state or foreign country) (d) Direct controlling entity (e) Predominant income (related, unrelated, excluded from tax under sections 512-514) (f) Share of total income (g) Share of end-ofyear assets (h) Disproportionate allocations? (i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065) Yes No (j) General or managing partner? (k) Percentage ownership Yes No (1) (2) (3) (4) (5) (6) (7) Part IV Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year. (a) Name, address, and EIN of related organization (b) Primary activity (c) Legal domicile (state or foreign country) (d) Direct controlling entity (e) Type of entity (C corp, S corp, or trust) (f) Share of total income (g) (h) (i) Share of Percentage Section 512(b)(13) end-of-year assets ownership controlled entity? Yes No (1) ACCESO PEANUT ENTERPRISE CORPORATION #11 RUE OGE PETION-VILLE MIRABELAIS, (2) PO BOX 5133 CHURCH HILL RD LIMBE, (3) HA MI BHCC FDN C CORP 30,136. 332,869. 99.9900 X NUT PROCESSING MI MOYO DEVLP CO C CORP 0. 0. 100.0000 X FRUIT & VEG SPPLY CO FONDO ACCESO SA C CORP -583. 219,312. 50.0000 X DISTRIBN OF GOODS PE ACCESO FUND LLC C CORP 15,434. 265,620. 50.0000 X FARMING TZ ACACIA DEVLP CO C CORP 0. CHAKIPI ACCESO SA CALLE CASCANUECES MZ M2, LOTE 4 LIMA, (5) HA ACCESO BOYACA SA CENTRO EMPRESARIAL DE ORIENTE BG-3 VIA PAIPA-BOGOTA, TUNJ (4) PEANUT SUPPLY CHN MOYO NUTS AND SEEDS LIMITED PE RUAHA DEVELOPMENT COMPANY LIMITED IMMMA HSE,PLOT NO.357,UN RD PO BX 72484, UPANGA,DAR ES SA 0. 100.0000 X (6) (7) Schedule R (Form 990) 2015 JSA 5E1308 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Page Schedule R (Form 990) 2015 Part V 3 Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36. Yes No Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule. 1 During the tax year, did the organization engage in any of the following transactions with one or more related organizations listed in Parts II-IV? a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity b Gift, grant, or capital contribution to related organization(s) c Gift, grant, or capital contribution from related organization(s) d Loans or loan guarantees to or for related organization(s) e Loans or loan guarantees by related organization(s) mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm m m mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm m mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm m mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm 1a 1b 1c 1d 1e X X X X X f g h i j Dividends from related organization(s) Sale of assets to related organization(s) Purchase of assets from related organization(s) Exchange of assets with related organization(s) Lease of facilities, equipment, or other assets to related organization(s) 1f 1g 1h 1i 1j X X X X X k l m n o Lease of facilities, equipment, or other assets from related organization(s) Performance of services or membership or fundraising solicitations for related organization(s) Performance of services or membership or fundraising solicitations by related organization(s) Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) Sharing of paid employees with related organization(s) 1k 1l 1m 1n 1o X X X p Reimbursement paid to related organization(s) for expenses q Reimbursement paid by related organization(s) for expenses 1p 1q X X X X r Other transfer of cash or property to related organization(s) 1r X s Other transfer of cash or property from related organization(s) 1s 2 If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds. (a) Name of related organization (b) Transaction type (a-s) (c) Amount involved (d) Method of determining amount involved (1) CLINTON FOUNDATION INSALINGSSTIFTELSE C 4,223,996. FMV (2) ACCESSO WORLDWIDE FUND INC B 250,000. FMV (3) ACCESO FUND LLC B 1,676,000. FMV (4) ACCESO FUND LLC D 125,000. FMV (5) ACCESO FUND LLC Q 409,206. FMV (6) ACCESO CASHEW ENTERPRISE LIMITED P 74,910. FMV Schedule R (Form 990) 2015 JSA 5E1309 1.000 4871HQ 2532 X 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Page Schedule R (Form 990) 2015 Part V 3 Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36. Yes No Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule. 1 During the tax year, did the organization engage in any of the following transactions with one or more related organizations listed in Parts II-IV? a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity b Gift, grant, or capital contribution to related organization(s) c Gift, grant, or capital contribution from related organization(s) d Loans or loan guarantees to or for related organization(s) e Loans or loan guarantees by related organization(s) mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm m m mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm m mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm m mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm 1a 1b 1c 1d 1e f g h i j Dividends from related organization(s) Sale of assets to related organization(s) Purchase of assets from related organization(s) Exchange of assets with related organization(s) Lease of facilities, equipment, or other assets to related organization(s) 1f 1g 1h 1i 1j k l m n o Lease of facilities, equipment, or other assets from related organization(s) Performance of services or membership or fundraising solicitations for related organization(s) Performance of services or membership or fundraising solicitations by related organization(s) Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) Sharing of paid employees with related organization(s) 1k 1l 1m 1n 1o p Reimbursement paid to related organization(s) for expenses q Reimbursement paid by related organization(s) for expenses 1p 1q r Other transfer of cash or property to related organization(s) 1r s Other transfer of cash or property from related organization(s) 1s 2 If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds. (a) Name of related organization (b) Transaction type (a-s) (c) Amount involved (d) Method of determining amount involved (1) ACCESO OFERTA LOCAL-PRODUCTOS DE EL SALVADOR P 235,074. FMV (2) ACCESO OFERTA LOCAL-PRODUCTOS DE EL SALVADOR B 66,158. FMV (3) ACCESO PEANUT ENTERPRISE CORPORATION P 218,280. FMV (4) ACCESO PEANUT ENTERPRISE CORPORATION B 285,926. FMV (5) HAITI DEVELOPMENT FUND LLC S 189,609. FMV (6) Schedule R (Form 990) 2015 JSA 5E1309 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule R (Form 990) 2015 Part VI Page 4 Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37. Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships. (a) Name, address, and EIN of entity (b) Primary activity (c) Legal domicile (state or foreign country) (d) Predominant income (related, unrelated, excluded from tax under sections 512-514) (e) Are all partners section 501(c)(3) organizations? Yes No (f) Share of total income (g) Share of end-of-year assets (h) Disproportionate allocations? Yes No (i) Code V - UBI amount in box 20 of Schedule K-1 (Form 1065) (j) General or managing partner? Yes (k) Percentage ownership No (1) (2) (3) (4) (5) (6) (7) (8) (9) (10) (11) (12) (13) (14) (15) (16) Schedule R (Form 990) 2015 JSA 5E1310 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule R (Form 990) 2015 Part VII Page 5 Supplemental Information Complete this part to provide additional information for responses to questions on Schedule R (see instructions). Schedule R (Form 990) 2015 5E1510 1.000 4871HQ 2532 11/15/2016 9:06:05 AM V 15-7F 71302 Form Exempt Organization Business Income Tax Return 990-T For calendar year 2015 or other tax year beginning II Department of the Treasury Internal Revenue Service C 501( )( 3 408(e) 408A , 20 (Employees' trust, see instructions.) BILL, HILLARY & CHELSEA CLINTON FOUNDATION Print or 220(e) Type 31-1580204 Number, street, and room or suite no. If a P.O. box, see instructions. ) E Unrelated business activity codes (See instructions.) 610 PRESIDENT CLINTON AVE 2ND FL 530(a) 525990 722320 453220 City or town, state or province, country, and ZIP or foreign postal code 529(a) C Book value of all assets at end of year 359,923,364. À¾µ¹ . Open to Public Inspection for 501(c)(3) Organizations Only B Exempt under section X , 2015, and ending Information about Form 990-T and its instructions is available at www.irs.gov/form990t. Do not enter SSN numbers on this form as it may be made public if your organization is a 501(c)(3). D Employer identification number Name of organization ( Check box if name changed and see instructions.) Check box if address changed A OMB No. 1545-0687 (and proxy tax under section 6033(e)) LITTLE ROCK, AR 72201 F Group exemption number (See instructions.) G Check organization type I X I 501(c) corporation 501(c) trust I 401(a) trust Other trust CATERING, MUSEUM SALES & PARTNERSHIP INVESTMENTS During the tax year, was the corporation a subsidiary in an affiliated group or a parent-subsidiary controlled group? Yes X H Describe the organization's primary unrelated business activity. I If "Yes," enter the name and identifying number of the parent corporation. ANDREW KESSEL J The books are in care of Part I I Unrelated Trade or Business Income b m m m m m m m m m m Im mmmmmmmmmm m m m m m m mm mm mmmmmmmmmmmmmm mmmmmmmmmmmmmmmmm mmmmmmm c Balance Less returns and allowances Telephone number (A) Income 1c 2 Cost of goods sold (Schedule A, line 7) 3 Gross profit. Subtract line 2 from line 1c 3 4 a Capital gain net income (attach Schedule D) 4a 2 b Net gain (loss) (Form 4797, Part II, line 17) (attach Form 4797) 4b c Capital loss deduction for trusts 4c 5 Income (loss) from partnerships and S corporations (attach statement) 5 6 Rent income (Schedule C) 6 7 Unrelated debt-financed income (Schedule E) 7 8 Interest, annuities, royalties, and rents from controlled organizations (Schedule F) 8 9 Investment income of a section 501(c)(7), (9), or (17) organization (Schedule G) I 501-748-0471 (B) Expenses (C) Net 3,001,653. 1,024,755. 1,976,898. 20,279. 46,772. No 1,976,898. 20,279. ATCH 1 46,772. 9 mmmmmmm mmmmmmmmmmmmmm m mm mm mm mm mm 2,043,949. 2,043,949. m m m m m m m m Deductions Not Taken Elsewhere (See instructions for limitations on deductions.) (Except for contributions, 10 Exploited exempt activity income (Schedule I) 10 11 Advertising income (Schedule J) 11 12 Other income (See instructions; attach schedule) 12 13 Total. Combine lines 3 through 12 13 Part II I 3,001,653. 1 a Gross receipts or sales m m m m m m mI deductions must be directly connected with the unrelated business income.) mmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm m m m m m m m m m m m m m m m m m m m m mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mm mmmmmmmmmmmmmmmmmmmmmmmm mmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm m m m m m m m m m m m m m m m m m m m m m ATTACHMENT mmmmmmmmmmmmmmmmm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m2m m m m m m mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmm mmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 14 Compensation of officers, directors, and trustees (Schedule K) 14 15 Salaries and wages 15 16 Repairs and maintenance 16 17 Bad debts 17 18 Interest (attach schedule) 18 19 Taxes and licenses 19 20 Charitable contributions (See instructions for limitation rules) 20 21 Depreciation (attach Form 4562) 21 22 Less depreciation claimed on Schedule A and elsewhere on return 22a 23 Depletion 24 Contributions to deferred compensation plans 24 25 Employee benefit programs 25 26 Excess exempt expenses (Schedule I) 26 27 Excess readership costs (Schedule J) 27 28 Other deductions (attach schedule) 28 29 Total deductions. Add lines 14 through 28 29 30 Unrelated business taxable income before net operating loss deduction. Subtract line 29 from line 13 30 31 Net operating loss deduction (limited to the amount on line 30) 31 32 Unrelated business taxable income before specific deduction. Subtract line 31 from line 30 32 33 Specific deduction (Generally $1,000, but see line 33 instructions for exceptions) 33 34 Unrelated business taxable income. Subtract line 33 from line 32. If line 33 is greater than line 32, enter the smaller of zero or line 32 For Paperwork Reduction Act Notice, see instructions. 4871HQ 2532 5X2740 1.000 JSA 11/2/2016 2:32:43 PM 1,054,546. 2,575. 97,936. 22b 23 34 34,102. 385,387. 584,728. 2,159,274. -115,325. -115,325. 1,000. -115,325. 990-T (2015) Form V 15-7F 71302 Form 8868 Application for Extension of Time To File an Exempt Organization Return (Rev. January 2014) Department of the Treasury Internal Revenue Service % % I I OMB No. 1545-1709 File a separate application for each return. Information about Form 8868 and its instructions is at www.irs.gov/form8868. mmmmmmmmmmmmmmmmmI If you are filing for an Automatic 3-Month Extension, complete only Part I and check this box If you are filing for an Additional (Not Automatic) 3-Month Extension, complete only Part II (on page 2 of this form). Do not complete Part II unless you have already been granted an automatic 3-month extension on a previously filed Form 8868. Electronic filing (e-file). You can electronically file Form 8868 if you need a 3-month automatic extension of time to file (6 months for a corporation required to file Form 990-T), or an additional (not automatic) 3-month extension of time. You can electronically file Form 8868 to request an extension of time to file any of the forms listed in Part I or Part II with the exception of Form 8870, Information Return for Transfers Associated W ith Certain Personal Benefit Contracts, which must be sent to the IRS in paper format (see instructions). For more details on the electronic filing of this form, visit www.irs.gov/efile and click on e-file for Charities & Nonprofits. Part I Automatic 3-Month Extension of Time. Only submit original (no copies needed). A corporation required to file Form 990-T and requesting an automatic 6-month extension - check this box and complete X Part I only All other corporations (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of time Enter filer's identifying number, see instructions to file income tax returns. mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmI Name of exempt organization or other filer, see instructions. Type or print File by the due date for filing your return. See instructions. Employer identification number (EIN) or BILL, HILLARY & CHELSEA CLINTON FOUNDATION Number, street, and room or suite no. If a P.O. box, see instructions. 31-1580204 Social security number (SSN) 610 PRESIDENT CLINTON AVE 2ND FL City, town or post office, state, and ZIP code. For a foreign address, see instructions. LITTLE ROCK, AR 72201 Enter the Return code for the return that this application is for (file a separate application for each return) Application Is For Return Code Form 990 or Form 990-EZ Form 990-BL Form 4720 (individual) Form 990-PF Form 990-T (sec. 401(a) or 408(a) trust) Form 990-T (trust other than above) % 01 02 03 04 05 06 mmmmmmmmmmmm Application Is For 0 7 Return Code Form 990-T (corporation) Form 1041-A Form 4720 (other than individual) Form 5227 Form 6069 Form 8870 07 08 09 10 11 12 IANDREW KESSEL, 610 PRESIDENT CLINTON AVE. LITTLE ROCK, AR 72201 748-0471 I mmmmmmmmmmmmmmm The books are in the care of I 501 Telephone No. FAX No. If the organization does not have an office or place of business in the United States, check this box If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) . If this is for the whole group, check this box . If it is for part of the group, check this box and attach a list with the names and EINs of all members the extension is for. 1 I request an automatic 3-month (6 months for a corporation required to file Form 990-T) extension of time 11/15 , 20 16 , to file the exempt organization return for the organization named above. The extension is until for the organization's return for: X calendar year 20 15 or tax year beginning , 20 , and ending , 20 . % % mmmmmmI I mmmmmmmI I I If the tax year entered in line 1 is for less than 12 months, check reason: Initial return Final return Change in accounting period 3 a If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits. See instructions. 3a $ b If this application is for Form 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit. 3b $ c Balance due. Subtract line 3b from line 3a. Include your payment with this form, if required, by using EFTPS (Electronic Federal Tax Payment System). See instructions. 3c $ 2 0. 0. 0. Caution. If you are going to make an electronic funds withdrawal (direct debit) with this Form 8868, see Form 8453-EO and Form 8879-EO for payment instructions. For Privacy Act and Paperwork Reduction Act Notice, see instructions. Form 8868 (Rev. 1-2014) JSA 5F8054 1.000 4871HQ 2532 V 15-4.2F 71302 PAGE 2 Form BSD-112015) BILL, HILLARY CHELSEA CLINTON FOUNDATION 35 36 37 38 39 Tax Computation 31-1580204 Pagez Organizations Taxable as Corporations; See instructions for tax computation. Controlled group members (sections 1561 and 1563) check here I See Instructions and: Enter your share of the $50,000. 525,000. and 59.925.000 taxable income brackets (In that order): t3) 5 Enter organization's share 5% tax (not more than $11,750Trusts Taxabte It Trust Rates. See Instructions for tax computation. Income tax on the amount on line 34 from: I: Tax rate schedule or ScheduleD(Form1041)_ . Proxytax.Seeinstructions Alternativeminimumtax Totai.Addlines 37 and 38 to line35cor36.whicheverappliesTax and Payments 40a Foreign tax credit (corporations attach Form 1118: trusts attach Form 1116), . . 40a Other credits (see instructions40b General business credit. Attach Form 3800 (see instructions) . . . . 40c Credit for prior year minimum tax (attach Form 8801 or 8827), . 40d Subtractiine40efromline39Other taxes Check It lrorn El Form 4255 Form 8611 Form 8697 El Form 8366 [:IOthertattach schedule) Toteltex.Addiines41and42 PaymentszA2014 overpayment credited t020?2015 estimated tax payments . . . . . . . . . . . 441? Taxdeposiied with Form 886844c Foreign organizations: Tax paid or withheld at source (see Instructions?46 Backup withholding (see instructions449 Other credits and payments: Form 2439 Form 4136 Other Total 449 Credit for small employer health lnsurancegremiums (Attach Form 8941Estimated tax penalty (see instructions). Check if Form 2220 is attachedTex due. Ii line 45 is less than the total of lines 43 and 46. enter amount owed . . . . . . . . . . . Overpayment. If line 45 is larger than the total of lines 43 and 46. enter amount overpaid . . . . . . Enter the amount of line 45 you want: Credited to 2016 estimated tax Refunded 45 46 47 4B 49 Statements Re ardin Certain Activities and Other'lnformation (see instructions) At any time during the 2015 calendar year. did the organization have an interest in or a signature or other authority over a financial Yes N0 account (bank, securities. or other) in a foreign country? If YES. the organization may have to tile Form 114. Report of Foreign Bank and Financial Accounts. If YES. enter the name of the foreign country here SEE ATTACHED 2 During the tax year. did the organization receive a distribution from. or was it the premier of. or iransferor to. a foreign trust? . . . . if YES, see instructions for other forms the organization may have to file. 3 Enter the amount of tax-exempt interest received or accrued during the tax year 5 Schedule A - Cost of Goods Sold. Enter method of inventory valuation i F1 F0 1 inventory at beginning of year 1 6 inventory at end of year 6 2 Purchases 2 l: 024: 755- 7 Cost of goods sold. Subtract line 3 Cestoflabcr . . . . . . . 3 6 from line 5. Enter here and In 4a Additional section 263A costs Part l. ilneZ_ . . . 7 1. 024.755- (attach Schedulethe rules of section 263A (with respect to YES NO Other costs (attach schedule) . 4b property produced or acquired for resale) apply 5 Total.Addlinee1throughdb . 5 l, 024, 755. to the organization? . . . . Under penalties of perjury. I declare that I have examined this relum. including accompanying schoduies and statements. and to the host at my and belief. it is Signature of officer Dale Titte Sign imitate: and complete. Declareicn oi preparer iher than taxpayer) is based on all Information or which preparer has any knowledge May the RS discuss this return Here LN if: (50 lwith the preparer shown belowl Ne (see instructions)? Yes . PrinliType preparers name Preparers signature -Date Check ii PTIN Pa'd MARCIA KRAUSE ll. if? ly self-employed 900394 631 5:93? Finn's name a? PR ICEWATE RHOUSECOO LLP em 1 3-4 00 832 4 Ftrm?saddross 600 13TH STREET, NW, SUITE 1000 phunem 202?414-1000 WASHINGTON, DC 20005?3005 Form 990-T (2015) JSA 1.000 4871HQ 2532 11/2/2016 2:32:43 PM 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Form 990-T (2015) Page 3 Schedule C - Rent Income (From Real Property and Personal Property Leased With Real Property) (see instructions) 1. Description of property (1) (2) (3) (4) 2. Rent received or accrued (a) From personal property (if the percentage of rent for personal property is more than 10% but not more than 50%) (b) From real and personal property (if the percentage of rent for personal property exceeds 50% or if the rent is based on profit or income) 3(a) Deductions directly connected with the income in columns 2(a) and 2(b) (attach schedule) (1) (2) (3) (4) Total Total (b) Total deductions. Enter here and on page 1, Part I, line 6, column (B) m m m m mI (c) Total income. Add totals of columns 2(a) and 2(b). Enter here and on page 1, Part I, line 6, column (A) I Schedule E - Unrelated Debt-Financed Income (see instructions) 2. Gross income from or allocable to debt-financed property 1. Description of debt-financed property 3. Deductions directly connected with or allocable to debt-financed property (a) Straight line depreciation (b) Other deductions (attach schedule) (attach schedule) (1) (2) (3) (4) 4. Amount of average acquisition debt on or allocable to debt-financed property (attach schedule) 5. Average adjusted basis of or allocable to debt-financed property (attach schedule) 6. Column 4 divided by column 5 (1) % (2) % (3) % (4) % 7. Gross income reportable (column 2 x column 6) 8. Allocable deductions (column 6 x total of columns 3(a) and 3(b)) Enter here and on page 1, Part I, line 7, column (A). Enter here and on page 1, Part I, line 7, column (B). m m m m m m m m m m m m m m m m m m m m m m m m m mm mm mm mm mm mm mm mm mm mm mm mm mm mm Im m m m m m m m m m m m m m m Totals Total dividends-received deductions included in column 8 I Schedule F - Interest, Annuities, Royalties, and Rents From Controlled Organizations (see instructions) Exempt Controlled Organizations 1. Name of controlled organization 2. Employer identification number 3. Net unrelated income (loss) (see instructions) 4. Total of specified payments made 5. Part of column 4 that is included in the controlling organization's gross income 6. Deductions directly connected with income in column 5 (1) (2) (3) (4) Nonexempt Controlled Organizations 7. Taxable Income 8. Net unrelated income (loss) (see instructions) 9. Total of specified payments made 10. Part of column 9 that is included in the controlling organization's gross income 11. Deductions directly connected with income in column 10 Add columns 5 and 10. Enter here and on page 1, Part I, line 8, column (A). Add columns 6 and 11. Enter here and on page 1, Part I, line 8, column (B). (1) (2) (3) (4) Totals m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mI Form JSA 5X2742 1.000 4871HQ 2532 11/2/2016 2:32:43 PM V 15-7F 71302 990-T (2015) BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Schedule G - Investment Income of a Section 501(c)(7), (9), or (17) Organization (see instructions) Form 990-T (2015) 1. Description of income 3. Deductions directly connected (attach schedule) 2. Amount of income 4. Set-asides (attach schedule) Page 4 5. Total deductions and set-asides (col. 3 plus col. 4) (1) (2) (3) (4) Totals m m m m m m m m m m m mI Enter here and on page 1, Part I, line 9, column (A). Enter here and on page 1, Part I, line 9, column (B). Schedule I - Exploited Exempt Activity Income, Other Than Advertising Income (see instructions) 1. Description of exploited activity 2. Gross unrelated business income from trade or business 3. Expenses directly connected with production of unrelated business income Enter here and on page 1, Part I, line 10, col. (A). Enter here and on page 1, Part I, line 10, col. (B). 4. Net income (loss) from unrelated trade or business (column 2 minus column 3). If a gain, compute cols. 5 through 7. 5. Gross income from activity that is not unrelated business income 6. Expenses attributable to column 5 7. Excess exempt expenses (column 6 minus column 5, but not more than column 4). (1) (2) (3) (4) Totals m m m m m m m m m m m mI Enter here and on page 1, Part II, line 26. Schedule J - Advertising Income (see instructions) Income From Periodicals Reported on a Consolidated Basis Part I 2. Gross advertising income 1. Name of periodical 3. Direct advertising costs 4. Advertising gain or (loss) (col. 2 minus col. 3). If a gain, compute cols. 5 through 7. 5. Circulation income 6. Readership costs 7. Excess readership costs (column 6 minus column 5, but not more than column 4). (1) (2) (3) (4) Totals (carry to Part II, line (5)) Part II mmI Income From Periodicals Reported on a Separate Basis (For each periodical listed in Part II, fill in columns 2 through 7 on a line-by-line basis.) 1. Name of periodical 2. Gross advertising income 3. Direct advertising costs Enter here and on page 1, Part I, line 11, col. (A). Enter here and on page 1, Part I, line 11, col. (B). 4. Advertising gain or (loss) (col. 2 minus col. 3). If a gain, compute cols. 5 through 7. 5. Circulation income 6. Readership costs 7. Excess readership costs (column 6 minus column 5, but not more than column 4). (1) (2) (3) (4) Totals from Part I m m m m m m mI Totals, Part II (lines 1-5) m m m mI Enter here and on page 1, Part II, line 27. Schedule K - Compensation of Officers, Directors, and Trustees (see instructions) 1. Name 2. Title 3. Percent of time devoted to business 4. Compensation attributable to unrelated business (1) % (2) % (3) % (4) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m mI % Total. Enter here and on page 1, Part II, line 14 JSA 5X2743 1.000 4871HQ 2532 11/2/2016 2:32:43 PM V 15-7F 71302 Form 990-T (2015) SCHEDULE D (Form 1120) Department of the Treasury Internal Revenue Service Name I I Capital Gains and Losses OMB No. 1545-0123 Attach to Form 1120, 1120-C, 1120-F, 1120-FSC, 1120-H, 1120-IC-DISC, 1120-L, 1120-ND, 1120-PC, 1120-POL, 1120-REIT, 1120-RIC, 1120-SF, or certain Forms 990-T. À¾µ¹ Information about Schedule D (Form 1120) and its separate instructions is at www.irs.gov/form1120. Employer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION Short-Term Capital Gains and Losses - Assets Held One Year or Less Part I See instructions for how to figure the amounts to enter on the lines below. This form may be easier to complete if you round off cents to whole dollars. (d) Proceeds (sales price) (e) Cost (or other basis) 31-1580204 (g) Adjustments to gain or loss from Form(s) 8949, Part I, line 2, column (g) (h) Gain or (loss) Subtract column (e) from column (d) and combine the result with column (g) 1a Totals for all short-term transactions reported on Form 1099-B for which basis was reported to the IRS and for which you have no adjustments (see instructions). However, if you choose to report all these transactions on Form 8949, leave this line blank and go to line 1b 1b Totals for all transactions reported on Form(s) 8949 with Box A checked 2 Totals for all transactions reported on Form(s) 8949 with Box B checked 3 mmmmmmmmm mmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmm Totals for all transactions reported on Form(s) 8949 with Box C checked mmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmm Long-Term Capital Gains and Losses - Assets Held More Than One Year 4 Short-term capital gain from installment sales from Form 6252, line 26 or 37 4 5 Short-term capital gain or (loss) from like-kind exchanges from Form 8824 5 6 Unused capital loss carryover (attach computation) 6 7 Net short-term capital gain or (loss). Combine lines 1a through 6 in column h 7 Part II See instructions for how to figure the amounts to enter on the lines below. This form may be easier to complete if you round off cents to whole dollars. (d) Proceeds (sales price) (e) Cost (or other basis) (g) Adjustments to gain or loss from Form(s) 8949, Part II, line 2, column (g) ( ) (h) Gain or (loss) Subtract column (e) from column (d) and combine the result with column (g) 8a Totals for all long-term transactions reported on Form 1099-B for which basis was reported to the IRS and for which you have no adjustments (see instructions). However, if you choose to report all these transactions on Form 8949, leave this line blank and go to line 8b 8b Totals for all transactions reported on Form(s) 8949 mmmmmmmmm mmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmm Summary of Parts I and II with Box D checked 9 Totals for all transactions reported on Form(s) 8949 with Box E checked 10 Totals for all transactions reported on Form(s) 8949 20,279. with Box F checked 11 Enter gain from Form 4797, line 7 or 9 11 12 Long-term capital gain from installment sales from Form 6252, line 26 or 37 12 13 Long-term capital gain or (loss) from like-kind exchanges from Form 8824 13 14 Capital gain distributions (see instructions) 14 15 Net long-term capital gain or (loss). Combine lines 8a through 14 in column h 15 Part III mmmmmmmmmmmm mmmm mmmmmm 16 Enter excess of net short-term capital gain (line 7) over net long-term capital loss (line 15) 17 Net capital gain. Enter excess of net long-term capital gain (line 15) over net short-term capital loss (line 7) 18 Add lines 16 and 17. Enter here and on Form 1120, page 1, line 8, or the proper line on other returns Note: If losses exceed gains, see Capital losses in the instructions. For Paperwork Reduction Act Notice, see the Instructions for Form 1120. JSA 5E1801 1.000 4871HQ 2532 11/2/2016 2:32:43 PM V 15-7F 71302 20,279. 16 17 20,279. 18 20,279. Schedule D (Form 1120) (2015) Form Sales and Other Dispositions of Capital Assets 8949 Department of the Treasury Internal Revenue Service Name(s) shown on return I I Information about Form 8949 and its separate instructions is at www.irs.gov/form8949. File with your Schedule D to list your transactions for lines 1b, 2, 3, 8b, 9, and 10 of Schedule D. OMB No. 1545-0074 À¾µ¹ Attachment Sequence No. 12A Social security number or taxpayer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Before you check Box A, B, or C below, see whether you received any Form(s) 1099-B or substitute statement(s) from your broker. A substitute statement will have the same information as Form 1099-B. Either will show whether your basis (usually your cost) was reported to the IRS by your broker and may even tell you which box to check. Part I Short-Term. Transactions involving capital assets you held 1 year or less are short term. For long-term transactions, see page 2. Note: You may aggregate all short-term transactions reported on Form(s) 1099-B showing basis was reported to the IRS and for which no adjustments or codes are required. Enter the totals directly on Schedule D, line 1a; you aren't required to report these transactions on Form 8949 (see instructions). You must check Box A, B, or C below. Check only one box. If more than one box applies for your short-term transactions, complete a separate Form 8949, page 1, for each applicable box. If you have more short-term transactions than will fit on this page for one or more of the boxes, complete as many forms with the same box checked as you need. (A) Short-term transactions reported on Form(s) 1099-B showing basis was reported to the IRS (see Note above) X (B) Short-term transactions reported on Form(s) 1099-B showing basis was not reported to the IRS (C) Short-term transactions not reported to you on Form 1099-B 1 Adjustment, if any, to gain or loss. If you enter an amount in column (g), (h) enter a code in column (f). Cost or other basis. Gain or (loss). See the separate instructions. See the Note below Subtract column (e) and see Column (e) from column (d) and in the separate (f) (g) combine the result instructions Code(s) from Amount of with column (g) instructions adjustment (e) (a) Description of property (Example: 100 sh. XYZ Co.) (b) Date acquired (Mo., day, yr.) (c) Date sold or disposed of (Mo., day, yr.) (d) Proceeds (sales price) (see instructions) FROM SCHEDULE K-1: K-1 INVESTMENTS 2 Totals. Add the amounts in columns (d), (e), (g), and (h) (subtract negative amounts). Enter each total here and include on your Schedule D, line 1b (if Box A above is checked), line 2 (if Box B above is checked), or line 3 (if Box C above is checked) I Note: If you checked Box A above but the basis reported to the IRS was incorrect, enter in column (e) the basis as reported to the IRS, and enter an adjustment in column (g) to correct the basis. See Column (g) in the separate instructions for how to figure the amount of the adjustment. For Paperwork Reduction Act Notice, see your tax return instructions. JSA 5X2615 2.000 4871HQ 2532 11/2/2016 2:32:43 PM V 15-7F Form 71302 8949 (2015) Form 8949 (2015) Attachment Sequence No. Name(s) shown on return. Name and SSN or taxpayer identification no. not required if shown on other side Page 2 12A Social security number or taxpayer identification number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Before you check Box D, E, or F below, see whether you received any Form(s) 1099-B or substitute statement(s) from your broker. A substitute statement will have the same information as Form 1099-B. Either will show whether your basis (usually your cost) was reported to the IRS by your broker and may even tell you which box to check. Part II Long-Term. Transactions involving capital assets you held more than 1 year are long term. For short-term transactions, see page 1. Note: You may aggregate all long-term transactions reported on Form(s) 1099-B showing basis was reported to the IRS and for which no adjustments or codes are required. Enter the totals directly on Schedule D, line 8a; you aren't required to report these transactions on Form 8949 (see instructions). You must check Box D, E, or F below. Check only one box. If more than one box applies for your long-term transactions, complete a separate Form 8949, page 2, for each applicable box. If you have more long-term transactions than will fit on this page for one or more of the boxes, complete as many forms with the same box checked as you need. (D) Long-term transactions reported on Form(s) 1099-B showing basis was reported to the IRS (see Note above) (E) Long-term transactions reported on Form(s) 1099-B showing basis was not reported to the IRS X (F) Long-term transactions not reported to you on Form 1099-B Adjustment, if any, to gain or loss. 1 (a) Description of property (Example: 100 sh. XYZ Co.) (b) Date acquired (Mo., day, yr.) (c) Date sold or disposed (Mo., day, yr.) (d) Proceeds (sales price) (see instructions) (h) If you enter an amount in column (g), (e) Gain or (loss). enter a code in column (f). Cost or other basis. Subtract column (e) See the separate instructions. See the Note below from column (d) and and see Column (e) combine the result (f) (g) in the separate with column (g) Code(s) from Amount of instructions instructions adjustment 20,279. FROM SCHEDULE K-1: K-1 INVESTMENTS 2 Totals. Add the amounts in columns (d), (e), (g), and (h) (subtract negative amounts). Enter each total here and include on your Schedule D, line 8b (if Box D above is checked), line 9 (if Box E above is checked), or line 10 (if Box F above is checked) I 20,279. Note: If you checked Box D above but the basis reported to the IRS was incorrect, enter in column (e) the basis as reported to the IRS, and enter an adjustment in column (g) to correct the basis. See Column (g) in the separate instructions for how to figure the amount of the adjustment. JSA 5X2616 2.000 4871HQ 2532 Form 11/2/2016 2:32:43 PM V 15-7F 71302 8949 (2015) Form General Business Credit 3800 Department of the Treasury Internal Revenue Service (99) OMB No. 1545-0895 Information about Form 3800 and its separate instructions is at www.irs.gov/ form3800. You must attach all pages of Form 3800, pages 1, 2, and 3, to your tax return. Name(s) shown on return Attachment Sequence No. 22 Identifying number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Part I Current Year Credit for Credits Not Allowed Against Tentative Minimum Tax (TMT) (See instructions and complete Part(s) III before Parts I and II) 1 2 3 4 5 6 General business credit from line 2 of all Parts III with box A checked . . . . . . . . Passive activity credits from line 2 of all Parts III with box B checked 2 Enter the applicable passive activity credits allowed for 2015 (see instructions) . . . . . Carryforward of general business credit to 2015. Enter the amount from line 2 of Part III with box C checked. See instructions for statement to attach . . . . . . . . . . . . Carryback of general business credit from 2016. Enter the amount from line 2 of Part III with box D checked (see instructions) . . . . . . . . . . . . . . . . . . . . Add lines 1, 3, 4, and 5 Part II 7 8 . . . . . . . . . . . . . . . . . . . 1 . 3 . 4 . . . . 5 6 } . . 7 } . . . 8 . Allowable Credit Regular tax before credits: • Individuals. Enter the sum of the amounts from Form 1040, lines 44 and 46, or the sum of the amounts from Form 1040NR, lines 42 and 44 . . . . . . . . • Corporations. Enter the amount from Form 1120, Schedule J, Part I, line 2; or the applicable line of your return . . . . . . . . . . . . . . . . . . • Estates and trusts. Enter the sum of the amounts from Form 1041, Schedule G, lines 1a and 1b; or the amount from the applicable line of your return . . . . Alternative minimum tax: • Individuals. Enter the amount from Form 6251, line 35 . . . . . . . • Corporations. Enter the amount from Form 4626, line 14 . . . . . . . • Estates and trusts. Enter the amount from Schedule I (Form 1041), line 56 . . . . Add lines 7 and 8 0 00 . . . . . . . . . 9 0 00 . 10a 10b . . . . . . . . . 10c 0 00 11 Net income tax. Subtract line 10c from line 9. If zero, skip lines 12 through 15 and enter -0- on line 16 11 0 00 12 Net regular tax. Subtract line 10c from line 7. If zero or less, enter -0- 12 13 Enter 25% (.25) of the excess, if any, of line 12 over $25,000 (see instructions) . . . . . . . . . . . . . . . . . . 13 14 Tentative minimum tax: • Individuals. Enter the amount from Form 6251, line 33 . • Corporations. Enter the amount from Form 4626, line 12 . • Estates and trusts. Enter the amount from Schedule I (Form 1041), line 54 . . . . . . . . . . . . . 15 16 17 0 00 9 . . . . . . . . 10a Foreign tax credit . . . . . . . . . b Certain allowable credits (see instructions) . c Add lines 10a and 10b . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 16 17 . . . . . . . . . . . . . . } . 14 Enter the greater of line 13 or line 14 . . . . . . . . . . . . . . . . . . . . Subtract line 15 from line 11. If zero or less, enter -0- . . . . . . . . . . . . . . Enter the smaller of line 6 or line 16 . . . . . . . . . . . . . . . . . . . . C corporations: See the line 17 instructions if there has been an ownership change, acquisition, or reorganization. For Paperwork Reduction Act Notice, see separate instructions. ISA . . Form 3800 (2015) Form 3800 (2015) Part II Page 2 Allowable Credit (Continued) Note. If you are not required to report any amounts on lines 22 or 24 below, skip lines 18 through 25 and enter -0- on line 26. 18 Multiply line 14 by 75% (.75) (see instructions) . . . . . . . . . . . . . . . . . 18 19 Enter the greater of line 13 or line 18 . . . . . . . . . . . . . . . . . 19 20 Subtract line 19 from line 11. If zero or less, enter -0- . . . . . . . . . . . . . . 20 21 Subtract line 17 from line 20. If zero or less, enter -0- . . . . . . . . . . . . . . 21 22 Combine the amounts from line 3 of all Parts III with box A, C, or D checked . . . . . . . 22 23 Passive activity credit from line 3 of all Parts III with box B checked 24 Enter the applicable passive activity credit allowed for 2015 (see instructions) . . . . . . 24 25 Add lines 22 and 24 . . . . . . 25 26 Empowerment zone and renewal community employment credit allowed. Enter the smaller of line 21 or line 25 . . . . . . . . . . . . . . . . . . . . . . . . . . 26 0 00 27 Subtract line 13 from line 11. If zero or less, enter -0- . . . . . . . . . . . . . . 27 0 00 28 Add lines 17 and 26 . . . . . . . . . . . . . . . 28 0 00 29 Subtract line 28 from line 27. If zero or less, enter -0- . . . . . . . . . . . . . . 29 0 00 30 Enter the general business credit from line 5 of all Parts III with box A checked . . . . . . 30 31 Reserved . . . . . . . 31 32 Passive activity credits from line 5 of all Parts III with box B checked 33 Enter the applicable passive activity credits allowed for 2015 (see instructions) . . . . . . 33 34 Carryforward of business credit to 2015. Enter the amount from line 5 of Part III with box C checked and line 6 of Part III with box G checked. See instructions for statement to attach . . 34 Carryback of business credit from 2016. Enter the amount from line 5 of Part III with box D checked (see instructions) . . . . . . . . . . . . . . . . . . . . . . . 35 36 Add lines 30, 33, 34, and 35 . 37 Enter the smaller of line 29 or line 36 38 Credit allowed for the current year. Add lines 28 and 37. Report the amount from line 38 (if smaller than the sum of Part I, line 6, and Part II, lines 25 and 36, see instructions) as indicated below or on the applicable line of your return: 35 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 . . . . . . . . 104 32 . . . . . . . . . . . . . . . . . . . 36 104 00 . . . . . . . . . . . . . . . . . . . 37 0 00 • Individuals. Form 1040, line 54, or Form 1040NR, line 51 • Corporations. Form 1120, Schedule J, Part I, line 5c . . • Estates and trusts. Form 1041, Schedule G, line 2b . . . . . . . . . . . . . . . . . . . . } . . . . 38 0 00 Form 3800 (2015) Page 3 Form 3800 (2015) Name(s) shown on return Identifying number BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 Part III General Business Credits or Eligible Small Business Credits (see instructions) Complete a separate Part III for each box checked below. (see instructions) A X General Business Credit From a Non-Passive Activity E Reserved B F General Business Credit From a Passive Activity Reserved General Business Credit Carryforwards Eligible Small Business Credit Carryforwards C G D H General Business Credit Carrybacks Reserved I If you are filing more than one Part III with box A or B checked, complete and attach first an additional Part III combining amounts from all Parts III with box A or B checked. Check here if this is the consolidated Part III . . . . . . . . (a) Description of credit Note. On any line where the credit is from more than one source, a separate Part III is needed for each pass-through entity. 1a b c d e f g h i j k l m n o p q r s t u v w x y z aa bb zz 2 3 4a b c d e f g h i j z 5 6 Investment (Form 3468, Part II only) (attach Form 3468) . . . . . . . Reserved . . . . . . . . . . . . . . . . . . . . . . Increasing research activities (Form 6765) . . . . . . . . . . . Low-income housing (Form 8586, Part I only) . . . . . . . . . . Disabled access (Form 8826) (see instructions for limitation) . . . . . Renewable electricity, refined coal, and Indian coal production (Form 8835) Indian employment (Form 8845) . . . . . . . . . . . . . . . Orphan drug (Form 8820) . . . . . . . . . . . . . . . . . New markets (Form 8874) . . . . . . . . . . . . . . . . . Small employer pension plan startup costs (Form 8881) (see instructions for limitation) Employer-provided child care facilities and services (Form 8882) (see instructions for limitation) . . . . . . . . . . . . . . . . . Biodiesel and renewable diesel fuels (attach Form 8864) . . . . . . . Low sulfur diesel fuel production (Form 8896) . . . . . . . . . . Distilled spirits (Form 8906) . . . . . . . . . . . . . . . . Nonconventional source fuel . . . . . . . . . . . . . . . Energy efficient home (Form 8908) . . . . . . . . . . . . . . Energy efficient appliance . . . . . . . . . . . . . . . . Alternative motor vehicle (Form 8910) . . . . . . . . . . . . . Alternative fuel vehicle refueling property (Form 8911) . . . . . . . Reserved . . . . . . . . . . . . . . . . . . . . . . Mine rescue team training (Form 8923) . . . . . . . . . . . . Agricultural chemicals security (carryforward only) . . . . . . . . . Employer differential wage payments (Form 8932) . . . . . . . . . Carbon dioxide sequestration (Form 8933) . . . . . . . . . . . Qualified plug-in electric drive motor vehicle (Form 8936) . . . . . . Qualified plug-in electric vehicle (carryforward only) . . . . . . . . New hire retention (carryforward only) . . . . . . . . . . . . . General credits from an electing large partnership (Schedule K-1 (Form 1065-B)) Other . . . . . . . . . . . . . . . . . . . . . . . Add lines 1a through 1zz and enter here and on the applicable line of Part I Enter the amount from Form 8844 here and on the applicable line of Part II . Investment (Form 3468, Part III) (attach Form 3468) . . . . . . . . Work opportunity (Form 5884) . . . . . . . . . . . . . . . Biofuel producer (Form 6478) . . . . . . . . . . . . . . . Low-income housing (Form 8586, Part II) . . . . . . . . . . . . Renewable electricity, refined coal, and Indian coal production (Form 8835) Employer social security and Medicare taxes paid on certain employee tips (Form 8846) Qualified railroad track maintenance (Form 8900) . . . . . . . . . Small employer health insurance premiums (Form 8941) . . . . . . . Reserved . . . . . . . . . . . . . . . . . . . . . . Reserved . . . . . . . . . . . . . . . . . . . . . . Other . . . . . . . . . . . . . . . . . . . . . . . Add lines 4a through 4z and enter here and on the applicable line of Part II . Add lines 2, 3, and 5 and enter here and on the applicable line of Part II . . . . . . . . . (b) If claiming the credit from a pass-through entity, enter the EIN . . . . . (c) Enter the appropriate amount 1a 1b 1c 1d 1e 1f 1g 1h 1i 1j 1k 1l 1m 1n 1o 1p 1q 1r 1s 1t 1u 1v 1w 1x 1y 1z 1aa 1bb 1zz 2 3 4a 4b 4c 4d 4e 30-0429147 4f 30-0429147 4g 4h 4i 4j 4z 5 6 0 00 90 14 104 00 104 00 Form 3800 (2015) BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 ATTACHMENT 1 FORM 990T - LINE 5 -INCOME (LOSS) FROM PARTNERSHIPS INCOME (LOSS) FROM PARTNERSHIPS 4871HQ 2532 11/2/2016 2:32:43 PM V 15-7F 46,772. 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 ATTACHMENT 2 FORM 990T - PART II - LINE 28 - TOTAL OTHER DEDUCTIONS EQUIPMENT RENTAL OFFICE EXPENSES BANK & CREDIT CARD FEES TECHNOLOGY EXPENSES TRAVEL EXPENSES SECURITY EXPENSES MARKETING FACILITY EXPENSES MISC. EXPENSES 6,132. 31,223. 22,125. 7,588. 9,190. 54,295. 11,163. 66,408. 376,604. PART II - LINE 28 - OTHER DEDUCTIONS 4871HQ 2532 11/2/2016 2:32:43 PM V 15-7F 584,728. 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 FEDERAL FOOTNOTES FORM 990-T NET OPERATING LOSS (NON-SRLY) CARRYOVER GENERATED CARRYOVER GENERATED CARRYOVER GENERATED CARRYOVER GENERATED CARRYOVER GENERATED TOTAL UTILIZATION YE YE YE YE YE 12/31/2011 12/31/2012 12/31/2013 12/31/2014 12/31/2015 CARRIED FORWARD TO 12/31/2016 4871HQ 2532 11/2/2016 2:32:43 PM $34,437 $180,700 $201,666 $52,086 $115,325 NONE $584,214 V 15-7F 71302 BILL, HILLARY & CHELSEA CLINTON FOUNDATION 31-1580204 FEDERAL FOOTNOTES FORM 990-T, PART V, LINE 1 INTEREST IN OR A SIGNATURE OR OTHER AUTHORITY OVER A FINANCIAL ACCOUNT IN A FOREIGN COUNTRY: AUSTRALIA COLOMBIA EL SALVADOR HAITI INDIA KENYA MALAWI PERU RWANDA TANZANIA 4871HQ 2532 11/2/2016 2:32:43 PM V 15-7F 71302