Annual Enforcement Report Fiscal Year 2014 Enforcement Division Office of Compliance and Enforcement Texas Commission on Environmental Quality November 2014 The electronic annual enforcement report is available on the TCEQ’s Web Page at http://www.tceq.texas.gov/enforcement/reports/AER/annenfreport.html Contents INTRODUCTION .................................................................................................................................................. VIII GLOSSARY OF ABBREVIATIONS FOR PROGRAMS .................................................................................................. IX EXECUTIVE SUMMARY ........................................................................................................................................... X CHAPTER 1: THE ENVIRONMENTAL TOOLBOX ..................................................................................................... 1-1 EVENT COORDINATION AND EDUCATION ACTIVITIES ......................................................................................................... 1-1 ASSISTANCE TO SMALL BUSINESSES AND LOCAL GOVERNMENTS.......................................................................................... 1-1 Table 1-1: Small Business and Local Government Assistance Activities ........................................................... 1-2 Figure 1-1: Multi-Media Site Visits and Resulting Compliance Commitment Partnerships.............................. 1-3 INVESTIGATIONS AND ENFORCEMENT POLICY .................................................................................................................. 1-4 Figure 1-2: Total Investigations by FY .............................................................................................................. 1-6 Figure 1-3: Complaints Investigated by FY ....................................................................................................... 1-6 Figure 1-4: Notices of Violation Issued by FY ................................................................................................... 1-7 Figure 1-5: Summary of Texas Environmental Health and Safety Audit Privilege Act Statistics ...................... 1-8 Table 1-2: Percent of Facilities Inspected by the TCEQ in Compliance ............................................................. 1-8 CHAPTER 2: DOLLARS AND SENSE ...................................................................................................................... 2-1 Figure 2-1: Total Number of Administrative Orders Issued by FY..................................................................... 2-1 Figure 2-2: Number of Administrative Orders Issued by Media and FY ........................................................... 2-2 Table 2-1: Summary of Administrative Penalty Amounts and SEPs by FY ........................................................ 2-3 Figure 2-3: Penalties and SEPs in Administrative Orders by FY ........................................................................ 2-3 Table 2-2: Civil Judicial Order Penalty Amounts and SEPs by FY ...................................................................... 2-5 CHAPTER 3: THE CRIMINAL ELEMENT ................................................................................................................. 3-1 TEXAS ENVIRONMENTAL ENFORCEMENT TASK FORCE (THE “TASK FORCE”)........................................................................... 3-1 CRIMINAL INVESTIGATIONS .......................................................................................................................................... 3-1 I Table 3-1: Summary of Criminal Investigation Information by FY .................................................................... 3-1 CHAPTER 4: COMPARATIVE ANALYSIS OF PERFORMANCE ................................................................................. 4-1 COMPARISON OF ORDERS ISSUED BY MEDIA TYPE ............................................................................................................ 4-1 Figure 4-1: Percent of Orders Issued by Media Type in FY 2014 ...................................................................... 4-1 COMPARISON OF ORDERS ISSUED BY INDUSTRY TYPE ........................................................................................................ 4-2 Figure 4-2: Percent of Industry Types with Orders Issued in FY 2014 ............................................................... 4-2 Figure 4-3: Percent of Industry Types with Previous Orders............................................................................. 4-3 Figure 4-4: Percent of Industry Types with Same or Similar Violations ............................................................ 4-4 COMPARISON OF ORDERS ISSUED BY REGULATED ENTITY SIZE ............................................................................................ 4-5 Figure 4-5: Size of Regulated Entities with Administrative Orders Issued in FY 2014 ...................................... 4-5 COMPARISON OF CITATIONS IN ORDERS ISSUED ............................................................................................................... 4-6 Table 4-1: Percent of Citations in Orders Issued in FY 2014 ............................................................................. 4-6 Figure 4-6: Percent of Most Frequently Cited Rules or Statutes by Media ....................................................... 4-7 COMPLIANCE HISTORY PROGRAM ................................................................................................................................. 4-7 Figure 4-7: Severity of Violations Included in Orders Issued in FY 2014 ........................................................... 4-8 CHAPTER 5: ASSESSMENT OF EMISSIONS EVENTS (EES) ..................................................................................... 5-1 BACKGROUND ........................................................................................................................................................... 5-1 REPORTED INCIDENTS ................................................................................................................................................. 5-2 Figure 5-1: Total Number of Incidents Reported Statewide ............................................................................. 5-2 Table 5-1: Total Number of Incidents Reported Statewide under 30 TAC Chapter 101, Subchapter F ............ 5-3 REPORTED INCIDENTS CONTINUED................................................................................................................................. 5-4 Table 5-2: Incidents Reported by Industry Classification under 30 TAC Chapter 101, Subchapter F ................ 5-4 TOTAL QUANTITY OF EMISSIONS ................................................................................................................................... 5-5 Figure 5-2: Total Quantity of Emissions Reported Statewide ........................................................................... 5-6 II Table 5-3: Total Quantity of Emissions (in pounds) Reported Statewide under 30 TAC Chapter 101, Subchapter F .................................................................................................................................................... 5-7 TOP CONTRIBUTING AIR CONTAMINANTS ....................................................................................................................... 5-8 Figure 5-3: Top Contributing Air Contaminants Reported Statewide ............................................................... 5-8 Table 5-4: Total Quantity of Air Contaminants (in pounds) Reported Statewide under 30 TAC Chapter 101, Subchapter F .................................................................................................................................................... 5-9 QUANTITY OF CONTAMINANTS BY INDUSTRY CLASSIFICATION ........................................................................................... 5-10 Figure 5-4: Quantity of Contaminants by Industrial Classification ................................................................. 5-10 Table 5-5: Total Quantity of Air Contaminants (in pound) by NAICS Code Reported Statewide under 30 TAC Chapter 101, Subchapter F ............................................................................................................................. 5-11 INCIDENTS INVESTIGATED .......................................................................................................................................... 5-12 Figure 5-5: Incidents Investigated .................................................................................................................. 5-12 Table 5-6: Agency Response to Incidents Reported under 30 TAC Chapter 101, Subchapter F...................... 5-13 EMISSIONS EVENTS INVESTIGATIONS BY REGION ............................................................................................................ 5-14 Figure 5-6: EE Investigations by Region ......................................................................................................... 5-14 Table 5-7: Total Number of EE Incidents Reported Statewide under 30 TAC Chapter 101, Subchapter F...... 5-15 Table 5-8: Agency Investigations of EEs under 30 TAC 101, Subchapter F ..................................................... 5-15 EXCESSIVE EMISSIONS EVENTS .................................................................................................................................... 5-16 Figure 5-7: Excessive Determinations and CAPs ............................................................................................. 5-16 Table 5-9: Excessive EE Determinations and CAPs under 30 TAC Chapter 101, Subchapter F ....................... 5-17 CHAPTER 6: AGGREGATE PRODUCTION OPERATIONS ........................................................................................ 6-1 TRAINING PROGRAM .................................................................................................................................................. 6-2 INVESTIGATIONS AND RESULTS ..................................................................................................................................... 6-2 NUMBER AND GENERAL LOCATION OF REGISTERED FACILITIES ............................................................................................ 6-3 Table 6-1: Registered APOs per Region ............................................................................................................ 6-3 CHAPTER 7: RESULTS OF ENFORCEMENT ACTIONS ............................................................................................. 7-1 III Figure 7-1: Impact Analysis of Administrative and Civil Judicial Orders ........................................................... 7-1 Figure 7-2: Results of Administrative and Civil Judicial Orders – Permitting and Process Changes ................. 7-2 Figure 7-3: Results of Administrative and Civil Judicial Orders – Clean Up, Monitoring, and Recordkeeping Requirements ................................................................................................................................................... 7-3 Figure 7-4: Results of Administrative and Civil Judicial Orders – Pollution Prevention .................................... 7-4 Table 7-1: Twenty-Five Largest Estimated Pollutant Reductions from Orders Issued ...................................... 7-5 TABLES DESCRIPTIONS ........................................................................................................................................ T-1 Table T-1A: Total Investigations Conducted FY 2014 (9/1/2013 – 8/31/2014) ................................................ T-3 Table T-1B: On-site Investigations Conducted FY 2014 (9/1/2013 – 8/31/2014)............................................. T-4 Table T-2A: Total Investigations Conducted FY 2013 (9/1/2012 – 8/31/2013) ................................................ T-4 Table T-2B: On-site Investigations Conducted FY 2013 (9/1/2012 – 8/31/2013)............................................. T-6 Table T-3A: Total Investigations Conducted FY 2012 (9/1/2011 – 8/31/2012) ................................................ T-7 Table T-3B: On-site Investigations Conducted FY 2012 (9/1/2011 – 8/31/2012)............................................. T-8 Table T-4A: Total Investigations Conducted FY 2011 (9/1/2010 – 8/31/2011) ................................................ T-9 Table T-4B: On-site Investigations Conducted FY 2011 (9/1/2010 – 8/31/2011)........................................... T-10 Table T-5A: Total Investigations Conducted FY 2010 (9/1/2009 – 8/31/2010) .............................................. T-11 Table T-5B: On-site Investigations Conducted FY 2010 (9/1/2009 – 8/31/2010)........................................... T-12 Table T-6A: Total Investigations Conducted FY 2009 (9/1/2008 – 8/31/2009) .............................................. T-13 Table T-6B: On-site Investigations Conducted FY 2009 (9/1/2008 – 8/31/2009)........................................... T-14 Table T-7: Complaint Investigations, FY 2014 (9/1/2013 – 8/31/2014) ......................................................... T-15 Table T-8: Complaint Investigations, FY 2013 (9/1/2012 – 8/31/2013) ......................................................... T-16 Table T-9: Complaint Investigations, FY 2012 (9/1/2011 – 8/31/2012) ......................................................... T-17 Table T-10: Complaint Investigations, FY 2011 (9/1/2010 – 8/31/2011) ....................................................... T-18 Table T-11: Complaint Investigations, FY 2010 (9/1/2009 – 8/31/2010) ....................................................... T-19 Table T-12: Complaint Investigations, FY 2009 (9/1/2008 – 8/31/2009) ....................................................... T-20 IV Table T-13: Notices of Violation Issued (Mailed) FY 2014 (9/1/2013 – 8/31/2014) from Regional Offices ... T-21 Table T-14: Notices of Violation Issued (Mailed) FY 2013 (9/1/2012 – 8/31/2013) from Regional Offices ... T-22 Table T-15: Notices of Violation Issued (Mailed) FY 2012 (9/1/2011 – 8/31/2012) from Regional Offices ... T-23 Table T-16: Notices of Violation Issued (Mailed) FY 2011 (9/1/2010 – 8/31/2011) from Regional Offices ... T-24 Table T-17: Notices of Violation Issued (Mailed) FY 2010 (9/1/2009 – 8/31/2010) from Regional Offices ... T-25 Table T-18: Notices of Violation Issued (Mailed) FY 2009 (9/1/2008 – 8/31/2009) from Regional Offices ... T-26 Table T-19: Notices of Violation Issued (Mailed) FY 2014 (9/1/2013 – 8/31/2014) from Central Office ....... T-27 Table T-20: Notices of Violation Issued (Mailed) FY 2013 (9/1/2012 – 8/31/2013) from Central Office ....... T-28 Table T-21: Notices of Violation Issued (Mailed) FY 2012 (9/1/2011 – 8/31/2012) from Central Office ....... T-29 Table T-22: Notices of Violation Issued (Mailed) FY 2011 (9/1/2010 – 8/31/2011) from Central Office ....... T-30 Table T-23: Notices of Violation Issued (Mailed) FY 2010 (9/1/2009 – 8/31/2010) from Central Office ....... T-31 Table T-24: Notices of Violation Issued (Mailed) FY 2009 (9/1/2008 – 8/31/2009) from Central Office ....... T-32 Table T-25: Summary of Administrative Orders Issued FY 2014 .................................................................... T-33 Table T-26: Summary of Administrative Orders Issued FY 2013 .................................................................... T-34 Table T-27: Summary of Administrative Orders Issued FY 2012 .................................................................... T-35 Table T-28: Summary of Administrative Orders Issued FY 2011 .................................................................... T-36 Table T-29: Summary of Administrative Orders Issued FY 2010 .................................................................... T-37 Table T-30: Summary of Administrative Orders Issued FY 2009 .................................................................... T-38 Table T-31: Summary of Civil Judicial Orders Issued FY 2014 ......................................................................... T-39 Table T-32: Summary of Civil Judicial Orders Issued FY 2013 ......................................................................... T-40 Table T-33: Summary of Civil Judicial Orders Issued FY 2012 ......................................................................... T-41 Table T-34: Summary of Civil Judicial Orders Issued FY 2011 ......................................................................... T-42 Table T-35: Summary of Civil Judicial Orders Issued FY 2010 ......................................................................... T-43 Table T-36: Summary of Civil Judicial Orders Issued FY 2009 ......................................................................... T-44 V Appendices Appendix 1: List of Administrative Enforcement Orders Issued During FY 2014 Appendix 2: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in FY 2014 Appendix 3: List of Administrative Enforcement Orders Issued During FY 2013 Appendix 4: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in FY 2013 Appendix 5: List of Administrative Enforcement Orders Issued During FY 2012 Appendix 6: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in FY 2012 Appendix 7: List of Administrative Enforcement Orders Issued During FY 2011 Appendix 8: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in FY 2011 Appendix 9: List of Administrative Enforcement Orders Issued During FY 2010 Appendix 10: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in FY 2010 Appendix 11: List of Administrative Enforcement Orders Issued During FY 2009 Appendix 12: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in FY 2009 Appendix 13: List of Civil Judicial Orders Issued Through Representation by the Office of Attorney General for FY 2014 Appendix 14: List of Civil Judicial Orders Issued Through Representation by the Office of Attorney General for FY 2013 Appendix 15: List of Civil Judicial Orders Issued Through Representation by the Office of Attorney General for FY 2012 Appendix 16: List of Civil Judicial Orders Issued Through Representation by the Office of Attorney General for FY 2011 Appendix 17: List of Civil Judicial Orders Issued Through Representation by the Office of Attorney General for FY 2010 Appendix 18: List of Civil Judicial Orders Issued Through Representation by the Office of Attorney General for FY 2009 VI Appendix 19: Description of Each Criminal Conviction Obtained in FY 2014 Appendix 20: Description of Each Criminal Conviction Obtained in FY 2013 Appendix 21: Description of Each Criminal Conviction Obtained in FY 2012 Appendix 22: Description of Each Criminal Conviction Obtained in FY 2011 Appendix 23: Description of Each Criminal Conviction Obtained in FY 2010 Appendix 24: Description of Each Criminal Conviction Obtained in FY 2009 VII Introduction During the 75th Legislative Session, House Bills (HB) 1133 and 1367 added Section (§) 5.126 to the Texas Water Code (TWC) that requires the Texas Commission on Environmental Quality (“TCEQ” or “Commission”) to prepare an electronic enforcement report each year by December 1. The law requires the Commission to report actions for each type of regulatory program. The report is to contain statistical indicators including the number of investigations, number of notices of violation (NOVs) issued, number of enforcement actions, type of enforcement actions, amount of penalties assessed, deferred, or collected; and any other information the Commission determines is relevant. The report must include a comparison of the TCEQ’s enforcement actions for each of the preceding five fiscal years. This report, the eighteenth of its kind, includes information from fiscal years 2009-2014. The 77th Legislative Session added requirements to the Annual Enforcement Report in TWC § 5.756 and re-codified § 5.123 as TWC § 5.126. The new requirements expanded the comparison requirement in the original section by adding a comparative analysis of data evaluating the performance, over time, of the Commission and of entities regulated by the Commission. The Legislature also added a requirement in Texas Health and Safety Code (THSC) § 382.0215 to assess emissions events (EEs), including actions taken by the Commission in response to the EEs. Emissions events are upset events or unscheduled maintenance, startup, or shutdown activities, from a common cause that results in unauthorized emissions of air contaminants. The 82nd Legislative Session added Chapter 28A to the TWC, which pertains to the registration and investigation of certain aggregate production operations (APOs). The law requires the Commission to conduct a physical survey of the state to identify all active APOs and to ensure that each is registered. Additionally, the Commission is required to report the results of the survey, the number and general location of the registered APOs, the number of inspectors trained in multiple areas related to the investigations, the number of investigations conducted, and the results of the investigations. The TCEQ is the State’s primary and comprehensive environmental regulatory agency. Its mission is to protect our State’s precious human and natural resources consistent with sustainable economic development. The agency regulates more than 544,700 public and private facilities and/or individuals in Texas that affect, or have the potential to significantly affect, the environment. The goal of the agency is clean air, clean water, and the safe management of waste. VIII Glossary of Abbreviations for Programs AGRI = water quality facilities such as dairies and concentrated animal feeding operations AIREI = Air Emissions Inventory AIR or AQ = air quality APO = aggregate production operations DC = dry cleaners EA = Edwards Aquifer ER = emergency response IHW = industrial and hazardous waste MSW = municipal solid waste, including landfills, tires, medical waste, and used oil/filter facilities OC or OL = occupational certification/licensing OSSF = on-site sewage facilities PST = petroleum storage tanks PWS = public water supply systems RAD = radioactive material disposal, including low level radioactive waste and non- oil and gas exploration naturally occurring radioactive material waste disposal UIC = underground injection control WQ = water quality, including domestic and industrial wastewater treatment plants, storm water, and sludge use operations (beneficial use sites and transporters) WR or WATERIGHT = water rights diversion and pumping WWA = wastewater agriculture, such as dairies and concentrated animal feeding operations MM = multi-media - any combination of the above IX Annual Enforcement Report Fiscal Year 2014 Executive Summary Fiscal Year (FY) 2014 was a year of significant accomplishments for the TCEQ. Enforcement efforts resulted in 1,708 administrative orders issued with over $9.8 million to be paid as penalties and over $2.3 million to be expended for Supplemental Environmental Projects (SEPs). In addition, there were two administrative orders for which stipulated penalties were collected during FY 2014. These orders contain provisions that require payment of stipulated penalty amounts for specified future violations for the duration of the order. During FY 2014, equal amounts were paid in penalties and SEPs ($267,000 each for a total of $534,000) for these two orders. There were an additional 23 civil judicial orders issued through representation by the Texas Office of Attorney General (OAG) that resulted in over $6.1 million to be paid as penalties. Compliance Assistance: The agency’s efforts to provide assistance to the regulated community resulted in helping more than 66,000 Texas small businesses and local governments, keeping them informed about changes and trends in environmental regulations to help them comply. Additionally, TCEQ provided compliance assistance and technical information to over 6,100 Texans through agency-sponsored seminars and workshops. Investigations and Enforcement: The agency conducted over 103,000 routine investigations and 4,273 complaint investigations. More than 15,000 NOVs were issued regarding investigations conducted. The voluntary environmental self-audit program resulted in the receipt, evaluation, and response to 1,256 notices of intent to audit and 548 disclosures of violation. Those who comply with the conditions of the Texas Environmental, Health, and Safety Audit Privilege Act may qualify for immunity from penalties if swift compliance is achieved. Along with the agency’s administrative and civil enforcement authorities, the TCEQ also partners with the Texas Environmental Enforcement Task Force to pursue criminal enforcement. The agency participated in seven search warrants and finalized 27 cases with convictions against 21 individuals and 12 corporations. The finalized cases included 18 felony counts and 43 misdemeanor counts. These cases resulted in a total of $4,009,200 in criminal X fines, over 41 years of community supervision, 76 months of confinement, 410 hours of community service, and over $725,000 in restitution, with $370,000 ordered to be paid back to the Texas Emissions Reduction Plan program and $1,005 ordered to be paid back to the TCEQ Environmental Crimes Unit for laboratory costs. Comparative Analysis of Performance: Most of the enforcement orders issued by the TCEQ were for the waste program (739 orders or 43%) and were primarily the result of increased investigations at petroleum storage tank sites subject to the Federal Energy Policy Act of 2005. Of the 1,694 regulated entities that were issued civil and administrative orders, 460 (27%) of the regulated entities had previous enforcement orders, and 307 (18%) had previous violations that were the same or similar. The industry type with the highest percentage of orders issued in FY 2014 was Gasoline Stations with Convenience Stores (30%). Other entities included Water Supply and Irrigation Systems (14%), Sewage Treatment Facilities (7%), Lessors of Other Real Estate Property (3%), Crude Petroleum and Natural Gas Extraction (3%), Petroleum Refineries (2%), Basic Organic Chemical Manufacturing (2%), Plumbing, Heating, and Air Conditioning Contractors (2%), and Elementary and Secondary Schools (2%). The highest percentage of industry types with previous orders issued included Petroleum Refineries (24%), Basic Organic Chemical Manufacturing (17%), Water Supply and Irrigation Systems (11%), Gasoline Stations with Convenience Stores (9%), Sewage Treatment Facilities (7%), Petrochemical Manufacturing (6%), Plastics Material and Resin Manufacturing (3%), and Cyclic Crude and Intermediate Manufacturing (3%). The highest percentage of industry types for regulated entities with same or similar violations in prior enforcement orders included Petroleum Refineries (31%), Basic Organic Chemical Manufacturing (23%), Petrochemical Manufacturing (11%), Sewage Treatment Facilities (7%), Water Supply and Irrigation Systems (5%), Gasoline Stations with Convenience Stores (4%), and Plastics Material and Resin Manufacturing (3%). Emissions Events: The overall number of incidents reported increased 10% from 4,533 in FY 2013 to 4,987 in FY 2014. The overall number of investigations increased slightly from 1,392 in FY 2013 to 1,399 in FY 2014. The following North American Industrial Classification System (NAICS) code sectors reported the highest number of incidents: 211111 (Crude Petroleum and Natural Gas Extraction), 211112 (Natural Gas Liquid Extraction), and 324110 and 32411 (Petroleum Refineries). The reported quantity of emissions increased 14% from 69,572,393 pounds in FY 2013 to 79,147,373 pounds in FY 2014. The largest increases were experienced in XI the Laredo, Abilene, Lubbock, San Angelo, and Beaumont regions. Increases in the Beaumont Region were due to large events, particularly at a methanol plant. Increases in the other regions were due to processing of natural gas at gas plants. The Houston, Amarillo, San Antonio, and Dallas/Fort Worth regions experienced a decrease in emissions, which was primarily due to large events that had occurred in those regions during FY 2013. In addition, emissions from oil and gas facilities in San Antonio generally decreased in FY 2014. Sulfur dioxide comprised the greatest quantity, 34.8 million pounds, of all the contaminants reported. There was an overall decrease in the amount of highly-reactive volatile organic compounds (HRVOCs) reported from 3,019,193 pounds in FY 2013 to 1,974,877 pounds in FY 2014. Aggregate Production Operations: In FY 2014, the TCEQ completed a total of 3,060 APO surveys and 47 investigations, resulting in the issuance of 153 NOVs and 34 notices of enforcement (NOEs). In addition, three enforcement orders were issued, requiring payments of $2,401 in penalties. Results of Enforcement Actions: Enforcement Orders resulted in more than 104 million pounds of pollutants eliminated, reduced, or the routes of exposure reduced, and an estimated cost of more than $1.1 billion that respondents will spend to achieve compliance. XII Chapter 1: The Environmental Toolbox The TCEQ approaches enforcement as a tool among many available to protect the environment and people while addressing key environmental issues. The agency pursues strong and vigorous enforcement, used within an overall strategy for achieving maximum compliance. The TCEQ uses a broad range of tools to enable and require businesses and governments, large and small, to comply with environmental rules. These tools include on-site and off-site facility assistance, small business and local government assistance, general education events, regulatory workshops, publications and guidance documents, telephone hotlines, and the agency’s expansive internet site, as well as traditional investigations and enforcement. Event Coordination and Education Activities The TCEQ also provides educational opportunities and technical assistance through coordinated workshops, seminars, and educational events, including an annual trade fair. During FY 2014, eight agency-sponsored seminars provided technical information and assistance to over 6,100 attendees. TCEQ-Sponsored Seminars • Environmental Trade Fair and Conference • Dam Safety Workshop for Owners and Operators (three events) • Water Quality/Stormwater Seminar • Advanced Air Permitting Seminar/Oil & Gas Facilities Workshop • Public Drinking Water Conference • Industrial Emissions Inventory Seminar Assistance to Small Businesses and Local Governments The TCEQ annually reaches 66,000 Texas small businesses and local governments, keeping them informed about changes and trends in environmental regulations to help them comply. This overall figure included 5,309 direct requests for assistance from small business and local government customers. TCEQ staff also presented compliance information to small businesses and/or local governments at 109 events with over 4,800 attendees. All of this assistance focuses on up-to-date information that ultimately helps the regulated community understand environmental rules and how to comply with those rules. 1-1 In addition, 158 small businesses or local governments received on-site compliance assessments through the Compliance Commitment (C2) program, which is a comprehensive, multienvironmental media review of their operations. The C2 recipients correct all compliance deficiencies found during their site visits in exchange for an up to two-year exemption from routine TCEQ investigations. The U.S. Environmental Protection Agency and local enforcement programs in Corpus Christi, Dallas, El Paso, Ft. Worth, Galveston, Houston, Pasadena, Waco, Brazoria County, Fort Bend County, and Montgomery County, also waive scheduled investigations for C2 recipients. At the end of FY 2014, the total number of C2 participants (new and previous members combined) stands at 95 entities. Another effort, the EnviroMentor program, matches participating small businesses and local governments with dedicated environmental professionals who volunteer their time and expertise to help these small entities achieve compliance. In FY 2014, this group tallied 1,170 volunteer hours, and helped 85 small businesses or governments. Table 1-1 depicts assistance that focused on small businesses and local governments. Figure 1-2 graphically represents Multi-Media Site Visits (site visits to check compliance with all aspects of the environment—air, water, and waste) and total number of C2 recipients over the past six years. Table 1-1: Small Business and Local Government Assistance Activities FY 2009 2010 2011 2012 2013 2014 Request for Assistance 6,900 6,500 6,200 4,950 5,275 5,309 1-2 Multi-Media Site Visits 278 223 253 164 174 184 Number of C2 Participants 108 100 92 107 114 95 Figure 1-1: Multi-Media Site Visits and Resulting Compliance Commitment Partnerships 300 250 200 150 100 50 0 2009 2010 2011 2012 2013 2014 Multi-Media Site Visits 278 223 253 164 174 184 Number of C2 Participants 108 100 92 107 114 95 1-3 Investigations and Enforcement Policy Strong enforcement also means ensuring that enforcement measures are applied in an equitable manner. Equitable treatment requires that violators not come out ahead economically to the disadvantage of those entities that spend substantial amounts of money to comply with the law. The TCEQ continues to implement the provisions of the enforcement penalty policy which was last revised in April, 2014. The cornerstone of this policy emphasizes compliance to protect our citizens from harm, coupled with swift, sure and firm enforcement for those who do not comply. The TCEQ has the authority to levy penalties in 26 environmental program areas. As of September 1, 2011, penalties can be as much as $25,000 per day, per violation for most administrative cases and $25,000 per day, per violation for most civil judicial cases. There are some statutory provisions for certain regulated program activities that authorize different administrative and civil penalty amounts. Some examples of these situations include, but are not limited to: • Limiting the statutory maximum to $1,000 (levees and public water supply) • Limiting the statutory maximum to $5,000 (occupational licensees, on-site sewage disposal (OSSF), public water utilities, used oil and filters, and water rights) • Application of a minimum penalty of $2,500 and maximum penalty of $25,000 per violation (unauthorized discharges from quarries) • Application of a strict penalty of $10,000 per day of violation (with an exception), rather than defining a maximum (rock crusher or concrete plants that perform wet batching, dry batching, or central mixing and are operating without a permit) • Providing different maximum penalty amounts based upon the particular violation cited (dry cleaners) • Some statutes provide for a particular penalty amount total per violation, rather than per day (dry cleaners, computer equipment manufacturers) When determining the penalty amount, the TCEQ considers the nature, circumstances, extent, duration, and gravity of the violation; the severity of impacts to human health and the environment; compliance history; culpability; good faith efforts to comply; economic benefit; deterrence; and other factors as justice may require. It is important to note that the TCEQ’s enforcement activities tend to originate, not in Austin at the Commission’s headquarters, but in Texas communities. Scientific, technical, and environmental specialists in the agency’s 16 regional offices are responsible for the vast majority of both investigations conducted and complaints investigated. 1-4 In FY 2014, the TCEQ conducted over 103,000 investigations, as depicted in Figure 1-2, of which 61,776 were on-site investigations. The agency investigated 4,273 complaints in FY 2014 (see Figure 1-3). For details regarding investigations conducted over the past six years, see Tables T-1A throughT-6B in the tables section of this report. For details regarding complaints investigated over the past six years, see Tables T-7 through T-12 in the tables section of this report. The number of complaint investigations has generally decreased over the past several years. The decline corresponds with a decreased number of complaints received during this timeframe for the air quality and water quality programs. The decrease in air quality complaint investigations has been observed primarily in the Dallas/Fort Worth, Waco, and Beaumont Regions and can be attributed to concerted outreach efforts by the agency regarding certain regulated activities that historically have received a high number of complaints (e.g., Barnett Shale natural gas production activities in the Dallas/Fort Worth area, poultry production activities in the Waco area, and emissions events in the Beaumont area). The decrease in water quality complaint investigations can be attributed to impacts from statewide drought conditions. Drought conditions resulted in a decrease in complaints received regarding wet weather events, i.e., alleged impacts from regulated stormwater runoff and occurrence of wastewater overflows caused by stormwater inflow and infiltration of wastewater collection systems. While drought conditions have resulted in some complaint investigations, most water rights investigations were conducted to enforce water rights suspension orders issued in response to agency receipt of water rights priority calls. Advance notification of routine compliance investigations ensures that proper personnel and records will be available at the time of the investigation. However, there are exceptions to advance notification, including those that are complaint related, enforcement follow-up investigations, and other scenarios that warrant an unannounced investigation. The agency provided advance notice for 7,448 distinct on-site investigations and conducted 40,225 unannounced investigations. Please note that the sum of these two numbers will not match the total number of on-site investigations conducted as investigations can include multiple activities, but only be announced once. 1-5 Figure 1-2: Total Investigations by FY 120,000 111,782 110,000 106,758 105,781 105,483 100,000 103,006 99,760 90,000 80,000 2009 2010 2011 2012 2013 2014 Figure 1-3: Complaints Investigated by FY 5,000 4,875 4,910 4,662 4,750 4,500 4,273 4,250 4,000 4,004 3,750 3,611 3,500 3,250 3,000 2009 2010 2011 2012 2013 2014 The most common tool used in Texas to encourage compliance with environmental laws is the “Notice of Violation,” known as the “NOV.” An NOV is sent to an entity when it is determined that an environmental violation may have occurred. The NOV is a multi-purpose, flexible tool that is used thousands of times each year. In many cases it is enough to encourage compliance, thereby halting possible damage to the environment. In other cases it can be the first step in a process that ultimately can result in administrative enforcement, civil enforcement, and/or possible criminal charges for violation of environmental laws. As depicted in Figure 1-4 below, 1-6 the TCEQ issued 15,865 NOVs from both the Regional Offices and Central Office in FY 2014. Details regarding NOVs issued are included in Tables T-13 through T-24 in the tables section of this report. Figure 1-4: Notices of Violation Issued by FY 18,000 16,000 15,865 14,000 12,000 10,000 13,294 13,827 14,474 12,868 11,407 8,000 6,000 4,000 2,000 0 2009 2010 2011 2012 2013 2014 The TCEQ’s traditional enforcement efforts have been enhanced by voluntary environmental self-audits conducted at facilities under the Texas Environmental, Health, and Safety Audit Privilege Act (“Audit Act”). This legislation encourages businesses and governments subject to environmental regulation to perform comprehensive assessments of compliance with environmental laws, regulations, and permits for their own facilities. Organizations who participate in the Audit Act are required to notify the TCEQ of their intent to self-audit and then fully disclose and resolve violations resulting from the audit. The TCEQ ensures that all violations disclosed under this program are corrected, and, provided that certain conditions of the Audit Act are complied with, the participants in this program may not be subject to civil and administrative penalties. Figure 1-5 depicts a summary of the Notices of Audit and Disclosures of Violation that have been received by the TCEQ from FY 2009 through FY 2014. Beginning in FY 2013, there has been a significant increase in the number of Notices of Audit (and subsequently, Notices of Disclosures of Violation) from regulated entities associated with oil and gas exploration. 1-7 Figure 1-5: Summary of Texas Environmental Health and Safety Audit Privilege Act Statistics 1,400 1,200 1,000 800 600 400 200 0 2009 2010 2011 2012 2013 2014 Notices of Intent to Audit 324 576 756 586 1,271 1,256 Disclosures of Violation 274 209 231 270 655 548 The success of TCEQ’s regulatory assistance and investigation/enforcement programs is revealed in the high percentages of compliance documented following investigations conducted by the TCEQ. Table 1-2 depicts the compliance rates of facilities inspected from FY 2009 through FY 2014. Table 1-2: Percent of Facilities Inspected by the TCEQ in Compliance 1 % of inspected air facilities in compliance % of inspected water facilities in compliance % of inspected waste facilities in compliance 2009 96% 99% 94% 1 2010 97% 99% 92% 2011 97% 99% 93% 2012 97% 99% 90% 2013 98% 99% 89% 2014 98% 99% 95% Compliance indicates that enforcement orders, referrals to another agency (OAG, Texas Railroad Commission, etc.) or program (Superfund or criminal investigations, etc.) or compliance agreements were not required following an investigation. Some minor violations may have been noted in the investigations; however, they were corrected within a reasonable period of time, and therefore did not require further enforcement. 1-8 Chapter 2: Dollars and Sense Some of the most familiar indicators for the enforcement activities of a regulatory agency are dollars and cents: How much money did the agency order to be paid in fines? While familiar, this is not necessarily an indication that the agency has been successful. The number of administrative orders issued by the TCEQ varies each year and is dependent upon the violator’s willingness to settle a case. If a violator refuses to settle a case, and requests a hearing, the TCEQ must try the case through the administrative hearing process. This is a complex legal process that is similar to trying a case in court and often results in significantly delaying issuance of final orders to allow due process of law. The TCEQ issued 1,708 administrative orders in FY 2014 (see Figure 2-1). The number of orders issued by the TCEQ has remained relatively high over the years due to improvements in efficiencies related to processing enforcement cases, a focused effort to reduce the backlog of cases, and increased enforcement activity in the petroleum storage tank (PST) program beginning in FY 2011. Figure 2-1: Total Number of Administrative Orders Issued by FY 2,500 2,000 2,182 1,756 1,826 1,640 1,708 1,628 1,500 1,000 500 0 2009 2010 2011 2012 2-1 2013 2014 Figure 2-2: Number of Administrative Orders Issued by Media and FY 1200 1000 800 600 400 200 0 2009 2010 2011 2012 2013 2014 Air 400 343 311 241 226 231 Water 678 701 646 579 711 730 Waste 540 478 560 902 1162 697 Multi-Media 138 118 111 104 83 50 The trend in how issued orders break down by media is dependent mostly on the types of initiatives that are being conducted by the TCEQ. Over the past six years the initiatives have been in different media. For example in FY 2010 in the water media, the agency conducted an initiative targeted at water treatment plants and drinking water systems to ensure that these facilities have emergency generators for a backup power source. The number of waste orders increased significantly in FY 2009, which can be attributed mostly to the efforts in the Litigation Division to clear backlogged PST enforcement cases. These numbers continued to rise due to an increase in enforcement activity in the PST program as a result of the Federal Energy Policy Act of 2005. This law requires that each underground storage tank be investigated every three years. It is anticipated that the number of PST-focused administrative orders will decrease in the coming years as compliance levels improve. The 1,708 administrative orders issued in FY 2014 required payments of $9,850,720 in penalties and an additional $2,352,315 was required to be paid for SEPs. In addition, there were two administrative orders for which stipulated penalties were collected during FY 2014. These orders contain provisions that require payment of stipulated penalty amounts for specified future violations for the duration of the order. During FY 2014, equal amounts were paid in penalties and SEPs ($267,000 each for a total of $534,000) for these two orders. Table 2-1 and Figure 2-3 display the penalty and SEP amounts for the past six years. 2-2 Table 2-1: Summary of Administrative Penalty Amounts and SEPs by FY Fiscal Year Penalties Required to be Paid SEP Costs 2009 2010 2011 2012 2013 2014 $14,524,544 $11,309,521 $12,582,418 $11,560,506 $12,670,409 $10,117,720 $6,375,212 $3,558,484 $5,028,126 $2,711,108 $2,733,988 $2,619,315 Number of Orders with SEPs 282 219 222 146 153 135 Figure 2-3: Penalties and SEPs in Administrative Orders by FY $16,000,000 $14,000,000 $12,000,000 $10,000,000 $8,000,000 $6,000,000 $4,000,000 $2,000,000 $0 2009 2010 2011 Penalties 2012 2013 2014 SEPs SEPs are projects approved by the Commission to benefit the local Texas communities where environmental laws and regulations have been violated. Violators are allowed to put a portion of their penalty dollars to work to benefit the environment in the community affected by the violations, rather than paying the entire penalty to the State’s General Revenue Fund. SEP projects that have been approved include the following: • cleanups of abandoned illegal dump sites, • community household hazardous waste and tire collections, • air and water quality monitoring networks, • wetlands and habitat restoration, 2-3 • establishment of nature preserves, • erosion control, • placement of ozone air monitoring equipment in schools and local communities, • installing and/or repairing on-site sewage facilities, municipal sewer lines, and potable water service for low-income households, • retrofitting of diesel buses to “clean-technology” for school districts, • energy efficient upgrades and/or retrofits for public buildings or low-income homeowners, • purchasing alternative fueled equipment to replace diesel and gasoline powered equipment, and • cleanups of bays and watersheds. For more information regarding the number of orders issued, programmatic information, and a listing of each of the administrative orders issued by program, see Tables T-25 through T-30 in the tables section of this report, and Appendices 1-12. If administrative orders and penalties issued by the TCEQ do not achieve environmental compliance, the agency may pursue compliance through the Texas OAG in court. Additionally, there are some cases with such significant violations that the TCEQ refers them to the OAG immediately rather than pursue administrative remedies. During FY 2014, the OAG obtained 23 judicial orders in cases referred from the TCEQ or in which the TCEQ was a necessary and indispensable party. These court orders resulted in $6,178,770 required to be paid in penalties. Table 2-2 is a summary of the judicial orders that have been issued for the past six years. 2-4 Table 2-2: Civil Judicial Order Penalty Amounts and SEPs by FY Fiscal Year 2009 2010 2011 2012 2013 2014 Number of Civil Judicial Orders 29 27 29 48 43 23 Civil Penalties Required to be Paid $10,030,845 $2,116,960 $4,377,664 $57,499,142 $10,832,280 $6,178,770 SEP Costs 2 $1,125,000 $1,345,000 $115,000 $121,500 $138,750 $0 For more information regarding the number of judicial orders issued, programmatic information, and a listing of each of the judicial orders issued by program, see Tables T-31 through T-36 in the tables section of this report and Appendices 13-18. A strong enforcement program, combined with a strong regulatory assistance program, ensures that the public and environment receive the benefits of the protections embodied in environmental statutes, regulations, and permits. 2 Beginning in FY 2014, the OAG no longer approves SEPs. 2-5 Chapter 3: The Criminal Element Texas Environmental Enforcement Task Force (the “Task Force”) Texas is a leader and national model in the investigation and prosecution of environmental crime. Created in 1991, the Task Force has included participants from more than 25 local, state, and federal agencies. The TCEQ and particularly the Environmental Crimes Unit play a key investigative role and head the task force. Members of the Task Force include the TCEQ, the Governor’s Office, the Texas Parks and Wildlife Department, the OAG, the Texas Railroad Commission, and the General Land Office. These agencies coordinate activities with the U.S. Environmental Protection Agency’s Criminal Investigation Division, the U.S. Attorney’s Office, the Federal Bureau of Investigations, and local district and county attorneys. Numerous other federal, state, and local agencies also participate in Task Force investigations. The TCEQ Environmental Crimes Unit with assistance from other members of the Task Force also conducts environmental crimes enforcement training for local law enforcement officers. Criminal Investigations The agency participated in seven search warrants and finalized 27 cases with convictions against 21 individuals and 12 corporations during FY 2014 (see Table 3-1). The finalized cases included 18 felony counts and 43 misdemeanor counts. These cases resulted in a total of $4,009,200 in criminal fines, over 41 years of community supervision, 76 months of confinement, 410 hours of community service, and over $725,000 in restitution. $370,000 of the restitution was ordered to be paid to the TCEQ Texas Emissions Reduction Plan program and $1,005 was ordered to be paid to the TCEQ Environmental Crimes Unit for laboratory costs. Table 3-1: Summary of Criminal Investigation Information by FY FY Number of Search Warrants Number of Cases Resulting in Convictions Number of Convictions Against Individuals Number of Convictions Against Corporations Total Number of Convictions Number of Felony Counts Number of Misdemeanor Counts 2009 2010 2011 2012 2013 2014 4 4 8 8 2 7 12 12 22 16 12 27 12 11 18 19 13 21 5 4 9 5 9 12 17 15 27 24 22 33 17 30 115 17 19 18 5 11 11 12 12 43 3-1 Chapter 4: Comparative Analysis of Performance As indicated in the introduction to this report, the 77th Legislature added additional requirements to the Annual Enforcement Report, which were codified in TWC § 5.756. The requirements expanded the comparison by adding a comparative analysis of data evaluating the performance, over time, of the Commission and of entities regulated by the Commission. This section of the report addresses the comparison of entities regulated by the Commission. An analysis has been performed on the types of businesses for all of the orders issued, orders issued to regulated entities with prior orders, orders issued to regulated entities with the same or similar violations, the violations included in the orders (including classification of the severity of the violations), and the size of businesses or municipalities that had orders issued during the fiscal year. Comparison of Orders Issued by Media Type In FY 2014, the TCEQ issued 1,708 Administrative Orders and assisted the OAG in obtaining 23 Civil Judicial Orders. Figure 4-1 displays the percentage of orders issued during FY 2014 by media type (air, waste, water, and multi-media). Figure 4-1: Percent of Orders Issued by Media Type in FY 2014 3% 14% 40% 43% Air Waste Water Multi-Media 4-1 Comparison of Orders Issued by Industry Type Figure 4-2 depicts the percent of regulated entities with orders issued for FY 2014 based upon the North American Industry Classification System (NAICS). The industry type with the highest percentage of administrative and civil judicial orders issued in FY 2014 was Gasoline Stations with Convenience Stores. Other entities included Water Supply and Irrigation Systems, Sewage Treatment Facilities, Lessors of Other Real Estate Property, Crude Petroleum and Natural Gas Extraction, Petroleum Refineries, Basic Organic Chemical Manufacturing, Plumbing, Heating, and Air Conditioning Contractors, Elementary and Secondary Schools, Solid Waste Landfills, Miscellaneous Waste Management Services, New Single-Family Housing Construction, Other Gasoline Stations, RV Parks and Campgrounds, Natural Gas Liquid Extraction, and Petroleum and Petroleum Products Merchant Wholesalers (see Figure 4-2). Twenty-seven percent of the regulated entities with orders issued represented NAICS categories of less than one percent. Figure 4-2: Percent of Industry Types with Orders Issued in FY 2014 Gasoline Stations with Convenience Stores 30.44% Water Supply and Irrigation Systems 13.59% Sewage Treatment Facilities 7.16% Lessors of Other Real Estate Property 2.99% 27% 30% Crude Petroleum and Natural Gas Extraction 2.65% Petroleum Refineries 2.09% Basic Organic Chemical Manufacturing 1.92% Plumbing, Heating, and Air Conditioning Contractors 1.86% Elementary and Secondary Schools 1.75% 1% Solid Waste Landfill 1.35% 1% 1% 1% 1% 1% 14% 1% 2% 2% 2% 2% 3% 3% Miscellaneous Waste Management Services 1.24% New Single-Family Housing Construction 1.24% Other Gasoline Stations 1.18% RV (Recreational Vehicle) Parks and Campgrounds 1.13% Natural Gas Liquid Extraction 1.01% 7% Petroleum and Petroleum Products Merchant Wholesalers 1.01% Other (Less than 1%) 27.39% 4-2 Of the 1,694 regulated entities that were issued civil and administrative orders, 460 (27%) of the regulated entities had previous enforcement orders, and 307 (18%) had previous violations that were the same or similar. The highest percentage of industry types with previous orders issued included Petroleum Refineries, Basic Organic Chemical Manufacturing, Water Supply and Irrigation Systems, Gasoline Stations with Convenience Stores, Sewage Treatment Facilities, Petrochemical Manufacturing, Plastics Material and Resin Manufacturing, and Cyclic Crude and Intermediate Manufacturing (see Figure 4-3). Figure 4-3: Percent of Industry Types with Previous Orders 25% 20% 15% 10% 24% 17% 11% 9% 7% 5% 6% 3% 0% 4-3 3% The highest percentage of industry types for regulated entities with same or similar violations included in prior enforcement orders were Petroleum Refineries, Basic Organic Chemical Manufacturing, Petrochemical Manufacturing, Sewage Treatment Facilities, Water Supply and Irrigation Systems, Gasoline Stations with Convenience Stores, and Plastics Material and Resin Manufacturing (see Figure 4-4). Figure 4-4: Percent of Industry Types with Same or Similar Violations 35% 31% 30% 25% 23% 20% 15% 11% 10% 7% 5% 0% 4-4 5% 4% 3% Comparison of Orders Issued by Regulated Entity Size Enforcement orders address regulated entities of varying sizes. For administrative orders issued in FY 2014, 67% were issued to small businesses, 23% were issued to large businesses, 3% were issued to large governments, and 7% were issued to small governments. Figure 4-5 depicts the breakdown of the size of business or local government with orders issued during FY 2014. A small business is defined as any person, firm, or business that employs fewer than 100 fulltime employees. A small government is defined as a city with a population of less than 5,000 or a county with a population of less than 25,000. Figure 4-5: Size of Regulated Entities with Administrative Orders Issued in FY 2014 1,400 1,141 Number of Orders 1,200 1,000 800 600 397 400 200 0 54 Large Business Small Business Large Government 4-5 116 Small Government Comparison of Citations in Orders Issued Of the 1,731 civil and administrative orders issued in FY 2014, there were 5,775 violations alleged with 11,247 citations of rules, statutes, permits, or orders. Of all of the citations documented, 88% were for violations of rules or statutes, 10% were for violations of permit provisions, and 2% were for violations of orders issued. Table 4-1 lists the highest percentage of rule or statutory citations included in orders issued in FY 2014. Figure 4-6 depicts the most frequently cited rules or statutes by Media Type. Table 4-1: Percent of Citations in Orders Issued in FY 2014 Media Water Section of Rule Cited Percent 30 TEX. ADMIN. CODE §290.110 – Disinfectant Residuals 18% TEX. WATER CODE §26.3475 – Release Detection Requirements; Waste 10% Spill and Overfill Prevention; Corrosion Protection Waste 30 TEX. ADMIN. CODE §334.50 – Release Detection 8% TEX. HEALTH AND SAFETY CODE §382.085 – Unauthorized Air 7% Emissions Prohibited Water 30 TEX. ADMIN. CODE §290.106 – Inorganic Contaminants 7% Water 30 TEX. ADMIN. CODE §290.122 – Public Notification 5% 30 TEX. ADMIN. CODE §305.125 – Consolidated Permits: Standard Multi-Media 5% Permit Conditions TEX. HEALTH AND SAFETY CODE §341.0315 – Public Drinking Water Water 5% Supply System Requirements Water 30 TEX. ADMIN. CODE §290.109 – Microbial Contaminants 5% 30 TEX. ADMIN. CODE §290.46 – Minimum Acceptable Operating Water 4% Practices for Public Drinking Water Systems 30 TEX. ADMIN. CODE §122.143 – General Terms and Conditions of Air 3% Permits Water 30 TEX. ADMIN. CODE §290.117 – Regulation of Lead and Copper 3% 30 TEX. ADMIN. CODE §290.113 - Stage 1 Disinfection Byproducts Water 3% (TTHM and HAA5) 30 TEX. ADMIN. CODE §116.115 – General and Special Conditions of Air 2% New Source Review Permits TEX. HEALTH AND SAFETY CODE §341.033 – Protection of Public Water 2% Water Supplies 30 TEX. ADMIN. CODE §334.8 – Certification for Underground Waste 2% Storage Tanks Water TEX. WATER CODE §26.121 – Unauthorized Discharges Prohibited 2% 30 TEX. ADMIN. CODE §290.274 – Report Delivery and Water 2% Recordkeeping Waste 30 TEX. ADMIN. CODE §334.49 – Corrosion Protection 2% Waste 30 TEX. ADMIN. CODE §334.10 – Reporting and Recordkeeping 2% Water TEX. HEALTH AND SAFETY CODE §341.031 – Public Drinking Water 2% Water 30 TEX. ADMIN. CODE §290.107 – Organic Contaminants 1% Additional citations of less than 1% frequency are not included in this table. 4-6 Figure 4-6: Percent of Most Frequently Cited Rules or Statutes by Media 5% 13% 23% Air Water Waste Multi-Media 59% Note: Figure 4-6 is an analysis only of the data in Table 4-1 and does not include citations that were of less than 1% frequency. Compliance History Program HB 2912, 77th Legislative Session, 2001, required the Commission to "develop a uniform standard for evaluating compliance history." This legislation placed additional requirements on the TCEQ to track and consider the compliance history of businesses and industries when issuing permits, assessing penalties, considering whether to conduct unannounced investigations, and deciding whether a regulated entity can participate in innovative environmental programs. HB 2694, 82nd Legislative Session, 2011, required the Commission to make changes to the compliance history rule. In 2012, the TCEQ adopted revisions to 30 Texas Administrative Code (TAC) Chapter 60 (Compliance History) to implement the changes required by HB 2694. These revisions allowed the Commission to use new standards instead of the previous uniform standard for evaluating and using compliance history. In addition, the adopted rule modified the components and formula of compliance history in order to provide a more accurate measure of regulated entities' performance and make compliance history a more effective regulatory tool. 4-7 Regulated entities are classified using a three-tiered rating system. “High” performers are those with an above-average compliance record. “Satisfactory” performers have generally complied with environmental regulations, and “Unsatisfactory” performers have a below-average record. By law, unsatisfactory performers cannot receive a flexible permit or a wastewater general permit. They also are not allowed to participate in innovative programs or to receive notices of scheduled compliance investigations. The program sets up a point system for various violations, criminal convictions, and federal orders. These points may be offset by mitigating factors, such as implementation of a voluntary pollution-reduction program or voluntary disclosure of violations. The point system is based on several factors, including whether a documented violation of an applicable legal requirement is of major, moderate, or minor significance. The Commission’s rationale for categorizing the violations as either major, moderate, or minor, is based on its experience in evaluating the severity of various violations and their impacts, or potential impacts, to human health and the environment. Figure 4-7 depicts the percentage of major, moderate and minor violations included in orders issued in FY 2014. The highest percentage of violations was of moderate severity. Figure 4-7: Severity of Violations Included in Orders Issued in FY 2014 83% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% 10% 8% Major Moderate Minor 4-8 Chapter 5: Assessment of Emissions Events (EEs) Background Subchapter F of 30 TAC Chapter 101 relating to EEs and Scheduled Maintenance, Startup, and Shutdown (MSS) Activities contains the regulatory requirements relating to EEs, opacity events, and scheduled MSS activities. The rule also incorporates the statutory requirements of THSC §§ 382.0215 and 382.0216. For clarification, EEs are upset events or unscheduled MSS activities, from a common cause that result in unauthorized emissions of air contaminants. Scheduled MSS activities are those activities performed by the regulated entity owner or operator that require prior notice and a final report per the TCEQ rules. 5-1 Reported Incidents The overall number of incidents reported under 30 TAC Chapter 101, Subchapter F increased from 4,533 in FY 2013 to 4,987 in FY 2014, a 10% increase. The largest increase was in the number of excess opacity incidents. Opacity can be described as emissions that are visible to the eye, such as smoke. See Table 5-1 below for the complete set of data by TCEQ region related to the total number of reported incidents for FY 2014. Figure 5-1: Total Number of Incidents Reported Statewide 4500 4000 Number of Incidents 3500 3,878 3,661 3000 2500 2000 FY13 FY14 1500 1000 500 447 508 0 Emissions Events Scheduled Maintenance 60 58 Scheduled Shutdown Incident Type 5-2 163 132 Scheduled Startup 202 411 Excess Opacity Table 5-1: Total Number of Incidents Reported Statewide under 30 TAC Chapter 101, Subchapter F Region REGION 01 - AMARILLO Emissions Events Scheduled Maintenance Scheduled Shut-down Scheduled Start-up Excess Opacity Total 67 27 3 4 5 106 205 43 47 106 2 2,253 77 15 57 27 0 56 2 2 4 4 0 13 0 0 6 48 0 4 0 0 19 49 0 13 284 60 133 234 2 2,339 REGION 08 - SAN ANGELO REGION 09 - WACO REGION 10 - BEAUMONT REGION 11 - AUSTIN REGION 12 - HOUSTON REGION 13 - SAN ANTONIO 119 25 185 14 351 34 8 0 80 9 97 2 4 3 6 0 11 0 0 4 8 0 34 1 0 36 9 9 27 30 131 68 288 32 520 67 REGION 14 - CORPUS CHRISTI REGION 15 - HARLINGEN REGION 16 - LAREDO Total 219 11 197 33 9 11 5 0 1 19 0 4 20 0 194 296 20 407 3,878 508 58 132 411 4,987 REGION 02 - LUBBOCK REGION 03 - ABILENE REGION 04 - DFW METROPLEX REGION 05 - TYLER REGION 06 - EL PASO REGION 07 - MIDLAND 5-3 Reported Incidents continued Table 5-2 below displays data related to incidents reported by Industry Classification. These ten Industry Classifications reported the most incidents during FY 2014. Table 5-2: Incidents Reported by Industry Classification under 30 TAC Chapter 101, Subchapter F North American Industrial Classification System (NAICS) Emissions Events Scheduled Maintenance Scheduled Startup Scheduled Shutdown Excess Opacity Total 211111: Crude Petroleum and Natural Gas Extraction 211112: Natural Gas Liquid Extraction 324110 and 32411: Petroleum Refineries 1,846 89 6 10 40 1,991 556 279 51 26 16 7 12 2 33 20 668 334 325199: All Other Basic Organic Chemical Manufacturing 48621 and 486210: Pipeline Transportation of Natural Gas 325120: Industrial Gas Manufacturing 158 18 19 5 6 206 154 17 4 1 0 176 123 27 0 2 0 152 46 28 17 5 2 98 16 3 2 4 72 97 8 85 0 0 1 94 51 3 0 2 2 58 325188: All Other Basic Inorganic Chemical Manufacturing 221112: Fossil Fuel Electric Power Generation 321219: Reconstituted Wood Product Manufacturing 325211: Plastics Material and Resin Manufacturing 5-4 Total Quantity of Emissions The reported quantity of emissions from FY 2013 to FY 2014 increased from 69,572,393 pounds to 79,147,373, which is a 14 % increase. The largest increases were experienced in the Laredo, Abilene, Lubbock, San Angelo, and Beaumont regions. Increases in the Beaumont Region were due to large events, particularly at a methanol plant. Increases in the other regions were due to processing of natural gas at gas plants. The Houston, Amarillo, San Antonio, and Dallas/Fort Worth regions experienced a decrease in emissions, which was primarily due to large events that had occurred in those regions during FY 2013. In addition, emissions from oil and gas facilities in San Antonio generally decreased in FY 2014. See Table 5-3 below for the complete set of data related to pounds of contaminants emitted from regulated entities in each TCEQ region for FY 2014. 5-5 Pounds of Contaminants (Millions) Figure 5-2: Total Quantity of Emissions Reported Statewide 44 42 40 38 36 34 32 30 28 26 24 22 20 18 16 14 12 10 8 6 4 2 0 FY13 FY14 Regions 5-6 Table 5-3: Total Quantity of Emissions (in pounds) Reported Statewide under 30 TAC Chapter 101, Subchapter F Region Emissions Scheduled Scheduled Scheduled Total Events Maintenance Startup Shutdown REGION 07 - MIDLAND 37,648,073 3,107,689 608,281 163,768 41,527,811 REGION 02 - LUBBOCK 4,377,988 4,757,264 0 6,506 9,141,757 REGION 10 - BEAUMONT 7,628,854 356,179 930,784 198,223 9,114,039 REGION 12 - HOUSTON 4,090,234 236,171 366,424 33,309 4,726,138 REGION 16 - LAREDO 4,585,689 58,139 25,520 1 4,669,349 REGION 08 - SAN ANGELO 3,276,669 71,284 0 90,571 3,438,524 REGION 05 - TYLER 1,334,613 590,915 61,630 38,279 2,025,437 REGION 03 - ABILENE 1,288,254 175,644 0 71 1,463,968 REGION 01 - AMARILLO 919,059 287,386 248,164 5,666 1,460,276 REGION 14 - CORPUS CHRISTI 994,036 39,357 170 14 1,033,577 REGION 04 - DFW METROPLEX 178,906 36,767 1,214 134 217,021 REGION 13 - SAN ANTONIO 169,127 65 81 0 169,273 REGION 09 - WACO 105,294 0 3,972 529 109,795 REGION 15 - HARLINGEN 16,967 10,188 0 0 27,155 REGION 11 - AUSTIN 20,120 1,947 0 0 22,068 REGION 06 - EL PASO 1,186 0 0 0 1,186 Total 66,635,069 9,728,995 2,246,239 537,070 79,147,373 Please note the quantities of emissions are rounded to the nearest pound. Opacity events are not included as opacity is reported as a percentage. 5-7 Top Contributing Air Contaminants Sulfur Dioxide comprised the greatest quantity, 34.8 million pounds, of all the contaminants reported under 30 TAC Chapter 101, Subchapter F for FY 2014. For this discussion, the term HRVOCs is used to describe the following groups of contaminants: Butadienes, Butenes, Ethylene, and Propylene. There was a decrease in the amount of HRVOCs reported from 3,019,193 in FY 2013 to 1,974,877 in FY 2014. See Table 5-4 below for the complete set of data related to the major contaminants released and reported in FY 2014. Figure 5-3: Top Contributing Air Contaminants Reported Statewide 40 Pounds of Contaminants (Millions) 35 30 33.6 34.8 25 20 FY13 FY 14 15 13.1 10 5 0 10.8 9.8 6.8 3.6 Sulfur dioxide Carbon Monoxide Natural Gas 4.7 Volatile Organic Compounds (VOC) Contaminants 5-8 3.0 2.0 2.8 3.2 0.5 1.0 Highly Reactive Volatile Organic Compounds (HRVOC) Propane Hydrogen Sulfide Table 5-4: Total Quantity of Air Contaminants (in pounds) Reported Statewide under 30 TAC Chapter 101, Subchapter F Contaminant Reported Emissions Events Scheduled Maintenance Scheduled Start-up Scheduled Shut-down Total Sulfur dioxide Carbon Monoxide Natural Gas Volatile Organic Compounds (VOC) Propane Hydrogen Sulfide 29,236,258 10,613,717 8,703,208 4,475,842 3,107,830 803,976 4,844,743 1,506,649 2,024,895 44,986 72,032 156,943 581,937 855,677 30,010 111,108 16,129 6,046 96,817 139,563 6,128 65,088 30,860 979 34,759,756 13,115,605 10,764,240 4,697,024 3,226,851 967,944 Highly Reactive Volatile Organic Compounds (HRVOC) Butadienes Butenes Ethylene Propylene HRVOC Total 49,184 144,065 887,998 621,538 1,702,785 1,409 1,276 167,328 7,523 177,537 2,843 3,977 82,217 3,695 92,733 0 1,150 672 0 1,822 53,437 150,468 1,138,216 632,756 1,974,877 Please note the quantities of emissions are rounded to the nearest pound. 5-9 Quantity of Contaminants by Industry Classification The top source category for reported contaminants statewide in FY 2014 was Crude Petroleum and Natural Gas Extraction at 29,237,995 pounds, which is 42% of the total air contaminants reported. The second largest quantity of reported contaminants was from Natural Gas Liquids (extraction) at 17,092,921 pounds, and was approximately 24% of the total air contaminants reported. All Other Basic Organic Chemical Manufacturing industries reported the third highest quantity at 7,710,038 pounds, and 11% of the total air contaminants reported. See Table 5-5 below for the complete set of data related to contaminants reported by Industrial Classification for FY 2014. Figure 5-4: Quantity of Contaminants by Industrial Classification 35 Pounds of Contaminants (Millions) 30 29.4 29.2 25 20 17.1 15 FY13 FY 14 12.9 10 7.7 5 5.2 3.3 0 Crude Petroleum and Natural Gas Extraction Natural Gas Liquid Extraction 8.8 All Other Basic Organic Petroleum Refineries Chemical Manufacturing Industry Classification 5-10 3.1 3.8 Pipeline Transportation of Natural Gas Table 5-5: Total Quantity of Air Contaminants (in pound) by NAICS Code Reported Statewide under 30 TAC Chapter 101, Subchapter F North American Industrial Classification System 211111: Crude Petroleum and Natural Gas Extraction 211112: Natural Gas Liquid Extraction 325199: All Other Basic Organic Chemical Manufacturing Emissions Events 25,127,453 Scheduled Maintenance 3,828,534 Scheduled Startup 211,595 Scheduled Shutdown 70,413 Total 14,544,368 6,198,074 1,872,551 381,517 491,380 932,289 184,623 198,157 17,092,921 7,710,038 324110 and 32411: Petroleum Refineries 4,020,554 810,977 308,170 21,015 5,160,716 486210 and 48621: Pipeline Transportation of Natural Gas 3,732,504 79,397 25,520 1 3,837,421 29,237,995 Please note the quantities of emissions are rounded to the nearest pound. Opacity events are not included as opacity is reported as a percentage. 5-11 Incidents Investigated The number of investigations conducted under 30 TAC Chapter 101 increased slightly from 1,392 in FY 2013 to 1,399 in FY 2014. The number of NOVs increased from 153 in FY 2013 to 178 in FY 2014; however, the number of NOEs decreased from 70 in FY 2013 to 46 in FY 2014. The largest decreases of NOEs were in the Houston and Beaumont regions, although the Corpus Christi, Tyler and Amarillo regions also saw decreases. These regions, except Beaumont, saw a decrease in emissions per incident reported. See Table 5-6 below for the complete set of data related to investigations, NOVs, and NOEs in response to Scheduled Maintenance, Scheduled Shutdown, Scheduled Startup, EEs, and Opacity for FY 2014. Figure 5-5: Incidents Investigated 1,600 Number of Investigations 1,400 1,392 1,399 1,200 1,000 800 FY13 FY 14 600 400 200 225 227 0 Investigations NOV Violations 153 178 NOVs 107 89 NOE Violations Investigative Actions 5-12 70 46 NOEs Table 5-6: Agency Response to Incidents Reported under 30 TAC Chapter 101, Subchapter F Incident Type Maintenance Scheduled Shutdown Scheduled Startup Emissions Events Excess Opacity Total Investigations NOV Violations 104 15 28 1,146 106 1,399 2 0 0 189 36 227 5-13 NOVs NOE Violations 2 0 0 146 30 178 NOEs 1 0 2 86 0 89 1 0 1 44 0 46 Emissions Events Investigations by Region The total number of EE Investigations increased from 1,081 in FY 2013 to 1,146 in FY 2014. Some examples of investigations conducted in response to reported EEs are as follows: The Midland region conducted 654 investigations in response to receiving 2,253 EE incident reports. The Houston region conducted 174 investigations in response to receiving 351 EE incident reports. The Beaumont region conducted 70 investigations in response to receiving 185 EE incident reports. Please note that every incident reported to the agency is reviewed by TCEQ staff. Those incidents where emissions exceeded these statutory thresholds are investigated further. Incidents which are determined to not have exceeded a regulatory reportable quantity are closed. See Tables 5-7 and 5-8 below for the complete set of FY 2014 data related to EE incidents reported and EE Investigations, respectively. Figure 5-6: EE Investigations by Region Number of Investigations 700 600 500 400 300 200 100 FY13 0 FY 14 Regions 5-14 Table 5-7: Total Number of EE Incidents Reported Statewide under 30 TAC Chapter 101, Subchapter F Region REGION 07 - MIDLAND REGION 12 - HOUSTON REGION 14 - CORPUS CHRISTI REGION 02 - LUBBOCK REGION 16 - LAREDO REGION 10 - BEAUMONT REGION 08 - SAN ANGELO REGION 05 - TYLER REGION 01 - AMARILLO REGION 03 - ABILENE REGION 04 - DFW METROPLEX REGION 13 - SAN ANTONIO REGION 09 - WACO REGION 11 - AUSTIN REGION 15 - HARLINGEN REGION 06 - EL PASO Total Table 5-8: Agency Investigations of EEs under 30 TAC 101, Subchapter F Region EE Incidents REGION 07 - MIDLAND REGION 12 - HOUSTON REGION 10 - BEAUMONT REGION 14 - CORPUS CHRISTI REGION 01 - AMARILLO REGION 16 - LAREDO REGION 03 - ABILENE REGION 05 - TYLER REGION 02 - LUBBOCK REGION 08 - SAN ANGELO REGION 13 - SAN ANTONIO REGION 04 - DFW METROPLEX REGION 09 - WACO REGION 11 - AUSTIN REGION 15 - HARLINGEN REGION 06 - EL PASO Total 2,253 351 219 205 197 185 119 106 67 43 47 34 25 14 11 2 3,878 EE Investigations 654 174 70 46 38 35 29 27 25 14 11 10 7 4 1 1 1,146 As previously discussed, every incident reported to the agency is reviewed by TCEQ staff. On some occasions multiple reported incidents may be included in one investigation. On other occasions the reported incident may not require additional investigation. Additionally, the EE investigation number reported here is a distinct count of EE investigations completed and does not relate to the Legislative Budget Board performance measure which reflects each instance when a review of records and/or operations was evaluated. 5-15 Excessive Emissions Events The number of Excessive EEs determinations decreased from nine in FY 2013 to eight in FY 2014. The number of approved Corrective Action Plans (CAP) decreased from seven in FY 2013 to five in FY 2014. See Table 5-9 below for the complete set of data. Regulated entities are required to file a CAP within 60 days after receiving notification that an emissions event was deemed excessive. A CAP must identify four things: the cause or causes of the excessive EE (including all contributing factors that led to the EE); the control devices or other measures that are reasonably designed to prevent or minimize similar EEs in the future; operational changes the owner or operator will take to prevent or minimize similar EEs in the future; and time frames within which the owner or operator will implement the components of the CAP. Figure 5-7: Excessive Determinations and CAPs Number of EEE Determinations and CAPs 18 16 14 16 12 13 14 10 8 9 Excessives 9 6 6 6 4 4 2 7 8 CAPs 5 4 0 2009 2010 2011 2012 Fiscal Year 5-16 2013 2014 Table 5-9: Excessive EE Determinations and CAPs under 30 TAC Chapter 101, Subchapter F Region Excessive EE REGION 01 - AMARILLO REGION 02 - LUBBOCK REGION 03 - ABILENE REGION 04 - DFW METROPLEX REGION 05 - TYLER REGION 06 - EL PASO REGION 07 - MIDLAND REGION 08 - SAN ANGELO REGION 09 - WACO REGION 10 - BEAUMONT REGION 11 - AUSTIN REGION 12 - HOUSTON REGION 13 - SAN ANTONIO REGION 14 - CORPUS CHRISTI REGION 15 - HARLINGEN REGION 16 - LAREDO Total 5-17 Approved CAPs 1 0 0 0 3 0 0 0 0 0 0 3 1 0 0 0 8 1 0 0 0 0 0 0 0 0 0 0 3 1 0 0 0 5 Chapter 6: Aggregate Production Operations As a result of HB 571, the 82nd Legislative Session added a requirement in TWC Chapter 28A for the registration and investigation of certain APOs. The law requires the Commission to conduct an annual survey to identify all active APOs in the state and to ensure each active APO is registered. The law also requires the Commission to report the results of the survey, the number and general location of the registered APOs, the number of inspectors trained in multiple areas related to the investigations, the number of investigations conducted, and the results of the investigations. Aggregates are materials used in construction, including sand, gravel, crushed and broken limestone, crushed and broken granite, dirt, soil, or caliche. The TCEQ adopted new rules implementing HB 571 on June 13, 2012, which are codified in 30 TAC Chapter 342. The rules require commercial APOs to: • register with the TCEQ beginning September 1, 2012 (with a deadline of October 30, 2012), and renew registration annually; • pay registration fees; and • be inspected every three years. The definition of an APO can be found in 30 TAC § 342.1(1)(E). In 2012, after consultation with a stakeholder group, a graduated fee structure was developed. The fee structure will be re-evaluated each year. Survey, registration, and compliance information was sent to entities listed in the TCEQ’s Water Quality Permits database, U.S. Geological Survey mining activities, the Texas Department of Transportation’s Aggregate Quarry and Pit certification program, and the Mine Safety and Health Administration program. Information regarding the APO requirements was incorporated in the TCEQ publications “News You Can Use” and “The Advocate”. Information was also provided to the Texas Aggregates and Concrete Association to provide to their members. Several stakeholder meetings were held prior to rule adoption. 6-1 Training Program The TCEQ developed a training program specific to performance of APO investigations. The training program focuses on authorization requirements and regulatory controls most commonly required at facilities subject to the APO registration requirement. During FY 2014, 16 investigators completed the APO investigation training program. Investigations and Results The statute allows those APOs that submitted a Notice of Audit to conduct a self-audit under the Texas Environmental, Health, and Safety Audit Privilege Act with their initial registration to postpone TCEQ inspection requirements until September 1, 2015. The TCEQ initially received 306 notices of audit within the required deadline. During this fiscal year, the TCEQ placed emphasis on the performance of surveys to better identify the APO universe. In FY 2014, agency staff completed a total of 3,060 APO surveys and 47 investigations, resulting in the issuance of 153 NOVs and 34 NOEs. In addition, three enforcement orders were issued, requiring payments of $2,401 in penalties. 6-2 Number and General Location of Registered Facilities As of August 31, 2014, 729 APOs have active registrations with the TCEQ. The number of registered APOs per region is provided in Table 6-1 below. Table 6-1: Registered APOs per Region Region Number of Registered APOs Region 1 – Amarillo 34 Region 2 – Lubbock 16 Region 3 – Abilene 45 Region 4 – Dallas/Fort Worth 74 Region 5 – Tyler 17 Region 6 – El Paso 24 Region 7 – Midland 37 Region 8 – San Angelo 22 Region 9 – Waco 63 Region 10 – Beaumont 30 Region 11 – Austin 78 Region 12 – Houston 107 Region 13 – San Antonio 115 Region 14 – Corpus Christi 34 Region 15 – Harlingen 11 Region 16 – Laredo 22 Total 729 6-3 Chapter 7: Results of Enforcement Actions Since FY 1998, the TCEQ has been compiling statistical information regarding the results of enforcement actions taken by the TCEQ and through cases referred to the OAG. Once administrative or judicial orders are finalized, the Enforcement Division staff review each case and determine if the enforcement action had an impact or potential impact on public health and the environment. Staff also document some of the actions required to achieve compliance, including an estimate of the cost of compliance to the violators. This statistical data indicates that as a result of administrative and judicial orders in FY 2014, alleged violators spent more than $1.1 billion to correct violations and take steps necessary to protect the environment. Figure 7-1 illustrates the positive impact enforcement orders have on human health and the environment. Figure 7-1: Impact Analysis of Administrative and Civil Judicial Orders 100% 75% 87.6% 66.8% 63.8% 50% 25% 2.1% 0% 7-1 0.4% 0.1% Figure 7-2 depicts the number of enforcement orders that resulted in the following: reduction of the use of hazardous chemicals; industrial process changes; emissions or discharge changes; storage or disposal changes; submittal of a permit application or amendment; environmental compliance promotion through dissemination of information to other members of the regulated community who are similarly situated; provision of public health care (either diagnostic or preventative) to members of the public who were potentially or actually affected by the violations; provision of emergency planning or preparedness equipment or assistance to local emergency response programs; or a decrease in the amount or toxicity of a pollutant (other than through a pollution prevention project). Figure 7-2: Results of Administrative and Civil Judicial Orders – Permitting and Process Changes 450 405 400 350 300 250 200 152 149 150 100 50 54 44 7 0 7-2 6 3 2 Figure 7-3 depicts the number of enforcement orders that resulted in the following: site assessment, remediation, restoration, or removal activities; auditing, testing, monitoring and/or sampling activities; labeling and manifesting of hazardous wastes; training; recordkeeping and/or reporting activities; and/or provision of site access to admit government officials for investigation and monitoring activities. Figure 7-3: Results of Administrative and Civil Judicial Orders – Clean Up, Monitoring, and Recordkeeping Requirements 350 297 300 250 200 232 223 190 150 111 100 50 28 0 7-3 22 22 7 7 6 0 Figure 7-4 depicts the number of enforcement orders that resulted in the following pollution prevention related activities: equipment or technology modifications; product reformulation; raw materials substitutions; process or procedure modifications; in-process recycling; energy efficiency or conservation; improved housekeeping, operating and maintenance, training, or inventory control; and the number of orders with supplemental environmental projects including pollution prevention activities. Pollution prevention activities are those actions that result in reduction or elimination of a source of pollution that is above and beyond any regulatory requirements. Figure 7-4: Results of Administrative and Civil Judicial Orders – Pollution Prevention 45 40 43 34 34 35 30 25 20 15 10 4 5 0 7-4 1 0 0 0 Table 7-1 depicts an estimation of the largest amount of pollutant reductions through enforcement actions finalized in FY 2014. Overall, it is estimated 3 that TCEQ final enforcement actions resulted in, or will result in, more than 104 million pounds of pollutants eliminated or reduced, or the routes of exposure reduced, in the environment. Table 7-1: Twenty-Five Largest Estimated Pollutant Reductions from Orders Issued Pollutant Name Sewage Municipal Solid Waste Volatile Organic Compounds (VOCs) Oil and grease Tires (Scrap) Wood Waste and Tree Trimmings Carbon Monoxide Trash, Debris, Miscellaneous Materials Particulate Matter Concrete Sulfur dioxide Nitrogen Oxides (NOx) Hydrocarbons Butane Methanol Ethylene (gaseous) Propane Propylene Benzene Acrylonitrile Hydrogen Sulfide Hydrogen Cyanide Ammonia Nitrogen Ammonia Butane, N- Amount in Pounds 59,885,865 15,816,688 6,235,455 4,493,841 3,657,200 3,618,858 3,115,420 2,626,640 1,358,083 930,000 652,658 425,789 320,030 211,025 205,990 204,389 74,619 53,538 53,523 44,686 29,786 17,628 14,746 10,760 9,085 3 Routes of Exposure LAND, WATER LAND AIR LAND, WATER LAND LAND AIR LAND AIR LAND AIR AIR AIR AIR WATER AIR AIR AIR AIR, WATER AIR AIR AIR LAND, WATER AIR AIR Estimations were based upon best educated predictions or knowledge of the technical staff. In those cases where cleanups were not completed yet, estimates of the amount of contaminants to be removed were used. In those cases where emissions or discharges were reduced or eliminated by the enforcement action, the estimation was based upon an assumption that the violations would have continued at least for one year if the TCEQ had not acted. 7-5 Tables Descriptions Investigations Table T-1A summarizes, by TCEQ region and type, total investigations conducted during FY 2014. Table T-1B summarizes, by TCEQ region and type, on-site investigations conducted during FY 2014. Table T-2A summarizes, by TCEQ region and type, total investigations conducted during FY 2013. Table T-2B summarizes, by TCEQ region and type, on-site investigations conducted during FY 2013. Table T-3A summarizes, by TCEQ region and type, total investigations conducted during FY 2012. Table T-3B summarizes, by TCEQ region and type, on-site investigations conducted during FY 2012. Table T-4A summarizes, by TCEQ region and type, total investigations conducted during FY 2011. Table T-4B summarizes, by TCEQ region and type, on-site investigations conducted during FY 2011. Table T-5A summarizes, by TCEQ region and type, total investigations conducted during FY 2010. Table T-5B summarizes, by TCEQ region and type, on-site investigations conducted during FY 2010. Table T-6A summarizes, by TCEQ region and type, total investigations conducted during FY 2009. Table T-6B summarizes, by TCEQ region and type, on-site investigations conducted during FY 2009. Complaints Table T-7 summarizes, by TCEQ region and type, complaints investigated during FY 2014. Table T-8 summarizes, by TCEQ region and type, complaints investigated during FY 2013. Table T-9 summarizes, by TCEQ region and type, complaints investigated during FY 2012. Table T-10 summarizes, by TCEQ region and type, complaints investigated during FY 2011. Table T-11 summarizes, by TCEQ region and type, complaints investigated during FY 2010. Table T-12 summarizes, by TCEQ region and type, complaints investigated during FY 2009. Notices of Violation (NOV) by Regional Offices Table T-13 summarizes NOVs issued during FY 2014 by the TCEQ Regional Offices. Table T-14 summarizes NOVs issued during FY 2013 by the TCEQ Regional Offices. Table T-15 summarizes NOVs issued during FY 2012 by the TCEQ Regional Offices. Table T-16 summarizes NOVs issued during FY 2011 by the TCEQ Regional Offices. Table T-17 summarizes NOVs issued during FY 2010 by the TCEQ Regional Offices. Table T-18 summarizes NOVs issued during FY 2009 by the TCEQ Regional Offices. T-1 Notices of Violation by Central Office Table T-19 summarizes NOVs issued during FY 2014 by the TCEQ Central Office in Austin. Table T-20 summarizes NOVs issued during FY 2013 by the TCEQ Central Office in Austin. Table T-21 summarizes NOVs issued during FY 2012 by the TCEQ Central Office in Austin. Table T-22 summarizes NOVs issued during FY 2011 by the TCEQ Central Office in Austin. Table T-23 summarizes NOVs issued during FY 2010 by the TCEQ Central Office in Austin. Table T-24 summarizes NOVs issued during FY 2009 by the TCEQ Central Office in Austin. Administrative Orders Issued Table T-25 summarizes the administrative orders issued by the TCEQ for FY 2014. Table T-26 summarizes the administrative orders issued by the TCEQ for FY 2013. Table T-27 summarizes the administrative orders issued by the TCEQ for FY 2012. Table T-28 summarizes the administrative orders issued by the TCEQ for FY 2011. Table T-29 summarizes the administrative orders issued by the TCEQ for FY 2010. Table T-30 summarizes the administrative orders issued by the TCEQ for FY 2009. Court Orders Issued Table T-31 summarizes the judicial orders issued through representation by the Office of Attorney General for FY 2014. Table T-32 summarizes the judicial orders issued through representation by the Office of Attorney General for FY 2013. Table T-33 summarizes the judicial orders issued through representation by the Office of Attorney General for FY 2012. Table T-34 summarizes the judicial orders issued through representation by the Office of Attorney General for FY 2011. Table T-35 summarizes the judicial orders issued through representation by the Office of Attorney General for FY 2010. Table T-36 summarizes the judicial orders issued through representation by the Office of Attorney General for FY 2009. T-2 Table T-1A: Total Investigations Conducted FY 2014 (9/1/2013 – 8/31/2014) Table T-1A: Total Investigations Conducted FY 2014 (9/1/2013 – 8/31/2014) AGRI APO AIR EA IHW MSW OC OSSF PST PWS RAD WQ WR UIC MM TOTAL Region 1 87 52 542 0 135 48 4 316 175 200 0 319 0 43 97 2,018 Region 2 27 40 557 0 76 85 0 78 88 323 0 297 26 0 46 1,643 Region 3 4 48 401 0 24 83 0 120 69 200 0 615 171 0 31 1,766 Region 4 162 631 2886 0 160 216 16 253 1571 619 0 3,196 219 1 141 10,071 Region 5 141 11 1,318 0 79 193 8 173 92 483 0 2,469 96 1 282 5,346 Region 6 1 44 937 0 14 83 0 16 388 67 0 203 0 0 124 1,877 Region 7 5 49 2,329 0 57 51 0 25 58 141 164 357 1 0 55 3,292 Region 8 8 44 309 0 1 67 2 114 83 75 0 165 121 0 33 1,022 Region 9 10 183 1,119 0 46 219 3 19 87 432 0 1,461 235 0 62 3,876 Region 10 0 48 2,310 0 85 309 0 623 229 577 0 2,068 24 1 20 6,294 Region 11 1 888 494 747 63 211 15 32 103 284 0 1,304 21 0 134 4,297 Region 12 13 638 3,851 0 413 316 12 120 2090 1,383 0 8,456 55 9 345 17,701 Region 13 1 503 1,020 644 101 210 6 6 229 311 3 915 60 0 223 4,232 Region 14 6 25 728 0 432 160 0 4 138 241 1 1,451 0 133 139 3,458 Region 15 0 2 581 0 54 170 2 2 87 116 0 637 185 0 99 1,935 Region 16 0 10 1,215 0 11 83 0 91 40 167 3 358 2 3 96 2,079 0 0 1,908 0 0 30,191 191 1,927 103,006 Other* 0 0 0 0 0 0 0 0 1908 0 0 0 0 Watermaster 0 0 0 0 0 0 0 0 0 0 0 0 30,191 Programs 2,504 24,271 31,407 TOTALS 466 3,216 20,597 1,391 1,751 68 1,992 7,435 5,619 171 Total Investigations is a summary of ALL investigations conducted by TCEQ staff and includes on-site, record reviews and complaint investigations. PWS investigations include Municipal Utility District Construction investigations. DC is included with IHW * “Other” includes those investigations conducted by contracted investigators. T-3 Table T-1B: On-site Investigations Conducted FY 2014 (9/1/2013 – 8/31/2014) Table T-1B: On-site Investigations Conducted FY 2014 (9/1/2013 - 8/31/2014) AGRI APO AIR EA MSW OC OSSF 60 44 0 164 171 137 0 65 0 21 90 70 72 0 43 62 185 0 58 26 0 36 0 22 74 0 62 41 103 0 94 151 0 29 2,005 0 119 130 0 166 1,419 333 0 535 176 1 137 11 225 0 63 157 0 85 36 304 0 422 92 1 275 1 33 707 0 9 62 0 11 370 42 0 92 0 0 110 Region 7 4 28 383 0 50 41 0 8 42 83 0 49 1 0 49 Region 8 4 2 155 0 0 41 0 42 40 40 0 24 105 0 15 Region 9 7 35 504 0 31 141 0 16 57 255 0 253 227 0 47 Region 10 0 37 1,002 0 71 258 0 419 188 347 0 258 17 1 15 Region 11 1 25 244 539 46 141 0 21 77 192 0 412 21 0 123 Region 12 10 87 1,449 0 303 235 0 110 1,897 713 0 927 53 9 331 Region 13 1 39 701 423 86 179 0 6 153 175 0 225 60 0 212 Region 14 5 11 348 0 149 129 0 4 119 127 0 210 0 49 139 Region 15 0 2 101 0 48 147 0 1 75 71 0 188 185 0 92 Region 16 0 10 608 0 10 77 0 43 35 96 100 2 3 88 Other* 0 0 0 0 0 0 0 Watermaster Programs 0 0 0 0 0 0 0 383 498 8,900 962 1,137 1,928 0 TOTALS Includes complaint investigations. PWS investigations include Municipal Utility District Construction investigations. DC is included with IHW "Other" includes those investigations conducted by contracted investigators. 0 1,908 0 0 0 0 0 0 0 1,908 0 1,201 0 6,690 0 3,203 0 0 0 3,912 29,973 31,089 0 85 0 1,788 29,973 61,776 Region 1 71 37 206 0 Region 2 20 37 113 0 Region 3 4 34 149 Region 4 141 70 Region 5 114 Region 6 IHW T-4 PST PWS RAD WQ WR UIC MM TOTAL 1,066 722 763 5,232 1,785 1,437 738 468 1,573 2,613 1,842 6,124 2,260 1,290 910 1,072 Table T-2A: Total Investigations Conducted FY 2013 (9/1/2012 – 8/31/2013) Table T-2A: Total Investigations Conducted FY 2013 (9/1/2012 – 8/31/2013) DC EA IHW MSW OC OSSF PST PWS RAD WQ WR UIC MM TOTAL 10 20 1 232 5 5 7 2 0 22 353 254 330 17 5 1 0 521 640 335 2,843 1,178 1,141 2,514 231 838 2,185 453 4,197 1,073 1,071 951 627 0 0 0 0 9 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 608 0 657 0 0 0 0 133 81 18 197 56 39 44 5 57 65 24 426 73 402 78 8 0 61 86 80 181 152 155 45 56 151 170 113 235 151 173 189 56 0 2 3 0 47 34 0 0 0 6 0 14 14 10 2 0 0 0 344 85 105 248 229 40 23 138 2 690 16 59 24 8 50 164 0 114 59 63 1,316 74 249 46 16 75 149 115 1,925 85 68 37 9 8,771 166 320 197 541 473 80 100 78 494 446 306 1,606 311 401 121 117 0 0 0 0 0 0 0 123 0 0 0 0 0 0 0 0 2 0 311 293 644 2,897 2,371 328 194 144 1,283 2,104 1,068 8,200 949 1,483 657 396 0 4 19 319 311 229 0 2 111 562 78 262 90 7 34 0 0 0 42 0 0 0 0 0 1 0 0 2 0 7 1 147 0 0 0 16 89 1 62 230 159 86 52 127 13 83 268 139 121 105 331 0 1,821 1,719 1,769 9,062 5,146 2,204 3,189 836 3,615 5,924 3,416 17,291 3,820 4,002 2,193 1,711 8,771 0 0 0 0 0 0 0 0 0 0 0 0 0 29,292 0 0 29,292 550 1,264 20,798 10 1,265 1,706 2,054 132 2,225 13,171 5,757 125 23,322 31,320 200 1,882 105,781 APO 97 24 6 178 115 8 4 3 20 0 1 9 10 75 0 0 0 West, North Central, Border and Coastal Watermasters TOTALS Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 Other* 1 AIR AGRI Total Investigations is a summary of ALL investigations conducted by TCEQ staff and includes on-site, record reviews and complaint investigations. There was an increase in PST investigations due to the Federal Energy Bill. PWS investigations include Municipal Utility District Construction investigations. * “Other” includes those investigations conducted by contracted investigators. 1 APO is a new category in the FY 2013 report. See Chapter 6 of this report for more information on the APO Program. T-5 Table T-2B: On-site Investigations Conducted FY 2013 (9/1/2012 – 8/31/2013) 2 Table T-2B: On-site Investigations Conducted FY 2013 (9/1/2012 - 8/31/2013) AGRI AIR DC EA IHW MSW OC APO Region 1 92 10 208 0 0 63 58 0 Region 2 18 20 138 0 0 64 73 2 Region 3 4 1 123 0 0 15 75 0 Region 4 149 25 2,107 9 0 157 138 0 Region 5 106 5 219 0 0 44 136 0 Region 6 5 5 773 0 0 28 131 0 Region 7 3 1 188 0 0 37 36 0 Region 8 2 2 67 0 0 1 35 0 Region 9 19 0 420 0 0 39 96 0 Region 10 0 19 1,075 0 0 50 124 0 Region 11 1 8 327 0 426 16 98 0 Region 12 9 15 2,529 0 0 345 191 0 Region 13 10 6 451 0 398 61 139 0 Region 14 67 17 494 0 0 121 149 0 Region 15 0 5 670 0 0 65 164 0 Region 16 0 1 514 0 0 7 54 0 Other* 0 0 0 0 0 0 0 0 West, North Central, Border and Coastal Watermasters 0 0 0 0 0 0 0 0 485 140 10,303 9 824 1,113 1,697 2 TOTALS Includes complaint investigations. There was an increase in PST investigations due to the Federal Energy Bill. PWS investigations include Municipal Utility District Construction investigations. * “Other” includes those investigations conducted by contracted investigators. OSSF PST PWS 185 50 57 165 75 26 14 60 1 454 11 56 19 6 26 98 0 108 51 42 1,183 25 234 39 10 33 105 86 1,676 53 60 34 5 8,749 127 197 119 374 262 50 69 41 259 244 181 1,213 203 279 91 80 0 0 1,303 0 12,493 0 3,789 RAD 0 0 0 0 0 0 123 0 0 0 0 0 0 0 0 2 0 0 2 APO is a new category in the FY 2013 report. See Chapter 6 of this report for more information on the APO Program. T-6 125 WQ 107 90 109 577 487 174 52 32 274 315 329 1,327 264 348 227 135 0 WR 3 18 306 293 214 0 1 108 555 77 262 72 6 34 0 0 0 UIC 21 0 0 0 0 0 1 0 0 2 0 7 0 51 0 0 0 MM 16 75 0 53 221 133 67 36 88 8 67 253 132 109 103 233 0 TOTAL 998 796 851 5,230 1,794 1,559 631 394 1,784 2,473 1,812 7,693 1,742 1,735 1,385 1,129 8,749 0 4,847 28,223 30,172 0 82 0 1,594 28,223 68,978 Table T-3A: Total Investigations Conducted FY 2012 (9/1/2011 – 8/31/2012) Table T-3A: Total Investigations Conducted FY 2012 (9/1/2011 - 8/31/2012) AGRI Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 Other* West, North Central, Border and Coastal Watermasters TOTALS AIR DC EA IHW MSW OC OSSF PST PWS RAD 92 8 18 268 122 4 1 10 25 0 4 7 12 1 0 1 0 559 231 415 2,823 1,179 784 2,358 211 692 2,108 438 3,632 924 940 833 741 0 0 0 0 1 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 547 0 524 0 0 0 0 128 86 16 183 84 40 74 11 49 50 32 267 177 434 62 17 0 56 79 81 294 169 119 35 49 167 169 122 157 250 220 175 85 0 5 2 2 72 8 0 0 1 16 2 28 42 11 0 2 0 0 342 90 109 181 232 41 5 58 1 604 7 169 9 3 5 160 0 101 86 66 1,472 38 231 12 16 22 301 95 1,887 80 125 30 49 8,258 112 277 250 531 493 102 72 92 448 576 330 2,147 358 234 105 139 0 0 0 0 0 0 0 39 0 0 0 0 0 1 0 0 2 0 0 0 0 0 0 0 0 0 0 0 573 18,868 3 1,071 1,710 2,227 191 2,016 12,869 6,266 WQ WR 282 311 747 3,145 MM TOTAL 2,635 231 249 175 1,296 2,216 1,015 8,507 877 1,370 611 289 0 9 125 74 241 164 0 40 55 48 126 14 56 105 9 49 1 0 42 0 0 1 0 0 1 0 0 2 0 4 0 135 0 0 0 25 44 16 58 222 92 2 44 108 33 77 65 46 83 104 26 0 1,753 1,339 1,794 9,270 5,346 1,644 2,888 722 2,872 6,187 2,709 16,941 3,374 3,555 1,976 1,510 8,258 0 0 27,622 0 0 27,622 42 23,956 28,738 185 1,045 99,760 Total Investigations is a summary of ALL investigations conducted by TCEQ staff and includes on-site, record reviews and complaint investigations. There was an increase in PST investigations due to the Federal Energy Bill. PWS investigations include Municipal Utility District Construction investigations. * “Other” includes those investigations conducted by contracted investigators. T-7 UIC Table T-3B: On-site Investigations Conducted FY 2012 (9/1/2011 – 8/31/2012) Table T-3B: On-site Investigations Conducted FY 2012 (9/1/2011 - 8/31/2012) AGRI AIR DC EA IHW MSW OC OSSF Region 1 80 182 0 0 60 48 0 161 Region 2 8 53 0 0 74 59 0 76 Region 3 9 153 0 0 16 72 0 65 Region 4 196 2,066 0 0 162 198 21 128 Region 5 104 189 0 0 65 144 0 82 Region 6 2 686 0 0 34 105 0 20 Region 7 1 162 0 0 63 22 0 2 Region 8 8 44 0 0 5 33 0 28 Region 9 23 274 0 0 35 99 7 0 Region 10 0 949 0 0 35 111 0 394 Region 11 3 148 0 345 26 105 8 6 Region 12 4 1,546 1 0 201 108 1 163 Region 13 12 392 0 264 76 174 0 8 Region 14 0 209 1 0 159 179 0 3 Region 15 0 140 0 0 55 159 1 3 Region 16 1 164 0 0 17 70 0 106 Other* 0 0 0 0 0 0 0 0 West, North Central, Border and 0 0 0 0 0 0 0 0 Coastal Watermasters TOTALS 451 7,357 2 609 1,083 1,686 38 1,245 Includes complaint investigations. There was an increase in PST investigations due to the Federal Energy Bill. PWS investigations include Municipal Utility District Construction investigations. * “Other” includes those investigations conducted by contracted investigators. T-8 PST 98 78 46 1,334 18 217 12 10 9 212 76 1,686 62 106 21 38 8,192 PWS 78 163 120 313 296 53 61 45 219 213 183 1,369 201 107 76 78 0 RAD 0 0 0 0 0 0 39 0 0 0 0 0 1 0 0 2 0 0 0 12,215 3,575 WQ 93 84 158 580 538 132 39 52 228 264 273 1,284 217 204 156 58 0 WR 8 78 73 146 108 0 31 32 30 118 13 31 24 8 49 1 0 UIC 20 0 0 1 0 0 1 0 0 2 0 4 0 54 0 0 0 MM 25 41 10 53 215 85 2 41 76 29 75 57 42 73 102 25 0 TOTAL 0 0 27,304 0 0 27,304 42 4,360 28,054 82 951 61,750 853 714 722 5,198 1,759 1,334 435 298 1,000 2,327 1,261 6,455 1,473 1,103 762 560 8,192 Table T-4A: Total Investigations Conducted FY 2011 (9/1/2010 – 8/31/2011) Table T-4A: Total Investigations Conducted FY 2011 (9/1/2010 - 8/31/2011) AGRI AIR DC EA IHW MSW OC OSSF PST PWS RAD WQ WR UIC MM TOTAL Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 Other* 123 27 16 334 132 3 3 10 72 0 6 10 6 3 0 0 0 605 486 376 4,750 1,385 902 2,253 127 935 2,012 540 4,073 621 1,131 797 427 0 0 0 0 5 0 0 0 0 0 0 0 2 0 0 14 0 0 0 0 0 0 0 0 0 0 0 0 541 0 483 0 0 0 0 122 111 38 206 91 28 71 18 54 81 31 394 64 424 61 18 0 73 81 89 310 116 63 48 69 182 184 110 245 224 158 196 55 0 2 1 4 105 16 2 2 0 30 0 49 52 11 5 2 2 0 301 94 136 161 262 30 15 63 8 784 15 160 11 3 7 86 0 153 122 91 1,541 64 430 11 92 121 381 157 3,261 132 194 67 61 5,224 126 396 178 766 553 121 161 114 526 506 406 2,543 391 286 151 152 0 0 0 0 0 0 0 1 0 0 0 0 3 5 2 2 6 0 346 342 711 3,131 2,574 260 276 213 1,305 2,289 979 8,463 925 1,374 634 308 0 5 43 104 202 120 2 2 47 33 148 43 25 43 3 1,002 4 0 61 0 0 0 1 0 1 0 0 0 0 20 0 219 0 0 0 5 28 18 43 158 76 14 47 90 57 84 87 58 62 115 19 0 1,922 1,731 1,761 11,554 5,472 1,917 2,858 800 3,356 6,442 2,961 19,338 2,974 3,864 3,048 1,138 5,224 West, North Central, Border and Coastal Watermasters 0 0 0 0 0 0 0 0 0 0 0 0 29,123 0 0 29,123 TOTALS 745 21,420 21 1,024 1,812 2,203 283 2,136 3 7,376 19 24,130 30,949 302 961 105,483 12,102 Total Investigations is a summary of ALL investigations conducted by TCEQ staff and includes on-site, record reviews and complaint investigations. There was an increase in PST investigations due to the Federal Energy Bill. PWS investigations include Municipal Utility District Construction investigations. * “Other” includes those investigations conducted by contracted investigators. 3 The number of PST investigations was revised from previous years’ reports to include investigations conducted by contracted investigators. T-9 Table T-4B: On-site Investigations Conducted FY 2011 (9/1/2010 – 8/31/2011) Table T-4B: On-site Investigations Conducted FY 2011 (9/1/2010 - 8/31/2011) AGRI AIR DC EA IHW MSW OC OSSF Region 1 110 186 0 0 59 53 0 149 Region 2 21 94 0 0 96 65 0 61 Region 3 12 157 0 0 36 80 0 75 Region 4 271 3,739 1 0 165 215 0 120 Region 5 114 199 0 0 75 94 0 104 Region 6 2 752 0 0 18 48 0 15 Region 7 3 265 0 0 64 36 0 11 Region 8 6 46 0 0 9 45 0 31 Region 9 61 304 0 0 32 101 0 5 Region 10 0 935 0 0 57 110 0 509 Region 11 6 185 0 382 22 82 0 12 Region 12 6 1,955 0 0 276 154 1 143 Region 13 6 299 0 333 50 159 0 11 Region 14 2 188 0 0 130 123 0 2 Region 15 0 169 13 0 58 175 0 2 Region 16 0 130 0 0 17 49 0 26 Other* 0 0 0 0 0 0 0 0 West, North Central, Border and 0 0 0 0 0 0 0 0 Coastal Watermasters TOTALS 620 9,603 14 715 1,164 1,589 1 1,276 Includes complaint investigations. There was an increase in PST investigations due to the Federal Energy Bill. PWS investigations include Municipal Utility District Construction investigations. * “Other” includes those investigations conducted by contracted investigators. PST 128 79 74 1,350 27 398 5 66 29 203 90 2,888 69 152 57 53 5,105 PWS 105 131 106 421 314 46 67 69 236 264 204 1,396 197 145 92 72 0 RAD 0 0 0 0 0 0 1 0 0 0 0 2 5 2 2 6 0 WQ 146 112 160 588 443 148 60 37 273 246 226 1,346 212 207 156 83 0 0 0 0 3,865 18 10,773 4 WR 5 25 88 60 27 2 0 23 11 69 22 5 13 1 75 0 0 UIC 22 0 0 0 1 0 1 0 0 0 0 20 0 55 0 0 0 0 29,123 4,443 29,549 4 The number of PST investigations was revised from previous years’ reports to include investigations conducted by contracted investigators. T-10 MM TOTAL 2 26 14 32 149 70 14 30 82 38 73 72 50 56 114 15 0 965 710 802 6,962 1,547 1,499 527 362 1,134 2,431 1,304 8,264 1,404 1,063 913 451 5,105 0 0 29,123 99 837 64,566 Table T-5A: Total Investigations Conducted FY 2010 (9/1/2009 – 8/31/2010) Table T-5A: Total Investigations Conducted FY 2010 (9/1/2009 - 8/31/2010) AGRI AIR DC EA IHW MSW OC OSSF PST PWS RAD WQ WR UIC Region 1 120 681 0 0 152 62 2 343 214 149 0 382 3 51 Region 2 33 559 0 0 115 89 0 97 188 282 0 412 1 0 Region 3 19 362 0 0 55 110 5 180 140 268 0 897 61 0 Region 4 358 2,561 19 0 206 362 92 223 1,462 759 0 3,889 314 0 Region 5 200 1,185 0 0 88 154 8 522 71 715 0 3,153 184 1 Region 6 7 1,084 0 4 93 124 3 6 424 256 0 316 4 0 Region 7 4 2,927 0 0 93 58 0 20 51 107 8 286 1 1 Region 8 23 188 0 0 58 79 2 74 111 109 0 308 13 0 Region 9 60 1,025 0 0 41 254 18 24 216 497 0 1,689 187 0 Region 10 64 2,688 0 0 109 274 8 896 401 449 0 2,877 63 1 Region 11 4 466 2 499 37 96 64 19 218 346 0 1,160 50 0 Region 12 9 4,538 14 0 391 336 57 171 2,335 2,053 1 10,105 47 12 Region 13 6 680 5 464 105 229 29 9 241 365 4 1,095 38 0 Region 14 5 1,271 0 0 366 123 1 3 285 251 5 1,645 0 138 Region 15 0 202 0 0 72 122 3 6 198 161 4 805 10 0 Region 16 0 263 1 0 17 71 1 17 65 150 8 403 0 0 Other* 0 0 0 0 0 0 0 0 539 0 0 0 0 0 West, North Central, Border and 0 0 0 0 0 0 0 0 0 0 0 0 35,898 0 Coastal Watermasters 5 TOTALS 912 20,680 41 967 1,998 2,543 293 2,610 6,917 30 29,422 36,874 204 7,159 Total Investigations is a summary of ALL investigations conducted by TCEQ staff and includes on-site, record reviews and complaint investigations. In FY 2010, there was an increase in PST investigations due to the Federal Energy Bill. PWS investigations include Municipal Utility District Construction investigations. * “Other” includes those investigations conducted by contracted investigators. 5 The number of PST investigations was revised from previous years’ reports to include investigations conducted by contracted investigators. T-11 MM TOTAL 3 21 49 41 182 165 11 36 99 62 126 95 87 88 52 13 0 2,162 1,797 2,146 10,286 6,463 2,486 3,567 1,001 4,110 7,892 3,087 20,164 3,357 4,181 1,635 1,009 539 0 35,898 1,130 111,780 Table T-5B: On-site Investigations Conducted FY 2010 (9/1/2009 – 8/31/2010) Table T-5B: On-site Investigations Conducted FY 2010 (9/1/2009 - 8/31/2010) AGRI AIR DC EA IHW MSW OC OSSF Region 1 111 252 0 0 80 46 2 177 Region 2 24 93 0 0 105 75 0 51 Region 3 15 146 0 0 45 90 5 102 Region 4 242 1,783 14 0 143 145 82 151 Region 5 103 195 0 0 76 101 8 106 Region 6 5 884 0 3 63 93 1 2 Region 7 2 131 0 0 78 50 0 12 Region 8 15 77 0 0 33 57 2 40 Region 9 14 400 0 0 25 146 16 19 Region 10 0 1,205 0 0 94 197 5 508 Region 11 3 137 0 371 31 69 57 12 Region 12 6 1,995 0 0 308 232 45 143 Region 13 6 309 0 319 73 156 26 9 Region 14 3 197 0 0 111 98 1 3 Region 15 0 203 0 0 60 103 1 6 Region 16 0 114 0 0 16 52 1 9 Other* 0 0 0 0 0 0 0 0 West, North Central, Border and 0 0 0 0 0 0 0 0 Coastal Watermasters TOTALS 549 8,121 14 693 1,341 1,710 252 1,350 Includes complaint investigations. There was an increase in PST investigations due to the Federal Energy Bill. PWS investigations include Municipal Utility District Construction investigations. * “Other” includes those investigations conducted by contracted investigators. PST 172 136 102 1,304 50 396 44 81 113 287 174 1,950 203 242 145 57 441 PWS 118 118 134 388 380 201 67 61 285 185 189 1,270 214 128 96 66 0 RAD 0 0 0 0 0 0 8 0 0 0 0 1 4 5 4 8 0 WQ 157 127 170 625 533 188 76 112 347 326 298 1245 224 250 246 88 0 0 0 0 3,900 30 5,897 6 WR 2 0 53 86 46 3 0 6 46 14 20 16 17 0 9 0 0 UIC 17 0 0 0 1 0 0 0 0 1 0 12 0 48 0 0 0 MM 0 19 38 27 173 156 9 26 86 47 110 71 69 80 46 13 0 TOTAL 1,134 748 900 4,990 1,772 1,995 477 510 1,497 2,869 1,471 7,294 1,629 1,166 919 424 441 0 35,898 0 0 35,898 5,012 36,216 79 970 66,134 7 6 The number of PST investigations was revised from previous years’ reports to include investigations conducted by contracted investigators. 7 The total for Table T-5B was revised to correct a calculation error in the total number of on-site investigation in FY 2010 that was miscalculated in previous reports. T-12 Table T-6A: Total Investigations Conducted FY 2009 (9/1/2008 – 8/31/2009) Table T-6A: Total Investigations Conducted FY 2009 (9/1/2008 - 8/31/2009) IHW MSW PWS RAD Region 1 AGRI 145 AIR 614 DC 0 EA 0 142 57 OC 0 OSSF 351 PST 178 113 0 WQ 286 WR 0 UIC 62 1 1,949 Region 2 56 653 0 0 80 78 0 95 182 210 0 358 0 0 41 1,753 Region 3 15 405 0 0 45 77 1 177 125 216 0 684 12 0 10 1,767 Region 4 274 2,412 11 0 185 257 70 222 1,590 420 0 3,140 67 0 55 8,703 Region 5 154 1,101 2 0 39 92 13 516 88 443 0 2,344 67 0 130 4,989 Region 6 0 1,166 0 0 50 74 1 4 340 137 0 224 1 0 93 2,090 Region 7 1 2,042 0 0 98 35 0 18 24 72 1 238 0 0 4 2,533 Region 8 12 167 0 0 80 102 1 90 115 107 0 224 12 0 47 957 Region 9 7 948 0 0 66 200 8 27 207 496 0 1,223 27 0 42 3,251 Region 10 0 2,383 0 0 55 152 1 912 214 329 0 2,098 21 9 16 6,190 Region 11 3 611 0 510 57 76 33 18 214 338 0 897 6 0 130 2,893 Region 12 23 3,804 2 0 210 327 34 230 1,685 1,584 1 15,052 11 10 43 23,016 Region 13 6 753 0 478 89 205 29 6 187 399 2 898 9 0 58 3,119 Region 14 6 1,462 1 1 437 79 1 5 267 201 2 1,441 0 208 55 4,166 Region 15 1 1,348 0 0 94 145 5 15 201 138 3 640 13 0 65 2,668 Region 16 1 187 0 0 17 60 1 17 61 98 1 345 0 0 6 794 0 35,920 796 106,758 West, North Central, Border 0 0 0 0 0 0 0 0 0 0 0 0 35,920 0 and Coastal Watermasters TOTALS 704 20,056 16 989 1,744 2,016 198 2,703 5,678 5,301 10 30,092 36,166 289 Total Investigations is a summary of ALL investigations conducted by TCEQ staff and includes on-site, record reviews and complaint investigations. PWS investigations include Municipal Utility District Construction investigations. T-13 MM TOTAL Table T-6B: On-site Investigations Conducted FY 2009 (9/1/2008 – 8/31/2009) Table T-6B: On-site Investigations Conducted FY 2009 (9/1/2008 - 8/31/2009) Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 AGRI 117 31 7 222 111 0 0 2 3 0 3 18 5 5 1 1 AIR 293 84 119 1,684 200 843 153 93 352 1,026 246 1,431 317 224 279 87 DC 0 0 0 7 0 0 0 0 0 0 0 0 0 0 0 0 EA 0 0 0 0 0 0 0 0 0 0 404 0 331 0 0 0 IHW 72 75 40 144 30 44 74 33 29 41 49 135 74 144 87 17 MSW 49 68 72 213 76 59 30 69 78 116 60 276 168 68 126 53 OC 0 0 1 66 12 0 0 1 7 0 32 33 29 1 4 1 OSSF 182 44 99 126 149 4 10 47 14 500 9 220 6 5 14 12 PST 177 107 99 1,524 78 328 21 88 121 173 183 1,388 180 236 168 47 PWS 105 140 123 252 309 113 68 63 277 149 199 544 249 147 104 57 RAD 0 0 0 0 0 0 1 0 0 0 0 1 2 2 3 1 WQ 119 148 191 675 537 118 84 105 295 191 247 730 254 230 229 94 West, North Central, Border and Coastal Watermasters TOTALS 526 7,431 7 735 1,088 1,581 187 Includes complaint investigations. PWS investigations include Municipal Utility District Construction investigations. WR 0 0 4 17 22 0 0 5 9 4 3 4 9 0 5 0 UIC 21 0 0 0 0 0 0 0 0 9 0 10 0 48 0 0 MM 0 33 7 35 124 87 0 39 31 14 108 17 55 48 59 6 35,920 1,441 T-14 4,918 2,899 10 4,247 36,002 TOTAL 1,135 730 762 4,965 1,648 1,596 441 545 1,216 2,223 1,543 4,807 1,679 1,158 1,079 376 35,920 88 663 61,823 Table T-7: Complaint Investigations, FY 2014 (9/1/2013 – 8/31/2014) AGRI 8 7 2 11 12 0 0 0 6 0 1 5 0 4 0 0 Table T-7: Complaint Investigations, FY 2014 (9/1/2013 – 8/31/2014) APO AIR DC EA ER IHW MSW OSSF PST PWS WQ 0 22 0 0 0 11 5 5 0 4 10 2 30 0 0 0 9 16 4 3 29 14 1 33 0 0 0 6 26 5 6 31 31 4 485 0 0 0 12 38 24 63 98 133 2 105 0 0 1 16 35 9 6 74 83 0 84 0 0 0 2 22 3 1 6 19 4 71 0 0 6 20 8 0 9 18 16 0 24 0 0 1 0 18 10 0 8 15 1 165 0 0 7 7 28 0 4 77 62 0 118 0 0 1 6 37 106 9 60 34 0 65 0 9 0 7 35 0 8 19 45 11 190 0 0 1 20 78 2 75 158 111 9 104 0 6 2 26 52 0 18 15 66 0 101 0 0 1 5 26 0 8 22 34 0 20 0 0 0 1 17 0 1 13 29 0 20 0 0 0 1 25 2 2 23 23 Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 WaterMaster Programs 0 0 8 No Program Assigned TOTALS 56 34 0 1,637 0 0 WR 0 0 10 18 13 0 0 5 13 2 3 4 23 0 1 0 TOTAL 65 114 151 886 356 137 152 81 370 373 192 655 321 201 82 96 0 0 0 0 0 0 0 0 38 38 15 20 149 466 170 213 655 725 130 3 4,273 9 8 “No Program Assigned” includes complaint investigations that cannot be categorized in the listed program areas, or complaints occurring at the end of FY 2014 that have not yet been assigned to a program area. 9 The number of complaints investigated and approved in FY 2014 is 4,034. However, since some complaints are investigated by multiple programs, the total number of complaint investigations is greater. T-15 Table T-8: Complaint Investigations, FY 2013 (9/1/2012 – 8/31/2013) Table T-8: Complaint Investigations, FY 2013 (9/1/2012 – 8/31/2013) AGRI APO 10 AIR DC EA ER IHW MSW OSSF PST PWS WQ WR TOTAL Region 1 8 0 35 0 0 0 10 13 16 2 14 8 1 107 Region 2 5 0 31 0 0 1 9 13 1 1 27 14 1 103 Region 3 2 0 25 0 0 0 3 25 4 2 29 32 7 129 Region 4 9 1 377 0 0 0 16 43 23 58 30 84 7 648 Region 5 9 0 70 0 0 0 10 25 19 0 51 70 13 267 Region 6 0 0 22 0 0 0 2 36 6 1 5 18 0 90 Region 7 2 1 74 0 0 5 18 22 0 4 9 18 0 153 Region 8 1 0 31 0 0 0 1 27 15 1 2 26 17 121 Region 9 18 0 128 0 0 1 8 37 0 2 70 47 10 321 Region 10 0 1 93 0 0 0 16 29 97 6 40 56 2 340 Region 11 0 3 68 0 11 1 2 34 0 2 14 48 0 183 Region 12 7 2 243 0 0 2 24 60 0 34 111 78 6 567 Region 13 3 0 66 0 13 3 16 40 2 14 23 44 11 235 Region 14 0 1 55 0 0 5 12 38 1 3 11 18 0 144 Region 15 0 0 28 0 0 0 4 34 0 1 9 30 0 106 Region 16 0 1 28 0 0 0 2 13 5 0 14 28 0 91 No Program TOTALS Assigned 11 64 10 6 1,374 0 24 18 153 489 189 131 459 619 75 3,611 12 10 APO is a new category in the FY 2013 report. See Chapter 6 of this report for more information on the APO Program. 11 “No Program Assigned” includes complaint investigations that cannot be categorized in the listed program areas, or complaints occurring at the end of FY 2013 that have not yet been assigned to a program area. 12 The number of complaints investigated and approved in FY 2013 is 3,480. However, since some complaints are investigated by multiple programs, the total number of complaint investigations is greater. T-16 Table T-9: Complaint Investigations, FY 2012 (9/1/2011 – 8/31/2012) Table T-9: Complaint Investigations, FY 2012 (9/1/2011 - 8/31/2012) DC EA ER IHW MSW OSSF PST PWS WQ WR TOTAL Region 1 AGRI 15 AIR 37 0 0 0 7 14 10 1 2 6 1 93 Region 2 2 16 0 0 0 10 16 6 6 31 9 0 96 Region 3 4 37 0 0 0 0 23 6 3 20 35 9 137 Region 4 23 613 0 0 2 17 53 16 66 27 110 10 937 Region 5 4 86 0 0 1 11 26 13 0 52 101 9 303 Region 6 0 54 0 0 0 3 31 8 3 3 14 0 116 Region 7 0 76 0 0 0 18 11 1 1 10 10 0 127 Region 8 3 28 0 0 0 4 17 3 1 7 45 8 116 Region 9 24 94 0 0 2 15 46 0 3 65 71 3 323 Region 10 0 154 0 0 2 16 72 77 89 41 3 467 Region 11 0 56 0 10 1 10 38 2 6 17 57 2 199 Region 12 4 206 0 0 5 16 42 5 30 109 79 9 505 Region 13 5 72 0 6 1 8 28 2 6 20 55 9 212 Region 14 0 78 0 0 0 6 38 0 7 27 27 0 183 Region 15 0 22 0 0 0 4 21 0 6 21 21 6 101 Region 16 0 22 0 0 0 5 23 5 2 11 13 1 82 70 14 No Program Assigned TOTALS 84 13 13 1,651 7 0 16 14 150 499 154 154 511 694 4,004 13 “No Program Assigned” includes complaint investigations that cannot be categorized in the listed program areas, or complaints occurring at the end of FY 2012 that have not yet been assigned to a program area. 14 The number of complaints investigated and approved in FY 2012 is 3,943. However, since some complaints are investigated by multiple programs, the total number of complaint investigations is greater. T-17 Table T-10: Complaint Investigations, FY 2011 (9/1/2010 – 8/31/2011) Table T-10: Complaint Investigations, FY 2011 (9/1/2010 - 8/31/2011) DC EA ER IHW MSW OSSF PST PWS WQ WR TOTAL Region 1 AGRI 21 AIR 46 0 0 0 6 18 4 2 2 5 1 105 Region 2 5 25 0 0 0 5 17 1 0 17 10 2 82 Region 3 3 53 0 0 0 4 19 2 10 24 30 21 166 Region 4 14 739 1 0 0 31 46 26 64 85 99 4 1,109 Region 5 10 89 0 0 3 14 22 8 3 61 61 11 282 Region 6 1 59 0 0 0 8 25 3 0 6 19 0 121 Region 7 0 140 0 0 4 18 24 2 2 7 18 0 215 Region 8 2 13 0 0 1 4 22 2 2 10 8 3 67 Region 9 77 111 0 0 3 5 48 1 5 84 57 7 398 Region 10 0 182 0 0 2 13 46 89 17 82 38 6 475 Region 11 3 43 0 9 0 6 31 2 0 27 46 0 167 Region 12 6 302 0 0 1 17 71 10 40 155 92 2 696 Region 13 1 100 0 11 1 14 46 1 5 22 58 2 261 Region 14 1 78 0 0 2 9 37 0 7 29 26 0 189 Region 15 0 42 1 0 0 3 56 1 0 27 40 8 178 Region 16 0 28 0 0 0 6 22 3 1 14 8 0 82 15 No Program Assigned TOTALS 144 2,050 15 69 2 20 17 163 550 155 158 652 615 67 4,662 16 “No Program Assigned” includes complaint investigations that cannot be categorized in the listed program areas or complaints occurring at the end of FY 2011 that have not yet been assigned to a program area. 16 The total number of complaints investigated and approved in FY 2011 is 4,548. However, since some complaints are investigated by multiple programs, the total number of complaint investigations is greater. T-18 Table T-11: Complaint Investigations, FY 2010 (9/1/2009 – 8/31/2010) Table T-11: Complaint Investigations, FY 2010 (9/1/2009 - 8/31/2010) EA ER IHW MSW OSSF PST PWS WQ WR TOTAL 49 DC 17 0 0 0 8 21 18 0 19 6 0 127 7 29 0 0 0 6 13 5 1 12 9 1 83 Region 3 5 40 0 0 0 12 30 28 13 53 35 7 223 Region 4 21 560 6 0 2 30 59 41 44 27 148 12 950 AGRI AIR Region 1 6 Region 2 Region 5 7 92 0 0 0 7 9 28 0 75 82 9 309 Region 6 0 56 0 0 1 5 31 1 3 7 17 0 121 Region 7 0 53 0 0 1 16 20 1 3 13 16 0 123 Region 8 5 31 0 0 1 2 21 3 4 8 19 2 96 Region 9 5 336 0 0 0 11 80 2 11 118 132 14 709 Region 10 0 133 0 0 2 13 75 76 19 84 59 3 464 Region 11 1 42 0 19 2 6 41 2 7 25 72 4 221 Region 12 7 324 0 0 4 23 122 8 42 72 94 1 697 Region 13 2 70 0 15 1 17 42 9 25 25 52 0 258 Region 14 0 62 0 0 1 9 29 0 7 32 40 0 180 Region 15 0 50 0 0 1 5 26 0 7 18 67 1 175 Region 16 0 25 0 0 0 4 18 3 1 10 15 1 77 18 No Program Assigned TOTALS 66 1,952 97 6 34 16 174 637 225 187 598 863 55 4,910 19 17 Dry Cleaning is a new category in the FY 2010 report. In prior reports this category was reported under the IHW category. 18 “No Program Assigned” included complaint investigations that cannot be categorized in the listed program areas, or complaints occurring at the end of FY 2010 that have not yet been assigned to a program area. 19 The number of complaints investigated and approved in FY 2010 is 4,746. However, since some complaints investigated by multiple programs, the total number of complaint investigations is greater. T-19 Table T-12: Complaint Investigations, FY 2009 (9/1/2008 – 8/31/2009) Table T-12: Complaint Investigations, FY 2009 (9/1/2008 - 8/31/2009) AGRI AIR Region 1 4 EA ER IHW 70 0 0 14 MSW OSSF PST 21 10 1 PWS 3 WQ WR TOTAL 4 0 127 Region 2 11 29 0 1 6 15 10 1 17 18 0 108 Region 3 5 42 0 0 12 22 7 1 37 42 4 172 Region 4 28 542 0 1 41 55 30 60 24 140 12 933 Region 5 14 94 0 0 4 12 8 0 60 90 10 292 Region 6 0 48 0 0 7 35 1 5 6 31 0 133 Region 7 0 74 0 0 18 17 2 4 7 17 0 139 Region 8 2 43 0 1 7 30 6 2 7 19 4 121 Region 9 6 289 0 2 9 44 1 20 131 96 10 608 Region 10 0 156 0 2 7 34 107 9 97 50 3 465 Region 11 1 53 14 0 19 35 3 5 35 58 2 225 Region 12 5 276 0 0 24 142 10 35 76 101 1 670 Region 13 3 131 23 1 24 44 0 8 11 41 8 294 Region 14 4 47 0 0 13 9 3 0 23 21 0 120 Region 15 0 56 0 1 10 36 7 6 30 50 1 197 0 19 0 0 5 20 0 1 12 15 0 72 Region 16 No Program Assigned TOTALS 20 83 199 1,969 37 9 220 571 205 158 576 793 55 4,875 21 20 “No Program Assigned” included complaint investigations that cannot be categorized in the listed program areas, or complaints occurring at the end of FY 2009 that have not yet been assigned to a program area 21 The number of complaints investigated and approved in FY 2009 is 4,733. However, since some complaints investigated by multiple programs, the total number of complaint investigations is greater. T-20 Table T-13: Notices of Violation Issued (Mailed) FY 2014 (9/1/2013 – 8/31/2014) from Regional Offices Region 01 Region 02 Region 03 Region 04 Region 05 Region 06 Region 07 Region 08 Region 09 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 TOTALS Table T-13: Notices of Violation Issued (Mailed) FY 2014 (9/1/2013 - 8/31/2014) from Regional Offices AGRI APO AIR DC EA IHW MSW OSSF PST PWS WQ WR MM 14 7 52 0 0 3 7 5 7 46 33 0 2 8 4 12 0 0 2 15 1 8 53 20 0 3 6 7 49 0 0 7 5 0 0 56 54 38 3 31 19 127 0 0 18 27 23 198 149 190 29 18 18 5 62 0 0 0 5 6 0 170 64 0 20 0 10 49 0 0 9 17 1 70 17 29 0 19 0 2 51 0 0 8 1 0 2 5 14 0 3 1 1 56 0 0 7 17 11 31 17 13 19 10 1 13 47 0 0 7 24 0 9 84 79 1 9 0 18 116 0 0 22 56 107 47 157 141 1 11 0 7 19 0 11 7 16 0 10 69 114 0 17 0 40 443 0 0 59 23 0 384 209 347 1 77 0 14 54 0 10 6 10 1 4 89 51 2 22 1 4 28 0 0 8 20 0 6 58 65 1 28 0 1 11 0 0 6 25 0 25 36 43 1 12 0 1 73 0 0 2 9 1 7 34 23 0 15 80 153 1249 0 21 171 277 156 808 1249 1280 93 269 T-21 TOTAL 176 126 225 829 350 221 86 183 274 676 270 1,583 263 219 160 165 5,806 Table T-14: Notices of Violation Issued (Mailed) FY 2013 (9/1/2012 – 8/31/2013) from Regional Offices Region 01 Region 02 Region 03 Region 04 Region 05 Region 06 Region 07 Region 08 Region 09 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 TOTALS Table T-14: Notices of Violation Issued (Mailed) FY 2013 (9/1/2012 - 8/31/2013) from Regional Offices AGRI APO 22 AIR DC EA IHW MSW OSSF PST PWS WQ WR MM 7 12 44 0 0 7 10 14 0 21 36 0 1 9 1 15 0 0 7 12 0 3 48 31 0 13 4 9 42 0 0 3 10 0 2 61 45 11 0 18 16 153 2 0 19 29 22 182 98 134 10 31 15 2 53 0 0 0 9 8 1 187 66 0 16 4 1 21 0 0 3 18 0 33 7 15 0 17 1 0 55 0 0 6 3 0 2 0 10 0 2 0 0 17 0 0 0 9 9 1 16 21 3 14 2 0 57 0 0 3 20 0 1 96 81 3 8 0 11 121 0 0 18 46 102 30 121 158 0 17 0 4 25 0 39 6 14 0 10 79 101 0 14 1 4 431 0 0 82 21 1 351 234 422 2 71 1 3 53 0 30 9 16 0 4 87 62 3 22 4 3 53 0 0 8 24 0 2 85 75 0 27 0 0 13 0 0 7 26 0 5 32 39 4 11 0 0 18 0 0 2 7 4 0 24 20 0 10 66 66 1,171 2 69 180 274 160 627 1,196 1,316 36 274 22 APO is a new category in the FY 2013 report. See Chapter 6 of this report for more information on the APO Program. T-22 TOTAL 152 139 187 714 357 119 79 90 271 624 292 1,620 290 281 137 85 5,437 Table T-15: Notices of Violation Issued (Mailed) FY 2012 (9/1/2011 – 8/31/2012) from Regional Offices Table T-15: Notices of Violation Issued (Mailed) FY 2012 (9/1/2011 - 8/31/2012) from Regional Offices Region 01 Region 02 Region 03 Region 04 Region 05 Region 06 Region 07 Region 08 Region 09 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 TOTALS AGRI 14 0 11 44 16 0 1 0 2 0 1 0 0 0 0 0 89 AIR 53 10 63 172 58 42 68 13 40 121 21 440 46 54 4 23 1,228 DC 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 EA 0 0 0 0 0 0 0 0 0 0 25 0 19 0 0 0 44 IHW 3 8 0 12 4 3 12 1 2 5 8 60 7 9 8 1 143 MSW 5 12 4 28 13 31 7 7 21 35 17 33 19 26 21 15 294 T-23 OSSF 9 1 0 17 18 3 0 2 0 75 0 7 2 0 0 8 142 PST 0 4 2 199 0 23 2 4 3 4 10 303 4 10 4 16 628 PWS 13 65 65 120 206 26 4 17 114 111 67 305 64 61 28 20 1,286 WQ 36 32 65 219 69 41 13 22 50 139 101 438 51 76 41 21 1,414 WR 0 0 2 1 1 0 0 0 2 1 0 0 3 0 1 0 11 MM 4 8 5 27 16 18 1 4 17 11 10 33 9 39 14 5 221 TOTAL 137 140 217 839 401 187 108 70 251 543 260 1,619 224 275 121 109 5,501 Table T-16: Notices of Violation Issued (Mailed) FY 2011 (9/1/2010 – 8/31/2011) from Regional Offices Table T-16: Notices of Violation Issued (Mailed) FY 2011 (9/1/2010 - 8/31/2011) from Regional Offices Region 01 Region 02 Region 03 Region 04 Region 05 Region 06 Region 07 Region 08 Region 09 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 TOTALS AGRI 8 4 11 41 21 1 0 2 3 0 2 0 1 1 0 0 95 AIR 38 8 38 193 83 22 77 10 58 116 22 450 44 61 21 25 1,266 DC 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 EA 0 0 0 0 0 0 0 0 0 0 34 0 17 0 0 0 51 IHW 2 13 0 17 9 4 11 7 4 14 5 93 7 13 10 1 210 MSW 9 11 6 30 13 15 7 12 20 33 16 20 35 20 23 9 279 T-24 OSSF 3 0 0 19 34 2 1 1 0 79 0 11 0 0 0 9 159 PST 1 4 11 194 0 75 4 14 4 57 11 385 10 15 12 6 803 PWS 9 44 51 136 196 16 8 24 108 154 78 348 68 81 39 24 1,384 WQ 44 31 85 184 75 22 10 20 81 132 88 471 53 88 36 21 1,441 WR 0 0 2 0 5 1 0 2 0 2 0 2 0 1 9 1 25 MM 2 10 3 10 14 13 2 8 9 13 12 48 7 30 24 3 208 TOTAL 116 125 207 824 450 171 120 100 287 601 268 1,828 242 310 174 99 5,922 Table T-17: Notices of Violation Issued (Mailed) FY 2010 (9/1/2009 – 8/31/2010) from Regional Offices Table T-17: Notices of Violation Issued (Mailed) FY 2010 (9/1/2009 - 8/31/2010) from Regional Offices Region 01 Region 02 Region 03 Region 04 Region 05 Region 06 Region 07 Region 08 Region 09 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 TOTALS AGRI 17 6 11 53 38 0 0 2 7 0 0 2 0 1 0 0 137 AIR 43 16 28 165 69 30 92 17 65 138 17 498 48 43 23 35 1,327 DC 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 EA 0 0 0 0 0 0 0 0 0 0 48 0 23 0 0 0 71 IHW 13 6 0 27 6 4 13 13 3 7 5 80 15 13 7 1 213 MSW 13 21 2 26 7 13 9 16 41 42 9 30 20 17 19 6 291 T-25 OSSF 13 1 2 28 25 0 0 3 0 84 1 25 0 0 0 0 182 PST 26 50 16 230 9 44 3 35 46 88 50 462 55 30 88 14 1,246 PWS 6 49 77 122 177 20 7 26 105 102 65 338 67 64 42 31 1,298 WQ 59 44 92 191 110 27 18 43 89 167 187 434 112 78 47 29 1,727 WR 0 0 5 1 8 0 0 5 0 0 0 3 1 2 3 2 30 MM 4 6 15 15 16 36 1 7 10 11 17 53 13 32 9 1 246 TOTAL 194 199 248 859 465 174 143 167 366 639 399 1,925 354 280 238 119 6,769 Table T-18: Notices of Violation Issued (Mailed) FY 2009 (9/1/2008 – 8/31/2009) from Regional Offices Region 1 Region 2 Region 3 Region 4 Region 5 Region 6 Region 7 Region 8 Region 9 Region 10 Region 11 Region 12 Region 13 Region 14 Region 15 Region 16 TOTALS Table T-18: Notices of Violation Issued (Mailed) FY 2009 (9/1/2008 - 8/31/2009) from Regional Offices AGRI AIR EA IHW MSW OSSF PST PWS RAD WQ WR UIC MM 27 41 0 15 8 8 60 19 0 48 0 2 0 19 35 0 16 19 4 55 73 0 71 0 0 6 6 33 0 6 9 1 48 115 0 158 1 0 2 85 219 0 44 59 31 373 186 0 263 2 0 8 34 84 0 9 7 71 3 280 0 150 4 0 18 0 56 0 33 28 0 77 45 0 55 0 0 19 0 91 0 25 9 0 1 6 0 40 0 0 0 6 31 0 27 35 7 39 51 0 66 1 0 9 2 70 0 38 87 0 125 311 0 181 0 0 8 2 182 0 9 28 96 47 192 0 187 0 2 3 0 62 23 16 18 5 44 128 0 136 0 0 21 0 398 0 62 46 8 307 438 0 370 0 2 6 1 81 48 12 21 0 38 203 0 119 2 0 9 2 87 0 52 25 0 63 124 0 145 0 3 17 1 43 0 45 50 1 81 59 0 99 8 0 15 0 15 0 1 15 0 20 52 0 45 0 0 1 183 1,528 71 411 464 232 1,381 2,282 0 2,133 18 9 142 T-26 TOTAL 228 298 379 1,271 660 313 172 272 822 746 453 1,637 534 518 402 149 8,854 Table T-19: Notices of Violation Issued (Mailed) FY 2014 (9/1/2013 – 8/31/2014) from Central Office Table T-19: Notices of Violation Issued (Mailed) FY 2014 (9/1/2013 - 8/31/2014) from Central Office AIR DC IHW MSW OC PST PWS RAD WQ WR MM TOTAL Region 1 0 0 0 0 1 0 304 0 0 0 0 305 Region 2 0 0 0 0 0 0 749 0 0 0 0 749 Region 3 0 0 0 0 0 0 364 0 3 6 0 373 Region 4 2 0 0 0 6 0 1,085 0 4 6 0 1,103 Region 5 2 0 0 0 3 0 538 0 9 4 0 556 Region 6 1 0 0 0 0 0 246 0 1 0 0 248 Region 7 0 0 0 0 0 0 492 0 0 0 0 492 Region 8 0 0 0 0 0 0 206 0 2 0 0 208 Region 9 1 0 0 0 1 0 555 0 3 1 0 561 Region 10 2 0 0 0 0 0 605 0 5 6 0 618 Region 11 0 0 0 0 2 0 619 0 1 0 0 622 Region 12 9 0 0 0 5 0 2,360 0 15 1 0 2,390 Region 13 0 0 0 0 1 0 970 1 3 0 0 975 Region 14 2 0 0 0 0 0 354 0 4 0 0 360 Region 15 0 0 0 0 0 0 114 0 4 0 0 118 Region 16 0 0 0 0 0 0 379 0 2 0 0 381 TOTALS 19 0 0 0 19 0 9,940 1 56 24 0 10,059 Most of the Central Office Notices of Violation resulted from review of self-reported data from PWS systems (9,940) T-27 Table T-20: Notices of Violation Issued (Mailed) FY 2013 (9/1/2012 – 8/31/2013) from Central Office Table T-20: Notices of Violation Issued (Mailed) FY 2013 (9/1/2012 - 8/31/2013) from Central Office AGRI AIR DC IHW MSW OC PST PWS RAD WQ MM TOTAL Region 1 0 0 0 0 0 1 0 273 0 0 0 274 Region 2 0 0 0 0 0 0 0 824 0 0 0 824 Region 3 0 0 0 0 0 0 0 273 0 3 0 276 Region 4 0 2 0 0 0 14 0 646 0 13 0 675 Region 5 0 0 0 0 0 16 0 258 0 6 1 281 Region 6 0 0 0 0 0 0 0 141 0 1 0 142 Region 7 0 0 0 0 0 0 0 480 0 0 0 480 Region 8 0 0 0 0 0 0 0 205 0 1 0 206 Region 9 0 0 0 0 0 1 0 373 0 8 0 382 Region 10 0 1 0 0 0 0 0 511 0 4 0 516 Region 11 0 1 0 0 0 4 0 469 0 3 0 477 Region 12 0 2 0 0 0 5 0 1,585 0 20 1 1,613 Region 13 0 3 0 0 0 5 0 540 0 12 0 560 Region 14 0 1 0 0 0 0 0 365 0 6 0 372 Region 15 0 0 0 0 0 0 0 116 0 4 0 120 Region 16 0 0 0 0 0 0 0 229 1 3 0 233 TOTALS 0 10 0 0 0 46 0 7,288 1 84 2 7,431 Most of the Central Office Notices of Violation resulted from review of self-reported data from PWS systems (7,280) T-28 Table T-21: Notices of Violation Issued (Mailed) FY 2012 (9/1/2011 – 8/31/2012) from Central Office Table T-21: Notices of Violation Issued (Mailed) FY 2012 (9/1/2011 - 8/31/2012) from Central Office AGRI AIR DC IHW MSW OC PST PWS WQ MM TOTAL Region 1 0 0 0 0 2 0 0 247 2 0 251 Region 2 0 1 0 0 0 0 0 812 0 0 813 Region 3 0 6 0 0 0 1 0 335 2 1 345 Region 4 0 36 0 0 2 29 7 835 12 1 922 Region 5 0 0 0 0 0 0 2 279 2 0 283 Region 6 0 0 0 0 0 0 1 169 3 0 173 Region 7 0 2 0 0 0 0 0 535 0 0 537 Region 8 0 0 0 0 0 0 0 229 0 0 229 Region 9 0 1 0 0 2 2 0 405 11 1 422 Region 10 0 0 0 0 1 0 3 642 2 1 649 Region 11 0 0 0 0 0 6 0 612 3 0 621 Region 12 0 11 0 0 0 11 8 2,073 18 1 2,122 Region 13 0 4 0 0 0 0 1 649 1 0 655 Region 14 0 1 0 0 0 0 0 539 1 1 542 Region 15 0 0 0 0 3 1 1 125 4 0 134 Region 16 0 2 0 0 2 0 0 268 1 0 273 TOTALS 0 64 0 0 12 50 23 8,756 62 6 8,973 Most of the Central Office Notices of Violation resulted from review of self-reported data from PWS systems (8,743) T-29 Table T-22: Notices of Violation Issued (Mailed) FY 2011 (9/1/2010 – 8/31/2011) from Central Office Table T-22: Notices of Violation Issued (Mailed) FY 2011 (9/1/2010 - 8/31/2011) from Central Office AGRI AIR DC IHW MSW OC PST PWS WQ MM TOTAL Region 1 0 2 0 0 0 0 0 107 2 2 113 Region 2 0 0 0 0 0 0 0 888 0 0 888 Region 3 0 0 0 0 0 4 1 180 1 0 186 Region 4 0 4 2 0 1 50 13 747 5 1 823 Region 5 0 1 0 0 0 8 0 403 1 1 414 Region 6 0 1 0 0 0 1 1 239 0 0 242 Region 7 0 1 0 0 0 1 1 343 0 0 346 Region 8 0 0 0 0 0 0 1 57 2 1 61 Region 9 0 0 0 0 3 15 1 394 3 1 417 Region 10 0 3 0 0 0 0 2 696 0 3 704 Region 11 0 0 0 0 0 14 3 576 1 0 594 Region 12 0 7 0 0 0 22 16 1,796 9 1 1,851 Region 13 0 1 0 1 2 3 0 723 0 1 731 Region 14 0 1 0 0 0 3 4 234 1 1 244 Region 15 0 1 0 0 3 0 1 93 0 1 99 Region 16 0 1 0 0 1 0 0 192 0 2 196 TOTALS 0 23 2 1 10 117 44 7,668 25 15 7,905 Most of the Central Office Notices of Violation resulted from review of self-reported data from PWS systems (7,514) T-30 Table T-23: Notices of Violation Issued (Mailed) FY 2010 (9/1/2009 – 8/31/2010) from Central Office Table T-23: Notices of Violation Issued (Mailed) FY 2010 (9/1/2009 - 8/31/2010) from Central Office AGRI AIR DC IHW MSW OC PST PWS WQ MM TOTAL Region 1 0 2 0 0 0 1 0 105 11 1 120 Region 2 0 0 0 0 1 0 1 430 1 0 433 Region 3 0 1 0 0 1 2 1 190 11 0 206 Region 4 0 7 0 2 6 25 16 699 31 1 787 Region 5 0 2 0 0 1 3 2 277 26 1 312 Region 6 0 1 0 0 2 0 2 198 5 0 208 Region 7 0 0 0 0 1 0 2 354 5 0 362 Region 8 0 0 0 0 1 0 1 181 3 2 188 Region 9 0 1 0 0 1 7 1 418 27 2 457 Region 10 0 3 0 0 1 1 7 377 16 2 407 Region 11 0 1 0 0 1 20 3 355 14 1 395 Region 12 0 14 1 0 1 13 17 1,452 125 4 1,627 Region 13 0 1 0 0 5 6 2 413 7 3 437 Region 14 0 0 0 0 2 1 4 322 24 2 355 Region 15 0 1 0 0 2 0 1 76 11 1 92 Region 16 0 2 0 0 4 0 0 129 4 0 139 TOTALS 0 36 1 2 30 79 60 5,976 321 20 6,525 Most of the Central Office Notices of Violation resulted from review of self-reported data from PWS systems (5,936) T-31 Table T-24: Notices of Violation Issued (Mailed) FY 2009 (9/1/2008 – 8/31/2009) from Central Office Table T-24: Notices of Violation Issued (Mailed) FY 2009 (9/1/2008 - 8/31/2009) from Central Office AGRI AIR DC IHW MSW OC PST PWS WQ MM TOTAL Region 1 0 0 0 0 0 0 0 62 3 0 65 Region 2 0 9 0 0 0 0 0 100 1 0 110 Region 3 0 1 0 0 0 0 0 49 2 0 52 Region 4 0 3 0 0 0 24 0 266 35 0 328 Region 5 0 3 0 0 0 6 0 104 11 0 124 Region 6 0 0 0 0 0 0 0 74 1 0 75 Region 7 0 0 0 0 0 0 0 49 0 0 49 Region 8 0 0 0 0 0 0 0 20 3 0 23 Region 9 0 0 0 0 0 0 0 99 26 0 125 Region 10 0 2 0 0 0 0 0 103 20 0 126 Region 11 0 0 0 0 0 11 0 155 5 0 171 Region 12 0 1 0 0 0 8 0 796 65 0 870 Region 13 0 0 0 0 0 18 0 221 4 0 243 Region 14 0 0 0 0 0 0 0 111 7 0 118 Region 15 0 0 0 0 0 0 0 23 5 0 28 Region 16 0 0 0 0 0 0 0 44 2 0 46 TOTALS 0 19 0 0 0 67 0 2,276 190 1 2,553 Most of the Central Office Notices of Violation resulted from review of self-reported data from PWS systems (2,276) T-32 Table T-25: Summary of Administrative Orders Issued FY 2014 TABLE T-25: SUMMARY OF ADMINISTRATIVE ORDERS ISSUED FY 2014 PROGRAMS NUMBER OF ORDERS ISSUED AGRICULTURE AIR DRY CLEANERS INDUSTRIAL AND HAZARDOUS 23 WASTE MUNICIPAL SOLID WASTE OCCUPATIONAL CERTIFICATION PETROLEUM STORAGE TANKS PUBLIC WATER 24 SUPPLY WATER RIGHTS WATER QUALITY MULTI-MEDIA ASSESSED PAYABLE PENALTY SEP CONDITIONAL OFFSET 3 $12,866 $250 $12,616 $0 231 $5,184,041 $586,024 $2,970,545 $1,627,472 1 $4,550 $0 $4,550 $0 10 $603,067 $50,711 $530,941 $21,415 37 $333,402 $37,823 $288,939 $6,640 19 $16,921 $474 $16,447 $0 682 $4,339,350 $527,093 $3,768,140 $44,117 391 $527,148 $121,424 $399,123 $6,601 24 $27,370 $6,158 $21,212 $0 260 $2,235,545 $365,625 $1,329,560 $540,360 50 $806,905 $192,548 $508,647 $105,710 $534,000 $0 $267,000 $267,000 $14,625,165 $1,888,130 $10,117,720 $2,619,315 STIPULATED PENALTIES COLLECTED TOTALS DEFERRED 1,708 23 Includes Underground Injection Control and Emergency Response cases. 24 Includes Water Utility cases. T-33 Table T-26: Summary of Administrative Orders Issued FY 2013 TABLE T-26: SUMMARY OF ADMINISTRATIVE ORDERS ISSUED FY 2013 PROGRAMS NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP CONDITIONAL OFFSET 10 $88,545 $13,557 $74,988 $0 226 $3,950,729 $461,515 $2,508,942 $980,272 2 $6,000 $200 $5,800 $0 23 $943,277 $126,843 $485,443 $330,991 58 $552,389 $63,270 $481,987 $7,132 41 $30,187 $1,856 $28,331 $0 1,079 $6,004,481 $937,290 $4,979,833 $87,358 250 $498,503 $29,714 $455,951 $12,838 25 $85,019 $16,262 $24,393 $44,364 WATER QUALITY 385 $4,863,443 $1,118,396 $2,791,722 $953,325 MULTI-MEDIA 83 $1,262,232 $651,505 $563,019 $47,708 $540,000 $0 $270,000 $270,000 $18,824,805 $3,420,408 $12,670,409 $2,733,988 AGRICULTURE AIR DRY CLEANERS INDUSTRIAL AND HAZARDOUS 25 WASTE MUNICIPAL SOLID WASTE OCCUPATIONAL CERTIFICATION PETROLEUM STORAGE TANKS PUBLIC WATER 26 SUPPLY WATER RIGHTS STIPULATED PENALTIES COLLECTED TOTALS 2,182 25 Includes Underground Injection Control and Emergency Response cases. 26 Includes Water Utility cases. T-34 Table T-27: Summary of Administrative Orders Issued FY 2012 TABLE T-27: SUMMARY OF ADMINISTRATIVE ORDERS ISSUED FY 2012 PROGRAMS NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP CONDITIONAL OFFSET 11 $33,265 $4,358 $28,907 $0 241 $6,341,818 $762,477 $3,639,518 $1,939,823 2 $12,586 $1,000 $11,586 $0 26 $435269 $76,618 $316,963 $41,688 71 $738,411 $68,706 $666,685 $3,020 27 $17,786 $691 $17,095 $0 803 $4,279,030 $570,847 $3,643,259 $64,924 222 $577,463 $33,696 $532,315 $11,452 WATER QUALITY 319 $2,880,685 $417,731 $1,973,286 $489,668 MULTI-MEDIA 104 $745,056 $102,131 $606,642 $36,283 $248,500 $0 $124,250 $124,250 $16,309,869 $2,038,255 $11,560,506 $2,711,108 AGRICULTURE AIR DRY CLEANERS INDUSTRIAL AND HAZARDOUS 27 WASTE MUNICIPAL SOLID WASTE OCCUPATIONAL CERTIFICATION PETROLEUM STORAGE TANKS PUBLIC WATER SUPPLY 28 STIPULATED PENALTIES COLLECTED TOTALS 1,826 27 Includes Underground Injection Control and Emergency Response cases. 28 Includes Water Rights and Water Utility cases. T-35 Table T-28: Summary of Administrative Orders Issued FY 2011 TABLE T-28: SUMMARY OF ADMINISTRATIVE ORDERS ISSUED FY 2011 PROGRAMS NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP CONDITIONAL OFFSET AGRICULTURE 13 $55,463 $6,828 $48,635 $0 AIR 311 $8,965,434 $1,065,321 $4,844,406 $3,055,707 3 $8,793 $1,738 $7,055 $0 INDUSTRIAL AND HAZARDOUS WASTE 29 33 $1,425,527 $229,966 $768,562 $428,049 MUNICIPAL SOLID WASTE 74 $637,442 $34,313 $513,754 $89,375 OCCUPATIONAL CERTIFICATION 51 $51,321 $1,935 $49,386 $0 PETROLEUM STORAGE TANKS 450 $3,027,118 $433,722 $2,581,399 $11,997 PUBLIC WATER SUPPLY 30 190 $591,976 $26,173 $563,373 $2,430 WATER QUALITY 392 $4,268,730 $619,234 $2,524,503 $1,124,993 MULTI-MEDIA 111 $1,075,639 $78,719 $681,345 $315,575 1,628 $20,108,493 $2,497,949 $12,582,418 $5,028,126 DRY CLEANERS TOTALS 29 Includes Underground Injection Control and Emergency Response cases. 30 Includes Water Rights and Water Utility cases. T-36 Table T-29: Summary of Administrative Orders Issued FY 2010 TABLE T-29: SUMMARY OF ADMINISTRATIVE ORDERS ISSUED FY 2010 PROGRAMS NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP CONDITIONAL 31 OFFSET 23 $141,890 $22,643 $119,247 $0 343 $8,200,123 $928,358 $4,889,985 $2,381,780 DRY CLEANERS 4 $8,825 $981 $7,844 $0 INDUSTRIAL AND HAZARDOUS 32 WASTE 19 $612,335 $158,434 $285,705 $168,196 MUNICIPAL SOLID WASTE 60 $370,644 $27,535 $327,609 $15,500 OCCUPATIONAL CERTIFICATION 66 $41,020 $3,982 $37,038 $0 PETROLEUM STORAGE TANKS 395 $3,024,824 $373,112 $2,534,871 $116,841 PUBLIC WATER 33 SUPPLY 223 $681,723 $43,640 $472,463 $165,620 WATER QUALITY 389 $3,185,678 $541,643 $1,988,642 $655,393 MULTI-MEDIA 118 $814,836 $113,565 $646,117 $55,154 1,640 $17,081,898 $2,213,893 $11,309,521 $3,558,484 AGRICULTURE AIR TOTALS 31 The SEP Cost category was deleted in FY 2010 since the Litigation Division no longer reports cost as part of the SEP Program 32 Includes Underground Injection Control and Emergency Response cases. 33 Includes Water Rights and Water Utility cases. T-37 Table T-30: Summary of Administrative Orders Issued FY 2009 TABLE T-30: SUMMARY OF ADMINISTRATIVE ORDERS ISSUED FY 2009 PROGRAMS NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP COST SEP CONDITIONAL OFFSET 24 $131,580 $21,849 $105,153 $4,578 $4,578 400 $10,501,393 $931,215 $5,707,538 $3,862,640 $3,862,640 16 $22,657 $0 $22,657 $0 $0 30 $1,186,665 $36,052 $790,001 $360,612 $360,612 77 $414,038 $24,666 $358,600 $30,772 $30,772 OCCUPATIONAL CERTIFICATION 37 $32,954 $1,444 $31,510 $0 $0 PETROLEUM STORAGE TANKS 417 $4,080,511 $478,120 $3,490,871 $111,520 $111,520 PUBLIC WATER 35 SUPPLY 227 $640,757 $72,561 $474,249 $93,947 $93,947 WATER QUALITY 390 $3,176,020 $656,739 $1,698,454 $820,827 $820,827 MULTI-MEDIA 138 $3,239,950 $304,123 $1,845,511 $1,090,316 $1,090,316 1,756 $23,426,525 $2,526,769 $14,524,544 $6,375,212 $6,375,212 AGRICULTURE AIR DRY CLEANERS INDUSTRIAL AND HAZARDOUS 34 WASTE MUNICIPAL SOLID WASTE TOTALS 34 Includes Underground Injection Control and Emergency Response cases. 35 Includes Water Rights and Water Utility cases. T-38 Table T-31: Summary of Civil Judicial Orders Issued FY 2014 TABLE T-31: SUMMARY OF CIVIL JUDICIAL ORDERS ISSUED FY 2014 PROGRAMS NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP CONDITIONAL OFFSET 36 AGRICULTURE 0 $0 $0 $0 $0 AIR 7 $895,790 $0 $895,790 $0 INDUSTRIAL AND HAZARDOUS WASTE 37 1 $48,974 $0 $48,974 $0 MUNICIPAL SOLID WASTE 2 $247,625 $0 $247,625 $0 OCCUPATIONAL CERTIFICATION 0 $0 $0 $0 $0 PETROLEUM STORAGE TANKS 6 $322,118 $0 $322,118 $0 PUBLIC WATER SUPPLY 38 0 $0 $0 $0 $0 WATER QUALITY 4 $1,343,845 $5,250 $1,338,595 $0 MULTI-MEDIA 3 $3,325,668 $0 $3,325,668 $0 23 $6,184,020 $5,250 $6,178,770 $0 TOTALS 36 Beginning in FY 2014, the OAG no longer approves SEPs. 37 Includes Underground Injection Control, Dry Cleaners, and Emergency Response cases. 38 Includes Water Rights and Water Utility cases. T-39 Table T-32: Summary of Civil Judicial Orders Issued FY 2013 TABLE T-32: SUMMARY OF CIVIL JUDICIAL ORDERS ISSUED FY 2013 PROGRAMS NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP CONDITIONAL OFFSET AGRICULTURE 3 $372,500 $10,000 $362,500 $0 AIR 4 $302,063 $69,375 $93,938 $138,750 INDUSTRIAL AND HAZARDOUS WASTE 39 5 $1,113,697 $0 $1,113,697 $0 MUNICIPAL SOLID WASTE 7 $178,009 $7,000 $171,009 $0 OCCUPATIONAL CERTIFICATION 0 $0 $0 $0 $0 PETROLEUM STORAGE TANKS 9 $2,100,598 $0 $2,100,598 $0 PUBLIC WATER SUPPLY 40 2 $292,414 $0 $292,414 $0 WATER QUALITY 4 $64,846 $64,846 $0 $0 MULTI-MEDIA 9 $8,197,125 $1,500,000 $6697,125 $0 43 $12,621,251 $1,651,221 $10,831,280 $138,750 TOTALS 39 Includes Underground Injection Control and Emergency Response cases. 40 Includes Water Rights and Water Utility cases. T-40 Table T-33: Summary of Civil Judicial Orders Issued FY 2012 TABLE T-33: SUMMARY OF CIVIL JUDICIAL ORDERS ISSUED FY 2012 PROGRAMS NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP CONDITIONAL OFFSET AGRICULTURE 0 $0 $0 $ $0 AIR 10 $49,819,025 $49,000 $49,770,025 $49,000 INDUSTRIAL AND HAZARDOUS WASTE 41 4 $4,681,400 $0 $4,681,400 $0 MUNICIPAL SOLID WASTE 9 $745,032 $0 $745,032 $0 OCCUPATIONAL CERTIFICATION 0 $0 $0 $0 $0 PETROLEUM STORAGE TANKS 6 $228,098 $0 $228,098 $0 PUBLIC WATER SUPPLY 42 6 $334,800 $0 $334,800 $0 WATER QUALITY 7 $389,237 $36,250 $352,987 $72,500 MULTI-MEDIA 6 $1,386,800 $0 $1,386,800 $0 48 $57,584,392 $85,250 $57,499,142 $121,500 TOTALS 41 Includes Underground Injection Control and Emergency Response cases. 42 Includes Water Rights and Water Utility cases. T-41 Table T-34: Summary of Civil Judicial Orders Issued FY 2011 TABLE T-34: SUMMARY OF CIVIL JUDICIAL ORDERS ISSUED FY 2011 PROGRAMS NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP CONDITIONAL OFFSET AGRICULTURE 1 $633,333 $0 $633,333 $0 AIR 3 $63,300 $0 $63,300 $0 INDUSTRIAL AND HAZARDOUS WASTE 43 1 $200,000 $100,000 $0 $100,000 MUNICIPAL SOLID WASTE 4 $214,155 $40,000 $174,155 $0 OCCUPATIONAL CERTIFICATION 0 $0 $0 $0 $0 PETROLEUM STORAGE TANKS 8 $774,570 $21,000 $753,570 $0 PUBLIC WATER SUPPLY 44 0 $0 $0 $0 $0 WATER QUALITY 6 $181,817 $47,307 $119,510 $15,000 MULTI-MEDIA 6 $2,518,796 $0 $2,518,796 $0 29 $4,585,971 $208,307 $4,262,664 $115,000 TOTALS 43 Includes Underground Injection Control and Emergency Response cases. 44 Includes Water Rights and Water Utility cases. T-42 Table T-35: Summary of Civil Judicial Orders Issued FY 2010 TABLE T-35: SUMMARY OF CIVIL JUDICIAL ORDERS ISSUED FY 2010 PROGRAMS NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP CONDITIONAL 45 OFFSET AGRICULTURE 0 $0 $0 $0 $0 AIR 4 $1,975,312 $955,000 $1,020,312 $950,000 INDUSTRIAL AND HAZARDOUS WASTE 46 1 $0 $0 $0 $0 MUNICIPAL SOLID WASTE 9 $332,350 $50,000 $282,350 $0 OCCUPATIONAL CERTIFICATION 1 $31,800 $0 $31,800 $0 PETROLEUM STORAGE TANKS 2 $149,800 $0 $149,800 $0 PUBLIC WATER SUPPLY 47 3 $310,500 $0 $310,500 $0 WATER QUALITY 3 $596,850 $500,000 $96,850 $375,000 MULTI-MEDIA 4 $225,348 $75,000 $225,348 $20,000 27 $3,621,960 $1,580,000 $2,116,960 $1,345,000 TOTALS 45 The SEP Cost category was deleted in FY 2010 since the Litigation Division no longer reports cost as part of the SEP program. 46 Includes Underground Injection Control and Emergency Response cases. 47 Includes Water Rights and Water Utility cases. T-43 Table T-36: Summary of Civil Judicial Orders Issued FY 2009 TABLE T-36: SUMMARY OF CIVIL JUDICIAL ORDERS ISSUED FY 2009 PROGRAMS NUMBER OF ORDERS ISSUED ASSESSED DEFERRED PAYABLE PENALTY SEP COST SEP CONDITIONAL OFFSET AGRICULTURE 0 $0 $0 $0 $0 $0 AIR 1 $36,250 $0 $36,250 $0 $0 INDUSTRIAL AND HAZARDOUS WASTE 48 2 $435,020 $0 $435,020 $0 $0 MUNICIPAL SOLID WASTE 9 $2,878,599 $40,000 $2,838,599 $0 $0 OCCUPATIONAL CERTIFICATION 0 $0 $0 $0 $0 $0 PETROLEUM STORAGE TANKS 4 $744,176 $0 $744,176 $0 $0 PUBLIC WATER SUPPLY 49 3 $210,000 $80,000 $130,000 $0 $0 WATER QUALITY 4 $81,500 $0 $81,500 $0 $0 MULTI-MEDIA 6 $6,907,800 $1,142,500 $5,765,300 $1,125,000 $1,125,000 29 $11,293,345 $1,262,500 $10,030,845 $1,125,000 $1,125,000 TOTALS 48 Includes Underground Injection Control and Emergency Response cases. 49 Includes Water Rights and Water Utility cases. T-44 Appendices Appendix Descriptions: Administrative Orders Appendix 1: List of Administrative Enforcement Orders Issued During Fiscal Year 2014 Appendix 2: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2014 Appendix 3: List of Administrative Enforcement Orders Issued During Fiscal Year 2013 Appendix 4: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2013 Appendix 5: List of Administrative Enforcement Orders Issued During Fiscal Year 2012 Appendix 6: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2012 Appendix 7: List of Administrative Enforcement Orders Issued During Fiscal Year 2011 Appendix 8: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2011 Appendix 9: List of Administrative Enforcement Orders Issued During Fiscal Year 2010 Appendix 10: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2010 Appendix 11: List of Administrative Enforcement Orders Issued During Fiscal Year 2009 Appendix 12: Summary of Supplemental Environmental Projects Approved in Administrative Orders Issued in Fiscal Year 2009 Court Orders Appendix 13: List of Civil Judicial Orders Issued Through Representation by the Attorney General’s Office for Fiscal Year 2014 Appendix 14: List of Civil Judicial Orders Issued Through Representation by the Attorney General’s Office for Fiscal Year 2013 Appendix 15: List of Civil Judicial Orders Issued Through Representation by the Attorney General’s Office for Fiscal Year 2012 Appendix 16: List of Civil Judicial Orders Issued Through Representation by the Attorney General’s Office for Fiscal Year 2011 Appendix 17: List of Civil Judicial Orders Issued Through Representation by the Attorney General’s Office for Fiscal Year 2010 Appendix 18: List of Civil Judicial Orders Issued Through Representation by the Attorney General’s Office for Fiscal Year 2009 Criminal Convictions Appendix 19: Description of Each Criminal Conviction Obtained in Fiscal Year 2014 Appendix 20: Description of Each Criminal Conviction Obtained in Fiscal Year 2013 Appendix 21: Description of Each Criminal Conviction Obtained in Fiscal Year 2012 Appendix 22: Description of Each Criminal Conviction Obtained in Fiscal Year 2011 Appendix 23: Description of Each Criminal Conviction Obtained in Fiscal Year 2010 Appendix 24: Description of Each Criminal Conviction Obtained in Fiscal Year 2009 Appendix 1: List of Administrative Orders Issued FY 2014 Singles Programs Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0028-AIR-E BRAZORIA 9/12/2013 $18,750 $3,750 $15,000 $0 Flint Hills Resources Port Arthur, LLC 2013-0164-AIR-E JEFFERSON 9/12/2013 $21,563 $4,312 $8,626 $8,625 Saint-Gobain Ceramics & Plastics, Inc. 2013-0294-AIR-E BRAZOS 9/12/2013 $8,063 $1,612 $6,451 $0 2013-0250-AIR-E HARRISON 9/12/2013 $17,325 $3,465 $13,860 $0 2013-0266-AIR-E BRAZORIA 9/12/2013 $250,000 $0 $125,000 $125,000 AQ 45906 Arrowhead Pipeline, L.P. AQ 46049 AQ 46190 AQ 46103 Prism Gas Systems I, L.P AQ 46155 BASF Corporation AQ 46083 APAC-Texas, Inc. 2013-0198-AIR-E MCLENNAN 9/12/2013 $1,712 $0 $1,712 $0 AQ 46171 Chevron Phillips Chemical Company LP 2013-0312-AIR-E JEFFERSON 9/12/2013 $30,000 $6,000 $12,000 $12,000 AQ 46290 BASF Corporation 2013-0400-AIR-E JEFFERSON 9/12/2013 $9,360 $1,872 $3,744 $3,744 AQ 45985 WM Resource Recovery & Recycling Center, Inc. 2013-0104-AIR-E CHAMBERS 9/12/2013 $10,826 $2,165 $8,661 $0 AQ 46581 DCP Midstream, LP 2013-0671-AIR-E HUTCHINSON 9/12/2013 $25,400 $0 $12,700 $12,700 AQ 46355 J Ferg Coatings, LLC 2013-0455-AIR-E LUBBOCK 9/14/2013 $1,125 $225 $900 $0 AQ 45606 ConocoPhillips Company 2012-2598-AIR-E *MULTIPLE 9/14/2013 $3,188 $637 $2,551 $0 AQ 46299 Atmos Energy Corporation 2013-0412-AIR-E CLAY 9/14/2013 $2,813 $562 $2,251 $0 AQ 46551 CJB Construction, Inc. 2013-0648-AIR-E BRAZOS 9/14/2013 $4,374 $874 $3,500 $0 AQ 46147 INVISTA S.a r.l. 2013-0275-AIR-E HARRIS 9/14/2013 $5,550 $1,110 $2,220 $2,220 AQ 46086 Juan Felipe Galvez 2013-0200-AIR-E TOM GREEN 9/26/2013 $3,375 $675 $2,700 $0 AQ 44779 OVERSTREET-HUGHES CO., INC. 2012-1687-AIR-E DALLAS 9/26/2013 $6,175 $1,235 $4,940 $0 AQ 45197 J. M. Holm & Co., Inc. 2012-2073-AIR-E BRAZORIA 9/26/2013 $4,087 $817 $3,270 $0 AQ 46630 Flint Hills Resources Houston Chemical, LLC 2013-0720-AIR-E HARRIS 9/26/2013 $1,980 $396 $1,584 $0 AQ 46353 ESCONDIDO RESOURCES II, LLC 2013-0456-AIR-E MCMULLEN 9/26/2013 $2,500 $500 $2,000 $0 AQ 44034 Superior Crude Gathering, Inc. 2012-0945-AIR-E SAN PATRICIO 9/30/2013 $215,600 $0 $107,800 $107,800 AQ 44461 Maximus Coffee Group, LP 2012-1316-AIR-E HARRIS 9/30/2013 $10,884 $2,176 $8,708 $0 AQ 45826 WTG Jameson, LP 2012-2691-AIR-E COKE 9/30/2013 $21,264 $4,252 $17,012 $0 AQ 44757 Motiva Enterprises LLC 2012-1628-AIR-E JEFFERSON 9/30/2013 $28,688 $5,737 $11,476 $11,475 AQ 46397 Equistar Chemicals, LP 2013-0504-AIR-E NUECES 9/30/2013 $15,000 $3,000 $6,000 $6,000 AQ 43078 MONTOYA, JESUS 2011-2251-AIR-E TRINITY 10/2/2013 $2,625 $0 $2,625 $0 AQ 46637 Texas A&M University 2013-0737-AIR-E BRAZOS 10/3/2013 $2,013 $402 $1,611 $0 AQ 46530 Wise Disposal Ventures II, LP 2013-0636-AIR-E WISE 10/3/2013 $1,188 $238 $950 $0 AQ 46179 Akzo Nobel Polymer Chemicals LLC 2013-0295-AIR-E HARRIS 10/18/2013 $15,750 $3,150 $12,600 $0 AQ 46257 Diamond Shamrock Refining Company, L.P. 2013-0368-AIR-E MOORE 10/18/2013 $34,388 $6,877 $13,756 $13,755 AQ 45990 WTG Gas Processing, L.P. 2013-0119-AIR-E HOWARD 10/18/2013 $48,376 $9,675 $38,701 $0 AQ 45716 Equistar Chemicals, LP 2012-2572-AIR-E HARRIS 10/18/2013 $17,848 $3,569 $7,140 $7,139 AQ 46245 KM Liquids Terminals, L. P. 2013-0369-AIR-E HARRIS 10/18/2013 $100,000 $0 $50,000 $50,000 AQ 46384 Shintech Incorporated 2013-0470-AIR-E BRAZORIA 10/18/2013 $45,000 $9,000 $36,000 $0 AQ 46638 Regency Field Services LLC 2013-0725-AIR-E MCMULLEN 10/21/2013 $3,750 $750 $3,000 $0 AQ 46771 General Cable Texas Operations L.P. 2013-0870-AIR-E HARRISON 10/21/2013 $2,813 $562 $2,251 $0 Page 1 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0304-AIR-E JEFFERSON 11/1/2013 $22,500 $4,500 $9,000 $9,000 2013-0305-AIR-E HARRIS 11/1/2013 $2,525 $505 $2,020 $0 DCP Midstream, LP 2013-0760-AIR-E FAYETTE 11/1/2013 $37,500 $7,500 $15,000 $15,000 Airgas Specialty Gases, INC. 2013-0742-AIR-E HARRIS 11/1/2013 $2,813 $562 $2,251 $0 2013-0588-AIR-E GALVESTON 11/1/2013 $7,938 $1,587 $6,351 $0 2013-0411-AIR-E NUECES 11/1/2013 $8,000 $0 $8,000 $0 FRP Storage Solutions Co. 2013-0405-AIR-E HARRIS 11/1/2013 $18,750 $3,750 $15,000 $0 TREVINO, JOSE ALBERTO 2013-0501-AIR-E WEBB 11/7/2013 $6,750 $0 $6,750 $0 Total Petrochemicals & Refining USA, Inc. 2013-0298-AIR-E JEFFERSON 11/11/2013 $21,188 $4,237 $8,476 $8,475 46398 Motiva Enterprises LLC 2013-0551-AIR-E JEFFERSON 11/11/2013 $30,000 $6,000 $24,000 $0 AQ 46633 Atlas Pipeline Mid-Continent WestTex, LLC 2013-0722-AIR-E REAGAN 11/11/2013 $8,875 $1,775 $7,100 $0 AQ 45063 Davis Gas Processing, Inc. 2012-2029-AIR-E REAGAN 11/11/2013 $62,785 $0 $62,785 $0 AQ 45750 Lucite International, Inc. 2012-2622-AIR-E JEFFERSON 11/11/2013 $72,541 $14,508 $58,033 $0 AQ 47105 DCP Midstream, LP 2013-1207-AIR-E NUECES 11/16/2013 $6,401 $1,280 $5,121 $0 AQ 46795 PHILLIPS 66 COMPANY 2013-0904-AIR-E HUTCHINSON 11/16/2013 $7,500 $1,500 $3,000 $3,000 AQ 46987 Permian Tank & Manufacturing, Inc. 2013-1081-AIR-E ECTOR 11/16/2013 $5,625 $1,125 $4,500 $0 AQ 46175 CHRIS MCCREARY 2013-0297-AIR-E COLORADO 11/16/2013 $1,187 $237 $950 $0 AQ 47028 HOOVER ENERGY TEXAS LLC 2013-1124-AIR-E PECOS 11/16/2013 $2,813 $562 $2,251 $0 AQ 46262 Gulf South Pipeline Company, LP 2013-0656-AIR-E *MULTIPLE 11/28/2013 $8,624 $1,724 $3,450 $3,450 AQ 43924 Enterprise Hydrocarbons L.P. 2012-0776-AIR-E BEXAR 11/28/2013 $95,000 $0 $95,000 $0 AQ 46665 Flint Hills Resources Port Arthur, LLC 2013-0759-AIR-E JEFFERSON 11/28/2013 $200,000 $0 $100,000 $100,000 AQ 45905 Trinity Powder Coatings, Inc. 2013-0065-AIR-E DALLAS 12/1/2013 $3,937 $0 $3,937 $0 AQ 46825 Cargill Incorporated 2013-0969-AIR-E HANSFORD 12/9/2013 $2,250 $450 $1,800 $0 AQ 46729 South Hampton Resources, Inc. 2013-0840-AIR-E HARDIN 12/9/2013 $4,725 $945 $1,890 $1,890 AQ 46976 Armortex, Inc. 2013-1065-AIR-E GUADALUPE 12/9/2013 $6,000 $1,200 $4,800 $0 AQ 46904 SOTO, DANIEL R 2013-0997-AIR-E EL PASO 12/9/2013 $1,188 $237 $951 $0 AQ 44099 National Oilwell Varco, L.P. 2012-0969-AIR-E HARRIS 12/9/2013 $3,500 $700 $2,800 $0 AQ 46693 Southcross Gathering Ltd. 2013-0800-AIR-E MONTGOMERY 12/9/2013 $1,400 $280 $1,120 $0 AQ 44982 BARRON, ANTHONY 2012-1861-AIR-E KERR 12/18/2013 $1,337 $0 $1,337 $0 AQ 45086 ExxonMobil Oil Corporation 2012-1962-AIR-E JEFFERSON 12/19/2013 $126,250 $0 $63,125 $63,125 AQ 43911 Motiva Enterprises LLC 2012-0735-AIR-E JEFFERSON 12/19/2013 $101,038 $0 $50,519 $50,519 AQ 46516 Total Petrochemicals & Refining USA, Inc. 2013-0673-AIR-E HARRIS 12/19/2013 $31,063 $0 $31,063 $0 AQ 46810 Delek Refining, Ltd. 2013-0918-AIR-E SMITH 12/19/2013 $19,001 $3,800 $15,201 $0 AQ 46587 The Dallas Group Of America, Inc. 2013-0678-AIR-E GALVESTON 12/19/2013 $5,038 $0 $2,519 $2,519 AQ 46852 W & W Fiberglass Tank Company 2013-0968-AIR-E GRAY 12/19/2013 $74,550 $14,910 $29,820 $29,820 AQ 46266 The Lubrizol Corporation 2013-0375-AIR-E HARRIS 12/19/2013 $61,796 $0 $30,898 $30,898 AQ 47223 Multisources, LTD 2013-1335-AIR-E FAYETTE 12/19/2013 $7,875 $1,575 $6,300 $0 AQ 46856 Flint Hills Resources Port Arthur, LLC 2013-0966-AIR-E JEFFERSON 12/19/2013 $19,689 $3,937 $7,876 $7,876 AQ 46192 Motiva Enterprises LLC AQ 46191 Magellan Terminals Holdings, L.P. AQ 46655 AQ 46649 AQ 46484 Valero Refining-Texas, L.P. AQ 46300 CITGO Refining and Chemicals Company L.P. AQ 46297 AQ 39849 AQ 46140 AQ Page 2 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-1935-AIR-E DALLAS 12/19/2013 $8,925 $1,785 $7,140 $0 2013-0401-AIR-E LYNN 12/19/2013 $38,000 $7,600 $30,400 $0 Lockheed Martin Corporation 2013-0603-AIR-E TARRANT 12/19/2013 $4,875 $0 $2,438 $2,437 Nalco Company 2013-0799-AIR-E GRAY 1/2/2014 $1,250 $250 $1,000 $0 ExxonMobil Oil Corporation 2013-0809-AIR-E JEFFERSON 1/2/2014 $7,001 $1,400 $2,801 $2,800 46580 CANALES, DARIO 2013-0672-AIR-E EL PASO 1/8/2014 $5,250 $0 $5,250 $0 AQ 46964 DAVIS OPERATING COMPANY 2013-1066-AIR-E BRAZORIA 1/24/2014 $18,000 $3,600 $14,400 $0 AQ 44120 INVISTA S.a r.l. 2012-0968-AIR-E ORANGE 1/24/2014 $15,000 $3,000 $6,000 $6,000 AQ 46682 Total Petrochemicals & Refining USA, Inc. 2013-0773-AIR-E JEFFERSON 1/24/2014 $19,688 $3,937 $7,876 $7,875 AQ 46686 Red Ewald, Inc. 2013-0801-AIR-E KARNES 1/24/2014 $110,055 $22,010 $88,045 $0 AQ 47048 Kuraray America, Inc. 2013-1156-AIR-E HARRIS 1/25/2014 $6,338 $1,267 $5,071 $0 AQ 47081 M-I L L C 2013-1182-AIR-E CAMERON 1/25/2014 $3,750 $750 $3,000 $0 AQ 47336 Ya Razzak, Inc. 2013-1537-AIR-E EL PASO 1/25/2014 $1,125 $225 $900 $0 AQ 47367 Kinder Morgan Production Company LLC 2013-1487-AIR-E SCURRY 1/25/2014 $2,813 $562 $2,251 $0 AQ 47428 United Petroleum Transports, Inc. 2013-1532-AIR-E EL PASO 1/25/2014 $1,375 $275 $1,100 $0 AQ 47429 Payan's Fuel Center, Inc. 2013-1557-AIR-E EL PASO 1/25/2014 $1,500 $300 $1,200 $0 AQ 46895 Affiliated Foods, Inc. 2013-0998-AIR-E RANDALL 1/25/2014 $4,500 $900 $3,600 $0 AQ 47261 PHILLIPS 66 COMPANY 2013-1366-AIR-E BRAZORIA 1/25/2014 $7,500 $1,500 $3,000 $3,000 AQ 47154 Flint Hills Resources Corpus Christi, LLC 2013-1262-AIR-E NUECES 1/25/2014 $6,563 $1,312 $5,251 $0 AQ 47377 Moss Bluff Hub LLC 2013-1502-AIR-E LIBERTY 1/25/2014 $5,850 $1,170 $4,680 $0 AQ 47222 Roy Robinson 2013-1330-AIR-E GALVESTON 1/25/2014 $2,675 $535 $2,140 $0 AQ 47112 Finley Resources INC. 2013-1216-AIR-E LIBERTY 1/25/2014 $2,250 $450 $1,800 $0 AQ 47103 Cimarex Energy Co. of Colorado 2013-1209-AIR-E GRAY 1/25/2014 $3,937 $787 $3,150 $0 AQ 47235 Lone Star Dirt & Paving, Ltd. 2013-1334-AIR-E LUBBOCK 1/25/2014 $1,250 $250 $1,000 $0 AQ 45793 Valero Refining-Texas, L.P. 2012-2667-AIR-E HARRIS 1/25/2014 $7,500 $1,500 $6,000 $0 AQ 43874 L.F. MARTINEZ, INC. 2012-0702-AIR-E DALLAS 1/25/2014 $1,500 $300 $1,200 $0 AQ 47109 Oxy Vinyls, LP 2013-1206-AIR-E HARRIS 1/25/2014 $3,863 $772 $1,546 $1,545 AQ 47238 RODRIGUEZ CHAVEZ CORPORATION 2013-1341-AIR-E HARRIS 1/25/2014 $2,000 $400 $1,600 $0 AQ 47733 Energy Production Corporation 2013-1842-AIR-E WOOD 2/9/2014 $3,937 $787 $3,150 $0 AQ 47584 3M Company 2013-1694-AIR-E TRAVIS 2/9/2014 $6,000 $1,200 $4,800 $0 AQ 47422 MIYOS, CORPORATION 2013-1535-AIR-E EL PASO 2/9/2014 $1,500 $300 $1,200 $0 AQ 47430 Houston Energy, L.P. 2013-1531-AIR-E LIBERTY 2/9/2014 $876 $175 $701 $0 AQ 47852 J.H. Strain & Sons, Inc. 2013-1969-AIR-E TAYLOR 2/9/2014 $1,000 $200 $800 $0 AQ 47370 Chevron U.S.A. Inc. 2013-1504-AIR-E HARRIS 2/9/2014 $3,638 $727 $2,911 $0 AQ 46908 Huntsman Petrochemical, LLC 2013-0996-AIR-E JEFFERSON 2/14/2014 $25,000 $0 $12,500 $12,500 AQ 47163 U.S. Silica Company 2013-1261-AIR-E LIMESTONE 2/14/2014 $11,251 $2,250 $4,501 $4,500 AQ 47263 Apache Corporation 2013-1369-AIR-E IRION 2/14/2014 $10,098 $2,019 $8,079 $0 AQ 46858 Veolia ES Technical Solutions, L.L.C. 2013-0965-AIR-E JEFFERSON 2/14/2014 $13,050 $0 $13,050 $0 AQ 45055 Quad Williamson LLC AQ 46276 Fiber Brite, Ltd. AQ 46495 AQ 46711 AQ 46702 AQ Page 3 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-1922-AIR-E DALLAS 2/16/2014 $5,025 $1,005 $4,020 $0 2013-1819-AIR-E GALVESTON 2/16/2014 $2,438 $487 $1,951 $0 SMITH 2/22/2014 $14,001 $2,800 $11,201 $0 ORANGE 2/22/2014 $12,301 $2,460 $4,921 $4,920 CHAMBERS 2/22/2014 $21,262 $4,252 $8,505 $8,505 ELLIS 2/22/2014 $16,576 $3,315 $6,631 $6,630 2013-1465-AIR-E ATASCOSA 2/22/2014 $6,250 $0 $6,250 $0 2012-1849-AIR-E JEFFERSON 3/6/2014 $13,125 $2,625 $5,250 $5,250 2013-0874-AIR-E TARRANT 3/6/2014 $25,614 $5,122 $20,492 $0 2013-1428-AIR-E HARRIS 3/6/2014 $7,200 $0 $7,200 $0 Ascend Performance Materials Operations LLC 2012-1543-AIR-E BRAZORIA 3/6/2014 $175,389 $0 $87,695 $87,694 Ineos USA, LLC 2013-0999-AIR-E BRAZORIA 3/6/2014 $80,041 $16,007 $32,017 $32,017 2013-1533-AIR-E HARRISON 3/6/2014 $11,936 $2,387 $9,549 $0 2013-1754-AIR-E GALVESTON 3/6/2014 $14,250 $2,850 $11,400 $0 ExxonMobil Oil Corporation 2013-1364-AIR-E JEFFERSON 3/6/2014 $13,125 $2,625 $5,250 $5,250 Cowtown Gas Processing Partners L.P. 2013-1756-AIR-E HOOD 3/9/2014 $6,160 $1,232 $4,928 $0 2013-1797-AIR-E GONZALES 3/9/2014 $4,875 $975 $3,900 $0 2013-0505-AIR-E VAL VERDE 3/9/2014 $1,501 $300 $1,201 $0 LAVACA 3/9/2014 $6,000 $1,200 $4,800 $0 CROCKETT 3/9/2014 $3,375 $675 $2,700 $0 2013-0752-AIR-E BRAZOS 3/14/2014 $3,145 $0 $3,145 $0 2013-0964-AIR-E ORANGE 3/14/2014 $1,312 $0 $1,312 $0 2013-1837-AIR-E HARRIS 3/16/2014 $7,500 $1,500 $6,000 $0 2013-1692-AIR-E FORT BEND 3/28/2014 $5,175 $1,035 $4,140 $0 2013-1575-AIR-E TARRANT 3/28/2014 $3,575 $715 $2,860 $0 2013-1967-AIR-E HARDIN 3/28/2014 $3,075 $615 $2,460 $0 2013-1963-AIR-E HARRIS 3/28/2014 $3,600 $720 $2,880 $0 2013-1242-AIR-E LA SALLE 4/5/2014 $14,250 $2,850 $11,400 $0 ExxonMobil Oil Corporation 2013-0587-AIR-E JEFFERSON 4/5/2014 $13,563 $2,712 $5,426 $5,425 48225 GREEN EXPECTATIONS LAWN AND TREE CARE LLC 2014-0178-AIR-E LUBBOCK 4/18/2014 $875 $0 $875 $0 AQ 47817 Calumet Penreco, LLC 2013-1923-AIR-E GALVESTON 4/18/2014 $4,938 $987 $3,951 $0 AQ 47310 OCI Beaumont LLC 2013-1427-AIR-E JEFFERSON 4/18/2014 $3,775 $755 $1,510 $1,510 AQ 47919 Allied Equipment, Inc. 2013-2047-AIR-E ECTOR 4/18/2014 $4,500 $900 $3,600 $0 AQ 47789 Sue-Ann Operating, L.C. 2013-1912-AIR-E LIBERTY 4/18/2014 $4,513 $903 $3,610 $0 AQ 47974 Occidental Permian Ltd. 2013-2129-AIR-E HOCKLEY 4/18/2014 $2,438 $487 $1,951 $0 AQ 47987 Cinco Natural Resources Corporation 2013-2134-AIR-E LIVE OAK 4/18/2014 $4,876 $975 $3,901 $0 AQ 47903 Alcoa World Alumina LLC 2013-2074-AIR-E CALHOUN 4/18/2014 $5,513 $1,102 $4,411 $0 AQ 47842 DCP Midstream, LP 2013-1949-AIR-E MOORE 4/18/2014 $3,100 $620 $1,240 $1,240 AQ 47818 American Marazzi Tile, Inc. AQ 47714 Oiltanking Texas City, L.P. AQ 47423 Delek Refining, Ltd. 2013-1534-AIR-E AQ 47347 Gerdau Ameristeel US Inc. 2013-1463-AIR-E AQ 47047 Bayer MaterialScience LLC 2013-1157-AIR-E AQ 46798 Owens Corning Insulating Systems, LLC 2013-0889-AIR-E AQ 47355 Wiley Lease Co., Ltd. AQ 44965 Flint Hills Resources Port Arthur, LLC AQ 46776 Trinity Industries, Inc. AQ 47309 Stolthaven Houston, Inc. AQ 44659 AQ 46840 AQ 47427 Cabot Norit Americas, Inc. AQ 47651 Blanchard Refining Company LLC AQ 47254 AQ 47643 AQ 47691 Goldston Oil Corporation AQ 46422 P&N Collins LLC AQ 46785 BOPCO, L.P. 2013-0890-AIR-E AQ 47587 Chevron U.S.A. Inc. 2013-1693-AIR-E AQ 46650 GOVE, DANNY K AQ 46859 GRANGER, WES AQ 47723 Valero Refining-Texas, L.P. AQ 47591 ZK Petroleum Co., L.L.C. AQ 47473 Lucky's Redi-Mix Co. LLC AQ 47850 King Homes Inc. AQ 47848 Etoco, L.P. AQ 47147 Swift Energy Operating, LLC AQ 46493 AQ Page 4 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-1609-AIR-E CALHOUN 4/19/2014 $15,775 $3,155 $6,310 $6,310 2013-1668-AIR-E ZAPATA 4/19/2014 $10,000 $0 $10,000 $0 CRANE 5/3/2014 $5,626 $1,125 $4,501 $0 BRAZORIA 5/3/2014 $5,250 $1,050 $4,200 $0 2013-1215-AIR-E VICTORIA 5/8/2014 $11,238 $2,247 $4,496 $4,495 2013-1730-AIR-E HARRIS 5/8/2014 $23,251 $4,650 $9,301 $9,300 $20,117 AQ 47496 Formosa Plastics Corporation, Texas AQ 47569 ZAPATA CART-AWAY CONCRETE & MATERIALS LLC AQ 48107 Enterprise Products Operating LLC 2014-0049-AIR-E AQ 48005 Shintech Incorporated 2013-2154-AIR-E AQ 47113 INVISTA S.a r.l. AQ 47636 Akzo Nobel Polymer Chemicals LLC AQ 35549 Western Refining Company, L.P. 2008-0439-AIR-E EL PASO 5/8/2014 $40,234 $0 $20,117 AQ 47634 Atmos Energy Corporation 2013-1731-AIR-E HENDERSON 5/8/2014 $15,300 $3,060 $12,240 $0 AQ 35962 Western Refining Company, L.P. 2008-0890-AIR-E EL PASO 5/8/2014 $211,038 $42,206 $84,416 $84,416 AQ 47558 REPUBLIC CORPORATION 2013-1670-AIR-E HARRISON 5/8/2014 $10,688 $2,137 $4,276 $4,275 AQ 48069 Linc Gulf Coast Petroleum, Inc. 2013-2224-AIR-E CHAMBERS 5/15/2014 $2,250 $450 $1,800 $0 AQ 48153 El Paso Water Utilities Public Service Board 2014-0100-AIR-E EL PASO 5/15/2014 $1,000 $200 $800 $0 AQ 47868 Equistar Chemicals, LP 2013-1988-AIR-E HARRIS 5/24/2014 $29,250 $5,850 $11,700 $11,700 AQ 47287 DCP Midstream, LP 2013-1402-AIR-E PANOLA 5/24/2014 $19,214 $3,842 $15,372 $0 AQ 47573 National Oilwell Varco, L.P. 2013-1673-AIR-E TOM GREEN 5/24/2014 $14,625 $2,925 $11,700 $0 AQ 47679 JOY RESOURCES, INC. 2013-1785-AIR-E LIBERTY 5/24/2014 $15,413 $3,082 $12,331 $0 AQ 46724 Western Refining Company, L.P. 2013-0841-AIR-E EL PASO 5/24/2014 $25,838 $5,167 $10,336 $10,335 AQ 47878 Shell Chemical LP 2013-2000-AIR-E HARRIS 5/24/2014 $50,000 $0 $25,000 $25,000 AQ 47630 Oxy Vinyls, LP 2013-1732-AIR-E HARRIS 5/24/2014 $19,000 $0 $9,500 $9,500 AQ 47606 Trinity Industries, Inc. 2013-1709-AIR-E TARRANT 5/24/2014 $15,523 $3,104 $12,419 $0 AQ 47374 INVISTA S.a r.l. 2013-1503-AIR-E ORANGE 5/24/2014 $13,126 $2,625 $5,251 $5,250 AQ 47796 ExxonMobil Oil Corporation 2013-1906-AIR-E JEFFERSON 5/24/2014 $87,500 $0 $43,750 $43,750 AQ 47562 Eagle Rock Field Services, L.P. 2013-1669-AIR-E HEMPHILL 5/24/2014 $11,250 $2,250 $4,500 $4,500 AQ 48010 SWINDOLL INDUSTRIAL SERVICES INC. 2013-2167-AIR-E CHAMBERS 6/5/2014 $3,750 $750 $3,000 $0 AQ 47652 Samsung Austin Semiconductor, L.L.C. 2013-1753-AIR-E TRAVIS 6/5/2014 $5,400 $1,080 $4,320 $0 AQ 48173 Fasken Oil and Ranch, Ltd. 2014-0114-AIR-E WEBB 6/5/2014 $1,250 $250 $1,000 $0 AQ 48142 Rosetta Resources Operating LP 2014-0082-AIR-E WEBB 6/5/2014 $3,750 $750 $3,000 $0 AQ 47881 Chevron Phillips Chemical Company LP 2013-2048-AIR-E ORANGE 6/13/2014 $9,450 $1,890 $7,560 $0 AQ 44475 THB Construction L.L.C. 2012-1334-AIR-E DALLAS 6/13/2014 $10,000 $0 $10,000 $0 AQ 40160 ESPINOZA, MARIO 2013-1376-AIR-E SMITH 6/13/2014 $13,000 $0 $13,000 $0 AQ 47229 Cabot Corporation 2013-1329-AIR-E GRAY 6/13/2014 $76,200 $15,240 $30,480 $30,480 AQ 47267 TPC Group LLC 2013-1377-AIR-E JEFFERSON 6/13/2014 $13,688 $2,737 $5,476 $5,475 AQ 48096 Bryant Industrial Services, L.L.C. 2014-0040-AIR-E GALVESTON 6/22/2014 $3,937 $787 $3,150 $0 AQ 48229 Flint Hills Resources Port Arthur, LLC 2014-0198-AIR-E JEFFERSON 6/22/2014 $7,500 $1,500 $3,000 $3,000 AQ 47767 Tandem Energy Corporation 2013-1863-AIR-E HARRIS 6/29/2014 $19,297 $3,859 $15,438 $0 AQ 48002 Ineos USA, LLC 2013-2160-AIR-E BRAZORIA 6/29/2014 $35,625 $7,125 $14,250 $14,250 AQ 47535 Belvan Corp. 2013-1680-AIR-E CROCKETT 6/29/2014 $7,938 $0 $7,938 $0 AQ 47431 City of Laredo 2013-1540-AIR-E WEBB 6/29/2014 $36,295 $7,259 $0 $29,036 Page 5 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-2173-AIR-E JEFFERSON 6/29/2014 $7,600 $0 $7,600 $0 2013-1820-AIR-E HARRIS 7/5/2014 $7,312 $1,462 $2,925 $2,925 SUTTON 7/5/2014 $2,438 $487 $1,951 $0 JEFFERSON 7/5/2014 $7,500 $1,500 $3,000 $3,000 EL PASO 7/5/2014 $2,750 $550 $2,200 $0 HARRIS 7/5/2014 $3,788 $757 $1,516 $1,515 7/11/2014 $3,500 $0 $3,500 $0 7/11/2014 $50,438 $0 $25,219 $25,219 7/11/2014 $32,596 $6,519 $26,077 $0 7/11/2014 $48,750 $9,750 $19,500 $19,500 BRAZORIA 7/18/2014 $2,813 $562 $2,251 $0 WEBB 7/19/2014 $2,500 $0 $2,500 $0 2014-0509-AIR-E FREESTONE 8/1/2014 $2,888 $577 $2,311 $0 2013-0743-AIR-E PANOLA 8/7/2014 $1,125 $0 $1,125 $0 Flint Hills Resources Port Arthur, LLC 2013-1610-AIR-E JEFFERSON 8/15/2014 $26,813 $5,362 $10,726 $10,725 Equistar Chemicals, LP 2013-2193-AIR-E HARRIS 8/15/2014 $15,000 $3,000 $6,000 $6,000 2014-0047-AIR-E HARRIS 8/15/2014 $8,873 $1,774 $7,099 $0 2013-1835-AIR-E JEFFERSON 8/15/2014 $345,938 $0 $172,969 $172,969 2013-1862-AIR-E JEFFERSON 8/15/2014 $55,063 $11,012 $22,026 $22,025 2013-0885-AIR-E JEFFERSON 8/15/2014 $35,689 $7,137 $14,276 $14,276 2012-1326-AIR-E TARRANT 8/15/2014 $12,900 $0 $12,900 $0 2013-1243-AIR-E ORANGE 8/15/2014 $51,650 $10,330 $20,660 $20,660 2014-0265-AIR-E HARRIS 8/15/2014 $27,800 $5,560 $22,240 $0 2013-1536-AIR-E *MULTIPLE 8/15/2014 $22,736 $4,544 $18,192 $0 2013-1952-AIR-E COLORADO 8/15/2014 $13,500 $2,700 $10,800 $0 2014-0452-AIR-E DALLAS 8/22/2014 $1,125 $225 $900 $0 Smith Industries, Inc. 2014-0460-AIR-E MIDLAND 8/22/2014 $1,125 $225 $900 $0 South Hampton Resources, Inc. 2014-0466-AIR-E HARDIN 8/22/2014 $4,463 $892 $1,786 $1,785 48506 VirTex Operating Company, Inc. 2014-0485-AIR-E LA SALLE 8/22/2014 $1,250 $250 $1,000 $0 48553 Crockett County Mining, LLC 2014-0550-AIR-E IRION 8/22/2014 $813 $162 $651 $0 AQ 48609 Plains Exploration & Production Company 2014-0613-AIR-E KARNES 8/22/2014 $1,000 $200 $800 $0 AQ 48325 John Alihemati 2014-0302-AIR-E EL PASO 8/22/2014 $1,750 $350 $1,400 $0 AQ 48419 GE Packaged Power, Inc. 2014-0393-AIR-E HARRIS 8/22/2014 $2,438 $487 $1,951 $0 AQ 48287 BASF TOTAL Petrochemicals LLC 2014-0303-AIR-E JEFFERSON 8/22/2014 $6,563 $1,312 $2,626 $2,625 AQ 48759 Pasadena Refining System, Inc 2014-0763-AIR-E HARRIS 8/22/2014 $7,087 $1,417 $5,670 $0 AQ 47477 Exxon Mobil Corporation 2013-1583-AIR-E KLEBERG 8/25/2014 $225,450 $45,090 $90,180 $90,180 AQ 48021 The Premcor Refining Group Inc. 2013-2180-AIR-E JEFFERSON 8/25/2014 $30,500 $0 $15,250 $15,250 AQ 47161 CITGO Refining and Chemicals Company L.P. 2013-1125-AIR-E NUECES 8/25/2014 $13,125 $0 $13,125 $0 AQ 48020 Ashland Elastomers LLC AQ 47696 Kuraray America, Inc. AQ 48395 Clearwater Pipeline Company LLC 2014-0376-AIR-E AQ 48083 E. I. du Pont de Nemours and Company 2014-0041-AIR-E AQ 47202 Southwest Convenience Stores, LLC 2013-1310-AIR-E AQ 48242 Pasadena Cogeneration L.P. 2014-0203-AIR-E AQ 48032 KMCO, LLC 2013-2188-AIR-E HARRIS AQ 48031 Motiva Enterprises LLC 2013-2189-AIR-E JEFFERSON AQ 47615 ABACO OPERATING L.L.C. 2013-1721-AIR-E CHAMBERS AQ 47110 Shell Chemical LP * 2013-1205-AIR-E HARRIS AQ 48199 Seminole Pipeline Company LLC 2014-0150-AIR-E AQ 47104 VIRLAR, JESUS A 2013-1208-AIR-E AQ 48524 Anadarko Gathering Company LLC AQ 46624 SHARPS ENVIRONMENTAL SERVICES, INC. AQ 47492 AQ 48037 AQ 48109 JX Nippon Chemical Texas Inc. AQ 47730 BASF TOTAL Petrochemicals LLC AQ 47768 The Premcor Refining Group Inc. AQ 46719 Motiva Enterprises LLC AQ 39332 Attebury Grain, LLC AQ 47132 INVISTA S.a r.l. AQ 48303 UTLX Manufacturing LLC AQ 47414 Mockingbird Midstream Gas Services, L.L.C. AQ 47843 Copano Processing, L.P. AQ 48467 Ismael Arreola AQ 48480 AQ 48486 AQ AQ Page 6 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date 2013-2175-AIR-E $3,737 $7,476 $7,475 2013-1938-AIR-E LIBERTY 8/25/2014 $129,628 $25,925 $103,703 $0 HARRIS 8/25/2014 $33,188 $6,637 $26,551 $0 STERLING 8/25/2014 $7,700 $0 $7,700 $0 2013-1985-AIR-E FAYETTE 8/25/2014 $12,564 $2,511 $5,027 $5,026 $586,024 $2,970,545 2013-1181-DCL-E DALLAS 6/8/2014 AQ 47758 Camden Resources, LLC AQ 47729 Rentech Nitrogen Pasadena, LLC 2013-1836-AIR-E AQ 47895 DCP Midstream, LP 2013-2022-AIR-E AQ 47863 ARGENT ENERGY (US) HOLDINGS INC. Subtotal for AQ : 231 Dalco Solvents & Chemicals, Inc. $5,184,041 Subtotal for DC : 1 34759 League City Paving Company, Inc. 2011-1756-MLM-E GALVESTON IHW 43591 NEF Partners, Inc. 2012-0397-IHW-E IHW 46563 K-C Creek Land, LP 2013-0655-IHW-E IHW 46661 Walden Environmental Chemistries Inc 46241 $4,550 $0 9/14/2013 $43,750 WALLER 9/15/2013 LEON 10/3/2013 2013-0777-IHW-E MONTGOMERY Alloy Polymers Orange LLC 2013-0353-IHW-E ORANGE $4,550 $0 $4,550 IHW IHW SEP Offset $18,688 Oiltanking Houston, L.P. 47087 Payable Amount 8/25/2014 48022 DC Penalty Assessed Penalty Deferred HARRIS AQ $4,550 $1,627,472 $0 $0 $0 $43,750 $0 $5,500 $0 $5,500 $0 $1,187 $237 $950 $0 12/19/2013 $23,250 $4,650 $18,600 $0 12/19/2013 $50,375 $10,075 $40,300 $0 $0 IHW 41874 Gulf Chemical & Metallurgical Corporation 2011-0987-IHW-E BRAZORIA 1/24/2014 $300,256 $0 $300,256 IHW 47029 Western Gulf Terminal Partners, LP 2013-1123-IHW-E NUECES 2/14/2014 $100,125 $20,025 $80,100 $0 IHW 46751 Clean Harbors San Leon, Inc. 2013-0848-IHW-E GALVESTON 2/22/2014 $53,537 $10,707 $21,415 $21,415 IHW 48008 NYTEX Automatic Products, Inc. 2013-2159-MLM-E GILLESPIE 8/15/2014 $12,750 $2,550 $10,200 $0 IHW 47908 K & D MARINE, LLC 2013-2031-MLM-E JEFFERSON 8/25/2014 $12,337 $2,467 $9,870 $0 Subtotal for IHW : 10 $603,067 MSW 45853 MCCANN, ANNE * 2012-2705-MSW-E LEE 9/26/2013 $6,750 MSW 46120 Absolutely Outdoors, Ltd. * 2013-0246-MSW-E MSW 46235 BAYMON ACME LP 2013-0342-MLM-E HARRIS 9/30/2013 COLLIN 10/3/2013 MSW 46432 CABELLO, OSCAR ELISEO 2013-0533-MSW-E CAMERON TRAVIS $50,711 $530,941 $21,415 $1,350 $5,400 $0 $9,375 $0 $9,375 $0 $6,650 $1,330 $2,660 $2,660 10/3/2013 $3,750 $750 $3,000 $0 10/3/2013 $1,287 $257 $1,030 $0 MSW 46707 Balcones Resources, Inc. 2013-0796-MSW-E MSW 45930 TOM CLICK 2013-0057-MSW-E VICTORIA 11/1/2013 $15,750 $0 $15,750 $0 MSW 44403 M & M Mooring Company 2012-1263-MSW-E CAMERON 11/11/2013 $26,826 $5,365 $21,461 $0 MSW 43125 Jose Garcia 2011-2285-MSW-E STARR 11/21/2013 $15,000 $0 $15,000 $0 PANOLA 11/21/2013 $4,000 $0 $4,000 $0 MSW 44610 Leo Graves 2012-1480-MLM-E MSW 46634 Global Waste Services, LLC 2013-0724-MSW-E HARRIS 12/19/2013 $8,928 $1,785 $7,143 $0 MSW 45968 SMITH, TERRY N 2013-0089-MSW-E BANDERA 1/2/2014 $7,000 $5,800 $1,200 $0 MSW 46966 PEREZ, GILBERT V 2013-1063-MSW-E FRIO 1/2/2014 $1,250 $250 $1,000 $0 CONCHO 1/25/2014 $250 $50 $200 $0 MSW 47549 Millersview-Doole Water Supply Corporation 2013-1740-MSW-E MSW 46558 GINEZ, DANNY 2013-0642-MSW-E HIDALGO 1/25/2014 $3,150 $630 $2,520 $0 MSW 46573 SWENSON, JONATHAN 2013-0665-MSW-E PRESIDIO 2/8/2014 $1,312 $0 $1,312 $0 MSW 46486 ROSAS, MARIA E 2013-0583-MSW-E HUDSPETH 2/8/2014 $3,937 $0 $3,937 $0 3/6/2014 $15,250 $0 $15,250 $0 MSW 46090 Abel Tijerina * 2013-0257-MLM-E FRIO MSW 45219 SMITH, JUDY * 2012-2107-MSW-E MCCULLOCH 3/16/2014 $4,125 $2,925 $1,200 $0 MSW 47757 GALLIER, BENNIE LEN 2013-1850-MSW-E ORANGE 3/28/2014 $1,312 $262 $1,050 $0 Page 7 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0343-MLM-E JASPER 4/18/2014 $4,975 $995 $0 $3,980 2013-0148-MSW-E CAMERON 5/9/2014 $11,250 $0 $11,250 $0 Roy Wayne Smith 2013-1500-MSW-E MCCULLOCH 5/9/2014 $13,500 $0 $13,500 $0 Don M. Tate 2013-0797-MSW-E SABINE 5/24/2014 $13,237 $2,647 $10,590 $0 2013-1403-MSW-E GUADALUPE 6/5/2014 $1,125 $225 $900 $0 2012-2508-MSW-E TOM GREEN 6/8/2014 $7,500 $0 $7,500 $0 ORTIZ, BERNABE 2013-0147-MSW-E CAMERON 6/13/2014 $1,250 $0 $1,250 $0 MCDONALD, TIMOTHY LANN 2013-1911-MSW-E SHELBY 6/13/2014 $8,250 $1,650 $6,600 $0 2013-2205-MSW-E HARRIS 6/22/2014 $4,950 $990 $3,960 $0 2013-1400-MSW-E EL PASO 7/31/2014 $1,312 $0 $1,312 $0 Daniel Dorado 2013-2186-MSW-E EL PASO 8/1/2014 $1,312 $262 $1,050 $0 William Mjaseth 2013-2046-MSW-E PANOLA 8/1/2014 $3,750 $750 $3,000 $0 2013-0452-MSW-E HARDIN 8/7/2014 $262 $0 $262 $0 2013-0869-MLM-E DENTON 8/7/2014 $6,579 $0 $6,579 $0 2014-0034-MSW-E BRAZOS 8/15/2014 $16,250 $3,250 $13,000 $0 2013-2187-MSW-E HIDALGO 8/15/2014 $11,250 $2,250 $9,000 $0 2013-0756-MSW-E DALLAS 8/25/2014 $70,498 $0 $70,498 $0 2013-1999-MSW-E JIM WELLS 8/25/2014 $20,250 $4,050 $16,200 $0 HARRIS 10/2/2013 $7,500 $0 $7,500 $0 WILBARGER 10/21/2013 $175 $0 $175 $0 COLLIN 11/7/2013 $625 $0 $625 $0 MSW 46231 City Of Jasper MSW 46029 DELGADO, HONORIANA * MSW 42417 MSW 46635 MSW 47299 DANIELS, H A * MSW 45567 EDWARDS, JOHN HORACE MSW 46030 MSW 47786 MSW 48043 J&S Water Company, L. L. C. MSW 47279 ROMAN, ALMA MSW 48029 MSW 47920 MSW 46351 WILSON, KEVIN J MSW 46775 DUDLEY, MITCH MSW 48092 Bryan Iron & Metal, Ltd. MSW 48026 METZ, DIANE L * MSW 46666 Vista International Technologies, Inc. MSW 47875 Mo-Vac Service Company Subtotal for MSW : 37 OL 42783 ZAVALA, FEDERICO OL 47108 WILSON, JOEDALE $333,402 2011-1927-LII-E 2013-1212-WOC-E $37,823 $288,939 $6,640 OL 41258 Stephen Hall 2013-0638-LII-E OL 47500 WEBB, WESLEY 2013-1602-WOC-E DENTON 11/16/2013 $175 $0 $175 $0 OL 47742 TEAKELL, GLENN R 2013-1839-WOC-E MCLENNAN 1/2/2014 $175 $0 $175 $0 OL 46463 Conrad D Liles 2013-0556-LII-E WALKER 1/25/2014 $800 $160 $640 $0 2/9/2014 $262 $52 $210 $0 OL 44393 MONACO, ANTHONY ROBERT 2012-1256-LII-E COLLIN OL 44710 Wilmar Monroy 2012-1659-LII-E HARRIS 3/6/2014 $1,697 $0 $1,697 $0 OL 48105 Timoteo D. Pineda 2014-0037-LII-E SMITH 3/16/2014 $175 $0 $175 $0 OL 47772 Leonardo Fajardo Jr. 2013-1867-LII-E BEXAR 3/28/2014 $1,312 $262 $1,050 $0 3/28/2014 $175 $0 $175 $0 OL 48144 PAYNE, JOSEPH COOTER 2014-0086-WOC-E HASKELL OL 48330 MALOY, WAYLON D 2014-0289-WOC-E LIPSCOMB 5/3/2014 $175 $0 $175 $0 OL 46837 McAllister, Robert Lewis 2013-0924-LII-E JOHNSON 5/28/2014 $1,250 $0 $1,250 $0 OL 46534 CARLTON LEE DECHERT 2013-0635-LII-E TARRANT 6/13/2014 $550 $0 $550 $0 FREESTONE 7/18/2014 $175 $0 $175 $0 OL 48671 Tom Anderson 2014-0674-WOC-E OL 48652 BOYETT, RICHARD A 2014-0653-OSI-E PARKER 7/18/2014 $175 $0 $175 $0 OL 48618 LUZIO, ROBERT J 2014-0622-WOC-E CASS 7/18/2014 $175 $0 $175 $0 OL 48718 OAKLEY, GENE E 2014-0723-WOC-E DEAF SMITH 8/22/2014 $175 $0 $175 $0 2013-1968-LII-E TOM GREEN 8/25/2014 $1,175 $0 $1,175 $0 OL 43156 Harvey Ray Hawkins Page 8 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Subtotal for OL : 19 Penalty Assessed Penalty Deferred $16,921 9/12/2013 $7,943 HARRIS 9/12/2013 DALLAS 9/12/2013 2011-1298-PST-E GRAYSON PST 45706 CYPRESS PINE INVESTMENTS, INC. 2012-2560-PST-E PST 46001 SOTO, LISA 2013-0120-PST-E PST 46401 Industrial Gold Rush Ltd. 2013-0491-PST-E PST 47805 GREWAL, JASPAL SINGH HARRIS $474 Payable Amount $16,447 SEP Offset $0 $1,588 $6,355 $0 $9,350 $0 $9,350 $0 $9,534 $1,906 $7,628 $0 9/12/2013 $15,634 $0 $15,634 $0 HARRISON 9/12/2013 $7,631 $0 $7,631 $0 PST 46006 Marshall I20E Properties LLC 2013-0129-PST-E PST 44907 Metroplex Lucky Star, LLC 2012-1788-PST-E DALLAS 9/12/2013 $7,635 $0 $7,635 $0 PST 40406 KHURSA ENTERPRISES INC 2012-1115-PST-E TARRANT 9/12/2013 $54,638 $36,295 $18,343 $0 PST 44998 Mockingbird Skillman Mobil, Inc. 2012-1874-PST-E DALLAS 9/12/2013 $8,010 $0 $8,010 $0 9/12/2013 $10,961 $0 $10,961 $0 PST 42990 TIMALSINA BROTHERS ENTERPRISE, INC. * 2011-2157-PST-E HARRIS PST 46056 Sonny Jai, Inc. 2013-0172-PST-E BROWN 9/12/2013 $8,501 $1,700 $6,801 $0 PST 46311 TEJANO ENTERPRISES, INC. * 2013-0423-PST-E KIMBLE 9/12/2013 $11,250 $2,250 $9,000 $0 PST 44379 NADAF, MUSTAFA 2012-1243-PST-E TARRANT 9/12/2013 $11,075 $0 $11,075 $0 POTTER 9/12/2013 $7,120 $1,423 $5,697 $0 PST 44426 Hichi Corporation 2012-1284-PST-E PST 44068 Rashmee, Inc. 2012-0914-PST-E DALLAS 9/12/2013 $10,030 $8,830 $1,200 $0 PST 46142 Jayvik Auto Systems, Inc. 2013-0255-PST-E DENTON 9/14/2013 $5,024 $1,004 $4,020 $0 PST 45963 Khalil Zoom In Market Inc. 2013-0075-PST-E TARRANT 9/14/2013 $4,500 $900 $3,600 $0 9/14/2013 $4,125 $825 $3,300 $0 PST 46546 Mike's Broadway, Inc. 2013-0629-PST-E GALVESTON PST 46303 Mission Petroleum Carriers, Inc. 2013-0408-PST-E BEXAR 9/14/2013 $6,358 $1,271 $5,087 $0 PST 45904 HIRANI, SHAMSUDDIN * 2013-0018-PST-E BEXAR 9/14/2013 $3,750 $750 $3,000 $0 PST 46198 Manakamana Properties, Inc. 2013-0308-PST-E COMANCHE 9/14/2013 $3,750 $750 $3,000 $0 DALLAS 9/14/2013 $3,923 $784 $3,139 $0 PST 46291 KSN Investments, LLC 2013-0398-PST-E PST 46259 JACKSON OIL COMPANY 2013-0360-PST-E TITUS 9/14/2013 $1,107 $221 $886 $0 PST 46260 Cinco J., Inc. 2013-0385-PST-E GONZALES 9/14/2013 $1,038 $207 $831 $0 PST 45732 Connel Oil Corp. 2012-2586-PST-E WARD 9/14/2013 $3,375 $675 $2,700 $0 FORT BEND 9/14/2013 $4,500 $900 $3,600 $0 PST 46286 New Mart Corporation * 2013-0389-PST-E PST 45814 L.A.G. PROPERTIES INC 2012-2655-PST-E HARRIS 9/14/2013 $3,375 $675 $2,700 $0 PST 46373 Shuvam, Inc. 2013-0466-PST-E BROWN 9/14/2013 $3,375 $675 $2,700 $0 PST 46392 NAVI, Inc 2013-0474-PST-E GUADALUPE 9/14/2013 $7,500 $1,500 $6,000 $0 9/14/2013 $2,813 $562 $2,251 $0 PST 46454 Eastep, Patsy * 2013-0540-PST-E CASS PST 45633 Lone Star Ace Investments, LLC 2012-2499-PST-E TARRANT 9/14/2013 $4,500 $900 $3,600 $0 PST 45722 Mavrick Development Corporation 2012-2606-PST-E DALLAS 9/14/2013 $2,988 $597 $2,391 $0 PST 45899 Diversified Plastering, Inc. 2013-0117-PST-E HARRIS 9/14/2013 $4,067 $813 $3,254 $0 JEFFERSON 9/14/2013 $3,375 $675 $2,700 $0 PST 46183 Aarey Colloney, Inc. 2013-0286-PST-E PST 46366 Federal Express Corporation 2013-0442-PST-E TARRANT 9/14/2013 $2,813 $562 $2,251 $0 PST 46429 TRAN, TUAN QUOC 2013-0526-PST-E FORT BEND 9/14/2013 $3,375 $675 $2,700 $0 PST 45834 Flower Mound Food & Fuel, LLC 2012-2679-PST-E DENTON 9/14/2013 $2,813 $562 $2,251 $0 2013-0155-PST-E HIDALGO 9/14/2013 $4,500 $900 $3,600 $0 PST 46045 Edingburg Consolidated Independent School District Page 9 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name PST 46078 R & O Business, Inc. PST 45705 PST 46017 The Candelario & Melissa Ontiveros Family Limited Partnership FOSHAT, MOE PST 46527 4 H INC Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0186-PST-E FORT BEND 9/14/2013 $3,375 $675 $2,700 $0 2012-2648-PST-E HIDALGO 9/14/2013 $5,000 $1,000 $4,000 $0 2013-0146-PST-E BASTROP 9/14/2013 $4,880 $976 $3,904 $0 2013-0618-PST-E ECTOR 9/15/2013 $7,500 $0 $7,500 $0 9/15/2013 $7,500 $0 $7,500 $0 PST 46528 Texas Greenmark Investments LLC 2013-0606-PST-E WHARTON PST 45253 ADKINS PROPANE, INC. 2012-2124-PST-E FOARD 9/15/2013 $24,179 $0 $24,179 $0 PST 45456 Moutawakil Investments, L.L.C. 2012-2324-PST-E SMITH 9/15/2013 $3,880 $0 $3,880 $0 PST 45763 SABRINA REALTY, INC. 2012-2724-PST-E HARRIS 9/15/2013 $4,875 $0 $4,875 $0 9/15/2013 $4,125 $0 $4,125 $0 PST 44677 Vuyyuru Interests, Inc. 2012-1558-PST-E MONTGOMERY PST 45529 RAJU SHORT STOP INC 2012-2385-PST-E DENTON 9/15/2013 $3,375 $0 $3,375 $0 PST 46137 Texxco-Mart Company, Incorporated 2013-0252-PST-E HARRIS 9/15/2013 $2,567 $0 $2,567 $0 PST 45176 Addison Enterprises Inc. 2012-2060-PST-E DALLAS 9/15/2013 $4,636 $0 $4,636 $0 9/15/2013 $5,813 $0 $5,813 $0 PST 45526 S & S USA Enterprises, Inc. 2012-2388-PST-E HARRIS PST 45664 Fuad Ahmad Bataineh * 2012-2603-PST-E HARRIS 9/15/2013 $8,881 $0 $8,881 $0 PST 45719 Masood Investments LLC 2012-2550-PST-E WOOD 9/15/2013 $3,875 $0 $3,875 $0 PST 46854 Bobcat Kuntry, Incorporated 2013-0943-PST-E COLLIN 9/15/2013 $4,875 $0 $4,875 $0 HARRIS 9/15/2013 $3,942 $0 $3,942 $0 PST 45775 S S S ENTERPRISES, INC. 2012-2666-PST-E PST 45933 SARMEEN ENTERPRISE INC. 2013-0063-PST-E HARRIS 9/15/2013 $4,500 $0 $4,500 $0 PST 45464 Muqasir Enterprises, Inc. 2012-2365-PST-E SAN JACINTO 9/15/2013 $3,375 $0 $3,375 $0 PST 45298 Shar-Sha, Inc. * 2012-2143-PST-E WALKER 9/15/2013 $10,827 $0 $10,827 $0 9/15/2013 $3,150 $0 $3,150 $0 PST 44800 Reed Oil Co. 2012-1685-PST-E CLAY PST 38104 Shawna, Inc. 2011-2299-PST-E EASTLAND 9/15/2013 $68,750 $0 $68,750 $0 PST 42797 Park Abrams Enterprises LLC 2011-1935-PST-E DALLAS 9/15/2013 $4,379 $0 $4,379 $0 PST 45146 King Fuels, Inc. * 2012-2021-PST-E *MULTIPLE 9/15/2013 $6,563 $0 $6,563 $0 9/15/2013 $3,640 $0 $3,640 $0 PST 41606 SHARMA, ASHOK K 2011-0744-PST-E TARRANT PST 45680 JIVANI, FEROZ ALI 2012-2571-PST-E HARRIS 9/15/2013 $3,750 $0 $3,750 $0 PST 46526 T Break Inc. 2013-0607-PST-E COLLIN 9/15/2013 $7,500 $0 $7,500 $0 PST 46428 Southwest Universal, Inc. 2013-0527-PST-E GALVESTON 9/26/2013 $3,375 $675 $2,700 $0 9/26/2013 $3,505 $701 $2,804 $0 PST 46249 Waco Paving, Inc. 2013-0371-PST-E MCLENNAN PST 46213 A-RY'S GENERAL STORE, LLC 2013-0322-PST-E HILL 9/26/2013 $5,130 $1,026 $4,104 $0 PST 46339 WAZ Investments, Inc 2013-0429-PST-E HILL 9/26/2013 $7,500 $1,500 $6,000 $0 PST 46341 JIANCO INC 2013-0428-PST-E TARRANT 9/26/2013 $6,750 $1,350 $5,400 $0 9/26/2013 $3,881 $776 $3,105 $0 PST 46617 KHOJA, SHAMSUDDIN N 2013-0714-PST-E BEXAR PST 46383 Traders Village, LTD 2013-0494-PST-E TARRANT 9/26/2013 $3,000 $600 $2,400 $0 PST 46503 Municipal Golf Association - SA 2013-0600-PST-E BEXAR 9/26/2013 $2,000 $400 $1,600 $0 PST 46559 BARTON, DAN 2013-0643-PST-E HUDSPETH 9/26/2013 $5,038 $1,007 $4,031 $0 2013-0507-PST-E HASKELL 9/26/2013 $2,567 $513 $2,054 $0 PST 46423 Roundup Partners, L.P. Page 10 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0542-PST-E HARRIS 9/26/2013 $4,500 $900 $3,600 $0 2013-0623-PST-E NAVARRO 9/26/2013 $3,375 $675 $2,700 $0 2013-0691-PST-E BEXAR 9/26/2013 $3,506 $701 $2,805 $0 2013-0316-PST-E BOSQUE 9/26/2013 $3,879 $775 $3,104 $0 2013-0467-PST-E COTTLE 9/26/2013 $6,127 $1,225 $4,902 $0 2013-0303-PST-E MCLENNAN 9/26/2013 $3,879 $775 $3,104 $0 BURNET 9/26/2013 $5,625 $1,125 $4,500 $0 NAVARRO 9/26/2013 $3,879 $775 $3,104 $0 2012-2595-PST-E HARRISON 9/26/2013 $3,750 $750 $3,000 $0 2013-0448-PST-E VICTORIA 9/26/2013 $3,501 $700 $2,801 $0 2013-0212-PST-E EL PASO 9/26/2013 $2,438 $487 $1,951 $0 2013-0270-PST-E FORT BEND 9/26/2013 $3,450 $690 $2,760 $0 2013-0079-PST-E DENTON 9/26/2013 $3,000 $600 $2,400 $0 2013-0564-PST-E GALVESTON 9/26/2013 $7,500 $1,500 $0 $6,000 2013-0495-PST-E RED RIVER 9/26/2013 $3,879 $775 $3,104 $0 2012-2493-PST-E HARRIS 9/30/2013 $7,875 $0 $7,875 $0 2013-0317-PST-E HARRIS 9/30/2013 $9,900 $1,980 $7,920 $0 2012-2067-PST-E ATASCOSA 9/30/2013 $14,000 $0 $14,000 $0 TARRANT 9/30/2013 $13,876 $0 $13,876 $0 COMANCHE 9/30/2013 $7,630 $1,526 $6,104 $0 2012-2055-PST-E *MULTIPLE 9/30/2013 $32,006 $0 $32,006 $0 2012-1160-PST-E HARRIS 9/30/2013 $13,500 $0 $0 $13,500 2013-0830-PST-E MONTGOMERY 9/30/2013 $9,000 $0 $9,000 $0 2012-2487-PST-E POLK 10/2/2013 $41,484 $0 $41,484 $0 2012-1060-PST-E DALLAS 10/3/2013 $6,314 $1,262 $5,052 $0 2013-0537-PST-E HARRIS 10/3/2013 $2,955 $591 $2,364 $0 2013-0676-PST-E TARRANT 10/3/2013 $3,375 $675 $2,700 $0 2013-0098-PST-E SAN JACINTO 10/3/2013 $5,131 $1,026 $4,105 $0 2013-0522-PST-E HARRIS 10/3/2013 $6,563 $1,312 $5,251 $0 2013-0647-PST-E BRAZORIA 10/3/2013 $3,375 $675 $2,700 $0 BEXAR 10/3/2013 $4,500 $900 $3,600 $0 DENTON 10/3/2013 $2,438 $487 $1,951 $0 2013-0599-PST-E NUECES 10/3/2013 $2,356 $471 $1,885 $0 2013-0431-PST-E FORT BEND 10/3/2013 $3,563 $712 $2,851 $0 KIM, INSOO * 2013-0289-PST-E NAVARRO 10/3/2013 $4,192 $838 $3,354 $0 Texas Petroleum Group, LLC 2013-0740-PST-E HARRIS 10/3/2013 $7,303 $1,460 $5,843 $0 2013-0284-PST-E NAVARRO 10/3/2013 $4,500 $900 $3,600 $0 2013-0473-PST-E COLORADO 10/3/2013 $5,755 $1,151 $4,604 $0 PST 46455 Karishma Group, Inc. PST 46538 NTA Enterprises, Inc. PST 46582 VENEGAS, MARIA A PST 46211 D & D Global Inc PST 46372 HUTCHINSON, WILLIAM PST 46187 PHET & PHEAP CORPORATION PST 46708 SPIRIT RAYS INC. 2013-0785-PST-E PST 46278 SRZ TEXAS ENTERPRISES, LLC 2013-0383-PST-E PST 45735 Zarina & Javed Corporation PST 46334 Shivam Ramam Ventures, LLC * PST 46081 US Border Patrol PST 46162 The Walsh Business Enterprises, LLC PST 45958 Om and Bros, LLC PST 46445 City of Galveston PST 46382 Avery 7-11, Incorporated PST 45640 Sugar Land Alliance Enterprises, Inc. PST 46209 Wood Wind Square, Ltd. PST 45154 Westex Capital, LTD. PST 44047 Hakro Investments LLC 2012-0887-PST-E PST 46221 Patisu Marketing, Inc. 2013-0336-PST-E PST 45156 Sac-N-Pac Stores, Inc. PST 44309 Katy Independent School District PST 46738 Dawani Business, Inc. PST 45647 Overseas Venture LLC PST 44213 HOLA AMIGO INCORPORATED PST 46447 Severn Trent Environmental Services, Inc. * PST 46589 Sunsari Enterprises Inc PST 45981 NADEEM, MOHAMMED PST 46438 ALI, MUFDI I PST 46550 VUN, TONG KY PST 46714 Bexar County 2013-0804-PST-E PST 45726 410 HK Enterprises, Inc. 2012-2578-PST-E PST 46512 DIFCO, Inc. PST 46333 New Mart Corporation PST 46173 PST 46652 PST 46185 HSBM Retail Management, LLC PST 46393 ZAMAN, FAKHRUZ * Page 11 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0896-PST-E $1,232 $246 $986 $0 2013-0035-PST-E TARRANT 10/3/2013 $4,730 $946 $3,784 $0 ASA MANAGEMENT, INC. 2013-0430-PST-E DALLAS 10/3/2013 $6,166 $1,233 $4,933 $0 Royal Food & Service, Inc. 2013-0324-PST-E DALLAS 10/3/2013 $4,909 $981 $3,928 $0 2013-0686-PST-E BEXAR 10/3/2013 $7,500 $1,500 $6,000 $0 2013-0361-PST-E BOSQUE 10/3/2013 $6,131 $1,226 $4,905 $0 Raja & Aliah Investments, Inc. 2013-0232-PST-E GUADALUPE 10/9/2013 $8,879 $0 $8,879 $0 TEJANI, ABDULALI K 2013-0106-PST-E TARRANT 10/18/2013 $8,079 $1,615 $6,464 $0 2012-2434-PST-E TRAVIS 10/18/2013 $9,821 $1,964 $7,857 $0 2012-2656-PST-E HARRIS 10/18/2013 $13,500 $2,700 $10,800 $0 2013-0234-PST-E BEE 10/18/2013 $11,250 $2,250 $9,000 $0 2013-0492-PST-E FORT BEND 10/18/2013 $10,125 $2,025 $8,100 $0 2013-0335-PST-E TARRANT 10/18/2013 $10,125 $2,025 $8,100 $0 2013-0463-PST-E HILL 10/18/2013 $7,813 $1,562 $6,251 $0 Akal Business Inc. 2012-2599-PST-E HARRISON 10/20/2013 $3,891 $0 $3,891 $0 FISHBECK ENTERPRISES, LLC 2013-0793-PST-E LAVACA 10/21/2013 $3,750 $750 $3,000 $0 2013-0549-PST-E BURNET 10/21/2013 $4,506 $901 $3,605 $0 2013-1018-PST-E BEXAR 10/21/2013 $2,568 $513 $2,055 $0 MAROC PETROLEUM INC 2013-0746-PST-E DALLAS 10/21/2013 $3,381 $676 $2,705 $0 VJ MARLIN INVESTMENTS INC 2013-1325-PST-E FALLS 10/21/2013 $1,750 $0 $1,750 $0 2013-0660-PST-E NAVARRO 10/21/2013 $3,879 $775 $3,104 $0 2013-0140-PST-E TARRANT 10/21/2013 $3,750 $750 $3,000 $0 BEXAR 10/21/2013 $2,813 $562 $2,251 $0 HIDALGO 10/21/2013 $2,942 $588 $2,354 $0 2013-0624-PST-E MASON 10/21/2013 $2,813 $562 $0 $2,251 2013-0476-PST-E BURNET 10/21/2013 $3,375 $675 $2,700 $0 DALLAS 10/21/2013 $6,188 $1,237 $4,951 $0 JEFFERSON 10/21/2013 $6,900 $1,380 $5,520 $0 2013-0601-PST-E GUADALUPE 10/21/2013 $5,625 $1,125 $4,500 $0 2013-0487-PST-E FORT BEND 10/21/2013 $4,500 $900 $3,600 $0 2013-0464-PST-E BRAZORIA 10/21/2013 $6,100 $1,220 $4,880 $0 2013-0956-PST-E JEFFERSON 10/21/2013 $7,275 $1,455 $5,820 $0 2013-0632-PST-E GUADALUPE 10/21/2013 $2,931 $586 $2,345 $0 2013-0900-PST-E BOSQUE 10/21/2013 $6,095 $1,218 $4,877 $0 2013-0807-PST-E TARRANT 10/21/2013 $2,438 $487 $1,951 $0 2013-1112-WOC-E JASPER 10/21/2013 $175 $0 $175 $0 2013-0506-PST-E GUADALUPE 10/21/2013 $3,375 $675 $2,700 $0 Four States Petroleum Sales, Inc. PST 45919 VO, PHU PST 46338 PST 46208 PST 46600 Handy Shop Inc PST 46255 D & D Global Inc PST 46132 PST 45957 PST 45576 Amirali Makanojia PST 45813 GJN L.L.C. PST 46127 Pantry Convenience Stores, Inc. PST 46396 6965 S. L. Inc. PST 46225 TAAS Corporation PST 46377 KT CORPORATION PST 45739 PST 46683 PST 46450 Kunlaya Corporation PST 46936 M & M Contracting. Ltd. PST 46662 PST 47233 PST 46572 CHENG, KY PST 46037 City of Arlington PST 46371 Tom-Tom Investments, Inc 2013-0468-PST-E PST 46882 TIWANA INVESTMENTS, LLC 2013-0971-PST-E PST 46537 Texas Department of Transportation PST 46389 Chais Family Properties, Ltd. PST 46560 Dunlap-Swain Tire Company, Inc 2013-0644-PST-E PST 46815 Chris Property Management, LLC 2013-0897-PST-E PST 46472 SKP Inc DBA Schertz Conoco PST 46413 Dotchy Corporation PST 46376 Southern Tri-Star Markets, Ltd. PST 46866 HPT PSC PROPERTIES TRUST * PST 46543 GAA Investment Inc. PST 46811 Zuber Group, Inc. PST 46697 PST 47021 Texas Health Harris Methodist Hospital Southwest Fort Worth JARRELL, KEITH 46424 Order Date 10/3/2013 46816 PST County PANOLA PST USVA Enterprises Inc. Page 12 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0525-PST-E FORT BEND 10/21/2013 $4,500 $900 $3,600 $0 2013-0566-PST-E TARRANT 10/21/2013 $4,875 $975 $3,900 $0 AHM Retail, Inc. 2013-0631-PST-E GALVESTON 10/21/2013 $3,000 $600 $2,400 $0 New Mart Corporation 2013-0479-PST-E FORT BEND 10/21/2013 $7,500 $1,500 $6,000 $0 2013-0859-PST-E HIDALGO 10/21/2013 $2,813 $562 $2,251 $0 2013-0563-PST-E BEXAR 10/21/2013 $2,813 $562 $2,251 $0 Zaim C-Store Inc. 2013-0772-PST-E VICTORIA 10/21/2013 $3,750 $750 $3,000 $0 PNS Shell Inc 2013-0144-PST-E HARRIS 10/21/2013 $4,251 $850 $3,401 $0 2013-0610-PST-E TARRANT 11/1/2013 $9,508 $1,901 $7,607 $0 2013-0744-PST-E JEFFERSON 11/1/2013 $2,813 $562 $2,251 $0 2013-0108-PST-E TARRANT 11/1/2013 $59,850 $0 $59,850 $0 2013-0633-PST-E COLORADO 11/1/2013 $5,130 $1,026 $4,104 $0 2013-0105-PST-E HARRIS 11/1/2013 $9,693 $1,938 $7,755 $0 2012-2698-PST-E FLOYD 11/1/2013 $7,944 $0 $7,944 $0 N.A.S.A. Enterprises, Inc. 2013-1133-PST-E BRAZORIA 11/1/2013 $3,375 $675 $2,700 $0 FIFTY TOES, INC. 2013-0944-PST-E GRAYSON 11/1/2013 $3,504 $700 $2,804 $0 2013-0617-PST-E TARRANT 11/1/2013 $3,375 $675 $2,700 $0 2012-2374-PST-E CALLAHAN 11/1/2013 $21,144 $0 $21,144 $0 Mission Consolidated Independent School District 2013-0887-PST-E HIDALGO 11/1/2013 $7,500 $1,500 $6,000 $0 MSSS Enterprises Inc. 2013-0190-PST-E BEXAR 11/1/2013 $8,881 $0 $8,881 $0 2013-0530-PST-E VICTORIA 11/1/2013 $3,879 $775 $3,104 $0 2013-0528-PST-E RED RIVER 11/1/2013 $8,375 $1,675 $6,700 $0 Golden Era, Inc. 2013-0567-PST-E GALVESTON 11/1/2013 $5,818 $1,163 $4,655 $0 Aalmin Corporation 2013-0710-PST-E BEXAR 11/1/2013 $3,375 $675 $2,700 $0 2012-2629-PST-E JEFFERSON 11/1/2013 $10,596 $0 $10,596 $0 2013-0862-PST-E MIDLAND 11/1/2013 $3,750 $750 $0 $3,000 2013-0444-PST-E COMANCHE 11/6/2013 $17,026 $0 $17,026 $0 2012-2562-PST-E PARKER 11/6/2013 $7,500 $0 $7,500 $0 2013-0021-PST-E BEXAR 11/6/2013 $3,881 $0 $3,881 $0 2013-0080-PST-E HARRIS 11/7/2013 $18,750 $0 $18,750 $0 Our G & G, Inc. 2012-0079-PST-E CHAMBERS 11/7/2013 $19,003 $0 $19,003 $0 JAFREH, JOHN 2012-0996-PST-E WALKER 11/7/2013 $7,741 $0 $7,741 $0 2012-2404-PST-E SMITH 11/7/2013 $5,132 $0 $5,132 $0 2012-2236-PST-E ORANGE 11/7/2013 $3,750 $0 $3,750 $0 2012-2246-PST-E COLLIN 11/11/2013 $7,875 $1,575 $6,300 $0 2013-0611-PST-E *MULTIPLE 11/11/2013 $13,500 $2,700 $10,800 $0 2013-0955-PST-E MONTGOMERY 11/11/2013 $12,813 $2,562 $10,251 $0 2013-1100-PST-E LAVACA 11/16/2013 $2,438 $487 $1,951 $0 PST 46431 New Mart Corporation PST 46474 New K & T Quick Stop, Inc PST 46544 PST 46380 PST 46761 GARCIA, RAUL PST 46458 Highway 90, Inc. PST 46679 PST 46026 PST 46511 HANK'S CLEAN-UP & ROLL-OFF SERVICE, INC. PST 46654 HERNANDEZ, MARIA P PST 45948 R & S Brothers LLC PST 46535 Great Southern Wood - Columbus, Inc. * PST 45983 OCHO NLSS MG CORPORATION PST 45842 Producers Cooperative Elevator PST 47012 PST 46850 PST 46531 S & Y Inc. PST 45353 MATTSON, JOEL S PST 46796 PST 46072 PST 46407 PATEL, VINOOKUMAR * PST 46425 SR & East Texas Journey, LLC PST 46476 PST 46616 PST 45773 G Jubilee Enterprises, Inc PST 46767 Texas Department of Transportation PST 46361 Gooden Petroleum, Inc. PST 45703 TSV Corporation PST 45909 Alauddin Investments, Inc. PST 45956 Peace Business , Inc. PST 43263 PST 44139 PST 45546 Moutawakil Investments, L.L.C. PST 45380 Siraj Minara, Inc. PST 45317 Dallas Merchant Inc. PST 46510 Tacs Inc PST 46868 Bentwater Yacht & Country Club, Ltd. PST 47007 Leopard Express Inc Page 13 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0958-PST-E BROWN 11/16/2013 $2,355 $471 $1,884 $0 2013-0983-PST-E HARRIS 11/16/2013 $3,955 $791 $3,164 $0 HAMAD, HAZEM 2013-0290-PST-E NAVARRO 11/16/2013 $3,750 $750 $3,000 $0 Seek Concept, LLC 2013-0899-PST-E BEXAR 11/16/2013 $6,564 $1,312 $5,252 $0 2013-0858-PST-E TARRANT 11/16/2013 $6,750 $1,350 $5,400 $0 2013-0579-PST-E WILSON 11/16/2013 $2,625 $0 $2,625 $0 Murphy Oil USA, Inc. 2013-1396-PST-E BEXAR 11/16/2013 $5,250 $0 $5,250 $0 AT&T Corp. 2013-1055-PST-E BEXAR 11/16/2013 $3,516 $703 $2,813 $0 2013-0490-PST-E COLEMAN 11/16/2013 $3,375 $675 $2,700 $0 2013-1185-PST-E COCHRAN 11/16/2013 $4,500 $900 $3,600 $0 Mina Group Inc 2013-0832-PST-E JEFFERSON 11/16/2013 $3,750 $750 $3,000 $0 NEP USA Inc. 2013-1137-PST-E TARRANT 11/16/2013 $3,000 $600 $2,400 $0 2013-0982-PST-E JEFFERSON 11/16/2013 $3,751 $750 $3,001 $0 2013-0981-PST-E MCLENNAN 11/16/2013 $1,356 $271 $1,085 $0 BOWIE 11/16/2013 $6,882 $1,376 $5,506 $0 TARRANT 11/16/2013 $3,375 $675 $2,700 $0 2013-0894-PST-E BROWN 11/16/2013 $1,626 $325 $1,301 $0 2013-1025-PST-E TARRANT 11/16/2013 $2,438 $487 $1,951 $0 RISAL, PRAKASH 2013-1129-PST-E GRAYSON 11/16/2013 $3,375 $675 $2,700 $0 CSCW GROUP LLC 2013-0786-PST-E TARRANT 11/16/2013 $2,438 $487 $1,951 $0 2013-0395-PST-E FORT BEND 11/21/2013 $18,850 $0 $18,850 $0 2012-2541-PST-E WOOD 11/22/2013 $2,813 $0 $2,813 $0 Rubi & Sons Store, Inc. 2012-0155-PST-E VAN ZANDT 11/22/2013 $4,375 $0 $4,375 $0 MD Beer and Wine, L.L.C. 2012-2305-PST-E GREGG 11/22/2013 $5,000 $0 $5,000 $0 2012-1420-PST-E HIDALGO 11/22/2013 $4,068 $0 $4,068 $0 2013-1190-PST-E COOKE 11/22/2013 $2,568 $0 $2,568 $0 BEXAR 11/22/2013 $2,500 $0 $2,500 $0 FANNIN 11/22/2013 $125 $0 $125 $0 2013-0086-PST-E BEXAR 11/22/2013 $3,505 $0 $3,505 $0 2013-0158-PST-E BROOKS 11/22/2013 $6,878 $0 $6,878 $0 Ikoankar LLC 2012-2092-PST-E TARRANT 11/22/2013 $7,250 $0 $7,250 $0 Development II Partners, Inc. 2012-2683-PST-E HARRIS 11/22/2013 $3,750 $0 $3,750 $0 2013-0705-PST-E TARRANT 11/22/2013 $4,500 $0 $4,500 $0 2012-2661-PST-E LIBERTY 11/22/2013 $3,750 $0 $3,750 $0 2013-0231-PST-E HARRIS 11/22/2013 $5,001 $0 $5,001 $0 2013-0531-PST-E BOSQUE 11/22/2013 $2,942 $0 $2,942 $0 2013-0235-PST-E HARRIS 11/22/2013 $3,375 $0 $3,375 $0 2013-0260-PST-E HILL 11/22/2013 $3,880 $0 $3,880 $0 PST 46862 P. F. & E. Oil Co. PST 46891 Vu Associates, Inc. PST 46163 PST 46812 PST 46762 UNG, JERRY * PST 46482 97 T Limited * PST 47290 PST 46977 PST 46403 BARKER, MICHAEL LEWIS PST 47091 Cal Farley's Boys Ranch PST 46736 PST 47009 PST 46905 Entergy Texas, Inc. PST 46906 Hopkins Oil Company, Inc. PST 46760 KAVIN RR LLC 2013-0860-PST-E PST 46596 RANGILA ENTERPRISES INC 2013-0687-PST-E PST 46803 Sunrise Valley Properties Inc PST 46898 Cowtown Petroleum Limited PST 47039 PST 46706 PST 46294 D & D International, Inc. PST 45656 Hira Food LLC PST 43332 PST 45462 PST 44524 Lone Star Distributors, Inc. * PST 47094 MADINA CORPORATION PST 44119 ALI, HUSSAIN 2012-0964-PST-E PST 46204 SUDDERTH, JOE T 2013-0339-PST-E PST 45811 Aspri Investments, LLC * PST 46042 BOQUIN, ANA PST 45235 PST 45830 PST 46614 HNKBX, INC. PST 45804 Pinedale Corporation PST 46133 ADNAN NAJM PST 46370 Scott Sonntag Oil Company, Inc. * PST 46126 North Forest Isd PST 46156 White Bluff Marina, Inc. Page 14 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-2142-PST-E AUSTIN 11/22/2013 $4,934 $0 $4,934 $0 2012-1977-PST-E HARRIS 11/22/2013 $4,500 $0 $4,500 $0 Premium Petroleum Corp. 2013-0256-PST-E FORT BEND 11/22/2013 $3,375 $0 $3,375 $0 You Dream We Build, Inc. 2013-0608-PST-E TARRANT 11/22/2013 $5,004 $0 $5,004 $0 2012-2594-PST-E SMITH 11/22/2013 $7,500 $0 $7,500 $0 2013-0812-PST-E JONES 11/28/2013 $8,007 $1,601 $6,406 $0 GILLESPIE, PATRICIA 2013-0331-PST-E ANGELINA 11/28/2013 $46,859 $0 $46,859 $0 VJK FRIENDS PLACE, INC. 2012-2099-PST-E DENTON 11/28/2013 $15,475 $0 $15,475 $0 2013-0735-PST-E BEXAR 11/28/2013 $8,880 $0 $8,880 $0 2012-2425-PST-E HARRIS 11/28/2013 $8,880 $0 $8,880 $0 2013-0987-PST-E BEXAR 11/28/2013 $11,250 $0 $11,250 $0 2012-0478-PST-E FREESTONE 12/1/2013 $2,635 $0 $2,635 $0 2012-1734-PST-E HARRIS 12/1/2013 $12,131 $0 $12,131 $0 2012-2492-PST-E LIBERTY 12/1/2013 $16,516 $0 $16,516 $0 BRAZORIA 12/9/2013 $3,750 $750 $3,000 $0 JEFFERSON 12/9/2013 $2,888 $577 $2,311 $0 BROWN 12/9/2013 $2,813 $562 $2,251 $0 2013-0685-PST-E HALE 12/9/2013 $5,893 $1,178 $4,715 $0 2013-0921-PST-E HALE 12/9/2013 $3,375 $675 $2,700 $0 2013-1072-PST-E TRAVIS 12/9/2013 $2,938 $587 $2,351 $0 JEFFERSON 12/9/2013 $4,999 $999 $4,000 $0 PST 45299 DNR Business, INC. PST 45107 City of Pasadena PST 46115 PST 46525 PST 45736 Chottani, LLC PST 46720 KBB & KBB , INC PST 46232 PST 45222 PST 46629 MKRF, Inc. PST 45569 Cheers One Stop & More Inc. PST 47093 Danam Enterprises Inc. PST 43546 Aman 8 Brothers LLC PST 44833 RANA INVESTMENT, INC. PST 45641 Our G & G, Inc. PST 46487 Southwestern Bell Telephone, L.P. 2013-0577-PST-E PST 46747 2013-0868-PST-E PST 46386 U. S. Department of Transportation Admin. Beaumont Reserve Fleet TEXAS JUVENILE JUSTICE DEPARTMENT 2013-0462-PST-E PST 46604 Southwestern Bell Telephone, L.P. PST 46835 SAYARI, DAVOUD PST 46974 HUMBLE GROUP INVESTMENT, INC. PST 46592 CBTP CORPORATION 2013-0689-PST-E PST 46728 Naila Partners, Ltd. 2013-0822-PST-E BEXAR 12/9/2013 $3,750 $750 $3,000 $0 PST 46805 Amy Investments, Inc. 2013-0912-PST-E JEFFERSON 12/9/2013 $7,500 $1,500 $6,000 $0 PST 46619 PHILIP, VARUGHESE 2013-0719-PST-E HARRIS 12/9/2013 $5,112 $1,022 $4,090 $0 12/11/2013 $15,233 $0 $15,233 $0 PST 46437 AZZAH ENTERPRISES, INC. 2013-0523-PST-E HARRIS PST 45563 Jian Enterprises Inc. 2012-2426-PST-E DENTON 12/18/2013 $8,750 $0 $8,750 $0 PST 46176 SADOSKI, DONNY 2013-0288-PST-E HILL 12/18/2013 $17,320 $0 $17,320 $0 PST 46874 Beep-Beep, L.L.C. 2013-0951-PST-E HIDALGO 12/19/2013 $8,879 $1,775 $7,104 $0 LAMAR 12/19/2013 $7,688 $1,537 $6,151 $0 PST 47054 G&R Sakun Inc. 2013-1149-PST-E PST 46293 Centergas Fuels, Inc. 2013-0396-PST-E POTTER 12/19/2013 $9,109 $1,821 $7,288 $0 PST 46875 Beaumont ISD 2013-0970-PST-E JEFFERSON 12/19/2013 $8,439 $1,686 $6,753 $0 PST 46381 R.A.R. BUSINESS INC 2013-0478-PST-E HARRIS 12/19/2013 $8,088 $1,617 $6,471 $0 TARRANT 12/19/2013 $19,225 $3,845 $15,380 $0 PST 46861 VERMA, ASHISH 2013-0959-PST-E PST 46585 MUNAWAR, MUNIR ARMAD * 2013-0690-PST-E VICTORIA 1/2/2014 $3,750 $750 $3,000 $0 PST 47125 Southside Feed & Supply, LLC 2013-1228-PST-E HENDERSON 1/2/2014 $2,567 $513 $2,054 $0 PST 44301 SAR, LLC 2012-1146-PST-E HARRIS 1/2/2014 $2,975 $595 $2,380 $0 2013-1082-PST-E HARRIS 1/2/2014 $3,375 $675 $2,700 $0 PST 46993 TRIPLE B TRADING LLC Page 15 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-1505-PST-E ERATH 1/2/2014 $3,750 $750 $3,000 $0 2013-1201-PST-E HENDERSON 1/2/2014 $4,624 $924 $3,700 $0 2013-1099-PST-E RAINS 1/2/2014 $2,438 $487 $1,951 $0 2013-1097-PST-E TARRANT 1/2/2014 $3,375 $675 $2,700 $0 2013-1078-PST-E GRAYSON 1/2/2014 $3,504 $700 $2,804 $0 2013-1175-PST-E GRAYSON 1/2/2014 $2,567 $513 $2,054 $0 COLLIN 1/2/2014 $6,172 $1,234 $4,938 $0 TARRANT 1/2/2014 $3,375 $675 $2,700 $0 2013-1238-PST-E FORT BEND 1/2/2014 $2,981 $596 $2,385 $0 2013-0397-PST-E JONES 1/2/2014 $6,429 $1,285 $5,144 $0 2013-0867-PST-E BEXAR 1/2/2014 $3,143 $628 $2,515 $0 2013-1213-PST-E DEWITT 1/2/2014 $5,625 $1,125 $4,500 $0 2013-1038-PST-E HARRIS 1/2/2014 $4,610 $922 $3,688 $0 2013-0675-PST-E NAVARRO 1/2/2014 $3,751 $750 $3,001 $0 2013-0652-PST-E BOWIE 1/2/2014 $5,755 $1,151 $4,604 $0 2013-1148-PST-E TARRANT 1/2/2014 $6,750 $1,350 $5,400 $0 2013-0957-PST-E GRAYSON 1/2/2014 $3,503 $700 $2,803 $0 2013-1020-PST-E TERRY 1/2/2014 $3,516 $703 $2,813 $0 2013-1138-PST-E BEXAR 1/2/2014 $3,375 $675 $2,700 $0 2013-1578-PST-E TARRANT 1/2/2014 $2,438 $487 $1,951 $0 2013-1306-PST-E LAMAR 1/2/2014 $4,125 $825 $3,300 $0 2013-0829-PST-E POTTER 1/2/2014 $4,631 $926 $3,705 $0 Vinyard Enterprises, Inc. 2013-0947-PST-E FRANKLIN 1/2/2014 $5,993 $1,198 $4,795 $0 Nilo Business Inc. 2013-1024-PST-E BEXAR 1/2/2014 $3,750 $750 $3,000 $0 2013-0953-PST-E MONTGOMERY 1/2/2014 $4,064 $812 $3,252 $0 2013-0309-PST-E HARRIS 1/2/2014 $4,643 $928 $3,715 $0 Goose Creek Consolidated Independent School District 2013-1631-PST-E HARRIS 1/2/2014 $2,625 $0 $2,625 $0 SANCHEZ, ANTONIO C 2013-1071-PST-E BEXAR 1/2/2014 $3,880 $776 $3,104 $0 2013-1017-PST-E HARRIS 1/2/2014 $3,000 $600 $2,400 $0 2013-1042-PST-E HENDERSON 1/2/2014 $2,813 $562 $2,251 $0 ELLIS 1/2/2014 $6,000 $1,200 $4,800 $0 HARRIS 1/2/2014 $2,813 $562 $2,251 $0 2012-0486-PST-E DALLAS 1/8/2014 $5,137 $0 $5,137 $0 2013-0099-PST-E TARRANT 1/8/2014 $6,000 $0 $6,000 $0 $0 $5,048 $0 $3,399 $13,603 $0 $1,600 $6,404 $0 $0 $8,750 $0 PST 44649 B & C Oil Company * PST 47086 JJRS Family Investments, LLC PST 47005 HINH, CHIEU PHOC * PST 46982 Lee Oak Grove Inc. PST 46984 JK & JK ENTERPRISES LLC PST 47072 Commodore Marine, Limited Partnership PST 46792 Akbar Alesha L.L.C. 2013-0883-PST-E PST 46823 Laxmi, Inc. * 2013-0922-PST-E PST 47135 ALFAAZ, L.L.C. PST 46292 PEVEY, THOMAS M PST 46772 VHS San Antonio Partners, LLC PST 47076 SOUTH TEXAS STORES INC PST 46885 SUNDANCE FUELS, LTD. PST 46590 Hibeam Corporation PST 46521 R & W Convenience Stores, LLC PST 47055 Star Simran Inc PST 46865 MUTUAL OIL TRADING INC. PST 46934 Valor Telecommunications of Texas, LLC PST 47008 VNSS INVESTMENTS L L C PST 47447 K & Rabbani Corporation PST 47209 HARMAN DHILLON INC PST 46746 American General Realty Investment Corporation PST 46765 PST 46925 PST 46871 THE DYNAMITE INC PST 46170 HAYES, JOHN G PST 47520 PST 46972 PST 46944 PATEL, JATINBHAI PST 46883 Trinity Valley Community College PST 47121 Addison Enterprises Inc. 2013-1226-PST-E PST 47074 City of Houston 2013-1173-PST-E PST 43671 Magic Pro Inc PST 45974 BARAKAT S & A, INC. PST 46664 Al-Imran Enterprises, Inc. 2013-0764-PST-E HARRIS 1/8/2014 $5,048 PST 44577 Trinity Towers Limited Partnership 2012-1433-PST-E NUECES 1/24/2014 $17,002 PST 46704 JJRS Family Investments, LLC 2013-0788-PST-E HENDERSON 1/24/2014 $8,004 PST 46490 NGUYET, LY * 2013-0575-PST-E CASS 1/24/2014 $8,750 Page 16 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-1189-PST-E HARRIS 1/24/2014 $9,000 $0 $9,000 $0 2013-0929-PST-E HENDERSON 1/24/2014 $15,750 $0 $15,750 $0 HARRIS 1/24/2014 $8,775 $1,755 $7,020 $0 TARRANT 1/24/2014 $7,985 $1,597 $6,388 $0 2013-1263-PST-E JEFFERSON 1/24/2014 $16,386 $3,277 $13,109 $0 2013-0892-PST-E TARRANT 1/25/2014 $4,500 $900 $3,600 $0 WISE 1/25/2014 $2,567 $513 $2,054 $0 RAINS 1/25/2014 $2,813 $562 $2,251 $0 2013-1273-PST-E MONTGOMERY 1/25/2014 $5,625 $1,125 $4,500 $0 2013-1389-PST-E FORT BEND 1/25/2014 $3,375 $675 $2,700 $0 COLLIN 1/25/2014 $7,110 $1,422 $5,688 $0 TARRANT 1/25/2014 $3,450 $690 $2,760 $0 2013-1484-PST-E TARRANT 1/25/2014 $2,813 $562 $2,251 $0 2013-0524-PST-E BEXAR 1/25/2014 $5,564 $1,112 $4,452 $0 VO, CHRISTINA T 2013-1021-PST-E TARRANT 1/25/2014 $3,000 $600 $2,400 $0 Broadway Motors, Inc. 2013-1524-PST-E MIDLAND 1/25/2014 $3,423 $684 $2,739 $0 2013-1308-PST-E SMITH 1/25/2014 $4,255 $851 $3,404 $0 2013-1483-PST-E GALVESTON 1/25/2014 $4,125 $825 $3,300 $0 BEXAR 1/25/2014 $3,750 $750 $3,000 $0 TARRANT 1/25/2014 $4,312 $862 $3,450 $0 2013-1395-PST-E HIDALGO 1/25/2014 $3,375 $675 $2,700 $0 2013-1331-PST-E TARRANT 1/25/2014 $1,350 $270 $1,080 $0 Express Stores LLC 2013-1449-PST-E JOHNSON 1/25/2014 $2,567 $513 $2,054 $0 M Siddiqi & Sons Inc 2013-1214-PST-E DALLAS 1/25/2014 $3,735 $747 $2,988 $0 2013-1476-PST-E HUNT 1/25/2014 $2,567 $513 $2,054 $0 2013-0787-PST-E HENDERSON 1/25/2014 $3,891 $778 $3,113 $0 ANDREPONT, RUSSELL 2013-1178-PST-E JEFFERSON 1/25/2014 $3,563 $712 $2,851 $0 Cuero Independant School District 2013-1092-PST-E DEWITT 1/25/2014 $2,813 $562 $2,251 $0 2013-1454-PST-E DAWSON 1/25/2014 $3,375 $675 $2,700 $0 2013-1234-PST-E WALKER 1/25/2014 $3,879 $775 $3,104 $0 Pipe Distributors, Inc. 2013-1286-PST-E HARRIS 1/25/2014 $2,438 $487 $1,951 $0 Texas Department of Transportation 2013-1058-PST-E LLANO 1/25/2014 $4,063 $812 $0 $3,251 47129 Denison ISD 2013-1227-PST-E GRAYSON 1/25/2014 $3,375 $675 $2,700 $0 45125 City of Odessa 2012-1995-PST-E ECTOR 1/25/2014 $1,750 $0 $1,750 $0 PST 47035 Roman C-Store, Inc. 2013-1130-PST-E DALLAS 1/25/2014 $3,725 $745 $2,980 $0 PST 47075 BHANDARI, BASU DEV 2013-1172-PST-E TARRANT 1/25/2014 $3,375 $675 $2,700 $0 PST 47459 Happy Lucky Corporation 2013-1572-PST-E HUNT 1/25/2014 $4,125 $825 $3,300 $0 PST 47390 Wright Construction Co., Inc. 2013-1493-PST-E TARRANT 1/25/2014 $3,375 $675 $2,700 $0 PST 47095 Jack and Sam, Inc. PST 46821 SHERGILL FUEL ENTERPRISES INC PST 43190 Shriners Hospitals for Children, Inc. 2011-2353-PST-E PST 46817 Andrews Transport, LP 2013-1044-PST-E PST 47166 TranStop LLC. PST 46801 C & L Diamond Liquor, Inc. PST 47188 5M'S GROUP LLC 2013-1283-PST-E PST 47411 POINT TIGER ENTERPRISE, INC. 2013-1520-PST-E PST 47169 NARAYAN CORPORATION * PST 47225 Aj Business Inc PST 46931 Big Score Investors, LLC 2013-1022-PST-E PST 47385 FW DRIVE IN BEER & GROCERY INC 2013-1494-PST-E PST 47340 RAFINA LLC PST 46433 Prosper, Inc PST 46933 PST 47404 PST 47190 Nadosh LLC PST 47341 KAML INC. PST 46995 LITTLE SAM INC. 2013-1096-PST-E PST 47599 NGUYEN, BILLY HUNG 2013-1696-PST-E PST 47291 JACKSON, CARMELA PST 47236 Ongley Trucking, Inc. PST 47324 PST 47050 PST 47362 Dhungana Corporation PST 46705 Adiba Inc. PST 47027 PST 47000 PST 47342 City of Lamesa PST 47143 MCCAFFETY, ROBERT PST 47183 PST 46969 PST PST Page 17 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-1095-PST-E WALKER 1/25/2014 $2,942 $588 $2,354 $0 2013-1051-PST-E LAMB 1/25/2014 $3,516 $703 $2,813 $0 H2Go, LLC 2013-1453-PST-E TARRANT 1/25/2014 $2,438 $487 $1,951 $0 ABF Freight System, Inc. 2013-1098-PST-E HARRIS 1/25/2014 $4,630 $926 $3,704 $0 2013-1480-PST-E HAYS 1/25/2014 $7,254 $1,450 $5,804 $0 2013-1288-PST-E HOPKINS 1/25/2014 $2,931 $586 $2,345 $0 HARRIS 1/25/2014 $1,750 $0 $1,750 $0 MCLENNAN 1/25/2014 $2,438 $487 $1,951 $0 2013-1326-PST-E FORT BEND 1/25/2014 $2,813 $562 $2,251 $0 2013-1380-PST-E TARRANT 1/25/2014 $2,813 $562 $2,251 $0 Rita's Convenience Store and Restaurant, LLC 2013-1218-PST-E MARTIN 1/25/2014 $2,931 $586 $2,345 $0 S Sagani, Inc. 2013-1295-PST-E BEXAR 1/25/2014 $5,755 $1,151 $4,604 $0 2013-1445-PST-E TRAVIS 1/25/2014 $3,000 $600 $2,400 $0 2013-1782-PST-E GALVESTON 1/25/2014 $2,438 $487 $1,951 $0 Fort Worth Automotive Inc 2013-1106-PST-E TARRANT 1/25/2014 $3,068 $613 $2,455 $0 ROY, BISWAJIT 2013-1231-PST-E HARRIS 1/25/2014 $3,750 $750 $3,000 $0 2013-1587-PST-E MIDLAND 1/25/2014 $6,257 $1,251 $5,006 $0 2013-1317-PST-E TRAVIS 1/25/2014 $3,000 $600 $2,400 $0 Samkwang USA, Inc. 2013-1246-PST-E HARRIS 1/25/2014 $3,879 $775 $3,104 $0 Mahmound A. Alrafati 2013-1200-PST-E BEXAR 1/25/2014 $2,943 $588 $2,355 $0 2013-1176-PST-E JOHNSON 1/25/2014 $3,693 $738 $2,955 $0 2013-0988-PST-E JEFFERSON 1/25/2014 $4,500 $900 $3,600 $0 Wright Fuel Distributors, LLC * 2012-2057-PST-E WILLACY 1/29/2014 $8,878 $0 $8,878 $0 SARAH LLC 2012-2500-PST-E SMITH 2/8/2014 $6,000 $0 $6,000 $0 2012-1907-PST-E GREGG 2/8/2014 $4,629 $0 $4,629 $0 2012-0524-PST-E ERATH 2/8/2014 $6,881 $0 $6,881 $0 VAN DORN, ONA 2013-0282-PST-E LIVE OAK 2/8/2014 $6,000 $0 $6,000 $0 Ahsan Enterprises, Inc. 2012-2373-PST-E HARRIS 2/8/2014 $6,300 $0 $6,300 $0 2013-0833-PST-E HAYS 2/8/2014 $6,412 $0 $6,412 $0 2012-0194-PST-E NEWTON 2/8/2014 $6,141 $0 $6,141 $0 SIMON & SUJA, LLC 2013-0245-PST-E HIDALGO 2/8/2014 $3,375 $0 $3,375 $0 Total Consolidation, Inc. 2013-1354-PST-E DENTON 2/8/2014 $3,563 $0 $3,563 $0 2013-0934-PST-E NAVARRO 2/8/2014 $3,750 $0 $3,750 $0 2013-0161-PST-E GALVESTON 2/8/2014 $4,971 $0 $4,971 $0 BROWN 2/8/2014 $7,500 $0 $7,500 $0 BURNET 2/8/2014 $3,563 $0 $3,563 $0 2013-0052-PST-E HIDALGO 2/8/2014 $5,000 $0 $5,000 $0 2013-0446-PST-E HARRIS 2/8/2014 $3,937 $0 $3,937 $0 PST 46996 BAR T TRAVEL CENTER, LLC PST 46963 Valor Telecommunications of Texas, LLC PST 47344 PST 47006 PST 47354 Nazma, LLC. PST 47158 SINGH, RUPINDERJIT PST 45835 Joe Swartz Electric Co., Ltd. 2013-0008-PST-E PST 47127 Taha Investments, Inc. 2013-1219-PST-E PST 47227 Mangal Enterprise LLC PST 47272 The Kroger Co. * PST 47128 PST 47203 PST 47332 AC VIP MARINA, LLC PST 47678 Ziabon, Inc. PST 47002 PST 47123 PST 47479 Lithia CM, Inc. PST 47219 Habibco, Inc. PST 47124 PST 47089 PST 47071 NEPALKO, INC PST 46873 Federal Bureau of Prisons PST 45182 PST 45631 PST 45030 William Cody Burkett PST 43667 Proton PRC, LTD. dba Oasis Car Wash PST 46188 PST 45509 PST 46735 Ds Valero Corp PST 43352 Butterflies, Inc. PST 46023 PST 47249 PST 46845 ARMSTRONG, MARK PST 46027 Semi & Shamim Enterprises, LLC PST 46460 BLH Sportsman Center, LLC 2013-0547-PST-E PST 46824 Marble Star, Inc. 2013-0935-PST-E PST 45934 Chikita Investment Group LLC PST 46357 Chea Donald S Page 18 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-2340-PST-E ORANGE 2/8/2014 $4,687 $0 $4,687 $0 2013-0211-PST-E FORT BEND 2/8/2014 $4,029 $0 $4,029 $0 2013-1474-PST-E TRAVIS 2/9/2014 $3,375 $675 $2,700 $0 2013-1568-PST-E TARRANT 2/9/2014 $3,375 $675 $2,700 $0 2013-1199-PST-E HARRIS 2/9/2014 $3,547 $709 $2,838 $0 2013-1567-PST-E TARRANT 2/9/2014 $2,813 $562 $2,251 $0 HUNT 2/9/2014 $3,000 $600 $2,400 $0 TRAVIS 2/9/2014 $2,937 $587 $2,350 $0 2013-1368-PST-E ELLIS 2/9/2014 $7,243 $1,448 $5,795 $0 2013-1650-PST-E WISE 2/9/2014 $3,375 $675 $2,700 $0 POTTER 2/9/2014 $2,567 $513 $2,054 $0 WHARTON 2/9/2014 $5,768 $1,153 $4,615 $0 2013-1169-PST-E LAMAR 2/9/2014 $3,000 $600 $2,400 $0 2013-1635-PST-E EL PASO 2/9/2014 $3,484 $696 $2,788 $0 2013-1586-PST-E BEXAR 2/9/2014 $4,443 $888 $3,555 $0 2013-1132-PST-E LAMAR 2/9/2014 $5,143 $1,028 $4,115 $0 2013-1397-PST-E JEFFERSON 2/9/2014 $3,879 $775 $3,104 $0 2013-1874-PST-E GALVESTON 2/9/2014 $2,438 $487 $1,951 $0 Y & V Enterprises LLC 2013-1522-PST-E TARRANT 2/9/2014 $4,500 $900 $3,600 $0 SAJJAD, MOHAMMAD 2013-1690-PST-E TYLER 2/9/2014 $4,687 $937 $3,750 $0 2013-1287-PST-E TARRANT 2/9/2014 $3,393 $678 $2,715 $0 2013-1294-PST-E MCLENNAN 2/9/2014 $4,713 $942 $3,771 $0 2013-1296-PST-E GILLESPIE 2/14/2014 $9,788 $1,957 $7,831 $0 2013-0857-PST-E HENDERSON 2/14/2014 $7,875 $1,575 $6,300 $0 2013-1521-PST-E FORT BEND 2/14/2014 $8,250 $1,650 $6,600 $0 2013-1223-PST-E MCLENNAN 2/16/2014 $5,625 $1,125 $4,500 $0 BEXAR 2/16/2014 $1,350 $270 $1,080 $0 TARRANT 2/16/2014 $4,500 $900 $3,600 $0 2013-1824-PST-E BEXAR 2/16/2014 $1,350 $270 $1,080 $0 2013-1417-PST-E MIDLAND 2/16/2014 $5,000 $1,000 $4,000 $0 HILS USA INC 2013-1327-PST-E RED RIVER 2/16/2014 $2,813 $562 $2,251 $0 Lago Nayaab Enterprises Inc. 2013-1552-PST-E TRAVIS 2/16/2014 $3,750 $750 $3,000 $0 2013-1264-PST-E JEFFERSON 2/16/2014 $3,825 $765 $3,060 $0 2013-1056-PST-E VAN ZANDT 2/16/2014 $4,500 $900 $3,600 $0 BEXAR 2/16/2014 $7,500 $1,500 $6,000 $0 GALVESTON 2/16/2014 $2,438 $487 $1,951 $0 2013-2101-PST-E MONTAGUE 2/16/2014 $875 $0 $875 $0 2013-1179-PST-E LIBERTY 3/6/2014 $29,787 $5,957 $23,830 $0 PST 45458 Ado Alliance Inc. * PST 46097 Tank Works, Inc. PST 47368 Sam's Mopac Auto Inc PST 47466 Sam H Investments, Inc. PST 47099 Aryana, Inc. PST 47467 M & J One Stop LLC PST 47442 CHOWDHURY, SHAKIL 2013-1555-PST-E PST 47405 Hays City Corporation 2013-1523-PST-E PST 47266 A & T Inc. PST 47548 97 Circle S Convenience Stores, Inc. PST 47539 DANG, TRI THI 2013-1647-PST-E PST 44362 Bilal Enterprises, Inc. 2012-1220-PST-E PST 47082 SOURYARPAN LLC PST 47546 TIGUA TRANSPORTATION, INC. PST 47480 FAIZAN LLC PST 47013 Essent PRMC, L.P. PST 47288 N & H Enterprises and Son, Inc. * PST 47756 Shan Enterprises, Inc. PST 47409 PST 47590 PST 47182 Savvis, Inc. * PST 47204 Providence Health Services of Waco PST 47198 Stroeher & Son, Inc. PST 46763 SHERGILL FUEL ENTERPRISES INC PST 47410 LALANI'S INVESTMENT INC. PST 47101 Army & Air Force Exchange Service PST 47617 Coastal Transport Co., Inc. 2013-1715-PST-E PST 47322 Dallas Texas Properties, Inc. 2013-1450-PST-E PST 47706 Mission Petroleum Carriers, Inc. PST 47303 MIDLAND CENTRAL LLC PST 47181 PST 47439 PST 47164 Overseas Enterprises USA, Inc. * PST 46973 QUICK FILL LLC PST 47051 JN Khan Corporation 2013-1229-PST-E PST 47582 A.L. Butt, Inc. 2013-1683-PST-E PST 47953 A & D Card Lock PST 47025 RAYWOOD FINANCIAL, INC Page 19 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0241-PST-E LYNN 3/6/2014 $19,175 $0 $19,175 $0 2012-2704-PST-E AUSTIN 3/6/2014 $7,629 $0 $7,629 $0 2013-0873-PST-E HARRIS 3/6/2014 $3,000 $0 $3,000 $0 2013-1542-PST-E MARTIN 3/6/2014 $11,359 $2,271 $9,088 $0 2012-2294-PST-E NUECES 3/6/2014 $11,380 $0 $11,380 $0 2013-0055-PST-E HARRIS 3/6/2014 $5,380 $0 $5,380 $0 KESAV SAI LLC 2012-2190-PST-E DALLAS 3/6/2014 $9,811 $0 $9,811 $0 Big Score Investors, LLC 2012-2467-PST-E COLLIN 3/6/2014 $10,875 $0 $10,875 $0 2013-0337-PST-E BOSQUE 3/6/2014 $8,880 $0 $8,880 $0 2013-1638-PST-E ELLIS 3/9/2014 $5,755 $1,151 $4,604 $0 Sun & Sal Investments Inc 2013-1935-PST-E TARRANT 3/9/2014 $3,450 $690 $2,760 $0 Wheatley Investments, Ltd. 2013-1271-PST-E HARRIS 3/9/2014 $4,875 $975 $3,900 $0 2013-0469-PST-E BRAZORIA 3/9/2014 $2,942 $588 $2,354 $0 2013-0519-PST-E CASS 3/9/2014 $6,692 $1,338 $5,354 $0 FALLS 3/9/2014 $3,750 $750 $3,000 $0 GUADALUPE 3/9/2014 $4,681 $935 $3,746 $0 2013-1750-PST-E HOWARD 3/9/2014 $3,375 $675 $2,700 $0 2013-1640-PST-E TRAVIS 3/9/2014 $2,813 $562 $2,251 $0 Hoa Tran Corporation 2013-1639-PST-E GALVESTON 3/9/2014 $3,000 $600 $2,400 $0 Pay and Save, Inc. 2013-1951-PST-E EL PASO 3/9/2014 $5,408 $1,081 $4,327 $0 2013-1418-PST-E RAINS 3/9/2014 $3,692 $738 $2,954 $0 2013-1646-PST-E EL PASO 3/9/2014 $2,987 $597 $2,390 $0 2013-1761-PST-E BEXAR 3/9/2014 $3,855 $771 $3,084 $0 2013-1927-PST-E EL PASO 3/9/2014 $5,625 $1,125 $4,500 $0 2013-1704-PST-E JEFFERSON 3/9/2014 $3,000 $600 $2,400 $0 2013-1473-PST-E DENTON 3/9/2014 $3,893 $778 $3,115 $0 Valor Telecommunications of Texas, LLC 2013-1793-PST-E JEFFERSON 3/9/2014 $6,879 $1,375 $5,504 $0 Mainali Corporation 2013-1561-PST-E WISE 3/9/2014 $4,500 $900 $3,600 $0 2013-1237-PST-E ELLIS 3/9/2014 $7,125 $1,425 $5,700 $0 2013-1823-PST-E TARRANT 3/9/2014 $3,750 $750 $3,000 $0 HLK Auto Group, Inc. 2013-1728-PST-E TARRANT 3/9/2014 $3,891 $778 $3,113 $0 West Texas Spike I LTD 2013-1664-PST-E MIDLAND 3/9/2014 $4,500 $900 $3,600 $0 2011-2242-PST-E HARRIS 3/9/2014 $4,325 $865 $3,460 $0 2013-1356-PST-E MONTGOMERY 3/9/2014 $2,943 $588 $2,355 $0 2013-1699-PST-E HARRIS 3/9/2014 $4,875 $975 $3,900 $0 2013-1371-PST-E JEFFERSON 3/9/2014 $5,630 $1,126 $4,504 $0 2013-1845-PST-E BEXAR 3/9/2014 $1,986 $397 $1,589 $0 2013-1899-PST-E WEBB 3/9/2014 $3,000 $600 $2,400 $0 PST 46118 FARMERS COOPERATIVE ASSOCIATION PST 45852 Bellville Shell, Inc. PST 46777 ANISA BUSINESS, LLC PST 47436 Franklin & Son, Inc. PST 45437 FARAHNAKIAN, NASSER PST 45927 ASDH Group, Inc. PST 45337 PST 45604 PST 46219 NOORANI, ABDUL REHMAN PST 47541 RICE REALTY LLC * PST 47553 PST 47174 PST 46343 BROWN, GEORGE * PST 46441 M. Farah Enterprise Inc. PST 45346 Chilton ISD 2012-2286-PST-E PST 46313 ACME BRICK COMPANY 2013-0419-PST-E PST 47644 Big Spring Independent School District PST 47537 AHMAD, ALI HAMOUDEH * PST 47540 PST 47845 PST 47302 RAFMAYA Inc. PST 47544 Coleman Secure Investments, LLC PST 47661 Sunwell Corporation PST 47826 Southwest Convenience Stores, LLC PST 47602 Christus Health PST 47369 POLLARD AIRCRAFT SALES, INC. PST 47687 PST 47456 PST 47137 Sand Inc. PST 47707 A. J. KHUU, INC. PST 47594 PST 47561 PST 43083 Parker Mart, Inc. PST 47192 The Martin-Brower Company, L.L.C. PST 47575 Eastern Trust, Ltd PST 47271 Shujat Holding Company * PST 47534 FLORES RETAIL INC PST 47803 Baker Hughes Incorporated Page 20 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-1372-PST-E MIDLAND 3/9/2014 $5,881 $1,176 $4,705 $0 2013-1570-PST-E HARDIN 3/9/2014 $938 $187 $751 $0 Howard County 2013-1811-PST-E HOWARD 3/9/2014 $5,438 $1,087 $4,351 $0 SWH Realty, Ltd. 2013-1827-PST-E EL PASO 3/9/2014 $7,396 $1,479 $5,917 $0 2013-1518-PST-E HUNT 3/9/2014 $3,375 $675 $2,700 $0 2013-1569-PST-E JEFFERSON 3/9/2014 $2,111 $422 $1,689 $0 Texas Food Mart, Inc. 2013-1566-PST-E GALVESTON 3/9/2014 $5,475 $1,095 $4,380 $0 Reeder Distributors, Inc. 2013-1810-PST-E TARRANT 3/9/2014 $1,357 $271 $1,086 $0 2012-1867-PST-E BEXAR 3/14/2014 $15,475 $0 $15,475 $0 2013-0791-PST-E BEXAR 3/14/2014 $8,881 $0 $8,881 $0 3/14/2014 $8,879 $0 $8,879 $0 3/14/2014 $12,500 $0 $12,500 $0 3/16/2014 $6,375 $1,275 $5,100 $0 3/16/2014 $4,063 $812 $3,251 $0 HENDERSON 3/16/2014 $4,500 $900 $3,600 $0 FAYETTE 3/16/2014 $4,500 $900 $3,600 $0 2013-1666-PST-E JEFFERSON 3/16/2014 $3,506 $701 $2,805 $0 2013-1846-PST-E BEXAR 3/16/2014 $6,750 $1,350 $5,400 $0 Development II Partners, Inc. 2013-1783-PST-E GALVESTON 3/16/2014 $3,750 $750 $3,000 $0 Newell Recycling Company of El Paso, L.P. 2013-1659-PST-E EL PASO 3/16/2014 $4,664 $932 $3,732 $0 2013-1702-PST-E GALVESTON 3/16/2014 $3,375 $675 $2,700 $0 2013-1662-PST-E JOHNSON 3/16/2014 $4,500 $900 $3,600 $0 HUNT 3/16/2014 $2,813 $562 $2,251 $0 KAUFMAN 3/16/2014 $6,516 $1,303 $5,213 $0 2013-1117-PST-E TARRANT 3/26/2014 $6,000 $0 $6,000 $0 2013-1059-PST-E HIDALGO 3/26/2014 $5,129 $0 $5,129 $0 GREAT CONVENIENCE INC 2013-1825-PST-E TARRANT 3/28/2014 $3,000 $600 $2,400 $0 VVMH, INC 2013-1684-PST-E HUNT 3/28/2014 $2,995 $598 $2,397 $0 2013-1749-PST-E HIDALGO 3/28/2014 $2,438 $487 $1,951 $0 2013-1298-PST-E LAVACA 3/28/2014 $2,438 $487 $1,951 $0 City of Port Arthur 2013-1685-PST-E JEFFERSON 3/28/2014 $2,813 $562 $2,251 $0 MOIZ 786 INC 2013-0432-PST-E BEXAR 3/28/2014 $7,500 $1,500 $6,000 $0 2013-1931-PST-E ELLIS 3/28/2014 $3,693 $738 $2,955 $0 2013-2011-PST-E HARRIS 3/28/2014 $4,363 $872 $3,491 $0 2013-1830-PST-E WEBB 3/28/2014 $2,568 $513 $2,055 $0 2013-1725-PST-E BRAZORIA 3/28/2014 $2,606 $521 $2,085 $0 2013-1257-PST-E TARRANT 3/28/2014 $5,129 $1,025 $4,104 $0 2013-0846-PST-E HALE 3/28/2014 $3,750 $750 $3,000 $0 PST 47269 Pinnacle Propane, LLC PST 47461 C-STORE TRANDS INC PST 46799 PST 47718 PST 47418 Texas A&M University Commerce PST 47465 Tri-Con, Inc. PST 47469 PST 47701 PST 44933 Defy Inc. PST 46698 Paradise Management, Inc. PST 46310 BENGAL INVESTMENTS INC * 2013-0420-PST-E BOSQUE PST 46254 HERNANDEZ, MODESTO 2013-0362-PST-E HIDALGO PST 47502 RAKTAKALI ENTERPRISES INC 2013-1605-PST-E ELLIS PST 47683 MATHEWS, CARL 2013-1790-PST-E FAYETTE PST 47647 Ana Holdings, Inc. 2013-1747-PST-E PST 47785 RF PETROLEUM #5, INC. * 2013-1890-PST-E PST 47559 Sunny Day Enterprises, INC. PST 47533 IIA Investments, Inc. PST 47677 PST 47572 PST 47604 Shumaila Enterprises, Inc. PST 47567 Longhorn Horizon, Inc. PST 47710 Caddo Mills Independent School District 2013-1815-PST-E PST 47460 4B Group LLC 2013-1571-PST-E PST 47018 Samay Piya Enterprise Inc PST 46968 PEREZ, NORMA LINDA PST 47720 PST 47579 PST 47645 GONZALEZ, IRMA PST 47196 Moulton Bless Corporation PST 47583 PST 46323 PST 47822 ALEX DEVEN, INC. PST 47890 KHAN, MUSHTAQ PST 47727 E.J. Fuel Investments, LLC PST 47638 R. B. Stewart Petroleum Products, Inc. PST 47165 GOLD LAND INVESTORS, LLC PST 46742 Texas Department of Public Safety Page 21 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-2068-PST-E HARRIS 3/28/2014 $6,699 $1,339 $5,360 $0 2013-0763-PST-E MCLENNAN 4/5/2014 $8,504 $1,700 $6,804 $0 Vardhman Investment, Inc. 2013-1716-PST-E GALVESTON 4/5/2014 $9,000 $1,800 $7,200 $0 Bullfrog Station, Inc. 2012-1729-PST-E TARRANT 4/5/2014 $12,905 $9,305 $3,600 $0 2013-1703-PST-E DALLAS 4/5/2014 $12,563 $2,512 $10,051 $0 2013-1258-PST-E DALLAS 4/5/2014 $11,651 $2,330 $9,321 $0 Gal-Tex Hotel Corporation 2013-1788-PST-E GALVESTON 4/5/2014 $8,867 $1,772 $7,095 $0 Bexar County Oil LP 2012-2564-PST-E BEXAR 4/7/2014 $5,755 $0 $5,755 $0 2013-0084-PST-E BROOKS 4/7/2014 $7,500 $0 $7,500 $0 2013-1147-PST-E JEFFERSON 4/7/2014 $2,568 $0 $2,568 $0 Sharif & Associates, Inc. 2013-1338-PST-E MORRIS 4/7/2014 $3,375 $0 $3,375 $0 HNM Enterprises, Inc. 2012-2389-PST-E HAYS 4/7/2014 $2,438 $0 $2,438 $0 2012-2225-PST-E BEXAR 4/7/2014 $5,625 $0 $5,625 $0 2012-2715-PST-E MCLENNAN 4/7/2014 $6,005 $0 $6,005 $0 King Fuels, Inc. 2012-1570-PST-E SAN JACINTO 4/7/2014 $6,563 $0 $6,563 $0 HARRIS, CHARLES B 2013-1150-PST-E MIDLAND 4/7/2014 $4,254 $0 $4,254 $0 2013-1713-PST-E TARRANT 4/7/2014 $3,516 $0 $3,516 $0 2013-1019-PST-E TARRANT 4/7/2014 $4,500 $0 $4,500 $0 SMITH 4/7/2014 $6,000 $0 $6,000 $0 HENDERSON 4/7/2014 $2,942 $0 $2,942 $0 2013-1808-PST-E GALVESTON 4/18/2014 $6,975 $1,395 $5,580 $0 2013-1625-PST-E TARRANT 4/18/2014 $3,505 $701 $2,804 $0 Crossroad USA Investments Inc 2013-1940-PST-E TARRANT 4/18/2014 $3,380 $676 $2,704 $0 DLUGOSCH III, LLC 2013-1855-PST-E DEWITT 4/18/2014 $2,813 $562 $2,251 $0 2013-1614-PST-E TARRANT 4/18/2014 $5,062 $1,012 $4,050 $0 2013-1579-PST-E FORT BEND 4/18/2014 $5,141 $1,028 $4,113 $0 League City Interests, Inc. 2013-1543-PST-E GALVESTON 4/18/2014 $7,500 $1,500 $6,000 $0 GREWAL, HARDEEP S 2013-1616-PST-E HARRIS 4/18/2014 $3,036 $607 $2,429 $0 2013-1619-PST-E HAYS 4/18/2014 $6,126 $1,225 $4,901 $0 2013-2067-PST-E FORT BEND 4/18/2014 $4,749 $949 $3,800 $0 MERENDINO, JOHN 2013-1660-PST-E DALLAS 4/18/2014 $4,375 $875 $3,500 $0 Quick Track, Inc. 2013-1959-PST-E LAMAR 4/18/2014 $4,687 $937 $3,750 $0 2013-1643-PST-E TARRANT 4/18/2014 $3,375 $675 $2,700 $0 2014-0160-PST-E LUBBOCK 4/18/2014 $1,750 $0 $1,750 $0 Ocean Petroleum, Inc. 2013-1789-PST-E GALVESTON 4/18/2014 $3,375 $675 $2,700 $0 Asad Ali Coporation 2013-1611-PST-E BEXAR 4/18/2014 $3,879 $775 $3,104 $0 2013-1856-PST-E HUNT 4/18/2014 $2,438 $487 $1,951 $0 2013-1787-PST-E HUNT 4/18/2014 $2,579 $515 $0 $2,064 PST 47935 Jatin Enterprises, Inc. PST 46675 Burney Enterprises Inc PST 47616 PST 44858 PST 47603 Dallas Housing Authority PST 47160 HR&B Services, LLC PST 47685 PST 45701 PST 45925 HEART VENTURES, L.L.C. PST 47060 Shalimar Enterprise Inc PST 47239 PST 45508 PST 45372 Lone Star Petroleum, LP PST 45866 PATEL, SHOBHANA PST 44697 PST 47043 PST 47620 Charlie Hillard, Inc PST 46935 AL-AQQAD, TAISSEER PST 45603 Silkot International, Inc. 2012-2459-PST-E PST 47197 Athens Quick Corporation 2013-1297-PST-E PST 47709 The Devereux Foundation PST 47523 Ahom Namah, Inc. PST 47836 PST 47763 PST 47522 AKT INVESTMENTS INC PST 47446 HAYES, JOHN G PST 47435 PST 47513 PST 47506 Amani & Afee, LLC PST 47936 Handy Stop, Inc. PST 47571 PST 47739 PST 47551 Yamuna Corporation PST 48204 US Foods, Inc. PST 47684 PST 47507 PST 47734 A TO Z USA OPERATIONS LLC PST 47680 Greenville Independent School District Page 22 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-1718-PST-E FAYETTE 4/18/2014 $5,755 $1,151 $4,604 $0 2013-0776-PST-E HENDERSON 4/18/2014 $2,567 $513 $2,054 $0 HUNT 4/18/2014 $6,880 $1,376 $5,504 $0 MIDLAND 4/18/2014 $3,375 $675 $2,700 $0 2013-1236-PST-E FORT BEND 4/19/2014 $10,500 $0 $10,500 $0 2013-0667-PST-E BEXAR 4/19/2014 $9,596 $0 $9,596 $0 JACKSONVILLE GROUP INC 2012-0966-PST-E CHEROKEE 4/19/2014 $25,335 $0 $25,335 $0 Gibson Real Estate, LLC 2013-1945-PST-E BEXAR 4/19/2014 $11,382 $2,276 $9,106 $0 2013-1497-PST-E HUNT 4/19/2014 $8,250 $1,650 $6,600 $0 2013-1651-PST-E HARRIS 4/19/2014 $9,663 $1,932 $7,731 $0 2012-2291-PST-E CAMP 4/25/2014 $3,750 $0 $3,750 $0 2013-0409-PST-E HARRIS 4/25/2014 $5,548 $0 $5,548 $0 2013-1093-PST-E VAN ZANDT 4/25/2014 $16,651 $0 $16,651 $0 2013-1305-PST-E TARRANT 4/25/2014 $4,687 $0 $4,687 $0 TARRANT 4/25/2014 $23,625 $0 $23,625 $0 TOM GREEN 4/25/2014 $5,008 $0 $5,008 $0 2013-1160-PST-E VAN ZANDT 4/25/2014 $9,015 $0 $9,015 $0 2013-1168-PST-E DALLAS 4/25/2014 $5,782 $0 $5,782 $0 2013-0630-PST-E IRION 4/30/2014 $6,132 $0 $6,132 $0 2013-1888-PST-E TARRANT 5/3/2014 $3,375 $675 $2,700 $0 2013-1759-PST-E GALVESTON 5/3/2014 $3,375 $675 $2,700 $0 2013-1239-PST-E LAMAR 5/3/2014 $3,375 $675 $2,700 $0 BOWIE 5/3/2014 $4,631 $926 $3,705 $0 HARRIS 5/3/2014 $2,813 $562 $2,251 $0 2013-1595-PST-E GALVESTON 5/3/2014 $3,563 $712 $2,851 $0 2013-2200-PST-E JEFFERSON 5/3/2014 $3,908 $781 $3,127 $0 LAMAR 5/3/2014 $6,692 $1,338 $5,354 $0 TRAVIS 5/3/2014 $2,567 $513 $2,054 $0 2013-1697-PST-E HIDALGO 5/3/2014 $3,879 $775 $3,104 $0 2013-1446-PST-E EL PASO 5/3/2014 $3,750 $750 $3,000 $0 ALI, KHALID 2013-0209-PST-E HIDALGO 5/8/2014 $8,880 $0 $8,880 $0 BENGAL MART INC. 2013-1617-PST-E HARRIS 5/8/2014 $8,045 $1,609 $6,436 $0 2013-0480-PST-E GUADALUPE 5/8/2014 $17,822 $0 $17,822 $0 2013-1763-PST-E BEXAR 5/8/2014 $21,100 $4,220 $16,880 $0 BARSOUM, JOHN * 2013-0518-PST-E ROCKWALL 5/8/2014 $31,600 $22,825 $8,775 $0 A&K Enterprises, Inc. 2013-1187-PST-E WHARTON 5/8/2014 $11,250 $0 $11,250 $0 2012-2308-PST-E AUSTIN 5/8/2014 $8,750 $0 $8,750 $0 2012-2718-PST-E MCLENNAN 5/9/2014 $8,879 $0 $8,879 $0 PST 47613 RF PETROLEUM #5, INC. PST 46687 Mehak Enterprises, Inc. PST 47486 LOKHAN, INC. 2013-1593-PST-E PST 47115 Premier Parking Company 2013-1222-PST-E PST 47140 Post Oak Retailer's Inc. PST 46577 Piknik Enterprises, Inc. PST 44075 PST 47838 PST 47371 Xpress Choice LLC PST 47495 PSP BUSINESS, INC. PST 45429 SNAPPY PAPPY'S, Limited Liability Company (L.L.C.) PST 46284 Fuad Ahmad Bataineh PST 46999 Saadia Enterprises LLC * PST 47210 SHARMA, ASHOK K PST 41981 TANWAR, SHASHI C 2012-2570-PST-E PST 46561 D.C.T.D., Inc. 2013-0645-PST-E PST 47064 Moutawakil Enterprises, L.L.C. PST 47085 CRYSTAL INTERNATIONAL, INC. PST 46545 Darlene Chappell PST 47755 Holiday Market Inc PST 47660 Devil River, Inc. PST 47133 North Lamar ISD PST 46032 Watson, Laura Ella 2013-0160-PST-E PST 48027 City of Houston 2013-2184-PST-E PST 47483 Imran Investments, Inc. PST 48044 B T Rand Oil Company Inc PST 47741 L&K KING CORPORATION 2013-1957-PST-E PST 47420 Rough Hollow Yacht Club, Ltd. 2013-1516-PST-E PST 47597 TSS Busines, Inc. PST 47328 Southwest Premier Properties, L.L.C. * PST 45982 PST 47512 PST 46362 ELBAYEH, CHAHID PST 47665 COVER, VIRGINIA PST 46442 PST 47097 PST 45459 Southeast Oil Company PST 45863 H&A Group Inc Page 23 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-2495-PST-E DENTON 5/9/2014 $12,856 $0 $12,856 $0 2013-1932-PST-E HARRIS 5/15/2014 $3,375 $675 $2,700 $0 $195 $780 $0 $1,525 $6,100 $0 $2,046 $8,186 $0 $9,974 $1,994 $7,980 $0 5/24/2014 $8,880 $1,776 $7,104 $0 5/24/2014 $17,563 $3,512 $0 $14,051 TRAVIS 5/28/2014 $7,629 $0 $7,629 $0 2013-1128-PST-E MCLENNAN 5/28/2014 $5,129 $0 $5,129 $0 2013-1116-PST-E FORT BEND 5/28/2014 $5,106 $0 $5,106 $0 2013-0937-PST-E MCLENNAN 6/5/2014 $2,291 $457 $1,834 $0 JEFFERSON 6/5/2014 $6,750 $1,350 $5,400 $0 PST 45638 Simon-Ricky LLC PST 47821 Tenet Healthcare Corporation PST 44280 SHERIDAN HILLS DEVELOPMENTS L.P. 2012-1132-PST-E HARRIS 5/15/2014 $975 PST 47658 TITLI LLC 2013-1743-PST-E HIDALGO 5/24/2014 $7,625 PST 47560 SUPERIOR LUBRICANTS TRANSPORT, INC. 2013-1665-PST-E TARRANT 5/24/2014 $10,232 PST 47664 CCOP Senior Living LLC 2013-1764-PST-E EL PASO 5/24/2014 PST 47487 NGUYEN, HAI 2013-1592-PST-E POTTER PST 46212 San Antonio Water System 2013-0323-PST-E BEXAR PST 47298 TNC Enterprises Inc. 2013-1420-PST-E PST 47040 USMAN INC. PST 47019 PST 46847 STAR TEX DISTRIBUTORS, INC. DBA RICE BIRD DRIVE-IN Texas Farm Bureau Business Corporation PST 47472 Christus Health 2013-1574-PST-E PST 45398 Marta Enterprises, Inc 2012-2260-PST-E HARRIS 6/5/2014 $2,625 $0 $2,625 $0 PST 47260 PHAN, RICHARD K 2013-1374-PST-E TARRANT 6/5/2014 $3,130 $626 $2,504 $0 PST 44984 PARS Service, Inc. 2012-1855-PST-E DALLAS 6/5/2014 $1,898 $379 $1,519 $0 DENTON 6/8/2014 $3,375 $0 $3,375 $0 PST 47232 Kyungsoon Enterprise, Inc. 2013-1498-PST-E PST 47337 SEWA RO INC. 2013-1443-PST-E ELLIS 6/8/2014 $2,942 $0 $2,942 $0 PST 47321 LERMA, MELINA 2013-1437-PST-E HIDALGO 6/8/2014 $3,750 $0 $3,750 $0 PST 45860 Mona Enterprises, Inc. 2012-2721-PST-E HARRIS 6/8/2014 $4,631 $0 $4,631 $0 6/8/2014 $3,375 $0 $3,375 $0 PST 46488 SLA Business, Inc. 2013-0576-PST-E TARRANT PST 45724 Federal Aviation Administration 2012-2580-PST-E HARRIS 6/8/2014 $5,750 $0 $5,750 $0 PST 47023 Lone Star Petroleum, LP 2013-1131-PST-E BEXAR 6/8/2014 $2,813 $0 $2,813 $0 PST 47618 A&J Business Partners, LLC 2013-1714-PST-E TARRANT 6/8/2014 $3,750 $0 $3,750 $0 6/8/2014 $5,855 $0 $5,855 $0 PST 46907 TEXAS GIANT KIM'S, INC. 2013-0980-PST-E BOWIE PST 46623 Businesschase, INC. 2013-0729-PST-E JEFFERSON 6/8/2014 $5,000 $0 $5,000 $0 PST 47116 Poola Investments Inc. 2013-1221-PST-E TRAVIS 6/8/2014 $3,375 $0 $3,375 $0 PST 43490 W. D. Durham LLC 2012-0306-PST-E WISE 6/8/2014 $2,637 $0 $2,637 $0 MCLENNAN 6/8/2014 $7,500 $0 $7,500 $0 PST 47547 Karedia Business, Inc. 2013-1645-PST-E PST 46955 ATJ Ventures, Inc. 2013-1033-PST-E HARRIS 6/8/2014 $7,308 $0 $7,308 $0 PST 44703 Kunwar Incorporated 2012-1577-PST-E TARRANT 6/8/2014 $5,125 $0 $5,125 $0 PST 46725 MC. D. C., Inc. * 2013-0817-PST-E JEFFERSON 6/8/2014 $4,500 $0 $4,500 $0 6/13/2014 $10,913 $0 $10,913 $0 PST 45385 Jack's Grocery, Inc. 2012-2268-PST-E HARRIS PST 33879 James J Flanagan Shipping Corporation 2013-0653-PST-E HARRIS 6/13/2014 $48,750 $0 $48,750 $0 PST 44970 Rafeeq Meghani 2012-1842-PST-E RUSK 6/13/2014 $15,491 $0 $15,491 $0 PST 45516 The Hertz Corporation 2012-2370-PST-E HARRIS 6/13/2014 $13,225 $0 $13,225 $0 2013-1958-PST-E LAMAR 6/13/2014 $10,125 $2,025 $8,100 $0 PST 47740 Convenience Store Business Inc Page 24 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-1717-PST-E GALVESTON 6/13/2014 $9,376 $1,875 $7,501 $0 2012-2438-PST-E BEXAR 6/18/2014 $12,490 $0 $12,490 $0 IRION 6/18/2014 $86,015 $0 $86,015 $0 GALVESTON 6/22/2014 $4,630 $926 $3,704 $0 2013-1414-PST-E RAINS 6/22/2014 $3,938 $787 $3,151 $0 2012-2261-PST-E HARRIS 6/22/2014 $2,625 $0 $2,625 $0 MANSOUR, NAGY 2013-0032-PST-E TARRANT 6/22/2014 $3,825 $765 $3,060 $0 Car Wash Etc, Inc. 2012-2555-PST-E HARRIS 6/22/2014 $2,625 $0 $2,625 $0 2012-2558-PST-E CALDWELL 6/22/2014 $2,625 $0 $2,625 $0 2014-0111-PST-E EL PASO 6/22/2014 $5,411 $1,082 $4,329 $0 El Paso Disposal LP 2013-1873-PST-E EL PASO 6/22/2014 $4,876 $975 $3,901 $0 BARAKAH MARKET INC 2014-0008-PST-E DALLAS 6/22/2014 $4,663 $932 $3,731 $0 2013-1771-PST-E WICHITA 6/22/2014 $8,130 $1,626 $6,504 $0 2013-0952-PST-E UPSHUR 6/22/2014 $3,375 $675 $2,700 $0 2012-2557-PST-E BELL 6/22/2014 $2,625 $0 $2,625 $0 2014-0045-PST-E DENTON 6/22/2014 $4,092 $818 $3,274 $0 2012-2556-PST-E AUSTIN 6/22/2014 $2,625 $0 $2,625 $0 2012-0413-PST-E DALLAS 6/22/2014 $5,100 $1,020 $4,080 $0 Z & H ENTERPRISES INC 2013-0210-PST-E BEXAR 6/29/2014 $8,879 $0 $8,879 $0 TRAINER HALE IH 10 TRUCK STOP LLC 2013-1104-PST-E BEXAR 6/29/2014 $11,754 $0 $11,754 $0 2013-1933-PST-E BEXAR 6/29/2014 $8,754 $1,750 $7,004 $0 2012-1304-PST-E COLLIN 6/29/2014 $42,106 $0 $42,106 $0 BASTROP 6/29/2014 $20,825 $0 $20,825 $0 HENDERSON 6/29/2014 $12,600 $0 $12,600 $0 2013-1171-PST-E HIDALGO 7/2/2014 $9,803 $0 $9,803 $0 2013-0747-PST-E BEXAR 7/2/2014 $8,881 $0 $8,881 $0 2013-1738-PST-E PARKER 7/5/2014 $3,000 $600 $2,400 $0 2013-1285-PST-E HOPKINS 7/5/2014 $3,750 $750 $3,000 $0 2013-1307-PST-E HARRIS 7/5/2014 $7,031 $1,406 $5,625 $0 2013-0031-PST-E TARRANT 7/5/2014 $2,513 $502 $2,011 $0 HIDALGO 7/5/2014 $2,813 $562 $2,251 $0 GALVESTON 7/5/2014 $3,375 $675 $2,700 $0 2013-1444-PST-E TARRANT 7/5/2014 $3,750 $750 $3,000 $0 2013-1517-PST-E HUNT 7/11/2014 $9,792 $1,958 $7,834 $0 2013-1478-PST-E TRAVIS 7/11/2014 $8,879 $1,775 $7,104 $0 2013-1439-PST-E HIDALGO 7/18/2014 $2,438 $487 $1,951 $0 2014-0295-PST-E ORANGE 7/18/2014 $5,299 $1,059 $4,240 $0 2013-1831-PST-E TRAVIS 7/18/2014 $3,875 $775 $3,100 $0 PST 47614 Galveston Independent School District PST 45572 BE-To & Sons Gas Station LLC. PST 38483 Darlene Chappell 2013-1336-PST-E PST 47674 West End Marina, Inc. 2013-1778-PST-E PST 47308 Rains Independent School District PST 45397 Oxy Vinyls, LP PST 45914 PST 45711 PST 45708 Lockhart Grocery, Inc. * PST 48172 Enrique Guajardo PST 47776 PST 48050 PST 47670 AMERICAN ONE-STOP CONVENIENCE STORE, INC. PST 46872 Gilmer Independent School District PST 45709 TEMPLE STAR FOOD MART INC PST 48106 Kauser Energy Inc. PST 45710 Melvin McGill Enterprises, Inc. PST 43544 SPEED PETRO INC. PST 46098 PST 47011 PST 47816 Con-way Freight Inc. PST 44446 NN NONI LLC PST 45505 Don A. Stewart, Inc. 2012-2363-PST-E PST 47141 BJ&H 615 N. Palestine, LLC 2013-1235-PST-E PST 47079 ENRIQUEZ, MIGUEL PST 46660 AKTHER GAFFAR, INC * PST 47640 Mardini Holdings Inc PST 47185 Texas Department of Public Safety PST 47207 Memorial Car Care Center, Inc. * PST 45915 Salima Manzoor Inc. PST 47596 ROCHA, EFREN 2013-1698-PST-E PST 47623 Rehamat Corporation 2013-1802-PST-E PST 47335 12 Star Enterprise, Inc. PST 47419 Pritchett Oil, LLC PST 47358 ZAED BUSINESS INC PST 47323 BROWN, MARIE E PST 48335 NNY BUSINESS LLC PST 47724 EJAZ-HIRA-RAYAN INVESTMENTS, INC. Page 25 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-1230-PST-E HARRIS 7/18/2014 $3,563 $712 $2,851 $0 2013-1822-PST-E JEFFERSON 7/19/2014 $4,500 $0 $4,500 $0 2013-1804-PST-E ORANGE 7/31/2014 $7,875 $0 $7,875 $0 2014-0246-PST-E JEFFERSON 8/1/2014 $2,438 $487 $1,951 $0 2012-0616-PST-E HARDIN 8/1/2014 $2,525 $505 $2,020 $0 2012-2678-PST-E TARRANT 8/1/2014 $7,463 $1,492 $5,971 $0 Businesschase, INC. 2014-0233-PST-E JEFFERSON 8/1/2014 $5,163 $1,032 $4,131 $0 ALCORP, Inc. 2014-0528-PST-E TRAVIS 8/1/2014 $4,500 $900 $3,600 $0 2013-0909-PST-E FORT BEND 8/7/2014 $5,100 $0 $5,100 $0 2012-0222-PST-E HARRIS 8/7/2014 $5,200 $0 $5,200 $0 LAMAR 8/7/2014 $7,442 $0 $7,442 $0 GRAYSON 8/7/2014 $3,693 $0 $3,693 $0 2012-0232-PST-E NEWTON 8/7/2014 $2,641 $0 $2,641 $0 2013-0984-PST-E GRAYSON 8/7/2014 $3,375 $0 $3,375 $0 NZ LLC 2013-1249-PST-E FORT BEND 8/7/2014 $3,000 $0 $3,000 $0 Alykar, Inc. 2013-1691-PST-E MCLENNAN 8/7/2014 $2,567 $0 $2,567 $0 2013-1301-PST-E DALLAS 8/7/2014 $5,412 $0 $5,412 $0 2013-1300-PST-E PALO PINTO 8/7/2014 $3,937 $0 $3,937 $0 2013-1977-PST-E TRAVIS 8/7/2014 $3,000 $0 $3,000 $0 2013-1828-PST-E HARRIS 8/7/2014 $2,888 $0 $2,888 $0 2013-1766-PST-E BEXAR 8/7/2014 $3,375 $0 $3,375 $0 2013-1826-PST-E EL PASO 8/7/2014 $3,459 $0 $3,459 $0 Dallas Trading Enterprises, Inc. dba Kuick Check 2013-0404-PST-E BOSQUE 8/7/2014 $5,129 $0 $5,129 $0 JRP Oil Co., Inc. 2013-1565-PST-E HUNT 8/7/2014 $2,567 $0 $2,567 $0 2013-1074-PST-E BEXAR 8/15/2014 $20,625 $0 $20,625 $0 2013-1777-PST-E TARRANT 8/15/2014 $9,563 $0 $9,563 $0 2014-0051-PST-E GALVESTON 8/15/2014 $7,846 $1,569 $6,277 $0 2013-1492-PST-E MONTGOMERY 8/15/2014 $21,093 $0 $21,093 $0 2013-1917-PST-E HARRIS 8/15/2014 $9,420 $1,884 $7,536 $0 2013-0399-PST-E *MULTIPLE 8/15/2014 $14,216 $0 $14,216 $0 HIDALGO 8/20/2014 $10,822 $0 $10,822 $0 TARRANT 8/22/2014 $1,625 $325 $1,300 $0 2013-2045-PST-E EL PASO 8/22/2014 $3,855 $771 $3,084 $0 2014-0480-PST-E TARRANT 8/22/2014 $1,347 $269 $1,078 $0 FORT BEND 8/22/2014 $2,438 $487 $1,951 $0 JEFFERSON 8/22/2014 $2,276 $455 $1,821 $0 2013-2213-PST-E DALLAS 8/25/2014 $12,419 $2,483 $9,936 $0 2012-1943-PST-E GREGG 8/25/2014 $14,154 $2,830 $11,324 $0 PST 47131 A.Z.H.E. Corporation PST 47716 H & L TRADING INC PST 47700 MARTIN, MALCOLM PST 48274 Filza Enterprises Inc. * PST 43797 TEXPAK Enterprises, Inc. PST 45836 Cosby Management, Inc. PST 48258 PST 48547 PST 46833 Aziz Momin * PST 43425 Premier Powerlines and Telecommunications, Inc. PST 47518 HANG, THO QUI 2013-1779-PST-E PST 46838 HT BELLS FOOD LLC 2013-0920-PST-E PST 43412 Rosey International, Inc. PST 46887 Douglass Distributing Company * PST 47152 PST 47589 PST 47149 HAMEEDA INVESTMENTS INC PST 47193 Jam Investments, Inc. PST 47835 E & V Slack, Inc. * PST 47717 Universal Enterprises, Inc. PST 47662 JIPU, INC. PST 47719 El Paso Electric Company PST 46296 PST 47470 PST 46897 RF FOOD AND GAS, INC. PST 47675 Joe's & Cho, Inc. PST 48115 DURGA ENTERPRISES INC PST 47391 Star 1485 West, Inc. PST 47804 DHP SALES & SERVICES INC PST 46288 SNI Corporation PST 47191 HAANA BUSINESS, LLC 2013-1355-PST-E PST 47698 Alishan Enterprises, Inc. 2013-1801-PST-E PST 47921 C&R Distributing, LLC PST 48505 Smart Shop, Inc. PST 47538 City of Sugar Land 2013-1648-PST-E PST 48523 Billy Van Nguyen 2014-0507-PST-E PST 48052 Ahluwalia Investments, Inc. PST 45031 MALIK, RIZWAN Page 26 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name PST 47923 Galveston County PST 46104 FANNETT, LLC PST 48118 Budget Rent-A-Car Of El Paso, Inc. Docket# County Order Date 46554 CITY OF HENRIETTA Payable Amount SEP Offset 2013-2052-PST-E 8/25/2014 $8,288 $1,657 $6,631 $0 2013-0220-PST-E JEFFERSON 8/25/2014 $11,000 $5,594 $5,406 $0 2014-0061-PST-E EL PASO 8/25/2014 $9,748 $1,949 $7,799 $527,093 $3,768,140 Subtotal for PST : 682 PWS Penalty Assessed Penalty Deferred GALVESTON $4,339,350 $0 $44,117 2013-0626-PWS-E CLAY 9/12/2013 $480 $0 $480 $0 COLORADO 9/12/2013 $3,312 $0 $3,312 $0 PWS 45363 SNI Corporation 2012-2211-PWS-E PWS 46240 City of Jefferson 2013-0349-PWS-E MARION 9/12/2013 $4,900 $0 $4,900 $0 PWS 46471 Cascade Cavern, Inc. 2013-0574-PWS-E KENDALL 9/14/2013 $338 $67 $271 $0 PWS 46507 NGUYEN, BAO VU * 2013-0591-PWS-E BRAZOS 9/14/2013 $350 $70 $280 $0 9/14/2013 $1,206 $241 $965 $0 PWS 45061 Jim Kelly's Ice Tee, L.L.C. 2012-1937-PWS-E HARRIS PWS 46466 COLONY ASSOCIATES, LLC 2013-0561-PWS-E HARRIS 9/14/2013 $505 $101 $404 $0 PWS 46415 Hydro Conduit of Texas, LP 2013-0516-PWS-E AUSTIN 9/14/2013 $200 $40 $160 $0 PWS 46130 City of Angleton 2013-0299-PWS-E BRAZORIA 9/14/2013 $1,683 $336 $1,347 $0 9/14/2013 $150 $30 $120 $0 PWS 46387 Autozone Texas, L.P. 2013-0472-PWS-E HARRIS PWS 46610 City of Higgins 2013-0703-PWS-E LIPSCOMB 9/14/2013 $495 $99 $396 $0 PWS 46031 Ebeling Water Supply Corporation 2013-0138-PWS-E HALE 9/14/2013 $187 $37 $150 $0 PWS 46346 Laguna Madre Water District 2013-0438-PWS-E CAMERON 9/14/2013 $442 $88 $354 $0 HARRIS 9/15/2013 $800 $0 $800 $0 PWS 44641 KHALIL TEX FOOD MART, L.L.C. 2012-1502-PWS-E PWS 46479 Pollok-Redtown Water Supply Corporation 2013-0573-PWS-E ANGELINA 9/26/2013 $513 $102 $411 $0 PWS 45946 Fort Griffin SUD 2013-0061-PWS-E SHACKELFORD 9/26/2013 $690 $138 $552 $0 PWS 46457 14777 Chrisman Road, LLC 2013-0543-PWS-E HARRIS 9/26/2013 $350 $70 $280 $0 GONZALES 9/26/2013 $517 $103 $414 $0 PWS 46723 City of Smiley 2013-0814-PWS-E PWS 46575 SHEKHANI, AFZAL 2013-0664-PWS-E HARRIS 9/26/2013 $631 $126 $505 $0 PWS 46427 Laddie Machacek 2013-0514-PWS-E BRAZORIA 9/26/2013 $664 $132 $532 $0 PWS 46549 Norwood Wsc 2013-0627-PWS-E ANDERSON 9/26/2013 $160 $31 $129 $0 9/26/2013 $50 $10 $40 $0 PWS 46618 The Mustang Valley Water Supply Corporation 2013-0713-PWS-E BOSQUE PWS 46667 City of La Villa 2013-0762-PWS-E HIDALGO 9/26/2013 $788 $157 $631 $0 PWS 45185 Vargas, Ampelio * 2012-2048-PWS-E AUSTIN 9/30/2013 $3,004 $0 $3,004 $0 PWS 39800 K C Utilities, Inc. 2012-2088-PWS-E BRAZORIA 9/30/2013 $2,145 $0 $2,145 $0 9/30/2013 $9,775 $9,775 $0 $0 PWS 46062 City of Wheeler 2013-0184-PWS-E WHEELER PWS 46224 Lyons Water Supply Corporation 2013-0330-PWS-E BURLESON 9/30/2013 $172 $0 $172 $0 PWS 46063 The Consolidated Water Supply Corporation 2013-0202-PWS-E HOUSTON 9/30/2013 $2,982 $2,982 $0 $0 PWS 46306 MacBee Sud 2013-0426-PWS-E VAN ZANDT 9/30/2013 $357 $0 $357 $0 BRAZORIA 10/2/2013 $3,200 $0 $3,200 $0 PWS 40501 Hustead, Yetta 2013-0359-PWS-E PWS 45921 Marin Gonzalez 2013-0038-PWS-E HIDALGO 10/3/2013 $275 $55 $220 $0 PWS 46410 St. Charles Bay Trailer Inn, Inc. 2013-0484-PWS-E ARANSAS 10/3/2013 $1,739 $347 $1,392 $0 PWS 46636 Hays Consolidated Independent School District 2013-0727-PWS-E HAYS 10/3/2013 $495 $99 $396 $0 2013-0640-PWS-E HARRIS 10/3/2013 $525 $105 $420 $0 PWS 46555 Harris County Water Control and Improvement District 96 Page 27 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0553-PWS-E WHARTON 10/3/2013 $156 $30 $126 $0 2013-0513-PWS-E FORT BEND 10/3/2013 $650 $130 $520 $0 2013-0728-PWS-E REEVES 10/3/2013 $1,150 $230 $920 $0 2013-0844-PWS-E HOUSTON 10/3/2013 $174 $34 $140 $0 2013-0806-PWS-E GRAYSON 10/3/2013 $950 $190 $760 $0 2013-0684-PWS-E HARRIS 10/3/2013 $1,144 $228 $916 $0 2013-0460-PWS-E FANNIN 10/3/2013 $500 $100 $400 $0 2013-0459-PWS-E HARRIS 10/3/2013 $254 $50 $204 $0 2012-2383-PWS-E LUBBOCK 10/18/2013 $1,739 $0 $1,739 $0 2013-0380-PWS-E GREGG 10/18/2013 $4,848 $0 $4,848 $0 2013-0218-PWS-E HARRIS 10/18/2013 $1,264 $0 $1,264 $0 2013-0721-PWS-E GUADALUPE 10/21/2013 $3,364 $672 $2,692 $0 2013-0049-PWS-E BRAZORIA 10/21/2013 $895 $179 $716 $0 2013-0615-PWS-E POLK 10/21/2013 $253 $50 $203 $0 HASKELL 10/21/2013 $952 $189 $763 $0 TARRANT 10/21/2013 $847 $168 $679 $0 2013-1196-WOC-E WICHITA 10/21/2013 $175 $0 $175 $0 2013-0422-PWS-E BURNET 10/21/2013 $475 $95 $380 $0 Town of Quintana 2013-1090-PWS-E BRAZORIA 10/21/2013 $526 $105 $421 $0 Harris County 2013-0517-PWS-E HARRIS 10/21/2013 $350 $70 $280 $0 2013-1386-WOC-E BOWIE 10/21/2013 $175 $0 $175 $0 2013-0637-PWS-E WALLER 11/1/2013 $1,483 $0 $1,483 $0 2013-0641-PWS-E MADISON 11/1/2013 $413 $82 $331 $0 2013-0906-PWS-E CALHOUN 11/1/2013 $309 $61 $248 $0 2013-0768-PWS-E HARRIS 11/1/2013 $145 $0 $145 $0 2013-0802-PWS-E WISE 11/1/2013 $800 $160 $640 $0 City of Paducah 2013-0663-PWS-E COTTLE 11/1/2013 $1,130 $226 $904 $0 SLOAN, JESSIE W 2013-0378-PWS-E BOWIE 11/1/2013 $1,628 $325 $1,303 $0 2013-0827-PWS-E HENDERSON 11/1/2013 $305 $0 $305 $0 2013-0616-PWS-E JEFFERSON 11/1/2013 $650 $130 $520 $0 City of La Joya 2012-2521-PWS-E HIDALGO 11/1/2013 $548 $109 $439 $0 2013-0139-PWS-E POLK 11/1/2013 $1,464 $0 $1,464 $0 24608 Lake Livingston Water Supply and Sewer Service Corporation Ollie J. Hilliard * 2012-2202-PWS-E HARRIS 11/7/2013 $3,009 $0 $3,009 $0 PWS 46793 City of Marlin 2013-0877-PWS-E FALLS 11/11/2013 $555 $0 $555 $0 PWS 47090 Town of Darrouzett 2013-1184-PWS-E LIPSCOMB 11/16/2013 $1,364 $272 $1,092 $0 PWS 46943 Miller MHP, LLC 2013-1006-PWS-E HARRIS 11/16/2013 $945 $189 $756 $0 2013-1037-PWS-E BOWIE 11/16/2013 $1,178 $235 $943 $0 PWS 46452 Wayne Robinson PWS 46449 Jeffrey Mahan PWS 46640 City of Toyah PWS 46754 Alloy Polymers Texas LP PWS 46717 City of Knollwood PWS 46579 C & C GENERAL INVESTMENTS INC PWS 46378 City of Bailey PWS 46385 AMIN RAFIQUE PROPERTIES, INC. PWS 45523 Stone Gate Golf Course, L.C. PWS 46269 City of Gladewater PWS 46096 Robert F. Bryer PWS 46632 John B Sanfilippo & Son, Inc PWS 45936 MARLIN, ADDIE PWS 46533 Pixley Water Works, Inc. PWS 46789 Paint Creek Wsc 2013-0878-PWS-E PWS 46584 Marine Quest - BOZ I, L.P. 2013-0669-PWS-E PWS 47100 WHITE, DANIEL H PWS 46317 Big Chief R.V. Resort, L.L.C. PWS 46990 PWS 46414 PWS 47276 Annette Fields PWS 46556 Barbara Repka * PWS 46557 Sandra West PWS 46827 Union Carbide Corporation PWS 46678 City of Southside Place PWS 46716 Palo Duro Service Company, Inc. PWS 46576 PWS 46282 PWS 46740 City of Star Harbor PWS 46529 Federal Bureau of Prisons PWS 45670 PWS 46028 PWS PWS 46950 Texarkana Mobile Home Park, LLLP Page 28 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0761-PWS-E MONTGOMERY 11/16/2013 $100 $20 $80 $0 2013-1590-WOC-E TRINITY 11/16/2013 $175 $0 $175 $0 A Place to Grow - Child Guidance Center 2013-0976-PWS-E BRAZORIA 11/16/2013 $450 $90 $360 $0 Naylene Dilingham 2013-0753-PWS-E BANDERA 11/16/2013 $328 $65 $263 $0 2013-1217-PWS-E BRAZORIA 11/16/2013 $1,011 $202 $809 $0 2013-0781-PWS-E LUBBOCK 11/16/2013 $620 $124 $496 $0 2013-1076-PWS-E ELLIS 11/16/2013 $660 $132 $528 $0 2013-0541-PWS-E WILLIAMSON 11/16/2013 $1,753 $350 $1,403 $0 2013-0919-PWS-E PARKER 11/16/2013 $450 $90 $360 $0 2013-1121-MLM-E WILBARGER 11/16/2013 $650 $130 $520 $0 2013-0905-PWS-E *MULTIPLE 11/16/2013 $535 $107 $428 $0 2013-0813-PWS-E THROCKMORTON 11/16/2013 $420 $84 $336 $0 2013-0571-PWS-E HARRIS 11/16/2013 $485 $97 $388 $0 2013-0558-PWS-E BURLESON 11/16/2013 $905 $181 $724 $0 CACERES, FAVIAN E 2013-1528-WOC-E TRINITY 11/16/2013 $175 $0 $175 $0 Fletcher Animal Clinic, P.C. 2012-1237-PWS-E ERATH 11/21/2013 $5,070 $0 $5,070 $0 2013-0539-PWS-E HARRIS 11/22/2013 $357 $0 $357 $0 2012-2123-PWS-E SABINE 11/22/2013 $1,021 $0 $1,021 $0 Ocean Mobile Home Park, LLC 2013-1233-PWS-E CHAMBERS 11/28/2013 $210 $0 $210 $0 Thirsty Parrot, LLC 2013-0215-PWS-E WALLER 11/28/2013 $240 $0 $240 $0 2013-1014-PWS-E MIDLAND 11/28/2013 $1,809 $0 $1,809 $0 2013-1047-PWS-E AUSTIN 11/28/2013 $1,394 $0 $1,394 $0 JASPER 12/1/2013 $1,891 $0 $1,891 $0 BRAZORIA 12/1/2013 $702 $0 $702 $0 2013-0738-PWS-E *MULTIPLE 12/9/2013 $2,050 $408 $1,642 $0 2013-1268-PWS-E HOOD 12/9/2013 $164 $32 $132 $0 2013-1126-PWS-E JONES 12/9/2013 $172 $34 $138 $0 2013-0515-PWS-E COOKE 12/9/2013 $1,357 $271 $1,086 $0 2013-1068-PWS-E HAMILTON 12/9/2013 $550 $110 $440 $0 2012-0057-PWS-E DENTON 12/9/2013 $664 $132 $532 $0 2012-1403-PWS-E LUBBOCK 12/9/2013 $371 $73 $298 $0 2013-1144-PWS-E WILLIAMSON 12/9/2013 $1,071 $213 $858 $0 2013-1167-PWS-E MILAM 12/9/2013 $1,125 $225 $900 $0 2013-0217-PWS-E HARRIS 12/9/2013 $90 $18 $72 $0 Consumers Water Inc. 2013-0570-PWS-E HARRIS 12/9/2013 $4,117 $823 $3,294 $0 Rio Water Supply Corporation 2013-1293-PWS-E STARR 12/9/2013 $1,764 $352 $1,412 $0 2013-0880-PWS-E VICTORIA 12/9/2013 $470 $94 $376 $0 2013-1008-PWS-E BEXAR 12/9/2013 $455 $91 $364 $0 PWS 46676 Glassel Properties, LLC PWS 47425 GARCIA, JOSE PWS 46892 PWS 46669 PWS 47126 Gracie G. Fletcher * PWS 46696 CHARLIE BROWN'S LEARNING CENTER PWS 46988 City of Maypearl PWS 46364 PINNACLE BUILDING CO., INC. PWS 46836 Donald R. Cole * PWS 47030 Northside Wsc PWS 46830 International Boundary And Water Commission PWS 46726 City of Throckmorton PWS 46494 SOLHJOU, ALI MOHAMMAD PWS 46468 HDU Services, L.L.C. PWS 47424 PWS 44343 PWS 46453 NEW OASIS OF FAITH CHURCH PWS 45251 Timberland Water System, Inc. PWS 47145 PWS 39803 PWS 46923 Bezinque Properties I, Ltd. PWS 46960 Howard T. Nelius PWS 40382 Jasper Cindi Inc. 2013-0754-PWS-E PWS 46846 Hustead, Yetta 2013-0936-PWS-E PWS 46645 Community Water Service, Inc. PWS 47172 Texas H2O, Inc. PWS 47037 City of Stamford PWS 46426 Carrington Associates, Inc. PWS 46981 Wayne C Bradford PWS 43258 JVAC Properties, LLC PWS 44546 Tommy Fisher PWS 47046 CASA ESPERANZA, INC. PWS 47070 Milano WSC PWS 46102 SOLHJOU, ALI MOHAMMAD PWS 46497 PWS 47200 PWS 46786 VSW PROPERTIES, LLC PWS 46941 Alamo Commercial Properties, Ltd. Page 29 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-1054-PWS-E LA SALLE 12/9/2013 $627 $125 $502 $0 2013-1009-PWS-E WALLER 12/9/2013 $152 $30 $122 $0 CHANDER, RAMESH * 2012-1050-PWS-E HARRIS 12/9/2013 $110 $22 $88 $0 Mark Stewart dba Stewart Water 2013-0407-PWS-E CASS 12/19/2013 $4,861 $0 $4,861 $0 2012-0368-PWS-E COMAL 12/19/2013 $2,138 $0 $2,138 $0 2013-0803-PWS-E VICTORIA 1/2/2014 $1,796 $359 $1,437 $0 HARRIS 1/2/2014 $262 $52 $210 $0 WALLER 1/2/2014 $836 $166 $670 $0 2013-1394-PWS-E HARRIS 1/2/2014 $816 $162 $654 $0 2013-1113-PWS-E JOHNSON 1/2/2014 $1,331 $266 $1,065 $0 COMAL 1/2/2014 $2,088 $416 $1,672 $0 MOORE 1/2/2014 $481 $96 $385 $0 2013-1343-PWS-E HILL 1/2/2014 $650 $130 $520 $0 2013-1248-PWS-E DALLAS 1/2/2014 $750 $150 $600 $0 2013-1232-PWS-E COOKE 1/2/2014 $300 $60 $240 $0 2013-0891-PWS-E TARRANT 1/2/2014 $570 $114 $456 $0 2013-1344-PWS-E LAMPASAS 1/2/2014 $1,824 $364 $1,460 $0 2013-1470-PWS-E HAYS 1/2/2014 $160 $32 $128 $0 CABAZOS, JOSE FLORES 2012-1879-PWS-E LUBBOCK 1/8/2014 $214 $0 $214 $0 Daves's Roofing Siding and Metal Buildings LLC 2013-1049-PWS-E LUBBOCK 1/24/2014 $812 $0 $812 $0 2013-1387-PWS-E HIDALGO 1/24/2014 $1,288 $0 $1,288 $0 2013-0855-PWS-E LA SALLE 1/24/2014 $2,265 $0 $2,265 $0 River Bend Water Services, Inc. 2013-1050-PWS-E MATAGORDA 1/24/2014 $247 $0 $247 $0 Red Rock Wsc 2013-0718-PWS-E DENTON 1/24/2014 $1,105 $0 $1,105 $0 2013-0704-PWS-E WEBB 1/24/2014 $8,312 $0 $8,312 $0 2013-0942-PWS-E WALKER 1/24/2014 $750 $0 $750 $0 2013-0949-PWS-E MIDLAND 1/24/2014 $1,444 $0 $1,444 $0 2013-0978-PWS-E HARRIS 1/24/2014 $2,041 $0 $2,041 $0 BEXAR 1/24/2014 $1,723 $0 $1,723 $0 PWS 46971 Cotulla Fish Hatchery LLC PWS 46940 Best Friends Treasures Inc. PWS 44204 PWS 46302 PWS 43568 Mountain Breeze, L.L.C. PWS 46647 North Victoria Utilities, Inc. PWS 46788 Jimbo's Road House, LLC 2013-0879-PWS-E PWS 47155 Ranger Utility Company 2013-1256-PWS-E PWS 47280 David Friedman PWS 47031 Ricardos Trailer Park LLC PWS 47376 Go Park Mobile, LLC 2013-1491-PWS-E PWS 47098 David Thompson as Trustee of MINERAL TRUST 2 * 2013-1198-PWS-E PWS 47245 Birome WSC PWS 47150 Cottonwood Creek MHP, L.P. PWS 47146 Karen Reeves PWS 46800 Chong Bai Xia PWS 47242 Kempner Water Supply Corporation PWS 47360 County Line Special Utility District PWS 44989 PWS 46962 PWS 47277 City of La Villa PWS 46759 Red Sand RV, LLC PWS 46961 PWS 46626 PWS 40492 PEREZ, ELIZABETH PWS 46848 PWS 46864 Lake Livingston Water Supply and Sewer Service Corporation Ramon C. Gonzales, Jr. PWS 46889 Sunny Flea Market, Inc. PWS 46745 Larry E. Smith 2013-0825-PWS-E PWS 47063 Francisca Richter * 2013-1158-PWS-E EL PASO 1/24/2014 $1,199 $0 $1,199 $0 PWS 47531 Jalynn Raybion 2013-1633-PWS-E BRAZORIA 1/25/2014 $928 $185 $743 $0 PWS 46942 Louie Koonce 2013-1007-PWS-E MIDLAND 1/25/2014 $606 $121 $485 $0 1/25/2014 $1,618 $322 $1,296 $0 PWS 47361 8 Mile Park, L.P. 2013-1469-PWS-E BRAZORIA PWS 47407 Milberger Landscaping, Inc. 2013-1515-PWS-E BEXAR 1/25/2014 $500 $100 $400 $0 PWS 47247 City of Rosebud 2013-1349-PWS-E FALLS 1/25/2014 $250 $50 $200 $0 PWS 47364 Joseph A. Boulais 2013-1468-PWS-E HARRIS 1/25/2014 $2,434 $486 $1,948 $0 2013-1471-PWS-E JOHNSON 1/25/2014 $700 $140 $560 $0 PWS 47357 Fred A. Mitchell Page 30 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-1267-MLM-E ELLIS 1/25/2014 $209 $41 $168 $0 2013-1315-PWS-E SAN AUGUSTINE 1/25/2014 $1,905 $381 $1,524 $0 George Watson * 2013-1069-PWS-E ROBERTSON 1/25/2014 $1,195 $239 $956 $0 City of Detroit 2013-1345-PWS-E RED RIVER 1/25/2014 $750 $150 $600 $0 2013-1490-PWS-E DIMMIT 1/25/2014 $105 $21 $84 $0 2013-1538-PWS-E BOWIE 1/25/2014 $1,151 $229 $922 $0 Stripes LLC * 2013-1430-PWS-E LUBBOCK 1/25/2014 $713 $142 $571 $0 Manuel Izaguirre * 2013-1114-PWS-E RANDALL 1/25/2014 $450 $90 $360 $0 2013-1513-PWS-E BOWIE 1/25/2014 $255 $51 $204 $0 2013-1282-PWS-E HIDALGO 1/25/2014 $1,155 $231 $924 $0 2013-0441-PWS-E BURLESON 2/8/2014 $920 $0 $920 $0 2013-0950-PWS-E WILLIAMSON 2/8/2014 $689 $0 $689 $0 2013-2023-WOC-E ORANGE 2/9/2014 $175 $0 $175 $0 2013-1460-PWS-E BRAZORIA 2/9/2014 $658 $131 $527 $0 BOEKER, JOYCE L 2013-1737-PWS-E WASHINGTON 2/9/2014 $142 $28 $114 $0 City of Stamford 2013-1724-PWS-E JONES 2/9/2014 $366 $73 $293 $0 2013-1776-PWS-E FORT BEND 2/9/2014 $374 $74 $300 $0 2013-1723-PWS-E CHEROKEE 2/9/2014 $351 $70 $281 $0 James McIntire 2013-1442-PWS-E VAL VERDE 2/9/2014 $2,590 $517 $2,073 $0 Martin, Granville Geronimo III * 2013-0821-PWS-E PARKER 2/9/2014 $1,305 $261 $1,044 $0 2013-1136-PWS-E *MULTIPLE 2/14/2014 $2,563 $0 $2,563 $0 2013-0881-PWS-E BOWIE 2/14/2014 $18,850 $0 $18,850 $0 2013-1254-PWS-E HILL 2/14/2014 $650 $0 $650 $0 2013-1436-PWS-E LIMESTONE 2/16/2014 $875 $175 $700 $0 2013-1512-PWS-E LA SALLE 2/16/2014 $150 $30 $120 $0 2013-1712-PWS-E MCLENNAN 2/16/2014 $100 $20 $80 $0 2013-1898-PWS-E COMAL 2/16/2014 $175 $35 $140 $0 2013-2143-WOC-E YOAKUM 2/16/2014 $175 $0 $175 $0 2013-1314-PWS-E HALE 2/16/2014 $1,020 $204 $816 $0 2013-0723-PWS-E RED RIVER 2/22/2014 $1,060 $0 $1,060 $0 2013-0682-PWS-E HAYS 2/22/2014 $6,058 $0 $6,058 $0 2013-1361-PWS-E DENTON 2/22/2014 $1,052 $0 $1,052 $0 2013-0941-PWS-E HARRIS 3/6/2014 $315 $0 $315 $0 2013-0486-PWS-E MARION 3/6/2014 $507 $0 $507 $0 Reyna A Martinez 2013-1159-PWS-E MIDLAND 3/6/2014 $578 $0 $578 $0 Don Ayalas Mexican Restaurant and Club, Inc. 2013-0780-PWS-E HOOD 3/6/2014 $575 $0 $575 $0 2013-1628-PWS-E UVALDE 3/9/2014 $562 $112 $450 $0 2013-0739-PWS-E *MULTIPLE 3/9/2014 $600 $120 $480 $0 PWS 47175 Rural Bardwell WSC PWS 47216 Sam Rayburn Water, Inc. PWS 46978 PWS 47241 PWS 47379 SIGNOR Logistics, LP PWS 47433 Texarkana Mobile Home Park, LLLP PWS 47318 PWS 47020 PWS 47412 City of New Boston PWS 47186 City of Mercedes PWS 46347 Clay WSC PWS 46863 LIVE OAKS AT BERRY CREEK RV PARK, INC. PWS 47898 WINDHAM, JAMES R PWS 47349 Shin-Etsu Silicones of America, Inc. PWS 47641 PWS 47626 PWS 47671 The North American Islamic Trust Inc. PWS 47627 Forest Water Supply Corporation PWS 47331 PWS 46506 PWS 47041 Valerie Wilson PWS 46783 City of Texarkana PWS 47159 City of Mertens PWS 47320 City of Coolidge PWS 47421 Encinal Water Supply Corporation PWS 47619 Hog Creek Water Supply Corporation PWS 47801 Phyllis Bigby * PWS 47993 TEDFORD, DAVID R PWS 47217 Ebeling Water Supply Corporation PWS 46631 City of Annona PWS 43255 Duchman, Ltd. PWS 47255 Community Water Service, Inc. PWS 46853 GHANI, NORA PWS 46360 WATTS, CHARLES PWS 47066 PWS 46699 PWS 47526 Highway 117 Water Supply Corporation PWS 46627 Scott W. Gray Page 31 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-1843-PWS-E LEON 3/9/2014 $3,570 $713 $2,857 $0 2013-1576-PWS-E CORYELL 3/9/2014 $4,476 $895 $1,791 $1,790 2013-0572-PWS-E FORT BEND 3/9/2014 $260 $52 $208 $0 2013-1807-PWS-E ECTOR 3/9/2014 $656 $131 $525 $0 2013-1409-PWS-E COMAL 3/9/2014 $2,538 $507 $2,031 $0 2013-1408-WOC-E DENTON 3/9/2014 $946 $189 $757 $0 Al S. Jabouri 2013-1266-PWS-E *MULTIPLE 3/9/2014 $300 $60 $240 $0 2013-1887-PWS-E POLK 3/9/2014 $350 $70 $280 $0 46359 Lake Livingston Water Supply and Sewer Service Corporation PEREZ, JORGE 2013-0461-WOC-E STARR 3/14/2014 $1,000 $0 $1,000 $0 PWS 46930 Leroy Leonard Limas 2013-1091-PWS-E EL PASO 3/14/2014 $3,744 $0 $3,744 $0 PWS 47666 Vicki Seyer * 2013-1770-PWS-E GALVESTON 3/16/2014 $2,668 $533 $2,135 $0 PWS 47788 Flo Community Water Supply Corporation 2013-1892-PWS-E LEON 3/16/2014 $300 $60 $240 $0 3/16/2014 $780 $156 $624 $0 $0 PWS 47631 Rodell Water System, Inc. PWS 47476 Copperas Cove MHC, LLC PWS 46491 City of Kendleton PWS 47702 Angel Elias PWS 47312 American Ckritical Energy Systems, Inc. PWS 47313 RODDY, DON PWS 47176 PWS 47780 PWS PWS 47669 Ponderosa and Western Village Water Supply Corporation 2013-1773-PWS-E EL PASO PWS 47811 City of Lovelady 2013-1914-PWS-E HOUSTON 3/28/2014 $1,000 $200 $800 PWS 47576 City of Marble Falls 2013-1675-PWS-E BURNET 3/28/2014 $2,197 $439 $1,758 $0 PWS 47574 Adonai Elohai, LLC 2013-1671-PWS-E GILLESPIE 3/28/2014 $764 $152 $306 $306 PWS 46757 Thurman Black 2013-0856-PWS-E HARRIS 3/28/2014 $1,077 $215 $862 $0 PWS 47592 City Of New Home 2013-1688-PWS-E LYNN 3/28/2014 $315 $63 $252 $0 PWS 47864 Orangefield Water Supply Corporation 2013-1986-PWS-E ORANGE 3/28/2014 $270 $54 $216 $0 PWS 47256 W J Roddy 2013-1370-PWS-E DENTON 3/28/2014 $2,042 $408 $1,634 $0 4/5/2014 $2,775 $0 $2,775 $0 PWS 46929 Donald E Crane 2013-1011-PWS-E MIDLAND PWS 47273 Marilyn Kay Ott 2013-1378-PWS-E BRAZORIA 4/5/2014 $1,242 $0 $1,242 $0 PWS 46620 Bunkhouse Land and Cattle, LLC 2013-0716-PWS-E ERATH 4/7/2014 $500 $0 $500 $0 PWS 46625 Bosque Basin Water Supply Corporation 2013-0717-PWS-E MCLENNAN 4/7/2014 $2,537 $0 $2,537 $0 4/7/2014 $2,292 $0 $2,292 $0 PWS 44279 Sahil Ventures, Inc. 2012-1131-PWS-E MONTGOMERY PWS 47960 Saint Paul WSC 2013-2098-PWS-E SAN PATRICIO 4/18/2014 $1,551 $309 $1,242 $0 PWS 47924 City of Franklin 2013-2051-PWS-E ROBERTSON 4/18/2014 $150 $30 $120 $0 PWS 47873 Jack Turner 2013-1996-PWS-E KERR 4/18/2014 $827 $165 $662 $0 KERR 4/18/2014 $603 $120 $483 $0 PWS 47854 Leona Bullock 2013-1971-PWS-E PWS 47813 Lester A. Saucier Jr. 2013-1916-PWS-E ORANGE 4/18/2014 $660 $132 $528 $0 PWS 47926 Windsor Water Company 2013-2057-PWS-E MCLENNAN 4/18/2014 $1,389 $277 $1,112 $0 PWS 48003 Taylor, Bart L 2013-2153-PWS-E DIMMIT 4/18/2014 $150 $30 $120 $0 4/18/2014 $765 $153 $612 $0 PWS 47761 Ron C King 2013-1860-PWS-E BRAZORIA PWS 47624 City of Ranger 2013-1711-PWS-E EASTLAND 4/18/2014 $3,562 $712 $2,850 $0 PWS 46951 Prairie Grove WSC 2013-1004-PWS-E ANGELINA 4/19/2014 $1,282 $0 $1,282 $0 PWS 46641 HELD GOLF, Ltd. 2013-0733-PWS-E RANDALL 4/19/2014 $2,263 $0 $2,263 $0 2012-1118-PWS-E FORT BEND 4/19/2014 $100 $0 $100 $0 PWS 44253 Southwestern Bell Telephone Company Page 32 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2014-0206-WOC-E LUBBOCK 5/3/2014 $175 $0 $175 $0 2013-1929-PWS-E MCLENNAN 5/3/2014 $788 $157 $631 $0 2013-2165-PWS-E LAMPASAS 5/3/2014 $744 $148 $596 $0 2013-1894-PWS-E JEFFERSON 5/3/2014 $2,339 $467 $1,872 $0 City of Marlin 2013-1162-PWS-E FALLS 5/3/2014 $5,631 $1,126 $0 $4,505 47981 Mahard Egg Farm, Inc. 2013-2124-PWS-E WILBARGER 5/3/2014 $1,241 $248 $993 $0 PWS 47568 Jusryn Company, Inc. 2013-1658-PWS-E HOOD 5/8/2014 $330 $0 $330 $0 PWS 44066 Intercontinental Water Supply Corporation 2012-0906-PWS-E HARRIS 5/9/2014 $1,988 $0 $1,988 $0 PWS 45754 Buchanan Lake Village, Inc. 2012-2609-PWS-E LLANO 5/9/2014 $2,942 $0 $2,942 $0 PWS 41995 Derby Water Supply Corporation 2013-1270-PWS-E FRIO 5/9/2014 $3,465 $0 $3,465 $0 PWS 46886 CABAZOS, JOSE FLORES 2013-1015-PWS-E LUBBOCK 5/9/2014 $3,801 $0 $3,801 $0 PWS 47945 Rock Creek Water Supply Corporation 2013-2084-PWS-E PALO PINTO 5/15/2014 $687 $137 $550 $0 PWS 48381 SEA, MICHAEL L 2014-0349-WOC-E HOCKLEY 5/15/2014 $175 $0 $175 $0 PWS 46674 City of Rose City 2013-0765-PWS-E ORANGE 5/15/2014 $2,325 $465 $1,860 $0 PWS 48122 R&D Terrell Properties LLC 2014-0060-PWS-E LUBBOCK 5/15/2014 $100 $20 $80 $0 PWS 47944 City of Mexia 2013-2085-PWS-E LIMESTONE 5/15/2014 $1,951 $390 $1,561 $0 PWS 48124 Town of Darrouzett 2014-0073-PWS-E LIPSCOMB 5/15/2014 $366 $73 $293 $0 PWS 47102 Bexar County 2013-1197-PWS-E BEXAR 5/15/2014 $402 $80 $322 $0 PWS 48065 Northwoods Wsc 2013-2217-PWS-E MONTGOMERY 5/15/2014 $1,712 $341 $1,371 $0 PWS 47846 Mountain Breeze, L.L.C. 2013-1954-PWS-E COMAL 5/15/2014 $1,407 $281 $1,126 $0 PWS 48030 Greenwood Terrace MHP, LLC 2013-2181-PWS-E MIDLAND 5/24/2014 $13,090 $13,090 $0 $0 PWS 47962 City of Buffalo Gap 2013-2097-PWS-E TAYLOR 5/24/2014 $150 $150 $0 $0 PWS 47893 City of Tahoka 2013-2017-PWS-E LYNN 5/24/2014 $2,100 $2,100 $0 $0 PWS 38789 Patton Lake, Inc. 2013-1944-PWS-E MONTGOMERY 5/24/2014 $3,960 $0 $3,960 $0 PWS 47876 REED RV PARK INC 2013-1994-PWS-E GARZA 5/24/2014 $990 $990 $0 $0 PWS 46068 THE DYNAMITE INC 2013-0182-PWS-E MONTGOMERY 5/24/2014 $1,661 $0 $1,661 $0 PWS 47899 Kamira Property Owners Association, Inc. 2013-2024-PWS-E KERR 5/24/2014 $172 $172 $0 $0 PWS 47699 United States Army Corps of Engineers 2013-1806-PWS-E TARRANT 5/24/2014 $517 $0 $517 $0 PWS 47917 Harris County Municipal Utility District 25 2013-2041-PWS-E HARRIS 5/24/2014 $172 $172 $0 $0 PWS 47965 Steamboat Mountain Water Supply Corporation 2013-2126-PWS-E TAYLOR 5/24/2014 $714 $714 $0 $0 PWS 47946 Kenedy County 2013-2083-PWS-E KENEDY 6/5/2014 $1,016 $203 $813 $0 PWS 48187 Monarch Utilities I L.P. 2014-0123-PWS-E HENDERSON 6/5/2014 $1,402 $280 $1,122 $0 PWS 48133 Monarch Utilities I L.P. 2014-0067-PWS-E POLK 6/5/2014 $3,403 $680 $2,723 $0 PWS 44251 Judy K Martin * 2012-1102-PWS-E PARKER 6/5/2014 $2,147 $429 $1,718 $0 PWS 48228 M&L Water Supply Corporation 2014-0186-PWS-E PARKER 6/5/2014 $817 $163 $654 $0 PWS 47455 Virginia Franklin Fuller 2013-1558-PWS-E LUBBOCK 6/5/2014 $3,443 $687 $2,756 $0 PWS 48163 PSC Custom, LP 2014-0108-PWS-E HARRIS 6/5/2014 $1,751 $350 $1,401 $0 PWS 48128 City of Brady 2014-0071-PWS-E MCCULLOCH 6/5/2014 $455 $91 $364 $0 PWS 48246 BELL, DEBRA F PWS 47833 Lass Utility Service Company Inc PWS 48014 Kempner Water Supply Corporation PWS 47793 Lucite International, Inc. PWS 47065 PWS Page 33 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2014-0165-PWS-E BRAZORIA 6/5/2014 $411 $82 $329 $0 2013-2218-PWS-E TRINITY 6/5/2014 $613 $122 $491 $0 2014-0065-PWS-E HARRIS 6/5/2014 $3,485 $696 $2,789 $0 2013-0826-PWS-E TARRANT 6/8/2014 $937 $0 $937 $0 2013-2108-PWS-E CALLAHAN 6/13/2014 $172 $172 $0 $0 2013-1563-PWS-E WEBB 6/13/2014 $1,492 $0 $1,492 $0 Rochelle Water Supply Corporation 2013-2010-PWS-E MCCULLOCH 6/13/2014 $178 $178 $0 $0 Lake Corpus Christi RV Park & Marina, L.L.C. 2013-1742-PWS-E LIVE OAK 6/13/2014 $1,112 $0 $1,112 $0 2013-1741-PWS-E PRESIDIO 6/13/2014 $1,472 $0 $1,472 $0 2013-2110-PWS-E KARNES 6/13/2014 $672 $672 $0 $0 ELITE PARADICE INVESTMENTS, LLC 2013-1995-PWS-E BRAZORIA 6/13/2014 $705 $0 $705 $0 Rays Acquisition Company LLC 2013-0771-PWS-E WALLER 6/13/2014 $6,089 $0 $6,089 $0 2013-2004-PWS-E WEBB 6/13/2014 $183 $183 $0 $0 2013-2065-PWS-E GRIMES 6/13/2014 $780 $0 $780 $0 2013-2089-PWS-E TYLER 6/13/2014 $315 $315 $0 $0 2014-0079-PWS-E HARRIS 6/22/2014 $600 $120 $480 $0 2014-0359-PWS-E DALLAS 6/22/2014 $1,739 $347 $1,392 $0 2013-2194-PWS-E LIVE OAK 6/22/2014 $1,071 $213 $858 $0 AMC Creekside LLC 2013-2172-PWS-E DENTON 6/22/2014 $525 $105 $420 $0 King Cottle Water Supply Corporation 2014-0096-PWS-E COTTLE 6/22/2014 $999 $199 $800 $0 2014-0214-PWS-E FAYETTE 6/22/2014 $213 $213 $0 $0 2013-1599-PWS-E LYNN 6/22/2014 $1,000 $200 $800 $0 2014-0201-PWS-E VICTORIA 6/22/2014 $172 $172 $0 $0 2013-2202-PWS-E MONTGOMERY 6/22/2014 $2,897 $578 $2,319 $0 2014-0239-PWS-E WILSON 6/22/2014 $467 $93 $374 $0 2013-2042-PWS-E PARKER 6/29/2014 $576 $576 $0 $0 Aqua Utilities, Inc. 2013-2043-PWS-E KERR 6/29/2014 $990 $990 $0 $0 Armstrong Water Supply Corporation 2013-2136-PWS-E BELL 6/29/2014 $172 $172 $0 $0 2013-1127-PWS-E JEFFERSON 6/29/2014 $2,877 $0 $2,877 $0 2014-0007-PWS-E EL PASO 6/29/2014 $608 $608 $0 $0 Martin Operating Partnership L. P. 2013-2099-PWS-E NUECES 6/29/2014 $172 $172 $0 $0 STX Process Equipment LLC 2013-2145-PWS-E DUVAL 6/29/2014 $606 $606 $0 $0 2013-1627-PWS-E HARRIS 6/29/2014 $1,672 $0 $1,672 $0 2014-0044-PWS-E CONCHO 6/29/2014 $810 $810 $0 $0 7/3/2014 $7,307 $0 $7,307 $0 7/3/2014 $12,428 $0 $12,428 $0 7/3/2014 $7,400 $0 $7,400 $0 7/5/2014 $215 $43 $172 $0 PWS 48226 Town of Quintana PWS 48064 Olympia Realty Corporation PWS 48119 DISCOVERY PLAYHOUSE LEARNING CENTER, INC. PWS 46741 T & G MHP, Inc. PWS 47967 Callahan County Water Supply Corporation PWS 41854 PEREZ, ELIZABETH PWS 47884 PWS 47625 PWS 47633 Candelaria Water Supply Corporation PWS 47969 BeGreen Recycling, L.L.C. PWS 47874 PWS 41093 PWS 47883 Webb County Consolidated Independent School District PWS 47934 Catholic Charities of the Archdiocese of Galveston-Houston PWS 47950 Pure Utilities, L.C. PWS 48141 Huffman Independent School District PWS 48389 BEF Foods, Inc. PWS 48042 Old Marbach School Water Supply Corporation PWS 48018 PWS 48135 PWS 48270 Voyles, LLC PWS 47444 Grassland Water Supply Corporation PWS 48243 Quail Creek MUD PWS 48046 Robert A. Williams PWS 48285 LAS PALOMAS WATER SERVICES COMPANY PWS 47916 2012 Weatherford Holdings, LLC PWS 47915 PWS 47989 PWS 47036 73 Land Corp, Inc. PWS 48074 Terry Bourbon PWS 47956 PWS 47994 PWS 47528 Steve Hebert PWS 48111 City of Paint Rock PWS 47281 REAGAN, PAULA 2013-1393-PWS-E DENTON PWS 39920 RICHARD J DUDA 2013-1472-PWS-E *MULTIPLE PWS 47252 Barbara Miller 2013-1360-UTL-E FORT BEND PWS 48376 City of Lueders 2014-0340-PWS-E JONES Page 34 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2014-0017-PWS-E TRAVIS 7/5/2014 $170 $34 $136 $0 2014-0166-PWS-E SAN JACINTO 7/5/2014 $872 $174 $698 $0 Military Highway Water Supply Corporation 2013-2100-PWS-E HIDALGO 7/5/2014 $1,200 $240 $960 $0 City of Huxley 2014-0215-PWS-E SHELBY 7/5/2014 $360 $72 $288 $0 2014-0182-PWS-E UVALDE 7/5/2014 $520 $104 $416 $0 2014-0355-PWS-E FRIO 7/5/2014 $892 $178 $714 $0 2014-0240-PWS-E VICTORIA 7/5/2014 $312 $62 $250 $0 GRIMES 7/5/2014 $157 $31 $126 $0 MONTGOMERY 7/5/2014 $525 $105 $420 $0 ANDERSON 7/5/2014 $535 $106 $429 $0 7/5/2014 $967 $193 $774 $0 PWS 48061 Nameless Hollow Council of Co-Owners PWS 48221 City of Shepherd PWS 47955 PWS 48269 PWS 48236 4J Riverway, LLC PWS 48374 AMK Properties L L C PWS 48284 PWS 48240 Victoria County Water Control and Improvement District No. 2 Aqua Utilities, Inc. 2014-0180-PWS-E PWS 48183 PWS 48348 Dobbin Plantersville Water Supply Corporation, (A Non-Profit 2014-0136-PWS-E Corporation) Tucker Water Supply Corporation 2014-0313-PWS-E PWS 48239 Best Friends Treasures Inc. 2014-0181-PWS-E WALLER PWS 48155 Joey Paul Sulak 2014-0142-PWS-E FORT BEND 7/5/2014 $217 $43 $174 $0 PWS 48230 North Hunt SUD 2014-0185-PWS-E HUNT 7/5/2014 $782 $156 $626 $0 PWS 48168 Fly By Night Cattle Company Private Club, Inc 2014-0107-PWS-E JOHNSON 7/5/2014 $500 $100 $400 $0 PWS 47975 David L. Fritz * 2013-2119-PWS-E LUBBOCK 7/11/2014 $2,808 $2,808 $0 $0 PWS 47882 Margarito Flores * 2013-2005-PWS-E GILLESPIE 7/11/2014 $1,087 $1,087 $0 $0 PWS 47530 Rebecca Creek Mud 2013-1630-PWS-E COMAL 7/11/2014 $366 $0 $366 $0 PWS 41976 Donald E Crane 2013-1915-PWS-E MIDLAND 7/11/2014 $1,355 $0 $1,355 $0 PWS 47511 Shore-Tech, Inc. 2013-1613-PWS-E GALVESTON 7/11/2014 $1,904 $0 $1,904 $0 PWS 48248 2014-0232-PWS-E DEWITT 7/11/2014 $1,380 $1,380 $0 $0 PWS 47991 HOCHHEIM PRAIRIE HERMANN SONS HALL ASSOCIATION Stepping Stone Ministry, Inc. 2013-2140-PWS-E MIDLAND 7/11/2014 $660 $660 $0 $0 MIDLAND 7/11/2014 $630 $630 $0 $0 PWS 47970 Key Energy Services, LLC 2013-2125-PWS-E PWS 48154 Maria A. Beltran * 2014-0095-PWS-E STARR 7/11/2014 $270 $0 $270 $0 PWS 48104 Flomot Water Supply Corporation 2014-0030-PWS-E MOTLEY 7/11/2014 $9,100 $9,100 $0 $0 PWS 48132 Monarch Utilities I L.P. 2014-0068-PWS-E POLK 7/11/2014 $1,404 $1,404 $0 $0 HOCKLEY 7/11/2014 $1,228 $1,228 $0 $0 PWS 48090 City of Ropesville 2014-0028-PWS-E PWS 47949 City of Rosebud 2013-2088-PWS-E FALLS 7/11/2014 $486 $486 $0 $0 PWS 48471 Ellisor Investments, Ltd. 2014-0444-PWS-E HARRIS 7/18/2014 $1,265 $252 $1,013 $0 PWS 48377 Montgomery County Municipal Utility District 88 2014-0339-PWS-E MONTGOMERY 7/18/2014 $450 $90 $360 $0 MADISON 7/18/2014 $1,269 $253 $1,016 $0 PWS 48184 Sandra West 2014-0135-PWS-E PWS 48393 Blair Water Supply Corporation 2014-0366-PWS-E TAYLOR 7/18/2014 $165 $33 $132 $0 PWS 48478 Earth Promise 2014-0441-PWS-E SOMERVELL 7/18/2014 $660 $132 $528 $0 PWS 48332 Baker Hughes Oilfield Operations, Inc. 2014-0292-PWS-E HARRIS 7/18/2014 $2,294 $458 $1,836 $0 7/18/2014 $490 $98 $392 $0 PWS 48378 Moss Lake Water Supply Corporation 2014-0354-PWS-E COOKE PWS 48368 City of Anton 2014-0345-PWS-E HOCKLEY 7/18/2014 $348 $69 $279 $0 PWS 48315 PK-RE, Ltd. 2014-0277-PWS-E TRAVIS 7/18/2014 $175 $35 $140 $0 PWS 48291 Mammoet USA South, Inc. 2014-0236-PWS-E BRAZORIA 7/18/2014 $2,278 $455 $1,823 $0 Page 35 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2014-0218-PWS-E SOMERVELL 7/18/2014 $1,337 $267 $1,070 $0 2013-1351-PWS-E MCLENNAN 7/31/2014 $6,362 $0 $6,362 $0 El Viaje Retreat, LLC 2013-0681-PWS-E BANDERA 7/31/2014 $2,718 $0 $2,718 $0 MCFAIREN, NOEL D 2014-0698-WOC-E TRINITY 8/1/2014 $175 $0 $175 $0 2014-0342-PWS-E BRAZORIA 8/1/2014 $677 $135 $542 $0 2014-0133-PWS-E MILLS 8/1/2014 $125 $25 $100 $0 Shore-Tech, Inc. 2014-0109-PWS-E GALVESTON 8/1/2014 $651 $130 $521 $0 East Riviera Water Supply Corporation 2014-0493-PWS-E KLEBERG 8/1/2014 $755 $151 $604 $0 2014-0401-PWS-E TYLER 8/1/2014 $150 $30 $120 $0 2014-0673-WOC-E PARKER 8/1/2014 $175 $0 $175 $0 PARRICK, ARDYTH 2014-0672-WOC-E PARKER 8/1/2014 $175 $0 $175 $0 Anderson Water Company, Inc. 2014-0256-PWS-E GRIMES 8/1/2014 $572 $113 $459 $0 2014-0344-PWS-E PARKER 8/1/2014 $550 $110 $440 $0 2014-0472-PWS-E DIMMIT 8/1/2014 $3,451 $689 $2,762 $0 Gary C. Aardal 2014-0675-WOC-E ERATH 8/1/2014 $175 $0 $175 $0 STX Process Equipment LLC 2014-0216-PWS-E DUVAL 8/1/2014 $1,980 $395 $1,585 $0 2014-0259-PWS-E HARRIS 8/1/2014 $165 $165 $0 $0 2014-0350-PWS-E MONTGOMERY 8/1/2014 $434 $86 $348 $0 POLK 8/7/2014 $734 $0 $734 $0 MASON 8/15/2014 $690 $690 $0 $0 2013-2053-PWS-E COLORADO 8/15/2014 $2,780 $0 $2,780 $0 2013-2002-PWS-E HUNT 8/15/2014 $2,600 $2,600 $0 $0 Glassel Properties, LLC 2014-0070-PWS-E MONTGOMERY 8/15/2014 $1,110 $1,110 $0 $0 Leona Bullock 2013-2036-PWS-E KERR 8/15/2014 $210 $210 $0 $0 2013-1775-PWS-E CASS 8/15/2014 $1,212 $0 $1,212 $0 2013-2117-PWS-E FRIO 8/15/2014 $2,036 $0 $2,036 $0 Shintech Incorporated 2014-0089-PWS-E BRAZORIA 8/15/2014 $253 $0 $253 $0 Allsup's Convenience Stores, Inc. 2014-0167-PWS-E LAMB 8/15/2014 $582 $582 $0 $0 2013-2123-PWS-E NUECES 8/15/2014 $366 $366 $0 $0 2013-2106-PWS-E HILL 8/15/2014 $4,870 $0 $4,870 $0 Jim Hogg County Wcid 2 2014-0016-PWS-E JIM HOGG 8/15/2014 $2,223 $2,223 $0 $0 Woodlake Josserand WSC 2014-0223-PWS-E TRINITY 8/15/2014 $202 $0 $202 $0 2013-2191-PWS-E ELLIS 8/15/2014 $336 $336 $0 $0 2014-0042-PWS-E YOAKUM 8/15/2014 $630 $630 $0 $0 City of Chillicothe 2014-0271-PWS-E HARDEMAN 8/15/2014 $345 $0 $345 $0 Howard C. Bigham 2013-2230-PWS-E SCURRY 8/22/2014 $3,246 $649 $2,597 $0 2014-0542-PWS-E *MULTIPLE 8/22/2014 $100 $20 $80 $0 2014-0312-PWS-E FORT BEND 8/22/2014 $100 $20 $80 $0 PWS 48263 New Prospect Baptist Church of Nemo Texas PWS 41891 John C. Moore * PWS 46601 PWS 48694 PWS 48371 City of Liverpool PWS 48190 Mullin Independent School District PWS 48157 PWS 48508 PWS 48430 Charles Branch PWS 48672 GOMEZ, ABEL PWS 48673 PWS 48302 PWS 48369 New Progress Wsc PWS 48496 City of Carrizo Springs PWS 48670 PWS 48266 PWS 48297 Morton Road Mud PWS 48385 Cross Development/Montgomery LP PWS 44611 Robert M Smith 2012-1478-PWS-E PWS 48024 City Of Mason 2013-2177-PWS-E PWS 11945 SNI Corporation PWS 47880 North Hunt SUD PWS 48130 PWS 47909 PWS 47673 City of Linden PWS 47973 AMK Properties L L C PWS 48137 PWS 48215 PWS 47982 Aqua Utilities, Inc. PWS 38048 Brandon-Irene Water Supply Corporation PWS 48079 PWS 48198 PWS 48035 Howard Water Supply Corporation PWS 48114 Golden Spread Electric Cooperative, Inc. PWS 48299 PWS 48072 PWS 48537 Gary C. Aardal PWS 48349 Needville ISD Page 36 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date SEP Offset 2014-0314-PWS-E $620 $124 $496 $0 2014-0397-PWS-E WALLER 8/22/2014 $684 $136 $548 $0 Jones, John Thomas 2014-0276-PWS-E ANGELINA 8/22/2014 $2,976 $595 $2,381 $0 City of Domino 2014-0156-PWS-E CASS 8/22/2014 $163 $32 $131 $0 2013-2176-PWS-E YOAKUM 8/22/2014 $6,174 $1,234 $4,940 $0 2014-0027-PWS-E COTTLE 8/22/2014 $2,907 $580 $2,327 $0 CALHOUN 8/22/2014 $151 $30 $121 $0 DEAF SMITH 8/22/2014 $706 $141 $565 $0 2014-0428-PWS-E HARRIS 8/22/2014 $224 $224 $0 $0 2013-1956-PWS-E HOOD 8/25/2014 $1,395 $0 $1,395 $0 City Of Edgewood 2014-0157-PWS-E VAN ZANDT 8/25/2014 $253 $0 $253 $0 Aqua Utilities, Inc. 2014-0238-PWS-E HUNT 8/25/2014 $315 $0 $315 $0 2011-1863-PWS-E KERR 8/25/2014 $9,266 $0 $9,266 $0 2014-0026-PWS-E MIDLAND 8/25/2014 $1,815 $1,815 $0 $0 Trent Water Works, Inc. 2014-0087-PWS-E BRAZORIA 8/25/2014 $127 $0 $127 $0 North Runnels Wsc 2014-0106-PWS-E RUNNELS 8/25/2014 $405 $405 $0 $0 2014-0059-PWS-E COLLINGSWORTH 8/25/2014 $10,200 $10,200 $0 $0 2014-0043-PWS-E ELLIS 8/25/2014 $481 $481 $0 $0 2013-2178-PWS-E FALLS 8/25/2014 RAINBOW CAMP, LLC PWS 48425 Pafford Properties LLC PWS 48318 PWS 48206 PWS 48025 City of Denver City PWS 48102 City of Paducah PWS 48451 La Salle Water Control and Improvement District 1 2014-0425-PWS-E PWS 48310 Deaf Smith County Fresh Water Supply District 1 2014-0270-PWS-E PWS 48454 Westfield Mobil Home Community, Ltd. PWS 43966 Castle Water, Inc. PWS 48203 PWS 48288 PWS 42714 McKEN, LLC PWS 48103 Reyna A Martinez PWS 48148 PWS 48170 PWS 48123 City of Dodson PWS 48113 City of Bardwell PWS 48023 Perry Wsc Subtotal for PWS : 391 47325 Payable Amount 8/22/2014 48347 WATER Penalty Assessed Penalty Deferred COMAL PWS HGN Operating I, LLC $202 $527,148 $202 $0 $121,424 $399,123 $0 $6,601 2013-1440-WR-E RUNNELS 11/16/2013 $875 $0 $875 $0 TOM GREEN 11/16/2013 $1,050 $210 $840 $0 WATER 46949 Dwane Hoelscher 2013-1003-WR-E WATER 47635 Hodges and Son Construction Company, Inc. 2013-1722-WR-E STEPHENS 12/9/2013 $350 $0 $350 $0 WATER 46779 Bar V Holdings LLC 2013-0872-WR-E MCLENNAN 12/9/2013 $900 $180 $720 $0 WATER 47783 QUATRO OIL AND GAS, INC. 2013-1885-WR-E WICHITA 1/2/2014 $350 $0 $350 $0 1/2/2014 $808 $161 $647 $0 WATER 46606 MUDualistic Limited Liability Company 2013-0696-WR-E MCCULLOCH WATER 47829 McMinn Ranches, Ltd. 2013-1928-WR-E COMANCHE 1/2/2014 $1,050 $0 $1,050 $0 WATER 47819 Ranger Excavating, L.P. 2013-1925-WR-E TRAVIS 1/2/2014 $875 $0 $875 $0 WATER 47184 Double Diamond, Inc. 2013-1353-WR-E JOHNSON 1/25/2014 $500 $100 $400 $0 ERATH 2/16/2014 $1,050 $0 $1,050 $0 WATER 47929 LESLEY, KENNETH 2013-2063-WR-E WATER 47948 CORBELLO, SHEILA M 2013-2094-WR-E KIMBLE 2/16/2014 $875 $0 $875 $0 WATER 47206 LEGACY RIDGE COUNTRY CLUB II, L.L.C. 2013-1311-WR-E FANNIN 2/16/2014 $1,368 $273 $1,095 $0 WATER 47977 RUST RANCH CO 2013-2121-WR-E KIMBLE 2/16/2014 $875 $0 $875 $0 2/16/2014 $875 $0 $875 $0 WATER 47961 BROOK ANGUS RANCH, LP 2013-2105-WR-E MCCULLOCH WATER 48146 ONEOK Sterling III Pipeline, L.L.C. 2014-0094-WQ-E GRAYSON 3/28/2014 $350 $0 $350 $0 WATER 48176 San Antonio River Authority 2014-0122-WR-E BEXAR 4/18/2014 $350 $0 $350 $0 WATER 47205 Thurman Transportation, Inc. 2013-1312-WR-E JOHNSON 5/3/2014 $2,369 $474 $1,895 $0 2013-2050-WR-E TOM GREEN 5/3/2014 $1,550 $310 $1,240 $0 WATER 47918 Corby Chitsey Page 37 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-2161-WR-E WILLIAMSON 6/22/2014 $2,250 $450 $1,800 $0 2012-2331-WR-E MENARD 6/29/2014 $7,500 $3,900 $3,600 $0 EOG Resources, Inc. 2014-0578-WR-E PANOLA 7/5/2014 $350 $0 $350 $0 Prospect Oilfield Services, LP 2014-0650-WR-E JACK 7/18/2014 $350 $0 $350 $0 2014-0362-WR-E HOOD 8/1/2014 $250 $50 $200 $0 2014-0414-WR-E PALO PINTO 8/22/2014 $250 $50 $200 $0 HILL 9/12/2013 $8,300 $1,660 $6,640 2012-2354-IWD-E HARRIS 9/12/2013 $49,302 $0 $49,302 $0 BOSQUE 9/12/2013 $12,687 $2,537 $0 $10,150 WATER 48009 Star Golf Partners, Ltd WATER 45485 The Menard Irrigation Company WATER 48586 WATER 48651 WATER 48401 Harvey Ike Thomas WATER 48441 Ted R. Chapman Subtotal for WATERIGHT : 24 WQ 41459 City of Bynum WQ 45474 Weatherford U.S., L.P. $27,370 2011-0578-MWD-E $6,158 $21,212 $0 $0 WQ 46298 City of Walnut Springs 2013-0410-MWD-E WQ 46064 National Converting & Packaging Corporation 2013-0178-WQ-E ELLIS 9/14/2013 $3,750 $750 $3,000 $0 WQ 46167 City of Archer City 2013-0272-MWD-E ARCHER 9/14/2013 $3,125 $625 $2,500 $0 WQ 45659 Fatty Chem By-Products Inc 2012-2546-MLM-E CAMERON 9/14/2013 $1,813 $362 $1,451 $0 KENDALL 9/14/2013 $938 $187 $751 $0 WQ 46595 L H Devco, Inc. 2013-0680-WQ-E WQ 46003 KV Land, LLC 2013-0135-IWD-E WQ 46571 Archdiocese of Galveston Houston 2013-0661-MWD-E WQ 44728 City Of Edgewood GALVESTON 9/14/2013 $7,350 $1,470 $5,880 $0 MONTGOMERY 9/14/2013 $5,250 $1,050 $0 $4,200 2012-1597-MWD-E VAN ZANDT 9/14/2013 $7,500 $7,500 $0 $0 WILLIAMSON 9/14/2013 $1,875 $375 $1,500 $0 WQ 46335 St. David's Healthcare Partnership, L.P., LLP 2013-0435-EAQ-E WQ 46228 Grey Forest Development, LLC 2013-0354-EAQ-E BEXAR 9/14/2013 $4,126 $825 $3,301 $0 WQ 46367 2013-0458-WQ-E VICTORIA 9/26/2013 $4,012 $802 $3,210 $0 WQ 46564 NATIVIDAD HERNANDEZ DBA BAYER ROAD SALVAGE YARD Anrige, Inc. BEXAR 9/26/2013 $938 $187 $751 $0 WQ 46739 South Central Water Company 2013-0835-MWD-E MCMULLEN 9/26/2013 $4,000 $800 $3,200 $0 WQ 44640 KREBS, STEPHEN PAUL 2012-1525-MWD-E HARRIS 9/26/2013 $1,725 $345 $1,380 $0 ZAPATA 9/26/2013 $6,162 $1,232 $4,930 $0 $0 2013-0668-WQ-E WQ 46164 Zapata County 2013-0273-MWD-E WQ 46203 Verdant Industries, LLC 2013-0315-IWD-E ANGELINA 9/26/2013 $6,250 $1,250 $5,000 WQ 46165 Taylor Morrison of Texas, Inc. 2013-0268-WQ-E TRAVIS 9/26/2013 $813 $162 $651 $0 WQ 46110 City of Austin 2013-0222-MWD-E TRAVIS 9/30/2013 $7,500 $0 $0 $7,500 WQ 41090 City of Rochester 2011-0220-MWD-E HASKELL 9/30/2013 $9,240 $0 $9,240 $0 WQ 45618 Marine Quest - Hidden Cove, L.P. 2012-2478-MWD-E DENTON 10/2/2013 $17,500 $0 $17,500 $0 WQ 46305 Carlisle Independent School District 2013-0414-MWD-E RUSK 10/3/2013 $2,250 $450 $1,800 $0 WQ 46444 Del Webb Texas Limited Partnership 2013-0535-EAQ-E WILLIAMSON 10/3/2013 $7,500 $1,500 $6,000 $0 10/3/2013 $875 $0 $875 $0 WQ 47168 Alford Construction, Inc. 2013-1265-WQ-E MCLENNAN WQ 47114 Gilvin-Terrill, Ltd. 2013-1211-WQ-E ROBERTS 10/3/2013 $875 $0 $875 $0 WQ 46733 BSC Management, Ltd. 2013-0838-IWD-E HARRIS 10/3/2013 $813 $162 $651 $0 WQ 46223 Mariah Custom Management, Inc. 2013-0328-WQ-E PARKER 10/3/2013 $875 $0 $875 $0 10/3/2013 $875 $0 $875 $0 10/3/2013 $1,991 $398 $1,593 $0 WQ 47053 Contract Trucking and Materials Company 2013-1142-WQ-E TAYLOR WQ 46295 Robinson, Mark 2013-0394-WQ-E BRAZOS Page 38 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0823-WQ-E BELL 10/3/2013 $2,439 $487 $1,952 $0 2013-1103-WQ-E TAYLOR 10/3/2013 $875 $0 $875 $0 2013-1087-WOC-E WALKER 10/3/2013 $175 $0 $175 $0 2013-1143-WQ-E VICTORIA 10/3/2013 $875 $0 $875 $0 2013-0162-MWD-E HARRIS 10/18/2013 $19,288 $3,857 $15,431 $0 2012-1290-MWD-E ATASCOSA 10/18/2013 $36,440 $7,288 $29,152 $0 Bosque Utilities Corporation 2013-0634-MWD-E NAVARRO 10/18/2013 $8,750 $1,750 $7,000 $0 Aqua Texas, Inc. 2013-0481-MWD-E HARRIS 10/18/2013 $19,125 $3,825 $15,300 $0 2012-1467-MWD-E DIMMIT 10/18/2013 $35,325 $0 $35,325 $0 2013-0224-IWD-E JEFFERSON 10/18/2013 $89,169 $17,833 $35,668 $35,668 2013-0248-IWD-E NUECES 10/18/2013 $8,438 $1,687 $6,751 $0 2012-1461-SLG-E HARRIS 10/20/2013 $8,666 $0 $8,666 $0 2013-0699-MWD-E MATAGORDA 10/21/2013 $5,750 $1,150 $4,600 $0 2013-0451-MWD-E WILLACY 10/21/2013 $3,300 $660 $2,640 $0 BEXAR 10/21/2013 $3,500 $700 $2,800 $0 PARKER 10/21/2013 $875 $0 $875 $0 2013-0709-AGR-E PRESIDIO 10/21/2013 $1,187 $237 $950 $0 2012-1152-IWD-E EL PASO 11/1/2013 $6,562 $1,312 $0 $5,250 2013-0794-MWD-E TRAVIS 11/1/2013 $9,375 $0 $0 $9,375 2013-0741-MWD-E WASHINGTON 11/1/2013 $9,788 $1,957 $0 $7,831 City of Kingsville 2013-0223-MWD-E KLEBERG 11/1/2013 $10,318 $0 $0 $10,318 46489 City of Georgetown 2013-0584-EAQ-E WILLIAMSON 11/1/2013 $5,813 $1,162 $4,651 $0 WQ 46464 City of Rockdale 2013-0555-MWD-E MILAM 11/1/2013 $8,250 $1,650 $6,600 $0 WQ 38706 City of Dodd City 2012-2670-MWD-E FANNIN 11/1/2013 $45,325 $0 $0 $45,325 2012-2638-MWD-E GRAYSON 11/1/2013 $26,250 $5,250 $0 $21,000 PARKER 11/7/2013 $2,500 $0 $2,500 $0 WQ 46743 First Omega Partners, Ltd. WQ 47004 Ron Fogle Construction, L. P. WQ 47001 TICER, BENJAMIN T WQ 47052 City of Victoria WQ 46038 Huffsmith-Kohrville, Inc. WQ 44432 City of Charlotte WQ 46547 WQ 46390 WQ 44598 City of Big Wells WQ 46111 Lucite International, Inc. WQ 46121 Valero Refining-Texas, L.P. WQ 44595 All American Septic LLC WQ 46609 Markham MUD WQ 46332 Port Mansfield Public Utility District * WQ 45487 Bigs Real Estate, L.P. * 2012-2453-EAQ-E WQ 47284 Stockon 5 Construction, L.L.C. 2013-1407-WQ-E WQ 46611 Baeza Cattle Company, Inc. WQ 44298 Horizon Regional Municipal Utility District WQ 46700 City of Austin WQ 46653 City of Brenham WQ 45812 WQ WQ 45788 City of Sadler WQ 44666 Ellison Construction Company, LLC 2012-1527-WQ-E WQ 47014 Rayford Road Municipal Utility District 2013-1119-MWD-E MONTGOMERY 11/11/2013 $9,375 $1,875 $7,500 $0 WQ 44465 City of Winona 2012-1358-MWD-E SMITH 11/11/2013 $14,527 $2,905 $0 $11,622 WQ 46828 Northwest Airport Management, L.P. 2013-0916-IWD-E HARRIS 11/16/2013 $1,675 $335 $1,340 $0 WQ 45740 Superior Powder Coating, INC. 2012-2591-IWD-E ERATH 11/16/2013 $6,250 $1,250 $5,000 $0 WQ 47386 Sherrill Construction Co., LLC 2013-1489-WQ-E RAINS 11/16/2013 $875 $0 $875 $0 WQ 46467 City of Angus 2013-0560-MWD-E NAVARRO 11/16/2013 $2,140 $428 $1,712 $0 WQ 46766 City of Ranger 2013-0864-MWD-E EASTLAND 11/16/2013 $3,688 $737 $2,951 $0 WQ 47156 City of Bangs 2013-1259-MWD-E BROWN 11/16/2013 $1,063 $212 $851 $0 WQ 45096 QSI Custom Cabinets, LP. 2012-1987-WQ-E TRAVIS 11/22/2013 $4,500 $0 $4,500 $0 WQ 46646 BOH Indian Springs TX, L.P. 2013-0805-EAQ-E BEXAR 11/28/2013 $18,001 $3,600 $14,401 $0 WQ 37512 City of Wellman 2012-1225-MWD-E TERRY 11/28/2013 $20,727 $0 $0 $20,727 WQ 46857 City of Kenedy 2013-0961-MWD-E KARNES 11/28/2013 $37,687 $7,537 $30,150 $0 Page 39 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-1518-MWD-E ANGELINA 11/28/2013 $15,840 $15,840 $0 $0 2013-0847-EAQ-E UVALDE 12/9/2013 $7,500 $1,500 $6,000 $0 Blake Magee Company, L.P. 2013-1322-EAQ-E WILLIAMSON 12/9/2013 $2,438 $487 $1,951 $0 Hays County 2013-1141-WQ-E HAYS 12/9/2013 $1,676 $335 $1,341 $0 2013-0620-WQ-E CAMERON 12/9/2013 $1,250 $250 $1,000 $0 FREESTONE 12/9/2013 $5,699 $1,139 $4,560 $0 2013-0798-EAQ-E HAYS 12/9/2013 $2,500 $500 $2,000 $0 2013-1105-EAQ-E WILLIAMSON 12/9/2013 $1,625 $325 $1,300 $0 2013-0692-MWD-E MONTGOMERY 12/9/2013 $2,875 $575 $2,300 $0 MCLENNAN 12/9/2013 $875 $0 $875 $0 HARRIS 12/9/2013 $6,100 $1,220 $4,880 $0 EASTLAND 12/9/2013 $2,337 $467 $1,870 $0 2013-0850-EAQ-E HAYS 12/9/2013 $2,500 $500 $2,000 $0 2012-2699-OSI-E JOHNSON 12/18/2013 $300 $0 $300 $0 2013-0991-MWD-E MCLENNAN 12/19/2013 $7,125 $0 $7,125 $0 2013-0834-MWD-E POLK 12/19/2013 $8,914 $1,782 $7,132 $0 2012-1600-EAQ-E WILLIAMSON 12/19/2013 $9,375 $5,775 $3,600 $0 2012-1212-MWD-E BOWIE 12/19/2013 $35,890 $35,890 $0 $0 ORANGE 12/19/2013 $30,000 $6,000 $12,000 $12,000 SOMERVELL 12/19/2013 $9,435 $1,887 $7,548 $0 2013-1080-MWD-E POLK 12/19/2013 $16,250 $0 $16,250 $0 2013-0439-MWD-E HARDIN 1/2/2014 $6,187 $1,237 $0 $4,950 WQ 44652 Angelina County Water Control Improvement District 3 WQ 46752 TRI-BAR RANCH COMPANY, LTD. WQ 47218 WQ 47056 WQ 46515 Ecologist Services & Disposition, Inc. WQ 46957 City of Teague 2013-1039-MWD-E WQ 46692 Nationwide DG New Waverly, Inc. WQ 47010 Brushy Creek Municpal Utilities District WQ 46574 Quadvest, L.P. WQ 47694 Kent Garbett Properties Llc 2013-1805-WQ-E WQ 46568 R & A Harris South, LP 2013-0662-IWD-E WQ 47032 City of Cisco 2013-1134-MWD-E WQ 46715 VOORHEIS, TERRY D * WQ 45839 Larry D Stephens WQ 46888 City of Waco * WQ 46744 Polk Health Holdings LLC * WQ 44712 IMMANUEL CHURCH OF AUSTIN WQ 44359 City of De Kalb WQ 46831 Firestone Polymers, LLC 2013-0915-IWD-E WQ 46436 Rainbow Landscape Materials, LLC 2013-0511-WQ-E WQ 46983 City of Goodrich WQ 46348 WQ 47857 West Hardin County Consolidated Independent School District Liebrum Properties, LLC WQ 47058 S. I. Enterprises, LLC NACOGDOCHES 1/2/2014 $875 $0 $875 $0 2013-1152-MWD-E HARRIS 1/2/2014 $3,050 $610 $2,440 $0 HARRIS 1/2/2014 $4,575 $915 $3,660 $0 2013-1974-WQ-E WQ 46768 Grant Road Public Utility District 2013-0863-MWD-E WQ 46876 Premium Waters, Inc. 2013-0963-IWD-E TARRANT 1/2/2014 $3,250 $650 $2,600 $0 WQ 47083 KKAR INVESTMENT, LLC 2013-1204-EAQ-E HAYS 1/2/2014 $2,500 $500 $2,000 $0 WQ 47314 Advanced Micro Devices, Inc. 2013-1426-EAQ-E TRAVIS 1/2/2014 $1,219 $243 $976 $0 1/2/2014 $2,250 $450 $1,800 $0 WQ 47343 City of Mabank 2013-1455-MWD-E KAUFMAN WQ 47111 City of Troup 2013-1202-MWD-E CHEROKEE 1/2/2014 $3,500 $700 $2,800 $0 WQ 47743 BARTON, RONNIE D 2013-1838-WOC-E EASTLAND 1/2/2014 $175 $0 $175 $0 WQ 46648 City of Roxton 2013-0749-MWD-E LAMAR 1/2/2014 $4,500 $900 $3,600 $0 2012-0084-MWD-E *MULTIPLE 1/2/2014 $4,502 $900 $3,602 $0 WQ 43250 Halliburton Energy Services, Inc. WQ 46819 Aqua Utilities, Inc. 2013-0901-MWD-E HAYS 1/24/2014 $16,187 $3,237 $12,950 $0 WQ 47221 City of Azle 2013-1333-MWD-E TARRANT 1/24/2014 $14,000 $0 $0 $14,000 WQ 46356 JMH Homes-Houston, LLC 2013-0449-MWD-E HARRIS 1/24/2014 $8,721 $1,744 $6,977 $0 2012-0866-MWD-E NACOGDOCHES 1/24/2014 $33,475 $6,695 $0 $26,780 WQ 44030 Woden Independent School District Page 40 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0373-WQ-E TARRANT 1/24/2014 $13,125 $0 $0 $13,125 2013-1040-MWD-E BRAZORIA 1/24/2014 $14,625 $2,925 $0 $11,700 SMITH 1/24/2014 $17,550 $3,510 $14,040 $0 COMAL 1/25/2014 $937 $187 $750 $0 TARRANT 1/25/2014 $1,312 $262 $1,050 $0 2013-1153-MWD-E RAINS 1/25/2014 $3,412 $682 $2,730 $0 City of China 2013-1180-MWD-E JEFFERSON 1/25/2014 $5,250 $1,050 $0 $4,200 Sheridan Water Supply Corporation 2012-1980-MWD-E COLORADO 1/25/2014 $4,363 $872 $3,491 $0 2013-1278-MWD-E FANNIN 1/25/2014 $1,275 $255 $1,020 $0 2013-2008-WQ-E CRANE 1/25/2014 $875 $0 $875 $0 SBC, LP 2013-1589-WQ-E MIDLAND 1/25/2014 $1,837 $367 $1,470 $0 WYLIE, CATHERINE NAOMI * 2013-0989-MWD-E HARRIS 1/25/2014 $3,375 $675 $2,700 $0 2013-1672-EAQ-E TRAVIS 1/25/2014 $938 $187 $751 $0 2013-1260-MWD-E SABINE 1/25/2014 $4,275 $855 $3,420 $0 PinPoint OMP Legacy at Georgetown, LLC 2013-0415-EAQ-E WILLIAMSON 2/8/2014 $4,688 $0 $4,688 $0 GH DAIRY EL PASO * 2012-1828-IWD-E EL PASO 2/8/2014 $1,250 $0 $1,250 $0 2013-1812-MWD-E BELL 2/9/2014 $1,338 $267 $1,071 $0 2013-1720-IWD-E GRAY 2/9/2014 $4,013 $802 $3,211 $0 HENDERSON 2/9/2014 $2,875 $575 $2,300 $0 LUBBOCK 2/9/2014 $3,750 $750 $0 $3,000 WILLIAMSON 2/14/2014 $33,750 $6,750 $27,000 $0 2013-1041-MWD-E KAUFMAN 2/14/2014 $7,920 $1,584 $6,336 $0 City of Willow Park 2013-0836-MWD-E PARKER 2/14/2014 $44,038 $0 $44,038 $0 Bottom Line Food Processors, Inc. 2013-0975-IWD-E TRAVIS 2/14/2014 $14,063 $2,812 $11,251 $0 2013-0795-MWD-E ATASCOSA 2/14/2014 $11,812 $2,362 $9,450 $0 2012-2061-MWD-E WHEELER 2/14/2014 $10,251 $2,050 $8,201 $0 City of Shallowater 2013-0962-MWD-E LUBBOCK 2/16/2014 $3,013 $602 $2,411 $0 Baker Hughes Incorporated 2013-1031-IWD-E TRINITY 2/16/2014 $5,743 $1,148 $4,595 $0 2013-1118-MWD-E HILL 2/22/2014 $3,987 $0 $3,987 $0 2013-1849-MWD-E CAMERON 2/22/2014 $17,100 $3,420 $13,680 $0 WQ 46263 City of Arlington WQ 46956 City of Pearland WQ 47015 Delek Refining, Ltd. 2013-1122-IWD-E WQ 47339 Hunter Media, L.L.C. * 2013-1458-EAQ-E WQ 47213 Suntex Marinas, LLC 2013-1313-WQ-E WQ 47057 City of Point WQ 47067 WQ 45095 WQ 47178 City of LaDonia WQ 47891 Wise Choice Construction WQ 47489 WQ 46901 WQ 47564 GROSS, JOHN E * WQ 47151 Harborlight Marina and Resort LLC WQ 46301 WQ 44949 WQ 47708 City of Troy WQ 47610 Pampa Concrete Co., Inc. WQ 47417 Cross Roads Independent School District 2013-1526-MWD-E WQ 47214 City of Lubbock 2013-1321-IWD-E WQ 46884 Bobby Fredrickson 1999 Trust, Bobby Fredrickson, Trustee 2013-0994-EAQ-E WQ 46939 City of Kemp WQ 46731 WQ 46893 WQ 46694 City of Jourdanton WQ 45198 City Of Shamrock WQ 46851 WQ 46937 WQ 47016 Country Club Retirement Community, L.P. WQ 47745 City of Los Fresnos WQ 46881 City of Refugio 2013-0973-MWD-E REFUGIO 2/22/2014 $11,050 $0 $0 $11,050 WQ 46349 Metroplex Retaining Walls, Inc. 2013-0453-IWD-E *MULTIPLE 3/6/2014 $3,000 $0 $3,000 $0 WQ 39887 DERIDDER, PETER WILFRIDUS 2012-1169-AGR-E *MULTIPLE 3/6/2014 $8,546 $0 $8,546 $0 WQ 44771 JJSM Development, Inc. 2012-1883-EAQ-E WILLIAMSON 3/6/2014 $41,528 $0 $20,764 $20,764 WQ 48013 East Texas Precast Co., Ltd. 2013-2164-WQ-E WALLER 3/9/2014 $875 $0 $875 $0 WQ 47136 Country Terrace Water Company, Inc. 2013-1241-MWD-E HARRIS 3/9/2014 $4,125 $825 $3,300 $0 WQ 47293 City of Hamlin 2013-1423-MWD-E JONES 3/9/2014 $1,437 $287 $1,150 $0 WQ 47692 Goforth Partners, Inc. 2013-1796-EAQ-E HAYS 3/9/2014 $4,875 $975 $3,900 $0 Page 41 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-1780-MWD-E SAN SABA 3/9/2014 $2,875 $575 $2,300 $0 2013-0496-MWD-E GONZALES 3/9/2014 $5,625 $1,125 $0 $4,500 TRAVIS 3/9/2014 $1,937 $387 $1,550 $0 BRAZORIA 3/14/2014 $2,222 $0 $2,222 $0 2012-2104-OSI-E BRAZORIA 3/14/2014 $2,450 $0 $2,450 $0 2014-0022-WQ-E MCLENNAN 3/16/2014 $875 $0 $875 $0 HARRIS 3/16/2014 $6,000 $1,200 $4,800 $0 MONTGOMERY 3/16/2014 $6,500 $1,300 $5,200 $0 2014-0014-WQ-E MIDLAND 3/16/2014 $875 $0 $875 $0 2013-1866-OSS-E REAGAN 3/16/2014 $225 $45 $180 $0 Winkley's, Inc. 2013-1486-EAQ-E WILLIAMSON 3/16/2014 $1,407 $281 $1,126 $0 JHH Signature Series, LLC 2014-0024-WQ-E JOHNSON 3/16/2014 $875 $0 $875 $0 2014-0023-WQ-E RUNNELS 3/16/2014 $875 $0 $875 $0 2013-2174-WQ-E GALVESTON 3/16/2014 $875 $0 $875 $0 2013-1881-MWD-E TRAVIS 3/16/2014 $1,063 $212 $851 $0 2013-1992-EAQ-E WILLIAMSON 3/28/2014 $937 $187 $750 $0 2014-0077-WQ-E MIDLAND 3/28/2014 $875 $0 $875 $0 2013-1079-MWD-E CORYELL 4/5/2014 $15,187 $3,037 $12,150 $0 2013-1879-AGR-E ERATH 4/18/2014 $5,625 $1,125 $4,500 $0 2013-1678-MWD-E HARRIS 4/18/2014 $6,500 $1,300 $5,200 $0 2013-2060-OSS-E STERLING 4/18/2014 $750 $150 $600 $0 2013-1875-MWD-E BASTROP 4/18/2014 $1,437 $287 $1,150 $0 2013-1895-MWD-E AUSTIN 4/18/2014 $2,425 $485 $1,940 $0 2013-1818-EAQ-E WILLIAMSON 4/18/2014 $3,250 $650 $2,600 $0 2013-1751-MWD-E HARRIS 4/18/2014 $4,050 $810 $3,240 $0 2014-0103-WQ-E MONTGOMERY 4/18/2014 $875 $0 $875 $0 DLUGOSCH IV LLC 2013-2102-MLM-E LA SALLE 4/18/2014 $3,799 $759 $3,040 $0 Warren Independent School District 2013-0386-MWD-E TYLER 4/19/2014 $8,775 $1,755 $0 $7,020 47139 City of Port Arthur 2013-1240-MWD-E JEFFERSON 4/19/2014 $3,738 $0 $3,738 $0 44076 City of Kendleton 2012-0932-MWD-E FORT BEND 4/19/2014 $10,657 $2,131 $8,526 $0 WQ 47333 City of Horseshoe Bay 2013-1451-MWD-E LLANO 4/19/2014 $5,400 $0 $0 $5,400 WQ 45160 City of Broaddus 2012-2022-MWD-E SAN AUGUSTINE 4/19/2014 $19,925 $0 $19,925 $0 WQ 44602 City of Roscoe 2012-1473-MWD-E NOLAN 4/19/2014 $13,000 $0 $13,000 $0 WQ 48007 City Of Eldorado 2013-2156-MWD-E SCHLEICHER 5/3/2014 $1,820 $364 $1,456 $0 WQ 48011 Evve D. Kuykendall 2013-2163-OSS-E IRION 5/3/2014 $262 $52 $210 $0 WQ 48247 LANSFORD, MICHAEL E 2014-0205-WOC-E JACK 5/3/2014 $175 $0 $175 $0 WQ 47715 ELG Metals, Inc. 2013-1817-IWD-E HARRIS 5/3/2014 $7,500 $1,500 $3,000 $3,000 WQ 47577 NGUYEN, CHUONG ANH * 2013-1679-MWD-E HARRIS 5/3/2014 $6,000 $1,200 $4,800 $0 WQ 47659 City of San Saba WQ 46419 City of Waelder WQ 47237 Aqua Development, Inc. 2013-1337-MWD-E WQ 46283 Brian K Gay 2013-0391-OSI-E WQ 45199 Brian K Gay WQ 48094 Barnett Contracting, Inc. WQ 47338 Interurban Forest, LLP 2013-1456-MWD-E WQ 47746 Martin Realty & Land, Inc. 2013-1848-MWD-E WQ 48081 E & A WELDING & OILFIELD SERVICE, INC. WQ 47751 Pioneer Natural Resources USA, Inc. WQ 47365 WQ 48086 WQ 48093 United Dirt Contractors, Inc. D.B. A. Miller Dirt Work WQ 48019 Land Tejas Texas City, Ltd WQ 47773 City of Manor WQ 47865 Round Rock Seventh-day Adventist Church WQ 48126 N.E. CONSTRUCTION, LLP WQ 46991 City of Gatesville WQ 47774 Durk Zwart WQ 47578 SMITH, WILLIAM DONALD WQ 47928 G bar S LLC WQ 47775 City of Smithville WQ 47792 Brazos Independent School District WQ 47712 ROUND ROCK FAITH MINISTRIES INC. WQ 47655 Greif Packaging LLC WQ 48177 San Jacinto River Materials, Inc. WQ 47957 WQ 46271 WQ WQ Page 42 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name WQ 47823 City of Kosse WQ 47795 WQ 48006 Hudspeth County Water Control And Improvement District No. 1 Smith County MUD 1 WQ 47941 City of Saint Jo Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-1926-MWD-E LIMESTONE 5/3/2014 $6,000 $1,200 $0 $4,800 2013-1902-MWD-E HUDSPETH 5/3/2014 $5,775 $1,155 $4,620 $0 2013-2157-MWD-E SMITH 5/3/2014 $2,375 $475 $1,900 $0 2013-2081-MWD-E MONTAGUE 5/3/2014 $6,200 $1,240 $4,960 $0 HARRIS 5/8/2014 $9,000 $1,800 $7,200 $0 WQ 47375 Gulbrandsen Technologies Inc. 2013-1501-IWD-E WQ 47580 San Antonio River Authority 2013-1681-WQ-E WQ 43920 Meadowland Utility Corporation 2012-0750-MWD-E WQ 47824 City of Richardson BEXAR 5/8/2014 $5,625 $0 $5,625 $0 BRAZORIA 5/8/2014 $5,325 $0 $5,325 $0 2013-1941-WQ-E DALLAS 5/8/2014 $12,375 $0 $12,375 $0 5/9/2014 $17,187 $0 $17,187 $0 WQ 47049 Niazi Family Investments, LTD. 2013-1155-IWD-E HARRIS WQ 42400 City of Bridge City 2011-1907-MWD-E ORANGE 5/9/2014 $66,626 $0 $66,626 $0 WQ 48041 City of Edmonson 2013-2204-MWD-E HALE 5/15/2014 $787 $157 $630 $0 WQ 48185 ANTIQUE ROSE EMPORIUM, INC. 2014-0148-EAQ-E BEXAR 5/15/2014 $1,406 $281 $1,125 $0 IRION 5/15/2014 $750 $150 $600 $0 $0 WQ 47839 Timbercreek Real Estate Partners LLC 2013-1947-OSS-E WQ 46684 NGUYEN, BAO VU 2013-0778-MWD-E BRAZOS 5/24/2014 $23,100 $4,620 $18,480 WQ 47268 Bollinger Texas City, L.P. 2013-1375-IWD-E GALVESTON 5/24/2014 $4,400 $0 $4,400 $0 WQ 47794 City of Austin 2013-1920-WQ-E TRAVIS 5/24/2014 $7,125 $0 $0 $7,125 WQ 46797 City of Yorktown 2013-0888-MWD-E DEWITT 5/24/2014 $51,030 $10,206 $40,824 $0 WQ 47689 City Of Bastrop 2013-1795-MWD-E BASTROP 5/24/2014 $14,250 $2,850 $0 $11,400 WQ 47832 City of Sulphur Springs 2013-1936-MWD-E HOPKINS 5/24/2014 $20,250 $4,050 $0 $16,200 WQ 46615 City of Joaquin 2013-0708-MWD-E SHELBY 5/24/2014 $54,520 $0 $0 $54,520 GILLESPIE 5/24/2014 $18,000 $3,600 $0 $14,400 WQ 45066 City of Fredericksburg 2012-1944-MWD-E WQ 46946 Enduring Resources, LLC 2013-1026-MLM-E REAGAN 6/5/2014 $2,475 $495 $1,980 $0 WQ 48139 lookout Development Group, L.P. 2014-0149-EAQ-E WILLIAMSON 6/5/2014 $6,750 $1,350 $5,400 $0 WQ 47939 Lucky's Redi-Mix Co. LLC 2013-2076-WQ-E TARRANT 6/5/2014 $2,625 $525 $2,100 $0 NACOGDOCHES 6/5/2014 $3,938 $787 $3,151 $0 $0 WQ 47808 MARTINSVILLE INDEPENDENT SCHOOL DISTRICT 2013-1918-MWD-E WQ 44884 ANDERTON, DOYLE 2012-1782-WQ-E HUNT 6/8/2014 $2,625 $0 $2,625 WQ 45019 VK Real Estate LLC 2012-1900-EAQ-E BEXAR 6/8/2014 $3,375 $0 $3,375 $0 WQ 46894 Allegheny Development, LLC * 2013-0990-MWD-E NAVARRO 6/13/2014 $11,250 $2,250 $4,500 $4,500 WQ 45690 Duchman, Ltd. 2012-2547-IWD-E HAYS 6/13/2014 $47,134 $29,166 $17,968 $0 WQ 45042 City of New Boston 2012-1920-MWD-E BOWIE 6/13/2014 $35,062 $7,012 $0 $28,050 WQ 47912 City Of Shamrock 2013-2037-MWD-E WHEELER 6/13/2014 $8,438 $0 $8,438 $0 WQ 48244 Williams Brothers Construction Co., Inc. MONTGOMERY 6/22/2014 $813 $162 $651 $0 6/22/2014 $3,250 $650 $2,600 $0 2014-0200-WQ-E WQ 48062 City of Haskell 2014-0018-MWD-E HASKELL WQ 44769 Splendora ISD 2012-1644-MWD-E MONTGOMERY 6/29/2014 $18,655 $3,731 $14,924 $0 WQ 43929 City of Plano 2012-0760-WQ-E COLLIN 6/29/2014 $19,750 $0 $19,750 $0 WQ 48360 South Central Water Company 2014-0329-MWD-E WILSON 7/5/2014 $3,375 $675 $2,700 $0 2014-0177-EAQ-E BEXAR 7/5/2014 $2,000 $400 $1,600 $0 WQ 48217 Maverick Video Productions, Inc. Page 43 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset VICTORIA 7/5/2014 $3,063 $612 $2,451 $0 MCLENNAN 7/5/2014 $875 $0 $875 $0 TAYLOR 7/5/2014 $5,600 $1,120 $4,480 $0 MONTGOMERY 7/5/2014 $875 $0 $875 $0 PARKER 7/5/2014 $875 $0 $875 $0 HUNT 7/11/2014 $16,312 $3,262 $13,050 $0 2013-1909-MWD-E VICTORIA 7/11/2014 $9,350 $1,870 $7,480 $0 2013-2223-EAQ-E WILLIAMSON 7/18/2014 $1,062 $212 $850 $0 2014-0663-WQ-E LUBBOCK 7/18/2014 $875 $0 $875 $0 2014-0651-WQ-E MCLENNAN 7/18/2014 $875 $0 $875 $0 2013-1861-MWD-E LUBBOCK 7/18/2014 $2,625 $525 $0 $2,100 2013-2107-MWD-E BASTROP 7/18/2014 $4,125 $825 $3,300 $0 2014-0318-MWD-E HUNT 7/18/2014 $4,000 $800 $3,200 $0 2014-0305-MWD-E JIM HOGG 7/18/2014 $6,562 $1,312 $5,250 $0 2013-1111-WQ-E GALVESTON 7/19/2014 $8,432 $0 $8,432 $0 2014-0279-OSS-E REAGAN 8/1/2014 $500 $100 $400 $0 EAST CEDAR CREEK FWSD 2013-1907-MWD-E HENDERSON 8/1/2014 $3,125 $625 $0 $2,500 48237 Aqua Utilities, Inc. 2014-0193-MWD-E BURNET 8/1/2014 $6,637 $1,327 $5,310 $0 WQ 47258 LONE PINE ENTERPRISES, INC. 2013-1367-WQ-E TRAVIS 8/1/2014 $5,625 $1,125 $2,250 $2,250 WQ 48174 City of Archer City 2014-0112-MWD-E ARCHER 8/1/2014 $3,225 $645 $2,580 $0 WQ 48308 City of Maypearl 2014-0283-MWD-E ELLIS 8/1/2014 $5,062 $1,012 $4,050 $0 WQ 47938 Port of Houston Authority 2013-2077-MWD-E HARRIS 8/1/2014 $3,625 $725 $2,900 $0 WQ 47738 City of Boerne 2013-1841-MWD-E KENDALL 8/1/2014 $4,500 $900 $0 $3,600 WQ 46469 J. L. H. Land Investments, Corp. 2013-0565-OSS-E LA SALLE 8/7/2014 $525 $0 $525 $0 WQ 44412 MAVERICK TUBE LLC DBA TENARISCONROE 2012-1273-IWD-E MONTGOMERY 8/7/2014 $3,600 $0 $3,600 $0 WQ 47438 City of Pasadena 2013-1553-MWD-E HARRIS 8/15/2014 $15,750 $3,150 $0 $12,600 WQ 47959 E. I. du Pont de Nemours and Company 2013-2104-IWD-E HARRIS 8/15/2014 $26,250 $5,250 $21,000 $0 WQ 47432 Frito-Lay, Inc. 2013-1539-IWD-E *MULTIPLE 8/15/2014 $16,775 $0 $16,775 $0 WQ 47980 Town of Westlake 2013-2122-WQ-E DENTON 8/15/2014 $30,000 $0 $0 $30,000 WQ 48214 TXI Operations, LP 2014-0176-IWD-E DENTON 8/22/2014 $5,619 $1,123 $2,248 $2,248 WQ 48289 Hidalgo County 2014-0248-MWD-E HIDALGO 8/22/2014 $2,250 $450 $1,800 $0 WQ 48345 St. Paul Water Supply Corporation 2014-0317-MWD-E SAN PATRICIO 8/22/2014 $2,500 $500 $2,000 $0 WQ 48057 Brown Septic Tank Service, Inc. 2013-2216-SLG-E NUECES 8/22/2014 $6,237 $1,247 $4,990 $0 WQ 48477 City of Shiner 2014-0450-MWD-E LAVACA 8/22/2014 $1,750 $350 $1,400 $0 WQ 48309 City of Bellevue 2014-0282-MWD-E CLAY 8/22/2014 $5,775 $1,155 $4,620 $0 WQ 48084 J&J STONE COMPANY, INC. 2014-0039-EAQ-E WILLIAMSON 8/25/2014 $30,938 $6,187 $24,751 $0 WQ 47490 MOORE WATER SUPPLY CORPORATION 2013-1596-MWD-E FRIO 8/25/2014 $13,050 $2,610 $10,440 $0 WQ 48167 Igloo Products Corp. WALLER 8/25/2014 $4,375 $0 $4,375 $0 WQ 46967 Quail Creek MUD WQ 48582 Barnett Contracting, Inc. 2014-0577-WQ-E WQ 47807 City of Merkel 2013-2003-MWD-E WQ 48583 LGI Land, LLC 2014-0580-WQ-E WQ 48584 R. J. Smelley Company, Inc. 2014-0576-WQ-E WQ 47732 City of Caddo Mills 2013-1857-MWD-E WQ 47810 Bloomington Independent School District WQ 48058 Catholic Diocese of Austin WQ 48665 Truitt Garland Construction, Inc. WQ 48650 LOERA HOME BUILDERS COMPANY WQ 47769 City of Shallowater WQ 47963 Lower Colorado River Authority WQ 48342 Tawakoni Waste, LLC WQ 48343 Jim Hogg County Wcid 2 WQ 47017 W.M. JONES CONSTRUCTION, INC. WQ 48319 Pembrook Ranch Company LLP WQ 47806 WQ 2013-1062-MWD-E 2014-0113-IWD-E Page 44 of 47 Singles Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name WQ 47979 City of Godley WQ 47107 Lake Whitney Resorts, LLC Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-2127-MWD-E JOHNSON 8/25/2014 $6,000 $0 $6,000 $0 2013-1224-MWD-E HILL 8/25/2014 $14,250 $0 $14,250 $0 WQ 47514 City Of Robert Lee 2013-1621-MWD-E COKE 8/25/2014 $13,612 $0 $0 $13,612 WQ 47084 The Vineyard Shopping Center II, L.P. 2013-1203-EAQ-E BEXAR 8/25/2014 $10,500 $2,100 $8,400 $0 $365,625 $1,329,560 2012-1349-AGR-E ERATH 1/24/2014 Subtotal for WQ : 260 $2,235,545 WWAG 44488 Two Sisters Dairy, LLC WWAG 46903 McClain Feed Yard, Inc. 2013-1000-AGR-E DEAF SMITH WWAG 44278 Heidi Velsen * 2012-1194-AGR-E ERATH $0 3/28/2014 $1,250 $250 $1,000 $0 6/8/2014 $1,953 $0 $1,953 $0 Subtotal for WWAG : 3 $12,866 Total for Singles Programs : 1,658 13,284,260.00 1,695,582.00 $250 9,342,073.00 $9,663 $540,360 $9,663 $12,616 2,246,605.00 $0 $0 2,246,605.00 Page 45 of 47 Multi-Media Programs Appendix 1: List of Administrative Orders Issued FY 2014 Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-1882-MLM-E JIM WELLS 9/12/2013 $18,900 $3,780 $15,120 $0 2012-1806-MLM-E TARRANT 9/12/2013 $51,050 $10,210 $40,840 $0 MM 44993 AJ's Logistic Services, LLC * MM 44909 Empire Disposal, Ltd. MM 44823 Park West Cleaners, L.P. 2012-1714-DCL-E COLLIN 9/26/2013 $6,938 $1,387 $5,551 $0 MM 45076 Motiva Enterprises LLC 2012-2014-MLM-E JEFFERSON 9/30/2013 $60,775 $12,155 $24,310 $24,310 MM 37163 Sam's Truck Stop Business, Inc. 2012-2082-MLM-E CULBERSON 9/30/2013 $36,234 $0 $36,234 $0 MM 46016 Woody Butler Homes, Inc. 2013-0195-MLM-E MCLENNAN 10/21/2013 $2,927 $585 $2,342 $0 MM 46182 Elm Ridge Water Company, Inc. 2013-0280-MLM-E COMAL 11/1/2013 $4,750 $950 $3,800 $0 MM 46734 LEWIS, MICHAEL A 2013-0837-MLM-E ATASCOSA 11/1/2013 $9,113 $1,822 $7,291 $0 MM 25076 City of Queen City 2010-1244-MLM-E CASS 11/1/2013 $81,400 $0 $0 $81,400 MM 45387 SOUTH TEXAS ROLL-OFFS, LLC 2012-2252-MLM-E GONZALES 11/7/2013 $16,841 $0 $16,841 $0 MM 47334 NORTON, RICK 2013-1441-WOC-E ELLIS 11/16/2013 $175 $0 $175 $0 MM 47612 HOOVER, DAVID M 2013-1710-WOC-E MITCHELL 11/16/2013 $175 $0 $175 $0 MM 47230 THE 5125 COMPANY 2013-1324-WQ-E KLEBERG 1/2/2014 $1,876 $375 $1,501 $0 MM 46594 Fort Worth Pipe Services LP 2013-0695-MLM-E HOWARD 1/24/2014 $8,605 $1,721 $6,884 $0 MM 41371 Global Environmental & Marine Services, Inc. 2011-0463-MLM-E NUECES 1/24/2014 $95,835 $0 $95,835 $0 MM 46809 Perrin Water Systems, Inc. 2013-0903-MLM-E JACK 1/25/2014 $3,822 $764 $3,058 $0 MM 46820 Oilfield Solutions LTD 2013-0902-MLM-E MIDLAND 2/14/2014 $32,890 $6,578 $26,312 $0 MM 47330 Willis Concepts LLC 2013-1464-IHW-E TYLER 2/16/2014 $2,100 $420 $1,680 $0 MM 44796 LEE BAEK ENTERPRISES INC 2012-1678-MLM-E DENTON 3/6/2014 $8,413 $1,682 $6,731 $0 MM 45578 GONZALES, LUPE A 2012-2479-MLM-E ATASCOSA 3/6/2014 $9,904 $8,704 $1,200 $0 MM 16143 LIVINGSTON, ROGER DALE 2012-1129-MSW-E KAUFMAN 3/6/2014 $15,000 $0 $15,000 $0 MM 46804 Belco Manufacturing Company, Inc. 2013-0913-MLM-E BELL 3/6/2014 $21,750 $4,350 $17,400 $0 MM 42283 Eola Water Supply Corporation 2013-0751-MLM-E CONCHO 3/6/2014 $7,119 $0 $7,119 $0 MM 45810 Haas-Anderson Construction, Ltd. 2013-0091-MLM-E SAN PATRICIO 3/9/2014 $4,077 $815 $3,262 $0 MM 46210 FOWLER, MILDRED 2013-0321-MLM-E HARDIN 4/7/2014 $2,600 $1,400 $1,200 $0 MM 48224 ZIEMBA, CHUCK 2014-0163-WOC-E WILBARGER 4/18/2014 $175 $0 $175 $0 MM 47812 Wilkinson Gary Iron & Metal, Inc. 2013-1919-MLM-E WEBB 4/18/2014 $3,751 $750 $3,001 $0 MM 47697 Austin Powder Company 2013-1821-MLM-E CAMERON 4/18/2014 $7,226 $1,445 $5,781 $0 MM 45189 BRUTON, NATHAN LEMUEL * 2012-2071-MLM-E KARNES 4/25/2014 $36,750 $0 $36,750 $0 MM 46927 Candelaria Water Supply Corporation 2013-1013-MLM-E PRESIDIO 4/25/2014 $880 $0 $880 $0 MM 45059 FLORES, SAUL 2012-1936-MLM-E EL PASO 4/25/2014 $12,500 $0 $12,500 $0 MM 48328 MEIER, SHEILA M 2014-0290-WOC-E LIPSCOMB 5/3/2014 $175 $0 $175 $0 MM 43375 City of O'Donnell 2012-0396-MLM-E LYNN 5/8/2014 $26,988 $5,397 $21,591 $0 MM 46989 PICKENS, ERNEST 2013-1075-MLM-E MCLENNAN 5/24/2014 $19,274 $3,854 $15,420 $0 MM 47378 Gerardo Salas 2013-1527-DCL-E *MULTIPLE 5/28/2014 $2,250 $0 $2,250 $0 MM 47902 Evodio Cruz 2013-2025-MLM-E BRAZOS 6/5/2014 $4,765 $953 $3,812 $0 MM 46922 MALDONADO, ALFREDO 2013-1034-MLM-E EL PASO 6/5/2014 $1,187 $237 $950 $0 MM 43406 STONE, THOMAS H 2012-0214-MLM-E ARCHER 6/13/2014 $78,353 $74,753 $3,600 $0 Page 46 of 47 Appendix 1: List of Administrative Orders Issued FY 2014 Multi-Media Programs Date Range Selected : 09/01/2013 - 08/31/2014 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0293-MLM-E TRAVIS 6/13/2014 $8,515 $0 $8,515 $0 2013-0346-MLM-E ELLIS 6/29/2014 $12,112 $10,912 $1,200 $0 Hinojosa's Crane Services, LLC 2013-2133-MLM-E WEBB 7/5/2014 $3,750 $750 $3,000 $0 Nickco Recycling, Inc. 2014-0209-MLM-E CAMP 7/5/2014 $6,601 $1,320 $5,281 $0 2014-0010-MLM-E TARRANT 7/5/2014 $7,225 $1,445 $5,780 $0 2013-1852-MLM-E KARNES 7/11/2014 $12,297 $2,459 $9,838 $0 TARRANT 8/1/2014 $3,070 $614 $2,456 $0 ROCKWALL 8/1/2014 $175 $0 $175 $0 2013-1154-MLM-E LIBERTY 8/1/2014 $3,376 $675 $2,701 $0 2012-2168-MLM-E LIMESTONE 8/15/2014 $32,886 $29,286 $3,600 $0 COLLIN 8/15/2014 $10,000 $0 $10,000 $0 DALLAS 8/25/2014 $9,355 $0 $9,355 $0 MM 46145 TRI Recycling, Inc. MM 46239 SANCTUARY VENTURES II L.P. MM 47985 MM 48256 MM 48073 Flying Solo, Inc. MM 47747 City of Kenedy MM 48112 MZ BEST CLEANERS INC 2014-0066-DCL-E MM 48669 SELF, JACK A II 2014-0676-WOC-E MM 47045 Hull Fresh Water Supply District MM 45140 HENDERSON, LEWIS MM 47246 Dry Clean World, Ltd. 2013-1346-DCL-E MM 47820 Elvi L Arias-Chavez 2013-1961-DCL-E Total for Multi-Media Programs : 50 806,905.00 Total for all Programs :1,708 14,091,165.00 192,548.00 508,647.00 1,888,130.00 9,850,720.00 105,710.00 2,352,315.00 105,710.00 2,352,315.00 Summary of SEPs: Total Orders : Orders with SEPs : Orders with SEPs % : Orders with SEP Offset % : * 1708 135 7.9 19.3 There are Multiple Respondent Names associated to this Case No. Page 47 of 47 Appendix 2: List of SEP's & SEP Projects - FY 2014 Single Program Date Range Selected : PGM Case No. AQ 47113 09/01/2013 - 08/31/2014 Respondent Name INVISTA S.a r.l. POLLUTION PREVENTION AQ 47492 Flint Hills Resources Port Arthur, LLC POLLUTION PREVENTION AQ 47477 Exxon Mobil Corporation POLLUTION PREVENTION AQ 46192 Motiva Enterprises LLC POLLUTION PREVENTION AQ 48037 Equistar Chemicals, LP POLLUTION PREVENTION AQ 45086 ExxonMobil Oil Corporation POLLUTION PREVENTION AQ 47696 Kuraray America, Inc. POLLUTION PREVENTION AQ 47636 Akzo Nobel Polymer Chemicals LLC Effective Date Ratio Assessed Amt Deferred Amt Payable Amt 05/08/2014 1.00:1 11,238.00 2,247.00 4,496.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. September 12, 2014 SEP Offset 4,495.00 4,495.00 4,495.00 4,495.00 10,725.00 10,725.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 10,725.00 10,725.00 08/25/2014 1.00:1 225,450.00 45,090.00 90,180.00 Railroad Commission of Texas - Alternative Fuels Clean School Bus Replacement Program. The contribution will be used in accordance with the SEP between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reduce nitrogen oxides, volatile organic compounds, carbon monoxide, and particulate matter emissions by replacing older diesel buses with newer buses that meet more stringent emission standards. 90,180.00 90,180.00 90,180.00 90,180.00 11/01/2013 1.00:1 22,500.00 4,500.00 9,000.00 Conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency such as by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. 9,000.00 9,000.00 9,000.00 9,000.00 08/15/2014 1.00:1 15,000.00 3,000.00 6,000.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. 6,000.00 6,000.00 6,000.00 6,000.00 12/19/2013 1.00:1 126,250.00 0.00 63,125.00 The contribution will be to Texas Air Quality Research Center at Lamar University for the Flare Speciation and Air Quality Modeling project to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for advanced modeling and simulations to identify the VOC species generated and emitted from industrial flares at chemical process facilities under various operating conditions and environmental conditions as well as determine the Combustion Efficiency (CE) and Destruction and Removal Efficiency (DRE). 63,125.00 63,125.00 63,125.00 63,125.00 07/05/2014 1.00:1 7,312.00 1,462.00 2,925.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 2,925.00 2,925.00 2,925.00 2,925.00 9,300.00 9,300.00 9,300.00 9,300.00 08/15/2014 05/08/2014 1.00:1 1.00:1 26,813.00 23,251.00 5,362.00 4,650.00 10,726.00 9,301.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. There are Multiple Respondent Names associated to this Case No. POLLUTION PREVENTION * SEP Cost G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 1 of 18 Appendix 2: List of SEP's & SEP Projects - FY 2014 Single Program AQ 47496 Formosa Plastics Corporation, Texas POLLUTION PREVENTION AQ 46049 Flint Hills Resources Port Arthur, LLC POLLUTION PREVENTION AQ 44965 Flint Hills Resources Port Arthur, LLC POLLUTION PREVENTION AQ 46140 Total Petrochemicals & Refining USA, Inc. POLLUTION PREVENTION AQ 47868 Equistar Chemicals, LP POLLUTION PREVENTION AQ 46729 South Hampton Resources, Inc. POLLUTION PREVENTION AQ 43911 Motiva Enterprises LLC * September 12, 2014 04/19/2014 6,310.00 6,310.00 6,310.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. RC&D shall disburse funds to school districts, area transit agencies, or local governments on a needs-rated basis, using non-attainment area status, condition of buses, or economic status of recipient as possible rating factors if competition for funds exists. 6,310.00 6,310.00 8,625.00 8,625.00 8,625.00 8,625.00 5,250.00 5,250.00 5,250.00 Performing Party shall operate, maintain, and potentially expand the existing Southeast Texas Regional Air Monitoring Network which includes nine monitoring stations currently at the following locations: 1) Beaumont CAM#2; 2) Cove School CAM #C695; 3) Mauriceville CAM#642; 4) Port Arthur (Motiva) Industrial Site CAM #C628; 5) Port Arthur Memorial High School campus CAM #C689; 6) Port Neches CAM #136; 7) Sabine Pass CAM #C640; 8) Southeast Texas Regional Airport CAM #C643; 9) West Orange CAM #C9. 5,250.00 5,250.00 8,475.00 8,475.00 SEP funds will be used by the Third-Party Recipient to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring, and for the cost of operating, maintaining, and periodically upgrading or adding to these air monitoring stations along with ancillary equipment approved by TCEQ. Performing Party shall ensure that the data is validated and sent to TCEQ's Leading Environmental Analysis and Display system. 8,475.00 8,475.00 05/24/2014 1.00:1 29,250.00 5,850.00 11,700.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 11,700.00 11,700.00 11,700.00 11,700.00 12/09/2013 1.00:1 4,725.00 945.00 1,890.00 The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 1,890.00 1,890.00 1,890.00 1,890.00 50,519.00 50,519.00 09/12/2013 1.00:1 1.00:1 15,775.00 21,563.00 3,155.00 4,312.00 8,626.00 SEP funds will be used by the Third-Party Recipient to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring, and for the cost of operating, maintaining, and periodically upgrading or adding to these air monitoring stations along with ancillary equipment approved by TCEQ. 03/06/2014 11/11/2013 12/19/2013 1.00:1 1.00:1 1.00:1 13,125.00 21,188.00 2,625.00 4,237.00 101,038.00 0.00 8,476.00 50,519.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 2 of 18 Appendix 2: List of SEP's & SEP Projects - FY 2014 Single Program POLLUTION PREVENTION AQ 35549 Western Refining Company, L.P. POLLUTION PREVENTION AQ 48486 South Hampton Resources, Inc. POLLUTION PREVENTION AQ 47310 OCI Beaumont LLC POLLUTION PREVENTION AQ 48021 The Premcor Refining Group Inc. POLLUTION PREVENTION AQ 44120 INVISTA S.a r.l. POLLUTION PREVENTION AQ 47730 BASF TOTAL Petrochemicals LLC POLLUTION PREVENTION POLLUTION PREVENTION AQ 48083 E. I. du Pont de Nemours and Company * September 12, 2014 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 50,519.00 50,519.00 20,117.00 20,117.00 20,117.00 20,117.00 08/22/2014 1.00:1 4,463.00 892.00 1,786.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 1,785.00 1,785.00 1,785.00 1,785.00 04/18/2014 1.00:1 3,775.00 755.00 1,510.00 Performing Party shall operate, maintain, and potentially expand the existing Southeast Texas Regional Air Monitoring Network which includes nine monitoring stations currently at the following locations: 1) Beaumont CAM#2; 2) Cove School CAM #C695; 3) Mauriceville CAM#642; 4) Port Arthur (Motiva) Industrial Site CAM #C628; 5) Port Arthur Memorial High School campus CAM #C689; 6) Port Neches CAM #136; 7) Sabine Pass CAM #C640; 8) Southeast Texas Regional Airport CAM #C643; 9) West Orange CAM #C9. 1,510.00 1,510.00 1,510.00 1,510.00 15,250.00 15,250.00 15,250.00 15,250.00 6,000.00 6,000.00 6,000.00 6,000.00 172,969.00 172,969.00 86,484.00 86,484.00 86,485.00 86,485.00 3,000.00 3,000.00 05/08/2014 1.00:1 40,234.00 0.00 20,117.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. 08/25/2014 1.00:1 30,500.00 0.00 15,250.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 01/24/2014 1.00:1 15,000.00 3,000.00 6,000.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 08/15/2014 1.00:1 345,938.00 0.00 172,969.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 07/05/2014 1.00:1 7,500.00 1,500.00 3,000.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 3 of 18 Appendix 2: List of SEP's & SEP Projects - FY 2014 Single Program POLLUTION PREVENTION AQ 47768 The Premcor Refining Group Inc. POLLUTION PREVENTION AQ 44659 Ascend Performance Materials Operations LLC POLLUTION PREVENTION AQ 46262 Gulf South Pipeline Company, LP POLLUTION PREVENTION AQ 46719 Motiva Enterprises LLC POLLUTION PREVENTION AQ 46908 Huntsman Petrochemical, LLC POLLUTION PREVENTION AQ 46655 DCP Midstream, LP POLLUTION PREVENTION AQ 47163 U.S. Silica Company POLLUTION PREVENTION * September 12, 2014 Performing Party shall operate, maintain, and potentially expand the existing Southeast Texas Regional Air Monitoring Network which includes nine monitoring stations currently at the following locations: 1) Beaumont CAM#2; 2) Cove School CAM #C695; 3) Mauriceville CAM#642; 4) Port Arthur (Motiva) Industrial Site CAM #C628; 5) Port Arthur Memorial High School campus CAM #C689; 6) Port Neches CAM #136; 7) Sabine Pass CAM #C640; 8) Southeast Texas Regional Airport CAM #C643; 9) West Orange CAM #C9. 3,000.00 3,000.00 22,025.00 22,025.00 22,025.00 22,025.00 87,694.00 87,694.00 87,694.00 87,694.00 3,450.00 3,450.00 3,450.00 3,450.00 08/15/2014 1.00:1 35,689.00 7,137.00 14,276.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 14,276.00 14,276.00 14,276.00 14,276.00 02/14/2014 1.00:1 25,000.00 0.00 12,500.00 Performing Party shall operate, maintain, and potentially expand the existing Southeast Texas Regional Air Monitoring Network which includes nine monitoring stations currently at the following locations: 1) Beaumont CAM#2; 2) Cove School CAM #C695; 3) Mauriceville CAM#642; 4) Port Arthur (Motiva) Industrial Site CAM #C628; 5) Port Arthur Memorial High School campus CAM #C689; 6) Port Neches CAM #136; 7) Sabine Pass CAM #C640; 8) Southeast Texas Regional Airport CAM #C643; 9) West Orange CAM #C9. 12,500.00 12,500.00 12,500.00 12,500.00 11/01/2013 1.00:1 37,500.00 7,500.00 15,000.00 The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. 15,000.00 15,000.00 15,000.00 15,000.00 02/14/2014 1.00:1 11,251.00 2,250.00 4,501.00 The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. 4,500.00 4,500.00 4,500.00 4,500.00 08/15/2014 1.00:1 55,063.00 11,012.00 22,026.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 03/06/2014 1.00:1 175,389.00 0.00 87,695.00 The Third-Party Recipient shall use SEP funds to: 1) retire current diesel powered or gasoline-powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled or low-emission vehicles or equipment; 2) convert current vehicles and equipment to alternative-fueled vehicles or equipment; or 3) retrofit current gasoline-powered and diesel-powered vehicles and equipment to decrease emissions from those sources. 11/28/2013 1.00:1 8,624.00 1,724.00 3,450.00 The contribution will be used in accordance with the SEP between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reduce nitrogen oxides, volatile organic compounds, carbon monoxide, and particulate matter emissions by replacing older diesel buses with newer buses that meet more stringent emission standards. There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 4 of 18 Appendix 2: List of SEP's & SEP Projects - FY 2014 Single Program AQ 46795 PHILLIPS 66 COMPANY POLLUTION PREVENTION AQ 46840 Ineos USA, LLC POLLUTION PREVENTION AQ 46257 Diamond Shamrock Refining Company, L.P. POLLUTION PREVENTION AQ 48031 Motiva Enterprises LLC POLLUTION PREVENTION AQ 35962 Western Refining Company, L.P. POLLUTION PREVENTION AQ AQ 44034 03/06/2014 1.00:1 80,041.00 16,007.00 32,017.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 32,017.00 32,017.00 32,017.00 32,017.00 13,756.00 13,755.00 13,755.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Borger Independent School District and the Texas Commission on Environmental Quality. The school district, through an asbestos certified contractor, will remove asbestos from Central Elementary, the Borger High School Auditorium, and the Gateway Elementary. 13,755.00 13,755.00 07/11/2014 1.00:1 50,438.00 0.00 25,219.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 25,219.00 25,219.00 25,219.00 25,219.00 84,416.00 84,416.00 84,416.00 84,416.00 107,800.00 59,058.00 107,800.00 59,058.00 48,742.00 48,742.00 3,000.00 3,000.00 3,000.00 3,000.00 20,660.00 20,660.00 20,660.00 20,660.00 30,480.00 30,480.00 10/18/2013 05/08/2014 1.00:1 1.00:1 34,388.00 211,038.00 6,877.00 42,206.00 Will contribute to Railroad Commission of Texas Flint Hills Resources Port Arthur, LLC 47132 INVISTA S.a r.l. 47229 Cabot Corporation * September 12, 2014 84,416.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. POLLUTION REDUCTION POLLUTION PREVENTION AQ 3,000.00 3,000.00 POLLUTION REDUCTION POLLUTION PREVENTION AQ 3,000.00 3,000.00 09/30/2013 1.00:1 215,600.00 Will contribute to AutoCheck Program 48229 Superior Crude Gathering, Inc. 11/16/2013 1.00:1 7,500.00 1,500.00 3,000.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Borger Independent School District and the Texas Commission on Environmental Quality. The school district, through an asbestos certified contractor, will remove asbestos from Central Elementary, the Borger High School Auditorium, and the Gateway Elementary. 06/22/2014 1.00:1 7,500.00 0.00 1,500.00 107,800.00 3,000.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 08/15/2014 1.00:1 51,650.00 10,330.00 20,660.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 06/13/2014 1.00:1 76,200.00 15,240.00 30,480.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 5 of 18 Appendix 2: List of SEP's & SEP Projects - FY 2014 Single Program POLLUTION PREVENTION AQ 46682 Total Petrochemicals & Refining USA, Inc. POLLUTION PREVENTION AQ 48002 Ineos USA, LLC POLLUTION PREVENTION AQ 48022 Oiltanking Houston, L.P. POLLUTION PREVENTION AQ 45716 Equistar Chemicals, LP POLLUTION PREVENTION AQ 46724 Western Refining Company, L.P. POLLUTION PREVENTION AQ 46587 The Dallas Group Of America, Inc. POLLUTION PREVENTION AQ 46155 BASF Corporation POLLUTION PREVENTION AQ 47261 PHILLIPS 66 COMPANY * September 12, 2014 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Borger Independent School District and the Texas Commission on Environmental Quality. The school district, through an asbestos certified contractor, will remove asbestos from Central Elementary, the Borger High School Auditorium, and the Gateway Elementary. 30,480.00 30,480.00 7,875.00 7,875.00 7,875.00 7,875.00 06/29/2014 1.00:1 35,625.00 7,125.00 14,250.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 14,250.00 14,250.00 14,250.00 14,250.00 08/25/2014 1.00:1 18,688.00 3,737.00 7,476.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 7,475.00 7,475.00 7,475.00 7,475.00 10/18/2013 1.00:1 17,848.00 3,569.00 7,140.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 7,139.00 7,139.00 7,139.00 7,139.00 10,335.00 10,335.00 10,335.00 10,335.00 2,519.00 2,519.00 2,519.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 2,519.00 2,519.00 09/12/2013 1.00:1 250,000.00 0.00 125,000.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 125,000.00 125,000.00 125,000.00 125,000.00 3,000.00 3,000.00 01/24/2014 1.00:1 19,688.00 3,937.00 7,876.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. 05/24/2014 1.00:1 25,838.00 5,167.00 10,336.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. 12/19/2013 01/25/2014 1.00:1 1.00:1 5,038.00 7,500.00 0.00 1,500.00 3,000.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 6 of 18 Appendix 2: List of SEP's & SEP Projects - FY 2014 Single Program POLLUTION PREVENTION AQ 46852 W & W Fiberglass Tank Company POLLUTION PREVENTION AQ 46245 KM Liquids Terminals, L. P. POLLUTION PREVENTION AQ 47267 TPC Group LLC POLLUTION PREVENTION AQ 46665 Flint Hills Resources Port Arthur, LLC POLLUTION PREVENTION AQ 47347 Gerdau Ameristeel US Inc. POLLUTION PREVENTION AQ 47047 Bayer MaterialScience LLC POLLUTION PREVENTION AQ 47878 Shell Chemical LP POLLUTION PREVENTION AQ 46266 Railroad Commission of Texas - Alternative Fuels Clean School Bus Replacement Program. The contribution will be used in accordance with the SEP between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reduce nitrogen oxides, volatile organic compounds, carbon monoxide, and particulate matter emissions by replacing older diesel buses with newer buses that meet more stringent emission standards. 3,000.00 3,000.00 29,820.00 29,820.00 29,820.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. RC&D shall disburse funds to school districts, area transit agencies, or local governments on a needs-rated basis, using non-attainment area status, condition of buses, or economic status of recipient as possible rating factors if competition for funds exists. 29,820.00 29,820.00 10/18/2013 1.00:1 100,000.00 0.00 50,000.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 50,000.00 50,000.00 50,000.00 50,000.00 06/13/2014 1.00:1 13,688.00 2,737.00 5,476.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 5,475.00 5,475.00 5,475.00 5,475.00 100,000.00 100,000.00 100,000.00 100,000.00 02/22/2014 1.00:1 12,301.00 2,460.00 4,921.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 4,920.00 4,920.00 4,920.00 4,920.00 02/22/2014 1.00:1 21,262.00 4,252.00 8,505.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. 8,505.00 8,505.00 8,505.00 8,505.00 05/24/2014 1.00:1 50,000.00 0.00 25,000.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 25,000.00 25,000.00 25,000.00 25,000.00 30,898.00 30,898.00 12/19/2013 11/28/2013 1.00:1 1.00:1 74,550.00 14,910.00 200,000.00 100,000.00 SEP funds will be used by the Third-Party Recipient to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring, and for the cost of operating, maintaining, and periodically upgrading or adding to these air monitoring stations along with ancillary equipment approved by TCEQ. The Lubrizol Corporation 12/19/2013 1.00:1 61,796.00 * There are Multiple Respondent Names associated to this Case No. September 12, 2014 0.00 0.00 G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 30,898.00 dnorwood/sps Page 7 of 18 Appendix 2: List of SEP's & SEP Projects - FY 2014 Single Program POLLUTION PREVENTION AQ 47863 ARGENT ENERGY (US) HOLDINGS INC. POLLUTION PREVENTION AQ 46171 Chevron Phillips Chemical Company LP POLLUTION PREVENTION AQ 47630 Oxy Vinyls, LP POLLUTION PREVENTION AQ 46798 Owens Corning Insulating Systems, LLC POLLUTION PREVENTION AQ 46856 Flint Hills Resources Port Arthur, LLC POLLUTION PREVENTION AQ 46290 BASF Corporation POLLUTION PREVENTION * September 12, 2014 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 30,898.00 30,898.00 5,027.00 5,026.00 5,026.00 Railroad Commission of Texas - Alternative Fuels Clean School Bus Replacement Program. The contribution will be used in accordance with the SEP between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reduce nitrogen oxides, volatile organic compounds, carbon monoxide, and particulate matter emissions by replacing older diesel buses with newer buses that meet more stringent emission standards. 5,026.00 5,026.00 12,000.00 12,000.00 12,000.00 Performing Party shall operate, maintain, and potentially expand the existing Southeast Texas Regional Air Monitoring Network which includes nine monitoring stations currently at the following locations: 1) Beaumont CAM#2; 2) Cove School CAM #C695; 3) Mauriceville CAM#642; 4) Port Arthur (Motiva) Industrial Site CAM #C628; 5) Port Arthur Memorial High School campus CAM #C689; 6) Port Neches CAM #136; 7) Sabine Pass CAM #C640; 8) Southeast Texas Regional Airport CAM #C643; 9) West Orange CAM #C9. 12,000.00 12,000.00 05/24/2014 1.00:1 19,000.00 0.00 9,500.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 9,500.00 9,500.00 9,500.00 9,500.00 6,631.00 6,630.00 6,630.00 The Performing Party shall provide reimbursement to schools, school districts, or school bus operators that retrofit, repower, or replace older school buses with newer model year buses or cleaner technology. Retrofitting, in this context, means installing devices to reduce exhaust emissions that are verified or certified by the U.S. Environmental Protection Agency (EPA) or the California Air Resources Board (CARB) as proven retrofit technologies. 6,630.00 6,630.00 7,876.00 7,876.00 7,876.00 Performing Party shall operate, maintain, and potentially expand the existing Southeast Texas Regional Air Monitoring Network which includes nine monitoring stations currently at the following locations: 1) Beaumont CAM#2; 2) Cove School CAM #C695; 3) Mauriceville CAM#642; 4) Port Arthur (Motiva) Industrial Site CAM #C628; 5) Port Arthur Memorial High School campus CAM #C689; 6) Port Neches CAM #136; 7) Sabine Pass CAM #C640; 8) Southeast Texas Regional Airport CAM #C643; 9) West Orange CAM #C9. 7,876.00 7,876.00 09/12/2013 1.00:1 9,360.00 1,872.00 3,744.00 The contribution will be to Texas Air Quality Research Center at Lamar University for the Flare Speciation and Air Quality Modeling project to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for advanced modeling and simulations to identify the VOC species generated and emitted from industrial flares at chemical process facilities under various operating conditions and environmental conditions as well as determine the Combustion Efficiency and Destruction and Removal Efficiency. 3,744.00 3,744.00 3,744.00 3,744.00 08/25/2014 09/12/2013 02/22/2014 12/19/2013 1.00:1 1.00:1 1.00:1 1.00:1 12,564.00 30,000.00 16,576.00 19,689.00 2,511.00 6,000.00 3,315.00 3,937.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 8 of 18 Appendix 2: List of SEP's & SEP Projects - FY 2014 Single Program AQ 44757 Motiva Enterprises LLC POLLUTION PREVENTION AQ 47842 DCP Midstream, LP POLLUTION PREVENTION AQ 46495 Lockheed Martin Corporation POLLUTION PREVENTION AQ 46397 Equistar Chemicals, LP POLLUTION PREVENTION AQ 47431 City of Laredo POLLUTION PREVENTION AQ 48287 BASF TOTAL Petrochemicals LLC POLLUTION PREVENTION AQ 47374 INVISTA S.a r.l. POLLUTION PREVENTION AQ 46147 INVISTA S.a r.l. POLLUTION PREVENTION AQ 47109 Oxy Vinyls, LP * September 12, 2014 09/30/2013 1.00:1 28,688.00 5,737.00 11,476.00 Conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency such as by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. 11,475.00 11,475.00 11,475.00 11,475.00 04/18/2014 1.00:1 3,100.00 620.00 1,240.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Borger Independent School District and the Texas Commission on Environmental Quality. The school district, through an asbestos certified contractor, will remove asbestos from Central Elementary, the Borger High School Auditorium, and the Gateway Elementary. 1,240.00 1,240.00 1,240.00 1,240.00 12/19/2013 1.00:1 4,875.00 0.00 2,438.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. 2,437.00 2,437.00 2,437.00 2,437.00 09/30/2013 1.00:1 15,000.00 3,000.00 6,000.00 AutoCheck is a remote vehicle emission sensing system that identifies polluting vehicles and informs the vehicle operators about the health of their vehicle via a large electronic sign. Once a vehicle is identified, qualified service stations perform repairs on identified polluting vehicles. Pre and post emissions tests are performed and tracked, and the service stations are reimbursed for their expenses. 6,000.00 6,000.00 6,000.00 6,000.00 06/29/2014 1.00:1 36,295.00 7,259.00 0.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. 29,036.00 29,036.00 29,036.00 29,036.00 2,625.00 2,625.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 2,625.00 2,625.00 05/24/2014 1.00:1 13,126.00 2,625.00 5,251.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 5,250.00 5,250.00 5,250.00 5,250.00 09/14/2013 1.00:1 5,550.00 1,110.00 2,220.00 SEP funds will be used to install or retrofit, operate, maintain, and potentially expand air monitoring stations in Harris County to continuously monitor ambient air for total non-methane hydrocarbons and hazardous air pollutants (HAPs). Specifically, SEP funds will be used to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring. 2,220.00 2,220.00 2,220.00 2,220.00 1,545.00 1,545.00 08/22/2014 01/25/2014 1.00:1 1.00:1 6,563.00 1,312.00 3,863.00 772.00 2,626.00 1,546.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 9 of 18 Appendix 2: List of SEP's & SEP Projects - FY 2014 Single Program POLLUTION PREVENTION AQ 47796 ExxonMobil Oil Corporation POLLUTION PREVENTION AQ 47110 Shell Chemical LP * POLLUTION PREVENTION AQ 47562 Eagle Rock Field Services, L.P. POLLUTION PREVENTION AQ 48242 Pasadena Cogeneration L.P. POLLUTION PREVENTION AQ 46493 ExxonMobil Oil Corporation POLLUTION PREVENTION AQ 47558 REPUBLIC CORPORATION POLLUTION PREVENTION AQ 47254 ExxonMobil Oil Corporation * September 12, 2014 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 1,545.00 1,545.00 05/24/2014 1.00:1 87,500.00 0.00 43,750.00 Performing Party shall operate, maintain, and potentially expand the existing Southeast Texas Regional Air Monitoring Network which includes nine monitoring stations currently at the following locations: 1) Beaumont CAM#2; 2) Cove School CAM #C695; 3) Mauriceville CAM#642; 4) Port Arthur (Motiva) Industrial Site CAM #C628; 5) Port Arthur Memorial High School campus CAM #C689; 6) Port Neches CAM #136; 7) Sabine Pass CAM #C640; 8) Southeast Texas Regional Airport CAM #C643; 9) West Orange CAM #C9. 43,750.00 43,750.00 43,750.00 43,750.00 07/11/2014 1.00:1 48,750.00 9,750.00 19,500.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 19,500.00 19,500.00 19,500.00 19,500.00 05/24/2014 1.00:1 11,250.00 2,250.00 4,500.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Borger Independent School District and the Texas Commission on Environmental Quality. The school district, through an asbestos certified contractor, will remove asbestos from Central Elementary, the Borger High School Auditorium, and the Gateway Elementary. 4,500.00 4,500.00 4,500.00 4,500.00 07/05/2014 1.00:1 3,788.00 757.00 1,516.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 1,515.00 1,515.00 1,515.00 1,515.00 04/05/2014 1.00:1 13,563.00 2,712.00 5,426.00 Performing Party shall operate, maintain, and potentially expand the existing Southeast Texas Regional Air Monitoring Network which includes nine monitoring stations currently at the following locations: 1) Beaumont CAM#2; 2) Cove School CAM #C695; 3) Mauriceville CAM#642; 4) Port Arthur (Motiva) Industrial Site CAM #C628; 5) Port Arthur Memorial High School campus CAM #C689; 6) Port Neches CAM #136; 7) Sabine Pass CAM #C640; 8) Southeast Texas Regional Airport CAM #C643; 9) West Orange CAM #C9. 5,425.00 5,425.00 5,425.00 5,425.00 05/08/2014 1.00:1 10,688.00 2,137.00 4,276.00 The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. 4,275.00 4,275.00 4,275.00 4,275.00 5,250.00 5,250.00 03/06/2014 1.00:1 13,125.00 2,625.00 5,250.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 10 of 18 Appendix 2: List of SEP's & SEP Projects - FY 2014 Single Program POLLUTION PREVENTION AQ 46702 ExxonMobil Oil Corporation POLLUTION PREVENTION AQ 46581 DCP Midstream, LP POLLUTION PREVENTION IHW 46751 Clean Harbors San Leon, Inc. POLLUTION PREVENTION MSW 46231 City Of Jasper POLLUTION PREVENTION MSW 46235 BAYMON ACME LP POLLUTION PREVENTION PST 46537 Texas Department of Transportation POLLUTION PREVENTION PST 46969 Texas Department of Transportation POLLUTION PREVENTION PST 47680 Greenville Independent School District POLLUTION PREVENTION PST 46212 San Antonio Water System * September 12, 2014 SEP funds will be used for advanced modeling and simulations to identify the VOC species generated and emitted from industrial flares at chemical process facilities under various operating conditions and environmental conditions as well as determine the Combustion Efficiency (CE) and Destruction and Removal Efficiency. 5,250.00 5,250.00 01/02/2014 1.00:1 7,001.00 1,400.00 2,801.00 SEP funds will be used by the Third-Party Recipient to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring, and for the cost of operating, maintaining, and periodically upgrading or adding to these air monitoring stations along with ancillary equipment approved by TCEQ. 2,800.00 2,800.00 2,800.00 2,800.00 09/12/2013 1.00:1 25,400.00 0.00 12,700.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 12,700.00 12,700.00 12,700.00 12,700.00 02/22/2014 1.00:1 53,537.00 10,707.00 21,415.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 21,415.00 21,415.00 21,415.00 21,415.00 04/18/2014 1.00:1 4,975.00 995.00 0.00 Angelina Beautiful Clean (AB/C) is an affiliate member of Keep Texas Beautiful and sponsors cleanups throughout Angelina County, participates in the Texas Recycles Day, and provides information to the public about recycling and the benefits to maintaining a clean and healthy environment. Cleanup events will collect and properly dispose of illegally dumped waste in Angelina County. 3,980.00 3,980.00 3,980.00 3,980.00 10/03/2013 1.00:1 6,650.00 1,330.00 2,660.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 2,660.00 2,660.00 2,660.00 2,660.00 2,251.00 2,251.00 2,251.00 2,251.00 3,251.00 3,251.00 3,251.00 3,251.00 2,064.00 2,064.00 2,064.00 2,064.00 14,051.00 14,051.00 10/21/2013 1.00:1 2,813.00 562.00 0.00 The contribution will be used in accordance with the Supplemental Environmental Project between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, the SEP Offset Amount will be used to install an eight-foot tall game fence along 1,900 feet of the northern end of the Baker Sanctuary in order to prevent erosion and habitat destruction from the deer. 01/25/2014 1.00:1 4,063.00 812.00 0.00 The contribution will be to the Travis Audubon Society, Inc. for the Baker Sanctuary Fence Project Phase III. The contribution will be used in accordance with the Supplemental Environmental Project between the Third-Party Recipient and the TCEQ (the "Project"). 04/18/2014 1.00:1 2,579.00 515.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 05/24/2014 1.00:1 17,563.00 3,512.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 11 of 18 Appendix 2: List of SEP's & SEP Projects - FY 2014 Single Program Shall remove and properly dispose of solid waste and debris from the lake bed of Medina Lake, including but not limited to 55-gallon drums, scrap tires, chemical containers, and gas cylinders. 14,051.00 14,051.00 09/30/2013 1.00:1 13,500.00 0.00 Contribute to Houston Arboretum & Nature Center 0.00 13,500.00 13,500.00 13,500.00 13,500.00 09/26/2013 1.00:1 7,500.00 1,500.00 0.00 ("GBF") shall reestablish marsh habitat to Galveston Bay by restoring marsh elevations to those that will support marsh vegetation and protect marsh habitats from the threat of erosion. 6,000.00 6,000.00 6,000.00 6,000.00 3,000.00 3,000.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. 3,000.00 3,000.00 03/09/2014 1.00:1 4,476.00 895.00 1,791.00 Brazoria County shall provide assistance to low income homeowners to repair or replace failing or inadequately designed On-Site Sewage Facilities (OSSFs) within the county. Many of the OSSFs currently in operation in Brazoria County are substandard and result in the release of sewage in residential areas, public rights-of-way, and waterways. 1,790.00 1,790.00 1,790.00 1,790.00 03/28/2014 1.00:1 764.00 152.00 306.00 The contribution will be used in accordance with the Supplemental Environmental Project between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, the SEP Offset Amount will be used to install an eight-foot tall game fence along 1,900 feet of the northern end of the Baker Sanctuary in order to prevent erosion and habitat destruction from the deer. 306.00 306.00 306.00 306.00 0.00 4,505.00 4,505.00 4,505.00 4,505.00 0.00 5,250.00 5,250.00 Compliance SEP: purchase and install new reverse osmosis concentrator equipment, storage tote, chemical pumps, feed lines, chemicals, valves, and controls 5,250.00 5,250.00 09/30/2013 1.00:1 7,500.00 0.00 0.00 The contribution will be to the Travis Audubon Society, Inc. for the Baker Sanctuary Fence Project Phase III. The contribution will be used in accordance with the Supplemental Environmental Project between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, the SEP Offset Amount will be used to install an eight-foot tall game fence along 1,900 feet of the northern end of the Baker Sanctuary in order to prevent erosion and habitat destruction from the deer. The Third-Party Recipient owns the Baker Sanctuary; a 690 acre habitat preserve located in northwest Travis County for state and federally endangered Golden-cheeked Warbler and other wildlife. 7,500.00 7,500.00 7,500.00 7,500.00 0.00 4,950.00 4,950.00 The Big Thicket National Preserve is a heavily forested area in southeast Texas that spans approximately 105,684 acres. The Preserve ranges through 250 miles of waterways across seven east Texas counties (Hardin, Jefferson, Orange, Jasper, Liberty, Polk, and Tyler Counties). There are Multiple Respondent Names associated to this Case No. 4,950.00 4,950.00 POLLUTION REDUCTION PST 44309 Katy Independent School District ENVIRONMENTAL ENHANCEMENT PST 46445 City of Galveston POLLUTION PREVENTION PST 46767 Texas Department of Transportation POLLUTION PREVENTION PWS 47476 Copperas Cove MHC, LLC POLLUTION PREVENTION PWS 47574 Adonai Elohai, LLC POLLUTION PREVENTION PWS 47065 City of Marlin POLLUTION REDUCTION WQ 44298 Horizon Regional Municipal Utility District POLLUTION REDUCTION WQ 46110 City of Austin POLLUTION PREVENTION WQ 46348 West Hardin County Consolidated Independent School District 11/01/2013 1.00:1 3,750.00 750.00 05/03/2014 1.00:1 5,631.00 1,126.00 Custom SEP: Hold a one-day collection event for electronics, appliances, scrap metal, tires, batteries, used paint, and MSW 11/01/2013 01/02/2014 1.00:1 1.00:1 6,562.00 6,187.00 1,312.00 1,237.00 0.00 POLLUTION PREVENTION * September 12, 2014 G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 12 of 18 Appendix 2: List of SEP's & SEP Projects - FY 2014 Single Program WQ 47221 City of Azle POLLUTION REDUCTION WQ 46700 City of Austin POLLUTION PREVENTION WQ 47438 City of Pasadena POLLUTION PREVENTION POLLUTION PREVENTION POLLUTION PREVENTION WQ 46271 Warren Independent School District POLLUTION PREVENTION WQ 46653 City of Brenham POLLUTION PREVENTION WQ 48214 TXI Operations, LP POLLUTION PREVENTION WQ 46894 Northshore Harbor Sewer Company, LLC * * September 12, 2014 01/24/2014 1.00:1 14,000.00 0.00 0.00 Hold a one-day City-wide collection event for municipal solid waste including but not limited to tires, broken furniture, logs, used automotive oil and antifreeze, used paint, and junk metal. 14,000.00 14,000.00 14,000.00 14,000.00 11/01/2013 1.00:1 9,375.00 0.00 0.00 The contribution will be used in accordance with the Supplemental Environmental Project between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, the SEP Offset Amount will be used to install an eight-foot tall game fence along 1,900 feet of the northern end of the Baker Sanctuary in order to prevent erosion and habitat destruction from the deer. 9,375.00 9,375.00 9,375.00 9,375.00 08/15/2014 1.00:1 15,750.00 3,150.00 0.00 Contributions will be used in accordance with the Supplemental Environmental Project Agreement between the Armand Bayou Nature Center and the Texas Commission on Environmental Quality. The tallgrass prairie was once a common ecosystem in Texas and the United States. Today more than 99% of this habitat has been lost and the remainder is highly fragmented and severely threatened by exotic species and development. Contributions will be used to pay for labor and materials costs associated with implementing the Marsh Mania Project, which include restoring shoreline elevations, growing plnats for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. Trash Bash is an annual event that entails the use of volunteers to clean up trash and pollutants from Galveston Bay and waterways in the San Jacinto watershed. The project has resulted in the removal of an average of 141.7 tons of trash and 729 abandoned tires annually from these waterways. SEP monies will pay for materials, supplies, disposal costs and transportation costs directly associated with the clean up of trash. 12,600.00 4,200.00 12,600.00 4,200.00 4,200.00 4,200.00 4,200.00 4,200.00 0.00 7,020.00 7,020.00 The Big Thicket National Preserve is a heavily forested area in southeast Texas that spans approximately 105,684 acres. The Preserve ranges through 250 miles of waterways across seven east Texas counties (Hardin, Jefferson, Orange, Jasper, Liberty, Polk, and Tyler Counties). The Neches River forms the eastern boundary. The Preserve is one of the most biologically diverse ecosystems in the world. In 2001, the Preserve was named a Globally Important Birding Area. 7,020.00 7,020.00 11/01/2013 1.00:1 9,788.00 1,957.00 0.00 Houston Arboretum and Nature Center - Hurricane Ike Habitat Restoration and Removal of Invasive Species: The Project will restore the native wildlife habitat at the Arboretum which is located in a highly urban area. The restored forest will enhance water quality by serving as a filter for nutrients and other heavy metals thereby reducing the amount of pollutants reaching Buffalo Bayou. 7,831.00 7,831.00 7,831.00 7,831.00 08/22/2014 1.00:1 5,619.00 1,123.00 2,248.00 Contributions will be used to pay for labor and materials costs associated with implementing the Marsh Mania Project, which include restoring shoreline elevations, growing plnats for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. 2,248.00 2,248.00 2,248.00 2,248.00 4,500.00 4,500.00 04/19/2014 06/13/2014 1.00:1 1.00:1 8,775.00 11,250.00 1,755.00 2,250.00 4,500.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 13 of 18 Appendix 2: List of SEP's & SEP Projects - FY 2014 Single Program POLLUTION PREVENTION WQ 46881 City of Refugio POLLUTION PREVENTION WQ 44030 Woden Independent School District POLLUTION REDUCTION WQ 47067 City of China POLLUTION PREVENTION WQ 46831 Firestone Polymers, LLC POLLUTION PREVENTION WQ 37512 City of Wellman POLLUTION REDUCTION WQ 47806 EAST CEDAR CREEK FWSD POLLUTION PREVENTION WQ 45812 City of Kingsville POLLUTION PREVENTION WQ 47794 City of Austin POLLUTION PREVENTION * September 12, 2014 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. 4,500.00 4,500.00 02/22/2014 1.00:1 11,050.00 0.00 0.00 The contribution will be to the City of Portland for the Violet Andrews Park Erosion Control and Habitat Restoration SEP. The contribution will be used in accordance with the Supplemental Environmental Project between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, the SEP Offset Amount will be used for habitat restoration and erosion control in Violet Andrews Park. This SEP will restore native vegetation in strategic areas that are denuded within the park site which will reduce erosion and sedimentation, and enhance and restore native habitat for numerous bird species protected under the Migratory Bird Treaty Act. 11,050.00 11,050.00 11,050.00 11,050.00 26,780.00 26,780.00 26,780.00 26,780.00 01/25/2014 1.00:1 5,250.00 1,050.00 0.00 The contribution will be to Jefferson County Government to be used for the Cheek Community First Time Sewer Service for Low Income Home Owners project. Specifically, SEP monies will be used to provide first time sewer service for low-income residential customers in the Candlelight and Martel Subdivisions (Cheek Community) located in the western area of Jefferson County. 4,200.00 4,200.00 4,200.00 4,200.00 12/19/2013 1.00:1 30,000.00 6,000.00 12,000.00 The Big Thicket National Preserve is a heavily forested area in southeast Texas that spans approximately 105,684 acres. The Preserve ranges through 250 miles of waterways across seven east Texas counties (Hardin, Jefferson, Orange, Jasper, Liberty, Polk, and Tyler Counties). The Neches River forms the eastern boundary. 12,000.00 12,000.00 12,000.00 12,000.00 11/28/2013 1.00:1 20,727.00 0.00 0.00 shall purchase, repair, replace and/or install grinder pump for a lift station; flow meters, a primary clarifier and geyser pulse pumps, aerator compressors, and a secondary flow meter at the Weir Box. 20,727.00 20,727.00 20,727.00 20,727.00 08/01/2014 1.00:1 3,125.00 625.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 2,500.00 2,500.00 2,500.00 2,500.00 11/01/2013 1.00:1 10,318.00 0.00 0.00 Project will repair or replace failing water systems or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. 10,318.00 10,318.00 10,318.00 10,318.00 05/24/2014 1.00:1 7,125.00 0.00 0.00 Performing Party shall establish, operate and maintain water quality monitoring stations in streams, lakes, rivers, or other water bodies within one hundred miles of San Marcos, Texas. The stations will consist of ambient water quality monitoring instruments, meteorological instruments, and ancillary equipment. The primary objective of these new monitoring stations is to provide continuous monitoring of area water quality. 7,125.00 7,125.00 7,125.00 7,125.00 01/24/2014 1.00:1 33,475.00 6,695.00 0.00 Shall purchase and install a package module wastewater treatment plant. There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 14 of 18 Appendix 2: List of SEP's & SEP Projects - FY 2014 Single Program WQ 47715 ELG Metals, Inc. POLLUTION PREVENTION WQ 47689 City Of Bastrop POLLUTION REDUCTION WQ 46571 Archdiocese of Galveston Houston POLLUTION PREVENTION WQ 46263 City of Arlington POLLUTION REDUCTION WQ 47214 City of Lubbock POLLUTION PREVENTION WQ 47823 City of Kosse POLLUTION REDUCTION WQ 45042 City of New Boston POLLUTION REDUCTION WQ 46956 City of Pearland POLLUTION PREVENTION POLLUTION PREVENTION WQ 47258 LONE PINE ENTERPRISES, INC. POLLUTION PREVENTION WQ 46419 City of Waelder * September 12, 2014 05/03/2014 1.00:1 7,500.00 1,500.00 3,000.00 SEP Offset Amount will be used to design and install a gate to trap floatable debris, trash, and oil that will be removed from the stream before flowing into Armand Bayou and Galveston Bay. The Third-Party Recipient shall use the SEP Offset Amount to pay a contractor to design, fabricate, install and maintain the Gate which will be located in the Preston Avenue median ditch between Fairmont Parkway and Crenshaw Road in Pasadena, Texas. The Gate will be designed to remove debris, but not cause flooding. 3,000.00 3,000.00 3,000.00 3,000.00 0.00 11,400.00 11,400.00 11,400.00 11,400.00 0.00 4,200.00 4,200.00 4,200.00 4,200.00 01/24/2014 1.00:1 13,125.00 0.00 0.00 Custom SEP: shall provide backflow testing, repair, or replacement for low-hazard assemblies for residential users on irrigation systems. 13,125.00 13,125.00 13,125.00 13,125.00 02/09/2014 1.00:1 3,750.00 750.00 0.00 Brazoria County shall provide assistance to low income homeowners to repair or replace failing or inadequately designed On-Site Sewage Facilities (OSSFs) within the county. Many of the OSSFs currently in operation in Brazoria County are substandard and result in the release of sewage in residential areas, public rights-of-way, and waterways. 3,000.00 3,000.00 3,000.00 3,000.00 05/03/2014 1.00:1 6,000.00 1,200.00 0.00 Shall implement smoke testing to find point repairs on contribution locations and shall install rain guards at appropriate manholes. 4,800.00 4,800.00 4,800.00 4,800.00 0.00 28,050.00 28,050.00 28,050.00 28,050.00 01/24/2014 1.00:1 14,625.00 2,925.00 0.00 Brazoria County shall provide assistance to low income homeowners to repair or replace existing open, failing, or inadequately designed drinking water wells or to connect the household to central water service and plug the existing well. The contribution will be used for the identification and acquisition of projects, land purchases, and transfer of land to a public agency or nonprofit organization, which will be the ultimate fee title holder and permanent steward for the property. TPL will ensure that each property is encumbered with a conservation easement which will preserve the property into perpetuity. SEP monies will be used to pay for the purchase of land. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 11,700.00 1,700.00 11,700.00 1,700.00 10,000.00 10,000.00 2,250.00 2,250.00 2,250.00 2,250.00 4,500.00 4,500.00 05/24/2014 1.00:1 14,250.00 2,850.00 Custom SEP: BOPA, brush, and tire collection 09/14/2013 1.00:1 5,250.00 1,050.00 The contribution will be to the Bayou Land Conservancy for the Spring Creek Greenway Project. Specifically, this SEP will focus on preserving multiple tracts of land comprising approximately 1,000 acres in the riparian corridor east of FM 2978 and west of U.S. 59. The Third-Party Recipient shall use SEP Funds to acquire conservation easements on these tracts to provide permanent protection and stewardship of these lands and waters. 06/13/2014 1.00:1 35,062.00 7,012.00 Compliance SEP: WWTP Upgrade (Aerator Project) 08/01/2014 1.00:1 5,625.00 1,125.00 2,250.00 Performing Party shall establish, operate and maintain water quality monitoring stations in streams, lakes, rivers, or other water bodies within one hundred miles of San Marcos, Texas. The stations will consist of ambient water quality monitoring instruments, meteorological instruments, and ancillary equipment. The primary objective of these new monitoring stations is to provide continuous monitoring of area water quality. 03/09/2014 1.00:1 5,625.00 1,125.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 15 of 18 Appendix 2: List of SEP's & SEP Projects - FY 2014 Single Program POLLUTION PREVENTION WQ 47769 City of Shallowater POLLUTION PREVENTION WQ 47832 City of Sulphur Springs POLLUTION PREVENTION WQ 46615 City of Joaquin POLLUTION REDUCTION WQ 46111 Lucite International, Inc. POLLUTION PREVENTION WQ 45066 City of Fredericksburg POLLUTION PREVENTION WQ 44771 JJSM Development, Inc. ENVIRONMENTAL ENHANCEMENT POLLUTION REDUCTION WQ 47980 Town of Westlake POLLUTION PREVENTION WQ 47333 City of Horseshoe Bay POLLUTION PREVENTION WQ 47514 City Of Robert Lee POLLUTION PREVENTION * September 12, 2014 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. 4,500.00 4,500.00 07/18/2014 1.00:1 2,625.00 525.00 C-SEP: Replace Soil Liner at Watewater Treatment Plant 0.00 2,100.00 2,100.00 2,100.00 2,100.00 05/24/2014 1.00:1 20,250.00 4,050.00 0.00 The contribution will be to Caddo Lake Institute (CLI) for the Caddo Lake Watershed Enhanced Monitoring Program to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will be used for increased water quality monitoring and contaminant sampling for use in evaluating risks to water in Caddo Lake and other water bodies in the Cypress Creek basin, comprising the Caddo Lake watershed. 16,200.00 16,200.00 16,200.00 16,200.00 05/24/2014 1.00:1 54,520.00 0.00 Repair existing drying beds and construct additional drying bed 0.00 54,520.00 54,520.00 54,520.00 54,520.00 10/18/2013 1.00:1 89,169.00 17,833.00 35,668.00 The Big Thicket National Preserve is a heavily forested area in southeast Texas that spans approximately 105,684 acres. The Preserve ranges through 250 miles of waterways across seven east Texas counties (Hardin, Jefferson, Orange, Jasper, Liberty, Polk, and Tyler Counties). 35,668.00 35,668.00 35,668.00 35,668.00 05/24/2014 1.00:1 18,000.00 3,600.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 14,400.00 14,400.00 14,400.00 14,400.00 03/06/2014 1.00:1 41,528.00 Split SEP with unequal amounts. 20,764.00 13,200.00 20,764.00 13,200.00 7,564.00 7,564.00 08/15/2014 1.00:1 30,000.00 0.00 0.00 The SEP Offset Amount will be used to assist up to five families per year with upgrading and improving their on-property sewer connections. Haltom City shall establish a pool of funds to which Haltom City residents may apply to cover the cost of sewer connection repair. 30,000.00 30,000.00 30,000.00 30,000.00 04/19/2014 1.00:1 5,400.00 0.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 5,400.00 5,400.00 5,400.00 5,400.00 08/25/2014 1.00:1 13,612.00 0.00 0.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. 13,612.00 13,612.00 13,612.00 13,612.00 0.00 20,764.00 Split SEPs with unequal amounts. Cleanup of Unauthorized Dumpsites There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 16 of 18 Appendix 2: List of SEP's & SEP Projects - FY 2014 Single Program WQ 47738 City of Boerne POLLUTION PREVENTION WQ 38706 City of Dodd City POLLUTION REDUCTION WQ 46298 City of Walnut Springs POLLUTION REDUCTION WQ 45788 City of Sadler POLLUTION REDUCTION WQ 44465 City of Winona POLLUTION REDUCTION Count of Single Program Orders: 133 * September 12, 2014 08/01/2014 1.00:1 4,500.00 900.00 0.00 The SEP Offset Amount will be used to install and monitor two water quality meters to add to the existing network of continuously monitored streams and rivers in the Guadalupe River Basin, one on Lake Placid in Guadalupe County and one at Plum Creek at Heidenreich Lane in Hays County. 3,600.00 3,600.00 3,600.00 3,600.00 11/01/2013 1.00:1 45,325.00 0.00 0.00 purchase and install a Package Plant which will include a primary clarifier, disinfection, and sludge drying system. 45,325.00 45,325.00 45,325.00 45,325.00 09/12/2013 1.00:1 12,687.00 Construct Chlorine Contact Chamber 0.00 10,150.00 10,150.00 10,150.00 10,150.00 11/01/2013 1.00:1 26,250.00 5,250.00 0.00 shall convert its Pond Treatment System to an Activated Sludge Treatment System by adding a .066 MGD clarifier, UV units/chlorine disinfection unit; recirculation pump; yard piping; site electrical; and site fencing 21,000.00 21,000.00 21,000.00 21,000.00 11/11/2013 1.00:1 14,527.00 2,905.00 0.00 Shall build and install new outflow wier; dredge and clean outflow stream; and chemically treat sewer ponds to kill and remove duckweed. 11,622.00 11,622.00 11,622.00 11,622.00 Total: 4,386,777.00 2,537.00 435,107.00 1,705,065.00 2,246,605.00 2,246,605.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 17 of 18 Appendix 2: List of SEP's & SEP Projects - FY 2014 Multi-Media Program Date Range Selected : PGM Case No. MM 45076 09/01/2013 - 08/31/2014 Respondent Name Motiva Enterprises LLC POLLUTION PREVENTION MM 25076 City of Queen City POLLUTION REDUCTION Effective Date * September 12, 2014 Assessed Amt Deferred Amt Payable Amt SEP Cost SEP Offset 09/30/2013 1.00:1 60,775.00 12,155.00 24,310.00 The contribution will be to Jefferson County Government to be used for the Cheek Community First Time Sewer Service for Low Income Home Owners project. Specifically, SEP monies will be used to provide first time sewer service for low-income residential customers in the Candlelight and Martel Subdivisions (Cheek Community) located in the western area of Jefferson County. 24,310.00 24,310.00 24,310.00 24,310.00 11/01/2013 1.00:1 81,400.00 0.00 0.00 shall purchase and install a backup generator for power interruptions and security fencing for the wastewater treatment plant 81,400.00 81,400.00 81,400.00 81,400.00 105,710.00 105,710.00 Count of Multi-Media Program Orders: 2 Grand Total Count of Orders: 135 Ratio Total: 142,175.00 12,155.00 Grand Total: 4,528,952.00 447,262.00 24,310.00 1,729,375.00 2,352,315.00 2,352,315.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 18 of 18 Appendix 3: List of Administrative Orders Issued FY 2013 Singles Programs Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred 2012-0600-AIR-E TARRANT 9/16/2012 $563 Air Liquide Large Industries U.S. LP 2012-0602-AIR-E BRAZORIA 9/16/2012 E. R. Carpenter, L.P. 2012-0784-AIR-E HARRIS 9/16/2012 2012-0568-AIR-E WHARTON 2012-0443-AIR-E Payable Amount SEP Offset $112 $451 $0 $4,875 $975 $3,900 $0 $7,465 $1,493 $5,972 $0 9/16/2012 $2,850 $570 $2,280 $0 COMAL 9/16/2012 $5,500 $1,100 $4,400 $0 2012-0639-AIR-E COOKE 9/16/2012 $7,266 $1,453 $5,813 $0 2012-0588-AIR-E HARRIS 9/16/2012 $1,625 $325 $1,300 $0 2012-0249-AIR-E ORANGE 9/16/2012 $1,250 $0 $1,250 $0 2012-0260-AIR-E ORANGE 9/29/2012 $16,800 $3,360 $6,720 $6,720 2012-0357-AIR-E TARRANT 9/29/2012 $57,000 $11,400 $45,600 $0 2012-0358-AIR-E BRAZORIA 9/29/2012 $50,000 $0 $25,000 $25,000 $0 $7,700 $0 $2,625 $10,500 $0 $0 $12,500 $12,500 $2,625 $5,250 $5,250 $324 $1,296 $0 $3,280 $656 $2,624 $0 10/13/2012 $7,125 $1,425 $5,700 $0 10/13/2012 $938 $187 $751 $0 2012-0869-AIR-E GALVESTON 10/13/2012 $3,375 $675 $1,350 $1,350 2012-1445-AIR-E ANDERSON 10/26/2012 $875 $0 $875 $0 2011-0650-AIR-E HALE 10/26/2012 $6,100 $1,220 $4,880 $0 2012-0631-AIR-E NUECES 10/26/2012 $2,425 $485 $1,940 $0 2012-0409-AIR-E HARRISON 10/26/2012 $2,000 $400 $1,600 $0 2012-0598-AIR-E HARRIS 10/27/2012 $11,040 $0 $5,520 $5,520 2012-0112-AIR-E ZAPATA 10/27/2012 $8,439 $1,687 $6,752 $0 2011-0718-AIR-E LIBERTY 10/27/2012 $17,040 $0 $17,040 $0 JX Nippon Chemical Texas Inc. 2011-2250-AIR-E HARRIS 10/27/2012 $54,117 $10,823 $21,647 $21,647 43510 Bravo Natural Gas, LLC 2012-0326-AIR-E *MULTIPLE 10/27/2012 $16,840 $3,368 $13,472 $0 AQ 43478 WTG Gas Processing, L.P. 2012-0294-AIR-E HOWARD 10/27/2012 $5,462 $0 $5,462 $0 AQ 43535 ExxonMobil Oil Corporation 2012-0384-AIR-E JEFFERSON 10/27/2012 $13,125 $2,625 $5,250 $5,250 AQ 43262 Eagle Railcar Services - Roscoe, Inc. 2012-0060-AIR-E NOLAN 10/27/2012 $44,000 $8,800 $35,200 $0 AQ 43884 Ascend Performance Materials Operations LLC 2012-0707-AIR-E BRAZORIA 11/11/2012 $25,500 $0 $12,750 $12,750 AQ 44223 Southern Crushed Concrete, LLC 2012-1065-AIR-E MONTGOMERY 11/11/2012 $938 $187 $751 $0 AQ 43943 Texas A&M University 2012-0775-AIR-E BRAZOS 11/11/2012 $9,890 $1,978 $7,912 $0 AQ 43996 Halcon Operating Co., Inc. 2012-0838-AIR-E WILBARGER 11/11/2012 $4,100 $820 $3,280 $0 AQ 43776 ROBERTS, CLIFF AQ 43769 AQ 43948 AQ 43744 Leedo Manufacturing Co., L.P. AQ 43608 CEMEX Construction Materials South, LLC AQ 43820 Copano Field Services/North Texas, L.L.C. AQ 43768 Cameron Rig Solutions, Inc. AQ 43438 SCCW Industrial Services, LLC AQ 43393 INVISTA S.a r.l. AQ 43542 Horizon Milling, LLC AQ 43533 The Dow Chemical Company AQ 43436 Champion Technologies, Inc. 2012-0252-AIR-E FORT BEND 9/29/2012 $7,700 AQ 43580 Hunt Oil Company 2012-0383-AIR-E HENDERSON 9/29/2012 $13,125 AQ 43617 Chevron Phillips Chemical Company LP 2012-0455-AIR-E HARRIS 9/29/2012 $25,000 AQ 43522 Total Petrochemicals & Refining USA, Inc. 2012-0335-AIR-E JEFFERSON 9/29/2012 $13,125 AQ 43635 Cross-Cut Hardwoods, Inc. 2012-0438-AIR-E CHEROKEE 9/30/2012 $1,620 AQ 43675 Nabors Well Services Co. 2012-0487-AIR-E TARRANT 9/30/2012 AQ 43649 BASF Corporation 2012-0454-AIR-E BRAZORIA AQ 43876 EnCana Oil & Gas (USA) Inc. 2012-0701-AIR-E ROBERTSON AQ 44033 NuStar Logistics, L.P. AQ 44582 NAJERA, FELIPE AQ 41558 Cargill Meat Solutions Corporation AQ 43810 US Department of the Army AQ 43602 Haltom Tommy AQ 43780 E. I. du Pont de Nemours and Company AQ 43304 ANDERSON COLUMBIA CO., INC. AQ 41619 Choice Exploration, Inc. AQ 43096 AQ Page 1 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1036-AIR-E MCLENNAN 11/11/2012 $20,000 $4,000 $0 $16,000 2012-0564-AIR-E HOWARD 11/11/2012 $13,563 $2,712 $10,851 $0 ANGEL, JAMES E 2012-1098-AIR-E TARRANT 11/11/2012 $1,050 $210 $840 $0 EOG Resources, Inc. 2012-0441-AIR-E PANOLA 11/11/2012 $5,000 $1,000 $4,000 $0 Flint Hills Resources Port Arthur, LLC 2012-0809-AIR-E JEFFERSON 11/11/2012 $7,500 $1,500 $3,000 $3,000 43604 Azteca Milling, L. P. 2012-0408-AIR-E HALE 11/11/2012 $16,500 $3,300 $13,200 $0 AQ 42196 US Department of the Army 2011-1352-AIR-E EL PASO 11/22/2012 $1,000 $200 $800 $0 AQ 44001 Hidalgo County 2012-0841-AIR-E HIDALGO 11/22/2012 $3,600 $720 $0 $2,880 AQ 43913 Huntsman Petrochemical, LLC 2012-0738-AIR-E JEFFERSON 11/22/2012 $7,500 $1,500 $3,000 $3,000 AQ 43842 Equistar Chemicals, LP 2012-0665-AIR-E HARRIS 11/30/2012 $25,000 $0 $12,500 $12,500 AQ 43897 Flint Hills Resources Corpus Christi, LLC 2012-0736-AIR-E NUECES 11/30/2012 $14,063 $2,812 $11,251 $0 AQ 42422 Lindberg Collision Incorporated 2011-1561-AIR-E DALLAS 11/30/2012 $11,550 $1,775 $9,775 $0 AQ 43868 United Structures of America, Inc. 2012-0692-AIR-E HARRIS 11/30/2012 $18,450 $3,690 $7,380 $7,380 AQ 43901 Trend Gathering & Treating, LLC 2012-0734-AIR-E FREESTONE 11/30/2012 $10,875 $2,175 $8,700 $0 AQ 44054 The Dow Chemical Company 2012-0897-AIR-E BRAZORIA 12/15/2012 $19,689 $3,937 $7,876 $7,876 AQ 43969 Formosa Plastics Corporation, Texas 2012-0804-AIR-E CALHOUN 12/15/2012 $10,000 $2,000 $4,000 $4,000 AQ 43864 INVISTA S.a r.l. 2012-0684-AIR-E HARRIS 12/15/2012 $8,304 $1,660 $3,322 $3,322 AQ 43654 WM Resource Recovery & Recycling Center, Inc. 2012-0462-AIR-E CHAMBERS 12/15/2012 $22,485 $4,497 $17,988 $0 AQ 41946 FORT APACHE ENERGY, INC. 2011-1093-AIR-E GALVESTON 12/15/2012 $14,813 $0 $14,813 $0 AQ 44288 DCP Midstream, LP 2012-1139-AIR-E PANOLA 12/15/2012 $14,001 $2,800 $11,201 $0 AQ 43669 Shumard Corporation 2012-0481-AIR-E TARRANT 12/15/2012 $15,402 $3,080 $12,322 $0 AQ 44224 WTL LLC 2012-1064-AIR-E ROBERTS 12/16/2012 $1,838 $367 $1,471 $0 AQ 44418 Devon Gas Services, L.P. 2012-1276-AIR-E WISE 12/16/2012 $1,875 $375 $1,500 $0 AQ 44134 Davis Gas Processing, Inc. 2012-0982-AIR-E REAGAN 12/16/2012 $6,538 $1,307 $5,231 $0 AQ 41289 CASTORIA, JASON 2011-0380-AIR-E BRAZOS 12/20/2012 $3,210 $0 $3,210 $0 AQ 44300 City of Brownsville 2012-1150-AIR-E CAMERON 1/12/2013 $2,988 $597 $2,391 $0 AQ 44017 E. I. du Pont de Nemours and Company 2012-0861-AIR-E JEFFERSON 1/12/2013 $7,500 $1,500 $3,000 $3,000 AQ 44202 Southern Union Pipeline, Ltd. 2012-1047-AIR-E WARD 2/10/2013 $9,700 $1,940 $7,760 $0 AQ 44287 Pecan Pipeline Company 2012-1168-AIR-E MONTAGUE 2/10/2013 $16,250 $3,250 $13,000 $0 AQ 43986 BP Products North America Inc. 2012-0839-AIR-E GALVESTON 2/10/2013 $33,000 $0 $33,000 $0 AQ 44317 Guardian Industries Corp. 2012-1173-AIR-E NAVARRO 2/10/2013 $9,842 $1,968 $7,874 $0 AQ 40903 Pasadena Refining System, Inc 2010-2073-AIR-E HARRIS 2/10/2013 $757,153 $0 $378,577 $378,576 AQ 44490 NORTH TEXAS PREMIER SOCCER ASSOCIATION INC 2012-1348-AIR-E DALLAS 2/23/2013 $1,000 $200 $800 $0 AQ 44351 Huntsman Petrochemical, LLC 2012-1230-AIR-E JEFFERSON 2/23/2013 $6,563 $1,312 $2,626 $2,625 AQ 44627 Hueco Quarry, Inc. 2012-1499-AIR-E EL PASO 2/23/2013 $1,801 $360 $1,441 $0 AQ 44586 Endeavor Energy Resources, L.P. 2012-1449-AIR-E TERRY 2/23/2013 $1,875 $375 $1,500 $0 AQ 44275 Equistar Chemicals, LP 2012-1127-AIR-E HARRIS 2/23/2013 $6,563 $1,312 $2,626 $2,625 AQ 44675 G. P. Plastics Corporation 2012-1553-AIR-E DALLAS 2/23/2013 $1,312 $262 $1,050 $0 AQ 41915 BAYLOR UNIVERSITY AQ 43745 WTG Gas Processing, L.P. AQ 44247 AQ 43620 AQ 43974 AQ Page 2 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0654-AIR-E CHAMBERS 2/24/2013 $30,264 $6,052 $12,106 $12,106 2012-0951-AIR-E GRAYSON 2/24/2013 $16,075 $3,215 $12,860 $0 Texas Barge & Boat, Inc. 2012-1167-AIR-E BRAZORIA 2/24/2013 $8,542 $1,708 $6,834 $0 SARMIENTO, LION 2012-0601-AIR-E ANGELINA 3/2/2013 $1,050 $0 $1,050 $0 2012-1498-AIR-E DALLAS 3/3/2013 $1,213 $242 $971 $0 2012-1526-AIR-E HARRIS 3/3/2013 $7,125 $1,425 $5,700 $0 City of Alice 2012-1186-AIR-E JIM WELLS 3/3/2013 $1,063 $212 $851 $0 LBC Houston, L.P. 2012-0565-AIR-E HARRIS 3/3/2013 $6,038 $1,207 $4,831 $0 2012-1603-AIR-E MCLENNAN 3/3/2013 $4,125 $825 $3,300 $0 2012-1580-AIR-E TARRANT 3/3/2013 $1,250 $250 $1,000 $0 IFS Coatings, Inc. 2012-1555-AIR-E COOKE 3/3/2013 $3,750 $750 $3,000 $0 United Services Automobile Association 2012-1658-AIR-E BEXAR 3/3/2013 $2,813 $562 $2,251 $0 2012-1607-AIR-E HARRIS 3/3/2013 $6,563 $1,312 $5,251 $0 2012-1006-AIR-E HARRIS 3/9/2013 $50,000 $0 $25,000 $25,000 2012-1093-AIR-E HARRIS 3/9/2013 $10,370 $2,074 $8,296 $0 2012-1385-AIR-E HARRIS 3/21/2013 $7,500 $1,500 $3,000 $3,000 2012-2044-AIR-E MCLENNAN 3/21/2013 $750 $150 $600 $0 2012-1100-AIR-E MONTGOMERY 3/21/2013 $1,362 $272 $1,090 $0 HARRIS 3/21/2013 $6,563 $1,312 $5,251 $0 TARRANT 3/21/2013 $6,008 $1,201 $0 $4,807 LAMAR 3/21/2013 $2,188 $437 $1,751 $0 2012-1798-AIR-E MONTGOMERY 3/21/2013 $1,312 $262 $1,050 $0 2012-1601-AIR-E HARRIS 3/21/2013 $3,000 $600 $2,400 $0 2012-1797-AIR-E EL PASO 3/21/2013 $1,250 $250 $1,000 $0 LIBERTY 3/21/2013 $3,000 $600 $2,400 $0 AQ 43829 Targa Downstream LLC AQ 44108 Jetta Operating Company, Inc. AQ 44310 AQ 43775 AQ 44628 XTREME COLLISION REPAIR, L. P. AQ 44660 LyondellBasell Acetyls, LLC AQ 44332 AQ 43742 AQ 44702 Champion Pet Foods, Inc. AQ 44701 Leading Edge Completion Center, LLC AQ 44658 AQ 44776 AQ 44723 Chevron Phillips Chemical Company LP AQ 44160 Valero Refining-Texas, L.P. AQ 44243 Total Petrochemicals & Refining USA, Inc. AQ 44533 Shell Oil Company AQ 45172 CORNETT, DARLEEN AQ 44211 J. C. Development, Inc. AQ 44700 Stolthaven Houston, Inc. 2012-1581-AIR-E AQ 43301 Aero Components, Inc. 2012-0122-AIR-E AQ 45148 Maxey Trailers Mfg., Inc. 2012-2027-AIR-E AQ 44919 J. D. Packaging, Inc. AQ 44724 AQ 44920 GSF Energy, L.L.C. dba McCarty Road Landfill Gas Recovery Facility EAN Holdings, LLC AQ 44179 LAMBERT, CHRIS * 2012-1022-AIR-E AQ 41312 PATRIOT RESOURCES, INC. 2011-0407-AIR-E ECTOR 3/21/2013 $1,875 $375 $1,500 $0 AQ 44778 Rescar Companies 2012-1657-AIR-E HARRIS 3/21/2013 $5,313 $1,062 $2,126 $2,125 AQ 44552 Pencco, Inc. 2012-1407-AIR-E ELLIS 3/21/2013 $1,575 $315 $1,260 $0 3/21/2013 $4,841 $968 $3,873 $0 AQ 44927 Arkema Inc 2012-1809-AIR-E HARRIS AQ 44832 Lone Star Foundries, Inc. * 2012-1778-AIR-E TRAVIS 3/21/2013 $938 $187 $751 $0 AQ 44543 Blue Star Materials, LLC 2012-1398-AIR-E WISE 3/21/2013 $2,940 $588 $2,352 $0 AQ 45016 Devon Gas Services, L.P. 2012-1898-AIR-E LIMESTONE 3/21/2013 $4,250 $850 $3,400 $0 3/21/2013 $1,875 $375 $1,500 $0 AQ 44483 ConocoPhillips Company 2012-1344-AIR-E TARRANT AQ 44815 LANXESS Corporation 2012-1715-AIR-E ORANGE 3/21/2013 $7,438 $1,487 $2,976 $2,975 AQ 44958 Hunt Oil Company 2012-1841-AIR-E WILSON 3/21/2013 $3,600 $720 $2,880 $0 AQ 45097 Approach Operating, L.L.C. 2012-2065-AIR-E CROCKETT 3/21/2013 $5,125 $1,025 $4,100 $0 2012-1405-AIR-E MCLENNAN 4/7/2013 $2,875 $0 $2,875 $0 AQ 44534 Knife River Corporation - South Page 3 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0894-AIR-E REFUGIO 4/7/2013 $3,675 $0 $3,675 $0 2012-2165-AIR-E GARZA 4/7/2013 $1,250 $250 $1,000 $0 HARDIN FUELS, INC. 2012-1281-AIR-E JASPER 4/7/2013 $1,275 $255 $1,020 $0 Total Petrochemicals & Refining USA, Inc. 2012-1362-AIR-E HARRIS 4/7/2013 $67,125 $13,425 $53,700 $0 Eagle Rock Field Services, L.P. 2012-1447-AIR-E GRAY 4/7/2013 $27,157 $5,431 $10,863 $10,863 44972 Fritz Industries, Inc. 2012-1845-AIR-E DALLAS 4/7/2013 $26,775 $5,355 $21,420 $0 AQ 44081 Gulf Chemical & Metallurgical Corporation 2012-0922-AIR-E BRAZORIA 4/7/2013 $28,362 $5,672 $22,690 $0 AQ 44257 The Lubrizol Corporation 2012-1110-AIR-E HARRIS 4/7/2013 $15,350 $3,070 $6,140 $6,140 AQ 44544 Westlake Longview Corporation 2012-1404-AIR-E HARRISON 4/7/2013 $28,923 $5,784 $23,139 $0 AQ 44419 BASF FINA Petrochemicals Limited Partnership 2012-1277-AIR-E JEFFERSON 4/7/2013 $12,850 $2,570 $5,140 $5,140 AQ 44784 Forged Products, Inc. 2012-1670-AIR-E HARRIS 4/7/2013 $9,757 $1,951 $7,806 $0 AQ 44217 Devon Gas Services, L.P. 2012-1068-AIR-E WISE 4/7/2013 $45,303 $9,060 $36,243 $0 AQ 43347 American Marazzi Tile, Inc. 2012-0216-AIR-E DALLAS 4/7/2013 $136,010 $27,202 $108,808 $0 AQ 44936 Caterpillar Inc. 2012-1825-AIR-E GUADALUPE 4/7/2013 $7,701 $1,540 $6,161 $0 AQ 44185 Sand Hill Foundation, LLC 2012-1069-AIR-E PANOLA 4/8/2013 $1,400 $0 $1,400 $0 AQ 41931 Evans Jr, Robert J. * 2011-1042-AIR-E KAUFMAN 4/8/2013 $1,500 $0 $1,500 $0 AQ 42967 MACC Collision Repair Experts, Inc. 2011-2120-AIR-E EL PASO 4/8/2013 $1,050 $0 $1,050 $0 AQ 42291 United Oilfield Construction LLC * 2011-1442-AIR-E JOHNSON 4/8/2013 $4,200 $0 $4,200 $0 AQ 44782 Austin Equipment Company, LC 2012-1671-AIR-E WILLIAMSON 4/21/2013 $1,113 $222 $891 $0 AQ 45038 PLATINUM PACKING INC 2012-1923-AIR-E GALVESTON 4/21/2013 $2,500 $500 $2,000 $0 AQ 45054 G & C Contracting Company, Inc. 2012-1963-AIR-E HOCKLEY 4/21/2013 $2,500 $500 $2,000 $0 AQ 44184 Exterran Energy Solutions, L.P. 2012-1034-AIR-E BORDEN 4/21/2013 $5,995 $1,199 $2,398 $2,398 AQ 45384 Argos Ready Mix (South Central) Corp. 2012-2243-AIR-E HARRIS 4/21/2013 $3,750 $750 $3,000 $0 AQ 44924 Cargill Meat Solutions Corporation 2012-1796-AIR-E HALE 4/21/2013 $3,875 $775 $3,100 $0 AQ 45953 Brian Fabre 2013-0093-AIR-E LUBBOCK 4/21/2013 $875 $0 $875 $0 AQ 44896 Kuraray America, Inc. 2012-1780-AIR-E HARRIS 4/21/2013 $4,565 $913 $3,652 $0 AQ 44926 American Marazzi Tile, Inc. 2012-1795-AIR-E DALLAS 4/27/2013 $9,576 $1,915 $7,661 $0 AQ 44503 Atlas Roofing Corporation 2012-1556-AIR-E MORRIS 4/27/2013 $16,163 $3,232 $12,931 $0 AQ 44883 DCP Midstream, LP 2012-1772-AIR-E HANSFORD 4/27/2013 $25,000 $0 $12,500 $12,500 AQ 37492 Bob King's Truck Beds, LLC 2011-2252-AIR-E WISE 4/27/2013 $30,420 $0 $30,420 $0 AQ 43988 Total Petrochemicals & Refining USA, Inc. 2012-0821-AIR-E JEFFERSON 4/27/2013 $202,600 $40,520 $81,040 $81,040 AQ 45102 ConocoPhillips Company 2012-1975-AIR-E BRAZORIA 4/27/2013 $8,300 $1,660 $6,640 $0 AQ 43804 E. I. du Pont de Nemours and Company 2012-0624-AIR-E ORANGE 4/27/2013 $20,251 $4,050 $8,101 $8,100 AQ 43863 Marathon Petroleum Company LP 2012-0685-AIR-E GALVESTON 4/27/2013 $32,450 $0 $16,225 $16,225 AQ 44743 Ranger Gas Gathering, L.L.C. 2012-1605-AIR-E EASTLAND 4/27/2013 $6,000 $0 $6,000 $0 AQ 41876 W. T. Byler Co., Inc. 2011-0995-AIR-E HARRIS 5/2/2013 $8,672 $1,734 $6,938 $0 AQ 45120 Air Liquide Large Industries U.S. LP 2012-1992-AIR-E HARRIS 5/2/2013 $10,800 $2,160 $4,320 $4,320 AQ 44967 NCI Group, Inc. 2012-1847-AIR-E HARRIS 5/2/2013 $12,863 $2,572 $10,291 $0 AQ 39111 Dolphin Petroleum, LP AQ 45268 The George R. Brown Partnership, L.P. AQ 44423 AQ 44509 AQ 44584 AQ Page 4 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-2074-AIR-E HARRIS 5/2/2013 $14,250 $2,850 $5,700 $5,700 2012-2356-AIR-E KARNES 5/2/2013 $4,500 $900 $3,600 $0 5/2/2013 $4,938 $988 $3,950 $0 5/2/2013 $10,000 $0 $10,000 $0 5/2/2013 $11,053 $2,210 $8,843 $0 5/2/2013 $35,370 $7,074 $28,296 $0 COMAL 5/2/2013 $15,075 $3,015 $12,060 $0 MCLENNAN 5/2/2013 $7,613 $1,522 $6,091 $0 2012-1897-AIR-E BRAZOS 5/2/2013 $8,250 $1,650 $6,600 $0 2012-2480-AIR-E HARRIS 5/11/2013 $970 $194 $776 $0 Rio Grande Valley Sugar Growers, Inc. 2012-2517-AIR-E HIDALGO 5/11/2013 $7,150 $1,430 $5,720 $0 LEGEND NATURAL GAS III LP 2012-1305-AIR-E WEBB 5/11/2013 $3,450 $690 $2,760 $0 2012-2649-AIR-E ORANGE 6/1/2013 $3,188 $637 $2,551 $0 2012-2690-AIR-E HARRISON 6/1/2013 $1,150 $230 $920 $0 2012-2466-AIR-E EL PASO 6/1/2013 $1,500 $300 $1,200 $0 2009-0449-AIR-E CHAMBERS 6/3/2013 $39,059 $7,811 $31,248 $0 2012-1619-AIR-E JEFFERSON 6/3/2013 $20,600 $4,120 $16,480 $0 2012-2355-AIR-E NACOGDOCHES 6/3/2013 $12,525 $2,505 $10,020 $0 Flint Hills Resources Port Arthur, LLC 2012-0402-AIR-E JEFFERSON 6/3/2013 $14,688 $2,937 $5,876 $5,875 Huntsman Petrochemical, LLC 2012-1361-AIR-E JEFFERSON 6/3/2013 $53,850 $10,770 $21,540 $21,540 43326 Huntsman Petrochemical, LLC 2012-0135-AIR-E JEFFERSON 6/3/2013 $10,000 $2,000 $4,000 $4,000 44671 The Dow Chemical Company 2012-1672-AIR-E BRAZORIA 6/3/2013 $41,502 $8,300 $16,601 $16,601 AQ 44934 Superior Pipeline Texas, L.L.C. 2012-1818-AIR-E HEMPHILL 6/3/2013 $33,825 $6,765 $27,060 $0 AQ 45442 ExxonMobil Oil Corporation 2012-2329-AIR-E JEFFERSON 6/3/2013 $25,000 $0 $12,500 $12,500 AQ 45368 PHILLIPS 66 COMPANY 2012-2231-AIR-E BRAZORIA 6/3/2013 $13,125 $2,625 $10,500 $0 AQ 42379 Custom Crates & Pallets Management, L.L.C 2012-1739-AIR-E EL PASO 6/3/2013 $3,125 $0 $1,563 $1,562 AQ 44632 Tekni-Plex, Inc. 2012-1629-AIR-E DALLAS 6/3/2013 $11,000 $2,200 $8,800 $0 AQ 45312 Oxy Vinyls, LP 2012-2179-AIR-E HARRIS 6/3/2013 $16,000 $3,200 $6,400 $6,400 AQ 42299 Motiva Enterprises LLC 2011-1461-AIR-E JEFFERSON 6/3/2013 $92,450 $18,490 $36,980 $36,980 AQ 45213 Enterprise Products Operating LLC 2012-2086-AIR-E CHAMBERS 6/3/2013 $10,000 $0 $5,000 $5,000 AQ 45336 Greif Packaging LLC 2012-2201-AIR-E HARRIS 6/3/2013 $18,600 $3,720 $14,880 $0 AQ 41572 Zenergy, Inc. 2011-0660-AIR-E BRAZORIA 6/3/2013 $265,562 $0 $265,562 $0 AQ 45478 E. I. du Pont de Nemours and Company 2012-2344-AIR-E ORANGE 6/3/2013 $13,126 $2,625 $5,251 $5,250 AQ 45463 DCP Midstream, LP 2012-2393-AIR-E ECTOR 6/13/2013 $39,375 $7,875 $15,750 $15,750 AQ 45519 Flint Hills Resources Corpus Christi, LLC 2012-2382-AIR-E NUECES 6/13/2013 $7,975 $1,595 $6,380 $0 AQ 45471 Dome Petrochemical, L.C. 2012-2357-AIR-E CHAMBERS 6/13/2013 $7,875 $0 $7,875 $0 AQ 44502 Chevron Phillips Chemical Company LP 2012-1441-AIR-E JEFFERSON 6/13/2013 $100,000 $0 $50,000 $50,000 AQ 45917 ICT Holdings, LLC 2013-0037-AIR-E LAMB 7/19/2013 $2,425 $485 $1,940 $0 AQ 45178 Equistar Chemicals, LP AQ 45493 Alamo Concrete Products Company AQ 44804 Cryovac, Inc. 2012-1800-AIR-E WICHITA AQ 44961 Donny Burnett 2012-1840-AIR-E HENDERSON AQ 44794 Enbridge Pipelines (Texas Gathering) L.P. 2012-1676-AIR-E WHEELER AQ 44722 KMCO, LLC 2012-1602-AIR-E HARRIS AQ 44959 Lhoist North America of Texas, Ltd 2012-1862-AIR-E AQ 45108 Lehigh Cement Company LLC 2012-1983-AIR-E AQ 45003 Texas A&M University AQ 45621 INEOS Polymers Inc. AQ 45652 AQ 44394 AQ 45791 TIN Inc. AQ 45838 Tri- W Construction, Inc. AQ 45602 United Parcel Service, Inc. AQ 37380 Dome Petrochemical, L.C. AQ 44746 Ashland Elastomers LLC AQ 45497 Exxon Mobil Corporation AQ 43500 AQ 44510 AQ AQ Page 5 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-0274-AIR-E COMAL 7/19/2013 $7,400 $1,480 $5,920 $0 2013-0311-AIR-E TOM GREEN 7/19/2013 $1,125 $225 $900 $0 Craftmasters Powder Coating, Inc. 2012-2317-AIR-E MCLENNAN 7/19/2013 $1,500 $300 $1,200 $0 Leedo Manufacturing Co., L.P. 2012-2482-AIR-E WHARTON 7/19/2013 $5,437 $1,087 $4,350 $0 2013-0012-AIR-E HARRIS 7/19/2013 $6,563 $1,312 $5,251 $0 2012-2016-AIR-E FORT BEND 7/28/2013 $1,250 $0 $1,250 $0 HARRIS 7/28/2013 $4,350 $870 $3,480 $0 TARRANT 7/28/2013 $563 $112 $451 $0 2012-2455-AIR-E WHARTON 7/28/2013 $3,075 $0 $3,075 $0 2013-0421-AIR-E HARRIS 7/28/2013 $3,863 $772 $3,091 $0 Trinity Industries, Inc. 2012-1916-AIR-E TARRANT 7/28/2013 $2,438 $487 $1,951 $0 Valero Refining-Texas, L.P. 2012-2692-AIR-E HARRIS 7/28/2013 $7,500 $1,500 $3,000 $3,000 44841 Jang, Kevin 2012-1735-AIR-E HARRIS 7/28/2013 $1,688 $0 $1,688 $0 46113 Staley Steel Inc 2013-0249-AIR-E DENTON 7/28/2013 $1,250 $250 $1,000 $0 AQ 46178 PVR East Texas Gas Processing, LLC 2013-0296-AIR-E HARRISON 7/28/2013 $7,500 $1,500 $6,000 $0 AQ 46050 EOG Resources, Inc. 2013-0205-AIR-E HILL 7/28/2013 $938 $187 $751 $0 AQ 46053 BASF Corporation 2013-0169-AIR-E BRAZORIA 8/3/2013 $19,300 $3,860 $15,440 $0 AQ 44962 Styrolution America LLC 2012-1839-AIR-E HARRIS 8/3/2013 $47,100 $9,420 $37,680 $0 AQ 45586 Enterprise Products Operating LLC 2012-2454-AIR-E HARRIS 8/3/2013 $50,000 $0 $25,000 $25,000 AQ 42740 ConocoPhillips Company 2011-1891-AIR-E HUTCHINSON 8/3/2013 $19,250 $3,850 $15,400 $0 AQ 45758 Haldor Topsoe, Inc. 2012-2621-AIR-E HARRIS 8/3/2013 $10,901 $2,180 $8,721 $0 AQ 45520 INVISTA S.a r.l. 2012-2392-AIR-E HARRIS 8/3/2013 $39,485 $7,897 $15,794 $15,794 AQ 45241 LONGORIA ARIEL VICENTE 2012-2109-AIR-E ECTOR 8/8/2013 $2,500 $500 $2,000 $0 AQ 46280 Morrow, Shaun 2013-0387-AIR-E TARRANT 8/8/2013 $750 $150 $600 $0 AQ 46238 Leedo Manufacturing Co., L.P. 2013-0355-AIR-E WHARTON 8/8/2013 $3,562 $712 $2,850 $0 AQ 46084 Endeavor Energy Resources, L.P. 2013-0197-AIR-E TERRY 8/8/2013 $3,438 $687 $2,751 $0 AQ 46012 JX Nippon Chemical Texas Inc. 2013-0136-AIR-E HARRIS 8/8/2013 $2,475 $495 $1,980 $0 AQ 46214 TEXAS INTERNATIONAL TERMINALS LTD 2013-0326-AIR-E GALVESTON 8/8/2013 $2,250 $450 $1,800 $0 AQ 46344 Superior Energy Services, LLC 2013-0436-AIR-E MEDINA 8/22/2013 $1,125 $225 $900 $0 AQ 46051 Strike, LLC 2013-0163-AIR-E WEBB 8/22/2013 $1,250 $250 $1,000 $0 AQ 43711 Byrd, Pat 2012-0528-AIR-E ZAVALA 8/23/2013 $3,150 $0 $3,150 $0 AQ 41897 Loredo Paint & Body, Inc. 2011-1017-AIR-E KENDALL 8/23/2013 $1,000 $0 $1,000 $0 AQ 43851 Javier Rodriguez 2012-0673-AIR-E WEBB 8/23/2013 $1,050 $0 $1,050 $0 AQ 44971 Richland Dock Works Inc. 2012-1846-AIR-E NAVARRO 8/26/2013 $10,000 $0 $10,000 $0 AQ 45910 Chameleon Industries, Inc. 2013-0027-AIR-E ECTOR 8/26/2013 $15,125 $3,025 $12,100 $0 AQ 45169 MEMC Pasadena, Inc. 2012-2036-AIR-E HARRIS 8/26/2013 $11,401 $2,280 $4,561 $4,560 AQ 45954 David Peters 2013-0111-AIR-E ECTOR 8/26/2013 $10,000 $0 $10,000 $0 AQ 46036 Huntsman Petrochemical, LLC 2013-0150-AIR-E JEFFERSON 8/26/2013 $13,126 $2,625 $5,251 $5,250 AQ 41181 Lhoist North America of Texas, Ltd AQ 46199 Pierce Metals, LLC AQ 46055 AQ 45613 AQ 45887 Rentech Nitrogen Pasadena, LLC AQ 45130 MOISES ENRIQUE MARTINEZ AQ 46496 Lone Star NGL Mont Belvieu LP 2013-0586-AIR-E AQ 46234 KBE Inc 2013-0376-AIR-E AQ 45584 BJT Properties, Inc. AQ 46315 Celanese Ltd. AQ 45025 AQ 45822 AQ AQ Page 6 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM AQ Case No. 45291 Respondent Name Sid Richardson Carbon, LTD Docket# County Order Date 2012-2164-AIR-E HUTCHINSON 8/26/2013 Penalty Assessed Penalty Deferred $10,431 Payable Amount $2,086 $8,345 SEP Offset $0 $461,515 $2,508,942 DC 44780 Dalco Solvents & Chemicals, Inc. 2012-1661-DCL-E DALLAS 2/23/2013 $1,000 $200 $800 $0 DC 41999 Shumaker, Mary L. * 2011-1133-DCL-E DALLAS 6/23/2013 $5,000 $0 $5,000 $0 Subtotal for AQ : 226 $3,950,729 Subtotal for DC : 2 $6,000 $200 $5,800 $980,272 $0 IHW 41581 STAG MANAGEMENT INCORPORATED 2011-0663-IHW-E DALLAS 9/29/2012 $14,000 $2,800 $11,200 $0 IHW 44070 Terra Renewal Services Inc 2012-0917-IHW-E ANGELINA 11/11/2012 $7,500 $1,500 $6,000 $0 IHW 43483 VALADEZ, RICHARD 2012-0316-IHW-E NUECES 11/16/2012 $6,078 $0 $6,078 $0 2011-0490-MLM-E BRAZOS 12/20/2012 $11,502 $0 $11,502 $0 IHW 41387 CASTORIA, JASON IHW 44295 Itasca Landfill TX, LP 2012-1140-IHW-E HILL 2/3/2013 $4,825 $965 $3,860 $0 IHW 42575 Exide Technologies 2011-1712-IHW-E COLLIN 2/10/2013 $592,868 $0 $296,434 $296,434 IHW 43921 Biosolids Management Group Inc * 2012-0761-IHW-E ERATH 2/23/2013 $6,750 $1,350 $5,400 $0 2/24/2013 $12,125 $2,425 $9,700 $0 IHW 43915 Universal Molding Company Inc. 2012-0744-IHW-E ELLIS IHW 42491 Sweetwater Corporation 2011-1636-MLM-E HARRIS 2/24/2013 $91,962 $85,813 $6,149 $0 IHW 41896 Alpha Omega Recycling, Inc. 2011-1015-IHW-E GREGG 2/24/2013 $18,750 $3,750 $15,000 $0 IHW 43946 Absolute Fuels, LLC 2012-0813-IHW-E LAMB 3/2/2013 $1,312 $0 $1,312 $0 HARRIS 3/21/2013 $3,700 $740 $2,960 $0 IHW 44707 Sprint Waste Services LP 2012-1585-IHW-E IHW 44239 Effective Environmental, Inc. 2012-1086-IHW-E DALLAS 3/21/2013 $3,450 $690 $1,380 $1,380 IHW 45017 MARTINEK, DONALD 2012-1915-IHW-E DENTON 3/21/2013 $938 $187 $751 $0 IHW 44240 Schumacher International, Inc. 2012-1085-IHW-E HARRIS 4/7/2013 $7,022 $1,404 $5,618 $0 GAINES 4/21/2013 $2,140 $428 $1,712 $0 IHW 44828 Cooper Natural Resources Inc. 2012-1719-IHW-E IHW 44758 Exxon Mobil Corporation 2012-1630-IHW-E HARRIS 4/27/2013 $20,000 $4,000 $8,000 $8,000 IHW 44818 Gulf West Landfill TX, LP 2012-1713-IHW-E CHAMBERS 5/2/2013 $9,250 $0 $4,625 $4,625 IHW 45046 Lighthouse Environmental Services, Inc. 2012-1933-IHW-E HARRIS 6/1/2013 $4,875 $975 $3,900 $0 BOWIE 6/3/2013 $13,000 $0 $13,000 $0 $0 IHW 41269 COURT, CALVIN 2011-0364-IHW-E IHW 37862 RIDLEHUBER, HAROLD 2012-0555-IHW-E HILL 6/13/2013 $12,150 $0 $12,150 IHW 45045 BASF Corporation 2012-1934-IHW-E HARRIS 8/3/2013 $47,700 $9,540 $38,160 $0 IHW 45131 The Dow Chemical Company 2012-2015-IHW-E BRAZORIA 8/3/2013 $51,380 $10,276 $20,552 $20,552 2011-2039-MSW-E REEVES 9/16/2012 $7,875 $0 $7,875 $0 2011-1095-MSW-E TRAVIS 9/16/2012 $3,000 $0 $3,000 $0 9/16/2012 $3,000 $600 $2,400 $0 Subtotal for IHW : 23 MSW 42894 James Barnes Ranch MSW 41980 Construction Waste Recycler of Texas L.L.C. $943,277 $126,843 $485,443 $330,991 MSW 43106 Liberty Tire Recycling, LLC 2011-2262-MSW-E BEXAR MSW 43607 Beck's Texas Tire Terminal, Inc. 2012-0467-MSW-E TARRANT 9/29/2012 $23,026 $4,605 $18,421 $0 MSW 42485 LOPEZ, MARCELINO 2011-1625-MSW-E HIDALGO 9/29/2012 $22,500 $21,300 $1,200 $0 MSW 43082 RAMIREZ, ERNESTO E 2011-2248-MSW-E BEE 10/19/2012 $33,750 $0 $33,750 $0 FLORES, ESTUBERTO JR 2010-1898-MSW-E HIDALGO 10/19/2012 $3,125 $0 $3,125 $0 MSW 32440 MSW 5269 MATHIS, GEORGE 2012-0418-MSW-E GONZALES 10/19/2012 $35,000 $0 $35,000 $0 MSW 42756 Synergy Management Group, L.L.C. 2011-1909-MSW-E HASKELL 10/19/2012 $22,200 $0 $22,200 $0 Page 7 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0027-MSW-E GALVESTON 10/19/2012 $3,750 $0 $3,750 $0 2012-0596-MSW-E MARTIN 11/11/2012 $2,625 $525 $2,100 $0 BEXAR 11/12/2012 $1,983 $0 $1,983 $0 TAYLOR 11/12/2012 $1,310 $0 $1,310 $0 2011-1401-MLM-E BURLESON 11/16/2012 $6,562 $0 $6,562 $0 2012-0693-MSW-E DENTON 11/22/2012 $3,925 $785 $3,140 $0 HARRIS 11/30/2012 $45,000 $0 $45,000 $0 MCLENNAN 12/15/2012 $8,175 $1,635 $6,540 $0 2012-0195-MSW-E WISE 12/15/2012 $47,500 $9,500 $38,000 $0 2012-0494-MLM-E HUDSPETH 12/20/2012 $3,150 $0 $3,150 $0 HURST, HOWARD 2012-1097-MSW-E MCCULLOCH 1/12/2013 $1,187 $237 $950 $0 GARCIA, ROBERT 2012-1291-MSW-E HIDALGO 1/12/2013 $3,750 $750 $3,000 $0 2011-0337-MSW-E HARRIS 2/1/2013 $1,020 $0 $1,020 $0 2012-0620-MSW-E JASPER 2/3/2013 $262 $52 $210 $0 2012-0597-MSW-E DUVAL 2/10/2013 $8,915 $1,783 $0 $7,132 2012-0395-MSW-E DENTON 2/10/2013 $7,850 $0 $7,850 $0 2012-0898-MSW-E TRAVIS 2/24/2013 $11,780 $2,356 $9,424 $0 2012-0691-MSW-E TARRANT 2/24/2013 $7,750 $0 $7,750 $0 Southeast Texas Trees LLC * 2011-1629-MSW-E MONTGOMERY 2/24/2013 $16,800 $0 $16,800 $0 GARCIA, ERNESTO 2012-0859-MSW-E CAMERON 3/2/2013 $1,275 $0 $1,275 $0 2012-1323-MSW-E DALLAS 3/3/2013 $2,500 $500 $2,000 $0 2012-1184-MSW-E MONTGOMERY 3/3/2013 $7,469 $1,493 $5,976 $0 3/3/2013 $1,574 $314 $1,260 $0 3/9/2013 $17,500 $0 $17,500 $0 3/9/2013 $7,875 $1,575 $6,300 $0 2012-0146-MSW-E HARRIS 3/15/2013 $2,326 $0 $2,326 $0 SHAW, GAIL P * 2012-1185-MSW-E TARRANT 3/21/2013 $3,750 $750 $3,000 $0 TGU, LLC 2012-1711-MSW-E HARRIS 3/21/2013 $2,500 $500 $2,000 $0 2012-0803-MSW-E MEDINA 3/29/2013 $3,750 $0 $3,750 $0 2012-0064-MSW-E STARR 4/7/2013 $3,750 $2,550 $1,200 $0 NGUYEN, DUY 2012-2024-MSW-E JEFFERSON 4/21/2013 $262 $52 $210 $0 City Of Levelland 2012-2121-MSW-E HOCKLEY 4/21/2013 $1,125 $225 $900 $0 2012-1914-MSW-E VAL VERDE 4/27/2013 $18,750 $3,750 $15,000 $0 2012-0111-MSW-E NUECES 4/29/2013 $6,300 $0 $6,300 $0 City of Carrizo Springs 2012-0513-MSW-E DIMMIT 5/2/2013 $20,165 $4,033 $16,132 $0 CLEAN EARTH SOLUTIONS, INC. 2012-2162-MSW-E COMAL 5/11/2013 $5,000 $1,000 $4,000 $0 2011-2190-MSW-E HIDALGO 5/22/2013 $15,000 $0 $15,000 $0 2012-2624-MSW-E TYLER 6/1/2013 $1,250 $250 $1,000 $0 MSW 43226 Jeff Barosh LLC MSW 43783 HINOJOSA, ANDREW MSW 43119 ALAMO RECYCLE CENTERS LLC 2011-2278-MSW-E MSW 43220 ALAMO RECYCLE CENTERS LLC 2012-0016-MSW-E MSW 42239 Schoppe Auto Supply, Inc. MSW 43870 Skinner Lands Carrollton, LLC MSW 42419 Bulldog Tire Recycling, Inc. 2011-1549-MSW-E MSW 43348 City of Mart 2012-0162-MSW-E MSW 43378 UNDERWOOD, JACKIE C MSW 43683 NAVARETTE, RENE MSW 44249 MSW 44427 MSW 41250 SCROGGINS, JAMES S MSW 43800 HELMS, TODD MSW 43778 Duval County MSW 43578 Davis, Daniel L * MSW 44056 B-S Cartage, Inc. MSW 43869 Hearthstone Properties, Delaware, LLC MSW 42490 MSW 44011 MSW 44467 TRIPLETT, MARVIN * MSW 44330 Natural Waste Solutions, Inc. MSW 44573 PEREZ, JOSE LUIS 2012-1431-MLM-E BROOKS MSW 42079 Kelly Harris DBA Kelly Harris Tire Wrecker and Quick Lube 2011-1216-MSW-E HENDERSON MSW 44138 Fogle David dba Enviro Waste Systems 2012-0997-MSW-E SAN JACINTO MSW 43334 C.J. Resources, INC. MSW 44320 MSW 44821 MSW 43970 RUSSELL, KEN MSW 43256 ENRIQUE GARCIA PROPERTY MSW 45145 MSW 45247 MSW 45023 City of Del Rio MSW 43269 ALLEN, SUE MSW 43701 MSW 45300 MSW 43016 Los Ebanos Land & Cattle Company, LLC MSW 45767 City of Woodville Page 8 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date SEP Offset 2011-2190-MSW-E $15,000 $0 $15,000 $0 2012-2077-MSW-E POLK 6/13/2013 $7,750 $1,550 $6,200 $0 MENN, BRANDON * 2012-0623-MLM-E SAN PATRICIO 6/13/2013 $12,075 $0 $12,075 $0 Abel Becerra Jr. 2012-2062-MSW-E CAMERON 6/23/2013 $30,000 $0 $30,000 $0 2011-1053-MSW-E MONTAGUE 7/3/2013 $7,500 $0 $7,500 $0 2012-1948-MSW-E HAMILTON 7/17/2013 $1,312 $0 $1,312 $0 Michael E. Smith * 2011-0311-MSW-E HUTCHINSON 7/17/2013 $8,500 $0 $8,500 $0 HITECH SALVAGE & DEMOLITION, LLC 2012-2043-MSW-E HARDIN 7/28/2013 $1,312 $0 $1,312 $0 2012-2287-MSW-E BEXAR 7/28/2013 $3,000 $600 $2,400 $0 2012-2163-MLM-E NACOGDOCHES 8/23/2013 $1,049 $0 $1,049 $0 2013-0134-MSW-E STARR 8/26/2013 $0 $6,000 City of Sullivan City MSW 45184 Hodgson, Julie MSW 43802 MSW 45143 MSW 41927 Penny Cable MSW 45070 CALHOUN, JACK MSW 41124 MSW 45167 MSW 45416 Pro Star Roll-off Dumpsters LLC MSW 45272 William Bartley Duncan MSW 31443 Starr County Subtotal for MSW : 58 42726 Payable Amount 6/3/2013 43016 OL Penalty Assessed Penalty Deferred HIDALGO MSW DARQUEA, ROD $6,000 $552,389 2011-1878-LII-E $63,270 $481,987 $0 $7,132 DALLAS 9/6/2012 $742 $0 $742 $0 9/16/2012 $175 $0 $175 $0 OL 44297 DAVIS, THOMAS W 2012-1142-WOC-E ROCKWALL OL 44307 YOUNG, MONTE T 2012-1158-WOC-E BAYLOR 9/16/2012 $175 $0 $175 $0 OL 42919 HERNANDEZ, MARCIAL 2011-2064-LII-E HARRIS 9/16/2012 $745 $0 $745 $0 OL 43246 CLAMPITT, MARK A 2012-0035-LII-E DALLAS 9/16/2012 $127 $25 $102 $0 9/30/2012 $1,207 $241 $966 $0 OL 43534 CLAMPITT, MARK A 2012-0361-LII-E DALLAS OL 43470 WALLACE, KORY B 2012-0293-LII-E WILLIAMSON 10/11/2012 $867 $0 $867 $0 OL 43403 PADDACK, MICHAEL J 2012-0237-LII-E TRAVIS 10/19/2012 $1,968 $0 $1,968 $0 OL 42838 SIRGO, CARLOS A WILLIAMSON 10/19/2012 $742 $0 $742 $0 11/12/2012 $188 $0 $188 $0 2011-2021-WOC-E OL 42277 GRACIA, JUAN C 2011-1431-LII-E JOHNSON OL 44227 GUEVARA, MANUEL 2012-1080-LII-E TARRANT 11/22/2012 $792 $158 $634 $0 OL 44732 SCHULTZ, JIM 2012-1615-WOC-E HARRIS 11/22/2012 $175 $0 $175 $0 OL 43665 HUNT, ROBERT LEROY JR WILLIAMSON 11/22/2012 $929 $185 $744 $0 DALLAS 11/22/2012 $175 $0 $175 $0 2012-0479-LII-E OL 44734 RUIZ, SAL 2012-1613-WOC-E OL 41357 MENDEZ, ARNOLD C JR 2011-0452-LII-E MONTGOMERY 12/16/2012 $575 $115 $460 $0 OL 42478 MIDDLETON, TERRY LEE 2011-1630-LII-E TARRANT 12/20/2012 $275 $0 $275 $0 OL 44225 REISER, KATHERINE 2012-1072-LII-E TARRANT 1/12/2013 $237 $47 $190 $0 HARRIS 1/12/2013 $175 $0 $175 $0 OL 44930 Juan Schultz 2012-1803-WOC-E OL 45129 THOMAS, ROBERT C 2012-2004-WOC-E BELL 2/3/2013 $175 $0 $175 $0 OL 45128 JOHNSON, LEONARD M 2012-2005-WOC-E DALLAS 2/23/2013 $175 $0 $175 $0 OL 44355 GAINER, JENSON L TARRANT 3/15/2013 $682 $0 $682 $0 3/21/2013 $175 $0 $175 $0 2012-1214-LII-E OL 45537 HEADRICK, JEFF RAINEY 2012-2395-WOC-E HARDIN OL 45326 WOODS, BRIAN H SR 2012-2181-WOC-E VAL VERDE 3/21/2013 $175 $0 $175 $0 OL 45607 JAMES, GARY W 2012-2472-WOC-E OLDHAM 3/21/2013 $175 $0 $175 $0 OL 44440 MEIJER, MARCEL 2012-1306-LII-E HARRIS 3/21/2013 $131 $26 $105 $0 2012-0903-LII-E FISHER 4/8/2013 $999 $0 $999 $0 OL 44059 Ryan Branch Page 9 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date SEP Offset 2012-0605-LII-E $861 $0 $861 $0 2012-1513-LII-E TRAVIS 5/22/2013 $1,393 $0 $1,393 $0 HERNANDEZ, JOHNNY L 2012-1854-LII-E BEXAR 5/23/2013 $1,186 $0 $1,186 $0 MEYER, JARROD L 2013-0483-WOC-E SMITH 6/8/2013 $175 $0 $175 $0 2012-2545-WOC-E VAL VERDE 6/27/2013 $2,750 $550 $2,200 $0 2013-0614-WOC-E DALLAS 6/27/2013 $175 $0 $175 $0 2012-2258-LII-E BEXAR 6/27/2013 $952 $190 $762 $0 2012-1400-LII-E GRAYSON 7/3/2013 $5,384 $0 $5,384 $0 2012-1747-LII-E DALLAS 7/19/2013 $1,097 $219 $878 $0 2012-1956-LII-E HARRIS 7/28/2013 $947 $0 $947 $0 MOGONYE, STEPHEN M 2012-1320-LII-E CHAMBERS 7/28/2013 $525 $0 $525 $0 Stephen C Claybourn 2010-1091-LII-E PARKER 8/8/2013 $500 $100 $400 $0 2013-0930-LII-E TARRANT 8/22/2013 $175 $0 $175 $0 2013-0914-LII-E ELLIS 8/22/2013 $175 $0 $175 $0 2012-2079-LII-E HARRIS 8/23/2013 $0 $936 HAWKINS, PAUL K OL 44608 ARBOGUST, JEFF A OL 44974 OL 46321 OL 45689 Dharell G. Campbell Jr. OL 46532 Michael Rohe OL 45373 Jon Zertuche OL 44499 SANCHEZ, ESTEBAN PRADO SR OL 44803 Henry Peeples OL 45072 Eric Blakley OL 44457 OL 39976 OL 46807 WOLF, BRAD A OL 46808 CROCKER, MICHAEL OL 45209 Sailer, Craig Subtotal for OL : 41 41838 Payable Amount 5/17/2013 43746 PST Penalty Assessed Penalty Deferred TRAVIS OL Griggs Shell Enterprises, L.L.C. $936 $30,187 $1,856 $28,331 $0 $0 2011-0942-PST-E HARRIS 9/6/2012 $11,075 $0 $11,075 $0 CHEROKEE 9/16/2012 $1,350 $0 $1,350 $0 PST 43782 Sunset Enterprises Inc. 2012-0591-PST-E PST 43381 NORTH COASTAL GROUP INC 2012-0186-PST-E WISE 9/16/2012 $3,879 $775 $3,104 $0 PST 42933 RASHID, HOMAYON 2011-2085-PST-E MADISON 9/16/2012 $2,703 $0 $2,703 $0 PST 43421 Addison Enterprises Inc. 2012-0275-PST-E *MULTIPLE 9/16/2012 $5,274 $1,054 $4,220 $0 9/16/2012 $2,629 $525 $2,104 $0 PST 43140 Spar Sales, Inc. 2012-0045-PST-E ELLIS PST 43325 Kemp Isd 2012-0140-PST-E KAUFMAN 9/16/2012 $2,500 $500 $2,000 $0 PST 43183 Allan Clark 2011-2343-PST-E ELLIS 9/16/2012 $6,958 $1,391 $5,567 $0 PST 42744 Universal Enterprises, Inc. 2011-1899-PST-E HARRIS 9/16/2012 $2,650 $0 $2,650 $0 DALLAS 9/16/2012 $2,600 $520 $2,080 $0 PST 43697 D.N.D. Corporation 2012-0522-PST-E PST 41399 TERRYS SUPERMARKET 8 INC 2011-0487-PST-E DALLAS 9/16/2012 $6,134 $0 $6,134 $0 PST 43661 Ash-Jen Properties, Inc. 2012-0463-PST-E NUECES 9/16/2012 $7,500 $1,500 $6,000 $0 PST 43385 League City Interests, Inc. 2012-0190-PST-E GALVESTON 9/16/2012 $3,299 $0 $3,299 $0 9/16/2012 $4,500 $900 $3,600 $0 $0 PST 43383 Valero Express Mart, Inc. 2012-0184-PST-E HARRIS PST 43071 Berkeley First City, L.P. 2011-2215-PST-E DALLAS 9/16/2012 $7,437 $1,487 $5,950 PST 43317 City of Paris 2012-0139-PST-E LAMAR 9/16/2012 $2,000 $400 $1,600 $0 PST 43689 Harris County 2012-0491-PST-E HARRIS 9/16/2012 $2,250 $450 $0 $1,800 PST 41824 T C Jester Mobil, Inc. 2011-0944-PST-E HARRIS 9/16/2012 $2,250 $0 $2,250 $0 PST 42798 PURI INVESTMENTS, L.L.C. 2011-1934-PST-E HARRIS 9/16/2012 $2,004 $400 $1,604 $0 PST 43270 North Texas Fixture Company, Inc. 2012-0076-PST-E WISE 9/16/2012 $2,004 $0 $2,004 $0 PST 41462 PRESTON, JULIAN 2011-0559-PST-E HARRIS 9/16/2012 $5,250 $0 $5,250 $0 2012-0405-PST-E DALLAM 9/16/2012 $3,375 $675 $2,700 $0 PST 43593 Dalhart Independent School District Page 10 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0351-PST-E ORANGE 9/16/2012 $3,809 $761 $3,048 $0 2012-0032-PST-E HENDERSON 9/16/2012 $3,388 $677 $2,711 $0 Jolly Dreams Corporation 2012-0088-PST-E FREESTONE 9/16/2012 $5,000 $1,000 $4,000 $0 SFN Texas Inc 2012-0662-PST-E CHEROKEE 9/16/2012 $1,875 $375 $1,500 $0 2012-0324-PST-E DALLAS 9/16/2012 $1,000 $200 $800 $0 2012-0652-PST-E HARRIS 9/16/2012 $2,500 $500 $2,000 $0 HARRIS 9/16/2012 $4,451 $890 $3,561 $0 NEWTON 9/16/2012 $5,100 $1,020 $4,080 $0 2011-1557-PST-E WASHINGTON 9/16/2012 $3,629 $0 $3,629 $0 2012-0562-PST-E BEXAR 9/16/2012 $4,258 $851 $3,407 $0 16303 FOOD STORE ASSOCIATES, INC. 2012-0286-PST-E FORT BEND 9/16/2012 $3,050 $610 $2,440 $0 Overton Stop & Save, Inc. 2012-0080-PST-E DALLAS 9/16/2012 $2,250 $450 $1,800 $0 Texas Department of Transportation 2012-0109-PST-E LIMESTONE 9/16/2012 $2,500 $500 $0 $2,000 43311 Mukhi Petroleum LLC 2012-0117-PST-E TARRANT 9/16/2012 $2,750 $550 $2,200 $0 PST 43516 Bexar County 2012-0328-PST-E BEXAR 9/16/2012 $2,250 $450 $1,800 $0 PST 43659 STEPHEN, SIMON 2012-0464-PST-E HARRIS 9/16/2012 $4,270 $854 $3,416 $0 PST 43613 Istar Investment, Inc. 2012-0456-PST-E BEXAR 9/16/2012 $7,500 $1,500 $6,000 $0 PST 43681 All Seasons Center LLC 2012-0488-PST-E HARRIS 9/16/2012 $3,632 $726 $2,906 $0 PST 43366 Sabir Inc. 2012-0179-PST-E JEFFERSON 9/16/2012 $6,548 $0 $6,548 $0 PST 43219 McCraw Oil Company, Inc. 2012-0013-PST-E FANNIN 9/16/2012 $2,500 $500 $2,000 $0 PST 43493 HANG, LIM 2012-0313-PST-E HOPKINS 9/16/2012 $2,005 $401 $1,604 $0 PST 43282 Chen Sunshine, Inc. 2012-0073-PST-E HENDERSON 9/19/2012 $3,633 $0 $3,633 $0 PST 43112 B. K. Trading, Inc. 2012-0110-PST-E LAMAR 9/19/2012 $28,851 $0 $28,851 $0 PST 43447 F & N Food Market Enterprises II, Ltd. 2012-0281-PST-E BRAZOS 9/29/2012 $11,506 $2,301 $9,205 $0 PST 43448 MOSIK, Inc. 2012-0278-PST-E HARRIS 9/29/2012 $9,711 $1,942 $7,769 $0 PST 43492 SAT Malik LLC 2012-0307-PST-E SAN PATRICIO 9/29/2012 $8,124 $1,624 $6,500 $0 PST 43367 Kenneth Dupuis 2012-0192-PST-E ORANGE 9/29/2012 $7,650 $1,530 $6,120 $0 PST 43324 B. K. Trading, Inc. 2012-0126-PST-E LAMAR 9/30/2012 $3,275 $655 $2,620 $0 PST 43899 BASHIR PETROLEUM, INC. 2012-0724-PST-E MONTGOMERY 9/30/2012 $3,838 $767 $3,071 $0 PST 43658 S. M. Moon Investments Corporation 2012-0465-PST-E DALLAS 9/30/2012 $3,675 $735 $2,940 $0 PST 41106 AM/PM Grocery, Inc. 2011-0201-PST-E TRAVIS 9/30/2012 $1,875 $375 $1,500 $0 PST 43610 HERNANDEZ, OSCAR 2012-0417-PST-E HUTCHINSON 9/30/2012 $6,013 $1,202 $4,811 $0 PST 43625 GLASS, NOELLE * 2012-0461-PST-E FREESTONE 9/30/2012 $7,500 $1,500 $6,000 $0 PST 42720 Ikoankar LLC 2011-1887-PST-E ECTOR 9/30/2012 $6,379 $1,275 $5,104 $0 PST 43488 Bonham Concrete INC. 2012-0308-PST-E FANNIN 9/30/2012 $1,606 $321 $1,285 $0 PST 43873 Michelle Enterprises, Inc. 2012-0694-PST-E DALLAS 9/30/2012 $1,754 $350 $1,404 $0 PST 43796 CROWN RETAIL BUSINESS CORPORATION 2012-0613-PST-E HARRIS 9/30/2012 $5,000 $1,000 $4,000 $0 PST 43722 Hemphill Independent School District 2012-0541-PST-E SABINE 9/30/2012 $4,500 $900 $0 $3,600 PST 43528 Overseas Enterprises USA, Inc. PST 43238 Real International Inc PST 43288 PST 43840 PST 43507 American Honda Motor Co., Inc. PST 43825 BSL Golf Corp. * PST 42926 I R ENTERPRISES INC 2011-2075-PST-E PST 43303 JARVIS, FASHION A 2012-0102-PST-E PST 42425 Buccaneer Food Stores Inc. PST 43747 ZS QUICK STOP, INC. PST 43479 PST 43159 PST 43266 PST Page 11 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0329-PST-E FREESTONE 9/30/2012 $5,128 $1,025 $4,103 $0 2012-0910-PST-E DALLAS 9/30/2012 $4,000 $800 $3,200 $0 THE METHODIST HOSPITAL 2012-0881-PST-E HARRIS 9/30/2012 $2,250 $450 $1,800 $0 All Saints Corporation 2012-0506-PST-E HARRIS 9/30/2012 $1,370 $274 $1,096 $0 2012-0551-PST-E CALDWELL 9/30/2012 $2,636 $527 $2,109 $0 2012-0445-PST-E DALLAS 9/30/2012 $4,128 $825 $3,303 $0 United Fortune Enterprise, Inc. 2011-1362-PST-E LAMAR 10/11/2012 $2,629 $0 $2,629 $0 GHENE, MOHAMMAD A 2011-1606-PST-E SMITH 10/11/2012 $6,500 $0 $6,500 $0 2012-0046-PST-E HARRIS 10/11/2012 $3,825 $0 $3,825 $0 2011-0864-PST-E HARRIS 10/11/2012 $2,975 $0 $2,975 $0 MAYFIELD, ALSENIA M 2012-0346-PST-E DALLAM 10/11/2012 $2,634 $0 $2,634 $0 CRYSTAL INTERNATIONAL, INC. 2011-1963-PST-E DALLAS 10/11/2012 $6,249 $0 $6,249 $0 2012-0274-PST-E DALLAS 10/11/2012 $5,000 $0 $5,000 $0 2011-2254-PST-E HARRIS 10/11/2012 $2,500 $0 $2,500 $0 FALCON BROTHERS INC 2012-0663-PST-E ORANGE 10/11/2012 $1,587 $0 $1,587 $0 Adico Enterprises Inc. 2011-1793-PST-E HARRIS 10/11/2012 $5,129 $0 $5,129 $0 2011-1951-PST-E DALLAS 10/11/2012 $7,295 $0 $7,295 $0 2012-0300-PST-E BRAZOS 10/11/2012 $6,250 $0 $0 $6,250 2011-2261-PST-E WASHINGTON 10/11/2012 $2,629 $0 $2,629 $0 2012-0343-PST-E HARRIS 10/13/2012 $2,105 $421 $1,684 $0 2012-0670-PST-E ANDERSON 10/13/2012 $2,500 $500 $2,000 $0 2012-0939-PST-E BEXAR 10/13/2012 $2,500 $500 $2,000 $0 DALLAS 10/13/2012 $5,309 $1,061 $4,248 $0 BRAZORIA 10/13/2012 $2,625 $525 $2,100 $0 2012-0589-PST-E DALLAS 10/13/2012 $2,430 $486 $1,944 $0 2012-0764-PST-E HARRIS 10/13/2012 $1,925 $385 $1,540 $0 2012-0854-PST-E HARRIS 10/13/2012 $6,500 $1,300 $5,200 $0 2012-0788-PST-E DALLAS 10/13/2012 $2,055 $411 $1,644 $0 2012-0681-PST-E ANDERSON 10/13/2012 $1,000 $200 $800 $0 2012-0832-PST-E CHEROKEE 10/13/2012 $1,875 $375 $1,500 $0 KAUFMAN 10/13/2012 $3,288 $657 $2,631 $0 HANSFORD 10/13/2012 $2,005 $401 $1,604 $0 2012-0798-PST-E WHEELER 10/13/2012 $3,378 $675 $2,703 $0 2012-0493-PST-E DALLAS 10/13/2012 $2,695 $539 $2,156 $0 HARRIS 10/13/2012 $2,550 $510 $2,040 $0 FREESTONE 10/13/2012 $5,000 $1,000 $4,000 $0 2012-0835-PST-E DALLAS 10/13/2012 $1,300 $260 $1,040 $0 2012-0740-PST-E JEFFERSON 10/13/2012 $1,687 $337 $1,350 $0 PST 43515 GLOBAL JUBILEE 2007 INC. PST 44062 Everest Financial Corporation PST 44040 PST 43678 PST 43727 AWSH-Q INC. PST 43642 Omar Saif Enterprises, Inc PST 42219 PST 42460 PST 43247 GOLDEN 07 ENTERPRISES, INC. PST 41757 FOTY LLC PST 43540 PST 42823 PST 43444 Speedy K Market, Inc. PST 43104 Do's Investment Inc. PST 43836 PST 42646 PST 42788 E.Y.C. Corporation PST 43482 Brazos County PST 43073 Puri Enterprises Inc * PST 43551 NGUYEN, TOM PST 43837 MAPT Corporation PST 44096 MRA Foods, Inc. PST 43573 Chwiki Corp. 2012-0374-PST-E PST 44069 Escondido Plaza Inc. 2012-0916-PST-E PST 43788 LIM, KEN PST 43932 Saif Malik Enterprises, Inc. PST 44016 BALDRIDGE, CHIL L PST 43968 Texas Lone Star Group, Inc. PST 43855 Westwood Independent School District PST 43983 Cherokee County PST 43560 Terrell Trading Company Inc. 2012-0370-PST-E PST 43949 KRUG, CELIA * 2012-0799-PST-E PST 43952 Hopi River, Inc. PST 43684 East Bengal Corporation PST 43944 City of Houston 2012-0769-PST-E PST 43609 Gerry Harris 2012-0411-PST-E PST 43976 M/A/R/C INC. PST 43879 Reddy-Gator, Inc. Page 12 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0436-PST-E DALLAS 10/13/2012 $2,625 $525 $2,100 $0 2012-0855-PST-E DALLAS 10/13/2012 $3,500 $700 $2,800 $0 DALLAS 10/13/2012 $3,850 $770 $3,080 $0 WILLIAMSON 10/13/2012 $1,875 $375 $1,500 $0 2011-2131-PST-E DALLAS 10/13/2012 $2,945 $589 $2,356 $0 2011-1273-PST-E JOHNSON 10/13/2012 $2,500 $500 $2,000 $0 10/13/2012 $2,550 $510 $2,040 $0 10/19/2012 $17,313 $0 $17,313 $0 10/19/2012 $3,000 $0 $3,000 $0 10/19/2012 $5,100 $0 $5,100 $0 10/19/2012 $6,368 $0 $6,368 $0 10/19/2012 $10,126 $0 $10,126 $0 10/19/2012 $8,750 $0 $8,750 $0 10/19/2012 $10,273 $0 $10,273 $0 10/19/2012 $5,500 $0 $5,500 $0 10/19/2012 $19,734 $0 $19,734 $0 10/19/2012 $3,631 $0 $3,631 $0 2011-2290-PST-E JEFFERSON 10/19/2012 $21,135 $0 $21,135 $0 Malik Group, Inc. 2011-1916-PST-E DENTON 10/19/2012 $20,959 $0 $20,959 $0 Vicente Munoz 2011-0412-PST-E ZAVALA 10/19/2012 $2,625 $0 $2,625 $0 2011-1783-PST-E NACOGDOCHES 10/19/2012 $13,926 $0 $13,926 $0 2011-2341-PST-E COOKE 10/19/2012 $9,038 $0 $9,038 $0 SONIA AND BPSC INC. 2012-0525-PST-E PALO PINTO 10/26/2012 $7,500 $1,500 $6,000 $0 Pacer LLC 2012-0393-PST-E DALLAS 10/26/2012 $2,300 $460 $1,840 $0 2012-0521-PST-E DALLAS 10/26/2012 $5,129 $1,025 $4,104 $0 2012-0628-PST-E HARRIS 10/26/2012 $1,925 $385 $1,540 $0 City of Carrollton 2012-0925-PST-E DALLAS 10/26/2012 $4,313 $862 $0 $3,451 Noble Investments, LLC 2012-0715-PST-E DALLAS 10/26/2012 $2,550 $510 $2,040 $0 2012-0584-PST-E HARRIS 10/26/2012 $2,550 $510 $2,040 $0 2012-0698-PST-E CHEROKEE 10/26/2012 $2,500 $500 $2,000 $0 ARNOLD, DONNA P 2012-1108-PST-E PANOLA 10/26/2012 $5,755 $1,151 $4,604 $0 AL-NOR CORPORATION 2012-0515-PST-E HARRIS 10/26/2012 $4,007 $801 $3,206 $0 2012-0664-PST-E GRAY 10/26/2012 $3,737 $747 $2,990 $0 2012-0980-PST-E HARRIS 10/26/2012 $1,500 $300 $1,200 $0 2012-0985-PST-E GREGG 10/26/2012 $1,875 $375 $1,500 $0 2012-0793-PST-E HARRIS 10/26/2012 $3,290 $658 $2,632 $0 2012-0289-PST-E RAINS 10/26/2012 $2,629 $525 $2,104 $0 2012-0926-PST-E HARRIS 10/26/2012 $2,250 $450 $1,800 $0 PST 43600 Guardian Building Products Distribution, Inc. PST 44014 SWOORUP TRADELINK LLC PST 43903 Kawal Financial, Inc. 2012-0723-PST-E PST 41970 Leander ISD 2011-1074-PST-E PST 42969 Roman C-Store, Inc. PST 42126 SALEEM, MOHAMMAD PST 43789 Harcharn & Puneet Bhullar, INC. 2012-0617-PST-E DALLAS PST 43080 SHREEDHAR CORPORATION INC 2011-2244-PST-E LUBBOCK PST 41766 Accel Quick Stop, Inc. 2011-0882-PST-E TARRANT PST 42920 HOK, KONG C 2011-2067-PST-E DALLAS PST 43605 SMAD ENTERPRISES INC. 2012-0403-PST-E HARRIS PST 43069 Pleasanton Retail, Inc. 2011-2263-PST-E BEXAR PST 43169 Absolute Fuels, LLC 2011-2326-PST-E LUBBOCK PST 41203 ATTAYI, ALI 2011-0296-PST-E HARRIS PST 43193 DURHAM, MONSON LEE 2011-2356-PST-E HARRIS PST 43127 SUL'Z INTERNATIONAL INC 2011-2283-PST-E BEXAR PST 43094 B. K. Trading, Inc. 2011-2237-PST-E LAMAR PST 43133 Quick Shop, Inc. PST 42769 PST 41327 PST 42596 Alexis To Kik PST 43184 S & J Oil Company Inc. PST 43666 PST 43565 PST 43705 W B DIAMOND INVESTMENTS, INC PST 43806 The University of Texas M D Anderson Cancer Center PST 44091 PST 43900 PST 43761 Methab Corporation, Inc. PST 43881 GLASS TEXACO DISTRIBUTORS INC PST 44256 PST 43699 PST 43835 HESS, JAKE PST 44131 City of Houston PST 44145 Longview Independent School District PST 43961 Kaising, Inc. PST 43474 HEMANI, FAISAL PST 44090 GURDIYA LLC Page 13 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0609-PST-E HARRIS 10/26/2012 $2,350 $470 $1,880 $0 2012-0406-PST-E TARRANT 10/26/2012 $6,525 $1,304 $5,221 $0 GOLAKIA & SINGH LLC 2012-0830-PST-E DALLAS 10/26/2012 $6,720 $1,344 $5,376 $0 Eramco Enterprises, Inc. 2012-0668-PST-E DALLAS 10/26/2012 $2,379 $475 $1,904 $0 2012-0826-PST-E DALLAS 10/26/2012 $2,862 $572 $2,290 $0 2012-0781-PST-E DALLAS 10/26/2012 $4,734 $946 $3,788 $0 DALLAS 10/27/2012 $10,000 $2,000 $8,000 $0 JEFFERSON 10/27/2012 $8,925 $0 $8,925 $0 2011-0928-PST-E DALLAS 10/27/2012 $16,262 $0 $16,262 $0 2012-0929-PST-E HARRIS 10/27/2012 $9,446 $1,889 $7,557 $0 2012-0676-PST-E HARRIS 10/27/2012 $8,405 $1,681 $6,724 $0 2012-0106-PST-E JEFFERSON 10/27/2012 $23,366 $0 $23,366 $0 2012-0191-PST-E LIMESTONE 10/27/2012 $10,992 $2,198 $8,794 $0 2012-0427-PST-E WALKER 10/27/2012 $11,500 $2,300 $0 $9,200 2011-0561-PST-E CHEROKEE 10/27/2012 $20,608 $0 $20,608 $0 2011-1754-PST-E TARRANT 10/27/2012 $23,554 $0 $23,554 $0 2012-0626-PST-E HARRIS 10/27/2012 $16,100 $3,220 $12,880 $0 2012-0359-PST-E TARRANT 10/27/2012 $13,703 $2,740 $10,963 $0 10/27/2012 $8,975 $1,795 $7,180 $0 10/27/2012 $11,100 $0 $11,100 $0 11/11/2012 $3,150 $630 $2,520 $0 11/11/2012 $1,875 $375 $1,500 $0 HARRIS 11/11/2012 $3,375 $675 $2,700 $0 BEXAR 11/11/2012 $5,000 $1,000 $4,000 $0 2012-0819-PST-E SHERMAN 11/11/2012 $2,645 $529 $2,116 $0 2012-0789-PST-E HARRIS 11/11/2012 $33,850 $6,770 $27,080 $0 2012-0931-PST-E JASPER 11/11/2012 $2,250 $450 $1,800 $0 2012-1123-PST-E PANOLA 11/11/2012 $4,500 $900 $3,600 $0 2012-0856-PST-E DALLAS 11/11/2012 $3,570 $714 $2,856 $0 2012-0791-PST-E HANSFORD 11/11/2012 $4,125 $825 $3,300 $0 2012-0583-PST-E BEXAR 11/11/2012 $3,740 $748 $2,992 $0 2012-1017-PST-E LUBBOCK 11/11/2012 $3,750 $750 $3,000 $0 2012-0535-PST-E DALLAS 11/11/2012 $10,386 $2,077 $8,309 $0 2012-0888-PST-E DALLAS 11/11/2012 $8,000 $1,600 $6,400 $0 Tri Gaz, Inc. 2011-2036-PST-E DALLAS 11/11/2012 $2,500 $500 $2,000 $0 Martin Transport, Inc. 2012-1012-PST-E GREGG 11/11/2012 $2,380 $476 $1,904 $0 2012-0038-PST-E ELLIS 11/11/2012 $4,505 $901 $3,604 $0 2012-0973-PST-E BEXAR 11/11/2012 $2,500 $500 $2,000 $0 PST 43787 D & D International, Inc. PST 43563 NEW WAY QUICK SHOPPING INC PST 43994 PST 43845 PST 44002 United Big D, Inc. PST 43947 Great Sahara Ventures, LLC PST 43844 Southwestern Motor Transport, Inc. 2012-0727-PST-E PST 39171 G. W. Haston Family Trust 2010-0262-PST-E PST 41817 Colon Enterprises, Inc. PST 44082 North Houston Pole Line L.P. PST 43852 JC SHELL, INC PST 43296 Retail Investors of Texas, Ltd. PST 43384 WIETZIKOSKI, RAYMOND PST 43637 Walker County PST 41466 JOSEPH, SONEY PST 42608 AMIN, JOGESH PST 43808 Fastrac Food Store's, Inc. PST 43556 Japan International Corp PST 43807 Murphy Oil USA, Inc. 2012-0627-PST-E HARRIS PST 42942 A & M Business Inc 2011-2088-PST-E BRAZOS PST 44183 Gary Pools, Inc. 2012-1024-PST-E BEXAR PST 43287 MUNAWAR, MUNIR ARMAD 2012-0089-PST-E ARANSAS PST 44027 Friends International, Inc. 2012-0865-PST-E PST 44174 FESSLER, RICHARD 2012-1011-PST-E PST 43975 Bain Tire Co., Inc. PST 43965 Cullen Texaco, Inc. PST 44024 JASPER INDEPENDENT SCHOOL DISTRICT PST 44264 Little "Nutt" Oil Co. PST 43980 Nick and Sons Inc PST 43963 City of Spearman PST 43762 Ken Batchelor Cadillac Company, Inc. PST 44159 PTCAA Texas, L.P. PST 43718 Muree Valley International, Inc. PST 43993 Dallas County Hospital Dist(Parkland Mem Hospital) PST 42896 PST 44173 PST 43222 JURICA, RAYMOND L PST 44128 Aeronev, L. L. C. Page 14 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0221-PST-E BRAZOS 11/11/2012 $8,600 $1,720 $6,880 $0 2012-0674-PST-E DALLAS 11/11/2012 $5,212 $1,042 $4,170 $0 2012-0621-PST-E HARRIS 11/11/2012 $5,259 $1,051 $4,208 $0 2012-0643-PST-E DALLAS 11/11/2012 $4,500 $900 $3,600 $0 2012-0350-PST-E HARRIS 11/11/2012 $2,000 $400 $1,600 $0 2012-0754-PST-E DALLAS 11/11/2012 $2,550 $510 $2,040 $0 NOORALI, NADEEM 2012-1673-PST-E DALLAS 11/12/2012 $2,550 $0 $2,550 $0 Salima, Inc. 2012-0229-PST-E DALLAS 11/12/2012 $2,250 $0 $2,250 $0 2012-0220-PST-E TARRANT 11/12/2012 $4,473 $0 $4,473 $0 2011-2015-PST-E HARRIS 11/12/2012 $2,886 $0 $2,886 $0 2012-0657-PST-E HARRIS 11/12/2012 $5,040 $0 $5,040 $0 2012-0540-PST-E HARDIN 11/12/2012 $6,900 $0 $6,900 $0 2011-1241-PST-E HARRIS 11/12/2012 $2,679 $0 $2,679 $0 2012-0706-PST-E JASPER 11/12/2012 $2,630 $0 $2,630 $0 HANG, THO QUI 2012-0132-PST-E LAMAR 11/12/2012 $2,004 $0 $2,004 $0 NABIHA ENTERPRISES LLC 2012-0118-PST-E WISE 11/12/2012 $2,624 $0 $2,624 $0 2012-0547-PST-E JEFFERSON 11/12/2012 $5,250 $0 $5,250 $0 2012-0389-PST-E FREESTONE 11/14/2012 $2,500 $0 $2,500 $0 GHANSHAYAM ENTERPRISE LLC 2011-1555-PST-E HARRIS 11/14/2012 $7,822 $0 $7,822 $0 Benton Rainey, Inc. 2012-0062-PST-E LAMAR 11/14/2012 $2,629 $0 $2,629 $0 2012-0333-PST-E LEON 11/14/2012 $2,884 $0 $2,884 $0 2012-0645-PST-E JEFFERSON 11/16/2012 $9,187 $0 $9,187 $0 11/16/2012 $2,500 $0 $2,500 $0 11/16/2012 $17,519 $0 $17,519 $0 11/22/2012 $2,550 $510 $2,040 $0 11/22/2012 $4,008 $801 $3,207 $0 HARRIS 11/22/2012 $4,080 $816 $3,264 $0 CHEROKEE 11/22/2012 $5,129 $1,025 $4,104 $0 2012-1302-PST-E POTTER 11/22/2012 $3,563 $712 $2,851 $0 2012-0712-PST-E CHEROKEE 11/22/2012 $5,000 $1,000 $4,000 $0 WILKE, BARBARA 2012-0999-PST-E POTTER 11/22/2012 $1,754 $350 $1,404 $0 NGUYEN, THO T 2012-1025-PST-E POTTER 11/22/2012 $2,005 $401 $1,604 $0 2012-1015-PST-E GREGG 11/22/2012 $3,005 $601 $2,404 $0 2012-0212-PST-E HARRIS 11/22/2012 $5,129 $1,025 $4,104 $0 Shamsa Enterprises Inc. 2012-0988-PST-E TARRANT 11/22/2012 $4,012 $802 $3,210 $0 WALIA FUEL INC. 2012-1076-PST-E DALLAS 11/22/2012 $3,825 $765 $3,060 $0 2012-1039-PST-E HARRIS 11/22/2012 $1,876 $374 $1,502 $0 2012-0902-PST-E DENTON 11/22/2012 $3,851 $770 $3,081 $0 PST 43426 BOMBAY SEASONS INC PST 43848 Shivdeep, Inc. PST 43805 CCMH POTOMAC LLC PST 43824 Samin Enterprises, Inc. PST 43529 S. N. V. Business Inc. PST 43928 Trax, Inc. PST 44787 PST 43417 PST 43427 Moriz Investments LLC PST 42876 PATEL, NIRANJAN S PST 43831 AB GROCERY, INC. PST 43724 Tahir Enterprises, Inc. PST 42073 Tristar Convenience Stores, Inc. PST 43885 Acres Enterprises, Inc. PST 43315 PST 43309 PST 43733 Thobani International, Inc. PST 43586 HSBM Retail Management, LLC PST 42421 PST 43261 PST 43520 METTLEN, CINDY PST 43693 Glenn E. Galloway PST 43297 ADNAN, KHURRAM 2012-0105-PST-E LAMAR PST 41920 MFMK, INC. 2011-1029-PST-E HARRIS PST 42895 Tri Gaz 6, Inc. 2011-2037-PST-E DALLAS PST 44026 S.K. Teng Corp. 2012-0850-PST-E SHELBY PST 44299 KIM, TAE KIL 2012-1147-PST-E PST 43930 ALTO BUSINESS LLC 2012-0753-PST-E PST 44345 Baptist/St. Anthony's Health System PST 43890 Seven Star Enterprises LLC PST 44155 PST 44180 PST 44166 KHAN, ARIF M PST 43363 Cousin Brothers Corporation PST 44133 PST 44235 PST 44191 Consolidated Communications Services Company PST 44057 MIDWAY PITSTOP, INC. Page 15 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-1154-PST-E POTTER 11/22/2012 $3,508 $701 $2,807 $0 2012-0615-PST-E HARRIS 11/22/2012 $5,600 $1,120 $4,480 $0 Ibrahim Retail Group Inc 2012-0912-PST-E DALLAS 11/22/2012 $2,250 $450 $1,800 $0 Sal - Ali, Inc. 2012-0722-PST-E DALLAS 11/22/2012 $3,850 $770 $3,080 $0 2011-0800-PST-E HARRIS 11/22/2012 $1,925 $385 $1,540 $0 2012-1004-PST-E BEXAR 11/22/2012 $2,500 $500 $2,000 $0 HRH Investments, LP 2012-0851-PST-E DALLAS 11/22/2012 $3,750 $750 $3,000 $0 MAT-J, L.L.C. 2012-0811-PST-E GREGG 11/22/2012 $7,134 $1,426 $5,708 $0 2012-0318-PST-E OLDHAM 11/22/2012 $2,630 $526 $2,104 $0 2012-1210-PST-E POTTER 11/22/2012 $1,541 $308 $1,233 $0 2012-1288-PST-E WALKER 11/22/2012 $3,750 $750 $3,000 $0 2012-0800-PST-E BREWSTER 11/22/2012 $5,861 $1,172 $4,689 $0 2012-0831-PST-E BELL 11/22/2012 $3,955 $791 $3,164 $0 2012-0978-PST-E HARRIS 11/22/2012 $2,550 $510 $2,040 $0 2012-1032-PST-E HARRIS 11/22/2012 $2,550 $510 $2,040 $0 2012-1259-PST-E POTTER 11/22/2012 $2,944 $588 $2,356 $0 2012-1043-PST-E DALLAS 11/22/2012 $900 $180 $720 $0 2011-1537-PST-E HARRIS 11/22/2012 $2,500 $500 $2,000 $0 HAIDER AND SONS ENTERPRISES INC 2012-0796-PST-E DALLAS 11/22/2012 $2,250 $450 $1,800 $0 BOBAK AUTOMOTIVE CENTER, L.L.C. 2012-1030-PST-E HARRIS 11/22/2012 $4,500 $900 $3,600 $0 2012-1082-PST-E HARRIS 11/22/2012 $3,081 $616 $2,465 $0 2012-0936-PST-E HENDERSON 11/22/2012 $3,508 $701 $2,807 $0 2012-1308-PST-E ERATH 11/22/2012 $3,750 $750 $3,000 $0 2012-0895-PST-E DALLAS 11/22/2012 $3,900 $780 $3,120 $0 2012-0365-PST-E DALLAS 11/30/2012 $14,890 $2,978 $11,912 $0 2010-1897-PST-E DALLAS 11/30/2012 $2,625 $2,625 $0 $0 Monroe Center, Inc. 2012-0864-PST-E HARRIS 11/30/2012 $13,172 $2,634 $10,538 $0 Adico Enterprises Inc. 2012-0531-PST-E HARRIS 11/30/2012 $12,044 $2,408 $9,636 $0 2012-0116-PST-E EL PASO 11/30/2012 $8,139 $0 $8,139 $0 2012-0404-PST-E DALLAS 12/5/2012 $17,159 $0 $17,159 $0 2012-0227-PST-E TARRANT 12/15/2012 $7,509 $1,501 $6,008 $0 2012-0355-PST-E GILLESPIE 12/15/2012 $37,332 $0 $37,332 $0 2012-0993-PST-E BEXAR 12/15/2012 $13,557 $2,711 $10,846 $0 2011-1382-PST-E HARRIS 12/15/2012 $9,375 $8,175 $1,200 $0 Edward Devoe Smith 2011-1158-PST-E SUTTON 12/15/2012 $7,777 $0 $7,777 $0 MAKHANI, AMIN 2011-1950-PST-E BEXAR 12/15/2012 $11,582 $0 $11,582 $0 2012-0768-PST-E HARRIS 12/15/2012 $12,150 $2,430 $9,720 $0 2012-0900-PST-E ANDERSON 12/16/2012 $2,500 $500 $2,000 $0 PST 44290 NGUYEN, LAM PST 43799 BVM ENTERPRISE INC PST 44012 PST 43904 PST 41696 Golden & Silver Enterprises, Inc. PST 44157 Karishma Properties, Inc. PST 44022 PST 43982 PST 43505 KK IRISH 66 LLC PST 44356 Northwest Texas Healthcare System, Inc. PST 44431 BIVA ENTERPRISES INC PST 43923 Big Bend Telephone Company, Inc. PST 43985 GAINES, ROBERT D PST 44136 Class Enterprises, Inc. PST 44078 Layal Sarosha INC PST 44396 ANDERSON MERCHANDISERS, L.P. PST 44197 VIPUL INC PST 42407 Texas Petroleum Group, LLC PST 43956 PST 44176 PST 44238 Westlex Corporation PST 44093 Paradime Inc PST 44450 Bir Hanuman, Inc. PST 44053 Dee & Dee Oil Co. PST 43554 HOSSAEN, MOHAMMOD Y PST 40753 Jackson Fred PST 44031 PST 43716 PST 43312 ACUNA, JESUS PST 43598 R K DREAMS INC PST 43419 Noel S Corporation PST 43491 EAS Oil, LLC PST 44150 BEE TRUCKING, LLC PST 42237 LEE, DAE H PST 42041 PST 34664 PST 43945 INWOOD STORES, INC. PST 44052 CHAN LUCKY STAR INC Page 16 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-1170-PST-E HARRIS 12/16/2012 $3,750 $750 $3,000 $0 2012-1335-PST-E HOOD 12/16/2012 $3,879 $775 $3,104 $0 LAKSHMI, LTD. 2012-1183-PST-E KLEBERG 12/16/2012 $6,692 $1,338 $5,354 $0 Universal Finance Corporation 2012-0770-PST-E DALLAS 12/16/2012 $1,300 $260 $1,040 $0 2012-0998-PST-E DALLAS 12/16/2012 $6,120 $1,224 $4,896 $0 2012-1010-PST-E DALLAS 12/16/2012 $3,634 $726 $2,908 $0 2012-0812-PST-E GREGG 12/16/2012 $4,684 $936 $3,748 $0 2012-0934-PST-E HARRIS 12/16/2012 $5,145 $1,029 $4,116 $0 2012-1009-PST-E JASPER 12/16/2012 $2,625 $525 $2,100 $0 2012-0829-PST-E CAMERON 12/16/2012 $3,750 $750 $3,000 $0 Donna ISD 2012-1134-PST-E HIDALGO 12/16/2012 $3,750 $750 $3,000 $0 Car Spa, Inc. dba Car Spa Car Wash 2012-1278-PST-E COLLIN 12/16/2012 $3,750 $750 $3,000 $0 Veslan Properties, Inc. 2012-0942-PST-E BEXAR 12/16/2012 $3,750 $750 $1,500 $1,500 44477 M S Marketing, Inc. 2012-1330-PST-E WHARTON 12/16/2012 $4,500 $900 $3,600 $0 PST 44335 El Campo Independent School District 2012-1187-PST-E WHARTON 12/16/2012 $3,750 $750 $3,000 $0 PST 43209 Ayman International, Inc. 2012-0042-PST-E HARRIS 12/20/2012 $5,000 $0 $5,000 $0 PST 43889 BKK HOLDINGS INC. 2012-0710-PST-E HOOD 12/20/2012 $8,881 $0 $8,881 $0 PST 43676 HUGHES, BILLY DON 2012-0484-PST-E SHELBY 12/20/2012 $5,250 $0 $5,250 $0 PST 43614 SUPER VILLAGE ENTERPRISE INC 2012-0419-PST-E HARRIS 12/20/2012 $3,634 $0 $3,634 $0 PST 36111 CHAUDHRY, FARAH 2008-1035-PST-E NACOGDOCHES 1/7/2013 $6,300 $0 $6,300 $0 PST 44404 City of Amarillo 2012-1264-PST-E POTTER 1/12/2013 $6,875 $1,375 $5,500 $0 PST 44481 BROADUS, GARY L 2012-1340-PST-E HOOD 1/12/2013 $2,942 $588 $2,354 $0 PST 44175 MARTIN-TOMLINSON ROOFING COMPANY INC 2012-1031-PST-E DALLAS 1/12/2013 $2,635 $527 $2,108 $0 PST 45002 Orhtopedic Hospital Limited 2012-1880-PST-E HARRIS 1/12/2013 $3,500 $0 $3,500 $0 PST 44212 Ridu Corporation 2012-1061-PST-E DALLAS 1/12/2013 $2,250 $450 $1,800 $0 PST 43157 Transatlantic Alliance Corp. 2011-2319-PST-E DALLAS 1/12/2013 $1,875 $375 $1,500 $0 PST 44266 HALDAR, AMIT 2012-1121-PST-E HARRIS 1/12/2013 $1,925 $385 $1,540 $0 PST 42905 Texas Department of Transportation 2011-2055-PST-E BRAZOS 1/12/2013 $2,250 $450 $0 $1,800 PST 44006 DZ Beechnut, LP 2012-0842-PST-E HARRIS 1/12/2013 $6,750 $1,350 $5,400 $0 PST 44321 Tiger Corner Inc. 2012-1180-PST-E SOMERVELL 1/12/2013 $2,438 $487 $1,951 $0 PST 44522 JAMIL ENTERPRISES INC 2012-1387-PST-E WHARTON 1/12/2013 $4,443 $888 $3,555 $0 PST 44368 DALLAS FRONTIER PETRO INC. 2012-1227-PST-E DENTON 1/12/2013 $3,581 $716 $2,865 $0 PST 43647 SAMAH ENTERPRISES INC 2012-0451-PST-E DALLAS 1/12/2013 $2,136 $427 $1,709 $0 PST 44148 M & M SKILLMAN LLC 2012-0995-PST-E DALLAS 1/12/2013 $6,037 $1,207 $4,830 $0 PST 44657 2012-1515-PST-E COLLIN 1/12/2013 $2,626 $524 $2,102 $0 PST 43912 COLUMBIA MEDICAL CENTER OF MCKINNEY SUBSIDIARY, L.P. AAINA ENTERPRISES INC 2012-0737-PST-E CHEROKEE 1/12/2013 $5,000 $1,000 $4,000 $0 2009-0949-PST-E NUECES 1/24/2013 $8,925 $0 $8,925 $0 PST 44316 SAFEWAY INC. PST 44473 GRANBURY QUICK CORPORATION PST 44328 PST 43888 PST 44152 NIKBEH, HAMID PST 44177 R & R Suleiman LLC PST 43971 SI Investment Corp PST 44080 Signature Flight Support Corporation PST 44178 Kirbyville Consolidated Independant School District PST 43997 City of Brownsville PST 44283 PST 44420 PST 44102 PST PST 37828 ESPINOSA, GILBERTO ROBLES Page 17 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-2176-PST-E HARRIS 2/1/2013 $3,950 $0 $3,950 $0 2012-0987-PST-E GALVESTON 2/1/2013 $2,954 $0 $2,954 $0 2011-2004-PST-E ECTOR 2/1/2013 $2,500 $0 $2,500 $0 2011-2007-PST-E MONTGOMERY 2/1/2013 $2,400 $0 $2,400 $0 2012-0444-PST-E BELL 2/1/2013 $5,131 $0 $5,131 $0 2012-0138-PST-E HENDERSON 2/1/2013 $2,637 $0 $2,637 $0 Aldine Independent School District 2012-0537-PST-E HARRIS 2/1/2013 $2,950 $0 $2,950 $0 Sheema Enterprise, Inc. 2012-0721-PST-E HARRIS 2/1/2013 $3,000 $0 $3,000 $0 2011-1337-PST-E CAMERON 2/1/2013 $3,500 $0 $3,500 $0 2011-1801-PST-E DALLAS 2/1/2013 $2,379 $0 $2,379 $0 SAFEWAY INC. 2012-2041-PST-E DALLAS 2/3/2013 $875 $0 $875 $0 M.A.A.A. ENTERPRISES, INC. 2012-1216-PST-E HARRIS 2/3/2013 $5,414 $1,082 $4,332 $0 2012-1250-PST-E PARKER 2/3/2013 $3,375 $675 $2,700 $0 2012-0128-PST-E LAMAR 2/3/2013 $5,000 $1,000 $4,000 $0 $0 $875 $0 $1,016 $4,066 $0 $0 $875 $0 $875 $0 $875 $0 2/3/2013 $3,750 $750 $3,000 $0 2/3/2013 $4,993 $998 $3,995 $0 2012-1120-PST-E DALLAS 2/3/2013 $2,250 $450 $1,800 $0 2012-1310-PST-E HARRIS 2/3/2013 $3,605 $721 $2,884 $0 PADMA CORPORATION DBA STEP N GO 2012-1258-PST-E DALLAS 2/3/2013 $3,450 $690 $2,760 $0 Cousin Brothers Corporation 2012-0675-PST-E HARRIS 2/3/2013 $2,801 $560 $2,241 $0 2012-1428-PST-E HARRIS 2/3/2013 $5,670 $1,134 $4,536 $0 2012-0920-PST-E GREGG 2/3/2013 $3,629 $725 $2,904 $0 WEST AVENUE EXPRESS INC 2012-0228-PST-E BEXAR 2/3/2013 $5,000 $1,000 $4,000 $0 Bandera Shell LLC 2012-0904-PST-E BEXAR 2/3/2013 $5,000 $1,000 $4,000 $0 2012-1053-PST-E GREGG 2/3/2013 $2,500 $500 $2,000 $0 2012-2030-PST-E ECTOR 2/3/2013 $2,625 $0 $2,625 $0 Jai Kapish Corporation 2012-0857-PST-E DALLAS 2/3/2013 $3,131 $626 $2,505 $0 KUTOB, SAEB 2012-1595-PST-E SMITH 2/3/2013 $3,750 $750 $3,000 $0 2012-1051-PST-E BEXAR 2/3/2013 $1,625 $325 $1,300 $0 2012-1092-PST-E HARRIS 2/3/2013 $3,050 $610 $2,440 $0 PLATIS, JOHN 2012-0556-PST-E HARRIS 2/10/2013 $58,560 $0 $58,560 $0 D & G STORE LLC 2012-0054-PST-E ELLIS 2/10/2013 $8,272 $1,654 $6,618 $0 2011-1915-PST-E HARRIS 2/10/2013 $13,870 $7,412 $6,458 $0 2012-1164-PST-E ORANGE 2/10/2013 $17,550 $3,510 $14,040 $0 PST 43018 Tristar Convenience Stores, Inc. PST 44140 Thalji Enterprises, Inc. PST 42867 ABU-ALGHANAM, AHMED PST 42870 Plew Dawgs Market, LLC PST 43643 POKHARA CORPORATION PST 43318 KAPADIA SADLER DEVELOPMENT INC PST 43728 PST 43906 PST 42199 Valley Assets Holding, Inc. PST 42658 Yushra Investment Inc PST 45173 PST 44367 PST 44380 RCF INVESTMENTS INC. PST 43322 SINGH, HARDEEP PST 45153 A.D.A. Group, Inc. 2012-2019-PST-E COLLIN 2/3/2013 $875 PST 43981 Shamu Corporation 2012-0814-PST-E HARRIS 2/3/2013 $5,082 PST 44319 Amarillo ISD 2012-1176-PST-E RANDALL 2/3/2013 $875 PST 45174 Prestonwood Golf Club LLC 2012-2040-PST-E DALLAS 2/3/2013 PST 44365 Blacklands Investment Corporation 2012-1217-PST-E ERATH PST 44474 T & C OLIVER LLC 2012-1332-PST-E MILLS PST 44268 Kars Inc. PST 44454 Traversari USA LLC PST 44395 PST 43846 PST 44570 Shawn & Aydin Enterprises, Inc PST 44077 WORKE, YEDNECKACHEW PST 43418 PST 44060 PST 44210 Burmhi & Sons Inc. PST 45165 IASIS HEALTHCARE CORPORATION PST 43967 PST 44718 PST 44215 ASAA Investment Inc. PST 44244 DREAM ENTERPRISES INC PST 37836 PST 43251 PST 42764 A Numan, Inc. PST 44274 NEW DELTA BUSINESS LLC Page 18 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0954-PST-E HARRIS 2/10/2013 $7,784 $1,556 $6,228 $0 2012-1013-PST-E HARRIS 2/10/2013 $8,670 $1,734 $6,936 $0 Hansford Hospital 2012-1280-PST-E HANSFORD 2/10/2013 $7,650 $1,530 $6,120 $0 Federal Aviation Administration 2012-0678-PST-E HARRIS 2/10/2013 $8,500 $1,700 $6,800 $0 2012-1208-PST-E HOOD 2/10/2013 $9,129 $1,825 $7,304 $0 2012-1005-PST-E HARRIS 2/10/2013 $9,691 $1,938 $7,753 $0 2012-0485-PST-E COMAL 2/10/2013 $7,652 $1,529 $6,123 $0 2011-1890-PST-E NACOGDOCHES 2/10/2013 $13,739 $0 $13,739 $0 2011-2216-PST-E HARRIS 2/10/2013 $8,770 $0 $8,770 $0 2011-2053-PST-E BEXAR 2/10/2013 $9,729 $1,945 $7,784 $0 2011-1966-PST-E DALLAS 2/13/2013 $19,426 $0 $19,426 $0 2012-1481-PST-E DENTON 2/23/2013 $1,231 $246 $985 $0 2012-1985-PST-E DALLAS 2/23/2013 $2,625 $0 $2,625 $0 2012-1391-PST-E COLLIN 2/23/2013 $5,000 $1,000 $4,000 $0 Entergy Texas, Inc. 2012-1399-PST-E MONTGOMERY 2/23/2013 $3,375 $675 $2,700 $0 American Food Mart, Inc. 2012-1122-PST-E GREGG 2/23/2013 $1,625 $325 $1,300 $0 2012-2113-PST-E PARKER 2/23/2013 $2,625 $0 $2,625 $0 2012-1317-PST-E COLLIN 2/23/2013 $7,008 $1,401 $5,607 $0 MARLOW OIL DISTRIBUTOR INC 2012-0145-PST-E KAUFMAN 2/23/2013 $2,250 $450 $1,800 $0 K T T Enterprise, Inc. 2012-1653-PST-E HARRIS 2/23/2013 $875 $0 $875 $0 2012-1379-PST-E WHARTON 2/23/2013 $875 $0 $875 $0 2012-1282-PST-E HOOD 2/23/2013 $6,562 $1,312 $5,250 $0 BEXAR 2/23/2013 $1,750 $0 $1,750 $0 TARRANT 2/23/2013 $1,750 $0 $1,750 $0 2012-1430-PST-E MATAGORDA 2/23/2013 $3,880 $776 $3,104 $0 2012-1242-PST-E SOMERVELL 2/23/2013 $5,754 $1,150 $4,604 $0 Ozturk Incorporated 2012-1482-PST-E DENTON 2/23/2013 $5,625 $1,125 $4,500 $0 P. F. & E. Oil Co. 2012-2066-PST-E ERATH 2/23/2013 $875 $0 $875 $0 2012-1331-PST-E WHARTON 2/23/2013 $2,943 $588 $2,355 $0 2012-1969-PST-E WHARTON 2/23/2013 $5,250 $0 $5,250 $0 HARRIS 2/23/2013 $2,625 $0 $2,625 $0 JASPER 2/23/2013 $2,500 $500 $2,000 $0 2012-1161-PST-E POLK 2/23/2013 $5,850 $1,170 $4,680 $0 2012-1179-PST-E DALLAS 2/23/2013 $3,550 $710 $2,840 $0 2012-1148-PST-E DALLAS 2/23/2013 $2,250 $450 $1,800 $0 2012-1201-PST-E CAMERON 2/23/2013 $2,250 $450 $1,800 $0 2012-1002-PST-E GREGG 2/23/2013 $4,005 $801 $3,204 $0 2012-1311-PST-E BEXAR 2/23/2013 $3,750 $750 $3,000 $0 PST 44112 New TelAir Inc PST 44172 M.R.D. GROUP, INC. PST 44414 PST 43853 PST 44358 J. & A. Grocery, Inc. PST 44153 Philip Varughese PST 43673 MRV CORPORATION PST 42741 Rollins & Rollins Enterprises, Inc. PST 43066 Alia Enterprises, Inc. PST 42908 Vance Jackson Retail, LLC PST 42794 Sylvan I-30 Enterprises, Inc. PST 44606 Kelso Tractor Company. Inc. PST 45113 Argos Ready Mix (South Central) Corp. PST 44538 Southern Foods Group, LLC PST 44542 PST 44265 PST 45243 Dalton Oil, Inc. PST 44463 B & B True, Inc. PST 43338 PST 45431 PST 44526 Prasek's Hillje Smokehouse, Inc. PST 44425 ABEST CORPORATION PST 45049 NuStar Logistics, L.P. 2012-1929-PST-E PST 44696 BK AND BROTHERS, INC. 2012-1571-PST-E PST 44572 S. N. R. ENTERPRISES, INC. PST 44382 SANDERSON, CHARLES PST 44587 PST 45206 PST 44476 Blessings, Inc. PST 45084 BUC-EE'S, LTD. PST 45417 Federal Bureau of Prisons 2012-2279-PST-E PST 44214 Sunshine Stores, Inc. 2012-1052-PST-E PST 44308 King Fuels, Inc. PST 44324 Addison Enterprises Inc. PST 44296 Farmland Fuels, LLC PST 44334 RAFIDI ENTERPRISES LLC PST 44156 MATTU, AJMER S PST 44455 Bexar County Hospital District Page 19 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-2098-PST-E HARRIS 2/23/2013 $2,625 $0 $2,625 $0 2012-0824-PST-E HARRIS 2/23/2013 $5,233 $1,046 $4,187 $0 WEBB 2/23/2013 $3,143 $628 $2,515 $0 DALLAS 2/23/2013 $2,354 $470 $1,884 $0 2012-1368-PST-E COLLIN 2/23/2013 $3,882 $776 $3,106 $0 2012-1380-PST-E WHARTON 2/23/2013 $3,349 $669 $2,680 $0 HARRIS 2/23/2013 $1,875 $375 $1,500 $0 MATAGORDA 2/23/2013 $3,959 $791 $3,168 $0 2012-0875-PST-E DEWITT 2/24/2013 $43,265 $8,653 $34,612 $0 2012-0994-PST-E WALKER 2/24/2013 $10,763 $2,152 $8,611 $0 ZZQ Enterprises, Inc. 2011-1748-PST-E DALLAS 2/24/2013 $16,070 $0 $16,070 $0 New Siara Properties, LP 2012-0459-PST-E BEXAR 2/24/2013 $16,477 $3,295 $13,182 $0 2011-0684-PST-E TARRANT 2/24/2013 $31,820 $0 $31,820 $0 2012-1200-PST-E CROCKETT 2/24/2013 $7,751 $1,550 $6,201 $0 HH&K, LLC 2012-1088-PST-E NEWTON 2/27/2013 $9,272 $0 $9,272 $0 FASS INC. 2012-0795-PST-E PANOLA 2/27/2013 $8,882 $0 $8,882 $0 2012-1238-PST-E SAN JACINTO 2/27/2013 $8,881 $0 $8,881 $0 2012-1426-PST-E NUECES 3/3/2013 $3,825 $765 $3,060 $0 DALLAS 3/3/2013 $3,100 $620 $2,480 $0 PARKER 3/3/2013 $3,959 $791 $3,168 $0 2012-0299-PST-E DALLAS 3/3/2013 $1,875 $375 $1,500 $0 2012-1654-PST-E HARRIS 3/3/2013 $3,621 $724 $2,897 $0 Campbell Oil Co. 2012-1468-PST-E NEWTON 3/3/2013 $1,875 $375 $1,500 $0 PATEL, NICK 2012-1163-PST-E HARRIS 3/3/2013 $5,640 $1,128 $4,512 $0 2012-1508-PST-E COOKE 3/3/2013 $2,941 $588 $2,353 $0 2012-1706-PST-E HARRIS 3/3/2013 $3,050 $610 $2,440 $0 RKL HOLDINGS LLC 2012-1341-PST-E PALO PINTO 3/3/2013 $3,825 $765 $3,060 $0 Randolph Field Independent School District 2012-1477-PST-E BEXAR 3/3/2013 $5,689 $1,137 $4,552 $0 2012-1484-PST-E NUECES 3/3/2013 $2,939 $587 $2,352 $0 2012-1516-PST-E HIDALGO 3/3/2013 $6,900 $1,380 $5,520 $0 SIRHAN INVESTMENTS, INC. 2012-1701-PST-E CAMERON 3/3/2013 $2,500 $500 $2,000 $0 HUB CITY CONVENIENCE STORES INC 2012-1572-PST-E LUBBOCK 3/3/2013 $5,000 $1,000 $4,000 $0 2012-1504-PST-E LUBBOCK 3/3/2013 $2,141 $428 $1,713 $0 2012-1363-PST-E BELL 3/3/2013 $3,750 $750 $3,000 $0 Durham School Services, L.P. 2012-1469-PST-E DENTON 3/3/2013 $3,188 $637 $1,276 $1,275 Boening Brothers Dairy, Inc. 2012-1669-PST-E WILSON 3/3/2013 $3,750 $750 $3,000 $0 2012-1416-PST-E NUECES 3/3/2013 $3,750 $750 $3,000 $0 2012-1274-PST-E BEXAR 3/3/2013 $4,755 $951 $3,804 $0 PST 45224 Deer Park Independent School District PST 44004 NEIGHBORHOOD REAL ESTATE HOLDINGS LLC PST 44574 Asash Pest Control 2012-1432-PST-E PST 39661 Dunlap-Swain Tire Company, Inc 2010-0757-PST-E PST 44497 Central Park Company, L.P. PST 44525 AHAD ENTERPRISES INC PST 43865 Federal Aviation Administration Houston Tracon District 190 2012-0686-PST-E PST 44389 AMITA INVESTMENTS, INC. 2012-1249-PST-E PST 44037 DLUGOSCH III, LLC PST 44149 New Williams Trace Enterprises Inc PST 42606 PST 43657 PST 41590 Babwani Associates, Inc. PST 44346 Crockett County Consolidated School District PST 44231 PST 43959 PST 44388 FIRST GOLDEN JUBILEE ENT., INC. PST 44568 DUVE, CHONG PST 43811 HAMEEDA INVESTMENTS INC 2012-0633-PST-E PST 44805 IOM Enterprise Inc 2012-1693-PST-E PST 43484 Texas Parks and Wildlife Department PST 44774 L FAKIR INC. PST 44594 PST 44304 PST 44642 REZA, MASUD PST 44817 KSS Enterprises, Inc. PST 44485 PST 44609 PST 44616 Bay Area Healthcare Group, Ltd. PST 44653 Walter C. Keller Distributor, Inc. PST 44809 PST 44695 PST 44651 N & S INVESTMENTS INC PST 44518 BELL HAI GROCERY INC. PST 44600 PST 44772 PST 44559 JAY MADI INC. PST 44413 Acatex, L.L.C. Page 20 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-1776-PST-E DALLAS 3/3/2013 $2,380 $476 $1,904 $0 2012-1471-PST-E COLLIN 3/3/2013 $3,375 $675 $2,700 $0 NIAZI, AZHAR 2012-1394-PST-E LAMPASAS 3/3/2013 $3,883 $776 $3,107 $0 M Siddiqi & Sons Inc 2012-0852-PST-E DALLAS 3/3/2013 $2,379 $475 $1,904 $0 2012-1522-PST-E GREGG 3/3/2013 $7,362 $1,472 $5,890 $0 2012-1736-PST-E HARRIS 3/3/2013 $1,875 $375 $1,500 $0 2012-1294-PST-E PARKER 3/3/2013 $2,813 $562 $2,251 $0 2012-1496-PST-E WHARTON 3/3/2013 $3,880 $776 $3,104 $0 2012-1625-PST-E HARRIS 3/3/2013 $5,100 $1,020 $4,080 $0 2012-1377-PST-E WHARTON 3/3/2013 $4,630 $926 $3,704 $0 SMITH 3/3/2013 $3,750 $750 $3,000 $0 HARRIS 3/3/2013 $3,350 $670 $2,680 $0 2012-1483-PST-E DALLAS 3/3/2013 $1,250 $250 $1,000 $0 2012-1536-PST-E HARRIS 3/3/2013 $1,875 $375 $0 $1,500 KLEBERG 3/3/2013 $2,813 $562 $2,251 $0 BURLESON 3/3/2013 $5,129 $1,025 $4,104 $0 2012-1859-PST-E GREGG 3/3/2013 $3,879 $775 $3,104 $0 2012-1355-PST-E HARRIS 3/3/2013 $6,300 $1,260 $5,040 $0 RIGGS, MATTHEW L 2012-1318-PST-E SAN SABA 3/3/2013 $5,756 $1,151 $4,605 $0 Resham Lowt 2012-1745-PST-E HARRIS 3/3/2013 $1,975 $395 $1,580 $0 2012-1507-PST-E COLLIN 3/3/2013 $1,313 $262 $1,051 $0 2012-1707-PST-E SMITH 3/3/2013 $3,750 $750 $3,000 $0 DALLAS 3/3/2013 $1,625 $325 $1,300 $0 BRAZOS 3/3/2013 $2,500 $500 $2,000 $0 2012-1079-PST-E DALLAS 3/3/2013 $2,550 $510 $2,040 $0 2012-1740-PST-E HARRIS 3/3/2013 $4,000 $800 $3,200 $0 DALLAS 3/9/2013 $11,500 $2,300 $9,200 $0 ANGELINA 3/9/2013 $10,132 $2,026 $8,106 $0 2011-1492-PST-E NACOGDOCHES 3/9/2013 $22,100 $0 $22,100 $0 2012-0428-PST-E SABINE 3/9/2013 $9,050 $1,810 $7,240 $0 HARRIS 3/9/2013 $10,632 $2,126 $8,506 $0 CHEROKEE 3/9/2013 $8,750 $0 $8,750 $0 2012-1203-PST-E DALLAS 3/9/2013 $7,609 $1,521 $6,088 $0 2012-1078-PST-E HARRIS 3/9/2013 $12,500 $2,500 $10,000 $0 NGUYEN, XUAN VAN 2012-1254-PST-E POTTER 3/15/2013 $3,508 $0 $3,508 $0 ZAI, KHURRAM SAEED 2012-1091-PST-E HARRIS 3/15/2013 $3,825 $0 $3,825 $0 2012-0041-PST-E DALLAS 3/15/2013 $5,000 $0 $5,000 $0 2012-1124-PST-E RUSK 3/15/2013 $2,943 $0 $2,943 $0 PST 44900 SAJID, SYED PST 44601 RAM DOOT ENTERPRISES, INC. PST 44506 PST 44021 PST 44664 J & H Plant Construction, Inc. PST 44860 Starkey Plumbing Company PST 44436 Aledo Midway Corp. PST 44613 Jr.'s Texas Best, LLC PST 44750 MAISAH ENTERPRISE, LLC PST 44530 KHAN, NAZMA PST 44669 GHULAM FOOD ENTERPRISES INC 2012-1537-PST-E PST 44827 HH & Bar Investments, Inc. 2012-1717-PST-E PST 44614 Petro-Chemical Transport, LLC PST 44670 Harris County PST 44791 Lama Enterprises, Inc. 2012-1666-PST-E PST 43377 Sreesai, Inc. 2012-0188-PST-E PST 44977 SOUTH MAIN GROCERY INC PST 44514 Speedy Business, Inc. PST 44466 PST 44866 PST 44645 Viawest, Inc. PST 44816 East Texas Medical Center PST 44662 Kulsoom Bano, Inc. 2012-1523-PST-E PST 43601 Zain's Investments, Incorporated 2012-0435-PST-E PST 44229 Trak Group, Inc. PST 44840 B K SINGH ENTERPRISES, INC. PST 44612 Presbyterian Village North 2012-1497-PST-E PST 43532 PYAKUREL, SHAKI * 2012-0340-PST-E PST 42346 NIMMA, SABITHA PST 43636 Terrill Petroleum Co., Inc. PST 43575 Development II Partners, Inc. 2012-0379-PST-E PST 43784 Amtul Enterprises, Inc. 2012-0590-PST-E PST 44350 CLJS, Inc. PST 44230 Texas New Horizon, Inc. PST 44392 PST 44241 PST 43242 HERSHANA BAY INC PST 44260 BURRIS, CARL Page 21 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0433-PST-E ELLIS 3/15/2013 $2,635 $0 $2,635 $0 2012-1175-PST-E JIM WELLS 3/15/2013 $5,129 $0 $5,129 $0 TRIUMPH BUSINESS LLC 2012-0790-PST-E HARRIS 3/15/2013 $5,775 $0 $5,775 $0 Unified Affiliates, LLC 2012-0927-PST-E BEXAR 3/15/2013 $3,634 $0 $3,634 $0 2012-0366-PST-E HIDALGO 3/15/2013 $2,639 $0 $2,639 $0 2012-1232-PST-E COLLIN 3/15/2013 $4,739 $0 $4,739 $0 PATEL, BHANY 2011-1805-PST-E SAN PATRICIO 3/15/2013 $2,629 $0 $2,629 $0 Khan, Inc. 2012-0874-PST-E DALLAS 3/15/2013 $3,000 $0 $3,000 $0 2011-1581-PST-E DALLAS 3/15/2013 $2,550 $0 $2,550 $0 2011-2003-PST-E SHELBY 3/15/2013 $3,675 $75 $3,600 $0 TMT, Inc. 2012-0344-PST-E DALLAS 3/15/2013 $2,500 $0 $2,500 $0 Rosemin Enterprises, Inc. 2012-0739-PST-E HARRIS 3/15/2013 $2,375 $0 $2,375 $0 2012-1156-PST-E SHELBY 3/15/2013 $6,874 $0 $6,874 $0 2012-0901-PST-E DALLAS 3/15/2013 $1,925 $0 $1,925 $0 MAXEY, ROBERT 2011-1737-PST-E GALVESTON 3/16/2013 $6,900 $0 $6,900 $0 MARIAM INC 2012-2214-PST-E LIVE OAK 3/21/2013 $5,250 $0 $5,250 $0 2012-0928-PST-E CAMERON 3/21/2013 $2,375 $475 $1,900 $0 2012-2543-PST-E DIMMIT 3/21/2013 $5,250 $0 $5,250 $0 ROWLETT, PHUONG T 2012-1406-PST-E POTTER 3/21/2013 $4,257 $851 $3,406 $0 United Telephone Company of Texas, Inc. 2012-2217-PST-E ERATH 3/21/2013 $875 $0 $875 $0 2012-1890-PST-E TITUS 3/21/2013 $3,504 $700 $2,804 $0 2012-2524-PST-E NUECES 3/21/2013 $2,625 $0 $2,625 $0 Chaudhry Enterprises Incorporated 2012-1887-PST-E PANOLA 3/21/2013 $3,510 $702 $2,808 $0 City of Pasadena 2012-1604-PST-E HARRIS 3/21/2013 $6,300 $1,260 $0 $5,040 44576 AA Enterprises, Inc. 2012-1435-PST-E MONTGOMERY 3/21/2013 $3,561 $712 $2,849 $0 45112 Namz Enterprises, Inc. 2012-1986-PST-E HARRIS 3/21/2013 $3,375 $675 $2,700 $0 PST 42958 Lone Star Distributors, Inc. 2011-2105-PST-E CAMERON 3/21/2013 $1,125 $225 $900 $0 PST 45532 SON, SOON SUN 2012-2409-PST-E BELL 3/21/2013 $2,625 $0 $2,625 $0 PST 45555 SAHIL MERCHANT, INC. 2012-2419-PST-E HARRIS 3/21/2013 $2,625 $0 $2,625 $0 PST 45784 CIC Construction, Inc. 2012-2645-PST-E WHARTON 3/21/2013 $875 $0 $875 $0 PST 44888 ROBLES, MANUEL 2012-1769-PST-E LUBBOCK 3/21/2013 $3,750 $750 $3,000 $0 PST 45355 Parker County 2012-2216-PST-E PARKER 3/21/2013 $2,625 $0 $2,625 $0 PST 45551 RRN ENTERPRISES, INC. 2012-2401-PST-E HARRIS 3/21/2013 $2,625 $0 $2,625 $0 PST 44569 M.R.D. GROUP, INC. 2012-1440-PST-E HARRIS 3/21/2013 $4,350 $870 $3,480 $0 PST 45611 281 Star Retail, Inc. 2012-2470-PST-E ATASCOSA 3/21/2013 $2,625 $0 $2,625 $0 PST 45358 Richland College 2012-2245-PST-E DALLAS 3/21/2013 $2,625 $0 $2,625 $0 PST 45166 Benish Corporation 2012-2033-PST-E DALLAS 3/21/2013 $3,750 $750 $3,000 $0 PST 44781 Hicks Oil & Butane Co. 2012-1668-PST-E CAMERON 3/21/2013 $3,750 $750 $3,000 $0 PST 43619 SLAMA, TOMMY PST 44306 CHA, MYUNG CHA PST 43964 PST 44088 PST 43538 JOSE NIETO PST 44372 Signature Car Wash I, LTD. PST 42647 PST 44039 PST 42424 AL-ROUSAN, TARIF PST 42865 WILBURN, DELMA * PST 43549 PST 43880 PST 44303 Timpson Quick-Stop, Inc. PST 44058 BJAYS INC. PST 42598 PST 45357 PST 44083 Yash Hospitality, Inc. PST 45653 Brown's Exxon, Inc. PST 44501 PST 45354 PST 44964 Pen Hang, Inc PST 45696 Driscoll Children's Hospital PST 45007 PST 44744 PST PST Page 22 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0213-PST-E WISE 3/21/2013 $5,138 $1,027 $4,111 $0 2012-2681-PST-E CHAMBERS 3/21/2013 $2,625 $0 $2,625 $0 City of Bellville 2012-2644-PST-E AUSTIN 3/21/2013 $875 $0 $875 $0 S & S SONS, INC. 2012-1656-PST-E POLK 3/21/2013 $5,625 $1,125 $4,500 $0 2012-1592-PST-E BEXAR 3/21/2013 $2,500 $500 $2,000 $0 2012-1966-PST-E HARRIS 3/21/2013 $2,567 $513 $2,054 $0 2012-1476-PST-E POLK 3/21/2013 $5,711 $1,141 $4,570 $0 2012-1624-PST-E CAMERON 3/21/2013 $3,750 $750 $3,000 $0 2012-2513-PST-E MONTGOMERY 3/21/2013 $2,625 $0 $2,625 $0 2012-1381-PST-E MONTGOMERY 3/21/2013 $3,375 $675 $2,700 $0 C C Distributors, Inc. 2012-2643-PST-E NUECES 3/21/2013 $2,625 $0 $2,625 $0 Methodist Hospitals of Dallas 2012-2169-PST-E DALLAS 3/21/2013 $875 $0 $875 $0 2012-2554-PST-E COLLIN 3/21/2013 $2,625 $0 $2,625 $0 2012-2400-PST-E SMITH 3/21/2013 $2,625 $0 $2,625 $0 BEXAR 3/21/2013 $3,500 $700 $2,800 $0 ANDERSON 3/21/2013 $3,500 $700 $2,800 $0 2012-2650-PST-E HOWARD 3/21/2013 $2,625 $0 $2,625 $0 2012-2553-PST-E LIBERTY 3/21/2013 $2,625 $0 $2,625 $0 Alan Skinner Inc 2012-1733-PST-E DALLAS 3/21/2013 $2,250 $450 $1,800 $0 Yen K Tat 2012-1768-PST-E BEXAR 3/21/2013 $5,887 $1,177 $4,710 $0 2012-1866-PST-E HARRIS 3/21/2013 $5,230 $1,046 $4,184 $0 2012-1548-PST-E SMITH 3/21/2013 $3,750 $750 $3,000 $0 2012-1346-PST-E ERATH 3/21/2013 $5,000 $1,000 $4,000 $0 2012-2514-PST-E HARRIS 3/21/2013 $2,625 $0 $2,625 $0 2012-1777-PST-E BEXAR 3/21/2013 $4,003 $800 $3,203 $0 2012-2091-PST-E LUBBOCK 3/21/2013 $2,813 $562 $2,251 $0 2012-1248-PST-E WHARTON 3/21/2013 $5,000 $1,000 $0 $4,000 2012-1016-PST-E DEAF SMITH 3/21/2013 $4,858 $971 $3,887 $0 2012-1485-PST-E CAMERON 3/21/2013 $6,750 $1,350 $5,400 $0 2012-2215-PST-E MONTGOMERY 3/21/2013 $2,625 $0 $2,625 $0 HARRIS 3/21/2013 $3,375 $675 $2,700 $0 WICHITA 3/21/2013 $5,536 $1,107 $4,429 $0 2012-2399-PST-E BELL 3/21/2013 $2,625 $0 $2,625 $0 2012-1524-PST-E MONTGOMERY 3/21/2013 $3,750 $750 $3,000 $0 Dallas County Community College District 2012-1805-PST-E DALLAS 3/21/2013 $2,500 $500 $2,000 $0 Tawakul Investments Inc 2012-2010-PST-E DALLAS 3/21/2013 $5,782 $1,156 $4,626 $0 2012-1418-PST-E BELL 3/21/2013 $6,693 $1,338 $5,355 $0 2012-1771-PST-E HARRIS 3/21/2013 $5,100 $1,020 $4,080 $0 PST 43362 Lawbella Gasoline, Inc. PST 45832 Baytown Enterprises, LLC PST 45785 PST 44726 PST 44740 SIRAJUDDIN, NOORANI PST 45094 B.K.S. Inc. PST 44607 OAKLEY, PATRICIA ANN PST 44742 Lone Star Distributors, Inc. PST 45650 NGUYEN, MAI PST 44523 ROYAL K INVESTMENTS CORP PST 45786 PST 45307 PST 45712 LUCAS FOOD MART INC PST 45552 Bibijan Enterprises, Inc. PST 44773 SHAZAD INC 2012-1655-PST-E PST 44118 Taimoor Enterprises Inc 2012-0965-PST-E PST 45787 Kent Lubrication Centers, LTD. PST 45713 Hazara Enterprises, Inc. PST 44834 PST 44889 PST 44954 HARWIN BUSINESS, INC. PST 44678 MODAK & PARTNERS INC. PST 44491 Ameen Enterprises LLC PST 45649 Babaji & Company Inc. dba Phillips 66 PST 44898 Intercontinental San Antonio Forum Limited Partnership PST 45239 Wayne Koontz PST 44390 Wharton County PST 44163 HUB CITY CONVENIENCE STORES INC PST 44617 Brownsville Independent School District PST 45356 SEQUOIA GOLF WOODLANDS LLC PST 45225 Parsons International, Inc. 2012-2097-PST-E PST 44797 3DR LLC 2012-1680-PST-E PST 45553 PLOTNER, MONIKA M PST 44661 ZAK Business Inc. PST 44917 PST 45137 PST 44550 Starking Inc. PST 44863 Monroe @ Winkler Investments, Inc. Page 23 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-2682-PST-E ORANGE 3/21/2013 $2,625 $0 $2,625 $0 2012-2515-PST-E BELL 3/21/2013 $2,625 $0 $2,625 $0 HARRIS 3/21/2013 $2,400 $480 $1,920 $0 NUECES 3/21/2013 $2,954 $590 $2,364 $0 2012-2398-PST-E HARRIS 3/21/2013 $2,625 $0 $2,625 $0 2012-1089-PST-E HARRIS 3/21/2013 $2,634 $526 $2,108 $0 2012-1419-PST-E POLK 3/21/2013 $5,626 $1,125 $4,501 $0 2012-0827-PST-E HARRIS 3/21/2013 $4,355 $871 $3,484 $0 2012-2013-PST-E LIBERTY 3/21/2013 $2,438 $487 $1,951 $0 2012-2080-PST-E PARKER 3/21/2013 $2,813 $562 $2,251 $0 Real & Retail Unlimited Inc. 2012-1205-PST-E DENTON 3/27/2013 $10,806 $0 $10,806 $0 HAFSI, MOHAMED * 2012-1336-PST-E BEXAR 3/27/2013 $5,908 $0 $5,908 $0 2012-0585-PST-E HIDALGO 3/27/2013 $2,634 $0 $2,634 $0 2012-0503-PST-E HARRIS 3/27/2013 $9,679 $0 $9,679 $0 3/27/2013 $8,876 $0 $8,876 $0 3/29/2013 $21,280 $0 $21,280 $0 4/7/2013 $7,518 $1,503 $6,015 $0 4/7/2013 $7,256 $1,451 $5,805 $0 $4,558 $911 $3,647 $0 $10,275 $2,054 $8,221 $0 $2,625 $0 $2,625 $0 4/7/2013 $5,250 $0 $5,250 $0 DALLAS 4/7/2013 $8,491 $1,698 $6,793 $0 BEXAR 4/7/2013 $3,375 $675 $2,700 $0 2012-1856-PST-E PANOLA 4/7/2013 $5,755 $1,151 $4,604 $0 2011-0748-PST-E WHARTON 4/7/2013 $4,025 $4,025 $0 $0 MANILA CORPORATION 2012-2101-PST-E HARRIS 4/7/2013 $3,750 $750 $3,000 $0 NSBK Services, Inc. 2012-1378-PST-E HARRIS 4/7/2013 $10,282 $2,056 $8,226 $0 2012-1494-PST-E PALO PINTO 4/7/2013 $3,750 $750 $3,000 $0 2012-1218-PST-E WALLER 4/7/2013 $2,813 $562 $0 $2,251 2011-1129-PST-E ECTOR 4/7/2013 $28,234 $0 $28,234 $0 2012-1718-PST-E MORRIS 4/7/2013 $7,942 $1,588 $6,354 $0 2012-1949-PST-E CAMERON 4/7/2013 $3,750 $750 $3,000 $0 2012-1621-PST-E WILSON 4/7/2013 $12,850 $2,570 $10,280 $0 DENTON 4/7/2013 $3,825 $765 $3,060 $0 WHARTON 4/7/2013 $9,525 $1,905 $7,620 $0 2012-1182-PST-E DALLAS 4/7/2013 $11,096 $2,219 $8,877 $0 2012-1343-PST-E HARRIS 4/7/2013 $8,505 $1,701 $6,804 $0 PST 45831 Tri-Con, Inc. PST 45648 J&U Distributing Company, Inc. PST 44935 SEEMA ENTERPRISES INC. 2012-1813-PST-E PST 45289 Lithia Motors Support Services, Inc. 2012-2150-PST-E PST 45554 BABA NANAK, INC. PST 44216 Khawar & Sons, Inc. PST 44561 King Fuels, Inc. PST 43999 Helfman Enterprises, Inc. PST 45132 Hazara Enterprises, Inc. PST 45207 Handy Place, Inc. PST 44344 PST 44261 PST 43740 NIETO, LUIS PST 43696 Sardinia Investment, Inc. PST 44386 Lakhani Investments, Inc. 2012-1239-PST-E MEDINA PST 44132 B F Beverage, Inc 2012-0979-PST-E TARRANT PST 43570 ASAD Trading Inc 2012-0369-PST-E GREGG PST 44383 Blue Water Fall Inc. 2012-1241-PST-E BELL PST 45008 CARROLL, WILLIAM 2012-1886-PST-E PANOLA 4/7/2013 PST 44650 BALDRIDGE, CHIL L 2012-1517-PST-E HARRIS 4/7/2013 PST 45654 Entergy Texas, Inc. 2012-2542-PST-E MONTGOMERY 4/7/2013 PST 45697 Danish Enterprises, Inc. 2012-2523-PST-E MONTGOMERY PST 44106 Lisanti Realty Corporation 2012-0950-PST-E PST 44944 Fresno Investments, Inc. 2012-1876-PST-E PST 44983 Pierce Construction, Inc. PST 41642 Ali, Mohammad PST 45218 PST 44529 PST 44633 National Geospatial-Intelligence Agency PST 44364 Texas Department of Transportation PST 42017 MEZA PST 44826 LALANI, NAVROZ PST 45053 Valley Transit Co, Inc. * PST 44754 Pruski Service Center, Inc. PST 44698 ACTEV Inc. 2012-1579-PST-E PST 44357 Hari Enterprises, L.L.C. 2012-1209-PST-E PST 44329 Lovers Lane European Automotive LLC PST 44449 Sorahim Investment, Inc. Page 24 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-2020-PST-E HARRIS 4/7/2013 $3,750 $750 $3,000 $0 2012-1470-PST-E HARRIS 4/7/2013 $2,423 $484 $1,939 $0 2012-1939-PST-E CAMP 4/7/2013 $7,875 $1,575 $6,300 $0 2012-0572-PST-E HARRIS 4/7/2013 $8,120 $0 $8,120 $0 2012-1054-PST-E DALLAS 4/7/2013 $9,048 $1,809 $7,239 $0 2012-1474-PST-E WALLER 4/7/2013 $7,629 $1,525 $6,104 $0 SMITH 4/7/2013 $33,850 $6,770 $27,080 $0 SHELBY 4/7/2013 $4,125 $825 $3,300 $0 2012-1967-PST-E GREGG 4/7/2013 $3,880 $776 $3,104 $0 2012-0853-PST-E OCHILTREE 4/7/2013 $10,327 $2,065 $8,262 $0 A & M Interests, Inc. dba North Side Texaco 2012-1446-PST-E MONTGOMERY 4/7/2013 $10,132 $2,026 $8,106 $0 CRUMP, DANNY 2012-1885-PST-E TITUS 4/7/2013 $3,504 $700 $2,804 $0 2012-1422-PST-E MONTGOMERY 4/7/2013 $7,650 $1,530 $6,120 $0 2012-2208-PST-E DENTON 4/7/2013 $2,949 $589 $2,360 $0 2012-1389-PST-E ZAPATA 4/8/2013 $5,625 $0 $5,625 $0 2012-0314-PST-E LIMESTONE 4/8/2013 $2,500 $0 $2,500 $0 2012-1647-PST-E PARKER 4/8/2013 $7,500 $0 $7,500 $0 2012-1436-PST-E HARRIS 4/8/2013 $6,158 $0 $6,158 $0 TLG Properties, Ltd. 2012-0280-PST-E HARRIS 4/8/2013 $5,000 $0 $5,000 $0 RAKAH INC 2012-1342-PST-E COOKE 4/8/2013 $7,487 $0 $7,487 $0 2012-0023-PST-E ELLIS 4/8/2013 $3,629 $0 $3,629 $0 2012-1199-PST-E WHARTON 4/8/2013 $2,813 $0 $2,813 $0 GREGG 4/8/2013 $2,634 $0 $2,634 $0 DENTON 4/21/2013 $4,687 $937 $3,750 $0 2012-2412-PST-E TITUS 4/21/2013 $3,504 $700 $2,804 $0 2013-0115-PST-E MONTGOMERY 4/21/2013 $2,625 $0 $2,625 $0 2012-1888-PST-E HARRIS 4/21/2013 $2,888 $577 $2,311 $0 2012-1674-PST-E MONTAGUE 4/21/2013 $2,905 $581 $2,324 $0 2012-1677-PST-E COLLIN 4/21/2013 $6,886 $1,377 $5,509 $0 2012-1953-PST-E GREGG 4/21/2013 $3,510 $702 $2,808 $0 Shujat Holding Company 2012-2195-PST-E ORANGE 4/21/2013 $3,750 $750 $3,000 $0 Asmara Enterprises, Inc. 2012-1865-PST-E MORRIS 4/21/2013 $6,880 $1,376 $5,504 $0 2012-1853-PST-E HARRIS 4/21/2013 $4,500 $900 $3,600 $0 2012-2118-PST-E GREGG 4/21/2013 $3,886 $777 $3,109 $0 Mazen, Inc. 2012-2054-PST-E PARKER 4/21/2013 $5,759 $1,151 $4,608 $0 GAUDET, MACK 2012-1896-PST-E RUSK 4/21/2013 $5,309 $1,061 $4,248 $0 2012-2149-PST-E TARRANT 4/21/2013 $3,375 $675 $2,700 $0 2012-1726-PST-E SAN JACINTO 4/21/2013 $7,500 $1,500 $6,000 $0 PST 45151 City of Houston PST 44599 HUT ENTERPRISES, LLC PST 45064 Kuick Way Enterprises Inc PST 43755 S S S ENTERPRISES, INC. PST 44201 ENIGMA ENTERPRISES INC PST 44604 Mondial, Inc. PST 44402 Avalon Investments, LLC 2012-1479-PST-E PST 44894 RIMPAN LLC 2012-1774-PST-E PST 45092 JALBHE INVESTMENT INC. PST 44020 TERHUNE, JACK A PST 44551 PST 45010 PST 44564 Siraj Traders, USA, Inc. PST 45341 Columbia Medical Center of Lewisville Subsidiary LP PST 44535 DASS INVESTMENTS, LLC PST 43494 MATEJKA, GAYLAND PST 44767 Kali, Inc. PST 44578 Alia Enterprises, Inc. PST 43459 PST 44484 PST 43227 Alma Discount Package, Inc. PST 44342 Zarina Enterprises, Inc. PST 44141 KVS Business Inc 2012-0986-PST-E PST 44976 M. USA ENTERPRISES LLC 2012-1850-PST-E PST 45480 Big Tex Transportation, Inc. PST 45991 SHAHIL CORPORATION PST 45006 PRAPTI, LLC PST 44788 SALEEM, PATTY * PST 44795 RDW Rudy's Frisco Limited Partnership PST 45074 RIVERSTOP INC PST 45318 PST 44990 PST 44973 ALYSSA ENTERPRISE, INC. PST 45249 BOYD, GROVER PST 45186 PST 44991 PST 45290 Noble Business Inc. PST 44829 Shepherd Business, Inc. Page 25 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-1952-PST-E HARRIS 4/21/2013 $3,750 $750 $3,000 $0 2012-1149-PST-E SHELBY 4/21/2013 $3,880 $776 $3,104 $0 Tarkington - Safari Investments, Inc. 2012-2207-PST-E LIBERTY 4/21/2013 $3,750 $750 $3,000 $0 WRIGHT JOSHUA INVESTMENTS, LLC 2012-1573-PST-E WEBB 4/21/2013 $3,563 $712 $2,851 $0 2012-2237-PST-E GREGG 4/21/2013 $3,505 $701 $2,804 $0 2012-0618-PST-E FREESTONE 4/21/2013 $2,550 $510 $2,040 $0 2012-2227-PST-E BELL 4/21/2013 $2,942 $588 $2,354 $0 2011-1791-PST-E DALLAS 4/21/2013 $3,979 $795 $3,184 $0 2013-0070-PST-E BASTROP 4/21/2013 $2,625 $0 $2,625 $0 2012-2156-PST-E HARRIS 4/21/2013 $2,813 $562 $2,251 $0 New Medical Horizon II LTD 2012-2600-PST-E HARRIS 4/21/2013 $3,500 $0 $3,500 $0 Saze, Inc. 2012-2083-PST-E GREGG 4/21/2013 $3,375 $675 $2,700 $0 2013-0069-PST-E HARRIS 4/21/2013 $2,625 $0 $2,625 $0 2012-1912-PST-E HARRIS 4/21/2013 $5,000 $1,000 $4,000 $0 HARRIS 4/21/2013 $3,375 $675 $2,700 $0 LIBERTY 4/21/2013 $2,625 $0 $2,625 $0 2012-1211-PST-E DALLAS 4/21/2013 $2,475 $495 $1,980 $0 2012-2034-PST-E GREGG 4/21/2013 $3,375 $675 $2,700 $0 2012-1954-PST-E WEBB 4/21/2013 $7,125 $1,425 $5,700 $0 2012-1951-PST-E GREGG 4/21/2013 $4,063 $812 $3,251 $0 2012-1731-PST-E HARRIS 4/21/2013 $2,974 $594 $2,380 $0 2012-2285-PST-E PARKER 4/21/2013 $6,564 $1,312 $5,252 $0 RAJESWARY LLP 2012-2155-PST-E SAN JACINTO 4/21/2013 $3,375 $675 $2,700 $0 Snappy's Exxpress Mart, Inc. 2012-2336-PST-E ORANGE 4/21/2013 $2,813 $562 $2,251 $0 2012-2145-PST-E HARRIS 4/21/2013 $2,813 $562 $2,251 $0 2012-2090-PST-E ERATH 4/21/2013 $3,375 $675 $2,700 $0 2013-0142-PST-E BELL 4/21/2013 $2,625 $0 $2,625 $0 2012-2120-PST-E WALLER 4/21/2013 $2,438 $487 $1,951 $0 2011-1314-PST-E HARRIS 4/21/2013 $2,600 $520 $2,080 $0 2012-1998-PST-E GREGG 4/21/2013 $2,571 $514 $2,057 $0 GORKHALI, MANISHA S 2012-1947-PST-E SHELBY 4/21/2013 $3,900 $780 $3,120 $0 MLK First Stop, Inc. 2012-1938-PST-E HARRIS 4/21/2013 $3,375 $675 $2,700 $0 2013-0141-PST-E SMITH 4/21/2013 $2,625 $0 $2,625 $0 2012-2000-PST-E GREGG 4/21/2013 $3,375 $675 $2,700 $0 CLYDE VIEW ENTERPRISES LLC 2012-1875-PST-E CALLAHAN 4/21/2013 $3,502 $700 $2,802 $0 Shaikh Trading, LLC 2012-2117-PST-E HARRIS 4/21/2013 $1,317 $263 $1,054 $0 2012-1790-PST-E DALLAS 4/21/2013 $4,873 $974 $3,899 $0 2012-0955-PST-E NACOGDOCHES 4/23/2013 $20,334 $0 $20,334 $0 PST 45075 City of Deer Park PST 44203 DEAN, BETTY J PST 45344 PST 44694 PST 45379 Norris-Brantley, Inc. PST 43723 Star Touch Technologies Inc. PST 45367 AKHILA INC * PST 42642 Millennium B & O Corporation PST 45972 REDDY BUSINESS SOLUTIONS, INC. PST 45274 NRV Enterprise, Inc. PST 45674 PST 45210 PST 45973 TREHAN & RAINA ENTERPRISES LLC PST 45022 YU, HAG YONG PST 45109 Stella Link Service Station, Inc. 2012-1984-PST-E PST 46033 CHUBBIES INVESTMENTS INC 2013-0143-PST-E PST 44322 SHIWAKOTI, BISHNU PST 45134 Billy Del Goodman PST 45073 Mex-Pak-U.S.A., Inc. PST 45077 S. M. K International, Inc. PST 44837 SPENCER #1 ENTERPRISES, INC. PST 45352 Weatherford Indpendent School District PST 45277 PST 45481 PST 45296 Mughal, Inc. PST 45240 RASHID, IRAM PST 46034 Jai L N Inc. PST 45232 SAYEG, ABRAHAM PST 42172 Union Food Store Inc. PST 45118 MAT-J, L.L.C. PST 44986 PST 45065 PST 46035 SBN ENT INC. PST 45116 Dallas CTG Corporation PST 44960 PST 45252 PST 44904 AMMOURI, ABED PST 44110 Sunshine Stores, Inc. Page 26 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-1028-PST-E RUSK 4/23/2013 $8,883 $0 $8,883 $0 2012-1466-PST-E POLK 4/27/2013 $7,632 $0 $7,632 $0 CHAPA, ALICE MICHELLE 2012-0536-PST-E SAN PATRICIO 4/27/2013 $23,651 $0 $23,651 $0 AMK Properties L L C 2012-1279-PST-E FRIO 4/27/2013 $17,005 $3,401 $13,604 $0 2012-0510-PST-E CHEROKEE 4/27/2013 $14,439 $0 $14,439 $0 2012-1429-PST-E GALVESTON 4/27/2013 $6,780 $0 $6,780 $0 2012-1593-PST-E WILSON 4/27/2013 $15,000 $3,000 $12,000 $0 2012-1438-PST-E MONTGOMERY 4/27/2013 $8,507 $1,701 $6,806 $0 2012-1965-PST-E DENTON 4/27/2013 $7,779 $1,555 $6,224 $0 2012-0748-PST-E MATAGORDA 4/27/2013 $8,881 $1,776 $7,105 $0 Gonzales Retailers, LLC 2012-1339-PST-E GONZALES 4/27/2013 $9,549 $1,909 $7,640 $0 California Warehouse, Inc 2012-2042-PST-E HARRIS 4/27/2013 $7,650 $0 $7,650 $0 2011-2095-PST-E YOUNG 4/27/2013 $12,708 $0 $12,708 $0 2012-1815-PST-E GREGG 4/27/2013 $10,010 $2,002 $8,008 $0 JANG & CO INC 2012-1509-PST-E NUECES 4/27/2013 $31,975 $6,395 $25,580 $0 Shahab, Inc. 2012-1402-PST-E HOOD 4/27/2013 $9,247 $1,849 $7,398 $0 2012-1376-PST-E BELL 4/29/2013 $3,763 $0 $3,763 $0 2012-1787-PST-E HARRIS 4/29/2013 $6,750 $0 $6,750 $0 C.O. Jones Enterprises L.L.C. 2012-0909-PST-E BREWSTER 4/29/2013 $6,166 $0 $6,166 $0 FAMIS CORPORATION 2012-0763-PST-E CHEROKEE 4/29/2013 $2,633 $0 $2,633 $0 2012-0489-PST-E NUECES 4/29/2013 $3,880 $0 $3,880 $0 2012-1667-PST-E SHELBY 4/29/2013 $4,505 $0 $4,505 $0 2012-2278-PST-E COLLIN 4/29/2013 $4,500 $0 $4,500 $0 2012-0944-PST-E HARRIS 4/29/2013 $2,600 $0 $2,600 $0 2011-2331-PST-E ELLIS 5/2/2013 $2,629 $525 $2,104 $0 2012-2299-PST-E TITUS 5/2/2013 $1,875 $375 $1,500 $0 2012-2094-PST-E BELL 5/2/2013 $3,879 $775 $3,104 $0 2013-0239-PST-E DENTON 5/2/2013 $2,625 $0 $2,625 $0 2012-2442-PST-E WOOD 5/2/2013 $6,750 $1,350 $5,400 $0 2012-2511-PST-E WOOD 5/2/2013 $3,508 $701 $2,807 $0 2012-2221-PST-E BELL 5/2/2013 $3,505 $701 $2,804 $0 2012-1978-PST-E GREGG 5/2/2013 $2,943 $588 $2,355 $0 2011-1410-PST-E LAMAR 5/2/2013 $4,348 $869 $3,479 $0 2012-2350-PST-E HARRIS 5/2/2013 $3,883 $776 $3,107 $0 Myeong Ja Jeong 2012-2313-PST-E HARRIS 5/2/2013 $5,004 $1,000 $4,004 $0 Mo's Exxon Inc. 2012-2323-PST-E COLLIN 5/2/2013 $2,567 $513 $2,054 $0 2012-1957-PST-E ROBERTSON 5/2/2013 $2,813 $562 $2,251 $0 2012-1766-PST-E HARRIS 5/2/2013 $6,600 $1,320 $5,280 $0 PST 44186 Helsel, Vicki PST 44593 Happyle Corporation PST 43717 PST 44422 PST 43700 ZAKI & SAI INC PST 44571 GALVESTON SPEEDY STOP, L.L.C. PST 44721 S.V. Texas Cooler, LLC PST 44580 Mock, Thomas M * PST 45089 Douglass Distributing Company PST 43922 NGUYEN, AMY PST 44482 PST 45171 PST 42948 DHILLON, INDERJEET PST 44918 United Fuel & Energy Corporation PST 44636 PST 44545 PST 44531 Eshaan Retail Group Inc PST 44913 Supreme Business Inc PST 44065 PST 43933 PST 43680 Coastal King Operations, Inc. PST 44786 JSTH INVESTMENT, INC. PST 45418 Elim Gas Station Corporation PST 44101 Almeda Plaza, Inc. PST 43163 KC Corporation PST 45428 JML Enterprises Inc PST 45230 Lucky Enterprises, Inc. PST 46122 Hoodbro Enterprises, Inc. PST 45591 Young, Michael C. * PST 45655 Heimco Inc PST 45335 Chin, Soon PST 45106 ZARRIN, SYEDA FARHANA PST 42262 Food Fast Corporation PST 45494 Hugh L. Baker * PST 45440 PST 45457 PST 45079 DOUBLEKEY CROWN CORPORATION PST 44891 2000 IIG Inc. dba Diamond Smart 2 Page 27 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0238-PST-E HARRIS 5/2/2013 $2,625 $0 $2,625 $0 2012-1832-PST-E GUADALUPE 5/2/2013 $7,632 $1,526 $6,106 $0 WOOD 5/2/2013 $2,813 $562 $2,251 $0 SAN JACINTO 5/2/2013 $3,750 $750 $3,000 $0 2012-1906-PST-E HARRIS 5/2/2013 $3,375 $675 $2,700 $0 2012-2152-PST-E DENTON 5/2/2013 $3,375 $675 $2,700 $0 HILL 5/2/2013 $2,625 $0 $2,625 $0 MORRIS 5/2/2013 $8,750 $1,750 $7,000 $0 2012-2102-PST-E LIBERTY 5/2/2013 $3,638 $727 $2,911 $0 2012-2148-PST-E BELL 5/2/2013 $6,694 $1,338 $5,356 $0 2012-2053-PST-E BEXAR 5/2/2013 $3,375 $675 $2,700 $0 2012-2095-PST-E ROBERTSON 5/2/2013 $4,500 $900 $3,600 $0 2012-0908-PST-E DALLAS 5/2/2013 $2,550 $510 $2,040 $0 2012-2050-PST-E ERATH 5/2/2013 $2,813 $562 $0 $2,251 2012-2256-PST-E ATASCOSA 5/2/2013 $3,750 $750 $3,000 $0 2012-2177-PST-E HARRIS 5/2/2013 $3,543 $708 $2,835 $0 2012-0178-PST-E BRAZOS 5/2/2013 $1,875 $375 $1,500 $0 2012-2465-PST-E NUECES 5/2/2013 $2,813 $562 $2,251 $0 I F Y ENTERPRISES INC 2012-1858-PST-E PANOLA 5/2/2013 $3,510 $702 $2,808 $0 GHENE'S, INC. 2012-1114-PST-E RUSK 5/2/2013 $2,943 $588 $2,355 $0 2012-2244-PST-E BELL 5/2/2013 $3,380 $676 $2,704 $0 2012-2310-PST-E TITUS 5/2/2013 $3,879 $775 $3,104 $0 2012-1767-PST-E DALLAS 5/2/2013 $7,500 $1,500 $6,000 $0 2012-1708-PST-E DENTON 5/2/2013 $35,800 $7,160 $28,640 $0 2012-1942-PST-E LUBBOCK 5/2/2013 $4,068 $813 $3,255 $0 2012-1857-PST-E GREGG 5/2/2013 $8,005 $1,601 $6,404 $0 E - Z INTERNATIONAL INC. 2012-2206-PST-E MONTGOMERY 5/2/2013 $2,438 $487 $1,951 $0 Upham Oil & Gas Company, L.P. 2012-2114-PST-E PARKER 5/2/2013 $2,580 $516 $2,064 $0 2012-2075-PST-E KLEBERG 5/2/2013 $3,885 $777 $3,108 $0 2012-2433-PST-E DENTON 5/2/2013 $2,438 $487 $1,951 $0 2012-2534-PST-E AUSTIN 5/11/2013 $2,942 $588 $2,354 $0 2012-2186-PST-E MONTGOMERY 5/11/2013 $3,375 $675 $2,700 $0 2012-2232-PST-E MILAM 5/11/2013 $3,375 $675 $2,700 $0 2012-2430-PST-E BASTROP 5/11/2013 $3,880 $776 $3,104 $0 THE TEX-MEX RODRIGUEZ LLC 2012-2468-PST-E HARRIS 5/11/2013 $5,200 $1,040 $4,160 $0 AR-RAZZAQ INVESTMENTS INC 2012-2257-PST-E TITUS 5/11/2013 $3,877 $775 $3,102 $0 2012-1940-PST-E GREGG 5/11/2013 $6,610 $1,322 $5,288 $0 2012-2267-PST-E MONTGOMERY 5/11/2013 $5,947 $1,189 $4,758 $0 PST 46123 Sirpunch, Inc. PST 44953 Magnificent Investment, Inc. PST 45628 SPARKY FUELS, INC. 2012-2501-PST-E PST 45399 Lau Enterprises, LLP 2012-2259-PST-E PST 45035 Manasiya Properties, Inc. PST 45284 MIRZIANS, INC. PST 46124 Collins Wise Oil Company, L.L.C. 2013-0237-PST-E PST 44806 Afshan & Iftikhar Enterprises, Inc. 2012-1695-PST-E PST 45211 BALRAJ SINGH PST 45293 ASMR Family, LLC PST 45187 Z.K.L. Enterprise, Inc. PST 45229 Reagan, Louie PST 44067 T N A GROUP INC PST 45190 City of Stephenville PST 45396 La Familia Retail Inc PST 45311 MABIS, INC. PST 43368 AAA & Family, L.L.C. PST 45465 Phero & Anna, Inc. PST 44978 PST 44259 PST 45376 ADAMS FOOD MART INC PST 45454 Sharee G. A., Inc. PST 44890 Kamil Enterprises Inc. PST 44812 NAKISA ENTERPRISES LLC PST 45050 EAGER, RICK PST 44979 Kul Devi Enterprises Inc. PST 45348 PST 45242 PST 45205 Gams Inc. PST 45501 ALRAMAHI, HATEM PST 45676 Luetge, Rocky PST 45343 Poppy's Country Market, LLC PST 45386 Cameron ISD PST 45562 M-N-J Grocery Corp. PST 45609 PST 45393 PST 45060 KUTOB LLC PST 45400 Vu Tran Page 28 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-2397-PST-E NUECES 5/11/2013 $2,568 $513 $2,055 $0 2012-2226-PST-E COLLIN 5/11/2013 $3,000 $600 $2,400 $0 2012-2032-PST-E UPSHUR 5/11/2013 $5,750 $1,150 $4,600 $0 2012-2219-PST-E LUBBOCK 5/11/2013 $3,516 $703 $2,813 $0 2012-2723-PST-E BRAZORIA 5/11/2013 $5,625 $1,125 $4,500 $0 2012-2081-PST-E MONTGOMERY 5/11/2013 $2,813 $562 $2,251 $0 CALHOUN'S COUNTRY STORE, INCORPORATED 2012-2284-PST-E LIBERTY 5/11/2013 $2,567 $513 $2,054 $0 MKSN Investments, LLC 2012-1744-PST-E HARRIS 5/11/2013 $3,125 $625 $2,500 $0 City of Wharton 2012-2084-PST-E WHARTON 5/11/2013 $3,375 $675 $0 $2,700 45475 VRST Corporation 2012-2330-PST-E LUBBOCK 5/11/2013 $3,375 $675 $2,700 $0 PST 45013 Macive, LLC 2012-1895-PST-E TITUS 5/11/2013 $2,568 $513 $2,055 $0 PST 45374 EARNEST, DARRELL * 2012-2250-PST-E TAYLOR 5/11/2013 $3,750 $750 $3,000 $0 PST 45407 Habibulla, Quadratulla 2012-2300-PST-E ATASCOSA 5/11/2013 $2,943 $588 $2,355 $0 PST 45177 MUNISH ENTERPRISES, INC. 2012-2059-PST-E JASPER 5/11/2013 $3,150 $630 $2,520 $0 PST 45142 Verizon Business Network Services Inc. 2012-2583-PST-E LUBBOCK 5/11/2013 $3,000 $600 $2,400 $0 PST 45333 Ebrahim, Rafiq 2012-2229-PST-E MILAM 5/11/2013 $2,813 $562 $2,251 $0 PST 46149 Burki Trading, Inc. 2013-0262-PST-E ORANGE 5/11/2013 $2,625 $0 $2,625 $0 PST 45406 Shuaib Ullah 2012-2326-PST-E MONTGOMERY 5/11/2013 $4,125 $825 $3,300 $0 PST 45244 Punjton, Inc. 2012-2112-PST-E AUSTIN 5/11/2013 $2,813 $562 $2,251 $0 PST 45183 TEMPLE GROCERY INC 2012-2056-PST-E BELL 5/11/2013 $3,879 $775 $3,104 $0 PST 45646 TCS 1 MANAGEMENT COMPANY, L.L.C. 2012-2488-PST-E ORANGE 5/11/2013 $4,600 $920 $3,680 $0 PST 45662 HERITAGE FOOD STORE CORPORATION 2012-2569-PST-E HARRIS 5/11/2013 $3,375 $675 $2,700 $0 PST 46150 CHS Community Health Systems, Inc. 2013-0261-PST-E LIBERTY 5/11/2013 $875 $0 $875 $0 PST 45820 Angel Brothers Enterprises, Ltd. 2012-2674-PST-E HARRIS 5/11/2013 $3,880 $776 $3,104 $0 PST 45122 Daffodil Food, Inc. 2012-2002-PST-E BEXAR 5/11/2013 $2,383 $476 $1,907 $0 PST 44527 Lone Star Distributors, Inc. 2012-1386-PST-E HIDALGO 5/17/2013 $12,781 $0 $12,781 $0 PST 42966 SHEZ INC 2011-2116-PST-E UVALDE 5/22/2013 $7,609 $0 $7,609 $0 PST 44682 Amtul Enterprises, Inc. 2012-1557-PST-E SMITH 5/22/2013 $7,630 $0 $7,630 $0 PST 45269 Karcher Oil Co. Limited Liability Company 2012-2184-PST-E WILBARGER 5/23/2013 $4,256 $0 $4,256 $0 PST 44968 Tyson & Co. Inc. 2012-1844-PST-E DALLAS 5/23/2013 $3,522 $0 $3,522 $0 PST 44635 AMPM Enterprises, Inc. 2012-1493-PST-E SMITH 5/23/2013 $6,380 $0 $6,380 $0 PST 44969 Aspri Investments, LLC 2012-1843-PST-E BEXAR 5/23/2013 $2,637 $0 $2,637 $0 PST 44532 AFRIN C-STORE, INC. 2012-1375-PST-E WALKER 5/23/2013 $7,500 $0 $7,500 $0 PST 43927 NSRS ENTERPRISE INC 2012-0755-PST-E CHEROKEE 5/23/2013 $4,000 $0 $4,000 $0 PST 45378 Mike's Convenience Store, Inc. 2012-2238-PST-E MILAM 5/23/2013 $3,884 $0 $3,884 $0 PST 43616 KHODLE, INC 2012-0563-PST-E BEXAR 5/23/2013 $2,500 $0 $2,500 $0 PST 44515 Hamidi Food Mart Inc 2012-1354-PST-E BEXAR 5/23/2013 $3,881 $0 $3,881 $0 PST 43024 Park Abrams Enterprises LLC 2011-2171-PST-E DALLAS 5/23/2013 $7,169 $0 $7,169 $0 PST 45556 J & J Management, Inc. PST 45371 Plano Independent School District PST 45170 PERCY PIERCE TRADING CORPORATION PST 45339 BlueLinx Corporation PST 45849 BUC-EE'S, LTD. PST 45208 Conroe Independent School District PST 45405 PST 44867 PST 45212 PST Page 29 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-1374-PST-E WALKER 5/23/2013 $1,500 $0 $1,500 $0 2011-1925-PST-E BRAZOS 5/23/2013 $3,510 $0 $3,510 $0 Proton Realty Co. 2012-1889-PST-E DALLAS 5/23/2013 $6,840 $0 $6,840 $0 Total Stop, L. P, 2012-2379-PST-E TITUS 6/1/2013 $7,500 $1,500 $6,000 $0 2012-2295-PST-E TITUS 6/1/2013 $4,500 $900 $3,600 $0 2013-0014-PST-E HARRIS 6/1/2013 $3,375 $675 $2,700 $0 WOOD 6/1/2013 $2,943 $588 $2,355 $0 HARRIS 6/1/2013 $5,542 $1,108 $4,434 $0 2012-2335-PST-E UPSHUR 6/1/2013 $6,000 $1,200 $4,800 $0 2012-2235-PST-E ORANGE 6/1/2013 $4,687 $937 $3,750 $0 BELL 6/1/2013 $5,000 $1,000 $4,000 $0 WALLER 6/1/2013 $3,891 $778 $3,113 $0 2012-2314-PST-E FALLS 6/1/2013 $3,375 $675 $0 $2,700 2012-2282-PST-E COLLIN 6/1/2013 $5,000 $1,000 $4,000 $0 Texas Department of Transportation 2012-0883-PST-E CHEROKEE 6/1/2013 $1,875 $375 $0 $1,500 FJ TRADE INC 2012-2727-PST-E NUECES 6/1/2013 $3,134 $626 $2,508 $0 2012-2588-PST-E LIBERTY 6/1/2013 $3,750 $750 $3,000 $0 2012-2702-PST-E HARRIS 6/1/2013 $2,888 $577 $2,311 $0 2012-2447-PST-E STARR 6/1/2013 $7,000 $1,400 $5,600 $0 2012-2321-PST-E MONTGOMERY 6/1/2013 $7,088 $1,417 $5,671 $0 2012-2537-PST-E AUSTIN 6/1/2013 $2,813 $562 $2,251 $0 2012-2298-PST-E TARRANT 6/1/2013 $3,663 $732 $2,931 $0 2012-0527-PST-E BEXAR 6/1/2013 $2,250 $450 $1,800 $0 2012-2613-PST-E FORT BEND 6/1/2013 $2,813 $562 $2,251 $0 2012-2197-PST-E WALKER 6/1/2013 $7,126 $1,425 $5,701 $0 2012-2736-PST-E HILL 6/1/2013 $3,750 $750 $3,000 $0 2012-2729-PST-E CAMP 6/1/2013 $4,193 $838 $3,355 $0 2012-2639-PST-E HARRIS 6/1/2013 $2,438 $487 $1,951 $0 2012-2642-PST-E HOUSTON 6/1/2013 $2,813 $562 $2,251 $0 2012-2171-PST-E WHARTON 6/1/2013 $3,299 $659 $2,640 $0 2012-2582-PST-E TITUS 6/1/2013 $2,942 $588 $2,354 $0 2012-2527-PST-E BEXAR 6/1/2013 $3,893 $778 $3,115 $0 Texas Department of Transportation 2012-0371-PST-E WILLIAMSON 6/1/2013 $5,000 $1,000 $0 $4,000 45362 STATE LINE BUSINESS INC 2012-2212-PST-E ORANGE 6/1/2013 $7,500 $1,500 $6,000 $0 PST 45424 International A.L.E.R.T. Academy 2012-2293-PST-E UPSHUR 6/1/2013 $3,975 $795 $3,180 $0 PST 45476 Mousavijam, Mirasaad 2012-2338-PST-E LUBBOCK 6/1/2013 $4,259 $851 $3,408 $0 PST 45589 City of Denton 2012-2444-PST-E DENTON 6/1/2013 $2,813 $562 $2,251 $0 PST 45524 RRL Ventures, Inc. 2012-2411-PST-E BEXAR 6/1/2013 $2,813 $562 $2,251 $0 PST 44536 ASMA C-STORES, INC. PST 42777 Sky Business, Inc. PST 45005 PST 45514 PST 45436 M & L Lucky Stop, LLC PST 45896 Delko Services, L.L.C. PST 45580 Hass Enterprises, Inc. 2012-2448-PST-E PST 45294 E&W INVESTMENTS LLC 2012-2147-PST-E PST 45482 KEPR Corporation PST 45381 Peshawar Inc. PST 45316 Simrah Corporation, Inc. 2012-2196-PST-E PST 45278 Khalil G. El-Kasih 2012-2154-PST-E PST 45438 Texas Department of Criminal Justice PST 45411 Femio, Inc. PST 44041 PST 45872 PST 45730 Tarkington ISD PST 45848 NEW STAR BUSINESS INC. PST 45581 Omar Vela PST 45470 SPT Interests, LLC PST 45669 Sealy Independent School District PST 45432 U & K LLC PST 43710 I Star Enterprises, Inc. PST 45761 Lamar Consolidated Independent School District PST 45315 Walker County Hospital Corporation PST 45888 H&C Fuels, LLC PST 45881 Chun, L.L.C. PST 45796 Chaudhry & Sons, Inc. PST 45792 Crockett ISD PST 45305 HALLIBURTON, JACK PST 45721 Schultz, Jon PST 45691 A.J.C. Rental of Texas, Ltd. PST 43559 PST Page 30 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-2049-PST-E BEXAR 6/1/2013 $3,882 $776 $3,106 $0 2012-2504-PST-E BEXAR 6/1/2013 $3,375 $675 $2,700 $0 SMITH 6/1/2013 $5,625 $1,125 $4,500 $0 HARRIS 6/1/2013 $2,813 $562 $2,251 $0 2012-2407-PST-E SMITH 6/1/2013 $3,750 $750 $3,000 $0 2010-1722-PST-E TRAVIS 6/1/2013 $3,675 $735 $2,940 $0 BAILEY 6/1/2013 $3,375 $675 $2,700 $0 MCLENNAN 6/1/2013 $6,750 $1,350 $5,400 $0 2012-2220-PST-E BEXAR 6/1/2013 $3,880 $776 $3,104 $0 2012-2384-PST-E COLLIN 6/1/2013 $4,500 $900 $3,600 $0 2012-2325-PST-E PECOS 6/3/2013 $13,500 $2,700 $10,800 $0 2011-1840-PST-E HARRIS 6/3/2013 $10,317 $6,717 $3,600 $0 2012-1578-PST-E SMITH 6/3/2013 $8,438 $1,687 $6,751 $0 2012-2233-PST-E *MULTIPLE 6/3/2013 $19,782 $3,956 $15,826 $0 2012-2436-PST-E DALLAS 6/3/2013 $8,406 $1,681 $6,725 $0 2012-2435-PST-E ORANGE 6/3/2013 $9,625 $1,925 $7,700 $0 Pine Tree Independent School District 2012-1764-PST-E GREGG 6/3/2013 $18,500 $3,700 $0 $14,800 42855 Addie Marlin 2011-2069-PST-E BRAZORIA 6/3/2013 $3,815 $3,815 $0 $0 PST 45510 Paul T. Bryant 2012-2372-PST-E HAYS 6/3/2013 $9,504 $1,900 $7,604 $0 PST 44361 Harry Wurzbach Retail, Inc. 2012-1221-PST-E BEXAR 6/3/2013 $22,835 $0 $22,835 $0 PST 44753 Merito Retail, Inc. 2012-1622-PST-E BEXAR 6/3/2013 $17,725 $3,545 $14,180 $0 PST 45246 21 & 130 Inc 2012-2158-PST-E CALDWELL 6/3/2013 $7,635 $1,527 $6,108 $0 PST 42158 Garcha Corporation 2011-1298-PST-E GRAYSON 6/3/2013 $15,634 $12,034 $3,600 $0 PST 45090 S.N.N.V. Enterprises Inc. 2012-1968-PST-E ROBERTSON 6/3/2013 $7,959 $0 $7,959 $0 PST 44668 S S A Properties Inc 2012-1538-PST-E SMITH 6/3/2013 $7,628 $1,525 $6,103 $0 PST 45421 Bongshi Corporation 2012-2276-PST-E FORT BEND 6/8/2013 $2,876 $575 $2,301 $0 PST 45829 Chevron U.S.A. Inc. 2012-2684-PST-E HARRIS 6/8/2013 $5,767 $1,153 $4,614 $0 PST 46205 HUYNH, ROBERT 2013-0320-PST-E HARRIS 6/8/2013 $2,625 $0 $2,625 $0 PST 46281 TA Operating LLC 2013-0381-PST-E EL PASO 6/8/2013 $5,250 $0 $5,250 $0 PST 45617 Ilyas Shaikh Shakoor 2012-2475-PST-E UPSHUR 6/8/2013 $3,375 $675 $2,700 $0 PST 45685 Alka Corporation 2012-2529-PST-E HOUSTON 6/8/2013 $3,893 $778 $1,558 $1,557 PST 45943 City of Missouri City 2013-0050-PST-E *MULTIPLE 6/8/2013 $3,750 $750 $3,000 $0 PST 45468 TARK-CEP LLC 2012-2322-PST-E TITUS 6/8/2013 $4,631 $926 $3,705 $0 PST 46206 McCreery Aviation Co., Inc. 2013-0319-PST-E HIDALGO 6/8/2013 $5,250 $0 $5,250 $0 PST 45600 Mario Aldalu 2012-2461-PST-E HARRIS 6/8/2013 $4,600 $920 $3,680 $0 PST 45765 Channelview ISD 2012-2610-PST-E HARRIS 6/8/2013 $3,375 $675 $0 $2,700 PST 45897 Hays City Corporation 2013-0013-PST-E BEXAR 6/8/2013 $5,625 $1,125 $4,500 $0 PST 45795 TEXPAC GROUP INC 2012-2640-PST-E TITUS 6/8/2013 $3,750 $750 $3,000 $0 PST 45201 Aspri Investments, LLC PST 45625 A & K Karam, Inc. PST 45220 Gandaf USA, Inc. 2012-2100-PST-E PST 45636 Central Dispatch, Inc. 2012-2497-PST-E PST 45542 MANSOOR TRADING CORPORATION PST 40583 Texas Pleasant Valley Enterprises, Inc. PST 45262 Western "66" Company 2012-2132-PST-E PST 45942 Pilot Travel Centers LLC 2013-0051-PST-E PST 45338 BM Grocery Store, Inc. PST 45530 Shivamsagar Inc. PST 45443 Southwest Marketers, Inc. PST 42697 Xuan Inc PST 44699 Grande-West End, LLC PST 45383 Polk Oil Company, Inc. PST 45574 VP Fuel Mart Inc PST 45575 Kenneth Dupuis PST 44893 PST Page 31 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-2709-PST-E CHAMBERS 6/8/2013 $6,750 $1,350 $5,400 $0 2013-0318-PST-E HARRIS 6/8/2013 $2,625 $0 $2,625 $0 COLLIN 6/8/2013 $3,825 $765 $3,060 $0 CHAMBERS 6/8/2013 $4,000 $800 $3,200 $0 2012-2731-PST-E BEXAR 6/8/2013 $3,000 $600 $2,400 $0 2012-2477-PST-E WARD 6/8/2013 $3,375 $675 $1,350 $1,350 2013-0341-PST-E TARRANT 6/8/2013 $2,625 $0 $2,625 $0 2012-2327-PST-E COLLIN 6/8/2013 $4,125 $825 $3,300 $0 2013-0352-PST-E HARRIS 6/8/2013 $2,625 $0 $2,625 $0 2012-2228-PST-E MILAM 6/8/2013 $3,879 $775 $3,104 $0 2013-0351-PST-E HARRIS 6/8/2013 $2,625 $0 $2,625 $0 2012-2680-PST-E LIBERTY 6/8/2013 $3,563 $712 $2,851 $0 2013-0340-PST-E WOOD 6/8/2013 $5,250 $0 $5,250 $0 2012-2597-PST-E TRINITY 6/8/2013 $5,000 $1,000 $4,000 $0 KCMJ Enterprises, Inc. 2012-2446-PST-E MONTGOMERY 6/8/2013 $4,500 $900 $3,600 $0 Dennis Porter, Inc. 2012-2602-PST-E ANDREWS 6/8/2013 $3,500 $700 $2,800 $0 2012-2390-PST-E SMITH 6/8/2013 $7,500 $1,500 $6,000 $0 2013-0076-PST-E NUECES 6/8/2013 $3,750 $750 $3,000 $0 Do, Tuan Ngoc 2012-2710-PST-E TARRANT 6/8/2013 $2,888 $577 $2,311 $0 PITTSBURG CORNER EXPRESS LLC 2012-2647-PST-E CAMP 6/8/2013 $6,750 $1,350 $5,400 $0 2013-0062-PST-E TAYLOR 6/8/2013 $3,375 $675 $2,700 $0 2012-2664-PST-E HARRIS 6/8/2013 $4,500 $900 $3,600 $0 WOOD 6/8/2013 $3,750 $750 $3,000 $0 DENTON 6/8/2013 $2,943 $588 $2,355 $0 2013-0377-PST-E TARRANT 6/8/2013 $875 $0 $875 $0 2012-2663-PST-E TARRANT 6/8/2013 $3,375 $675 $2,700 $0 ZIO INVESTMENTS, LLC * 2012-2348-PST-E ORANGE 6/8/2013 $3,000 $600 $2,400 $0 MADISON JAMES D AND PERDUE DEANA M 2012-1189-PST-E POTTER 6/13/2013 $15,712 $3,142 $12,570 $0 2012-2636-PST-E TARRANT 6/13/2013 $16,350 $3,270 $13,080 $0 2012-2627-PST-E HARRIS 6/13/2013 $9,000 $1,800 $7,200 $0 Joe D. Clifton 2012-2422-PST-E MORRIS 6/13/2013 $11,383 $2,276 $9,107 $0 Bains Brothers, LLC 2012-0757-PST-E DALLAS 6/13/2013 $17,600 $0 $17,600 $0 2012-1095-PST-E AUSTIN 6/13/2013 $7,631 $0 $7,631 $0 2012-0007-PST-E JEFFERSON 6/13/2013 $12,207 $8,607 $3,600 $0 Aramco Associated Company 2012-2551-PST-E HARRIS 6/13/2013 $8,574 $1,714 $6,860 $0 Producers Cooperative Elevator 2012-2146-PST-E FLOYD 6/13/2013 $20,101 $4,020 $16,081 $0 2012-2213-PST-E BELL 6/13/2013 $13,259 $2,651 $10,608 $0 2012-2689-PST-E HARRIS 6/13/2013 $9,880 $0 $9,880 $0 PST 45880 Indo-American Enterprise, INC. PST 46207 EKTA Food, Inc. PST 45549 Zavid Khan 2012-2402-PST-E PST 45725 CHAIRMAN, LLC 2012-2579-PST-E PST 45882 Intertek USA Inc. PST 45612 Connel Oil Corp. PST 46151 GJ & H INVESTMENT COMPANY INC PST 45395 Zeway Corp. PST 46152 UNLIMITED VALUE, INC. PST 45361 Jim Eanes * PST 46153 City of West University Place PST 45833 ANMOL Enterprises, Inc. PST 46154 Ricky Shipp etal PST 45741 Kim, Grace G PST 45583 PST 45665 PST 45506 Alishah Shaikh Inc PST 45962 Texas State Aquarium Association PST 45879 PST 45782 PST 45945 Tx Xpress, LLC PST 45801 F.M. EXPRESS FOOD MART, INC. PST 45661 Winkle Oil Company, Inc. 2013-0168-PST-E PST 45610 LACOUL, SAMBIDHAN 2012-2469-PST-E PST 46267 Cook Children's Medical Center PST 45802 City of Arlington PST 45499 PST 44338 PST 45789 H & Rozy Inc PST 45776 FAIRBANK FOOD STORE, INC PST 45561 PST 43925 PST 44207 DNR BUSINESS INC PST 43211 ALI, IFTKHAR PST 45718 PST 45295 PST 45360 Mclane Company Inc PST 45771 Yoon Soo Song Page 32 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-2458-PST-E MARION 6/13/2013 $8,036 $1,607 $6,429 $0 2012-2531-PST-E WOOD 6/13/2013 $8,504 $1,700 $6,804 $0 Mustafa Chagani 2012-2129-PST-E TARRANT 6/18/2013 $16,824 $0 $16,824 $0 JNK 1st Food, Inc. 2012-1732-PST-E RUSK 6/18/2013 $19,043 $0 $19,043 $0 2012-1910-PST-E MONTGOMERY 6/23/2013 $10,632 $0 $10,632 $0 2012-1506-PST-E COLLIN 6/23/2013 $12,826 $0 $12,826 $0 Global New Millennium Partners, Ltd. 2011-0816-PST-E JEFFERSON 6/23/2013 $7,500 $0 $7,500 $0 Kawa Tahasalih 2012-0794-PST-E DALLAS 6/23/2013 $6,246 $0 $6,246 $0 2012-2618-PST-E ROBERTSON 6/27/2013 $2,942 $588 $2,354 $0 2012-2530-PST-E TARRANT 6/27/2013 $2,954 $590 $1,182 $1,182 ORANGE 6/27/2013 $6,750 $1,350 $5,400 $0 CHAMBERS 6/27/2013 $2,942 $588 $2,354 $0 2012-2178-PST-E RUSK 6/27/2013 $3,751 $750 $3,001 $0 2012-2378-PST-E DALLAS 6/27/2013 $6,744 $1,348 $5,396 $0 BEXAR 6/27/2013 $9,416 $1,883 $7,533 $0 ZAPATA 6/27/2013 $3,000 $600 $2,400 $0 2012-2566-PST-E DENTON 6/27/2013 $3,750 $750 $3,000 $0 2012-2635-PST-E DENTON 6/27/2013 $3,375 $675 $2,700 $0 Car Spa, Inc. dba Car Spa Car Wash 2012-2130-PST-E HARRIS 6/27/2013 $10,100 $2,020 $8,080 $0 Saakshi Inc 2012-2563-PST-E FANNIN 6/27/2013 $3,502 $700 $2,802 $0 2012-2669-PST-E BASTROP 6/27/2013 $3,881 $776 $3,105 $0 2012-2167-PST-E HARRIS 6/27/2013 $3,375 $675 $2,700 $0 CAMP 6/27/2013 $2,813 $562 $2,251 $0 SMITH 6/27/2013 $5,625 $1,125 $4,500 $0 2013-0546-PST-E ORANGE 6/27/2013 $2,625 $0 $2,625 $0 2012-2377-PST-E HARRIS 6/27/2013 $6,663 $1,332 $5,331 $0 Toepperwein Food Mart, Inc. 2012-2590-PST-E BEXAR 6/27/2013 $4,618 $923 $3,695 $0 SARVODAY ENTERPRISES LLC 2013-0078-PST-E BEXAR 6/27/2013 $3,881 $776 $3,105 $0 2012-2728-PST-E BOWIE 6/27/2013 $4,500 $900 $3,600 $0 2013-0087-PST-E CORYELL 6/27/2013 $2,813 $562 $2,251 $0 Rite Enterprises, Inc. 2012-2544-PST-E BASTROP 6/27/2013 $2,942 $588 $2,354 $0 TA Operating LLC 2012-2269-PST-E RANDALL 6/27/2013 $6,750 $1,350 $5,400 $0 2012-2561-PST-E BASTROP 6/27/2013 $6,130 $1,226 $4,904 $0 2012-2503-PST-E SMITH 6/27/2013 $7,500 $1,500 $6,000 $0 TRAN, HOA 2013-0545-PST-E BRAZORIA 6/27/2013 $2,625 $0 $2,625 $0 Sac-N-Pac Stores, Inc. 2013-0157-PST-E COMAL 6/27/2013 $2,813 $562 $2,251 $0 2012-2474-PST-E HARRIS 6/27/2013 $4,111 $822 $3,289 $0 2012-2334-PST-E MORRIS 6/27/2013 $8,961 $1,792 $7,169 $0 PST 45605 N. E. Jones Oil Company, Inc. PST 45683 S. M. Quick Shop, Inc. PST 45266 PST 44835 PST 45027 M & M WEST DAVIS INC PST 44648 Petra Petroleum Management LLC PST 41702 PST 43960 PST 45766 Maknojia Roshan Investment, LLC PST 45684 Argos Ready Mix (South Central) Corp. PST 45805 KBR Investment Inc. 2012-2660-PST-E PST 45993 PAVLIS, JOHN 2013-0114-PST-E PST 45308 Mohammed Haider PST 45521 Gramsn Fuels, Inc. PST 45843 MLK Retail Corporation 2012-2697-PST-E PST 45550 MARTINEZ, MANUEL M 2012-2516-PST-E PST 45699 A P G & Z, Inc. dba McKinney Food Store PST 45790 Lake Dallas Independent School District PST 45265 PST 45702 PST 45798 M L S S, Inc. PST 45301 2430 Pine Investments, Inc. PST 45781 ANG NEEMA & ANG MARIA INC 2012-2637-PST-E PST 45518 Zaid, LLC 2012-2375-PST-E PST 46461 Coastway Inc. PST 45522 Green Express Stores Inc. PST 45678 PST 45959 PST 45857 Sambour Mam PST 45978 Copperas Cove ISD PST 45643 PST 45370 PST 45704 Aadarsh Business Inc. PST 45626 Racetrac Petroleum, Inc. PST 46462 PST 46043 PST 45622 OCHO NLSS MG CORPORATION PST 45484 Asmara Enterprises, Inc. Page 33 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-2665-PST-E EL PASO 6/27/2013 $10,350 $2,070 $8,280 $0 2012-2526-PST-E HARRISON 6/27/2013 $7,630 $1,526 $6,104 $0 HARRISON 6/27/2013 $6,881 $1,376 $5,505 $0 GALVESTON 6/27/2013 $2,152 $430 $1,722 $0 2013-0156-PST-E COLLIN 6/27/2013 $3,956 $791 $3,165 $0 2012-2717-PST-E CORYELL 6/27/2013 $3,750 $750 $3,000 $0 KLEBERG 6/27/2013 $2,625 $0 $2,625 $0 COMANCHE 6/27/2013 $2,942 $588 $2,354 $0 2012-2277-PST-E HARRIS 6/27/2013 $2,927 $585 $2,342 $0 2012-2443-PST-E TARRANT 6/27/2013 $2,888 $577 $2,311 $0 HIDALGO 6/27/2013 $2,813 $562 $2,251 $0 HOWARD 6/27/2013 $6,750 $1,350 $2,700 $2,700 6/30/2013 $3,600 $0 $3,600 $0 7/3/2013 $17,908 $0 $17,908 $0 NUECES 7/17/2013 $16,250 $0 $16,250 $0 LIBERTY 7/17/2013 $9,751 $0 $9,751 $0 2012-2192-PST-E JIM WELLS 7/17/2013 $4,500 $0 $4,500 $0 2012-1439-PST-E FANNIN 7/17/2013 $3,882 $0 $3,882 $0 HARRIS 7/19/2013 $5,063 $1,012 $4,051 $0 VICTORIA 7/19/2013 $2,813 $562 $2,251 $0 2012-2612-PST-E CHAMBERS 7/19/2013 $2,813 $562 $2,251 $0 2012-2540-PST-E MONTGOMERY 7/19/2013 $6,001 $1,199 $4,802 $0 HARRIS 7/19/2013 $6,323 $1,264 $5,059 $0 TARRANT 7/19/2013 $2,931 $586 $2,345 $0 2013-0015-PST-E TARRANT 7/19/2013 $3,375 $675 $2,700 $0 2012-2732-PST-E BASTROP 7/19/2013 $5,380 $1,076 $4,304 $0 Timber Forest Chevron, Inc. 2012-2536-PST-E HARRIS 7/19/2013 $6,750 $1,350 $5,400 $0 New Jonathon Enterprise Incorporated 2013-0113-PST-E COLLIN 7/19/2013 $2,565 $513 $2,052 $0 2012-2403-PST-E DENTON 7/19/2013 $3,506 $701 $2,805 $0 2013-0068-PST-E FORT BEND 7/19/2013 $2,438 $487 $1,951 $0 WOOD 7/19/2013 $3,375 $675 $2,700 $0 MCMULLEN 7/19/2013 $3,133 $626 $2,507 $0 2012-2631-PST-E HARRIS 7/19/2013 $2,438 $487 $1,951 $0 2012-2432-PST-E HARRISON 7/19/2013 $3,881 $776 $3,105 $0 Texas New Horizon, Inc. 2012-1765-PST-E HARRIS 7/19/2013 $5,464 $1,092 $4,372 $0 Choi, Luke 2012-2387-PST-E BELL 7/19/2013 $2,568 $513 $2,055 $0 2013-0054-PST-E HOUSTON 7/19/2013 $3,881 $776 $3,105 $0 2013-0026-PST-E UPSHUR 7/19/2013 $3,750 $750 $3,000 $0 PST 45800 TA Operating LLC PST 45693 AllDoc's, Inc. PST 45743 Johnson-White & Associates, Inc. 2012-2605-PST-E PST 46091 AA & MM International, Inc. 2013-0203-PST-E PST 46044 Ray Huffines Chevrolet, Inc. PST 45864 City of Gatesville PST 46365 PATEL, MAHENDRABHAI B 2013-0443-PST-E PST 45907 Patisu Properties, Inc. 2013-0023-PST-E PST 45420 SAHIL MERCHANT, INC. PST 45590 CLOUSE, BILLY PST 45825 ES. TEHUETLAN LLC 2012-2686-PST-E PST 45816 Stripes LLC 2012-2668-PST-E PST 43518 Caddell Stephenson, Inc. 2012-0327-PST-E SHELBY PST 43151 SRK GROUPS INC 2011-2313-PST-E JEFFERSON PST 45001 RAMIREZ, MELVA 2012-1881-PST-E PST 44448 RAHIYA HILLCREST, INC. 2012-1307-PST-E PST 45329 SUAREZ, ALBERTO PST 44566 J.S. BASSI ENTERPRISES INC PST 45686 Thomson Enterprises, Inc. 2012-2528-PST-E PST 46279 Ram/Taha, LLC 2013-0382-PST-E PST 45762 JPPS Inc. PST 45657 Cross Development/Montgomery LP PST 46169 Texas Petroleum Group, LLC 2013-0276-PST-E PST 45737 1251 Woodhaven Food Mart, Inc. 2012-2593-PST-E PST 45894 Cook Children's Medical Center PST 45886 Clara, Inc. PST 45673 PST 45994 PST 45548 JILA DEVELOPMENT, L.L.C. PST 45975 Pecan Grove Car Wash, Inc. PST 45651 Ramanlal T. Patel 2012-2512-PST-E PST 45635 RTF, LLC 2012-2498-PST-E PST 45770 Minesh Patel PST 45564 Alan Matysiak PST 44892 PST 45527 PST 45928 BASHIR INTERESTS, INC. PST 45901 Pavan Sut, Inc. Page 34 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0016-PST-E DENTON 7/19/2013 $4,125 $825 $3,300 $0 2012-2733-PST-E HARRIS 7/19/2013 $4,687 $937 $3,750 $0 2012-2713-PST-E BEXAR 7/19/2013 $5,000 $1,000 $4,000 $0 2013-0154-PST-E BOSQUE 7/19/2013 $3,880 $776 $3,104 $0 2012-2352-PST-E UPSHUR 7/19/2013 $3,750 $750 $3,000 $0 2013-0072-PST-E EASTLAND 7/19/2013 $3,750 $750 $3,000 $0 H Sunny Inc. 2012-2688-PST-E TARRANT 7/19/2013 $4,500 $900 $3,600 $0 M & F, Inc. 2011-0019-PST-E HARRIS 7/19/2013 $4,574 $914 $3,660 $0 2013-0188-PST-E CASS 7/19/2013 $2,942 $588 $2,354 $0 2012-2189-PST-E HARRISON 7/19/2013 $2,813 $562 $2,251 $0 2013-0364-PST-E COMAL 7/19/2013 $5,625 $1,125 $4,500 $0 2013-0033-PST-E ANGELINA 7/19/2013 $3,375 $675 $2,700 $0 2012-2462-PST-E UPSHUR 7/19/2013 $3,375 $675 $2,700 $0 2012-2494-PST-E WOOD 7/19/2013 $7,500 $1,500 $6,000 $0 William Marsh Rice University 2012-2685-PST-E HARRIS 7/19/2013 $4,038 $807 $3,231 $0 Colonial Distribution, Inc. 2012-2615-PST-E BEXAR 7/19/2013 $2,943 $588 $2,355 $0 2012-1240-PST-E CAMERON 7/26/2013 $5,000 $0 $5,000 $0 2012-2312-PST-E MONTGOMERY 7/28/2013 $3,900 $0 $3,900 $0 HARRIS 7/28/2013 $3,563 $0 $3,563 $0 TRINITY 7/28/2013 $3,750 $750 $3,000 $0 2012-2418-PST-E SMITH 7/28/2013 $3,750 $750 $3,000 $0 2012-1931-PST-E BELL 7/28/2013 $2,813 $0 $2,813 $0 Rasso's Lytle Corporation 2012-2306-PST-E ATASCOSA 7/28/2013 $3,883 $0 $3,883 $0 ZVELS INC 2012-2051-PST-E DALLAS 7/28/2013 $3,750 $0 $3,750 $0 2012-2491-PST-E HOUSTON 7/28/2013 $3,881 $776 $3,105 $0 2012-2296-PST-E COLLIN 7/28/2013 $1,501 $300 $1,201 $0 ERATH 7/28/2013 $4,500 $900 $3,600 $0 ATASCOSA 7/28/2013 $3,375 $675 $2,700 $0 2012-2722-PST-E GONZALES 7/28/2013 $3,750 $750 $3,000 $0 2012-2191-PST-E HARRIS 7/28/2013 $2,813 $562 $2,251 $0 PK INTERNATIONAL LLC 2012-2502-PST-E HOUSTON 7/28/2013 $3,880 $776 $3,104 $0 GOLDEN GROUP, INC. 2012-2290-PST-E HARRIS 7/28/2013 $4,819 $0 $4,819 $0 2012-1535-PST-E CULBERSON 7/28/2013 $7,500 $0 $7,500 $0 2013-0240-PST-E POTTER 7/28/2013 $5,796 $1,159 $4,637 $0 LUERA, JOHN 2012-2068-PST-E JIM WELLS 7/28/2013 $3,884 $0 $3,884 $0 PHAM, MO 2012-1327-PST-E POTTER 7/28/2013 $2,384 $0 $2,384 $0 2012-0559-PST-E HARRIS 7/28/2013 $3,640 $0 $3,640 $0 2012-2280-PST-E HARRIS 7/28/2013 $5,757 $0 $5,757 $0 PST 45898 Fuelcon Management LLC PST 45885 AWAIS & HADI LLC PST 45869 838 Bandera Road Management LLC PST 46048 Bosque Trading Enterprises, Inc PST 45491 Upshur-Rural Electric Cooperative Corporation PST 45970 NISU, Inc. PST 45823 PST 40924 PST 46076 Verma Enterprises Inc PST 45340 Wildcat Grocery, Inc. PST 46246 Sac-N-Pac Stores, Inc. PST 45912 Huntington I.S.D. PST 45593 Ilyas Shaikh Shakoor PST 45639 Essex Hospitality Inc PST 45827 PST 45757 PST 44384 Ted Castillo * PST 45445 Noori Investments, Inc. PST 45450 SUBA BUSINESS LLC 2012-2341-PST-E PST 45884 Grace Kim 2012-2734-PST-E PST 45559 SUPREME SAVERS FOOD MART INC PST 45026 MALHI, SHAFQAT IRFAN PST 45461 PST 45194 PST 45642 CROCKETT ENTERPRISES INC PST 45435 Tenet Frisco, Ltd PST 45460 Unique Leasing, Inc. 2012-2307-PST-E PST 46004 Jourdanton Independent School District 2013-0131-PST-E PST 45856 BITTU & SANJEEVAN INC PST 45330 FINE MANAGEMENT SERVICES LLC PST 45627 PST 45430 PST 44673 Sam's Truck Stop Business, Inc. PST 46119 FLYING STAR TRANSPORT, L.L.C. PST 45203 PST 44471 PST 43739 Nishi Enterprises, Inc. PST 45415 Asmita, Inc. Page 35 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-1786-PST-E LUBBOCK 7/28/2013 $3,375 $0 $3,375 $0 2012-2696-PST-E HARRIS 7/28/2013 $4,125 $825 $3,300 $0 BEXAR 7/28/2013 $3,879 $0 $3,879 $0 BRAZORIA 7/28/2013 $2,567 $513 $2,054 $0 2013-0073-PST-E TARRANT 7/28/2013 $6,000 $1,200 $4,800 $0 2013-0159-PST-E GALVESTON 7/28/2013 $6,161 $1,232 $4,929 $0 2012-2646-PST-E TARRANT 7/28/2013 $3,893 $778 $3,115 $0 2012-2297-PST-E ORANGE 7/28/2013 $7,000 $1,400 $5,600 $0 7/28/2013 $3,750 $0 $3,750 $0 PST 44916 Texas Department of Public Safety PST 45844 SHEKHANI, AFZAL * PST 45601 SUHA ENTERPRISES INC 2012-2460-PST-E PST 46230 CKP BROTHERS, INC. 2013-0332-PST-E PST 45966 Saykot Enterprises, Inc. PST 46041 Murphy Oil USA, Inc. PST 45783 PST 45433 Columbia Plaza Medical Center of Fort Worth Subsidiary, L.P. Overseas Enterprises USA, Inc. PST 45119 MK Petroleum, LLC 2012-1997-PST-E HARRIS PST 45616 RALL, HARPREET 2012-2505-PST-E MONTGOMERY 7/28/2013 $3,750 $750 $3,000 $0 PST 46388 Travis Morehead 2013-0477-PST-E ANGELINA 7/28/2013 $5,625 $1,125 $4,500 $0 PST 45731 Mohammad Latifur Rahman 2012-2587-PST-E TARRANT 7/28/2013 $3,375 $675 $2,700 $0 7/28/2013 $2,500 $0 $2,500 $0 PST 44189 D TRAN INC 2012-1035-PST-E BEXAR PST 45764 RSSB INC 2012-2611-PST-E HARRIS 7/28/2013 $2,566 $513 $2,053 $0 PST 46093 KHANIA, ASIF 2013-0206-PST-E CASS 7/28/2013 $3,416 $683 $2,733 $0 PST 44932 HTD Enterprises Inc. 2012-1814-PST-E HARRIS 7/28/2013 $5,100 $0 $5,100 $0 7/29/2013 $2,609 $0 $2,609 $0 PST 44708 Lone Star Distributors, Inc. * 2012-1757-PST-E ZAPATA PST 41496 FAYYAZ, AHMED 2011-0595-PST-E JEFFERSON 8/3/2013 $27,208 $0 $27,208 $0 PST 45382 SHAZADA ENTERPRISES, INC. 2012-2234-PST-E HARRIS 8/3/2013 $10,873 $2,174 $8,699 $0 PST 44049 DRJO ENTERPRISE INC. 2012-0892-PST-E DALLAS 8/3/2013 $7,633 $0 $7,633 $0 HARRIS 8/3/2013 $8,063 $0 $8,063 $0 PST 44430 SAMODA INC 2012-1287-PST-E PST 45728 Aslam Ali 2012-2577-PST-E HARRIS 8/3/2013 $8,896 $1,778 $7,118 $0 PST 43547 HJTV, Inc. 2012-0471-PST-E WICHITA 8/3/2013 $12,488 $2,497 $9,991 $0 PST 45715 Murphy Oil USA, Inc. 2012-2552-PST-E GALVESTON 8/3/2013 $9,530 $1,906 $7,624 $0 8/3/2013 $7,875 $1,575 $6,300 $0 PST 45511 Abdun Inc. * 2012-2371-PST-E HARRIS PST 45009 TEXAS SUPERTRACK, INC. 2012-1730-PST-E TARRANT 8/3/2013 $16,783 $0 $16,783 $0 PST 43370 KJCJ Enterprises Inc 2012-0176-PST-E DALLAS 8/3/2013 $12,464 $5,744 $6,720 $0 PST 34980 Dowd & Sons Automobile Salvage Company, Inc. 2012-1116-PST-E NAVARRO 8/3/2013 $120,000 $116,400 $3,600 $0 CAMERON 8/3/2013 $11,553 $2,310 $9,243 $0 PST 45115 McAllen Petroleum, Inc. 2012-1988-PST-E PST 45021 Pronto Food Stores, LLC 2012-1913-PST-E RUSK 8/3/2013 $11,135 $0 $11,135 $0 PST 44433 Asuda Holdings LLC 2012-1297-PST-E DENTON 8/3/2013 $27,100 $0 $27,100 $0 PST 45920 SNB Food, Inc. 2013-0034-PST-E BEXAR 8/3/2013 $8,750 $1,750 $7,000 $0 HARRIS 8/3/2013 $7,875 $1,575 $6,300 $0 PST 45681 Vakil & Brothers, Inc. 2012-2533-PST-E PST 45637 MEMORIAL HEALTH SYSTEM OF EAST TEXAS 2012-2496-PST-E POLK 8/3/2013 $13,500 $2,700 $10,800 $0 PST 46005 Kims's Korner, Inc. 2013-0130-PST-E COLLIN 8/3/2013 $14,301 $2,859 $11,442 $0 PST 45534 SJTS, Inc 2012-2420-PST-E MORRIS 8/3/2013 $7,942 $1,588 $6,354 $0 2013-0185-PST-E FORT BEND 8/3/2013 $7,592 $1,518 $6,074 $0 PST 46079 Rodriguez, Jorge E Page 36 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-2096-PST-E BEXAR 8/3/2013 $7,632 $0 $7,632 $0 2012-2337-PST-E MONTGOMERY 8/3/2013 $8,063 $0 $8,063 $0 Marshall ISD 2013-0101-PST-E HARRISON 8/3/2013 $8,750 $1,750 $7,000 $0 Brookshire Grocery Company 2013-0116-PST-E BOWIE 8/8/2013 $4,875 $975 $3,900 $0 2012-2489-PST-E HARRISON 8/8/2013 $3,881 $776 $3,105 $0 2013-0085-PST-E HARRIS 8/8/2013 $5,000 $1,000 $0 $4,000 2012-2625-PST-E TITUS 8/8/2013 $5,625 $1,125 $4,500 $0 2013-0365-PST-E HARRIS 8/8/2013 $2,971 $594 $2,377 $0 2013-0338-PST-E DENTON 8/8/2013 $3,750 $750 $3,000 $0 2013-0302-PST-E BEXAR 8/8/2013 $3,750 $750 $3,000 $0 DALLAS 8/8/2013 $3,750 $750 $3,000 $0 GUADALUPE 8/8/2013 $3,750 $750 $3,000 $0 2013-0236-PST-E BOSQUE 8/8/2013 $5,000 $1,000 $4,000 $0 2013-0350-PST-E CASS 8/8/2013 $3,750 $750 $3,000 $0 Denton County 2012-2410-PST-E DENTON 8/8/2013 $2,813 $562 $0 $2,251 Asif Eddie Dawood * 2013-0102-PST-E HARRIS 8/8/2013 $6,375 $1,275 $5,100 $0 2012-2490-PST-E HARRIS 8/8/2013 $3,375 $675 $2,700 $0 2013-0020-PST-E HARRIS 8/8/2013 $5,062 $1,012 $4,050 $0 Denpak Convenience Store, Inc. 2012-2565-PST-E DENTON 8/8/2013 $3,751 $750 $3,001 $0 Robbins Osborn Road Island, Inc. 2012-2559-PST-E SMITH 8/8/2013 $5,755 $1,151 $4,604 $0 2013-0243-PST-E ATASCOSA 8/8/2013 $2,813 $562 $2,251 $0 2013-0263-PST-E BOWIE 8/8/2013 $4,625 $925 $3,700 $0 Jaya Kali, Inc. 2013-0334-PST-E BROWN 8/8/2013 $3,750 $750 $3,000 $0 G.M. Brothers, Inc. * 2012-2568-PST-E HARRIS 8/8/2013 $3,375 $675 $2,700 $0 2013-0199-PST-E BOWIE 8/8/2013 $2,813 $562 $2,251 $0 2012-2449-PST-E JIM HOGG 8/21/2013 $8,880 $0 $8,880 $0 Quality Retail Services, Inc. 2012-2456-PST-E WILLACY 8/21/2013 $9,625 $0 $9,625 $0 Mohammad Danish Mohammad 2012-2424-PST-E LIBERTY 8/21/2013 $8,750 $0 $8,750 $0 2012-2283-PST-E SMITH 8/21/2013 $11,250 $0 $11,250 $0 2012-2476-PST-E HARRIS 8/21/2013 $9,000 $0 $9,000 $0 Sardinia Group, Inc. 2013-0036-PST-E TRINITY 8/21/2013 $8,882 $0 $8,882 $0 AZM Enterprises, Inc. * 2012-1789-PST-E BEXAR 8/21/2013 $12,832 $0 $12,832 $0 2012-2332-PST-E POLK 8/21/2013 $8,750 $0 $8,750 $0 2012-1982-PST-E SMITH 8/21/2013 $13,750 $0 $13,750 $0 Himalayan Star, Inc. 2013-0946-PST-E ERATH 8/22/2013 $2,625 $0 $2,625 $0 ABSK Enterprises Inc. 2013-0083-PST-E BEXAR 8/22/2013 $3,880 $776 $3,104 $0 2013-0580-PST-E TARRANT 8/22/2013 $2,625 $0 $2,625 $0 2013-0582-PST-E STARR 8/22/2013 $2,625 $0 $2,625 $0 PST 45228 Marbach Food Inc * PST 45479 New Caney Enterprise, Inc. PST 45960 PST 45989 PST 45645 Sopeak Khuon PST 45923 City of Houston PST 45778 A & H LUCKY STOP, INC PST 46233 Toor Enterprises, Inc. PST 46218 SHIWAKOTI, BISHNU PST 46189 MAHESANIA, RUFI PST 45908 City of Dallas 2013-0022-PST-E PST 46229 ZAHABEE INC 2013-0333-PST-E PST 46125 KSHITIJ LLC PST 46220 STARKEY, BOBBY L PST 45531 PST 45932 PST 45644 Hasor Enterprise Inc. PST 45900 ALEEM, MOHAMMAD PST 45700 PST 45707 PST 46114 Sherbart Holdings Inc PST 46143 Hyun Dae Lee * PST 46226 PST 45663 PST 46087 David Mears PST 45579 Breiten, Alec PST 45599 PST 45566 PST 45410 AMMAN & SAARIZ LLC PST 45615 Benanee Corporation PST 45918 PST 44906 PST 45422 Moonis, Maaz M PST 45111 AM PM ENTERPRISES INC * PST 46770 PST 45949 PST 46480 Alishan's, Inc. PST 46477 GERMAN N VEGA Page 37 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0581-PST-E EASTLAND 8/22/2013 $2,625 $0 $2,625 $0 2013-0074-PST-E EASTLAND 8/22/2013 $3,375 $675 $2,700 $0 MITESH C-STORE, INC. 2013-0007-PST-E TRINITY 8/22/2013 $3,882 $776 $3,106 $0 Westmount, Inc. 2013-0100-PST-E HARRIS 8/22/2013 $3,825 $765 $3,060 $0 2013-0301-PST-E GUADALUPE 8/22/2013 $5,000 $1,000 $4,000 $0 2013-1061-PST-E UPSHUR 8/22/2013 $2,625 $0 $2,625 $0 2013-1060-PST-E LIBERTY 8/22/2013 $2,625 $0 $2,625 $0 2013-0053-PST-E TARRANT 8/22/2013 $3,563 $712 $2,851 $0 2013-0447-PST-E NACOGDOCHES 8/22/2013 $2,350 $470 $1,880 $0 2012-2712-PST-E TARRANT 8/22/2013 $4,629 $925 $3,704 $0 STARR 8/22/2013 $3,880 $776 $3,104 $0 DENTON 8/22/2013 $5,000 $1,000 $4,000 $0 2013-0283-PST-E NAVARRO 8/22/2013 $2,953 $590 $2,363 $0 2013-0945-PST-E TARRANT 8/22/2013 $2,625 $0 $2,625 $0 Abrahim Inc 2013-0219-PST-E BOSQUE 8/22/2013 $6,000 $1,200 $4,800 $0 Ashnoor, L.L.C. 2013-0121-PST-E HARRIS 8/22/2013 $4,258 $851 $3,407 $0 2013-0707-PST-E HARRIS 8/22/2013 $2,625 $0 $2,625 $0 2013-0285-PST-E GUADALUPE 8/22/2013 $3,879 $775 $3,104 $0 Dharani Enterprises Inc. 2013-0171-PST-E FORT BEND 8/22/2013 $6,644 $1,328 $5,316 $0 Zishan Ali 2012-2309-PST-E COLLIN 8/22/2013 $3,750 $750 $3,000 $0 2013-0244-PST-E MARION 8/22/2013 $3,750 $750 $3,000 $0 2013-0706-PST-E HARRIS 8/22/2013 $2,625 $0 $2,625 $0 HARRIS 8/23/2013 $5,100 $0 $5,100 $0 NEWTON 8/23/2013 $5,133 $0 $5,133 $0 2012-1909-PST-E HARRIS 8/23/2013 $7,500 $0 $7,500 $0 2012-2408-PST-E HARRIS 8/23/2013 $8,875 $0 $8,875 $0 Acres Enterprises, Inc. 2012-1455-PST-E JASPER 8/23/2013 $17,685 $0 $17,685 $0 Metroplex Lucky Star, LLC 2012-2198-PST-E DALLAS 8/23/2013 $5,130 $0 $5,130 $0 2012-2675-PST-E BEXAR 8/26/2013 $8,882 $1,776 $7,106 $0 2012-2349-PST-E COLLIN 8/26/2013 $8,063 $1,612 $6,451 $0 2013-0132-PST-E HARRIS 8/26/2013 $18,000 $3,600 $14,400 $0 2013-0417-PST-E EL PASO 8/26/2013 $9,544 $1,908 $7,636 $0 2013-0207-PST-E HARRIS 8/26/2013 $9,375 $1,875 $7,500 $0 $937,290 $4,979,833 PST 46478 COWPOKES CONVENIENCE STORES, INC. PST 45964 Sunrise Valley Properties Inc PST 45850 PST 45965 PST 46193 ZGHOUL LLC PST 46909 Midway Armadillo Corporation PST 46910 ZAREEN ENTERPRISES, INC. PST 45929 Hadeel Corporation PST 46354 Denny Oil Company * PST 45870 Gold Land Investors, LLC PST 45755 Luis Garza 2012-2616-PST-E PST 45570 Gricelda Samano 2012-2428-PST-E PST 46186 NAVARRO REGIONAL HOSPITAL * PST 46773 H & Rozy Inc PST 46108 PST 45998 PST 46612 NEXTEL OF TEXAS, INC. PST 46184 Shree Pramukh Bapa, Corporation PST 46058 PST 45455 PST 46099 Sripati, Inc. PST 46613 Kingstreet Investments, LLC PST 41085 ANA, INC. 2011-0187-PST-E PST 43499 Sona Stores, Inc. 2012-0315-PST-E PST 45028 Tristar Convenience Stores, Inc. PST 45535 Kaur Investments, Inc. PST 44581 PST 45419 PST 45819 Mica Corporation PST 45498 Farmersville Texaco, Inc. PST 45997 Channelview Enterprises, Inc. PST 46316 University Behavioral Health of El Paso, LLC PST 46092 Zaman-Naseer Properties, LLC Subtotal for PST : 1,079 $6,004,481 $87,358 PWS 43453 Mostafa A Soliman 2012-0267-PWS-E WALLER 9/6/2012 $293 $0 $293 $0 PWS 42601 Jasper Cindi Inc. 2011-1743-PWS-E JASPER 9/6/2012 $3,542 $0 $3,542 $0 PWS 42995 Golden Pass LNG Terminal LLC 2011-2151-PWS-E JEFFERSON 9/16/2012 $3,022 $604 $2,418 $0 2012-0659-PWS-E FANNIN 9/16/2012 $100 $20 $80 $0 PWS 43839 Ravenna-Nunnelee Water Supply Corporation Page 38 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0363-PWS-E CALHOUN 9/16/2012 $2,095 $419 $1,676 $0 2012-0373-PWS-E HAYS 9/16/2012 $330 $66 $264 $0 COMAL 9/16/2012 $1,556 $310 $1,246 $0 SAN AUGUSTINE 9/16/2012 $1,637 $0 $1,637 $0 2011-2122-PWS-E MIDLAND 9/29/2012 $8,700 $0 $8,700 $0 2012-0497-PWS-E HARRIS 9/30/2012 $2,681 $535 $2,146 $0 COLLIN 9/30/2012 $120 $24 $96 $0 BANDERA 9/30/2012 $711 $142 $569 $0 2012-0166-PWS-E FALLS 9/30/2012 $985 $197 $788 $0 2011-1894-PWS-E VAL VERDE 10/11/2012 $317 $0 $317 $0 2012-0423-PWS-E SCURRY 10/13/2012 $263 $52 $211 $0 2012-0689-PWS-E BRAZORIA 10/13/2012 $100 $20 $80 $0 2012-0174-PWS-E CHILDRESS 10/13/2012 $1,050 $210 $840 $0 2012-0569-PWS-E TRAVIS 10/13/2012 $665 $133 $532 $0 2011-1406-PWS-E TARRANT 10/13/2012 $877 $175 $702 $0 2012-0666-PWS-E FREESTONE 10/13/2012 $1,254 $250 $1,004 $0 2012-0332-PWS-E TARRANT 10/13/2012 $560 $112 $448 $0 2012-0030-PWS-E MCMULLEN 10/19/2012 $1,365 $0 $1,365 $0 ANGELINA 10/19/2012 $13,282 $0 $13,282 $0 *MULTIPLE 10/19/2012 $1,450 $0 $1,450 $0 KENDALL 10/26/2012 $54 $10 $44 $0 2012-0660-PWS-E COLORADO 10/26/2012 $501 $100 $401 $0 2012-0919-PWS-E MONTAGUE 10/26/2012 $125 $25 $100 $0 2012-0940-PWS-E MCLENNAN 10/26/2012 $1,357 $271 $1,086 $0 10/26/2012 $969 $193 $776 $0 PWS 43539 Shoalwater Flats Association PWS 43557 Signal Hill Water System 24 PWS 43386 Cliffside Guest House, L.L.C. 2012-0189-PWS-E PWS 42443 Sam Rayburn Water, Inc. 2011-1572-PWS-E PWS 42972 AMPHENOL STEWARD ENTERPRISES INC PWS 43691 C & D CHARLES STREET GP, LLC PWS 43753 Altoga Water Supply Corporation 2012-0570-PWS-E PWS 43751 GATE TREE LLC 2012-0614-PWS-E PWS 43354 Mooreville Water Supply Corporation PWS 42752 City of Del Rio PWS 43640 Howard C. Bigham PWS 43862 Alvin Country Club, LLC PWS 43361 Red River Authority of Texas PWS 43756 Aqua Utilities, Inc. PWS 42260 United States Army Corps of Engineers PWS 43850 Butler WSC PWS 43513 United States Army Corps of Engineers PWS 43240 Mcmullen County WCID 2 PWS 42348 ROGERS, GORDON DEAN 2011-1505-PWS-E PWS 43308 GILLOTT, DAVID T 2012-0114-PWS-E PWS 44161 2012-1008-PWS-E PWS 43838 Kendall County Water Control and Improvement District No. 1 PILSNER, DAVID PWS 44079 Custom Water Co., L.L.C. PWS 44098 City of McGregor PWS 43935 CHAU, HONG 2012-0767-PWS-E HARRIS PWS 43372 City Of Follett 2012-0172-PWS-E LIPSCOMB 10/27/2012 $1,278 $0 $1,278 $0 PWS 37345 North San Saba Wsc 2012-0557-PWS-E SAN SABA 10/27/2012 $21,079 $0 $21,079 $0 PWS 43688 Brenda Cunningham Byrd * 2012-0490-PWS-E COLORADO 10/27/2012 $2,708 $0 $2,708 $0 10/27/2012 $11,176 $0 $11,176 $0 PWS 11945 SNI Corporation 2011-1631-PWS-E COLORADO PWS 43454 Oak Valley Mobile Home Park LLC 2012-0266-PWS-E BRAZORIA 10/27/2012 $838 $0 $838 $0 PWS 42113 Silverlake Church 2011-1263-PWS-E BRAZORIA 11/11/2012 $2,835 $0 $2,835 $0 PWS 43819 Aqua Utilities, Inc. 2012-0636-PWS-E POLK 11/11/2012 $154 $30 $124 $0 MONTGOMERY 11/11/2012 $4,079 $0 $4,079 $0 PWS 35120 Ghuman Enterprise Inc. 2012-0714-PWS-E PWS 43826 City of Ballinger 2012-0649-PWS-E RUNNELS 11/11/2012 $980 $196 $784 $0 PWS 44168 Farmers Transport, Inc. 2012-1007-PWS-E CALHOUN 11/11/2012 $153 $30 $123 $0 PWS 43966 Castle Water, Inc. 2012-0787-PWS-E PARKER 11/11/2012 $2,795 $559 $2,236 $0 2011-0608-UTL-E HARRIS 11/12/2012 $262 $0 $262 $0 PWS 41513 Harris County FWSD 1B Page 39 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0697-PWS-E MATAGORDA 11/12/2012 $165 $0 $165 $0 2012-0606-PWS-E MCLENNAN 11/22/2012 $1,860 $372 $1,488 $0 BELL 11/22/2012 $1,393 $278 $1,115 $0 PARKER 11/22/2012 $3,630 $726 $2,904 $0 2012-1226-PWS-E RUSK 11/22/2012 $202 $40 $162 $0 2012-0571-PWS-E HARRIS 11/30/2012 $3,742 $0 $3,742 $0 THE ANGLERS LODGE LLC 2012-0720-PWS-E VAL VERDE 11/30/2012 $4,840 $0 $4,840 $0 BULLOCK, LEONA 2012-0149-PWS-E KERR 11/30/2012 $2,088 $0 $2,088 $0 2012-0818-PWS-E BURNET 11/30/2012 $1,095 $0 $1,095 $0 2012-0517-PWS-E BANDERA 11/30/2012 $2,572 $0 $2,572 $0 KEENAN, RICHARD ALLEN 2011-1163-PWS-E GALVESTON 11/30/2012 $2,042 $0 $2,042 $0 OLD TYMER ENTERPRISES, INC. 2011-2253-PWS-E BEXAR 12/1/2012 $7,370 $0 $7,370 $0 2012-1101-PWS-E MILAM 12/15/2012 $8,721 $1,744 $6,977 $0 2012-0957-PWS-E TOM GREEN 12/15/2012 $4,990 $0 $4,990 $0 12/15/2012 $2,169 $0 $2,169 $0 12/15/2012 $18,357 $0 $18,357 $0 12/15/2012 $2,513 $0 $2,513 $0 12/16/2012 $789 $157 $632 $0 SHELBY 12/16/2012 $434 $86 $348 $0 FALLS 12/16/2012 $441 $88 $353 $0 2012-0625-PWS-E ELLIS 12/16/2012 $50 $10 $40 $0 2012-1236-PWS-E SHELBY 12/16/2012 $624 $124 $500 $0 Donald R. Cole * 2012-0244-PWS-E PARKER 12/16/2012 $677 $135 $542 $0 CITY OF HENRIETTA 2012-1371-PWS-E CLAY 12/16/2012 $360 $72 $288 $0 2012-0424-PWS-E MATAGORDA 12/20/2012 $2,188 $0 $2,188 $0 2012-1027-PWS-E TRAVIS 1/12/2013 $1,212 $242 $970 $0 Brushy Creek WSC 2012-0953-PWS-E ANDERSON 1/12/2013 $1,260 $252 $1,008 $0 The Consolidated Water Supply Corporation 2012-1074-PWS-E HOUSTON 1/12/2013 $451 $90 $361 $0 2012-1075-PWS-E TAYLOR 1/12/2013 $249 $49 $200 $0 2012-1144-PWS-E TRAVIS 1/12/2013 $165 $33 $132 $0 Caney Creek Municipal Utility District * 2012-1145-PWS-E MATAGORDA 1/12/2013 $855 $171 $684 $0 Debbie Block * 2012-0941-PWS-E ORANGE 1/12/2013 $2,078 $415 $1,663 $0 2012-1261-PWS-E BRAZORIA 1/12/2013 $750 $150 $600 $0 2012-1456-PWS-E BRAZORIA 1/12/2013 $110 $22 $88 $0 LAVACA 2/3/2013 $168 $33 $135 $0 PALO PINTO 2/3/2013 $780 $156 $624 $0 2012-1296-PWS-E TRAVIS 2/3/2013 $3,277 $655 $2,622 $0 2012-1041-PWS-E POLK 2/3/2013 $1,185 $237 $948 $0 PWS 43882 Pieper, Diane * PWS 43794 Aqua Utilities, Inc. PWS 44044 KL Comfort Park, Ltd. 2012-0886-PWS-E PWS 43158 Palo Duro Service Company, Inc. 2011-2318-PWS-E PWS 44370 SHIVERS, DAVID E PWS 36425 SWEA GARDENS ESTATES UTILITY, INC. PWS 40091 PWS 43342 PWS 43958 CRAWFORD, CAROLYN PWS 43704 Lake Hills DTP II, LLC PWS 41991 PWS 40291 PWS 44246 City of Cameron PWS 38222 Tom Green County FWSD 2 PWS 44086 Brian Dlugosch * 2012-0935-PWS-E DEWITT PWS 41812 Amana Rose, LLC 2011-0924-PWS-E MARION PWS 43653 Southwestern Holdings, Inc. 2012-0469-PWS-E PRESIDIO PWS 44103 Bell Milam Falls WSC 2012-0946-PWS-E BELL PWS 43919 Parmer, Patsy * 2012-0752-PWS-E PWS 44263 City of Marlin 2012-1112-PWS-E PWS 43757 SANCTUARY VENTURES II L.P. PWS 44378 Sand Hills Water Supply Corporation PWS 43437 PWS 44537 PWS 43624 REESE, WENDELL PWS 44170 HOLT, JACK HASTON PE PWS 44111 PWS 44233 PWS 44228 City of Lawn PWS 44293 Travis County Water Control and Improvement District 20 PWS 44291 PWS 44097 PWS 44400 Treasure Island Municipal Utility District PWS 44590 Annette Goodrum, Inc. PWS 44254 City of Moulton 2012-1107-PWS-E PWS 44513 Rock Creek Water Supply Corporation 2012-1372-PWS-E PWS 44405 Aqua Utilities, Inc. PWS 44193 CARRANZA, THOMAS Page 40 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0891-PWS-E CALDWELL 2/3/2013 $2,193 $438 $1,755 $0 2011-2174-PWS-E KERR 2/10/2013 $1,536 $0 $1,536 $0 Leonard Denton 2012-0762-PWS-E BLANCO 2/10/2013 $1,322 $0 $1,322 $0 City of Rosebud 2012-1106-PWS-E FALLS 2/10/2013 $2,002 $0 $2,002 $0 2012-0849-PWS-E DENTON 2/10/2013 $2,810 $0 $2,810 $0 2012-1235-PWS-E CLAY 2/10/2013 $410 $0 $410 $0 2012-0022-PWS-E HILL 2/10/2013 $11,827 $0 $11,827 $0 2012-1589-PWS-E BRAZORIA 2/23/2013 $590 $118 $472 $0 2012-1351-PWS-E HARRIS 2/23/2013 $450 $90 $360 $0 2012-1128-PWS-E VAL VERDE 2/23/2013 $1,373 $274 $1,099 $0 LLANO 2/23/2013 $350 $70 $280 $0 WASHINGTON 2/23/2013 $888 $177 $711 $0 2012-1520-PWS-E MCLENNAN 2/23/2013 $120 $24 $96 $0 2012-2046-WOC-E FANNIN 2/23/2013 $175 $0 $175 $0 Arkema Inc 2012-1492-PWS-E JEFFERSON 2/23/2013 $150 $30 $120 $0 Nayna Patel * 2012-0607-PWS-E HARRIS 2/23/2013 $1,401 $279 $1,122 $0 2012-1521-PWS-E JONES 2/23/2013 $160 $32 $128 $0 2011-2234-PWS-E HARRIS 2/24/2013 $3,864 $0 $3,864 $0 Joseph Adam Corporation * 2009-0890-PWS-E LUBBOCK 3/1/2013 $2,550 $0 $2,550 $0 Georgia-Pacific Wood Products South LLC 2012-1312-PWS-E POLK 3/3/2013 $1,105 $220 $885 $0 2012-1353-PWS-E STARR 3/3/2013 $1,025 $205 $820 $0 2012-1785-PWS-E FORT BEND 3/3/2013 $755 $150 $605 $0 Ramage, James Thomas 2012-1684-PWS-E LUBBOCK 3/3/2013 $920 $183 $737 $0 WALLACE, DAVID STANLEY SR 2012-1699-PWS-E MIDLAND 3/3/2013 $1,227 $244 $983 $0 2012-1324-PWS-E WASHINGTON 3/3/2013 $455 $91 $364 $0 2012-1266-PWS-E LIMESTONE 3/9/2013 $417 $0 $417 $0 BROWN 3/15/2013 $1,832 $0 $1,832 $0 CONCHO 3/15/2013 $946 $0 $946 $0 2012-0171-PWS-E LUBBOCK 3/16/2013 $5,381 $0 $5,381 $0 2012-1618-PWS-E BRAZORIA 3/21/2013 $450 $90 $180 $180 2012-1831-PWS-E SABINE 3/21/2013 $636 $127 $509 $0 2012-1927-PWS-E HOOD 3/21/2013 $472 $94 $378 $0 2012-1811-PWS-E MIDLAND 3/21/2013 $204 $40 $164 $0 2012-1904-PWS-E COLLIN 3/21/2013 $52 $10 $42 $0 Appleby Water Supply Corporation 2012-1691-PWS-E NACOGDOCHES 3/21/2013 $577 $115 $462 $0 Green Springs Water Supply Corporation 2012-1728-PWS-E DENTON 3/21/2013 $560 $112 $448 $0 2012-1704-PWS-E HARRIS 3/21/2013 $55 $11 $44 $0 2012-2140-PWS-E HALE 3/21/2013 $150 $30 $120 $0 PWS 44048 Tri-Community Water Supply Corporation PWS 43025 The Original Adventure Camp Inc PWS 43934 PWS 44255 PWS 44019 REAGAN, PAULA PWS 44385 City of Petrolia PWS 36946 Lake Whitney Resorts, LLC PWS 44720 BATEMAN, DOUGLAS A PWS 44511 Sanhedrin II, L.P. PWS 44258 San Pedro Canyon Water Company * PWS 44555 GRAVES LONG MOUNTAIN PROPERTIES LLC 2012-1437-PWS-E PWS 44597 Chappell Hill Water Supply Corporation 2012-1465-PWS-E PWS 44665 City of Moody PWS 45179 HILLIARD, BRIAN D PWS 44620 PWS 43791 PWS 44647 City of Stamford PWS 43091 United States Postal Service PWS 40421 PWS 44460 PWS 44494 BELTRAN, MARIA A * PWS 44873 Yam United Investment Group, LLC PWS 44801 PWS 44807 PWS 44470 SIMS, PAUL * PWS 44407 S.L.C. Water Supply Corporation PWS 44032 Raymond E. Windham 2012-0871-PWS-E PWS 43550 City of Paint Rock 2012-0342-PWS-E PWS 43373 Virginia Franklin Fuller PWS 44748 Brazoria County Water Corporation PWS 44950 G M WSC PWS 45056 Texas H2O, Inc. PWS 44940 DCP Midstream, LP PWS 45034 Altoga Water Supply Corporation PWS 44792 PWS 44825 PWS 44799 Franz, Raymond Louis PWS 45267 Plainview BioEnergy, LLC Page 41 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-1873-PWS-E HENDERSON 3/21/2013 $252 $50 $202 $0 2012-1804-UTL-E HARRIS 3/21/2013 $817 $163 $654 $0 3/21/2013 $915 $183 $732 $0 3/21/2013 $2,035 $406 $1,629 $0 3/21/2013 $1,763 $351 $1,412 $0 2012-1643-PWS-E ROBERTSON 3/21/2013 $255 $51 $204 $0 Motiva Enterprises LLC 2012-1591-PWS-E JEFFERSON 3/21/2013 $1,490 $298 $1,192 $0 Fayette County WCID Monument Hill 2012-1917-PWS-E FAYETTE 4/7/2013 $949 $189 $760 $0 2012-1945-PWS-E HENDERSON 4/7/2013 $52 $0 $52 $0 2012-1490-PWS-E GUADALUPE 4/7/2013 $775 $155 $620 $0 2012-2122-PWS-E HARRIS 4/7/2013 $957 $0 $957 $0 2012-1775-PWS-E CHAMBERS 4/7/2013 $1,237 $247 $990 $0 2012-1584-PWS-E HOUSTON 4/7/2013 $8,477 $1,695 $6,782 $0 2012-1352-PWS-E HIDALGO 4/7/2013 $5,230 $0 $5,230 $0 HAYS 4/7/2013 $405 $0 $405 $0 JASPER 4/7/2013 $897 $179 $718 $0 2012-1893-PWS-E SHELBY 4/7/2013 $172 $0 $172 $0 2012-1959-PWS-E STARR 4/7/2013 $896 $179 $717 $0 ANGELINA 4/7/2013 $1,216 $0 $1,216 $0 MCLENNAN 4/7/2013 $53 $10 $43 $0 2012-1899-PWS-E DALLAS 4/7/2013 $1,215 $243 $972 $0 2012-0285-PWS-E MAVERICK 4/7/2013 $742 $0 $742 $0 NIX, WALTER E JR 2012-0766-PWS-E BURLESON 4/7/2013 $3,798 $0 $3,798 $0 Voyles, LLC 2012-1892-PWS-E FAYETTE 4/7/2013 $827 $165 $662 $0 2012-1812-PWS-E TRAVIS 4/7/2013 $3,022 $0 $3,022 $0 2012-1783-PWS-E GREGG 4/7/2013 $1,035 $207 $828 $0 $0 $178 $0 $264 $1,063 $0 $187 $750 $0 $103 $414 $0 $2,694 $0 $2,694 $0 $1,610 $322 $1,288 $0 4/27/2013 $2,904 $0 $2,904 $0 GARZA 4/27/2013 $504 $0 $504 $0 2012-2008-PWS-E MARION 4/27/2013 $175 $0 $175 $0 2012-1286-PWS-E FORT BEND 4/27/2013 $1,127 $0 $1,127 $0 2012-1974-PWS-E LAMPASAS 4/27/2013 $345 $0 $345 $0 2012-1289-PWS-E ARCHER 4/27/2013 $1,104 $0 $1,104 $0 PWS 44997 MONROE, DEXTER PWS 44912 Bapa Krupa, LLC PWS 44437 Brian Fabre 2012-1295-PWS-E LUBBOCK PWS 43709 Carpenter, Melissa Lee * 2012-0523-PWS-E BRAZORIA PWS 44822 Cowtown RV Park, Ltd. 2012-1703-PWS-E PARKER PWS 44766 Brazos Valley Septic & Water, Inc. PWS 44716 PWS 45040 PWS 45068 City of Brownsboro PWS 44623 TSCHIRHART, HAROLD PWS 31301 Fatima Family Village, Inc. PWS 44899 Raza, Shahbaz PWS 44706 Alloy Polymers Texas LP PWS 44508 City of La Villa PWS 38818 Hunter Road Investments LLC 2012-1675-PWS-E PWS 44487 Rayburn Country Municipal Utility District 2012-1345-PWS-E PWS 45012 City of Tenaha PWS 45081 Falcon Rural Water Supply Corp PWS 44879 Hudson Water Supply Corporation 2012-1763-PWS-E PWS 44871 C S Community Water Supply Corporation 2012-1742-PWS-E PWS 45018 City of Wilmer PWS 43472 Maverick County PWS 43941 PWS 45015 PWS 44901 P. M. Petroleum, Inc. PWS 44921 City of Gladewater PWS 44869 City of Zavalla 2012-1752-PWS-E ANGELINA 4/7/2013 $178 PWS 44789 BRENNAN, JEFFREY H 2012-1665-PWS-E *MULTIPLE 4/7/2013 $1,327 PWS 45067 Rodell Water System, Inc. 2012-1946-MLM-E LEON 4/7/2013 $937 PWS 45364 City of Gruver 2012-2210-PWS-E HANSFORD 4/7/2013 $517 PWS 44063 City of Cotulla 2012-0907-PWS-E LA SALLE 4/8/2013 PWS 44752 NGUYEN, HA VAN 2012-1620-PWS-E BURNET 4/21/2013 PWS 45033 Gary Wayne Ashby 2012-1918-PWS-E LUBBOCK PWS 44507 Clifford & Clyde Kitten, L.P. 2012-1366-PWS-E PWS 45136 East Marion County Water Supply Corporation PWS 44429 Tank Works, Inc. PWS 45100 Lower Colorado River Authority PWS 44417 City of Megargel Page 42 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-2089-PWS-E ERATH 4/29/2013 $1,808 $0 $1,808 $0 2012-1976-PWS-E GREGG 4/29/2013 $565 $0 $565 $0 2011-1089-MLM-E SABINE 4/29/2013 $5,269 $0 $5,269 $0 2012-2369-PWS-E LUBBOCK 5/2/2013 $100 $20 $80 $0 2012-2318-PWS-E JACKSON 5/2/2013 $168 $33 $135 $0 2012-2039-PWS-E BANDERA 5/2/2013 $2,223 $0 $2,223 $0 RUSK 5/2/2013 $172 $0 $172 $0 SAN JACINTO 5/2/2013 $817 $163 $654 $0 FALLS 5/2/2013 $804 $0 $804 $0 2012-1961-PWS-E WALLER 5/2/2013 $2,251 $0 $2,251 $0 2012-1534-PWS-E MOTLEY 5/2/2013 $1,090 $217 $873 $0 2012-1533-PWS-E LA SALLE 5/2/2013 $1,863 $0 $1,863 $0 MONTGOMERY 5/2/2013 $1,485 $297 $1,188 $0 PWS 45223 Donald S Fletcher PWS 45104 David M Chandler, Inc. PWS 41967 MINALDI, BEVERLY LEE PWS 45513 Lubbock Reese Redevelopment Authority Corporation PWS 45467 City of La Ward PWS 45175 Leibold-Grothues Ranch Ltd. PWS 45052 Goodsprings Water Supply Corporation 2012-1928-PWS-E PWS 43321 2012-0125-PWS-E PWS 45444 Lake Livingston Water Supply and Sewer Service Corporation City of Marlin 2012-2319-PWS-E PWS 45069 Hill, Noma PWS 44592 Flomot Water Supply Corporation PWS 44634 Cotulla Fish Hatchery LLC PWS 45365 City of Splendora 2012-2224-PWS-E PWS 46074 BELL, SAMMIE L 2013-0180-WOC-E CARSON 5/2/2013 $175 $0 $175 $0 PWS 44988 GF Group, Inc. 2012-1864-PWS-E BANDERA 5/2/2013 $715 $143 $572 $0 PWS 45032 City of Fritch 2012-1905-PWS-E HUTCHINSON 5/11/2013 $226 $45 $181 $0 5/11/2013 $256 $51 $205 $0 PWS 44064 Ms. Molly's LLC 2012-0915-PWS-E COLORADO PWS 45797 City of Lacy Lakeview 2012-2652-PWS-E MCLENNAN 5/11/2013 $686 $137 $549 $0 PWS 45938 City of De Kalb 2013-0047-PWS-E BOWIE 5/11/2013 $549 $109 $440 $0 PWS 45409 City of Anahuac 2012-2274-PWS-E CHAMBERS 5/11/2013 $630 $126 $504 $0 HAYS 5/11/2013 $645 $129 $516 $0 PWS 45677 Aqua Utilities, Inc. 2012-2519-PWS-E PWS 45103 Ramon C. Gonzales, Jr. 2012-1973-PWS-E MIDLAND 5/22/2013 $1,307 $0 $1,307 $0 PWS 43612 Thomas Pankratz 2012-0415-PWS-E KENDALL 5/22/2013 $3,489 $0 $3,489 $0 PWS 44621 MORRIS, LESLIE L * 2012-1491-PWS-E HARRIS 5/23/2013 $1,525 $0 $1,525 $0 SMITH 6/1/2013 $276 $55 $221 $0 PWS 45533 Lakeshore Utility Company 2012-2522-PWS-E PWS 45967 City of Joaquin 2013-0066-PWS-E SHELBY 6/1/2013 $517 $103 $414 $0 PWS 45799 Ochiltree County 2012-2651-PWS-E OCHILTREE 6/1/2013 $720 $144 $576 $0 PWS 45558 Town of Woodsboro 2012-2414-PWS-E REFUGIO 6/1/2013 $900 $180 $720 $0 POLK 6/3/2013 $510 $0 $510 $0 PWS 39908 Soda Water Supply Corporation 2012-1725-PWS-E PWS 45426 Diocese of Victoria 2012-2304-PWS-E LAVACA 6/3/2013 $2,310 $0 $2,310 $0 PWS 38037 A. & P. Water Supply Corporation 2012-2183-PWS-E PANOLA 6/3/2013 $2,728 $0 $2,728 $0 PWS 44313 BRUSH COUNTRY DEVELOPMENT CORPORATION 2012-1188-PWS-E DUVAL 6/3/2013 $3,669 $0 $3,669 $0 6/3/2013 $183 $0 $183 $0 PWS 44839 Travis County Municipal Utility District 10 2012-1852-PWS-E TRAVIS PWS 45250 Jonathan Law 2012-2116-PWS-E GALVESTON 6/3/2013 $714 $0 $714 $0 PWS 45818 Centerville Water Supply Corporation 2012-2671-PWS-E TRINITY 6/3/2013 $172 $0 $172 $0 PWS 44318 Frankston Rural Water Supply Corporation 2012-1174-PWS-E ANDERSON 6/3/2013 $1,277 $0 $1,277 $0 2012-2694-PWS-E HUNT 6/3/2013 $495 $0 $495 $0 PWS 45695 City of Lone Oak Page 43 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-2520-PWS-E MONTGOMERY 6/3/2013 $696 $0 $696 $0 2011-1171-PWS-E WALLER 6/3/2013 $21,250 $0 $21,250 $0 2012-1700-PWS-E HALE 6/3/2013 $15,822 $3,164 $0 $12,658 2012-2182-PWS-E LUBBOCK 6/3/2013 $686 $0 $686 $0 2011-1195-PWS-E BRAZORIA 6/3/2013 $3,893 $0 $3,893 $0 2012-1003-PWS-E HARRISON 6/3/2013 $2,490 $0 $2,490 $0 City Of Panhandle 2013-0048-PWS-E CARSON 6/8/2013 $960 $192 $768 $0 Lake Winona Property Owners Association 2012-2549-PWS-E GRIMES 6/8/2013 $1,557 $311 $1,246 $0 2012-1784-PWS-E HARRIS 6/8/2013 $1,598 $318 $1,280 $0 2013-0019-PWS-E LUBBOCK 6/8/2013 $330 $66 $264 $0 High Point Water Supply Corporation 2013-0109-PWS-E KAUFMAN 6/8/2013 $338 $67 $271 $0 PINE MEADOW MHC, LLC 2012-2289-PWS-E HARDIN 6/8/2013 $1,550 $310 $1,240 $0 2012-0301-PWS-E BRAZORIA 6/13/2013 $5,867 $0 $5,867 $0 2012-1133-PWS-E GILLESPIE 6/13/2013 $2,068 $0 $2,068 $0 Blanca Cruz 2011-2322-PWS-E BANDERA 6/23/2013 $25,904 $0 $25,904 $0 The Center Serving Persons with Mental Retardation 2012-2273-PWS-E WALLER 6/27/2013 $525 $105 $420 $0 2013-0658-WOC-E SAN AUGUSTINE 6/27/2013 $175 $0 $175 $0 2012-2575-PWS-E POLK 6/27/2013 $842 $0 $842 $0 2012-2347-PWS-E WARD 6/27/2013 $1,620 $0 $1,620 $0 2012-1117-PWS-E BOWIE 6/27/2013 $976 $194 $782 $0 2012-2576-PWS-E HAYS 6/27/2013 $721 $144 $577 $0 2012-2128-PWS-E GILLESPIE 7/17/2013 $968 $0 $968 $0 Custom Water Co., L.L.C. 2012-0160-PWS-E MONTAGUE 7/18/2013 $12,402 $0 $12,402 $0 Robert F. Bryer 2012-2047-PWS-E HARRIS 7/19/2013 $939 $187 $752 $0 2012-2440-PWS-E HALE 7/19/2013 $900 $180 $720 $0 2013-0005-PWS-E HIDALGO 7/19/2013 $1,123 $224 $899 $0 City of Kemp 2013-0229-PWS-E KAUFMAN 7/19/2013 $325 $65 $260 $0 Mountain Breeze, L.L.C. 2012-1545-PWS-E COMAL 7/28/2013 $1,543 $308 $1,235 $0 2012-1023-PWS-E PALO PINTO 7/28/2013 $750 $150 $600 $0 2012-1590-PWS-E LIMESTONE 7/28/2013 $1,015 $0 $1,015 $0 West Texas Boys Ranch 2013-0357-PWS-E TOM GREEN 7/28/2013 $833 $166 $667 $0 OLD TYMER ENTERPRISES, INC. 2013-0216-PWS-E BEXAR 7/28/2013 $2,176 $0 $2,176 $0 2013-0356-PWS-E LIMESTONE 8/3/2013 $258 $0 $258 $0 2013-0017-PWS-E GRAYSON 8/3/2013 $2,082 $0 $2,082 $0 Thomas Osborn Hammond 2012-0777-PWS-E SOMERVELL 8/3/2013 $25,051 $0 $25,051 $0 Dana L. Miller 2012-2473-PWS-E DENTON 8/3/2013 $4,225 $0 $4,225 $0 2013-0029-PWS-E RANDALL 8/3/2013 $1,883 $0 $1,883 $0 2012-1503-PWS-E BURNET 8/8/2013 $670 $134 $536 $0 PWS 45672 S & K Enterprise, Inc. PWS 35459 Ranger Utility Company PWS 44808 City of Plainview PWS 45325 DAY, RONNIE E PWS 42018 Laddie Machacek PWS 44158 Cypress Hills Limited PWS 45937 PWS 45717 PWS 44915 Al-Qamar, Inc. PWS 45895 City of Idalou PWS 45987 PWS 45427 PWS 39612 STAHLHEBER, GARY DON * PWS 44208 KLAERNER, SAMUEL O PWS 37608 PWS 45412 PWS 46570 PENNINGTON, BRADLEY E PWS 40698 Tempe Water Supply Corporation PWS 45495 City of Pyote PWS 44272 Trailswest Mobile Home Park, LLC PWS 45671 Hamilton Pool H2O LLC PWS 45255 Randy L. Snapp PWS 35519 PWS 45188 PWS 45597 PLAINVIEW SERENITY CENTER INC PWS 45889 City of Mercedes PWS 46136 PWS 44679 PWS 44182 Texas Parks and Wildlife Department PWS 44717 Rocky Wadlington PWS 46247 PWS 46105 PWS 46258 S.L.C. Water Supply Corporation PWS 45903 MARINA QUEST INC PWS 38185 PWS 45619 PWS 45913 Thomas, George PWS 44622 City of Granite Shoals Page 44 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date SEP Offset 2013-0181-PWS-E $1,534 $306 $1,228 $0 2013-0125-PWS-E SAN AUGUSTINE 8/8/2013 $400 $80 $320 $0 Altoga Water Supply Corporation 2013-0569-PWS-E COLLIN 8/8/2013 $213 $42 $171 $0 City of Cameron 2013-0358-PWS-E MILAM 8/8/2013 $1,728 $345 $1,383 $0 2013-0379-PWS-E BREWSTER 8/8/2013 $200 $40 $160 $0 2013-0230-PWS-E HENDERSON 8/8/2013 $992 $198 $794 $0 2013-0183-PWS-E BEXAR 8/22/2013 $840 $168 $672 $0 2013-0258-PWS-E LIMESTONE 8/22/2013 $396 $79 $317 $0 2013-0427-PWS-E FORT BEND 8/22/2013 $150 $30 $120 $0 2013-0214-PWS-E TRINITY 8/22/2013 $1,340 $268 $1,072 $0 Greenwood Ventures Inc. 2013-0281-PWS-E MIDLAND 8/23/2013 $2,734 $0 $2,734 $0 Norman Barnett 2012-1397-UTL-E HARRIS 8/23/2013 $1,575 $0 $1,575 $0 2013-0406-PWS-E BRAZORIA 8/26/2013 $495 $0 $495 $0 2013-0596-PWS-E CHEROKEE 8/26/2013 $230 $0 $230 $0 BRAZOS 8/26/2013 $172 $0 $172 $0 ANGELINA 8/26/2013 $620 $0 $620 $0 2013-0269-PWS-E BRAZORIA 8/26/2013 $351 $0 $351 $0 2012-2366-PWS-E FORT BEND 8/26/2013 $2,098 $0 $2,098 $0 2013-0345-PWS-E POTTER 8/26/2013 $0 $1,756 CII ALLIANCE INC PWS 46014 Sam Rayburn Water, Inc. PWS 46502 PWS 46243 PWS 46277 Longhorn Ranch Motel, Inc. PWS 46135 City of Trinidad PWS 46065 Atascosa Rural Water Supply Corporation PWS 46100 City of Thornton PWS 46289 Houston Nursery LLC PWS 46101 Nigton-Wakefield Water Supply Corporation PWS 46160 PWS 44540 PWS 46304 Brazoria County PWS 46522 Blackjack WSC PWS 46227 Brazos Valley Septic & Water, Inc. 2013-0329-PWS-E PWS 45817 BIRD, LEO * 2012-2672-PWS-E PWS 46166 City of Freeport PWS 45512 Caliber Texas Properties LP PWS 46222 Vince Britten Subtotal for PWS : 249 42725 Payable Amount 8/8/2013 46071 WATER Penalty Assessed Penalty Deferred GALVESTON PWS Prestonwood Golf Club LLC $1,756 $496,568 $29,714 $454,016 $0 $12,838 2011-1881-WR-E DENTON 9/16/2012 $1,600 $0 $1,600 $0 MENARD 9/16/2012 $2,500 $500 $1,000 $1,000 WATER 43509 Thomas Hayre * 2012-0322-WR-E WATER 43686 Alice Southern Equipment Service, Inc. 2012-0496-WR-E LEON 9/30/2012 $1,694 $338 $1,356 $0 WATER 42678 Toll Dallas TX LLC 2011-1835-WR-E TARRANT 9/30/2012 $1,880 $376 $1,504 $0 WATER 43951 WORRELL, REX R 2012-0802-WR-E HOOD 10/13/2012 $500 $100 $400 $0 10/13/2012 $3,000 $600 $2,400 $0 WATER 43298 BOASSO AMERICA CORPORATION 2012-0101-WR-E HARRIS WATER 43883 2012-0704-WR-E HOOD 11/11/2012 $500 $100 $400 $0 WATER 42521 DECORDOVA BEND ESTATES OWNERS ASSOCIATION, INC. Braden Exploration, LLC * 2011-1668-WR-E WISE 11/11/2012 $2,350 $470 $1,880 $0 WATER 44762 Graham Tank Trucks, Inc. 2012-1640-WR-E YOUNG 11/22/2012 $350 $0 $350 $0 WATER 44761 Saylor General Contractors, Inc. 2012-1641-WR-E YOUNG 11/22/2012 $350 $0 $350 $0 WATER 44760 Newcastle Independent School District 2012-1642-WR-E YOUNG 11/22/2012 $350 $0 $350 $0 2012-1750-WR-E YOUNG 12/16/2012 $350 $0 $350 $0 WATER 44864 Southwest Integrated Enterprises, Inc. WATER 44591 Devon Energy Production Company, L.P. 2012-1487-WR-E JOHNSON 1/12/2013 $869 $173 $696 $0 WATER 44705 CANYON WEST GOLF CLUB, INC. 2012-1583-WR-E PARKER 2/23/2013 $500 $100 $400 $0 WATER 44886 City of Newcastle 2012-1826-WR-E YOUNG 3/3/2013 $750 $150 $600 $0 3/3/2013 $750 $150 $600 $0 3/21/2013 $615 $123 $492 $0 WATER 44875 FIRST GRANBURY BANCORPORATION 2012-1754-WR-E PARKER WATER 41275 Kiewit Texas Construction L.P. 2011-0399-WR-E COMANCHE Page 45 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date 2012-1141-WR-E $10,100 $0 $40,400 2012-2180-WR-E MCLENNAN 4/21/2013 $3,000 $600 $2,400 $0 Garrett Flying Service, Inc. 2012-1048-WR-E BRAZORIA 4/21/2013 $7,411 $1,482 $2,965 $2,964 Ringo Drilling I, L.P 2013-0176-WR-E TAYLOR 5/2/2013 $350 $0 $350 $0 2013-0227-WR-E ZAPATA 5/2/2013 $350 $0 $350 $0 2012-1459-WR-E PALO PINTO 5/11/2013 $750 $150 $600 $0 City of Gainesville 2013-0045-WR-E COOKE 5/11/2013 $2,250 $450 $1,800 $0 BRIDGEPORT COUNTRY CLUB, INC. 2013-0044-WR-E WISE 6/8/2013 $1,500 $300 $1,200 $0 $85,019 $16,262 2012-1026-UTL-E FORT BEND 5/23/2013 $1,935 $0 2009-2074-MWD-E HUNT 9/2/2012 $9,225 $0 $9,225 $0 9/6/2012 $787 $0 $787 $0 WATER 45320 Newman Copeland WATER 44206 WATER 46066 WATER 46112 Valley Boring Service, L.L.C. WATER 44562 Holiday Hills Country Club, Inc. WATER 45687 WATER 45688 Subtotal for WATERIGHT : 25 J & K Group, Incorporated Subtotal for WATUTIL : 1 WQ 38893 SEP Offset $50,500 Somervell County 44187 Payable Amount 4/7/2013 44292 WATUT Penalty Assessed Penalty Deferred SOMERVELL WATER City of Hawk Cove $0 $1,935 $24,393 $1,935 $1,935 $44,364 $0 $0 WQ 42571 OMAR SALINAS 2011-1724-OSS-E DUVAL WQ 42312 KRIESE, SHAWN 2011-1507-SLG-E BASTROP 9/6/2012 $7,500 $0 $7,500 $0 WQ 44121 RHONE BUILDING CORP 2012-0958-WQ-E WICHITA 9/16/2012 $875 $0 $875 $0 WQ 43396 Shady Hollow Municipal Utility District 2012-0203-EAQ-E TRAVIS 9/16/2012 $5,650 $1,130 $4,520 $0 ANGELINA 9/16/2012 $46,274 $0 $46,274 $0 WQ 41629 ROGERS, GORDON DEAN 2011-0786-MWD-E WQ 37801 Terbo Construction, L. P. 2009-0927-WQ-E WALLER 9/16/2012 $700 $0 $700 $0 WQ 43815 FOURTH QUARTER PROPERTIES 140, LLC 2012-0638-EAQ-E BEXAR 9/16/2012 $1,875 $375 $1,500 $0 WQ 44226 Rio Concho, Inc. 2012-1071-WQ-E TOM GREEN 9/16/2012 $875 $0 $875 $0 2011-0583-MWD-E HUNT 9/29/2012 $47,040 $0 $47,040 $0 WQ 41484 City of Celeste WQ 43229 Matagorda Waste Disposal & Water Supply Corporation 2012-0034-MWD-E MATAGORDA 9/29/2012 $26,975 $5,395 $21,580 $0 WQ 42941 City of Leander 2011-2089-MWD-E WILLIAMSON 9/29/2012 $33,000 $0 $0 $33,000 WQ 43008 Granite Stonebridge Health Center LLC 2011-2158-MWD-E TRAVIS 9/29/2012 $13,621 $2,724 $10,897 $0 9/29/2012 $34,050 $34,050 $0 $0 WQ 42723 City of Rosebud 2011-1884-MWD-E FALLS WQ 41985 City Of Edgewood 2011-1097-MWD-E VAN ZANDT 9/29/2012 $6,712 $6,712 $0 $0 WQ 43502 Brazoria County Municipal Utility District 21 2012-0317-MWD-E BRAZORIA 9/29/2012 $17,290 $0 $17,290 $0 WQ 43866 City of Groesbeck 2012-0688-MWD-E LIMESTONE 9/30/2012 $4,430 $885 $3,545 $0 9/30/2012 $875 $0 $875 $0 WQ 44375 LARRY RAMBO TRUCKING 2012-1247-WQ-E TARRANT WQ 43606 Johnson Resources, Inc. 2012-0509-IHW-E NUECES 9/30/2012 $1,886 $377 $1,509 $0 WQ 44399 North Texas Maverick Builders LP 2012-1260-WQ-E PARKER 9/30/2012 $875 $0 $875 $0 WQ 44373 John Merritt Homes, Inc. 2012-1252-WQ-E KENDALL 9/30/2012 $875 $0 $875 $0 9/30/2012 $950 $190 $760 $0 WQ 43694 Johnson County Redi-Mix, Ltd. 2012-0502-WQ-E JOHNSON WQ 43990 BAZE CHEMICAL, INC 2012-0837-IWD-E LIBERTY 9/30/2012 $1,590 $318 $1,272 $0 WQ 44376 Turner Industries Group, L.L.C. 2012-1246-WQ-E NUECES 9/30/2012 $875 $0 $875 $0 WQ 44374 City of Granbury 2012-1251-WQ-E HOOD 9/30/2012 $875 $0 $875 $0 POTTER 10/13/2012 $3,800 $760 $3,040 $0 JEFFERSON 10/13/2012 $4,925 $985 $3,940 $0 WQ 43938 Golden Spread Redi-Mix, Inc. 2012-0773-IWD-E WQ 43905 Hamshire-Fannett Independent School District 2012-0730-MWD-E Page 46 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0543-MWD-E CLAY 10/13/2012 $2,160 $432 $1,728 $0 2012-0741-MWD-E JASPER 10/13/2012 $720 $144 $576 $0 TRAVIS 10/13/2012 $5,250 $1,050 $4,200 $0 MCLENNAN 10/13/2012 $1,350 $270 $1,080 $0 2012-0576-IWD-E HARRIS 10/13/2012 $1,926 $385 $1,541 $0 2012-0587-IWD-E NACOGDOCHES 10/13/2012 $7,280 $1,456 $5,824 $0 Campbell Concrete & Materials LLC 2011-1346-IWD-E GALVESTON 10/13/2012 $3,000 $600 $2,400 $0 Smart Materials, Inc. 2012-0823-WQ-E LIBERTY 10/13/2012 $3,750 $750 $3,000 $0 2012-1019-MWD-E CHAMBERS 10/13/2012 $5,300 $1,060 $4,240 $0 2012-0574-MWD-E HARRIS 10/13/2012 $5,075 $1,015 $0 $4,060 WEBB 10/19/2012 $21,000 $0 $21,000 $0 SMITH 10/26/2012 $875 $0 $875 $0 HARRIS 10/26/2012 $2,124 $424 $1,700 $0 2012-1501-WQ-E MCLENNAN 10/26/2012 $875 $0 $875 $0 Landmark Industries, Ltd. 2012-1337-WQ-E FORT BEND 10/26/2012 $875 $0 $875 $0 Tyler Pounds Regional Airport 2012-1488-WQ-E SMITH 10/26/2012 $875 $0 $875 $0 2012-1489-WQ-E BRAZOS 10/26/2012 $875 $0 $875 $0 2012-1055-MWD-E SHELBY 10/26/2012 $7,110 $1,422 $5,688 $0 Iowa Park Ready-Mix, Inc. 2012-0526-IWD-E WICHITA 10/26/2012 $2,730 $546 $2,184 $0 City of Huntsville 2012-0202-MWD-E WALKER 10/26/2012 $2,600 $520 $2,080 $0 2012-1328-WQ-E FORT BEND 10/26/2012 $875 $0 $875 $0 2011-0854-MWD-E WILLIAMSON 10/27/2012 $13,107 $2,621 $10,486 $0 Grand Ranch Treatment Company 2012-0956-MWD-E JOHNSON 10/27/2012 $8,155 $1,631 $6,524 $0 New Braunfels Utilities 2012-0771-MWD-E COMAL 10/27/2012 $7,750 $1,550 $6,200 $0 2010-1826-MWD-E FANNIN 10/27/2012 $73,650 $73,650 $0 $0 PALO PINTO 10/27/2012 $13,250 $2,650 $10,600 $0 BELL 10/27/2012 $58,750 $0 $58,750 $0 RUSK 10/27/2012 $42,642 $0 $42,642 $0 2012-0878-MWD-E TRINITY 10/27/2012 $7,612 $1,522 $6,090 $0 2011-1255-MWD-E HARRIS 10/27/2012 $19,513 $18,313 $1,200 $0 HARRIS 10/27/2012 $12,210 $0 $12,210 $0 EASTLAND 10/27/2012 $9,970 $1,994 $7,976 $0 2012-0566-MWD-E HUNT 10/27/2012 $12,225 $0 $0 $12,225 2012-0151-MWD-E TARRANT 10/27/2012 $15,625 $0 $0 $15,625 Lower Colorado River Authority 2012-0291-MWD-E BASTROP 10/27/2012 $6,413 $0 $6,413 $0 City of Atlanta 2011-0582-MWD-E CASS 10/27/2012 $12,350 $12,350 $0 $0 City of Springtown 2012-0449-MWD-E PARKER 10/27/2012 $30,350 $0 $0 $30,350 Hill Country Harbor, L.P. 2011-1970-MWD-E PALO PINTO 10/27/2012 $22,800 $0 $22,800 $0 WQ 43721 City of Bellevue WQ 43917 Upper Jasper County Water Authority WQ 40873 LINH-SON BUDDHIST ASSOCIATION OF AUSTIN, TEXAS 2010-2034-EAQ-E WQ 43857 Lone Star Growers, L.P. 2012-0682-IWD-E WQ 43752 Quality Product Finishing, Inc. WQ 43763 Pilgrim's Pride Corporation WQ 42203 WQ 43995 WQ 44164 Trinity Bay Conservation District WQ 43758 Port of Houston Authority WQ 40891 Andrade, Baldemar Cienfuegos 2010-2058-IHW-E WQ 44498 Craigs Dirt Service LLC 2012-1350-WQ-E WQ 43679 Dia-Den Ltd. WQ 44619 HOGG, KEVIN S WQ 44479 WQ 44625 WQ 44624 City of College Station WQ 44205 City of Center WQ 43707 WQ 43236 WQ 44472 Katy Independent School District WQ 41742 City of Florence WQ 44113 WQ 43942 WQ 40621 City of Bailey WQ 43785 Diamond S Cattle Company 2012-0672-IWD-E WQ 33235 NGUYEN, CHUNG 2011-2082-MWD-E WQ 37396 City of Overton 2009-0452-MWD-E WQ 43987 Trinity Rural Water Supply Corporation WQ 42042 West Yukon Estates LLC WQ 42546 Robinson, James Wayne 2011-1678-MWD-E WQ 43760 City of Ranger 2012-0573-MWD-E WQ 43750 City of Commerce WQ 43340 City of Fort Worth WQ 43457 WQ 41483 WQ 43621 WQ 42832 2012-0516-MWD-E Page 47 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1189-MWD-E HILL 10/27/2012 $23,144 $23,144 $0 $0 2010-2069-MWD-E RED RIVER 11/11/2012 $2,560 $512 $2,048 $0 WQ 42068 City of Malone WQ 40901 City of Detroit WQ 44690 City of Nash 2012-1565-WQ-E WQ 43646 City of Mertens 2012-0452-MWD-E WQ 44687 Commercial Metals Company WQ 44029 City of Grand Saline WQ 44654 WQ 43887 WQ 44302 WQ WQ WQ BOWIE 11/11/2012 $875 $0 $875 $0 HILL 11/11/2012 $1,800 $0 $1,800 $0 NUECES 11/11/2012 $875 $0 $875 $0 2012-0867-MWD-E VAN ZANDT 11/11/2012 $2,700 $0 $2,700 $0 MATHEWS, STEPHEN W RS 2012-1540-OSI-E HARRISON 11/11/2012 $175 $0 $175 $0 City of Kilgore 2012-0709-MWD-E GREGG 11/11/2012 $4,975 $995 $3,980 $0 2012-1151-MWD-E ORANGE 11/11/2012 $4,725 $945 $3,780 $0 44691 Orange County Water Control and Improvement District No. 1 CJB Construction, Inc. 2012-1564-WQ-E HOOD 11/11/2012 $875 $0 $875 $0 43902 Union Water Supply Corporation 2012-0731-MWD-E STARR 11/11/2012 $2,582 $516 $2,066 $0 44618 City of College Station 2012-1532-WQ-E BRAZOS 11/11/2012 $875 $0 $875 $0 11/11/2012 $4,525 $905 $3,620 $0 2012-1568-WQ-E WQ 39073 Hanson Pipe & Precast LLC 2012-0868-IWD-E DALLAS WQ 44688 Smith Tank & Equipment Company 2012-1567-WQ-E SMITH 11/11/2012 $875 $0 $875 $0 WQ 44689 W & W Fiberglass Tank Company 2012-1566-WQ-E GRAY 11/11/2012 $875 $0 $875 $0 WQ 43989 West Road Water Supply Corporation * 2012-0820-IWD-E HARRIS 11/11/2012 $1,891 $377 $1,514 $0 11/11/2012 $2,135 $427 $854 $854 WQ 43908 Gulf West Landfill TX, LP 2012-0732-IWD-E CHAMBERS WQ 43245 E. I. du Pont de Nemours and Company 2012-0050-IWD-E HARRIS 11/11/2012 $91,125 $18,225 $36,450 $36,450 WQ 43856 West Harris County Municipal Utility District 7 2012-0680-MWD-E HARRIS 11/11/2012 $14,062 $0 $14,062 $0 WQ 36741 Avalon Water Supply And Sewer Service Corporation 2011-1488-MWD-E ELLIS 11/11/2012 $66,275 $66,275 $0 $0 SABINE 11/11/2012 $5,915 $1,183 $4,732 $0 WQ 44236 City of Pineland 2012-1083-MWD-E WQ 44686 City of Beeville 2012-1569-WQ-E BEE 11/11/2012 $875 $0 $875 $0 WQ 43053 MCJUNKIN RED MAN CORPORATION 2011-2206-MWD-E HARRIS 11/12/2012 $714 $0 $714 $0 WQ 43235 Woodside Tuscan Oaks, LLC * 2012-0157-EAQ-E BEXAR 11/12/2012 $3,750 $0 $3,750 $0 TARRANT 11/16/2012 $2,100 $0 $2,100 $0 WQ 42547 GRZANN, JAMES 2011-1669-WQ-E WQ 44314 Trinity SO GP, LLC 2012-1166-MWD-E HARRIS 11/22/2012 $1,776 $355 $1,421 $0 WQ 43931 Murvaul Wsc 2012-0758-IWD-E PANOLA 11/22/2012 $6,950 $1,390 $5,560 $0 WQ 44495 Angelina Water Supply Corporation ANGELINA 11/22/2012 $1,060 $212 $848 $0 11/22/2012 $1,040 $208 $832 $0 2012-1392-MWD-E WQ 44000 Waste Management of Texas, Inc. 2012-0879-IWD-E GALVESTON WQ 44764 City of Copperas Cove 2012-1639-WQ-E CORYELL 11/22/2012 $875 $0 $875 $0 WQ 44770 City of Copperas Cove 2012-1638-WQ-E CORYELL 11/22/2012 $875 $0 $875 $0 WQ 44763 City of Copperas Cove 2012-1651-WQ-E CORYELL 11/22/2012 $875 $0 $875 $0 CAMERON 11/22/2012 $2,375 $475 $1,900 $0 WQ 44315 Military Highway Water Supply Corporation 2012-1165-MWD-E WQ 44819 BUTLER CECIL 2012-1716-WOC-E UPTON 11/22/2012 $175 $0 $175 $0 WQ 43907 City of George West 2012-0783-MWD-E LIVE OAK 11/22/2012 $2,360 $472 $1,888 $0 WQ 43339 City of Coolidge 2012-0152-MWD-E LIMESTONE 11/30/2012 $19,146 $3,829 $15,317 $0 HARRIS 11/30/2012 $54,600 $0 $54,600 $0 WQ 43514 MAGNOLIA SHELL TRUCK STOP, INC. 2012-0330-IWD-E Page 48 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0270-SLG-E FALLS 11/30/2012 $9,000 $1,800 $0 $7,200 2012-0679-MWD-E GRAY 11/30/2012 $8,980 $1,796 $7,184 $0 United States Army Corps of Engineers 2011-1599-MWD-E WILLIAMSON 11/30/2012 $52,830 $10,566 $42,264 $0 Aqua Utilities, Inc. 2012-0480-MWD-E HARRIS 11/30/2012 $30,482 $0 $30,482 $0 City of Kennard 2012-0026-MWD-E HOUSTON 11/30/2012 $54,502 $0 $0 $54,502 41886 City of Burleson 2011-1002-WQ-E JOHNSON 11/30/2012 $12,250 $0 $12,250 $0 WQ 43651 Ngo, Andy 2012-0457-WQ-E NACOGDOCHES 11/30/2012 $5,250 $0 $5,250 $0 WQ 7761 SOUTHEAST WATER RECLAMATION PLANT 2012-1903-MWD-E LUBBOCK 11/30/2012 $0 $0 $0 $0 WQ 42964 Fruitvale Independent School District 2011-2117-MWD-E VAN ZANDT 11/30/2012 $7,560 $1,512 $6,048 $0 WQ 40452 J&S Water Company, L. L. C. 2010-1581-MWD-E CHAMBERS 11/30/2012 $39,325 $0 $39,325 $0 WQ 43464 City of Marlin WQ 43854 City of Lefors WQ 42458 WQ 43670 WQ 43228 WQ WQ 41819 City of Van Alstyne 2011-0940-MWD-E GRAYSON 12/15/2012 $30,845 $0 $0 $30,845 WQ 43953 City of Dripping Springs 2012-0801-MWD-E HAYS 12/15/2012 $14,438 $2,887 $11,551 $0 WQ 41409 City of Huntington 2011-0504-MWD-E ANGELINA 12/15/2012 $38,925 $38,925 $0 $0 WQ 43909 Aus-Tex Parts & Services, Ltd. 2012-0729-MWD-E HAYS 12/15/2012 $13,750 $2,750 $11,000 $0 WQ 43004 City of Arlington 2011-2258-WQ-E TARRANT 12/15/2012 $11,250 $0 $0 $11,250 WQ 43005 CANTU, HERLINDA G 2011-2202-EAQ-E BEXAR 12/15/2012 $8,100 $1,620 $6,480 $0 WQ 44042 2012-0913-MWD-E VICTORIA 12/15/2012 $18,360 $3,672 $14,688 $0 WQ 43861 Victoria County Water Control and Improvement District No. 2 MHC TT, Inc. 2012-0742-MWD-E HILL 12/15/2012 $7,525 $1,505 $6,020 $0 WQ 44222 Cypress Hill Mud 1 2012-1103-MWD-E HARRIS 12/16/2012 $2,745 $549 $2,196 $0 WQ 44445 Powell, Jackie Diane 2012-1384-IWD-E HARRIS 12/16/2012 $3,725 $745 $2,980 $0 CHAMBERS 12/16/2012 $6,300 $1,260 $5,040 $0 WQ 44285 Chambers Control & Improvement District 1 2012-1181-MWD-E WQ 44327 El Paso County Water Control Improvement District 4 2012-1299-MWD-E EL PASO 12/16/2012 $6,825 $1,365 $5,460 $0 WQ 44785 City of Alice 2012-1664-WQ-E JIM WELLS 12/16/2012 $875 $0 $875 $0 WQ 43972 City of Paducah 2012-0806-WQ-E COTTLE 12/16/2012 $1,337 $267 $1,070 $0 12/20/2012 $3,900 $0 $3,900 $0 WQ 43641 GARCIA, ERASMO 2012-0450-OSS-E MCCULLOCH WQ 42194 Indian Petro Corp. 2011-1344-MWD-E SAN JACINTO 12/20/2012 $16,830 $0 $16,830 $0 WQ 44195 City of Collinsville 2012-1044-MWD-E GRAYSON 1/12/2013 $3,310 $662 $2,648 $0 WQ 44946 Panhandle Northern Railroad, L.L.C. 2012-1827-WQ-E HUTCHINSON 1/12/2013 $875 $0 $875 $0 DENTON 1/12/2013 $875 $0 $875 $0 WQ 44994 Ash Grove Texas, L.P. 2012-1872-WQ-E WQ 44369 Texas H2O, Inc. 2012-1229-MWD-E HOOD 1/12/2013 $5,000 $1,000 $4,000 $0 WQ 44458 Luminant Big Brown Mining Company LLC * 2012-1321-IWD-E FREESTONE 1/12/2013 $5,558 $1,111 $4,447 $0 WQ 44905 PHILLIPS SPECIALTY PRODUCTS INC. 2012-1802-WQ-E BRAZOS 1/12/2013 $875 $0 $875 $0 HIDALGO 1/12/2013 $4,515 $903 $0 $3,612 WQ 44267 Calpine Hidalgo Energy Center, L.P. * 2012-1126-IWD-E WQ 44995 Allgood Construction Company, Incorporated 2012-1871-WQ-E BRAZORIA 1/12/2013 $875 $0 $875 $0 WQ 44908 City Of Rusk 2012-1801-WQ-E CHEROKEE 1/12/2013 $875 $0 $875 $0 WQ 44391 Richards ISD 2012-1257-MWD-E GRIMES 1/12/2013 $2,237 $447 $1,790 $0 2012-1821-WQ-E GREGG 1/12/2013 $875 $0 $875 $0 WQ 44943 P & H Mining Equipment Inc. Page 49 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-0637-WQ-E TARRANT 2/1/2013 $1,020 $0 $1,020 $0 2012-1265-OSI-E FRIO 2/3/2013 $500 $100 $400 $0 Jimmie Hahn Partnership, Ltd. 2012-1021-IWD-E WASHINGTON 2/3/2013 $3,750 $750 $3,000 $0 City of Troup 2012-1315-MWD-E CHEROKEE 2/3/2013 $5,425 $1,085 $4,340 $0 2012-0448-MWD-E HILL 2/3/2013 $7,060 $1,412 $5,648 $0 HARRIS 2/3/2013 $800 $160 $640 $0 MONTGOMERY 2/3/2013 $1,775 $355 $1,420 $0 ELLIS 2/3/2013 $2,300 $460 $1,840 $0 JEFFERSON 2/3/2013 $4,800 $960 $3,840 $0 ZAVALA 2/3/2013 $2,550 $510 $2,040 $0 2012-1136-IWD-E HARRIS 2/3/2013 $2,500 $500 $2,000 $0 2012-1285-MWD-E WICHITA 2/3/2013 $4,850 $970 $0 $3,880 2012-0890-IWD-E PARKER 2/3/2013 $3,400 $680 $2,720 $0 2012-1531-WQ-E HAYS 2/3/2013 $1,876 $375 $1,501 $0 2011-1381-MWD-E HILL 2/10/2013 $52,708 $10,541 $0 $42,167 2011-2342-MWD-E HANSFORD 2/10/2013 $11,965 $0 $11,965 $0 2012-0921-MLM-E PALO PINTO 2/10/2013 $21,563 $0 $21,563 $0 2012-1213-MWD-E MONTGOMERY 2/10/2013 $16,900 $3,380 $13,520 $0 Montgomery County Municipal District 89 2011-1214-MWD-E MONTGOMERY 2/10/2013 $17,500 $0 $17,500 $0 City of Mullin 2011-2330-MWD-E MILLS 2/10/2013 $11,500 $2,300 $0 $9,200 45163 PPG ARCHITECTURAL COATINGS LLC 2012-2031-WQ-E 44381 Waller County Road Improvement District 1 WQ 44589 WQ 45285 WQ 45051 City of Stephenville WQ 44252 Ohmstede Ltd. WQ 44756 City of Nocona 2012-1627-MWD-E WQ 45164 KHBM Partners II, Ltd. 2012-2038-WQ-E WQ 44439 The Middlesteadt Shopping Center, LP WQ 44615 City of Pflugerville WQ 45168 KIRBY, RICKY W I 2012-2035-OSI-E WQ 44519 CITY OF HENRIETTA 2012-1390-MWD-E WQ 45234 City of Gonzales WQ 44505 Sportsman's World Municipal Utility District WQ 43779 AWODEIN, CHRISTINA NDIDI-AMAKA WQ 44154 Wyman-Gordon Forgings, LP WQ 42442 City of Hawk Cove WQ 42506 City of Celina WQ 41545 Rhimco Industries, Inc. WQ 44401 REYES, OSCAR S WQ 44167 WQ 44462 WQ 43645 Country Club Retirement Community, L.P. WQ 44250 Greif Packaging LLC 2012-1099-IWD-E WQ 44406 Woodland Oaks Utility Company, Inc. 2012-1283-MWD-E WQ 43991 PDK Liquid Stone Partners, L.P. 2012-0836-IWD-E WQ 44434 Knife River Corporation - South 2012-1292-IWD-E WQ 43860 Batesville WSC 2012-0743-MWD-E WQ 44286 Oxid L.P. WQ 44428 City of Electra WQ 44045 American Concrete & Gunite, LP WQ 44630 Dale Lowden Excavating, Inc. WQ 42232 City of Hubbard WQ 43148 City of Gruver WQ 44072 City of Mineral Wells WQ 44323 City of Shenandoah WQ 42095 WQ 43172 WQ WQ BELL 2/23/2013 $875 $0 $875 $0 2012-1255-MWD-E WALLER 2/23/2013 $2,500 $500 $2,000 $0 City of San Augustine 2012-1458-MWD-E SAN AUGUSTINE 2/23/2013 $4,034 $806 $3,228 $0 Woodside Homes of South Texas, LLC 2012-2139-WQ-E BEXAR 2/23/2013 $875 $0 $875 $0 2012-1925-WQ-E ERATH 2/23/2013 $875 $0 $875 $0 2012-1104-IWD-E HARRIS 2/23/2013 $4,170 $834 $3,336 $0 MONTAGUE 2/23/2013 $3,352 $670 $2,682 $0 HARRIS 2/23/2013 $875 $0 $875 $0 2012-1301-MWD-E HARRIS 2/23/2013 $3,725 $745 $2,980 $0 2012-1486-MWD-E TRAVIS 2/23/2013 $2,375 $475 $1,900 $0 GRAYSON 2/23/2013 $175 $0 $175 $0 CLAY 2/23/2013 $4,185 $837 $3,348 $0 2012-2087-WQ-E GONZALES 2/23/2013 $875 $0 $875 $0 2012-1360-IWD-E PALO PINTO 2/23/2013 $1,362 $272 $1,090 $0 2012-0611-MWD-E HARRIS 2/24/2013 $16,800 $3,360 $13,440 $0 2012-1056-IWD-E HARRIS 2/24/2013 $22,687 $4,537 $18,150 $0 2011-1708-MWD-E HUNT 2/24/2013 $35,790 $35,790 $0 $0 2011-1643-MWD-E COLLIN 2/24/2013 $26,030 $0 $0 $26,030 Page 50 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1387-MWD-E FLOYD 2/24/2013 $20,475 $4,095 $0 $16,380 2010-1255-MWD-E HUNT 2/24/2013 $22,935 $0 $22,935 $0 2012-0703-MWD-E BRAZORIA 2/24/2013 $9,920 $1,984 $0 $7,936 2011-2189-MWD-E MONTGOMERY 2/24/2013 $29,800 $5,960 $23,840 $0 DENTON 3/2/2013 $5,350 $0 $5,350 $0 2012-1941-MWD-E MONTGOMERY 3/3/2013 $4,012 $802 $3,210 $0 NANCY N. RABB PROPERTIES, LTD. 2012-1272-EAQ-E WILLIAMSON 3/3/2013 $3,000 $600 $1,200 $1,200 Camp Longhorn Capital, Inc. 2012-1710-MWD-E BURNET 3/3/2013 $4,470 $894 $3,576 $0 2012-1383-MWD-E FANNIN 3/3/2013 $3,000 $600 $2,400 $0 2012-1425-MWD-E HARRIS 3/3/2013 $5,250 $1,050 $4,200 $0 Mclennan County WCID 2 2012-2023-MWD-E MCLENNAN 3/3/2013 $1,125 $225 $900 $0 Webber, LLC 2012-1712-IWD-E ELLIS 3/3/2013 $1,250 $250 $1,000 $0 2012-1233-MWD-E JIM HOGG 3/9/2013 $7,790 $1,558 $6,232 $0 2012-1632-MWD-E ORANGE 3/9/2013 $9,858 $0 $9,858 $0 WQ 42234 City Of Lockney WQ 40130 Tawakoni Waste Water Corporation WQ 43877 City of Brazoria WQ 42970 Monarch Utilities I L.P. WQ 44137 central state shingle recycling LLC WQ 45062 Monarch Utilities I L.P. WQ 44408 WQ 44811 WQ 44528 City of Dodd City WQ 44567 Harris County Municipal Utility District 480 WQ 45155 WQ 44820 WQ 44371 Jim Hogg County Wcid 2 WQ 44755 WQ 44516 Orange County Water Control and Improvement District No. 1 City of Hallsville WQ 43736 C & R WATER SUPPLY INC. 2012-0976-WQ-E 2012-1365-MWD-E HARRISON 3/9/2013 $2,462 $0 $2,462 $0 2012-0595-MWD-E MONTGOMERY 3/9/2013 $18,438 $3,687 $14,751 $0 REAGAN 3/9/2013 $18,340 $0 $18,340 $0 $0 WQ 43812 City of Big Lake 2012-0634-MWD-E WQ 44331 Forest Glen Inc 2012-1224-MWD-E WALKER 3/9/2013 $10,500 $2,100 $8,400 WQ 44558 GULF MARINE FABRICATORS LP 2012-1415-MWD-E SAN PATRICIO 3/9/2013 $2,462 $0 $2,462 $0 WQ 43462 City of Gunter 2012-0276-MWD-E GRAYSON 3/9/2013 $7,667 $1,533 $0 $6,134 WQ 43160 City of Naples 2012-0048-MWD-E MORRIS 3/9/2013 $8,730 $1,746 $6,984 $0 WQ 44025 Aqua Utilities, Inc. 2012-0858-MWD-E HAYS 3/9/2013 $21,089 $0 $21,089 $0 WQ 45623 Ken Deitz Homes, Inc. 2012-2486-WQ-E SMITH 3/21/2013 $875 $0 $875 $0 WQ 44910 Rolling Creek Utility District HARRIS 3/21/2013 $1,500 $300 $1,200 $0 3/21/2013 $2,750 $550 $2,200 $0 2012-1792-MWD-E WQ 44353 GOFORTH, VICTOR 2012-1206-WQ-E GILLESPIE WQ 44862 Eagle Construction and Environmental Services, LLC 2012-1751-WQ-E BRAZORIA 3/21/2013 $1,500 $300 $1,200 $0 WQ 45490 TC Manufacturing Co., Inc. 2012-2345-WQ-E GREGG 3/21/2013 $875 $0 $875 $0 WQ 45446 Black Canyon Construction Company 2012-2302-WQ-E GALVESTON 3/21/2013 $875 $0 $875 $0 3/21/2013 $175 $0 $175 $0 WQ 45821 NEUDORF, JOHN 2012-2673-WOC-E LUBBOCK WQ 45624 Compass Development AND Construction Inc 2012-2485-WQ-E ANGELINA 3/21/2013 $875 $0 $875 $0 WQ 43341 St. Andrew Lutheran Church 2012-0154-EAQ-E BEXAR 3/21/2013 $7,250 $3,650 $3,600 $0 WQ 45515 City of Atlanta 2012-2368-WQ-E CASS 3/21/2013 $875 $0 $875 $0 2012-2301-WQ-E WILLIAMSON 3/21/2013 $875 $0 $875 $0 $0 WQ 45447 WM Recycle America, L.L.C. WQ 44768 City of Port Arthur 2012-1645-MWD-E JEFFERSON 3/21/2013 $5,000 $1,000 $4,000 WQ 26964 River Chase Subdivision II, Ltd. 2012-0733-EAQ-E WILLIAMSON 3/29/2013 $180,000 $0 $180,000 $0 WQ 44194 Port of Houston Authority 2012-1042-MWD-E HARRIS 4/7/2013 $8,250 $1,650 $0 $6,600 WQ 44714 McDonald's Corporation 2012-1598-MWD-E HARRIS 4/7/2013 $9,450 $1,890 $7,560 $0 Page 51 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-1741-WQ-E EL PASO 4/7/2013 $4,500 $900 $3,600 $0 2012-1271-MWD-E ARCHER 4/7/2013 $8,280 $1,656 $6,624 $0 HAYS 4/7/2013 $7,646 $1,529 $6,117 $0 WILLIAMSON 4/7/2013 $6,250 $1,250 $2,500 $2,500 MEDINA 4/7/2013 $1,500 $300 $1,200 $0 LAVACA 4/7/2013 $8,950 $1,790 $7,160 $0 BELL 4/7/2013 $210,365 $210,365 $0 $0 MCLENNAN 4/7/2013 $22,427 $0 $22,427 $0 2012-1971-MWD-E GALVESTON 4/7/2013 $5,062 $1,012 $4,050 $0 2012-1550-MWD-E BEXAR 4/7/2013 $39,375 $0 $0 $39,375 2012-1877-MWD-E BRAZORIA 4/7/2013 $24,438 $0 $24,438 $0 2012-2001-MWD-E HARRIS 4/7/2013 $3,563 $712 $2,851 $0 2012-1511-MWD-E SAN JACINTO 4/7/2013 $6,563 $0 $6,563 $0 2011-0456-MWD-E LEON 4/7/2013 $46,826 $0 $46,826 $0 WQ 44865 Raymond Fraga DBA Desert West Oil Recovery WQ 44415 City of Archer City WQ 44162 Dripping Springs Apartments, L.P. 2012-1020-MWD-E WQ 44902 Texas Trucking Company Incorporated 2012-1808-EAQ-E WQ 45328 Medina County Water Control & Improvement District No. 2 2012-2200-MWD-E WQ 43660 City of Shiner 2012-0466-MWD-E WQ 42467 Bell County Water Control & Improvement District 2 2011-1611-MWD-E WQ 44190 City of McGregor 2012-1036-MWD-E WQ 45091 City of Hitchcock WQ 44676 San Antonio Water System WQ 45000 City of Pearland WQ 45126 Bay Bluff, L.P. WQ 44646 City of Shepherd WQ 41332 City of Normangee WQ 43813 Lopez, Erasmo Jr. 2012-0696-WQ-E WQ 43327 City Of Cumby 2012-0264-MWD-E WQ 45043 Texas Brine Company, L.L.C. WQ 43814 City of Stamford WQ 44749 WQ 44277 WQ 43698 Town of Lakewood Village WQ 45144 Eddy Packing Co., Inc. WQ 44409 Geo Specialty Chemicals, Inc. WQ 44340 E. I. du Pont de Nemours and Company WQ 44911 City of Austin 2012-1791-MWD-E WQ 44410 City of Lewisville 2012-1269-WQ-E STARR 4/7/2013 $20,462 $4,092 $16,370 $0 HOPKINS 4/7/2013 $14,800 $0 $14,800 $0 JEFFERSON 4/7/2013 $9,750 $0 $9,750 $0 2012-0700-MWD-E JONES 4/7/2013 $17,655 $3,531 $14,124 $0 City of Borger 2012-1633-MWD-E HUTCHINSON 4/7/2013 $16,600 $3,320 $13,280 $0 City of Huntsville 2012-1172-MWD-E WALKER 4/7/2013 $13,438 $2,687 $10,751 $0 2012-0512-MWD-E DENTON 4/7/2013 $8,082 $0 $8,082 $0 2012-2018-WQ-E LAVACA 4/7/2013 $17,387 $3,477 $13,910 $0 2012-1268-IWD-E HARRIS 4/7/2013 $10,725 $2,145 $4,290 $4,290 2012-1198-IWD-E ORANGE 4/7/2013 $107,500 $0 $107,500 $0 TRAVIS 4/7/2013 $10,001 $0 $0 $10,001 DENTON 4/7/2013 $6,750 $0 $6,750 $0 2012-1926-WQ-E WQ 42595 North Texas Municipal Water District 2011-1738-MWD-E *MULTIPLE 4/7/2013 $46,937 $0 $0 $46,937 WQ 43164 City of Asherton 2011-2329-MWD-E DIMMIT 4/7/2013 $25,680 $0 $0 $25,680 WQ 44729 EAST CEDAR CREEK FWSD 2012-1698-MWD-E HENDERSON 4/7/2013 $4,800 $960 $0 $3,840 WQ 44876 Green Land Ventures, LTD. 2012-1755-WQ-E BEXAR 4/7/2013 $1,125 $225 $900 $0 WQ 43085 Green Land Ventures, LTD. 2011-2249-EAQ-E BEXAR 4/8/2013 $5,250 $0 $5,250 $0 WQ 44885 Texas Concrete Enterprise, L.L.C. 2012-1762-IWD-E HARRIS 4/21/2013 $1,562 $312 $1,250 $0 WQ 45105 Woodgate Mobile Home Village, Inc. 2012-1979-MWD-E HARRIS 4/21/2013 $3,938 $787 $3,151 $0 WQ 45085 Pettus Municipal Utility District 2012-2069-MWD-E BEE 4/21/2013 $1,220 $244 $976 $0 WQ 44878 North East Independent School District 2012-1761-EAQ-E BEXAR 4/21/2013 $6,713 $1,342 $5,371 $0 WQ 44996 Rankin Road West MUD 2012-1878-MWD-E HARRIS 4/21/2013 $2,500 $500 $2,000 $0 WQ 45935 DMAC Construction & Development, Inc. 2013-0046-WQ-E FORT BEND 4/21/2013 $875 $0 $875 $0 WQ 45150 City of Kenedy 2012-2072-IWD-E KARNES 4/21/2013 $1,000 $200 $800 $0 Page 52 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-1996-MWD-E HARRIS 4/21/2013 $4,875 $975 $3,900 $0 2011-0667-MWD-E HARRIS 4/24/2013 $44,650 $0 $44,650 $0 FORT BEND 4/27/2013 $41,249 $8,249 $33,000 $0 SAN PATRICIO 4/27/2013 $15,318 $0 $15,318 $0 2012-1686-EAQ-E BEXAR 4/27/2013 $9,500 $1,900 $7,600 $0 2012-0889-MWD-E TRAVIS 4/27/2013 $11,986 $2,397 $9,589 $0 WQ 45101 Jarvis, Robert H. WQ 34844 West Houston Airport Corporation WQ 45044 North Mission Glen Municipal Utility District 2012-1924-MWD-E WQ 41057 City of Gregory 2011-0152-MWD-E WQ 44802 OB-GYN AND ANAESTHESIA ASSOCIATES, P.A. WQ 44046 Senna Hills Municipal Utility District * WQ 44232 City of Whitney 2012-1084-MWD-E WQ 42122 Lamberti USA, Incorporated 2011-1264-IWD-E WQ 43973 City of Olney WQ 44192 City of Laredo WQ 44759 City of Midway WQ 44881 City of Miami WQ 44416 WQ HILL 4/27/2013 $7,820 $1,564 $0 $6,256 WHARTON 4/27/2013 $64,129 $0 $32,065 $32,064 2012-0808-MWD-E YOUNG 4/27/2013 $72,363 $72,363 $0 $0 2012-1063-MWD-E WEBB 4/27/2013 $1,233 $0 $1,233 $0 2012-1634-MWD-E MADISON 4/27/2013 $10,540 $2,108 $8,432 $0 2012-1758-MWD-E ROBERTS 4/27/2013 $16,070 $3,214 $12,856 $0 City of Hereford 2012-1275-MWD-E DEAF SMITH 4/27/2013 $10,499 $2,099 $0 $8,400 44638 D & K Development Corp. 2012-1519-MWD-E TARRANT 4/27/2013 $4,375 $0 $4,375 $0 WQ 44023 City of Harlingen Waterworks System 2012-0893-MWD-E CAMERON 4/27/2013 $16,362 $3,272 $13,090 $0 WQ 43525 Alon USA, LP 2012-0356-IWD-E HOWARD 4/27/2013 $17,830 $3,566 $14,264 $0 WQ 42123 Bayou Development, LLC. GALVESTON 4/27/2013 $6,004 $0 $6,004 $0 WQ 44352 City of Arlington 2012-1267-WQ-E TARRANT 4/27/2013 $7,125 $0 $7,125 $0 WQ 43059 City of Blanket 2011-2220-MWD-E BROWN 5/2/2013 $7,257 $0 $0 $7,257 WQ 44870 TRIPLE R BANDERA ENTERPRISES, LTD. 2012-1748-EAQ-E BEXAR 5/2/2013 $7,275 $1,455 $5,820 $0 WQ 44196 Williamson County 2012-1045-EAQ-E WILLIAMSON 5/2/2013 $938 $187 $751 $0 WQ 44999 FERNANDEZ, CARLOS 2012-1870-IWD-E KLEBERG 5/2/2013 $4,000 $800 $3,200 $0 WQ 45281 Valley Municipal Utility District 2 2012-2176-MWD-E CAMERON 5/2/2013 $14,200 $2,840 $11,360 $0 WQ 45260 City of Amherst 2012-2134-MWD-E LAMB 5/2/2013 $1,876 $375 $1,501 $0 WQ 44478 Magellan Terminals Holdings, L.P. NUECES 5/2/2013 $7,409 $1,481 $5,928 $0 WQ 44273 Texas Department of Transportation 2012-1177-MWD-E NAVARRO 5/2/2013 $13,500 $0 $0 $13,500 WQ 42679 WORTHAM OAKS HOMEOWNERS ASSOCIATION, INC. 2011-1824-MLM-E BEXAR 5/2/2013 $2,750 $550 $2,200 $0 WQ 45058 IVEY KIM 2012-1960-OSS-E MCCULLOCH 5/2/2013 $688 $138 $550 $0 WQ 46067 ATKINSON CANDY COMPANY 2013-0177-WQ-E ANGELINA 5/2/2013 $875 $0 $875 $0 WQ 44248 City of Alto 2012-1109-MWD-E CHEROKEE 5/2/2013 $7,500 $1,500 $0 $6,000 WQ 44219 City of Bullard 2012-1062-MWD-E CHEROKEE 5/2/2013 $15,600 $3,120 $0 $12,480 WQ 45596 Bridgestone Retail Operations, LLC 2012-2452-EAQ-E WILLIAMSON 5/2/2013 $1,564 $312 $626 $626 WQ 44554 MOSES, WES 2012-1409-SLG-E HARRIS 5/11/2013 $6,375 $1,275 $5,100 $0 WQ 46180 Toyo Ink America, LLC 2013-0278-WQ-E BRAZOS 5/11/2013 $875 $0 $875 $0 WQ 44588 PIPHER, ERIC 2012-1451-EAQ-E WILLIAMSON 5/11/2013 $1,875 $375 $1,500 $0 WQ 46000 Texas Industrial Box Maintenance, Inc 2013-0112-IWD-E HARRIS 5/11/2013 $1,625 $325 $1,300 $0 WQ 44922 Wimberley Independent School District 2012-1794-EAQ-E HAYS 5/11/2013 $7,500 $1,500 $6,000 $0 WQ 46174 Barnett Contracting, Inc. 2013-0279-WQ-E MCLENNAN 5/11/2013 $875 $0 $875 $0 2011-1265-MWD-E 2012-1333-IWD-E Page 53 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-2333-WQ-E HARRIS 5/11/2013 $3,250 $650 $2,600 $0 2012-1357-MWD-E WILSON 5/11/2013 $7,012 $1,402 $0 $5,610 2012-2604-IWD-E AUSTIN 5/11/2013 $800 $160 $640 $0 2012-2136-EAQ-E WILLIAMSON 5/22/2013 $7,875 $0 $7,875 $0 2012-1749-EAQ-E BEXAR 6/1/2013 $5,625 $1,125 $4,500 $0 2012-2316-IWD-E HARRIS 6/1/2013 $2,875 $575 $2,300 $0 Pilot Travel Centers LLC 2012-2708-WQ-E TAYLOR 6/1/2013 $1,000 $200 $800 $0 BOES, BARRY 2012-1542-EAQ-E HAYS 6/1/2013 $6,750 $1,350 $2,700 $2,700 45543 Air Liquide Large Industries U.S. LP 2012-2413-IWD-E HARRIS 6/1/2013 $4,970 $994 $1,988 $1,988 45525 Northtown Municipal Utility District 2012-2391-WQ-E TRAVIS 6/3/2013 $4,875 $0 $4,875 $0 WQ 45280 Driftwood Equities, Ltd. 2012-2159-MWD-E HAYS 6/3/2013 $7,901 $1,580 $6,321 $0 WQ 44442 Trophy Club Municipal Utility District 1 2012-1367-MWD-E DENTON 6/3/2013 $50,500 $10,100 $0 $40,400 WQ 44512 City of Blanco 2012-1453-MWD-E WQ 45469 Bollinger Texas City, L.P. 2012-2328-IWD-E WQ 45448 Parkway Municipal Utility District WQ 44492 City of Stockdale WQ 45742 Postive Feed, Ltd. WQ 45254 Jbtb Investments I Ltd WQ 44557 Medistar Victory SA Hospital, LP * WQ 45394 Hydro Conduit of Texas, LP WQ 45858 WQ 44631 WQ WQ BLANCO 6/3/2013 $36,063 $7,212 $28,851 $0 GALVESTON 6/3/2013 $4,200 $0 $4,200 $0 BRAZORIA 6/3/2013 $11,550 $0 $0 $11,550 HARRIS 6/3/2013 $22,500 $4,500 $9,000 $9,000 6/3/2013 $6,375 $0 $6,375 $0 6/3/2013 $9,300 $1,860 $7,440 $0 WQ 45057 Texas Department of Criminal Justice 2012-1955-MWD-E WQ 44987 Houston Refining LP 2012-2037-IWD-E WQ 45200 Skidmore Water Supply Corporation 2012-2078-MWD-E BEE WQ 45216 City of Weslaco 2012-2105-MWD-E HIDALGO WQ 45256 Glenn Thurman, Inc. 2012-2127-WQ-E TARRANT 6/3/2013 $8,017 $1,602 $6,415 $0 WQ 45099 City of Georgetown 2012-1972-MWD-E WILLIAMSON 6/3/2013 $15,000 $3,000 $0 $12,000 WQ 44874 Huntsman International Fuels, LLC * 2012-1760-IWD-E JEFFERSON 6/3/2013 $36,800 $7,360 $14,720 $14,720 WQ 44872 City of Chico 2012-1746-MWD-E WISE 6/3/2013 $33,300 $0 $33,300 $0 WQ 44683 Sereno LLC 2012-1561-MWD-E GRAYSON 6/3/2013 $10,125 $0 $10,125 $0 WQ 44751 City of Odessa 2012-1626-MWD-E MIDLAND 6/3/2013 $7,937 $1,587 $0 $6,350 WQ 44036 City of Josephine 2012-0872-MWD-E COLLIN 6/3/2013 $48,770 $0 $48,770 $0 WQ 45995 City of Daingerfield 2013-0194-MWD-E MORRIS 6/8/2013 $3,350 $670 $2,680 $0 WQ 45304 LOPEZ JESUS 2012-2173-MLM-E IRION 6/8/2013 $713 $142 $571 $0 WQ 45668 Oiltanking Houston, L.P. 2012-2548-IWD-E HARRIS 6/8/2013 $1,175 $235 $940 $0 WQ 45632 City of Dickens 2012-2507-MWD-E DICKENS 6/8/2013 $1,312 $262 $1,050 $0 WQ 46057 City of Cleveland 2013-0173-MWD-E LIBERTY 6/8/2013 $1,375 $275 $0 $1,100 WQ 45892 United States Army Corps of Engineers 2013-0011-MWD-E BOSQUE 6/8/2013 $3,250 $650 $2,600 $0 WQ 45840 Big Oaks Municipal Utility District 2012-2693-MWD-E FORT BEND 6/8/2013 $2,025 $405 $1,620 $0 WQ 46336 BAYWAY HOMES, INCORPORATED 2013-0425-WQ-E GALVESTON 6/8/2013 $875 $0 $875 $0 WQ 45004 City of Sabinal 2012-1891-MWD-E UVALDE 6/13/2013 $9,451 $1,889 $7,562 $0 WQ 43886 City of Thornton 2012-0705-MWD-E LIMESTONE 6/13/2013 $72,012 $0 $0 $72,012 WQ 45507 529 #35 LTD. 2012-2367-MWD-E HARRIS 6/13/2013 $8,750 $1,750 $7,000 $0 WQ 44948 Kendall Speight, INC. 2012-1829-SLG-E NUECES 6/13/2013 $20,648 $4,129 $16,519 $0 WQ 43274 City of Bishop 2012-0082-MWD-E NUECES 6/13/2013 $35,880 $0 $0 $35,880 Page 54 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-2064-IWD-E DENTON 6/23/2013 $1,312 $0 $1,312 $0 2012-2063-IWD-E SMITH 6/27/2013 $24,675 $4,935 $19,740 $0 City of Athens 2013-0613-WQ-E HENDERSON 6/27/2013 $875 $0 $875 $0 City of Athens 2013-0612-WQ-E HENDERSON 6/27/2013 $875 $0 $875 $0 2011-2070-MWD-E ROCKWALL 6/27/2013 $19,800 $0 $19,800 $0 2012-2427-MWD-E MONTGOMERY 6/27/2013 $10,062 $0 $10,062 $0 $2,925 $585 $2,340 $0 $158,000 $158,000 $0 $0 $13,188 $2,637 $0 $10,551 6/27/2013 $1,063 $212 $851 $0 LAVACA 6/27/2013 $12,325 $2,465 $0 $9,860 COLLIN 7/3/2013 $5,000 $0 $5,000 $0 2012-1756-SLG-E MONTGOMERY 7/17/2013 $11,359 $0 $11,359 $0 2012-1001-MWD-E POLK 7/17/2013 $113,305 $0 $113,305 $0 2013-0271-OSS-E KINNEY 7/19/2013 $1,620 $324 $1,296 $0 2013-0193-MWD-E MONTGOMERY 7/28/2013 $2,250 $450 $1,800 $0 PARKER 7/28/2013 $2,750 $550 $2,200 $0 BOWIE 7/28/2013 $1,687 $337 $1,350 $0 FORT BEND 7/28/2013 $4,001 $800 $3,201 $0 JEFFERSON 7/28/2013 $4,300 $860 $3,440 $0 2012-1970-MWD-E SMITH 7/28/2013 $1,020 $0 $1,020 $0 2013-0058-EAQ-E HAYS 7/28/2013 $1,875 $375 $1,500 $0 HILL 7/28/2013 $3,750 $750 $3,000 $0 BEXAR 7/28/2013 $1,250 $0 $1,250 $0 BRAZORIA 8/3/2013 $37,500 $7,500 $15,000 $15,000 GALVESTON 8/3/2013 $20,001 $0 $20,001 $0 $60,000 $0 $30,000 $30,000 $27,189 $0 $0 $27,189 $34,315 $6,862 $27,453 $0 8/3/2013 $23,562 $0 $23,562 $0 LIPSCOMB 8/3/2013 $24,640 $0 $24,640 $0 JOHNSON 8/3/2013 $4,875 $0 $4,875 $0 2013-0292-MWD-E CROCKETT 8/3/2013 $1,550 $0 $1,550 $0 2012-0774-EAQ-E BEXAR 8/3/2013 $9,225 $1,845 $7,380 $0 BEE 8/8/2013 $4,750 $950 $3,800 $0 WILLIAMSON 8/8/2013 $7,500 $1,500 $0 $6,000 HILL 8/22/2013 $875 $0 $875 $0 BELL 8/22/2013 $875 $0 $875 $0 WQ 45180 Atlas Woodworks, LLC WQ 45098 McWane, Inc. WQ 46519 WQ 46520 WQ 42921 Aqua Utilities, Inc. WQ 45568 Montgomery County Utility District 2 WQ 45979 B.C.A.H. Property Management, LLC * 2013-0103-EAQ-E BEXAR 6/27/2013 WQ 43916 City of Cushing 2012-0658-MWD-E NACOGDOCHES 6/27/2013 WQ 45587 City of Rogers 2012-2451-MWD-E BELL 6/27/2013 WQ 45273 Northwest Harris County Municipal Utility District 36 2012-2161-MWD-E HARRIS WQ 45874 City of Moulton 2012-2730-MWD-E WQ 44135 VA WESTFIELD PARTNERS, LLC 2012-0977-WQ-E WQ 44877 BORREGO, DUSTIN WQ 44142 Manki LLC WQ 46168 REYNA, CANDELARIO WQ 46015 Quadvest, L.P. WQ 46181 KENMARK HOMES, LP WQ 46536 City of Maud 2013-0625-MWD-E WQ 46242 City of Richmond 2013-0366-MWD-E WQ 45322 Hamshire-Fannett Independent School District 2012-2204-MWD-E WQ 45093 Teen Mania Ministries, Inc. WQ 45941 MANCHACA FOOD, INC. WQ 46216 City of Hubbard 2013-0325-MWD-E WQ 44038 HSR Site Control, LLC 2012-0882-WQ-E WQ 44269 ConocoPhillips Company 2012-1125-IWD-E WQ 46011 Bolivar Utility Services, LLC 2013-0133-MWD-E WQ 43786 Algonquin Water Resources Of America Inc * 2012-0629-MWD-E SMITH 8/3/2013 WQ 45944 City of Houston 2013-0056-MWD-E HARRIS 8/3/2013 WQ 44221 Minsa Corporation 2012-1153-IWD-E BAILEY 8/3/2013 WQ 45999 City of Eagle Lake 2013-0118-MWD-E COLORADO WQ 37835 City Of Follett 2011-0616-MWD-E WQ 46040 McClendon Construction Co., Inc. * 2013-0151-WQ-E WQ 38618 Circle Bar Truck Corral, Inc. WQ 43937 Tuscany Heights Partners, Ltd. WQ 46128 OLIVARES, LEONARD D 2013-0228-SLG-E WQ 45893 City of Liberty Hill 2013-0010-MWD-E WQ 46791 City of Hillsboro 2013-0875-WQ-E WQ 46849 Vale Building Group LLC 2013-0940-WQ-E 2013-0277-WQ-E Page 55 of 59 Singles Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2013-0310-MWD-E MEDINA 8/22/2013 $2,250 $450 $1,800 $0 2013-0602-MLM-E TAYLOR 8/22/2013 $2,278 $455 $1,823 $0 City of Newton 2013-0123-SLG-E NEWTON 8/22/2013 $5,250 $1,050 $4,200 $0 Central Transport, Inc. 2012-2509-IWD-E EL PASO 8/22/2013 $7,500 $1,500 $6,000 $0 2013-0585-EAQ-E WILLIAMSON 8/22/2013 $1,875 $375 $1,500 $0 2013-0933-WQ-E HARRIS 8/22/2013 $875 $0 $875 $0 Ranger Excavating, L.P. 2013-0876-WQ-E MCLENNAN 8/22/2013 $875 $0 $875 $0 Jon McDonald Custom Homes, L.P. 2013-0974-WQ-E TAYLOR 8/22/2013 $875 $0 $875 $0 2013-0932-WQ-E HARRIS 8/22/2013 $875 $0 $875 $0 TOM GREEN 8/22/2013 $1,000 $200 $800 $0 $0 $875 $0 $11,200 $44,800 $0 WQ 46197 City of Castroville WQ 46518 AJWO, Inc. WQ 46002 WQ 45634 WQ 46485 NEW HOPE BAPTIST CHURCH OF JARRELL WQ 46843 Sprint Sand and Clay, LLC WQ 46790 WQ 46900 WQ 46844 David E. Harvey Builders, Inc. WQ 46318 West Texas Boys Ranch 2013-0424-MWD-E WQ 46730 Partners in Building LP 2013-0824-WQ-E FORT BEND 8/22/2013 $875 WQ 46148 Azteca Milling, L. P. 2013-0265-IWD-E DEAF SMITH 8/26/2013 $56,000 WQ 45660 Ellwood Texas Forge Navasota, LLC 2012-2607-IWD-E GRIMES 8/26/2013 $8,800 $1,760 $7,040 $0 WQ 43822 Woodmark Utilities, Inc. * 2012-0647-MWD-E SMITH 8/26/2013 $47,182 $0 $23,591 $23,591 WQ 46161 City of Corrigan 2013-0274-MWD-E POLK 8/26/2013 $9,300 $1,860 $7,440 $0 WQ 41596 ABF PACKING, INC. 2011-0691-WQ-E ERATH 8/26/2013 $15,550 $3,110 $12,440 $0 WQ 46217 Vopak Terminal Deer Park, Inc. 2013-0344-IWD-E HARRIS 8/26/2013 $8,640 $1,728 $6,912 $0 WQ 44790 BASF FINA Petrochemicals Limited Partnership 2012-1773-IWD-E JEFFERSON 8/26/2013 $14,250 $0 $7,125 $7,125 WQ 45855 Pilgrim's Pride Corporation 2012-2706-IWD-E TITUS 8/26/2013 $0 $31,994 Subtotal for WQ : 385 WWAG 41674 JONGSMA, OLKE ANDRIES $63,987 $4,863,443 $1,118,396 $2,791,722 $31,993 $953,325 2011-0909-AGR-E WOOD 10/27/2012 $10,350 $0 $10,350 $0 11/11/2012 $3,010 $602 $2,408 $0 WWAG 43898 MCNUTT, GUY * 2012-0746-AGR-E ERATH WWAG 39426 DEVRIES, GEORGE TED 2010-0508-AGR-E ERATH 11/30/2012 $8,300 $0 $8,300 $0 WWAG 43992 TALSMA, KLAAS 2012-0840-AGR-E ERATH 12/15/2012 $49,687 $9,937 $39,750 $0 WWAG 44398 GUESS, MARK 2012-1452-AGR-E PARMER 2/23/2013 $2,000 $400 $1,600 $0 PARMER 3/3/2013 $2,040 $408 $1,632 $0 WWAG 44129 HEFNER, TOMMY 2012-0974-AGR-E WWAG 45614 Bill Cate 2012-2483-AGR-E TARRANT 6/1/2013 $1,312 $262 $1,050 $0 WWAG 40021 Tex-S, L.L.C 2010-1135-AGR-E HAMILTON 7/19/2013 $5,723 $1,144 $4,579 $0 WWAG 44493 ALMEIDA, FABIAN 2012-1454-AGR-E JOHNSON 7/28/2013 $4,023 $804 $3,219 $0 2012-0635-AGR-E WISE 8/23/2013 $2,100 $0 $2,100 $0 $88,545 $13,557 WWAG 43817 WATSON, MIKE * Subtotal for WWAG : 10 Total for Singles Programs : 2,099 17,022,573.00 2,768,903.00 11,837,390.00 $74,988 2,416,280.00 $0 2,416,280.00 Page 56 of 59 Multi-Media Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0949-WOC-E CHEROKEE 9/16/2012 $175 $0 $175 $0 2012-0092-MLM-E DENTON 9/29/2012 $13,770 $2,754 $11,016 $0 $2,345 $9,380 $0 $91,550 $11,700 $0 $7,446 $14,894 $14,893 $18,100 $3,620 $14,480 $0 10/11/2012 $5,500 $0 $5,500 $0 10/19/2012 $735 $0 $735 $0 HARRIS 10/19/2012 $813 $0 $813 $0 POLK 10/26/2012 $175 $0 $175 $0 DUVAL 10/26/2012 $175 $0 $175 $0 NOLAN 10/26/2012 $175 $0 $175 $0 2012-0206-MLM-E MCCULLOCH 10/27/2012 $12,057 $2,410 $9,647 $0 2012-0400-MLM-E VICTORIA 10/27/2012 $14,126 $2,825 $11,301 $0 Star Tex Gasoline & Oil Distributors, Inc. 2011-2333-MSW-E JIM WELLS 11/12/2012 $1,125 $0 $1,125 $0 R&K Fabricating, Inc. 2011-2363-IHW-E LIBERTY 11/12/2012 $4,875 $0 $4,875 $0 2012-1609-WOC-E STEPHENS 11/22/2012 $175 $0 $175 $0 2012-1612-WOC-E JEFFERSON 11/22/2012 $175 $0 $175 $0 Daniel Robins 2012-1610-WOC-E JEFFERSON 11/22/2012 $175 $0 $175 $0 MOON, DAVID 2012-0745-DCL-E NUECES 11/22/2012 $210 $42 $168 $0 2012-1614-WOC-E LUBBOCK 11/22/2012 $175 $0 $175 $0 2012-1608-WOC-E HOUSTON 11/22/2012 $175 $0 $175 $0 Pierce Metals, LLC 2012-1253-MLM-E TOM GREEN 11/22/2012 $3,750 $750 $3,000 $0 CAILLOUET, RICHARD D JR 2012-1611-WOC-E HARDIN 11/22/2012 $175 $0 $175 $0 2012-1617-WOC-E HARDIN 11/22/2012 $175 $0 $175 $0 2012-1616-WOC-E JEFFERSON 11/22/2012 $175 $0 $175 $0 OGILVIE, WHIT R 2012-0243-WOC-E LIMESTONE 12/20/2012 $1,500 $0 $1,500 $0 Benjamin Sanjuan 2010-0801-MLM-E HARRIS 1/5/2013 $92,734 $0 $92,734 $0 2012-1215-IHW-E MONTAGUE 1/12/2013 $6,928 $1,385 $5,543 $0 2011-1777-MLM-E EL PASO 2/1/2013 $2,868 $0 $2,868 $0 2011-1744-IHW-E BRAZOS 2/10/2013 $15,000 $0 $15,000 $0 2011-1665-MLM-E CAMERON 2/10/2013 $12,000 $8,400 $3,600 $0 2012-0251-MLM-E ELLIS 2/10/2013 $38,500 $0 $38,500 $0 2010-1752-UTL-E HARRIS 2/10/2013 $436 $0 $436 $0 Cobra Stone, Inc. 2012-0586-MLM-E WILLIAMSON 2/10/2013 $10,188 $2,037 $8,151 $0 New Birmingham Resources, LLC 2012-0948-MLM-E SMITH 2/10/2013 $34,124 $6,824 $13,650 $13,650 40695 Krebs Utilities, Inc. 2010-1835-UTL-E HARRIS 2/10/2013 $508 $0 $508 $0 40601 Krebs Utilities, Inc. 2010-1753-UTL-E HARRIS 2/10/2013 $452 $0 $452 $0 MM 44107 GUYNN, BENJAMIN G MM 43278 City of Denton MM 43443 Northwest Harris County MUD 15 2012-0256-MLM-E HARRIS 9/29/2012 $11,725 MM 42142 Thu Phoung Enterprise Cleaners Incorporated 2011-1285-MLM-E GALVESTON 9/29/2012 $103,250 MM 43404 PMRT, Inc. 2012-0236-MLM-E GALVESTON 9/29/2012 $37,233 MM 43597 Collins Corp. 2012-0407-MLM-E GREGG 9/29/2012 MM 42091 R&R Screen Graphics, LLC 2011-1217-MLM-E KAUFMAN MM 41330 Krebs Utilities, Inc. 2011-0416-UTL-E HARRIS MM 41331 Krebs Utilities, Inc. 2011-0417-UTL-E MM 44548 LANDRUM, DALE T 2012-1443-WOC-E MM 44549 HINOJOSA, SERGIO 2012-1442-WOC-E MM 44547 HERRERA, ERIC M 2012-1444-WOC-E MM 43397 Cadre Material Products, LLC MM 43587 Grunewald Sandblasting, Inc. MM 43174 MM 43147 MM 44738 WIMBERLEY, JAMES D MM 44735 LICATINO, ROY MM 44737 MM 43918 MM 44733 PASKE, KATIE MM 44739 LENDERMAN, LYNN MM 44326 MM 44736 MM 44730 KRALL, ERIC MM 44731 HEBERT, STEPHEN MM 43435 MM 39701 MM 44333 Copano Field Services/North Texas, L.L.C. MM 42624 Escobedo, Luis MM 42602 PONCE, VIRGIL MM 42522 GUZMAN, JOSEPHINE MM 43439 Magnablend, Inc. MM 40602 Krebs Utilities, Inc. MM 43764 MM 44094 MM MM Page 57 of 59 Multi-Media Programs Appendix 3: List of Administrative Orders Issued FY 2013 Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-1369-MLM-E FAYETTE 3/21/2013 $5,580 $1,116 $4,464 $0 2012-1599-MLM-E TARRANT 3/21/2013 $1,500 $300 $1,200 $0 LEHNERT, DAVID R 2012-2439-WOC-E MILAM 3/21/2013 $175 $0 $175 $0 Timothy M. Bradberry 2012-2223-WOC-E WISE 3/21/2013 $210 $0 $210 $0 2012-2396-WOC-E HUTCHINSON 3/21/2013 $175 $0 $175 $0 2012-1817-DCL-E DALLAS 4/7/2013 $5,750 $1,150 $4,600 $0 MM 44520 T.F.R. ENTERPRISES, INC MM 44709 M D Lancaster Co., Inc. MM 45594 MM 45375 MM 45536 BENGE, CODY W MM 44938 Dalco Solvents & Chemicals, Inc. MM 41888 City of Big Spring 2011-1007-MLM-E HOWARD 4/7/2013 $13,015 $0 $0 $13,015 MM 44459 USM Manufacturing LLC 2012-1319-MLM-E LUBBOCK 4/7/2013 $24,673 $4,934 $19,739 $0 MM 35752 CROUCH'S CLEANERS, INC. 2012-0163-MLM-E BOWIE 4/8/2013 $650 $0 $650 $0 MM 46075 MESNEAK, WILLIAM K 2013-0179-WOC-E CARSON 4/21/2013 $175 $0 $175 $0 MM 45947 NELSON, JOHN D 2013-0064-WOC-E MILAM 4/21/2013 $175 $0 $175 $0 MM 44074 EAGLE'S DROP LLC 2012-0970-MLM-E MONTGOMERY 4/21/2013 $2,016 $403 $1,613 $0 MM 45149 Martinek Trucking Corporation 2012-2026-IHW-E GRAYSON 4/21/2013 $938 $187 $751 $0 MM 44868 Multi-Chem Group, LLC 2012-1753-MLM-E SUTTON 4/27/2013 $15,562 $0 $15,562 $0 MM 43672 Cotulla Fish Hatchery LLC 2012-0630-MLM-E LA SALLE 4/29/2013 $1,785 $0 $1,785 $0 MM 44715 ANDERSON, CARLTON 2012-1588-WOC-E JEFFERSON 5/2/2013 $761 $152 $609 $0 MM 44939 Chevron Phillips Chemical Company LP 2012-1824-MLM-E HUTCHINSON 5/2/2013 $32,813 $6,562 $26,251 $0 MM 44929 ZARADAM LLC 2012-1819-MLM-E DALLAS 6/1/2013 $3,275 $655 $2,620 $0 MM 42707 Heard, Robert E. Jr. 2011-1819-MLM-E HARRIS 6/3/2013 $10,500 $0 $10,500 $0 MM 41895 Randy Richardson Company 2011-1016-MLM-E VAN ZANDT 6/3/2013 $61,017 $57,417 $3,600 $0 MM 44674 Boundary Ventures, Inc. 2012-1554-MLM-E COLORADO 6/3/2013 $9,653 $0 $9,653 $0 MM 44813 Energy Pumping Specialties, Inc. 2012-1721-MLM-E WEBB 6/8/2013 $6,575 $1,315 $5,260 $0 MM 44859 Taylor, Jodie * 2012-1743-MLM-E VAN ZANDT 6/8/2013 $2,896 $579 $2,317 $0 MM 45048 Morgan Oil Company 2012-1932-PST-E NACOGDOCHES 6/13/2013 $11,250 $0 $11,250 $0 MM 46430 COX, TIM J 2013-0512-WOC-E HARRIS 6/27/2013 $175 $0 $175 $0 MM 46569 MURPHEY, LYLE B 2013-0659-WOC-E TRAVIS 6/27/2013 $175 $0 $175 $0 MM 46567 Pace, Joey D. 2013-0651-WOC-E WHEELER 6/27/2013 $175 $0 $175 $0 MM 44028 Cresson Crossroads, LLC 2012-0863-WR-E HOOD 6/27/2013 $875 $0 $875 $0 MM 46498 QUENTIN WADE BANISTER 2013-0590-WOC-E TOM GREEN 6/27/2013 $175 $0 $175 $0 MM 44925 Speedy Stop Food Stores, LLC 2012-1793-PST-E TRAVIS 6/27/2013 $43,879 $8,775 $35,104 $0 MM 46499 QUENTIN WADE BANISTER 2013-0605-WOC-E TOM GREEN 6/27/2013 $175 $0 $175 $0 MM 42617 Crochet Equipment Co., Inc. 2011-1764-MLM-E JEFFERSON 7/28/2013 $900 $0 $900 $0 MM 44765 Barrett Street Partners, Inc. 2012-1646-DCL-E HARRIS 7/28/2013 $512 $0 $512 $0 MM 46095 VANDERLEI, KORNELIS WILT * 2013-0221-OSS-E LAMB 7/28/2013 $825 $165 $660 $0 MM 45846 H & S Constructors, Inc. 2012-2703-MLM-E DIMMIT 8/3/2013 $11,500 $2,300 $9,200 $0 MM 44563 J & J SOIL SERVICE, INC. 2012-1423-MLM-E HOUSTON 8/3/2013 $12,250 $0 $12,250 $0 MM 45302 River City Ready Mix, Inc. 2012-2174-MLM-E BEXAR 8/3/2013 $20,000 $4,000 $16,000 $0 MM 45237 AG-Meier Industries, LLC 2012-2115-MLM-E BELL 8/3/2013 $15,375 $3,075 $6,150 $6,150 Page 58 of 59 Appendix 3: List of Administrative Orders Issued FY 2013 Multi-Media Programs Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1973-MLM-E TARRANT 8/3/2013 $421,963 $420,763 $1,200 $0 2012-1202-MLM-E CAMERON 8/3/2013 $20,164 $4,032 $16,132 $0 K & K Construction, Inc. 2013-0247-MLM-E MONTGOMERY 8/8/2013 $4,188 $837 $3,351 $0 Centex Scrap and Metal, Inc. 2013-0367-MLM-E BELL 8/22/2013 $2,000 $400 $1,600 $0 2012-1958-MLM-E FRIO 8/23/2013 $4,712 $0 $4,712 $0 2012-2358-MLM-E CALHOUN 8/23/2013 $43,759 $0 $43,759 $0 2013-0090-MLM-E MILAM 8/23/2013 $2,729 $0 $2,729 MM 34430 Effluent Recycling, Inc. MM 44348 National Electric Coil Co., L.P. MM 46039 MM 46250 MM 45080 Derby Water Supply Corporation MM 45500 Blevins, Tommy MM 45955 Brown, Doris Total for Multi-Media Programs : 83 1,262,232.00 651,505.00 563,019.00 47,708.00 Total for all Programs :2,182 18,284,805.00 3,420,408.00 12,400,409.00 2,463,988.00 $0 47,708.00 2,463,988.00 Summary of SEPs: Total Orders : Orders with SEPs : Orders with SEPs % : Orders with SEP Offset % : * 2182 153 7.0 16.6 There are Multiple Respondent Names associated to this Case No. Page 59 of 59 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program Date Range Selected : PGM Case No. AQ 45463 09/01/2012 - 08/31/2013 Respondent Name DCP Midstream, LP POLLUTION PREVENTION AQ 43829 Targa Downstream LLC POLLUTION PREVENTION AQ 43842 Equistar Chemicals, LP POLLUTION PREVENTION AQ 44533 Shell Oil Company POLLUTION PREVENTION AQ 44001 Hidalgo County POLLUTION PREVENTION AQ 43301 Aero Components, Inc. POLLUTION PREVENTION AQ 43500 Flint Hills Resources Port Arthur, LLC POLLUTION PREVENTION AQ 43884 Ascend Performance Materials Operations LLC POLLUTION PREVENTION AQ 44883 DCP Midstream, LP * September 10, 2013 Effective Date Ratio Assessed Amt Deferred Amt Payable Amt SEP Cost SEP Offset 06/13/2013 1.00:1 39,375.00 7,875.00 15,750.00 Railroad Commission of Texas - Alternative Fuels Clean School Bus Replacement Program. The contribution will be used in accordance with the SEP between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reduce nitrogen oxides, volatile organic compounds, carbon monoxide, and particulate matter emissions by replacing older diesel buses with newer buses that meet more stringent emission standards. 15,750.00 15,750.00 15,750.00 15,750.00 02/24/2013 1.00:1 30,264.00 6,052.00 12,106.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 12,106.00 12,106.00 12,106.00 12,106.00 11/30/2012 1.00:1 25,000.00 0.00 12,500.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 12,500.00 12,500.00 12,500.00 12,500.00 03/21/2013 1.00:1 7,500.00 1,500.00 3,000.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 3,000.00 3,000.00 3,000.00 3,000.00 11/22/2012 1.00:1 3,600.00 720.00 0.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. 2,880.00 2,880.00 2,880.00 2,880.00 03/21/2013 1.00:1 6,008.00 1,201.00 0.00 SEP funds will be used to construct, operate, maintain, and potentially expand a network of continuous ambient monitoring stations ("CAMS") that monitor both air toxics and ozone precursors. 4,807.00 4,807.00 4,807.00 4,807.00 5,876.00 5,875.00 5,875.00 Performing Party shall operate, maintain, and potentially expand the existing Southeast Texas Regional Air Monitoring Network which includes nine monitoring stations currently at the following locations: 1) Beaumont CAM#2; 2) Cove School CAM #C695; 3) Mauriceville CAM#642; 4) Port Arthur (Motiva) Industrial Site CAM #C628; 5) Port Arthur Memorial High School campus CAM #C689; 6) Port Neches CAM #136; 7) Sabine Pass CAM #C640; 8) Southeast Texas Regional Airport CAM #C643; 9) West Orange CAM #C9. 5,875.00 5,875.00 12,750.00 12,750.00 12,750.00 12,750.00 12,500.00 12,500.00 06/03/2013 11/11/2012 1.00:1 1.00:1 14,688.00 2,937.00 25,500.00 0.00 12,750.00 he contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 04/27/2013 1.00:1 25,000.00 0.00 12,500.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 1 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program POLLUTION PREVENTION AQ 43780 E. I. du Pont de Nemours and Company POLLUTION PREVENTION AQ 45169 MEMC Pasadena, Inc. POLLUTION PREVENTION AQ 43393 INVISTA S.a r.l. POLLUTION PREVENTION AQ 45120 Air Liquide Large Industries U.S. LP POLLUTION PREVENTION AQ 44510 Huntsman Petrochemical, LLC POLLUTION PREVENTION AQ 43326 Huntsman Petrochemical, LLC POLLUTION PREVENTION AQ 44160 Valero Refining-Texas, L.P. POLLUTION PREVENTION AQ 44671 The Dow Chemical Company POLLUTION PREVENTION AQ 44351 Huntsman Petrochemical, LLC POLLUTION PREVENTION * September 10, 2013 The school district, through an asbestos certified contractor, will remove asbestos from Central Elementary, the Borger High School Auditorium, and the Gateway Elementary. The asbestos present in these schools is currently stable and there is no requirement to remove it. The school district is removing the asbestos due to the age of the asbestos and the likelihood of increased traffic in the affected areas in the future. 12,500.00 12,500.00 5,520.00 5,520.00 5,520.00 SEP funds will be used to install or retrofit, operate, maintain, and potentially expand air monitoring stations in Harris County to continuously monitor ambient air for total non-methane hydrocarbons and hazardous air pollutants. 5,520.00 5,520.00 08/26/2013 1.00:1 11,401.00 2,280.00 4,561.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. 4,560.00 4,560.00 4,560.00 4,560.00 09/29/2012 1.00:1 16,800.00 3,360.00 6,720.00 The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. 6,720.00 6,720.00 6,720.00 6,720.00 4,320.00 4,320.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 4,320.00 4,320.00 06/03/2013 1.00:1 53,850.00 10,770.00 21,540.00 Conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency such as by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. 21,540.00 21,540.00 21,540.00 21,540.00 06/03/2013 1.00:1 10,000.00 2,000.00 4,000.00 SEP funds will be used by the Third-Party Recipient to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring, and for the cost of operating, maintaining, and periodically upgrading or adding to these air monitoring stations along with ancillary equipment approved by TCEQ. 4,000.00 4,000.00 4,000.00 4,000.00 03/09/2013 1.00:1 50,000.00 0.00 25,000.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 25,000.00 25,000.00 25,000.00 25,000.00 06/03/2013 1.00:1 41,502.00 8,300.00 16,601.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 16,601.00 16,601.00 16,601.00 16,601.00 02/23/2013 1.00:1 6,563.00 1,312.00 2,626.00 Performing Party shall operate, maintain, and potentially expand the existing Southeast Texas Regional Air Monitoring Network which includes nine monitoring stations. 2,625.00 2,625.00 2,625.00 2,625.00 10/27/2012 05/02/2013 1.00:1 1.00:1 11,040.00 10,800.00 0.00 2,160.00 4,320.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 2 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program AQ 43988 Total Petrochemicals & Refining USA, Inc. POLLUTION PREVENTION AQ 43913 Huntsman Petrochemical, LLC POLLUTION PREVENTION AQ 45178 Equistar Chemicals, LP POLLUTION PREVENTION AQ 44017 E. I. du Pont de Nemours and Company POLLUTION PREVENTION AQ 45442 ExxonMobil Oil Corporation POLLUTION PREVENTION AQ 42379 Custom Crates & Pallets Management, L.L.C POLLUTION PREVENTION AQ 41915 BAYLOR UNIVERSITY POLLUTION PREVENTION AQ 44054 The Dow Chemical Company POLLUTION PREVENTION AQ 45312 Oxy Vinyls, LP * September 10, 2013 04/27/2013 1.00:1 202,600.00 40,520.00 81,040.00 81,040.00 81,040.00 81,040.00 81,040.00 11/22/2012 1.00:1 7,500.00 1,500.00 3,000.00 Performing Party shall operate, maintain, and potentially expand the existing Southeast Texas Regional Air Monitoring Network which includes nine monitoring stations. 3,000.00 3,000.00 3,000.00 3,000.00 05/02/2013 1.00:1 14,250.00 2,850.00 5,700.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. 5,700.00 5,700.00 5,700.00 5,700.00 3,000.00 3,000.00 3,000.00 3,000.00 12,500.00 12,500.00 12,500.00 12,500.00 1,562.00 1,562.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. 1,562.00 1,562.00 11/11/2012 1.00:1 20,000.00 4,000.00 0.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations 16,000.00 16,000.00 16,000.00 16,000.00 12/15/2012 1.00:1 19,689.00 3,937.00 7,876.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 7,876.00 7,876.00 7,876.00 7,876.00 6,400.00 6,400.00 Performing Party shall operate, maintain, and potentially expand the existing Southeast Texas Regional Air Monitoring Network which includes nine monitoring stations. 01/12/2013 1.00:1 7,500.00 1,500.00 3,000.00 Performing Party shall operate, maintain, and potentially expand the existing Southeast Texas Regional Air Monitoring Network. 06/03/2013 1.00:1 25,000.00 0.00 12,500.00 The contribution will be to Texas Air Quality Research Center at Lamar University for the Flare Speciation and Air Quality Modeling project to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for advanced modeling and simulations to identify the VOC species generated and emitted from industrial flares at chemical process facilities under various operating conditions and environmental conditions as well as determine the Combustion Efficiency (CE) and Destruction and Removal Efficiency (DRE). 06/03/2013 06/03/2013 1.00:1 1.00:1 3,125.00 16,000.00 0.00 3,200.00 1,563.00 6,400.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 3 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program POLLUTION PREVENTION AQ 43804 E. I. du Pont de Nemours and Company POLLUTION PREVENTION AQ 42299 Motiva Enterprises LLC POLLUTION PREVENTION AQ 43863 Marathon Petroleum Company LP POLLUTION PREVENTION AQ 44584 Eagle Rock Field Services, L.P. POLLUTION PREVENTION AQ 46036 Huntsman Petrochemical, LLC POLLUTION PREVENTION AQ 43533 The Dow Chemical Company POLLUTION PREVENTION AQ 45213 Enterprise Products Operating LLC POLLUTION PREVENTION * September 10, 2013 SEP funds will be used to install or retrofit, operate, maintain, and potentially expand air monitoring stations in Harris County to continuously monitor ambient air for total non-methane hydrocarbons and hazardous air pollutants (HAPs). Specifically, SEP funds will be used to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring. 6,400.00 6,400.00 8,101.00 8,100.00 8,100.00 The contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 8,100.00 8,100.00 06/03/2013 1.00:1 92,450.00 18,490.00 36,980.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. 36,980.00 36,980.00 36,980.00 36,980.00 16,225.00 16,225.00 The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions. 16,225.00 16,225.00 04/07/2013 1.00:1 27,157.00 5,431.00 10,863.00 The school district, through an asbestos certified contractor, will remove asbestos from Central Elementary, the Borger High School Auditorium, and the Gateway Elementary. The asbestos present in these schools is currently stable and there is no requirement to remove it. The school district is removing the asbestos due to the age of the asbestos and the likelihood of increased traffic in the affected areas in the future. 10,863.00 10,863.00 10,863.00 10,863.00 08/26/2013 1.00:1 13,126.00 2,625.00 5,251.00 Performing Party shall operate, maintain, and potentially expand the existing Southeast Texas Regional Air Monitoring Network which includes nine monitoring stations currently at the following locations: 1) Beaumont CAM#2; 2) Cove School CAM #C695; 3) Mauriceville CAM#642; 4) Port Arthur (Motiva) Industrial Site CAM #C628; 5) Port Arthur Memorial High School campus CAM #C689; 6) Port Neches CAM #136; 7) Sabine Pass CAM #C640; 8) Southeast Texas Regional Airport CAM #C643; 9) West Orange CAM #C9. 5,250.00 5,250.00 5,250.00 5,250.00 09/29/2012 1.00:1 50,000.00 0.00 25,000.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 25,000.00 25,000.00 25,000.00 25,000.00 5,000.00 5,000.00 5,000.00 Performing Party shall use SEP Funds to perform energy efficiency upgrades on public buildings and infrastructure. Specifically, SEP Funds may only be used for: 1) the cost of conducting energy efficiency audits; 2) the incremental cost for construction or implementation of energy-efficiency upgrades (versus the cost of non-energy efficiency upgrades); 3) the incremental cost of purchase of more energy-efficient equipment or appliances (versus the cost of purchasing non-energy efficient equipment or appliances); or 4) other direct costs authorized in advance by TCEQ. 5,000.00 5,000.00 04/27/2013 04/27/2013 06/03/2013 1.00:1 1.00:1 1.00:1 20,251.00 4,050.00 32,450.00 10,000.00 0.00 0.00 16,225.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 4 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program AQ 43969 Formosa Plastics Corporation, Texas POLLUTION PREVENTION AQ 45586 Enterprise Products Operating LLC POLLUTION PREVENTION POLLUTION PREVENTION AQ 44778 Rescar Companies POLLUTION PREVENTION AQ 44033 NuStar Logistics, L.P. POLLUTION PREVENTION AQ 43096 JX Nippon Chemical Texas Inc. POLLUTION PREVENTION AQ 45822 Valero Refining-Texas, L.P. POLLUTION PREVENTION AQ 44257 The Lubrizol Corporation POLLUTION PREVENTION AQ 43864 INVISTA S.a r.l. POLLUTION PREVENTION AQ 44184 Exterran Energy Solutions, L.P. * September 10, 2013 12/15/2012 1.00:1 10,000.00 2,000.00 4,000.00 4,000.00 4,000.00 4,000.00 4,000.00 25,000.00 25,000.00 25,000.00 Performing Party shall use SEP Funds to perform energy efficiency upgrades on public buildings and infrastructure. Specifically, SEP Funds may only be used for: 1) the cost of conducting energy efficiency audits; 2) the incremental cost for construction or implementation of energy-efficiency upgrades (versus the cost of non-energy efficiency upgrades); 3) the incremental cost of purchase of more energy-efficient equipment or appliances (versus the cost of purchasing non-energy efficient equipment or appliances); or 4) other direct costs authorized in advance by TCEQ. The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. 12,500.00 12,500.00 12,500.00 12,500.00 03/21/2013 1.00:1 5,313.00 1,062.00 2,126.00 The contribution will be to the City of Baytown for the Hospital Remediation Project at Goose Creek. Specifically, the SEP Offset Amount will be used to demolish the existing building and parking surfaces, at the former San Jacinto Hospital located at 1105 Decker Drive and 1 Price Street in Baytown, Harris County, Texas, which will remove the source of asbestos, lead, mold, and runoff. 2,125.00 2,125.00 2,125.00 2,125.00 10/13/2012 1.00:1 3,375.00 675.00 1,350.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. 1,350.00 1,350.00 1,350.00 1,350.00 10/27/2012 1.00:1 54,117.00 10,823.00 21,647.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions. 21,647.00 21,647.00 21,647.00 21,647.00 07/28/2013 1.00:1 7,500.00 1,500.00 3,000.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 3,000.00 3,000.00 3,000.00 3,000.00 04/07/2013 1.00:1 15,350.00 3,070.00 6,140.00 SEP funds will be used to install or retrofit, operate, maintain, and potentially expand air monitoring stations in Harris County to continuously monitor ambient air for total non-methane hydrocarbons and hazardous air pollutants (HAPs). Specifically, SEP funds will be used to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring. 6,140.00 6,140.00 6,140.00 6,140.00 12/15/2012 1.00:1 8,304.00 1,660.00 3,322.00 SEP funds will be used to install or retrofit, operate, maintain, and potentially expand air monitoring stations in Harris County to continuously monitor ambient air for total non-methane hydrocarbons and hazardous air pollutants (HAPs). Specifically, SEP funds will be used to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring. 3,322.00 3,322.00 3,322.00 3,322.00 2,398.00 2,398.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions. 08/03/2013 04/21/2013 1.00:1 1.00:1 50,000.00 5,995.00 0.00 1,199.00 2,398.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 5 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program POLLUTION PREVENTION AQ 43974 Flint Hills Resources Port Arthur, LLC POLLUTION PREVENTION AQ 40903 Pasadena Refining System, Inc POLLUTION PREVENTION AQ 43617 Chevron Phillips Chemical Company LP POLLUTION PREVENTION AQ 45478 E. I. du Pont de Nemours and Company POLLUTION PREVENTION AQ 44275 Equistar Chemicals, LP POLLUTION PREVENTION AQ 44419 BASF FINA Petrochemicals Limited Partnership POLLUTION PREVENTION AQ 44815 LANXESS Corporation POLLUTION PREVENTION AQ 43868 United Structures of America, Inc. POLLUTION PREVENTION AQ 45520 INVISTA S.a r.l. * September 10, 2013 Railroad Commission of Texas - Alternative Fuels Clean School Bus Replacement Program. The contribution will be used in accordance with the SEP between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reduce nitrogen oxides, volatile organic compounds, carbon monoxide, and particulate matter emissions by replacing older diesel buses with newer buses that meet more stringent emission standards. 2,398.00 2,398.00 3,000.00 3,000.00 3,000.00 Performing Party shall operate, maintain, and potentially expand the existing Southeast Texas Regional Air Monitoring Network which includes nine monitoring stations currently at the following locations: 1) Beaumont CAM#2; 2) Cove School CAM #C695; 3) Mauriceville CAM#642; 4) Port Arthur (Motiva) Industrial Site CAM #C628; 5) Port Arthur Memorial High School campus CAM #C689; 6) Port Neches CAM #136; 7) Sabine Pass CAM #C640; 8) Southeast Texas Regional Airport CAM #C643; 9) West Orange CAM #C9. 3,000.00 3,000.00 02/10/2013 1.00:1 757,153.00 0.00 378,577.00 SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 378,576.00 378,576.00 378,576.00 378,576.00 12,500.00 12,500.00 12,500.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. 12,500.00 12,500.00 5,251.00 5,250.00 5,250.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. 5,250.00 5,250.00 02/23/2013 1.00:1 6,563.00 1,312.00 2,626.00 Performing Party shall use SEP Funds to perform energy efficiency upgrades on public buildings and infrastructure. 2,625.00 2,625.00 2,625.00 2,625.00 5,140.00 5,140.00 The contribution will be to Texas Air Quality Research Center at Lamar University for the Flare Speciation and Air Quality Modeling project to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for advanced modeling and simulations to identify the VOC species generated and emitted from industrial flares at chemical process facilities under various operating conditions and environmental conditions as well as determine the Combustion Efficiency and Destruction and Removal Efficiency. 5,140.00 5,140.00 03/21/2013 1.00:1 7,438.00 1,487.00 2,976.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. 2,975.00 2,975.00 2,975.00 2,975.00 7,380.00 7,380.00 7,380.00 7,380.00 15,794.00 15,794.00 11/11/2012 09/29/2012 06/03/2013 04/07/2013 11/30/2012 1.00:1 1.00:1 1.00:1 1.00:1 1.00:1 7,500.00 1,500.00 25,000.00 13,126.00 12,850.00 18,450.00 0.00 2,625.00 2,570.00 3,690.00 5,140.00 7,380.00 SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 08/03/2013 1.00:1 39,485.00 7,897.00 15,794.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 6 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program POLLUTION PREVENTION AQ AQ 44502 Chevron Phillips Chemical Company LP 50,000.00 25,000.00 25,000.00 5,250.00 5,250.00 5,250.00 5,250.00 5,250.00 5,250.00 SEP funds will be used by the Third-Party Recipient to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring, and for the cost of operating, maintaining, and periodically upgrading or adding to these air monitoring stations along with ancillary equipment approved by TCEQ. 5,250.00 5,250.00 03/21/2013 1.00:1 3,450.00 690.00 1,380.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 1,380.00 1,380.00 1,380.00 1,380.00 04/27/2013 1.00:1 20,000.00 4,000.00 8,000.00 Trash Bash is an annual event that entails the use of volunteers to clean up trash and pollutants from Galveston Bay and waterways in the San Jacinto watershed. The project has resulted in the removal of an average of 141.7 tons of trash and 729 abandoned tires annually from these waterways. SEP monies will pay for materials, supplies, disposal costs and transportation costs directly associated with the clean up of trash. 8,000.00 8,000.00 8,000.00 8,000.00 Exide Technologies 02/10/2013 1.00:1 592,868.00 0.00 296,434.00 The SEP Offset Amount will be used to conduct tire collection events where residents will be able to drop off tires for proper disposal or recycling or to clean sites where tires have been disposed of illegally. 296,434.00 296,434.00 296,434.00 296,434.00 Gulf West Landfill TX, LP 05/02/2013 1.00:1 9,250.00 0.00 4,625.00 Contributions will be used to pay for labor and materials costs associated with implementing the Marsh Mania Project, which include restoring shoreline elevations, growing plnats for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. 4,625.00 4,625.00 4,625.00 4,625.00 08/03/2013 1.00:1 51,380.00 10,276.00 20,552.00 The contribution will be to the Friends of the River San Bernard for the Friends of the River San Bernard Natural Area Acquisition and Conservation Program, as set forth in the SEP Agreement referenced above between the Third Party Recipient and the TCEQ. The SEP offset amount will be used to preserve a contiguous wetland corridor along the San Bernard River in lower Fort Bend County. 20,552.00 20,552.00 20,552.00 20,552.00 7,132.00 7,132.00 43535 ExxonMobil Oil Corporation 43522 Total Petrochemicals & Refining USA, Inc. 44239 Effective Environmental, Inc. 44758 Exxon Mobil Corporation 42575 44818 45131 The Dow Chemical Company POLLUTION PREVENTION MSW 50,000.00 Contribute to Meteorological and Air Monitoring Network POLLUTION PREVENTION IHW 50,000.00 POLLUTION REDUCTION CLEAN UP IHW 0.00 25,000.00 POLLUTION PREVENTION IHW 100,000.00 25,000.00 POLLUTION PREVENTION IHW 1.00:1 15,794.00 Contribute to West Port Arthur Home Energy Efficiency Program POLLUTION PREVENTION IHW 06/13/2013 15,794.00 POLLUTION REDUCTION POLLUTION PREVENTION AQ SEP funds will be used to install or retrofit, operate, maintain, and potentially expand air monitoring stations in Harris County to continuously monitor ambient air for total non-methane hydrocarbons and hazardous air pollutants (HAPs). Specifically, SEP funds will be used to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring. 43778 Duval County * September 10, 2013 10/27/2012 1.00:1 13,125.00 2,625.00 5,250.00 Performing Party shall operate, maintain, and potentially expand the existing Southeast Texas Regional Air Monitoring Network. 09/29/2012 02/10/2013 1.00:1 1.00:1 13,125.00 8,915.00 2,625.00 1,783.00 5,250.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 7 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program POLLUTION PREVENTION POLLUTION PREVENTION PST 45684 Argos Ready Mix (South Central) Corp. POLLUTION PREVENTION PST 44744 City of Pasadena POLLUTION PREVENTION PST 45923 City of Houston POLLUTION PREVENTION PST 45685 Alka Corporation POLLUTION PREVENTION Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. Project will coordinate with city and/or county government for the clean up of sites where trash and debris has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified, there is no preexisting obligation to clean up the site by the owner or the government, and reasonable efforts have already been taken to prevent the dumping. 3,566.00 3,566.00 3,566.00 3,566.00 1,182.00 1,182.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 1,182.00 1,182.00 03/21/2013 1.00:1 6,300.00 1,260.00 0.00 Trash Bash is an annual event that entails the use of volunteers to clean up trash and pollutants from Galveston Bay and waterways in the San Jacinto watershed. The project has resulted in the removal of an average of 141.7 tons of trash and 729 abandoned tires annually from these waterways. SEP monies will pay for materials, supplies, disposal costs and transportation costs directly associated with the clean up of trash. 5,040.00 5,040.00 5,040.00 5,040.00 08/08/2013 1.00:1 5,000.00 1,000.00 0.00 The contribution will be to the Bayou Land Conservancy for the Spring Creek Greenway Project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, this SEP will focus on preserving multiple tracts of land comprising approximately 1,000 acres in the riparian corridor east of FM 2978 and west of U.S. 59. 4,000.00 4,000.00 4,000.00 4,000.00 06/08/2013 1.00:1 3,893.00 Clean up of Illegal Dumpsites: 1,557.00 1,557.00 1,557.00 1,557.00 3,451.00 3,451.00 3,451.00 3,451.00 2,700.00 2,700.00 2,700.00 2,700.00 2,700.00 2,700.00 06/27/2013 1.00:1 2,954.00 590.00 778.00 1,182.00 1,558.00 Will collect and properly dispose of illegally dumped waste in Angelina County. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner. Eligible Counties: Angelina, Houston PST 44091 City of Carrollton POLLUTION PREVENTION PST 45438 Texas Department of Criminal Justice POLLUTION PREVENTION PST 45765 Channelview ISD * September 10, 2013 10/26/2012 1.00:1 4,313.00 862.00 0.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. 06/01/2013 1.00:1 3,375.00 675.00 0.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. 06/08/2013 1.00:1 3,375.00 675.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 8 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program POLLUTION PREVENTION PST 44041 Texas Department of Transportation POLLUTION PREVENTION PST 44893 Pine Tree Independent School District POLLUTION REDUCTION PST 44364 Texas Department of Transportation POLLUTION PREVENTION PST 42905 Texas Department of Transportation POLLUTION PREVENTION PST 43689 Harris County POLLUTION PREVENTION PST 43722 Hemphill Independent School District POLLUTION PREVENTION PST 44600 Durham School Services, L.P. POLLUTION PREVENTION POLLUTION PREVENTION * September 10, 2013 Trash Bash is an annual event that entails the use of volunteers to clean up trash and pollutants from Galveston Bay and waterways in the San Jacinto watershed. The project has resulted in the removal of an average of 141.7 tons of trash and 729 abandoned tires annually from these waterways. SEP monies will pay for materials, supplies, disposal costs and transportation costs directly associated with the clean up of trash. 2,700.00 2,700.00 1,500.00 1,500.00 1,500.00 1,500.00 14,800.00 14,800.00 14,800.00 14,800.00 2,251.00 2,251.00 2,251.00 2,251.00 1,800.00 1,800.00 Project will coordinate with city and/or county government for hte clean up of sites where trash and debris has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified, there is no preexisting obligation to clean up the site by the owner or the government, and reasonable efforts have already been taken to prevent the dumping. 1,800.00 1,800.00 09/16/2012 1.00:1 2,250.00 450.00 0.00 Contributions will be used to pay for labor and materials costs associated with implementing the Marsh Mania Project, which include restoring shoreline elevations, growing plnats for shoreline restoration, and planting new habitat. 1,800.00 1,800.00 1,800.00 1,800.00 3,600.00 3,600.00 Hurricane Ike Habitat Restoration and Removal of Invasive Species: The Project will restore the native wildlife habitat at the Arboretum which is located in a highly urban area. The restored forest will enhance water quality by serving as a filter for nutrients and other heavy metals thereby reducing the amount of pollutants reaching Buffalo Bayou. 3,600.00 3,600.00 03/03/2013 1.00:1 3,188.00 637.00 1,276.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. Project will coordinate with city and/or county government for hte clean up of sites where trash and debris has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified, there is no preexisting obligation to clean up the site by the owner or the government, and reasonable efforts have already been taken to prevent the dumping. SEP funds shall be used for the direct cost of collection and disposal of the trash and debris. 1,275.00 637.00 1,275.00 637.00 638.00 638.00 06/01/2013 1.00:1 1,875.00 375.00 0.00 The contribution will be used in accordance with the SEP between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reduce nitrogen oxides, volatile organic compounds, carbon monoxide, and particulate matter emissions by replacing older diesel buses with newer buses that meet more stringent emission standards. 06/03/2013 1.00:1 18,500.00 3,700.00 0.00 Shall install the drainage system that will tie into the existing municipal drainage system in order to significantly reduce or eliminate siltation and erosion downstream 04/07/2013 1.00:1 2,813.00 562.00 0.00 Houston Arboretum and Nature Center - Hurricane Ike Habitat Restoration and Removal of Invasive Species: The Project will restore the native wildlife habitat at the Arboretum which is located in a highly urban area. 01/12/2013 09/30/2012 1.00:1 1.00:1 2,250.00 4,500.00 450.00 900.00 0.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 9 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program PST 45612 Connel Oil Corp. POLLUTION PREVENTION PST 43637 Walker County POLLUTION PREVENTION PST 45212 City of Wharton POLLUTION PREVENTION PST 45190 City of Stephenville POLLUTION PREVENTION PST 45531 Denton County POLLUTION PREVENTION PST 44390 Wharton County POLLUTION PREVENTION PST 43266 Texas Department of Transportation POLLUTION PREVENTION PST 44670 Harris County * September 10, 2013 06/08/2013 1.00:1 3,375.00 675.00 1,350.00 The contribution will be to the Trans-Pecos Water & Land Trust for the Trans-Pecos Water Rights Acquisition Project. The contribution will be used in accordance with the Supplemental Environmental Project between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, the SEP Offset Amount will be used to acquire, by lease or purchase, surface water rights from various owners of existing water rights in the Rio Grande River Basin in Texas. 1,350.00 1,350.00 1,350.00 1,350.00 10/27/2012 1.00:1 11,500.00 2,300.00 0.00 Project will repair or replace failing water systems or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. 9,200.00 9,200.00 9,200.00 9,200.00 05/11/2013 1.00:1 3,375.00 675.00 0.00 The Respondent shall contribute the SEP offset amount to the Third Party Recipient named above. The contribution will be to the Friends of the River San Bernard for the Friends of the River San Bernard Natural Area Acquisition and Conservation Program, as set forth in the SEP Agreement referenced above between the Third Party Recipient and the TCEQ. The SEP offset amount will be used to preserve a contiguous wetland corridor along the San Bernard River in lower Fort Bend County. Ducks Unlimited has protected an adjacent 114 acre tract with two conservation easements, but the contiguity of this wetland corridor greatly depends on the acquisition and preservation of the remaining acreage. 2,700.00 2,700.00 2,700.00 2,700.00 05/02/2013 1.00:1 2,813.00 562.00 0.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. 2,251.00 2,251.00 2,251.00 2,251.00 08/08/2013 1.00:1 2,813.00 562.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 2,251.00 2,251.00 2,251.00 2,251.00 03/21/2013 1.00:1 5,000.00 1,000.00 0.00 The contribution will be to the Friends of the River San Bernard for the Friends of the River San Bernard Natural Area Acquisition and Conservation Program, as set forth in the SEP Agreement referenced above between the Third Party Recipient and the TCEQ. The SEP offset amount will be used to preserve a contiguous wetland corridor along the San Bernard River in lower Fort Bend County. 4,000.00 4,000.00 4,000.00 4,000.00 2,000.00 2,000.00 2,000.00 2,000.00 1,500.00 1,500.00 09/16/2012 1.00:1 2,500.00 500.00 0.00 Railroad Commission of Texas - Alternative Fuels Clean School Bus Replacement Program. The contribution will be used in accordance with the SEP between the Third-Party Recipient and the TCEQ. 03/03/2013 1.00:1 1,875.00 375.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 10 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program 1,500.00 1,500.00 4,000.00 4,000.00 Railroad Commission of Texas - Alternative Fuels Clean School Bus Replacement Program. The contribution will be used in accordance with the SEP between the Third-Party Recipient and the TCEQ. 4,000.00 4,000.00 12/16/2012 1.00:1 3,750.00 750.00 1,500.00 The SEP Offset Amount will be used to restore the 600-acre upland habitat at the Mitchell Lake Audubon Center and Sanctuary by removing non-native, exotic plant species and re-establishing native grasses, forbs, and woody vegetation. Native plants that will provide maximum benefit for the wildlife of Mitchell Lake will be reintroduced throughout the uplands. The SEP will be performed in accordance with all federal, state, and local environmental laws and regulations. 1,500.00 1,500.00 1,500.00 1,500.00 Brazos County 10/11/2012 1.00:1 6,250.00 0.00 0.00 Respondent will contribute to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for the Cleanup of Unauthorized Trash Dumps. 6,250.00 6,250.00 6,250.00 6,250.00 Stripes LLC 06/27/2013 1.00:1 6,750.00 1,350.00 2,700.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 2,700.00 2,700.00 2,700.00 2,700.00 180.00 180.00 180.00 Contributions will be used to pay for labor and materials costs associated with implementing the Marsh Mania Project, which include restoring shoreline elevations, growing plnats for shoreline restoration, and planting new habitat. 180.00 180.00 06/03/2013 1.00:1 15,822.00 3,164.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 12,658.00 12,658.00 12,658.00 12,658.00 04/21/2013 1.00:1 7,411.00 1,482.00 2,965.00 Brazoria County shall provide assistance to low income homeowners to repair or replace existing open, failing, or inadequately designed drinking water wells or to connect the household to central water service and plug the existing well. 2,964.00 2,964.00 2,964.00 2,964.00 09/16/2012 1.00:1 2,500.00 500.00 1,000.00 The contribution will be to the Trans-Pecos Water & Land Trust for the Trans-Pecos Water Rights Acquisition Project. The contribution will be used in accordance with the Supplemental Environmental Project between the Third-Party Recipient and the TCEQ (the "Project"). 1,000.00 1,000.00 1,000.00 1,000.00 04/07/2013 1.00:1 50,500.00 10,100.00 0.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. 40,400.00 40,400.00 40,400.00 40,400.00 POLLUTION PREVENTION PST 43559 Texas Department of Transportation POLLUTION PREVENTION PST 44102 Veslan Properties, Inc. POLLUTION PREVENTION PST 43482 CLEAN UP PST 45816 POLLUTION PREVENTION PWS 44748 Brazoria County Water Corporation POLLUTION PREVENTION PWS 44808 City of Plainview POLLUTION PREVENTION WATER 44206 Garrett Flying Service, Inc. POLLUTION PREVENTION WATER 43509 Thomas Hayre * POLLUTION PREVENTION WATER 44292 Somervell County POLLUTION PREVENTION * September 10, 2013 The contribution will be to the Bayou Land Conservancy for the Spring Creek Greenway Project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, this SEP will focus on preserving multiple tracts of land comprising approximately 1,000 acres in the riparian corridor east of FM 2978 and west of U.S. 59. 06/01/2013 03/21/2013 1.00:1 1.00:1 5,000.00 1,000.00 450.00 90.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 11 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program WQ 43059 City of Blanket POLLUTION REDUCTION WQ 44269 ConocoPhillips Company POLLUTION PREVENTION WQ 42232 City of Hubbard POLLUTION REDUCTION WQ 44194 Port of Houston Authority POLLUTION PREVENTION POLLUTION PREVENTION WQ 41819 City of Van Alstyne POLLUTION PREVENTION WQ 43464 City of Marlin POLLUTION REDUCTION WQ 44902 Texas Trucking Company Incorporated POLLUTION PREVENTION WQ 43886 City of Thornton POLLUTION REDUCTION WQ 44442 Trophy Club Municipal Utility District 1 * September 10, 2013 05/02/2013 1.00:1 7,257.00 0.00 0.00 Custom SEP: Respondent shall hold a one-day city-wide collection event to allow residents to dispose of tires, broken furniture, household chemicals, used paint, appliances without Freon, old mattresses, old carpet and padding, water heaters, junk metal, car batteries, computers and other electronics, pallets, and brush (Project 1). Respondent shall perform an erosion control project on the creek crossings on County Road 620 ("CR620"), latitude 31.817891, longitude. -98.788827 and the creek crossing on Avenue "I," latitude 31.820793, longitude -98.788557 (Project 2). 7,257.00 7,257.00 7,257.00 7,257.00 08/03/2013 1.00:1 37,500.00 7,500.00 15,000.00 The contribution will be to the Friends of the River San Bernard for the Friends of the River San Bernard Natural Area Acquisition and Conservation Program, as set forth in the SEP Agreement referenced above between the Third Party Recipient and the TCEQ. The SEP offset amount will be used to preserve a contiguous wetland corridor along the San Bernard River in lower Fort Bend County. 15,000.00 15,000.00 15,000.00 15,000.00 02/10/2013 1.00:1 52,708.00 10,541.00 Remove the existing bar screen and install a manually-cleaned course screening device and a bypass channel at the WWTP 0.00 42,167.00 42,167.00 42,167.00 42,167.00 04/07/2013 1.00:1 8,250.00 1,650.00 0.00 Houston Arboretum and Nature Center - Hurricane Ike Habitat Restoration and Removal of Invasive Species: The Project will restore the native wildlife habitat at the Arboretum which is located in a highly urban area. The contribution will be to the Bayou Land Conservancy for the Spring Creek Greenway Project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Third-Party Recipient and the TCEQ. 6,600.00 3,300.00 6,600.00 3,300.00 3,300.00 3,300.00 12/15/2012 1.00:1 30,845.00 0.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 30,845.00 30,845.00 30,845.00 30,845.00 11/30/2012 1.00:1 9,000.00 1,800.00 0.00 Respondent shall hold two (2) two-day city-wide collection events to allow residents to dispose of tires, appliances w/o Freon, and electronics. 7,200.00 7,200.00 7,200.00 7,200.00 2,500.00 2,500.00 2,500.00 2,500.00 72,012.00 72,012.00 72,012.00 72,012.00 40,400.00 40,400.00 04/07/2013 1.00:1 6,250.00 1,250.00 2,500.00 The contribution will be to the Austin Parks Foundation for the Restoration and Rehabilitation of the Barton Springs Pool Bypass Tunnel. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Third-Party Recipient and the TCEQ. The deteriorated condition of the Barton Springs Pool Bypass tunnel results in a significant increase of pollutants from urban runoff into the pool. 06/13/2013 1.00:1 72,012.00 0.00 0.00 SEP Offset Amount shall be used for materials, supplies, equipment, and engineering services for one or more of the following: Weir gate, flow meter, variable-speed drives for sludge pumps, smoke test, and electronic equipment building construction 06/03/2013 1.00:1 50,500.00 10,100.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 12 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program POLLUTION PREVENTION WQ 43786 Tall Timbers Utility Company, Inc. * POLLUTION PREVENTION WQ 44676 San Antonio Water System POLLUTION PREVENTION WQ 43274 City of Bishop POLLUTION PREVENTION WQ 45057 Texas Department of Criminal Justice POLLUTION PREVENTION WQ 43822 Woodmark Utilities, Inc. * POLLUTION PREVENTION WQ 44232 City of Whitney POLLUTION REDUCTION WQ 42122 Lamberti USA, Incorporated ENVIRONMENTAL ENHANCEMENT WQ 44987 Houston Refining LP POLLUTION PREVENTION WQ 44408 NANCY N. RABB PROPERTIES, LTD. * September 10, 2013 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 40,400.00 40,400.00 30,000.00 30,000.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. 30,000.00 30,000.00 04/07/2013 1.00:1 39,375.00 0.00 0.00 Performing Party shall establish, operate and maintain water quality monitoring stations in streams, lakes, rivers, or other water bodies within one hundred miles of San Marcos, Texas. The stations will consist of ambient water quality monitoring instruments, meteorological instruments, and ancillary equipment. The primary objective of these new monitoring stations is to provide continuous monitoring of area water quality. 39,375.00 39,375.00 39,375.00 39,375.00 06/13/2013 1.00:1 35,880.00 0.00 0.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. 35,880.00 35,880.00 35,880.00 35,880.00 11,550.00 11,550.00 Brazoria County shall provide assistance to low income homeowners to repair or replace failing or inadequately designed On-Site Sewage Facilities (OSSFs) within the county. Many of the OSSFs currently in operation in Brazoria County are substandard and result in the release of sewage in residential areas, public rights-of-way, and waterways. 11,550.00 11,550.00 08/26/2013 1.00:1 47,182.00 0.00 23,591.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. 23,591.00 23,591.00 23,591.00 23,591.00 04/27/2013 1.00:1 7,820.00 1,564.00 0.00 Custom SEP: hold a one-day household hazardous waste collection event at no cost for city residents. 6,256.00 6,256.00 6,256.00 6,256.00 32,065.00 32,064.00 32,064.00 32,064.00 32,064.00 06/03/2013 1.00:1 22,500.00 4,500.00 9,000.00 SEP Offset Amount will be used to design and install a gate to trap floatable debris, trash, and oil that will be removed from the stream before flowing into Armand Bayou and Galveston Bay. The Third-Party Recipient shall use the SEP Offset Amount to pay a contractor to design, fabricate, install and maintain the Gate which will be located in the Preston Avenue median ditch between Fairmont Parkway and Crenshaw Road in Pasadena, Texas. The Gate will be designed to remove debris, but not cause flooding. 9,000.00 9,000.00 9,000.00 9,000.00 1,200.00 1,200.00 08/03/2013 06/03/2013 1.00:1 1.00:1 60,000.00 11,550.00 04/27/2013 1.00:1 64,129.00 Pre-approved contribution to 3P Recipient 03/03/2013 1.00:1 3,000.00 0.00 0.00 0.00 600.00 30,000.00 0.00 1,200.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 13 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program POLLUTION PREVENTION WQ 44267 Calpine Hidalgo Energy Center, L.P. * POLLUTION PREVENTION WQ 42506 City of Celina POLLUTION REDUCTION WQ 43004 City of Arlington POLLUTION REDUCTION WQ 44631 BOES, BARRY POLLUTION PREVENTION WQ 46057 City of Cleveland POLLUTION PREVENTION WQ 43750 City of Commerce POLLUTION PREVENTION WQ 45099 City of Georgetown POLLUTION PREVENTION WQ 45944 City of Houston POLLUTION PREVENTION * September 10, 2013 Performing Party shall establish, operate and maintain water quality monitoring stations in streams, lakes, rivers, or other water bodies within one hundred miles of San Marcos, Texas. The stations will consist of ambient water quality monitoring instruments, meteorological instruments, and ancillary equipment. The primary objective of these new monitoring stations is to provide continuous monitoring of area water quality. 1,200.00 1,200.00 3,612.00 3,612.00 The SEP Offset Amount will be used to acquire, by lease or purchase, surface water rights from various owners of existing water rights in the Rio Grande River Basin in Texas. Within 30 days after water rights are acquired, Third-Party Recipient shall then apply to TCEQ to administratively amend the water rights permit or certificate of adjudication (collectively referred to as "permit") pursuant to Water Code, Section 11.0237. 3,612.00 3,612.00 02/24/2013 1.00:1 26,030.00 0.00 0.00 Shall utilize a rented sewer vacuum truck in order to remove silt, grease, and waste solids from various components of the wastewater system 26,030.00 26,030.00 26,030.00 26,030.00 12/15/2012 1.00:1 11,250.00 0.00 Respondent shall purchase a litter trailer for public use in local clean-up efforts. 0.00 11,250.00 11,250.00 11,250.00 11,250.00 06/01/2013 1.00:1 6,750.00 1,350.00 2,700.00 Performing Party shall establish, operate and maintain water quality monitoring stations in streams, lakes, rivers, or other water bodies within one hundred miles of San Marcos, Texas. The stations will consist of ambient water quality monitoring instruments, meteorological instruments, and ancillary equipment. 2,700.00 2,700.00 2,700.00 2,700.00 06/08/2013 1.00:1 1,375.00 275.00 0.00 Project will repair or replace failing water systems or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. 1,100.00 1,100.00 1,100.00 1,100.00 10/27/2012 1.00:1 12,225.00 0.00 0.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. 12,225.00 12,225.00 12,225.00 12,225.00 06/03/2013 1.00:1 15,000.00 3,000.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 12,000.00 12,000.00 12,000.00 12,000.00 08/03/2013 1.00:1 27,189.00 0.00 0.00 This SEP will focus on preserving multiple tracts of land comprising approximately 1,000 acres in the riparian corridor east of FM 2978 and west of U.S. 59. The Third-Party Recipient shall use SEP Funds to acquire conservation easements on these tracts to provide permanent protection and stewardship of these lands and waters. The Third-Party Recipient shall also use SEP Funds to conduct restoration work, including tree plantings, on these tracts, as needed. 27,189.00 27,189.00 27,189.00 27,189.00 01/12/2013 1.00:1 4,515.00 903.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 14 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program WQ 44273 Texas Department of Transportation POLLUTION PREVENTION WQ 45587 City of Rogers POLLUTION PREVENTION WQ 44416 City of Hereford POLLUTION PREVENTION WQ 43228 City of Kennard 43340 43908 44409 43245 44874 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. 13,500.00 13,500.00 06/27/2013 1.00:1 13,188.00 2,637.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 10,551.00 10,551.00 10,551.00 10,551.00 04/27/2013 1.00:1 10,499.00 2,099.00 0.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. 8,400.00 8,400.00 8,400.00 8,400.00 15,625.00 15,625.00 15,625.00 15,625.00 11/11/2012 1.00:1 2,135.00 427.00 854.00 Contributions will be used to pay for labor and materials costs associated with implementing the Marsh Mania Project, which include restoring shoreline elevations, growing plnats for shoreline restoration, and planting new habitat. 854.00 854.00 854.00 854.00 04/07/2013 1.00:1 10,725.00 2,145.00 4,290.00 SEP Offset Amount will be used to design and install a gate to trap floatable debris, trash, and oil that will be removed from the stream before flowing into Armand Bayou and Galveston Bay. The Third-Party Recipient shall use the SEP Offset Amount to pay a contractor to design, fabricate, install and maintain the Gate which will be located in the Preston Avenue median ditch between Fairmont Parkway and Crenshaw Road in Pasadena, Texas. 4,290.00 4,290.00 4,290.00 4,290.00 36,450.00 36,450.00 36,450.00 Contributions will be used to pay for labor and materials costs associated with implementing the Marsh Mania Project, which include restoring shoreline elevations, growing plnats for shoreline restoration, and planting new habitat. 36,450.00 36,450.00 0.00 6,134.00 6,134.00 6,134.00 6,134.00 14,720.00 14,720.00 14,720.00 The Big Thicket National Preserve is a heavily forested area in southeast Texas that spans approximately 105,684 acres. The Preserve ranges through 250 miles of waterways across seven east Texas counties (Hardin, Jefferson, Orange, Jasper, Liberty, Polk, and Tyler Counties). The Neches River forms the eastern boundary. The Preserve is one of the most biologically diverse ecosystems in the world. In 2001, the Preserve was named a Globally Important Birding Area. In 2007 the Neches River was named in the top 10 Most Endangered Rivers by the American Rivers Association. There are Multiple Respondent Names associated to this Case No. 14,720.00 14,720.00 Geo Specialty Chemicals, Inc. E. I. du Pont de Nemours and Company City of Gunter POLLUTION REDUCTION WQ 13,500.00 0.00 Gulf West Landfill TX, LP 43462 13,500.00 10/27/2012 1.00:1 15,625.00 0.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. City of Fort Worth POLLUTION PREVENTION WQ 0.00 54,502.00 54,502.00 POLLUTION PREVENTION WQ 0.00 54,502.00 54,502.00 POLLUTION PREVENTION WQ 13,500.00 0.00 POLLUTION PREVENTION WQ 1.00:1 11/30/2012 1.00:1 54,502.00 0.00 Installation of WWTP Effluent Disinfection System POLLUTION REDUCTION WQ 05/02/2013 Huntsman Propylene Oxide LLC * 11/11/2012 1.00:1 91,125.00 18,225.00 03/09/2013 1.00:1 7,667.00 1,533.00 Shall hire a contractor to remove sludge, re-stabilize four pond embankments, and install deeper baffles at WWTP 06/03/2013 1.00:1 36,800.00 7,360.00 POLLUTION PREVENTION * September 10, 2013 G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 15 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program WQ 44492 City of Stockdale 05/11/2013 1.00:1 7,012.00 1,402.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 5,610.00 5,610.00 5,610.00 5,610.00 City of Leander 09/29/2012 1.00:1 33,000.00 0.00 0.00 Respondent shall hold a one-day event for collecting tires, household hazardous waste, and large, bulky municipal solid waste including, but not limited to paint, used furniture, old mattresses, broken fences, and brush. 33,000.00 33,000.00 33,000.00 33,000.00 City of Electra 02/03/2013 1.00:1 4,850.00 970.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 3,880.00 3,880.00 3,880.00 3,880.00 05/02/2013 1.00:1 7,500.00 1,500.00 0.00 The SEP Offset Amount shall be used for materials, supplies, and equipment for one or more of the following: bubble diffuser assemblies, weights and caps, diffuser sheaths and manufacturer's manual 6,000.00 6,000.00 6,000.00 6,000.00 02/24/2013 1.00:1 20,475.00 4,095.00 0.00 Project will coordinate with city and/or county government for hte clean up of sites where trash and debris has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified, there is no preexisting obligation to clean up the site by the owner or the government, and reasonable efforts have already been taken to prevent the dumping. 16,380.00 16,380.00 16,380.00 16,380.00 05/02/2013 1.00:1 15,600.00 3,120.00 Compliance SEP: replace approx. 220 ft. of 6-in sewer line; set manhole; replace two bad taps 0.00 12,480.00 12,480.00 12,480.00 12,480.00 04/07/2013 1.00:1 10,001.00 0.00 0.00 The contribution will be to the Travis Audubon Society, Inc. for the Baker Sanctuary Fence Project Phase III. The contribution will be used in accordance with the Supplemental Environmental Project between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, the SEP Offset Amount will be used to install an eight-foot tall game fence along 1,900 feet of the northern end of the Baker Sanctuary in order to prevent erosion and habitat destruction from the deer. The Third-Party Recipient owns the Baker Sanctuary; a 690 acre habitat preserve located in northwest Travis County for state and federally endangered Golden-cheeked Warbler and other wildlife. 10,001.00 10,001.00 10,001.00 10,001.00 02/24/2013 1.00:1 9,920.00 1,984.00 0.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. 7,936.00 7,936.00 7,936.00 7,936.00 0.00 30,350.00 30,350.00 30,350.00 30,350.00 0.00 46,937.00 46,937.00 POLLUTION PREVENTION WQ 42941 CLEAN UP WQ 44428 POLLUTION PREVENTION WQ 44248 City of Alto POLLUTION REDUCTION WQ 42234 City Of Lockney POLLUTION PREVENTION WQ 44219 City of Bullard POLLUTION REDUCTION WQ 44911 City of Austin POLLUTION PREVENTION WQ 43877 City of Brazoria POLLUTION PREVENTION WQ 43621 City of Springtown POLLUTION PREVENTION WQ 42595 North Texas Municipal Water District * September 10, 2013 10/27/2012 1.00:1 30,350.00 0.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. 04/07/2013 1.00:1 46,937.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 16 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program POLLUTION PREVENTION WQ 44790 BASF FINA Petrochemicals Limited Partnership POLLUTION PREVENTION WQ 43164 City of Asherton POLLUTION REDUCTION WQ 44729 EAST CEDAR CREEK FWSD POLLUTION PREVENTION WQ 45855 Pilgrim's Pride Corporation POLLUTION PREVENTION WQ 45543 Air Liquide Large Industries U.S. LP POLLUTION PREVENTION WQ 45596 Bridgestone Retail Operations, LLC POLLUTION PREVENTION WQ 44751 City of Odessa POLLUTION PREVENTION WQ 43172 City of Mullin POLLUTION REDUCTION WQ 45874 City of Moulton POLLUTION PREVENTION WQ 45893 City of Liberty Hill * September 10, 2013 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. 46,937.00 46,937.00 7,125.00 7,125.00 7,125.00 The Big Thicket National Preserve is a heavily forested area in southeast Texas that spans approximately 105,684 acres. The Preserve ranges through 250 miles of waterways across seven east Texas counties (Hardin, Jefferson, Orange, Jasper, Liberty, Polk, and Tyler Counties). 7,125.00 7,125.00 04/07/2013 1.00:1 25,680.00 0.00 0.00 SEP Offset Amount shall be used to purchase parallel pumps, motors, and panel electrical control boxes with alarms for each lift station 25,680.00 25,680.00 25,680.00 25,680.00 04/07/2013 1.00:1 4,800.00 960.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 3,840.00 3,840.00 3,840.00 3,840.00 08/26/2013 1.00:1 63,987.00 0.00 31,994.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. 31,993.00 31,993.00 31,993.00 31,993.00 1,988.00 1,988.00 1,988.00 1,988.00 626.00 626.00 626.00 Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to the Austin Parks Foundation for the Restoration and Rehabilitation of the Barton Springs Pool Bypass Tunnel. 626.00 626.00 06/03/2013 1.00:1 7,937.00 1,587.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 6,350.00 6,350.00 6,350.00 6,350.00 02/10/2013 1.00:1 11,500.00 2,300.00 0.00 Respondent shall hire a certified contractor to vacuum out the clearwater effluent tank, cement around ten manholes and install manhole inflow protectors under each of the manhole covers 9,200.00 9,200.00 9,200.00 9,200.00 06/27/2013 1.00:1 12,325.00 2,465.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 9,860.00 9,860.00 9,860.00 9,860.00 6,000.00 6,000.00 08/26/2013 06/01/2013 1.00:1 1.00:1 14,250.00 0.00 4,970.00 994.00 1,988.00 Trash Bash is an annual event that entails the use of volunteers to clean up trash and pollutants from Galveston Bay and waterways in the San Jacinto watershed. The project has resulted in the removal of an average of 141.7 tons of trash and 729 abandoned tires annually from these waterways. 05/02/2013 08/08/2013 1.00:1 1.00:1 1,564.00 7,500.00 312.00 1,500.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 17 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Single Program POLLUTION PREVENTION WQ 43758 Port of Houston Authority POLLUTION PREVENTION Count of Single Program Orders: 149 * September 10, 2013 Project will repair or replace failing water systems or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. 6,000.00 6,000.00 10/13/2012 1.00:1 5,075.00 1,015.00 0.00 Contributions will be used to pay for labor and materials costs associated with implementing the Marsh Mania Project, which include restoring shoreline elevations, growing plnats for shoreline restoration, and planting new habitat. 4,060.00 4,060.00 4,060.00 4,060.00 Total: 4,276,982.00 345,301.00 1,515,401.00 2,416,280.00 2,416,280.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 18 of 19 Appendix 4: List of SEP's & SEP Projects - FY 2013 Multi-Media Program Date Range Selected : PGM Case No. MM 41888 09/01/2012 - 08/31/2013 Respondent Name City of Big Spring POLLUTION PREVENTION MM 45237 AG-Meier Industries, LLC POLLUTION PREVENTION MM 43404 PMRT, Inc. POLLUTION PREVENTION MM 44094 New Birmingham Resources, LLC POLLUTION PREVENTION Effective Date * September 10, 2013 Assessed Amt Deferred Amt Payable Amt SEP Cost SEP Offset 04/07/2013 1.00:1 13,015.00 0.00 0.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. 13,015.00 13,015.00 13,015.00 13,015.00 08/03/2013 1.00:1 15,375.00 3,075.00 6,150.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. 6,150.00 6,150.00 6,150.00 6,150.00 09/29/2012 1.00:1 37,233.00 7,446.00 14,894.00 Contributions will be used to pay for labor and materials costs associated with implementing the Marsh Mania Project, which include restoring shoreline elevations, growing plnats for shoreline restoration, and planting new habitat. 14,893.00 14,893.00 14,893.00 14,893.00 13,650.00 13,650.00 13,650.00 The contribution will be to The Conservation Fund for the Bunn's Lake Habitat Acquisition & Preservation Project. The contribution will be used in accordance with the SEP between the Third-Party Recipient and the TCEQ. 13,650.00 13,650.00 47,708.00 47,708.00 02/10/2013 Count of Multi-Media Program Orders: 4 Grand Total Count of Orders: 153 Ratio 1.00:1 34,124.00 6,824.00 Total: 99,747.00 17,345.00 Grand Total: 4,376,729.00 362,646.00 34,694.00 1,550,095.00 2,463,988.00 2,463,988.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\procSched\TCEQ4 dnorwood/sps Page 19 of 19 Appendix 5: List of Administrative Orders Issued FY2012 Singles Programs Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County AQ 41266 Ballard Exploration Company, Inc. 2011-0352-AIR-E LIBERTY AQ 41463 SPRINGER & SPRINGER, INC. 2011-0555-AIR-E AQ 38434 Hamilton Oil, Inc. 2009-1561-AIR-E AQ 41158 KM Liquids Terminals LLC AQ 41555 AQ AQ Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 9/16/2011 $32,500 $6,500 $26,000 $0 MONTGOMERY 9/16/2011 $2,000 $400 $1,600 $0 VAL VERDE 9/16/2011 $2,700 $0 $2,700 $0 2011-0250-AIR-E HARRIS 9/16/2011 $37,950 $7,590 $15,180 $15,180 Modisette Welding & Supply, LLC 2011-0657-AIR-E GREGG 9/16/2011 $1,050 $210 $840 $0 41368 BP Amoco Chemical Company 2011-0461-AIR-E GALVESTON 9/16/2011 $2,354 $470 $1,884 $0 41218 INVISTA S.a r.l. 2011-0310-AIR-E VICTORIA 9/16/2011 $5,625 $1,125 $2,250 $2,250 AQ 41501 Red River Oilfield Services LLC 2011-0600-AIR-E PARKER 9/16/2011 $800 $160 $640 $0 AQ 41265 Ballard Exploration Company, Inc. 2011-0353-AIR-E LIBERTY 9/16/2011 $32,500 $6,500 $26,000 $0 AQ 41641 Borger Energy Associates, L.P. 2011-0741-AIR-E HUTCHINSON 10/2/2011 $1,060 $212 $848 $0 AQ 41517 Total Petrochemicals & Refining USA, Inc. 2011-0603-AIR-E HARRIS 10/2/2011 $10,000 $2,000 $8,000 $0 AQ 41233 ExxonMobil Oil Corporation 2011-0374-AIR-E JEFFERSON 10/2/2011 $10,000 $2,000 $4,000 $4,000 AQ 41246 Anadarko E&P Company LP 2011-0360-AIR-E PANOLA 10/2/2011 $9,375 $1,875 $7,500 $0 AQ 40691 Devon Energy Production Company, L.P. 2010-1830-AIR-E *MULTIPLE 10/2/2011 $72,777 $14,554 $58,223 $0 AQ 41531 Veneerstone, LLC 2011-0623-AIR-E COLLIN 10/2/2011 $10,000 $0 $10,000 $0 AQ 40911 INVISTA S.a r.l. 2010-2078-AIR-E ORANGE 10/2/2011 $14,850 $2,970 $5,940 $5,940 AQ 41434 Equistar Chemicals, LP 2011-0530-AIR-E HARRIS 10/2/2011 $7,789 $1,557 $3,116 $3,116 AQ 41478 Bar Constructors, Inc. 2011-0577-AIR-E KAUFMAN 10/2/2011 $2,100 $420 $840 $840 AQ 41020 WTG Gas Processing, L.P. 2011-0122-AIR-E HOWARD 10/2/2011 $8,150 $1,630 $6,520 $0 AQ 41383 Shell Oil Company 2011-0475-AIR-E HARRIS 10/17/2011 $10,000 $0 $5,000 $5,000 AQ 38347 Albemarle Corporation 2009-1515-AIR-E HARRIS 10/17/2011 $1,823 $364 $1,459 $0 AQ 41320 Oxy USA WTP LP 2011-0449-AIR-E WINKLER 10/17/2011 $3,750 $750 $3,000 $0 AQ 41428 Flint Hills Resources Corpus Christi, LLC 2011-0529-AIR-E NUECES 10/17/2011 $6,650 $1,330 $5,320 $0 AQ 41412 Chevron Phillips Chemical Company LP 2011-0506-AIR-E BRAZORIA 10/17/2011 $10,468 $2,093 $4,188 $4,187 AQ 41215 Sand Hill Panola SWD #5 LLC 2011-0306-AIR-E PANOLA 10/17/2011 $4,806 $961 $3,845 $0 AQ 39831 Valero Refining-Texas, L.P. 2010-0924-AIR-E *MULTIPLE 11/3/2011 $591,798 $0 $295,899 $295,899 AQ 41235 ConocoPhillips Company 2011-0326-AIR-E HUTCHINSON 11/3/2011 $141,925 $0 $70,963 $70,962 AQ 40297 Leading Edge Aviation Services Inc 2010-1408-AIR-E POTTER 11/3/2011 $45,500 $0 $45,500 $0 AQ 41584 Firestone Polymers, LLC 2011-0655-AIR-E ORANGE 11/3/2011 $20,000 $0 $10,000 $10,000 AQ 41518 Xtreme Collision Repair Inc. 2011-0604-AIR-E COLLIN 11/3/2011 $2,000 $400 $1,600 $0 AQ 41514 INEOS USA LLC 2011-0614-AIR-E BRAZORIA 11/3/2011 $10,496 $2,099 $8,397 $0 AQ 41471 NuStar Logistics, L.P. 2011-0569-AIR-E GALVESTON 11/3/2011 $6,100 $1,220 $2,440 $2,440 AQ 41715 Hunt Oil Company 2011-0808-AIR-E WILSON 11/3/2011 $6,250 $1,250 $5,000 $0 AQ 41570 Waste Management of Texas, Inc. 2011-0658-AIR-E COMAL 11/18/2011 $1,875 $375 $1,500 $0 AQ 41532 Hidalgo County 2011-0622-AIR-E HIDALGO 11/18/2011 $3,000 $600 $2,400 $0 AQ 39783 Diamond Shamrock Refining Company, L.P. * *MULTIPLE 11/18/2011 $292,291 $58,456 $165,781 $68,054 2010-0909-MLM-E Page 1 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-0547-AIR-E LIBERTY 11/18/2011 $35,000 $7,000 $28,000 $0 2011-0523-AIR-E *MULTIPLE 11/18/2011 $48,400 $9,680 $38,720 $0 HARRIS 11/18/2011 $124,405 $0 $62,203 $62,202 BRAZORIA 11/18/2011 $10,000 $2,000 $4,000 $4,000 2011-0548-AIR-E FREESTONE 11/18/2011 $3,110 $622 $2,488 $0 2011-0212-AIR-E HARRIS 11/18/2011 $50,625 $10,125 $40,500 $0 Exxon Mobil Corporation 2010-1036-AIR-E HARRIS 11/18/2011 $40,000 $0 $20,000 $20,000 Arkema Inc. 2011-1069-AIR-E HARRIS 12/19/2011 $20,300 $4,060 $16,240 $0 2011-0870-AIR-E MONTAGUE 12/19/2011 $15,860 $3,172 $12,688 $0 2011-0648-AIR-E JEFFERSON 12/19/2011 $30,102 $6,020 $12,041 $12,041 2011-0784-AIR-E HARRIS 12/19/2011 $6,625 $1,325 $2,650 $2,650 2011-0781-AIR-E HARRIS 12/19/2011 $26,880 $5,376 $21,504 $0 NuStar Terminals Partners TX L.P. 2011-0689-AIR-E GALVESTON 12/19/2011 $4,300 $860 $1,720 $1,720 41815 Guardian Industries Corp. 2011-0933-AIR-E NAVARRO 12/19/2011 $3,075 $615 $2,460 $0 AQ 41758 DCP Midstream, LP 2011-0861-AIR-E HOOD 12/19/2011 $9,875 $1,975 $0 $7,900 AQ 41592 Devon Gas Services, L.P. 2011-0685-AIR-E WISE 12/19/2011 $5,250 $1,050 $4,200 $0 AQ 41913 Earthgrains Baking Companies, Inc. 2011-1027-AIR-E LAMAR 12/19/2011 $1,875 $375 $1,500 $0 AQ 41627 Equistar Chemicals, LP 2011-0727-AIR-E BRAZORIA 12/19/2011 $20,550 $4,110 $16,440 $0 AQ 41367 Exxon Mobil Corporation 2011-0450-AIR-E HARRIS 12/19/2011 $30,000 $6,000 $12,000 $12,000 AQ 40324 Ismael Arreola 2010-1440-AIR-E DALLAS 12/19/2011 $6,300 $0 $6,300 $0 AQ 41735 Midwest Engine, Inc. 2011-0842-AIR-E DALLAS 12/19/2011 $3,150 $630 $2,520 $0 AQ 41953 INEOS USA LLC 2011-1081-AIR-E BRAZORIA 12/19/2011 $10,496 $0 $10,496 $0 AQ 41643 E. I. du Pont de Nemours and Company 2011-0757-AIR-E HARRIS 12/19/2011 $9,075 $0 $4,538 $4,537 AQ 41607 L. H. Lacy Company, LTD. 2011-0705-AIR-E DALLAS 12/19/2011 $2,100 $420 $840 $840 AQ 42069 Oldcastle BuildingEnvelope, Inc. 2011-1190-AIR-E KAUFMAN 1/27/2012 $12,730 $2,546 $10,184 $0 AQ 42185 Arkema Inc. 2011-1353-AIR-E JEFFERSON 1/27/2012 $10,000 $2,000 $8,000 $0 AQ 41571 ONEOK Hydrocarbon Southwest, LLC 2011-0659-AIR-E CHAMBERS 1/27/2012 $82,875 $16,575 $33,150 $33,150 AQ 41680 Enbridge G & P (East Texas) L.P. 2011-0782-AIR-E *MULTIPLE 1/27/2012 $30,672 $6,134 $24,538 $0 AQ 41727 Valero Refining-Texas, L.P. 2011-0991-AIR-E GALVESTON 1/27/2012 $10,000 $0 $5,000 $5,000 AQ 41611 Diamond Shamrock Refining Company, L.P. 2011-0710-AIR-E MOORE 1/27/2012 $145,211 $29,042 $58,085 $58,084 AQ 41844 ZOLTEK CORPORATION 2011-0956-AIR-E TAYLOR 1/27/2012 $32,660 $6,532 $26,128 $0 AQ 41989 Prairie View A&M University 2011-1121-AIR-E WALLER 1/27/2012 $10,970 $0 $10,970 $0 AQ 41684 Belvan Corp. 2011-0783-AIR-E CROCKETT 1/27/2012 $40,230 $0 $40,230 $0 AQ 42178 Sivalls Inc 2011-1354-AIR-E ECTOR 1/27/2012 $35,000 $7,000 $28,000 $0 AQ 41593 Motiva Enterprises LLC 2011-0688-AIR-E JEFFERSON 1/27/2012 $10,000 $0 $10,000 $0 AQ 41814 David Longoria Trucking and Construction, LLC 2011-0934-AIR-E DUVAL 1/27/2012 $20,000 $0 $20,000 $0 AQ 41777 Hilcorp Energy Company * 2011-0891-AIR-E BRAZORIA 2/5/2012 $14,800 $2,960 $11,840 $0 AQ 41612 Ballard Exploration Company, Inc. 2011-0711-AIR-E LIBERTY 2/5/2012 $52,500 $10,500 $42,000 $0 AQ 41449 Ballard Exploration Company, Inc. AQ 41425 Phillips 66 Pipeline LLC AQ 41416 Rohm and Haas Texas Incorporated 2011-0510-AIR-E AQ 41485 The Dow Chemical Company 2011-0581-AIR-E AQ 41447 Enbridge Pipelines (East Texas) L.P. AQ 41108 Lone Star NGL Mont Belvieu L.P. AQ 39924 AQ 41955 AQ 41754 Pecan Pipeline Company AQ 41553 E. I. du Pont de Nemours and Company AQ 41686 Lyondell Chemical Company AQ 41675 Valero Refining-Texas, L.P. AQ 41580 AQ Page 2 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-0712-AIR-E LIBERTY 2/5/2012 $62,500 $12,500 $50,000 $0 2011-0429-AIR-E CHAMBERS 2/5/2012 $66,925 $13,385 $26,770 $26,770 2011-1119-AIR-E REAGAN 2/5/2012 $11,310 $2,262 $9,048 $0 2011-0713-AIR-E HARRIS 2/5/2012 $62,500 $12,500 $50,000 $0 2011-1122-AIR-E DALLAS 2/10/2012 $4,800 $960 $3,840 $0 2011-1062-AIR-E MOORE 2/10/2012 $3,950 $790 $1,580 $1,580 2011-1286-AIR-E ELLIS 2/18/2012 $8,750 $1,750 $0 $7,000 2011-0541-AIR-E HARRIS 2/18/2012 $13,300 $2,660 $5,320 $5,320 Shell Oil Company * 2011-0860-AIR-E HARRIS 2/18/2012 $64,525 $0 $32,263 $32,262 41256 SQUARE MILE ENERGY, L.L.C. 2011-0341-AIR-E BRAZORIA 2/18/2012 $40,440 $8,088 $16,176 $16,176 AQ 42206 The Premcor Refining Group Inc. 2011-1355-AIR-E JEFFERSON 2/18/2012 $30,000 $6,000 $12,000 $12,000 AQ 42347 Celanese Ltd. 2011-1501-AIR-E MATAGORDA 2/18/2012 $10,139 $0 $10,139 $0 AQ 41734 ISP Technologies Inc. 2011-0841-AIR-E GALVESTON 2/18/2012 $13,520 $2,704 $10,816 $0 AQ 42187 ConocoPhillips Company 2011-1328-AIR-E HUTCHINSON 2/18/2012 $19,750 $3,950 $7,900 $7,900 AQ 41907 Strand Energy, L.C. 2011-1021-AIR-E WALLER 2/18/2012 $35,917 $7,183 $28,734 $0 AQ 42263 VirTex Operating Company, Inc. 2011-1412-AIR-E ATASCOSA 2/18/2012 $14,250 $2,850 $11,400 $0 AQ 15009 Magnum Blue Ribbons Feeds, Inc. 2011-1080-AIR-E DEAF SMITH 2/18/2012 $12,100 $0 $12,100 $0 AQ 41589 TPC Group LLC 2011-0682-AIR-E JEFFERSON 2/25/2012 $6,800 $1,360 $5,440 $0 AQ 41872 Lyondell Chemical Company 2011-0985-AIR-E HARRIS 2/25/2012 $6,550 $1,310 $2,620 $2,620 AQ 41753 Alstom Power Inc. 2011-0871-AIR-E HARRIS 3/3/2012 $3,600 $720 $2,880 $0 AQ 41759 EOG Resources, Inc. 2011-0866-AIR-E LA SALLE 3/3/2012 $1,500 $300 $1,200 $0 AQ 42619 ConocoPhillips Company 2011-1766-AIR-E BRAZORIA 3/3/2012 $10,000 $0 $10,000 $0 AQ 42376 INEOS USA LLC 2011-1585-AIR-E BRAZORIA 3/3/2012 $10,000 $2,000 $8,000 $0 AQ 42638 Rio Grande Valley Sugar Growers, Inc. 2011-1785-AIR-E HIDALGO 3/3/2012 $14,900 $2,980 $11,920 $0 AQ 43254 Exxon Mobil Corporation 2011-2336-AIR-E HARRIS 3/3/2012 $98,000 $0 $49,000 $49,000 AQ 41740 Norit Americas, Inc. 2011-0850-AIR-E HARRISON 3/3/2012 $69,650 $13,930 $27,860 $27,860 AQ 41474 Zack Burkett Co. 2011-0570-AIR-E STEPHENS 3/16/2012 $10,000 $0 $10,000 $0 AQ 41716 Exxon Mobil Corporation 2011-0831-AIR-E HARRIS 3/16/2012 $10,000 $2,000 $4,000 $4,000 AQ 42473 Merisol USA LLC 2011-1608-AIR-E HARRIS 3/16/2012 $21,625 $4,325 $17,300 $0 AQ 40115 Arkema Inc. 2010-1235-AIR-E JEFFERSON 3/16/2012 $34,650 $0 $17,325 $17,325 AQ 42389 Explorer Pipeline Company 2011-1522-AIR-E JEFFERSON 3/16/2012 $149,248 $0 $149,248 $0 AQ 42270 Georgia-Pacific Gypsum LLC 2011-1418-AIR-E HARDEMAN 3/16/2012 $21,450 $4,290 $8,580 $8,580 AQ 40286 Ash Grove Texas, L.P. 2010-1402-AIR-E ELLIS 3/16/2012 $10,975 $0 $10,975 $0 AQ 41972 TPC Group LLC 2011-1090-AIR-E JEFFERSON 3/18/2012 $6,775 $1,355 $5,420 $0 AQ 42268 Armortex, Inc. 2011-1419-AIR-E GUADALUPE 3/18/2012 $3,067 $613 $2,454 $0 AQ 42379 Custom Crates & Pallets Management, L.L.C 2011-1521-AIR-E EL PASO 3/18/2012 $1,050 $210 $840 $0 AQ 42004 Equistar Chemicals, LP 2011-1134-AIR-E NUECES 3/18/2012 $6,575 $1,315 $2,630 $2,630 AQ 41940 Enterprise Products Operating LLC 2011-1056-AIR-E HARRIS 3/18/2012 $4,325 $865 $1,730 $1,730 AQ 41613 Ballard Exploration Company, Inc. AQ 41335 Enterprise Products Operating LLC AQ 41979 Davis Gas Processing, Inc. AQ 41614 Ballard Exploration Company, Inc. AQ 41990 NPL Construction Co AQ 41941 DCP Midstream, LP AQ 42137 Martech, LLC AQ 41441 Exxon Mobil Corporation AQ 41755 AQ Page 3 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1443-AIR-E HARRIS 3/18/2012 $6,950 $1,390 $5,560 $0 2011-1479-AIR-E CAMERON 3/18/2012 $1,270 $254 $1,016 $0 3/18/2012 $900 $180 $720 $0 3/18/2012 $1,250 $250 $1,000 $0 3/23/2012 $1,050 $0 $1,050 $0 BRAZORIA 3/23/2012 $6,147 $0 $6,147 $0 2011-0474-AIR-E BRAZORIA 4/1/2012 $1,700 $0 $1,700 $0 2011-1597-AIR-E JEFFERSON 4/5/2012 $18,775 $3,755 $7,510 $7,510 2011-1351-AIR-E TARRANT 4/5/2012 $18,900 $3,780 $15,120 $0 2011-0714-AIR-E HARRIS 4/5/2012 $42,500 $8,500 $34,000 $0 Huntsman Petrochemical LLC 2011-0918-AIR-E JEFFERSON 4/5/2012 $30,000 $6,000 $12,000 $12,000 Enterprise Products Operating LLC 2011-1316-AIR-E CHAMBERS 4/5/2012 $10,569 $2,113 $4,228 $4,228 2010-1895-AIR-E JEFFERSON 4/5/2012 $5,550 $1,110 $4,440 $0 2011-1477-AIR-E JEFFERSON 4/5/2012 $269,775 $53,955 $107,910 $107,910 2010-0756-AIR-E BEXAR 4/5/2012 $3,000 $0 $3,000 $0 2011-1683-AIR-E HUTCHINSON 4/5/2012 $18,876 $3,775 $15,101 $0 INVISTA S.a r.l. 2011-1420-AIR-E VICTORIA 4/8/2012 $4,725 $945 $1,890 $1,890 42594 KM Liquids Terminals LLC 2011-1726-AIR-E HARRIS 4/8/2012 $224 $44 $180 $0 AQ 42349 The Boeing Company 2011-1503-AIR-E BEXAR 4/8/2012 $2,050 $410 $1,640 $0 AQ 41679 Kourosh K Babaahmadi 2011-0805-AIR-E HARRIS 4/8/2012 $1,675 $335 $1,340 $0 AQ 42587 South Houston Green Power, LLC 2011-1729-AIR-E GALVESTON 4/21/2012 $2,175 $435 $1,740 $0 AQ 42639 Kaneka Texas Corporation 2011-1787-AIR-E HARRIS 4/21/2012 $1,400 $280 $1,120 $0 AQ 42599 National Oilwell Varco, L.P. 2011-1739-AIR-E HARRIS 4/21/2012 $6,650 $1,330 $5,320 $0 AQ 42512 Upham Oil & Gas Company, L.P. 2011-1660-AIR-E WISE 4/21/2012 $1,875 $375 $1,500 $0 AQ 42562 ONEOK Hydrocarbon Southwest, LLC 2011-1714-AIR-E CHAMBERS 4/23/2012 $9,650 $1,930 $7,720 $0 AQ 42661 Ascend Performance Materials Operations LLC 2011-1808-AIR-E BRAZORIA 4/23/2012 $10,000 $2,000 $8,000 $0 AQ 42747 Kinder Morgan Tejas Pipeline LLC 2011-1904-AIR-E BRAZORIA 4/23/2012 $12,650 $2,530 $10,120 $0 AQ 40433 CITGO Refining and Chemicals Company L.P. 2010-1555-AIR-E NUECES 4/23/2012 $11,653 $0 $5,827 $5,826 AQ 42427 Flint Hills Resources Port Arthur, LLC 2011-1562-AIR-E JEFFERSON 4/23/2012 $46,450 $9,290 $18,580 $18,580 AQ 42742 Air Products LLC 2011-1886-AIR-E HARRIS 4/23/2012 $7,930 $1,586 $6,344 $0 AQ 42369 Tarrant County 2011-1514-AIR-E TARRANT 5/12/2012 $6,000 $1,200 $4,800 $0 AQ 42591 Crosstex North Texas Gathering, L.P. 2011-1727-AIR-E PARKER 5/12/2012 $6,475 $1,295 $5,180 $0 AQ 42630 Styrolution America LLC 2011-1775-AIR-E HARRIS 5/12/2012 $4,966 $993 $3,973 $0 AQ 42331 Hudson Products Corporation 2011-1480-AIR-E FORT BEND 5/12/2012 $5,180 $1,036 $4,144 $0 AQ 42618 Cabot Corporation 2011-1762-AIR-E GRAY 5/24/2012 $6,100 $1,220 $4,880 $0 AQ 42748 La Porte Methanol Company, L.P. 2011-1903-AIR-E HARRIS 5/24/2012 $2,950 $590 $2,360 $0 AQ 43026 Texas Steel Conversion, Inc. 2011-2175-AIR-E HARRIS 5/24/2012 $1,125 $225 $900 $0 AQ 42513 Texas City Cogeneration, LLC 2011-1649-AIR-E GALVESTON 5/24/2012 $1,825 $365 $730 $730 AQ 42292 Johann Haltermann, Ltd. AQ 42330 Milwhite, Inc. AQ 42428 Village Farms, L.P. 2011-1563-AIR-E PRESIDIO AQ 42132 Pallet & Crating Co., Inc. 2011-1279-AIR-E GRAYSON AQ 39849 Jose Alberto Trevino 2010-0950-AIR-E WEBB AQ 40915 John Duncan 2011-0021-AIR-E AQ 41380 Crane Technologies, Inc. AQ 42449 Chevron Phillips Chemical Company LP AQ 42205 Ace World Companies Ltd. AQ 41615 Ballard Exploration Company, Inc. AQ 41797 AQ 42136 AQ 40749 KMTEX Properties, Inc. AQ 42325 Total Petrochemicals & Refining USA, Inc. AQ 39662 ACI Partners, LLC AQ 42533 Chevron Phillips Chemical Company LP AQ 42269 AQ Page 4 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-2192-AIR-E DALLAS 5/24/2012 $6,300 $1,260 $5,040 $0 2011-1184-AIR-E WISE 5/24/2012 $3,605 $721 $0 $2,884 2011-1830-AIR-E HUTCHINSON 5/24/2012 $1,000 $200 $800 $0 2011-1701-AIR-E HARRIS 5/25/2012 $95,193 $19,038 $38,078 $38,077 2011-1747-AIR-E CHAMBERS 5/25/2012 $36,025 $7,205 $14,410 $14,410 2011-1403-AIR-E JEFFERSON 5/25/2012 $20,130 $4,026 $8,052 $8,052 HARRIS 5/25/2012 $10,000 $2,000 $4,000 $4,000 ORANGE 5/25/2012 $10,535 $2,107 $4,214 $4,214 2011-1807-AIR-E HARRIS 5/25/2012 $72,748 $0 $36,374 $36,374 2011-1584-AIR-E HARRIS 5/25/2012 $113,958 $22,791 $45,584 $45,583 2011-1547-AIR-E ORANGE 5/25/2012 $36,100 $7,220 $14,440 $14,440 2011-2191-AIR-E ATASCOSA 6/7/2012 $1,120 $224 $896 $0 Oxy Vinyls, LP 2011-1928-AIR-E HARRIS 6/7/2012 $5,275 $1,055 $2,110 $2,110 42502 The Lubrizol Corporation 2011-1637-AIR-E HARRIS 6/7/2012 $3,425 $685 $2,740 $0 AQ 42996 Wilkinson Jim Iron & Metal, Inc. 2011-2162-AIR-E CAMERON 6/7/2012 $3,400 $680 $2,720 $0 AQ 41396 City Public Service 2011-0484-AIR-E BEXAR 6/8/2012 $24,000 $4,800 $0 $19,200 AQ 42588 Texas State University - San Marcos 2011-1728-AIR-E HAYS 6/8/2012 $17,150 $3,430 $13,720 $0 AQ 42579 Enterprise Products Operating LLC 2011-1731-AIR-E CHAMBERS 6/8/2012 $5,000 $0 $2,500 $2,500 AQ 42843 BP Amoco Chemical Company 2011-1983-AIR-E GALVESTON 6/8/2012 $11,450 $2,290 $4,580 $4,580 AQ 42584 Cowtown Gas Processing Partners L.P. 2011-1730-AIR-E HOOD 6/8/2012 $19,170 $3,834 $0 $15,336 AQ 40542 PEREZ, JOE 2010-1686-AIR-E TAYLOR 6/8/2012 $1,300 $0 $1,300 $0 AQ 41942 Exxon Mobil Corporation 2011-1061-AIR-E HARRIS 6/8/2012 $12,100 $2,420 $4,840 $4,840 AQ 42207 Diamond Shamrock Refining Company, L.P. 2011-1350-AIR-E LIVE OAK 6/8/2012 $33,913 $6,782 $13,566 $13,565 AQ 42681 Equistar Chemicals, LP 2011-1829-AIR-E HARRIS 6/8/2012 $10,000 $0 $5,000 $5,000 AQ 41997 The Dow Chemical Company 2011-1123-AIR-E BRAZORIA 6/8/2012 $259,222 $51,844 $103,689 $103,689 AQ 42063 Ascend Performance Materials Operations LLC 2011-1185-AIR-E BRAZORIA 6/8/2012 $113,629 $22,725 $45,452 $45,452 AQ 43035 The Antique Drapery Rod Co., Inc AQ 42061 Aruba Petroleum, INC. AQ 42684 Bobby Kenimer AQ 42561 Kuraray America, Inc. AQ 42607 Baytown Energy Center, LLC AQ 42254 BASF FINA Petrochemicals Limited Partnership AQ 42166 Shell Oil Company 2011-1311-AIR-E AQ 42578 E. I. du Pont de Nemours and Company 2011-1732-AIR-E AQ 42662 Chevron Phillips Chemical Company LP AQ 42433 Exxon Mobil Corporation AQ 42412 INVISTA S.a r.l. AQ 43044 WILEY, BELO AQ 42785 AQ AQ 42535 Eastman Chemical Company 2011-1691-AIR-E HARRISON 6/8/2012 $63,300 $12,660 $25,320 $25,320 AQ 42448 Equistar Chemicals, LP 2011-1596-AIR-E HARRIS 6/8/2012 $20,000 $4,000 $8,000 $8,000 AQ 41476 DeGeer Trucking, Inc. 2011-0576-AIR-E PARKER 6/14/2012 $800 $0 $800 $0 AQ 41053 Black Bear Energy Services, LLC 2011-0147-AIR-E FAYETTE 6/15/2012 $4,200 $0 $4,200 $0 AQ 41903 P-J-AUTO SALES INC 2011-1020-AIR-E TARRANT 6/15/2012 $500 $0 $500 $0 AQ 43031 INEOS USA LLC 2011-2264-AIR-E HARRIS 6/17/2012 $3,450 $690 $2,760 $0 AQ 43027 South Hampton Resources, Inc. 2011-2177-AIR-E HARDIN 6/17/2012 $3,822 $764 $1,529 $1,529 AQ 43243 Swift Energy Operating, LLC 2012-0036-AIR-E MCMULLEN 6/17/2012 $2,925 $585 $2,340 $0 AQ 42854 Bell Helicopter Textron Inc. 2011-1992-AIR-E POTTER 6/17/2012 $5,000 $1,000 $4,000 $0 AQ 42300 Exxon Mobil Corporation 2011-1462-AIR-E NACOGDOCHES 6/17/2012 $6,750 $1,350 $5,400 $0 AQ 42963 Flint Hills Resources Port Arthur, LLC 2011-2129-AIR-E JEFFERSON 6/22/2012 $12,400 $2,480 $4,960 $4,960 AQ 42979 Ascend Performance Materials Operations LLC 2011-2133-AIR-E BRAZORIA 6/22/2012 $7,650 $1,530 $6,120 $0 Page 5 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-2099-AIR-E JEFFERSON 6/22/2012 $20,545 $0 $10,273 $10,272 2011-1947-AIR-E HARRIS 6/22/2012 $10,571 $2,114 $4,229 $4,228 HARRIS 7/6/2012 $23,000 $4,600 $9,200 $9,200 BRAZORIA 7/6/2012 $10,000 $2,000 $8,000 $0 2011-2161-AIR-E LIBERTY 7/6/2012 $36,720 $7,344 $29,376 $0 2011-2228-AIR-E HARRISON 7/6/2012 $7,975 $0 $3,988 $3,987 2011-1648-AIR-E CAMERON 7/6/2012 $10,200 $2,040 $8,160 $0 2011-2280-AIR-E KLEBERG 7/6/2012 $10,154 $0 $10,154 $0 2012-0099-AIR-E JACK 7/6/2012 $9,200 $1,840 $7,360 $0 2011-1960-AIR-E JEFFERSON 7/8/2012 $4,000 $800 $3,200 $0 Freeport LNG Development, L.P. 2011-1500-AIR-E BRAZORIA 7/8/2012 $2,430 $486 $1,944 $0 Southline Metal Products Company 2012-0113-AIR-E HARRIS 7/8/2012 $2,625 $525 $2,100 $0 2011-1191-AIR-E CHAMBERS 7/8/2012 $2,300 $460 $1,840 $0 2011-1544-AIR-E HIDALGO 7/15/2012 $2,040 $0 $2,040 $0 Cameron Technologies US, Inc. 2012-0011-AIR-E MIDLAND 7/15/2012 $5,250 $1,050 $4,200 $0 El Pollo Regio IP, LLC 2012-0284-AIR-E COLLIN 7/15/2012 $1,312 $262 $1,050 $0 2011-2113-AIR-E WISE 8/2/2012 $11,250 $2,250 $9,000 $0 2011-2269-AIR-E BRAZORIA 8/2/2012 $10,000 $2,000 $4,000 $4,000 JEFFERSON 8/2/2012 $10,062 $2,012 $4,025 $4,025 GALVESTON 8/2/2012 $63,384 $12,676 $25,354 $25,354 AQ 42936 Huntsman Petrochemical, LLC AQ 42791 Equistar Chemicals, LP AQ 43131 Chevron Phillips Chemical Company LP 2011-2293-AIR-E AQ 42636 INEOS USA LLC 2011-1788-AIR-E AQ 42999 Moss Bluff Hub LLC AQ 43070 Eastman Chemical Company AQ 42514 Heather McD, Ltd. AQ 43121 Exxon Mobil Corporation AQ 43289 Brazos Electric Power Cooperative, Inc. AQ 42817 SCCW Industrial Services, LLC AQ 42339 AQ 43302 AQ 42067 Bayer Corporation AQ 42403 VASQUEZ JOSE AQ 43205 AQ 43469 AQ 42947 Braden Exploration, LLC AQ 43111 The Dow Chemical Company AQ 43036 Motiva Enterprises LLC 2011-2212-AIR-E AQ 43225 Union Carbide Corporation 2012-0029-AIR-E AQ 42669 DCP Midstream, LP 2011-1816-AIR-E PANOLA 8/2/2012 $631,628 $0 $315,814 $315,814 AQ 42869 Davis Gas Processing, Inc. 2011-2008-AIR-E REAGAN 8/2/2012 $14,161 $2,832 $11,329 $0 AQ 43276 Total Petrochemicals & Refining USA, Inc. 2012-0087-AIR-E JEFFERSON 8/2/2012 $25,000 $0 $12,500 $12,500 AQ 43285 E. I. du Pont de Nemours and Company 2012-0093-AIR-E HARRIS 8/5/2012 $7,500 $1,500 $6,000 $0 AQ 43451 VAL-TEX ASPHALT & ENVIRONMENTAL RECYCLING, INC. 2012-0265-AIR-E DUVAL 8/5/2012 $3,751 $750 $3,001 $0 AQ 43244 Ed Bell Construction Company 2012-0040-AIR-E COOKE 8/5/2012 $938 $187 $751 $0 8/5/2012 $7,500 $1,500 $3,000 $3,000 AQ 43175 Oxy Vinyls, LP 2011-2352-AIR-E HARRIS AQ 43595 Union Carbide Corporation 2012-0399-AIR-E GALVESTON 8/5/2012 $5,150 $1,030 $2,060 $2,060 AQ 43146 Wieler, Jacob Dyck 2011-2306-AIR-E LAMAR 8/5/2012 $3,150 $630 $2,520 $0 AQ 43281 Tanda Management LLC 2012-0100-AIR-E HARRIS 8/5/2012 $450 $90 $360 $0 8/5/2012 $4,500 $900 $3,600 $0 AQ 43618 Sterling Collision Centers, Inc. 2012-0442-AIR-E TRAVIS AQ 43100 DCP Midstream, LP 2011-2257-AIR-E ANDREWS 8/5/2012 $3,125 $625 $2,500 $0 AQ 43585 Shell Pipeline Company LP 2012-0401-AIR-E HARRIS 8/5/2012 $5,100 $1,020 $4,080 $0 AQ 42332 NEF Partners, Inc. 2011-1482-AIR-E WALLER 8/5/2012 $6,516 $1,303 $5,213 $0 JEFFERSON 8/12/2012 $7,125 $1,425 $5,700 $0 AQ 43316 The Goodyear Tire & Rubber Company 2012-0136-AIR-E AQ 43749 Air Products LLC 2012-0567-AIR-E HARRIS 8/12/2012 $1,130 $226 $904 $0 AQ 43415 Flint Hills Resources Corpus Christi, LLC 2012-0239-AIR-E NUECES 8/12/2012 $6,475 $1,295 $5,180 $0 Page 6 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0439-AIR-E RUSK 8/12/2012 $770 $154 $616 $0 2011-2315-AIR-E HARRIS 8/17/2012 $8,325 $1,665 $3,330 $3,330 2011-1945-AIR-E MATAGORDA 8/17/2012 $17,743 $3,548 $14,195 $0 2012-0632-AIR-E HARRIS 8/17/2012 $112,750 $0 $112,750 $0 2011-2024-AIR-E GALVESTON 8/17/2012 $11,550 $2,310 $4,620 $4,620 2011-2362-AIR-E SAN PATRICIO 8/17/2012 $10,000 $0 $5,000 $5,000 HARRIS 8/17/2012 $21,569 $0 $10,785 $10,784 WALKER 8/17/2012 $35,340 $0 $35,340 $0 2011-0975-AIR-E BELL 8/22/2012 $1,050 $0 $1,050 $0 2012-0440-AIR-E ORANGE 8/26/2012 $6,563 $1,312 $2,626 $2,625 2012-0086-AIR-E HARRIS 8/26/2012 $1,750 $350 $1,400 $0 2012-0410-AIR-E TYLER 8/26/2012 $5,100 $1,020 $4,080 $0 2012-0599-AIR-E JACK 8/26/2012 $2,475 $495 $1,980 $0 2011-2150-AIR-E CHAMBERS 8/26/2012 $3,725 $745 $1,490 $1,490 2011-2227-AIR-E JEFFERSON 8/27/2012 $30,156 $0 $30,156 $0 2011-2327-AIR-E FORT BEND 8/27/2012 $16,521 $3,304 $13,217 $0 $762,477 $3,639,518 AQ 43632 IESI Tx Landfill LP AQ 43155 BASF Corporation AQ 42804 Celanese Ltd. AQ 43809 Magellan Pipeline Terminals, L.P. AQ 42880 Union Carbide Corporation AQ 43196 Occidental Chemical Corporation AQ 42965 Shell Oil Company * 2011-2121-AIR-E AQ 41530 Gardner Glass Products, Inc. 2011-0621-AIR-E AQ 41860 LARRANAGA, GINA AQ 43630 LANXESS Corporation AQ 43280 Xexes, Inc. AQ 43583 Marlin Midstream, LLC AQ 43777 Worsham Steed Gas Storage LLC AQ 42993 Enterprise Products Operating LLC AQ 43077 Shell Pipeline Company LP AQ 43168 Energy Corporation of America $6,341,818 Subtotal for AQ : 241 $1,939,823 DC 40875 NIMI's, Inc. 2010-2042-DCL-E KAUFMAN 10/6/2011 $7,586 $0 $7,586 $0 DC 43555 FINE PRESS INC 2012-0362-DCL-E HARRIS 8/12/2012 $5,000 $1,000 $4,000 $0 $12,586 Subtotal for DC : 2 ER 41521 MDLS INC 39435 11/18/2011 $1,691 2010-0519-IHW-E HARRIS 9/2/2011 $93,520 $0 $93,520 $0 9/16/2011 $5,525 $1,105 $2,210 $2,210 $338 $1,353 $0 GREGG $1,691 Vickers Industrial Coatings, Inc. $338 $11,586 2011-0611-MSW-E Subtotal for ER : 1 IHW $1,000 $1,353 $0 $0 IHW 41461 Structural Metals, Inc. 2011-0557-IHW-E GUADALUPE IHW 40332 Conner Steel Products Inc. 2010-1443-IHW-E TOM GREEN 10/17/2011 $22,348 $0 $22,348 $0 IHW 41406 Lewis, Sr., E.J. 2011-0511-IHW-E JEFFERSON 10/17/2011 $1,050 $210 $840 $0 IHW 40019 Texas Industrial Box Maintenance, Inc 2010-1133-IHW-E HARRIS 11/3/2011 $19,890 $0 $19,890 $0 11/18/2011 $1,050 $210 $840 $0 IHW 41455 Falcon International Inc. 2011-0556-IHW-E ECTOR IHW 41852 Lucite International, Inc. 2011-0967-IHW-E JEFFERSON 12/19/2011 $10,000 $0 $10,000 $0 IHW 41292 Dude Fuller * 2011-0394-IHW-E HARDIN 1/8/2012 $19,650 $0 $19,650 $0 IHW 41130 PENA, ANDREW 2011-0215-IHW-E ELLIS 2/5/2012 $18,340 $14,502 $3,838 $0 2/10/2012 $5,250 $1,050 $4,200 $0 IHW 41666 SEVILLE PROCESSING, INC 2011-0774-IHW-E ELLIS IHW 41992 KOLDER, INC. 2011-1118-IHW-E KAUFMAN 3/3/2012 $20,940 $4,188 $16,752 $0 IHW 42022 BASF Corporation 2011-1144-IHW-E HARRIS 3/16/2012 $42,750 $8,550 $17,100 $17,100 IHW 41141 ROAK, PAULA 2011-0225-IHW-E NACOGDOCHES 3/23/2012 $1,050 $0 $1,050 $0 4/8/2012 $5,450 $1,090 $4,360 $0 IHW 42200 Clean Harbors Deer Park, LLC 2011-1348-IHW-E HARRIS IHW 42574 Triumph Structures - East Texas, Inc. 2011-1713-IHW-E GREGG 4/23/2012 $10,470 $2,094 $4,188 $4,188 IHW 42190 Texas Auto Salvage, Inc. 2011-1349-IHW-E BEXAR 5/12/2012 $3,570 $714 $2,856 $0 Page 7 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2010-1759-IHW-E DALLAS 5/25/2012 $60,500 $12,100 $48,400 $0 2011-1680-IHW-E HUTCHINSON 6/8/2012 $37,500 $7,500 $15,000 $15,000 2010-1838-IHW-E BEXAR 6/14/2012 $1,875 $0 $1,875 $0 2010-0906-MLM-E BEXAR 6/14/2012 $3,850 $0 $3,850 $0 2010-1896-IHW-E DALLAS 6/22/2012 $8,675 $0 $8,675 $0 2011-2321-IHW-E GUADALUPE 8/5/2012 $5,475 $1,095 $2,190 $2,190 $2,500 $500 $1,000 $1,000 $28,350 $21,372 $6,978 $0 IHW 40610 Sentinel Plating, Inc. IHW 42532 ConocoPhillips Company IHW 40637 RAMIREZ, DANIEL DBA DANNY'S AUTO RECYCLING IHW 39795 Long Bow Development, LLC IHW 40754 E.H. BROKERAGE, INC. IHW 43161 Structural Metals, Inc. IHW 43428 BFI Waste Services of Texas, LP 2012-0248-IHW-E HARRIS 8/12/2012 IHW 41583 Lane Plating Works, Inc. 2011-0662-IHW-E DALLAS 8/27/2012 2011-1034-IHW-E HARRIS 6/15/2012 2011-0524-MSW-E DEWITT 9/16/2011 $900 $180 $720 $0 9/16/2011 $262 $52 $210 $0 $429,578 Subtotal for IHW : 24 IHWNP 41921 Chemical Research & Licensing Company 41426 MHBS, Inc. $76,280 $0 $311,610 $4,000 $0 $4,000 Subtotal for IHWNP : 1 MSW $4,000 $4,000 $41,688 $0 $0 MSW 41407 Esker Payne 2011-0532-MSW-E HARDIN MSW 37651 Christopher Atwood Leath * 2009-0728-MSW-E EASTLAND 9/16/2011 $5,250 $0 $5,250 $0 MSW 37651 Ellen and Cecil Lou Frasieur 2009-1049-MSW-E EASTLAND 10/6/2011 $5,250 $0 $5,250 $0 MSW 41392 Lee Ann Potter 2011-0491-MSW-E TRAVIS 10/17/2011 $5,250 $1,050 $4,200 $0 10/17/2011 $7,500 $1,500 $6,000 $0 MSW 41172 J&J WELL SERVICE INC 2011-0264-MSW-E TOM GREEN MSW 40407 Blackman, Warren 2010-1537-MSW-E GRAYSON 10/22/2011 $10,500 $0 $10,500 $0 MSW 40720 SANCHEZ, EVA 2010-1882-MSW-E HIDALGO 10/22/2011 $2,625 $0 $2,625 $0 MSW 40188 Casco Hauling & Excavating Co. 2010-1313-MSW-E HARRIS 11/3/2011 $10,500 $2,100 $8,400 $0 MCLENNAN 11/3/2011 $8,833 $0 $8,833 $0 MSW 40378 CATHEY, LARRY 2010-1495-MSW-E MSW 41515 City of Crosbyton 2011-0605-MSW-E CROSBY 11/18/2011 $4,500 $900 $3,600 $0 MSW 41697 TX Energy Services, LLC 2011-0801-MSW-E JIM WELLS 11/18/2011 $11,908 $2,381 $9,527 $0 MSW 36971 Industrial Scrap Materials, Inc. 2011-0007-MSW-E TARRANT 11/18/2011 $8,100 $0 $8,100 $0 WHARTON 11/23/2011 $1,000 $0 $1,000 $0 MSW 41363 MOBLEY, DAVID M 2011-0454-MSW-E MSW 40299 GUILLORY, ROY L * 2010-1420-MSW-E NEWTON 12/19/2011 $1,050 $0 $1,050 $0 MSW 40920 Lubbock Industries, Inc. * 2011-0006-MSW-E LUBBOCK 12/19/2011 $5,500 $0 $5,500 $0 MSW 41623 BURGOS, JORGE 2011-0725-MSW-E TRAVIS 12/19/2011 $2,500 $500 $2,000 $0 12/19/2011 $5,250 $0 $5,250 $0 MSW 40963 CASTRO, JUAN 2011-0054-MSW-E CAMERON MSW 37080 CLOUD, ALVIN 2011-0189-MSW-E *MULTIPLE 1/8/2012 $5,160 $0 $5,160 $0 MSW 41216 Jerry Waller Tire Service, Incorporated * 2011-0307-MSW-E DALLAS 1/8/2012 $43,260 $0 $43,260 $0 MSW 41603 RICO, MARCELINO * 2011-0700-MSW-E HIDALGO 1/8/2012 $10,000 $0 $10,000 $0 2010-1179-MSW-E POTTER 1/27/2012 $12,465 $0 $12,465 $0 MSW 35702 Four States Recycling, Inc. MSW 41352 BRANDON ZORN 2011-0483-MSW-E CORYELL 2/10/2012 $1,040 $208 $832 $0 MSW 37042 Micro Dirt, Inc. 2009-0096-MSW-E TRAVIS 2/16/2012 $103,800 $0 $103,800 $0 MSW 41836 Whole Woman's Health of Austin, LLC 2011-0954-MSW-E TRAVIS 2/18/2012 $22,980 $4,596 $18,384 $0 2/18/2012 $42,612 $8,522 $34,090 $0 2/18/2012 $17,430 $3,486 $13,944 $0 MSW 42038 Stericycle, Inc. 2011-1157-MSW-E BASTROP MSW 41833 Whole Woman's Health of McAllen, LLC 2011-0955-MSW-E HIDALGO Page 8 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2010-1935-MLM-E TOM GREEN 2/25/2012 $13,440 $0 $13,440 $0 2011-0915-MSW-E CHEROKEE 2/25/2012 $6,575 $1,315 $5,260 $0 MICHAEL PARMA 2011-0534-MSW-E DEWITT 2/25/2012 $3,866 $0 $3,866 $0 LEE, TERRY F 2011-0533-MSW-E DEWITT 2/25/2012 $3,866 $0 $3,866 $0 2011-1088-MSW-E FORT BEND 3/3/2012 $2,096 $419 $1,677 $0 2011-2119-MSW-E TARRANT 3/12/2012 $1,900 $380 $1,520 $0 LOKEY KEVIN 2011-0946-MSW-E LUBBOCK 4/5/2012 $68,845 $13,769 $55,076 $0 City of Victoria 2011-0626-MSW-E VICTORIA 4/5/2012 $47,700 $9,540 $38,160 $0 City Of Levelland 2011-1411-MSW-E HOCKLEY 5/12/2012 $2,950 $590 $0 $2,360 42631 Grande Butane Company Inc. 2011-1784-MSW-E STARR 5/12/2012 $3,750 $750 $3,000 $0 MSW 42417 SMITH, ROY WAYNE 2011-1559-MSW-E MCCULLOCH 5/12/2012 $2,750 $550 $2,200 $0 MSW 43110 City Of Mason 2011-2277-MSW-E MASON 5/24/2012 $1,125 $225 $900 $0 MSW 42566 Eagle Electronics Resources, Inc. 2011-1709-MSW-E HARRIS 5/24/2012 $7,053 $1,410 $5,643 $0 MSW 42197 River City Rolloffs, Inc. 2011-1345-MSW-E TRAVIS 5/24/2012 $2,100 $420 $1,680 $0 MSW 42949 RECON SERVICES, INC. 2011-2098-MSW-E TRAVIS 5/24/2012 $1,000 $200 $800 $0 MSW 40230 RAMOS, HECTOR C * 2010-1359-MSW-E ATASCOSA 5/25/2012 $15,000 $0 $15,000 $0 MSW 43001 Grand Haven Homes, L.P. 2011-2159-MSW-E WILLIAMSON 6/7/2012 $1,000 $200 $800 $0 MSW 42179 PRUETT, SHELBA G * 2011-1323-MSW-E CAMERON 6/14/2012 $15,000 $0 $15,000 $0 MSW 40330 Robert Keller 2010-1441-MSW-E JONES 6/14/2012 $18,401 $0 $18,401 $0 MSW 42153 TREVINO, FERNANDO 2011-1301-MSW-E CAMERON 6/14/2012 $15,000 $0 $15,000 $0 MSW 43051 City of Mercedes 2011-2204-MSW-E HIDALGO 6/17/2012 $3,750 $750 $3,000 $0 MSW 42713 Partus Land, L.L.C. 2011-1862-MSW-E BRAZOS 6/17/2012 $5,250 $1,050 $4,200 $0 MSW 42731 RGV TIRE RECYCLING GROUP LLC 2011-1879-MSW-E HIDALGO 7/6/2012 $15,000 $3,000 $12,000 $0 MSW 42675 Lubbock Alternator & Supploy, Inc. 2011-1874-MSW-E LUBBOCK 7/8/2012 $2,500 $500 $2,000 $0 MSW 42922 MARTINEZ, GLORIA 2011-2145-MSW-E STARR 7/8/2012 $1,050 $210 $840 $0 MSW 43117 Los Campeones, Inc. 2011-2276-MSW-E CAMERON 7/8/2012 $4,200 $840 $3,360 $0 MSW 42809 Arturo Ulloa 2011-1971-MSW-E HIDALGO 7/8/2012 $6,375 $1,275 $5,100 $0 MSW 43040 Greenstar Mid-America, LLC 2011-2226-MSW-E BEXAR 7/15/2012 $1,650 $330 $660 $660 MSW 42368 KING, DANNY JOE 2011-1510-MSW-E MONTGOMERY 7/15/2012 $525 $0 $525 $0 MSW 42387 US Innovations, Inc. 2011-1473-MSW-E DENTON 7/26/2012 $15,700 $0 $15,700 $0 MSW 42677 central state shingle recycling LLC 2011-1823-MSW-E *MULTIPLE 7/26/2012 $18,375 $0 $18,375 $0 MSW 36880 ROBERTS, FRANK * 2011-2198-MSW-E BOSQUE 7/26/2012 $22,750 $0 $22,750 $0 MSW 42397 MOON NATHAN W * 2011-1546-MSW-E REEVES 7/27/2012 $1,000 $0 $1,000 $0 MSW 42950 J & M Truck Tire Shop, Inc. 2011-2101-MSW-E BEXAR 8/2/2012 $10,000 $2,000 $8,000 $0 MSW 43176 Larry J. Appelt 2011-2345-MSW-E LAVACA 8/5/2012 $1,050 $210 $840 $0 MSW 43248 ROLAND, MARVIN LEE 2012-0049-MSW-E GONZALES 8/5/2012 $1,250 $250 $1,000 $0 MSW 43046 Eckert, Patti 2011-2197-MSW-E KIMBLE 8/5/2012 $1,312 $262 $1,050 $0 MSW 42851 PAPE, SUSAN * 2011-1989-MSW-E BEXAR 8/17/2012 $900 $0 $900 $0 MSW 40796 Lonnie Bearden, Sr MSW 41801 SAN SEBASTIAN PARTNERS, LP MSW 41436 MSW 41435 MSW 41974 Timber Solutions, Inc. MSW 42836 KENNARD, J T III MSW 41827 MSW 41535 MSW 42250 MSW Page 9 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1207-MSW-E TARRANT 8/17/2012 $12,500 $0 $12,500 $0 2012-0209-MSW-E MENARD 8/26/2012 $1,070 $214 $856 $0 Maverick County 2012-0283-MSW-E MAVERICK 8/26/2012 $1,050 $210 $840 $0 Lloyd Earl Hunt 2012-0141-MSW-E TRAVIS 8/26/2012 $1,187 $237 $950 $0 2012-0292-MSW-E GUADALUPE 8/27/2012 $10,625 $2,125 $8,500 $0 2011-1990-MSW-E TARRANT 8/27/2012 $10,500 $0 $10,500 $0 $738,411 $68,706 2010-1793-LII-E MCLENNAN 9/2/2011 $1,037 $0 $1,037 $0 2010-1385-LII-E COLLIN 9/16/2011 $1,018 $0 $1,018 $0 10/6/2011 $262 $0 $262 $0 MSW 42084 Cowtown Excavating Company MSW 43398 Molly-Jack Moser Waldrop MSW 43473 MSW 43320 MSW 43231 Nido, Ltd MSW 42211 City of Forest Hill Subtotal for MSW : 71 OL 40647 SCALES, JOHN A PE OL 40271 TILLEY, MIKE JASON $666,685 $3,020 OL 40712 DODD, TERRY 2010-1863-LII-E WILLIAMSON OL 40761 SARTOR, JOHN 2010-1907-LII-E VICTORIA 10/17/2011 $1,840 $0 $1,840 $0 OL 41152 HUDDLESTON, JON M 2011-0227-LII-E BELL 11/6/2011 $1,220 $0 $1,220 $0 OL 41258 Stephen Hall 2011-0346-LII-E COLLIN 11/23/2011 $262 $0 $262 $0 11/23/2011 $787 $0 $787 $0 OL 41094 The Woodlands Lawn and Pool Services, LLC 2011-0184-LII-E HARRIS OL 41290 CELIS, KATHERINE M 2011-0381-LII-E DENTON 11/23/2011 $431 $0 $431 $0 OL 41523 SANCHEZ, JUAN 2011-0619-LII-E HARRIS 11/23/2011 $1,210 $0 $1,210 $0 OL 40951 BARNES, THOMAS L JR 2011-0031-LII-E HARRIS 12/19/2011 $312 $0 $312 $0 12/19/2011 $188 $37 $151 $0 OL 41894 CROWLEY, CHARLES C 2011-1014-LII-E BEXAR OL 41554 BENAVIDES, GILBERT 2011-0649-LII-E LUBBOCK 1/8/2012 $250 $0 $250 $0 OL 38468 SANTOS, GEORGE 2011-1218-LII-E HARRIS 2/16/2012 $650 $0 $650 $0 OL 42567 WIBLE, JOSH 2011-1692-WOC-E TRAVIS 3/18/2012 $210 $0 $210 $0 4/8/2012 $225 $45 $180 $0 OL 42666 WHITESIDE, LARRY W 2011-1811-LII-E TARRANT OL 42576 WEST, RALPH 2011-1710-LII-E DALLAS 4/8/2012 $188 $37 $151 $0 OL 41700 MORENO, CHRIS G 2011-0809-LII-E DALLAS 4/25/2012 $262 $0 $262 $0 OL 42509 LOPEZ, CARLOS R CONCHO 5/13/2012 $1,367 $0 $1,367 $0 BELL 5/24/2012 $1,125 $225 $900 $0 2011-1652-WOC-E OL 42492 CURB, TRAVIS R 2011-1635-LII-E OL 43416 MORENO, ELIDA 2012-0218-WOC-E CONCHO 6/7/2012 $210 $0 $210 $0 OL 43279 CAROTHERS, CODY J 2012-0094-WOC-E BURNET 6/7/2012 $210 $0 $210 $0 OL 42231 HARVEY, JASON M 2011-1377-LII-E BASTROP 6/14/2012 $742 $0 $742 $0 6/15/2012 $1,125 $0 $1,125 $0 OL 42559 CASTREJON, RICARDO 2011-1711-LII-E DALLAS OL 43191 FULLER, PAUL 2011-2358-LII-E WILLIAMSON 7/15/2012 $450 $90 $360 $0 OL 43894 KITELEY, MARY C 2012-0728-OSS-E JOHNSON 8/5/2012 $175 $0 $175 $0 OL 43156 HAWKINS, HARVEY RAY 2011-2314-LII-E TOM GREEN 8/5/2012 $1,288 $257 $1,031 $0 2011-1991-LII-E POTTER 8/22/2012 $742 $0 $742 $0 2011-0091-PST-E TRAVIS 9/2/2011 $5,110 $0 $5,110 $0 9/16/2011 $7,000 $1,400 $5,600 $0 9/16/2011 $5,323 $1,064 $4,259 $0 OL 42856 JOBE, DUSTIN $17,786 Subtotal for OL : 27 PST 40998 Roohi-Joohi Inc. PST 41342 Z Q INVESTMENTS, INC. 2011-0445-PST-E BEXAR PST 41171 YU, KUN WON 2011-0263-PST-E DALLAS $691 $17,095 $0 Page 10 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2009-0942-PST-E DEWITT 9/16/2011 $7,875 $4,275 $3,600 $0 2011-0368-PST-E STARR 9/16/2011 $2,625 $525 $2,100 $0 Panther Aviation, Inc. 2011-0389-PST-E JOHNSON 9/16/2011 $10,443 $2,088 $8,355 $0 El Paso Independent School District 2011-0468-PST-E EL PASO 9/16/2011 $5,850 $1,170 $4,680 $0 2011-0194-PST-E HARRIS 9/16/2011 $2,005 $401 $1,604 $0 2011-0268-PST-E JEFFERSON 9/16/2011 $7,878 $1,575 $6,303 $0 Thomas Ralph and Thomas Janice 2008-1613-PST-E HARRIS 9/16/2011 $6,300 $0 $6,300 $0 Jeffy's, Inc. dba Jeffys Exxon Mobil 2 2010-1756-PST-E HARRIS 9/16/2011 $2,923 $0 $2,923 $0 2011-0515-PST-E JOHNSON 9/16/2011 $2,380 $476 $1,904 $0 2011-0392-PST-E GRAYSON 9/16/2011 $3,875 $775 $3,100 $0 HUNT 9/16/2011 $2,091 $418 $1,673 $0 GRAYSON 9/16/2011 $4,322 $864 $3,458 $0 2010-2082-PST-E HARRIS 9/16/2011 $5,108 $1,021 $4,087 $0 2011-0197-PST-E TARRANT 9/16/2011 $3,098 $619 $2,479 $0 Borders & Long Oil, Inc. 2011-0514-PST-E KAUFMAN 9/16/2011 $10,000 $2,000 $8,000 $0 Aliahsan Nadia Enterprises, Inc. 2009-0476-PST-E BEXAR 9/16/2011 $30,155 $19,176 $10,979 $0 2011-0560-PST-E LEON 9/16/2011 $3,737 $747 $2,990 $0 2011-0292-PST-E BRAZOS 9/16/2011 $2,625 $525 $2,100 $0 NOUREEN INC 2010-1531-PST-E MAVERICK 9/16/2011 $2,625 $0 $2,625 $0 The Wilson N. Jones Memorial Hospital 2011-0339-PST-E GRAYSON 9/16/2011 $6,300 $1,260 $5,040 $0 2011-0588-PST-E DENTON 9/16/2011 $2,348 $469 $1,879 $0 2011-0466-PST-E ANDERSON 10/2/2011 $2,625 $525 $2,100 $0 Shanil Oil Company 2011-0639-PST-E JEFFERSON 10/2/2011 $7,033 $1,406 $5,627 $0 ABUHAMRA, IBRAHIM 2011-0671-PST-E HARRIS 10/2/2011 $1,755 $351 $1,404 $0 2011-0787-PST-E WISE 10/2/2011 $3,875 $775 $3,100 $0 2011-0299-PST-E HARRIS 10/2/2011 $5,500 $1,100 $4,400 $0 TRAVIS 10/2/2011 $2,352 $470 $1,882 $0 TARRANT 10/2/2011 $6,455 $1,291 $5,164 $0 2011-0249-PST-E JOHNSON 10/2/2011 $5,000 $1,000 $4,000 $0 2011-0132-PST-E TARRANT 10/2/2011 $2,250 $450 $1,800 $0 RYK ENTERPRISES LLC 2011-0701-PST-E JEFFERSON 10/2/2011 $1,875 $375 $1,500 $0 Speedexx Enterprise Inc. 2011-0391-PST-E HARRIS 10/2/2011 $2,750 $550 $2,200 $0 2011-0080-PST-E HARRIS 10/2/2011 $4,500 $900 $3,600 $0 2011-0729-PST-E HARRIS 10/2/2011 $10,693 $2,138 $8,555 $0 BEST OF LAMA INCORPORATED 2010-2031-PST-E TARRANT 10/2/2011 $2,500 $500 $2,000 $0 Bismilla, Inc. 2011-0413-PST-E HARRIS 10/2/2011 $3,250 $650 $2,600 $0 2011-0433-PST-E HARRIS 10/2/2011 $1,925 $385 $1,540 $0 2011-0768-PST-E FAYETTE 10/2/2011 $1,985 $397 $1,588 $0 PST 37844 Federico C. Villarreal PST 41255 Garza Miguel, Jr. PST 41295 PST 41373 PST 41101 Texas Eastern Transmission, LP PST 41174 AYRA INVESTMENT, INC. PST 36539 PST 40605 PST 41419 Aziz Mansoor PST 41242 OSMANI, TY PST 41286 Ruble Petroleum, Inc. 2011-0377-PST-E PST 41278 Knollwood Mercantile Company 2011-0387-PST-E PST 40914 COMPLEX OMV INC PST 41081 GENERAL BODY MANUFACTURING CO PST 41418 PST 28013 PST 41464 Rogers Prairie Mercantile, Inc. PST 41201 Irvin Petersen, Executor for the Estate of Dossie Foster PST 40422 PST 41252 PST 41479 Total Consolidation, Inc. PST 41370 RENTERIA, ESTEBAN REY PST 41550 PST 41567 PST 41677 Sandford Oil Company Inc PST 41207 Farias Octavio PST 41791 Maund Automotive Group, LP 2011-0902-PST-E PST 41296 Olympia C-Store Management LLC 2011-0390-PST-E PST 41157 Stars Impex, Inc. PST 41023 Kunwar Incorporated PST 41605 PST 41297 PST 40982 MKSN Investments, LLC PST 41622 KHOU-TV, L.P. PST 40872 PST 41322 PST 41337 Omega Retail, Inc. PST 41660 EZ Action Retail, L.P. Page 11 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-0237-PST-E TARRANT 10/2/2011 $2,764 $552 $2,212 $0 2010-2006-PST-E HARRIS 10/5/2011 $39,780 $0 $39,780 $0 2010-2052-PST-E TARRANT 10/5/2011 $2,600 $0 $2,600 $0 2010-1302-PST-E WILLIAMSON 10/5/2011 $7,129 $0 $7,129 $0 2010-2085-PST-E HARRIS 10/6/2011 $3,675 $0 $3,675 $0 2011-0473-PST-E JOHNSON 10/17/2011 $2,250 $450 $1,800 $0 HARRIS 10/17/2011 $2,500 $500 $2,000 $0 TARRANT 10/17/2011 $2,250 $450 $1,800 $0 2010-0949-PST-E JOHNSON 10/17/2011 $4,725 $0 $4,725 $0 2011-0652-PST-E TARRANT 10/17/2011 $1,625 $325 $1,300 $0 2010-0997-PST-E JASPER 10/17/2011 $1,000 $0 $1,000 $0 2011-0734-PST-E WILLIAMSON 10/17/2011 $3,750 $750 $3,000 $0 2011-0675-PST-E HARRIS 10/17/2011 $2,425 $485 $1,940 $0 2011-0633-PST-E TARRANT 10/17/2011 $3,529 $705 $2,824 $0 2010-1306-PST-E TYLER 10/17/2011 $3,500 $0 $3,500 $0 2010-1940-PST-E DALLAS 10/17/2011 $3,544 $0 $3,544 $0 2011-0693-PST-E TARRANT 10/17/2011 $3,220 $644 $2,576 $0 2011-0376-PST-E GRAYSON 10/17/2011 $1,875 $375 $1,500 $0 HUNT 10/17/2011 $2,629 $525 $2,104 $0 GALVESTON 10/17/2011 $2,247 $449 $1,798 $0 2010-1158-PST-E TARRANT 10/22/2011 $3,173 $0 $3,173 $0 2010-2060-PST-E TARRANT 10/22/2011 $5,122 $0 $5,122 $0 2010-1853-PST-E HOUSTON 10/22/2011 $3,675 $0 $3,675 $0 2010-2028-PST-E JEFFERSON 10/22/2011 $2,625 $0 $2,625 $0 2010-1912-PST-E LIBERTY 10/22/2011 $3,850 $0 $3,850 $0 2010-0965-PST-E HARRIS 11/2/2011 $16,410 $0 $16,410 $0 Spurg, LLC 2010-1888-PST-E JEFFERSON 11/2/2011 $15,341 $0 $15,341 $0 Mica Corporation 2011-0848-PST-E TARRANT 11/3/2011 $2,629 $525 $2,104 $0 Thomas Petroleum, LLC 2010-0751-PST-E *MULTIPLE 11/3/2011 $84,004 $0 $42,002 $42,002 41625 Strasburger Enterprises, Inc. 2011-0746-PST-E TRAVIS 11/3/2011 $5,000 $1,000 $4,000 $0 PST 41577 BINFORD, JOHNNY 2011-0677-PST-E FAYETTE 11/3/2011 $3,750 $750 $3,000 $0 PST 41443 Anjani C-Store Inc 2011-0546-PST-E BRAZORIA 11/3/2011 $6,680 $1,336 $5,344 $0 PST 40717 LAKHANI, MEHMOOD 2010-1858-PST-E DALLAS 11/3/2011 $9,750 $0 $9,750 $0 PST 41200 Tuff Enterprise, Inc. 2011-0314-PST-E FORT BEND 11/3/2011 $5,625 $1,125 $4,500 $0 PST 40904 ALY, SHAZIA 2011-0004-PST-E DALLAS 11/3/2011 $7,756 $1,551 $6,205 $0 PST 41202 A & T Inc. 2011-0291-PST-E ELLIS 11/3/2011 $8,380 $1,676 $6,704 $0 PST 41534 Trishakti Enterprises, Inc 2011-0625-PST-E TARRANT 11/3/2011 $2,300 $460 $1,840 $0 PST 41786 BELTWAY STORES INC. 2011-0905-PST-E HARRIS 11/3/2011 $1,757 $351 $1,406 $0 PST 41133 Saykot Enterprises, Inc. PST 31634 Haider A., Inc. PST 40893 S & S Conveniences, Inc. PST 40181 SANJIB, RAY * PST 40918 GARCIA, MEROSLEM * PST 41375 Suren Simon of Cleburne, Inc. PST 41456 MAYO, DONALD SR 2011-0553-PST-E PST 41549 Texas Christian University 2011-0642-PST-E PST 39848 Don Finley PST 41556 Irkasa Inc. PST 39894 Carolyn Fink PST 41635 H.K.R.G., INC. PST 41587 Compass USA Enterprises, Inc. PST 41541 Dipert Travel & Transportation, Ltd. PST 40184 GATES, ROBERT N PST 40783 Addison Enterprises Inc. PST 41597 Budhwani & Virani, Inc. PST 41284 City of Sherman PST 41302 COMMERCE QUICK STOP INC 2011-0398-PST-E PST 41722 KAML INC. 2011-0827-PST-E PST 40018 DOSSANI, AZIZ PST 40895 SALEH, ADNEN M PST 40707 Natalin Dorette Keenan PST 40862 Mendez, Rene * PST 40769 Seaberg Farms, Inc. PST 39846 HUSSAIN, SHARIQ PST 40701 PST 41724 PST 39658 PST Page 12 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2009-1991-PST-E BEXAR 11/6/2011 $48,453 $0 $48,453 $0 2011-0275-PST-E ORANGE 11/6/2011 $4,178 $0 $4,178 $0 Frankie Willis Executor Estate of Clovis Willis 2010-2039-PST-E LIMESTONE 11/6/2011 $3,375 $0 $3,375 $0 ADIL, AQIL M 2011-0266-PST-E CHAMBERS 11/6/2011 $5,425 $0 $5,425 $0 2010-1168-PST-E LAMB 11/6/2011 $3,675 $0 $3,675 $0 2010-0773-PST-E HARRIS 11/6/2011 $4,069 $0 $4,069 $0 Hurst-Euless-Bedford ISD 2011-0640-PST-E TARRANT 11/18/2011 $1,925 $385 $1,540 $0 Sai Shiva Incorporated 2011-0828-PST-E TRAVIS 11/18/2011 $3,000 $600 $2,400 $0 2011-0072-PST-E TARRANT 11/18/2011 $15,082 $0 $15,082 $0 2011-0673-PST-E HARRIS 11/18/2011 $36,100 $7,220 $28,880 $0 Stewart Delivery Service, Inc. 2011-0901-PST-E TARRANT 11/18/2011 $3,398 $679 $2,719 $0 Nam Bui 2010-1782-PST-E HARRIS 11/18/2011 $10,341 $0 $10,341 $0 2011-0745-PST-E TOM GREEN 11/18/2011 $2,750 $550 $2,200 $0 2011-0545-PST-E DENTON 11/18/2011 $4,273 $854 $3,419 $0 Texan Convenience, Inc. 2011-0628-PST-E TARRANT 11/18/2011 $3,326 $665 $2,661 $0 Star Houston, Inc. 2011-0923-PST-E HARRIS 11/18/2011 $2,392 $478 $1,914 $0 2011-0613-PST-E DALLAS 11/18/2011 $2,359 $471 $1,888 $0 2011-0612-PST-E GRAYSON 11/18/2011 $7,000 $1,400 $5,600 $0 HARRIS 11/18/2011 $5,000 $1,000 $4,000 $0 TARRANT 11/18/2011 $2,500 $500 $2,000 $0 2011-0770-PST-E DALLAS 11/18/2011 $4,600 $920 $3,680 $0 2010-1220-PST-E HARRIS 11/18/2011 $8,186 $0 $8,186 $0 TEJANI, ABDULALI K 2011-0572-PST-E TARRANT 11/18/2011 $8,172 $1,634 $6,538 $0 Kurio Interests, L.L.C. 2011-0587-PST-E HARRIS 11/18/2011 $6,600 $1,320 $5,280 $0 2010-0834-PST-E HARRIS 11/20/2011 $9,303 $0 $9,303 $0 2011-0301-PST-E HARRIS 11/23/2011 $5,500 $0 $5,500 $0 TOUNLEY, DONNA M 2011-0325-PST-E DENTON 11/23/2011 $6,300 $0 $6,300 $0 Womack, Larry 2011-0262-PST-E HARRIS 11/23/2011 $2,875 $0 $2,875 $0 2011-0233-PST-E CHAMBERS 11/23/2011 $3,850 $0 $3,850 $0 2011-0270-PST-E JEFFERSON 12/8/2011 $6,184 $0 $6,184 $0 2010-0881-PST-E POLK 12/8/2011 $47,350 $0 $47,350 $0 2011-0411-PST-E STARR 12/8/2011 $6,300 $0 $6,300 $0 2011-1085-PST-E HARRIS 12/19/2011 $2,500 $500 $2,000 $0 2011-1110-PST-E WILLIAMSON 12/19/2011 $2,500 $500 $2,000 $0 I-Tex Grocery , Inc. 2011-0769-PST-E HARRIS 12/19/2011 $4,130 $826 $3,304 $0 Sona Ventures, Inc. 2011-0109-PST-E HARRIS 12/19/2011 $5,100 $0 $5,100 $0 2011-0716-PST-E HARRIS 12/19/2011 $7,500 $1,500 $6,000 $0 2011-1130-PST-E HARRIS 12/19/2011 $2,429 $485 $1,944 $0 PST 38823 OLD TYMER ENTERPRISES, INC. PST 41063 We Are Crazy, Inc. PST 40883 PST 41149 PST 40056 MOSLEY, ROBBIE PST 39681 MAI, TAM VAN * PST 41551 PST 41723 PST 40981 Dixie Mart, Inc. PST 41573 Johnson Supply and Equipment Corporation PST 41792 PST 40631 PST 41620 YOUSEF, NIZAR PST 41438 MARTY MECHANICAL, INC. PST 41537 PST 41811 PST 41522 SENTER INVESTMENTS, LLC PST 41516 SINGH, KASHMIR PST 41588 A A B Investment, Inc. 2011-0674-PST-E PST 41601 JWK AUTO GROUP INC 2011-0692-PST-E PST 41662 Heerji Corporation PST 40097 Mona Enterprises, Inc. PST 41475 PST 41481 PST 39737 DOBANI INC. PST 41209 Ninfa Montalvo * PST 41234 PST 41111 PST 41148 Bickett Terry PST 41176 Pathan Investments, INC. DBA Time Out PST 39774 RICKY INVESTMENTS INC. PST 41323 Noel A Zamora PST 41977 5 STAR FORTUNE INC. PST 41993 JYKM Union, Inc. PST 41661 PST 41014 PST 41617 Con-way Freight Inc. 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Jansky 2010-0664-PST-E HOUSTON 12/19/2011 $6,300 $0 $6,300 $0 KASHMIR ROAD LINES LLC 2011-0903-PST-E HARRIS 12/19/2011 $4,104 $820 $3,284 $0 2011-1147-PST-E HARRIS 12/19/2011 $2,350 $470 $1,880 $0 2011-0586-PST-E HARRIS 12/19/2011 $2,162 $432 $1,730 $0 Anmol Investment, Inc. 2011-0059-PST-E HARRIS 12/19/2011 $2,550 $0 $2,550 $0 LEJO Management, Inc. 2011-1055-PST-E HARRIS 12/19/2011 $3,050 $610 $2,440 $0 2011-1177-PST-E CRANE 12/19/2011 $4,875 $975 $3,900 $0 2011-0834-PST-E HARRIS 12/19/2011 $5,748 $1,149 $4,599 $0 BLANCO 12/19/2011 $14,078 $2,815 $11,263 $0 TARRANT 12/19/2011 $12,012 $0 $12,012 $0 2011-0045-PST-E TRAVIS 12/19/2011 $5,000 $0 $5,000 $0 2011-0852-PST-E TARRANT 12/19/2011 $4,600 $920 $3,680 $0 HARRIS 12/19/2011 $3,406 $0 $3,406 $0 ROCKWALL 12/19/2011 $3,500 $700 $2,800 $0 2011-0814-PST-E TARRANT 12/19/2011 $3,835 $767 $3,068 $0 2011-1276-PST-E WISE 12/19/2011 $2,500 $500 $2,000 $0 A & H Petroleum Inc. 2011-0078-PST-E TARRANT 12/19/2011 $5,000 $0 $5,000 $0 Kauser Energy Inc. 2011-0670-PST-E DENTON 12/19/2011 $4,210 $842 $3,368 $0 2011-0386-PST-E NAVARRO 12/19/2011 $2,625 $0 $2,625 $0 2011-1058-PST-E KERR 12/19/2011 $2,250 $450 $1,800 $0 K & A Retail Inc. 2011-0340-PST-E DALLAS 1/8/2012 $3,154 $0 $3,154 $0 M & K Pantry LLC 2010-2021-PST-E HARDIN 1/8/2012 $3,675 $0 $3,675 $0 2011-0349-PST-E *MULTIPLE 1/8/2012 $6,300 $0 $6,300 $0 2011-0653-PST-E *MULTIPLE 1/8/2012 $16,780 $0 $16,780 $0 Desi Group, Inc. 2011-0005-PST-E DALLAS 1/8/2012 $44,085 $0 $44,085 $0 Al-Museer, Inc. 2011-0444-PST-E HARRIS 1/8/2012 $4,025 $0 $4,025 $0 2011-0646-PST-E CRANE 1/8/2012 $65,000 $0 $65,000 $0 2011-0638-PST-E HARDIN 1/25/2012 $28,125 $0 $28,125 $0 VOSS ROAD EXXON, LLC 2011-1054-PST-E HARRIS 1/27/2012 $7,929 $1,585 $6,344 $0 City of Houston 2011-1023-PST-E HARRIS 1/27/2012 $7,600 $1,520 $6,080 $0 2011-1142-PST-E HARRIS 1/27/2012 $25,584 $5,116 $20,468 $0 2011-0895-PST-E JEFFERSON 1/27/2012 $9,677 $1,935 $7,742 $0 HOMEYER, CARL 2011-1278-PST-E BURLESON 1/27/2012 $9,011 $1,802 $7,209 $0 SAAI, LLC 2011-0953-PST-E FAYETTE 1/27/2012 $12,012 $2,402 $9,610 $0 2011-0567-PST-E WEBB 2/8/2012 $5,000 $0 $5,000 $0 2011-0485-PST-E COOKE 2/10/2012 $2,136 $427 $1,709 $0 PST 41776 Lakeside Country Club PST 41929 JP Morgan Chase PST 39572 PST 41790 PST 42033 SIBLEY, EDWARD W PST 41487 Mir Brothers Inc. PST 40978 PST 41813 PST 42052 Crane County Hospital District PST 41730 KASHMIR ROAD LINES LLC PST 41604 Femato Enterprises, LLC 2011-0702-PST-E PST 39728 DALLAS MSA INC. 2010-0823-PST-E PST 40967 Oski LLC PST 41739 Mucklai Investments, Inv. PST 39629 PHAM, QUANG DANG 2011-0853-PST-E PST 41608 Addison Enterprises Inc. 2011-0704-PST-E PST 41688 ASHFAQUE ENTERPRISES, INC. PST 42130 JAMES WOOD MOTORS INC PST 40990 PST 41564 PST 41270 BRUTON, JERRY PST 41951 Hill Country Telephone Cooperative, Inc. PST 41222 PST 40860 PST 41261 Felix Rodriguez * PST 41557 IZ, Inc. PST 40921 PST 41348 PST 41527 GALINDO, LEOPOLDO E PST 15492 M & K Pantry LLC PST 41923 PST 41910 PST 42034 Quick Gas & Lube Inc. PST 41782 Ahmad, Masood PST 42134 PST 41831 PST 41469 Hernandez Petroleum, Inc. PST 41389 Walterscheid Meat Co. Page 15 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-0859-PST-E TARRANT 2/10/2012 $2,600 $520 $2,080 $0 2011-1290-PST-E TARRANT 2/10/2012 $2,250 $450 $1,800 $0 SHAFIQ, MOHAMMAD 2010-2087-PST-E MONTGOMERY 2/10/2012 $3,668 $733 $2,935 $0 Bogga Enterprises LLC 2011-1109-PST-E HARRIS 2/10/2012 $2,675 $535 $2,140 $0 2011-0733-PST-E TARRANT 2/10/2012 $3,150 $630 $2,520 $0 2011-0676-PST-E GRAYSON 2/10/2012 $3,000 $600 $2,400 $0 King Fuels, Inc. 2011-0922-PST-E HARRIS 2/10/2012 $3,850 $770 $3,080 $0 Hit Mi Entertainment, Inc. 2011-1182-PST-E HARRIS 2/10/2012 $2,429 $485 $1,944 $0 2011-0879-PST-E TRAVIS 2/10/2012 $2,500 $500 $2,000 $0 2011-0821-PST-E TARRANT 2/10/2012 $4,800 $960 $3,840 $0 SAEED, MOHAMMAD 2011-0343-PST-E JOHNSON 2/13/2012 $2,500 $0 $2,500 $0 SLOAN, JAMES BROOK 2010-1934-PST-E JOHNSON 2/13/2012 $2,625 $0 $2,625 $0 2011-0959-PST-E HARRIS 2/13/2012 $3,100 $0 $3,100 $0 2011-1001-PST-E HARRIS 2/13/2012 $4,600 $0 $4,600 $0 NAMINATH INVESTMENT, INC. 2010-1723-PST-E GALVESTON 2/13/2012 $4,875 $0 $4,875 $0 IGLESIAS, JESUS 2011-0458-PST-E HIDALGO 2/13/2012 $5,408 $0 $5,408 $0 2009-1756-PST-E DALLAS 2/16/2012 $9,350 $140 $9,210 $0 2011-0968-PST-E TARRANT 2/16/2012 $2,120 $0 $2,120 $0 CUSA GCT, LLC 2011-1459-PST-E HARRIS 2/18/2012 $13,611 $2,722 $10,889 $0 Rahil, Incorporated 2011-1262-PST-E BEXAR 2/18/2012 $36,637 $7,327 $29,310 $0 2011-1050-PST-E HARRIS 2/18/2012 $12,705 $2,541 $10,164 $0 2011-1087-PST-E HARRIS 2/22/2012 $24,065 $0 $24,065 $0 Al-Imran Enterprises, Inc. 2011-0788-PST-E HARRIS 2/25/2012 $2,650 $530 $2,120 $0 Sadash Corporation 2011-1200-PST-E WISE 2/25/2012 $3,879 $775 $3,104 $0 2011-1321-PST-E WISE 2/25/2012 $2,497 $499 $1,998 $0 2011-1159-PST-E KAUFMAN 2/25/2012 $1,000 $200 $800 $0 2011-1155-PST-E TARRANT 2/25/2012 $5,229 $1,045 $4,184 $0 2011-1179-PST-E MONTGOMERY 2/25/2012 $2,404 $480 $1,924 $0 2011-0855-PST-E TARRANT 2/25/2012 $4,500 $900 $3,600 $0 2011-0513-PST-E GRAYSON 2/25/2012 $5,075 $0 $5,075 $0 LUU, KATHY 2011-1209-PST-E HARRIS 2/25/2012 $6,329 $1,265 $5,064 $0 Smithco Marketing Corporation 2011-1009-PST-E KIMBLE 2/25/2012 $3,750 $750 $3,000 $0 2011-1320-PST-E HOPKINS 2/25/2012 $2,001 $400 $1,601 $0 2011-1457-PST-E GRIMES 2/25/2012 $2,004 $400 $1,604 $0 HARRIS 2/25/2012 $2,641 $528 $2,113 $0 TARRANT 2/25/2012 $6,749 $1,349 $5,400 $0 2011-1197-PST-E HARRIS 2/25/2012 $5,500 $1,100 $4,400 $0 2011-1271-PST-E WISE 2/25/2012 $2,004 $400 $1,604 $0 PST 41747 Victron Stores, L.P. PST 42121 International Business Connection, Inc. PST 40899 PST 41984 PST 41633 Cross Street Service, Inc. PST 41586 UHS of Texoma, Inc. PST 41810 PST 42064 PST 41769 Habibco, Inc. PST 41711 HRH Investments, LP PST 41257 PST 40772 PST 41855 GEO ENTERPRISES INC. PST 41799 Bis C-Store, Inc. PST 40577 PST 41333 PST 38619 Chwiki Corp. PST 41848 Ashok K Sharma * PST 42311 PST 42119 PST 41934 MOOSA INC. LLC PST 41973 Kachmar Enterprises, Inc. PST 41685 PST 42080 PST 42177 KBCH, LLC PST 42040 Food Fast Corporation PST 42039 VJP CORPORATION PST 42054 Vuyyuru Interests, Inc. PST 41744 Federal Aviation Administration PST 41417 Charlsie Ann Evans Wilkins PST 42088 PST 41892 PST 42176 Hall Oil Company, Inc. PST 42308 SARA PANTRY INC PST 42267 All-Tex Erection Systems, Inc. 2011-1415-PST-E PST 41912 Jack Cooper Transport Co., Inc. 2011-1038-PST-E PST 42071 Kd Allseason, Inc. PST 42124 Kountry Korner Store, Inc. Page 16 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-0900-PST-E LIVE OAK 2/25/2012 $3,590 $718 $2,872 $0 2011-0759-PST-E CAMERON 2/25/2012 $3,500 $0 $3,500 $0 2011-1049-PST-E LIVE OAK 2/25/2012 $4,265 $853 $3,412 $0 2011-1237-PST-E TARRANT 2/25/2012 $3,600 $720 $2,880 $0 2010-1974-PST-E TARRANT 2/25/2012 $2,217 $443 $1,774 $0 2011-1396-PST-E HENDERSON 2/25/2012 $1,125 $225 $900 $0 Bhai Business, LLC 2011-1138-PST-E HARRIS 2/25/2012 $2,550 $510 $2,040 $0 Wilkins & Pyeatt, Inc. 2011-1295-PST-E LAMAR 2/25/2012 $2,629 $525 $2,104 $0 2011-1317-PST-E WISE 2/25/2012 $1,000 $200 $800 $0 2011-1299-PST-E LAMAR 2/25/2012 $3,850 $770 $3,080 $0 Leibham Milk Transport, Inc. 2011-1438-PST-E GRIMES 2/25/2012 $2,379 $475 $1,904 $0 E.Z. Good Inc. 2011-1287-PST-E HARRIS 2/25/2012 $2,600 $520 $2,080 $0 2011-0397-PST-E JOHNSON 2/25/2012 $2,629 $0 $2,629 $0 2011-1048-PST-E HARRIS 2/25/2012 $2,500 $500 $2,000 $0 PATEL, BHASKAR R 2011-0382-PST-E BRAZORIA 2/25/2012 $3,500 $0 $3,500 $0 2000 IIG Inc. dba Diamond Smart 2 2011-1193-PST-E HARRIS 2/25/2012 $2,933 $586 $2,347 $0 2010-1775-PST-E WALKER 2/26/2012 $3,500 $3,500 $0 $0 2011-0914-PST-E MONTGOMERY 3/1/2012 $3,952 $0 $3,952 $0 STANLEY, C M JR 2008-0219-PST-E GREGG 3/1/2012 $3,675 $0 $3,675 $0 S.R.R. Investments, Inc. 2011-1011-PST-E TRAVIS 3/1/2012 $5,000 $0 $5,000 $0 2011-0267-PST-E TARRANT 3/1/2012 $1,925 $0 $1,925 $0 2011-0107-PST-E TRAVIS 3/1/2012 $5,000 $0 $5,000 $0 DALLAS 3/1/2012 $5,410 $0 $5,410 $0 GRAYSON 3/1/2012 $3,372 $0 $3,372 $0 2011-1030-PST-E HARRIS 3/1/2012 $3,050 $0 $3,050 $0 2011-1060-PST-E WILLIAMSON 3/3/2012 $3,500 $700 $2,800 $0 2011-1012-PST-E HARRIS 3/3/2012 $2,600 $520 $2,080 $0 2011-1139-PST-E FORT BEND 3/3/2012 $3,155 $631 $2,524 $0 2011-0818-PST-E HARRIS 3/3/2012 $4,979 $995 $3,984 $0 2011-0983-PST-E TRAVIS 3/3/2012 $2,886 $577 $2,309 $0 MATLOCK, JOHN A 2011-1309-PST-E KAUFMAN 3/3/2012 $1,875 $375 $1,500 $0 Excellent Inc. 2011-1052-PST-E HARRIS 3/3/2012 $4,700 $940 $3,760 $0 2011-0863-PST-E HARRIS 3/3/2012 $2,880 $576 $2,304 $0 2011-1512-PST-E HENDERSON 3/3/2012 $11,208 $2,241 $8,967 $0 610 ENTERPRISES INC. 2011-0838-PST-E HARRIS 3/3/2012 $5,100 $1,020 $4,080 $0 Spring Branch ISD 2011-1187-PST-E HARRIS 3/3/2012 $1,925 $385 $1,540 $0 2011-1137-PST-E HARRIS 3/3/2012 $3,500 $700 $2,800 $0 2011-0894-PST-E DALLAS 3/3/2012 $2,550 $510 $2,040 $0 PST 41795 STONE TRUCKING COMPANY, INC. PST 41654 Prudencia Andrade PST 41936 Kenneth W. Blevins PST 42020 SAM LIM INC PST 40824 QUICKWAYS INC PST 42249 T&L Golden Star, Inc. PST 42024 PST 42154 PST 42174 Hebron Enterprises, Inc. PST 42159 Coston & Son, Inc. PST 42294 PST 42141 PST 41301 REID, TERESA PST 41937 Avis Rent A Car System, Inc. PST 41293 PST 42065 PST 40599 HARDEN, DAVID PST 41800 New Caney Enterprise, Inc. PST 35348 PST 41901 PST 41175 Fifa Inc. PST 41010 Arsh Trading, Inc. PST 41177 Scyene Mobil, L.L.C. 2011-0269-PST-E PST 41308 GK SINGH ENTERPRISES, L.L.C. 2011-0404-PST-E PST 41919 MATAR, FOUAD PST 41948 William Grocery, Inc. PST 41899 YILDIRIM, IZZET PST 42028 New Mart Corporation PST 41705 Gova Enterprise, Inc. PST 41870 2SAM, INCORPORATED PST 42161 PST 41930 PST 41750 STELLA LINK BUSINESS LLC PST 42371 KAPADIA SADLER DEVELOPMENT INC PST 41720 PST 42066 PST 42009 A C Mobile Inc PST 41783 Vishnu Priya, LLC Page 17 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1201-PST-E HOPKINS 3/3/2012 $3,880 $776 $3,104 $0 2011-1274-PST-E HARRIS 3/3/2012 $2,350 $470 $1,880 $0 2011-0111-PST-E TRAVIS 3/3/2012 $3,879 $775 $3,104 $0 2011-0981-PST-E HARRIS 3/3/2012 $1,925 $385 $1,540 $0 2011-0904-PST-E HARRIS 3/3/2012 $2,361 $472 $1,889 $0 2011-1246-PST-E HARRIS 3/3/2012 $7,833 $1,566 $6,267 $0 ZQS CORPORATION, INC. * 2010-1326-PST-E GALVESTON 3/9/2012 $19,868 $0 $19,868 $0 QUICKWAYS INC 2011-0678-PST-E TARRANT 3/9/2012 $3,570 $0 $3,570 $0 2011-1078-PST-E WASHINGTON 3/16/2012 $8,742 $0 $8,742 $0 2011-1233-PST-E DALLAS 3/18/2012 $1,875 $375 $1,500 $0 2011-0993-PST-E DALLAS 3/18/2012 $2,500 $500 $2,000 $0 2011-1474-PST-E TARRANT 3/18/2012 $2,250 $450 $1,800 $0 2011-1335-PST-E HARRIS 3/18/2012 $2,500 $500 $2,000 $0 2011-1128-PST-E HARRIS 3/18/2012 $5,150 $1,030 $4,120 $0 HARRIS 3/18/2012 $3,425 $685 $2,740 $0 HENDERSON 3/18/2012 $3,879 $775 $3,104 $0 2011-1292-PST-E JOHNSON 3/18/2012 $2,629 $525 $2,104 $0 2011-1106-PST-E DALLAS 3/18/2012 $2,900 $580 $2,320 $0 2011-0906-PST-E WISE 3/18/2012 $1,999 $399 $1,600 $0 2011-1385-PST-E WILLIAMSON 3/18/2012 $3,879 $775 $3,104 $0 ANMOL & ASSOCIATES INC 2011-0984-PST-E TARRANT 3/18/2012 $2,250 $450 $900 $900 42552 Crocker Crane LP 2011-1689-PST-E DALLAS 3/18/2012 $2,379 $475 $1,904 $0 PST 42083 Miller Grove Farm Supply, Inc. 2011-1236-PST-E HOPKINS 3/18/2012 $2,379 $475 $1,904 $0 PST 42204 LAYTON, LARRY 2011-1380-PST-E HOPKINS 3/18/2012 $3,880 $776 $3,104 $0 PST 42266 JAVAID, MUHAMMAD K 2011-1417-PST-E HARRIS 3/18/2012 $2,379 $475 $1,904 $0 PST 42314 Oleg Corporation 2011-1598-PST-E HARRIS 3/18/2012 $2,250 $450 $1,800 $0 PST 41864 NEMRY, NASHAT 2011-0971-PST-E HARRIS 3/18/2012 $5,229 $1,045 $4,184 $0 PST 42242 N. R. S. Investments, Inc. 2011-1392-PST-E TARRANT 3/18/2012 $5,046 $1,009 $4,037 $0 PST 42058 M. S. Kari & Associates, Inc. 2011-1188-PST-E HARRIS 3/18/2012 $1,000 $200 $800 $0 PST 42208 NEEL KAMAL INC 2011-1336-PST-E WILLIAMSON 3/18/2012 $5,129 $1,025 $4,104 $0 PST 42243 Creedmoor Country Grocery, Inc. 2011-1393-PST-E TRAVIS 3/18/2012 $2,629 $525 $2,104 $0 PST 42324 ALTAMESA FINE FOOD LLP. 2011-1502-PST-E TARRANT 3/18/2012 $2,814 $562 $2,252 $0 PST 42125 Vasan, Inc. 2011-1272-PST-E KENDALL 3/18/2012 $2,041 $408 $1,633 $0 PST 42167 Neutze Properties, Ltd. 2011-1379-PST-E KENDALL 3/18/2012 $3,500 $700 $2,800 $0 PST 42245 ALI, ADEEL 2011-1395-PST-E ELLIS 3/18/2012 $3,629 $725 $2,904 $0 PST 42120 Jack's Grocery, Inc. 2011-1289-PST-E HARRIS 3/18/2012 $4,629 $925 $3,704 $0 PST 42226 ALYCO INC 2011-1373-PST-E WILLIAMSON 3/18/2012 $2,500 $500 $2,000 $0 PST 42293 SABIR BUSINESS INC. 2011-1437-PST-E HARRIS 3/18/2012 $2,300 $460 $1,840 $0 PST 42081 Phuong Gia Corporation PST 42127 Asmats, L. L. C. PST 41013 HoustonAustin Investments, LLC. PST 41861 NYLA, Inc. PST 41789 FGH Insulation Co. PST 42109 West End Auto-Works, Inc. PST 40187 PST 41578 PST 41962 SINGH, SUNY PST 42098 Commercial Metals Company PST 41880 Avis Rent A Car System, Inc. PST 42326 TRAN, CAROL PHAM PST 42209 Mica Corporation PST 42003 NGUYEN, LINDA PHUONG HONG PST 41909 Mohammed K. Ali 2011-1024-PST-E PST 42160 Athens Twin Ventures, Inc. 2011-1310-PST-E PST 42144 U S REALTY HOLDINGS LTD PST 41956 AAM, Inc. PST 41785 MAINALI CORPORATION PST 42238 Diamond A Inc. PST 41849 PST Page 18 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1146-PST-E HARRIS 3/18/2012 $5,200 $1,040 $4,160 $0 2011-1306-PST-E HARRIS 3/18/2012 $4,050 $810 $3,240 $0 Aelina Enterprises, Inc. 2011-1181-PST-E WILLIAMSON 3/18/2012 $5,129 $1,025 $4,104 $0 MAHARATHI, INC 2011-1168-PST-E LAMAR 3/18/2012 $3,893 $778 $3,115 $0 2011-1556-PST-E HARRIS 3/18/2012 $2,800 $560 $2,240 $0 2011-1108-PST-E TARRANT 3/18/2012 $4,720 $944 $3,776 $0 Sohani, Inc. 2011-1339-PST-E JOHNSON 3/18/2012 $2,500 $500 $2,000 $0 Texas Youth Commission 2011-1194-PST-E LEE 3/18/2012 $2,500 $500 $2,000 $0 2011-1170-PST-E LAMAR 3/18/2012 $2,500 $500 $2,000 $0 CO-CATHEDRAL OF THE SACRED HEART CATHOLIC PARISH 2011-0819-PST-E HARRIS 3/18/2012 $900 $180 $720 $0 42053 Tajani Oil Inc. 2011-1178-PST-E TARRANT 3/18/2012 $6,250 $1,250 $5,000 $0 PST 42329 Wilbert's Service Station, Inc. 2011-1476-PST-E LEE 3/18/2012 $2,629 $525 $2,104 $0 PST 42074 AMERICAN BIRD INC 2011-1198-PST-E DALLAS 3/18/2012 $2,379 $475 $1,904 $0 PST 42265 U&N, Inc 2011-1414-PST-E HARRIS 3/18/2012 $2,500 $500 $2,000 $0 LAMAR 3/23/2012 $3,629 $0 $3,629 $0 PST 42035 NGO, HONG PHUOC PST 42163 CHONG & MOON INVESTMENT LLC PST 42060 PST 42046 PST 42423 S. H. AND I, LLC PST 41981 TANWAR, SHASHI C PST 42195 PST 42062 PST 42049 Valley Feed Mill Inc. of Paris PST 41708 PST PST 42048 B. K. Trading, Inc. 2011-1169-PST-E PST 41349 REYES, CARLOS 2011-0448-PST-E DALLAS 3/23/2012 $2,750 $0 $2,750 $0 PST 41376 Canaris Dan 2011-0472-PST-E COLORADO 4/1/2012 $6,600 $0 $6,600 $0 PST 41994 Chef Point, L.L.C. 2011-1111-PST-E TARRANT 4/1/2012 $2,500 $0 $2,500 $0 BEXAR 4/1/2012 $2,625 $0 $2,625 $0 PST 39014 Ghotra Ventures Inc 2010-0056-PST-E PST 41038 720 Lamar Place, L. C. 2011-0133-PST-E TRAVIS 4/1/2012 $3,750 $0 $3,750 $0 PST 42258 JOTKAMAL INC 2011-1407-PST-E DALLAS 4/1/2012 $3,277 $0 $3,277 $0 PST 42093 C K GROUP ENTERPRISE INC 2011-1210-PST-E ARANSAS 4/1/2012 $2,629 $0 $2,629 $0 4/5/2012 $10,013 $0 $10,013 $0 PST 41809 ABRAMS BUSINESS INC 2011-0921-PST-E TARRANT PST 42529 NIXON PARTNERS LLC 2011-1663-PST-E GONZALES 4/5/2012 $30,780 $6,156 $24,624 $0 PST 41070 CHATARPAL, THAKOOR 2011-0165-PST-E HARRIS 4/5/2012 $9,300 $0 $9,300 $0 PST 42450 Texas Renaissance Festivals, Inc. 2011-1590-PST-E GRIMES 4/5/2012 $12,745 $2,549 $10,196 $0 4/5/2012 $31,105 $0 $31,105 $0 PST 36831 LADHANI, AMIRALI * 2010-1576-PST-E ATASCOSA PST 40859 Simone Stores Inc 2010-2032-PST-E HARDIN 4/5/2012 $8,622 $0 $8,622 $0 PST 41196 NOORANI & BROTHERS, INC. 2011-0355-PST-E HARRIS 4/5/2012 $19,820 $0 $19,820 $0 PST 40365 FVC FOOD MART INC 2010-1487-PST-E FORT BEND 4/5/2012 $8,486 $4,886 $3,600 $0 4/5/2012 $8,667 $1,733 $6,934 $0 PST 42212 Becky Wheeler * 2011-1357-PST-E LAMAR PST 42240 Appletree, Inc. 2011-1386-PST-E VAN ZANDT 4/8/2012 $3,880 $776 $3,104 $0 PST 41314 HERNANDEZ, ELENA 2011-0410-PST-E CAMERON 4/8/2012 $5,250 $1,050 $4,200 $0 PST 42531 HAIQA INC 2011-1675-PST-E HARRIS 4/8/2012 $2,525 $505 $2,020 $0 4/8/2012 $2,005 $401 $1,604 $0 PST 42264 Cody Company, Inc. 2011-1413-PST-E ELLIS PST 41761 Border Stop, Inc. 2011-0872-PST-E HARRIS 4/8/2012 $2,379 $475 $1,904 $0 PST 42309 Avali Enterprise, Inc. 2011-1458-PST-E HARRIS 4/8/2012 $2,750 $550 $2,200 $0 Page 19 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1527-PST-E ELLIS 4/8/2012 $5,129 $1,025 $4,104 $0 2011-1759-PST-E HARRIS 4/8/2012 $2,250 $450 $1,800 $0 BREWER, JOHNNY C JR 2011-1656-PST-E BURLESON 4/8/2012 $2,379 $475 $1,904 $0 JAFARI, JAMAL 2011-1493-PST-E TARRANT 4/8/2012 $2,350 $470 $1,880 $0 2011-1953-PST-E WISE 4/8/2012 $3,986 $797 $3,189 $0 2011-1877-PST-E TARRANT 4/8/2012 $2,500 $500 $2,000 $0 DALLAS 4/8/2012 $2,500 $500 $2,000 $0 GRIMES 4/8/2012 $1,125 $225 $900 $0 2011-1398-PST-E TARRANT 4/8/2012 $4,610 $922 $3,688 $0 2011-1425-PST-E HARRIS 4/8/2012 $5,100 $1,020 $4,080 $0 DURANT, TOM 2011-1485-PST-E TARRANT 4/8/2012 $4,129 $825 $3,304 $0 Wolfenson Electric, Inc. 2011-1802-PST-E HARRIS 4/8/2012 $2,500 $500 $2,000 $0 2011-1456-PST-E HARRIS 4/8/2012 $4,500 $900 $3,600 $0 2011-1375-PST-E WILLIAMSON 4/8/2012 $5,129 $1,025 $4,104 $0 MAYO, DONALD SR 2011-0706-PST-E HARRIS 4/8/2012 $6,629 $1,325 $5,304 $0 NGUYEN, PHI DINH 2011-1733-PST-E HARRIS 4/8/2012 $2,350 $470 $1,880 $0 2011-1888-PST-E PARMER 4/8/2012 $1,988 $397 $1,591 $0 2011-1448-PST-E HARRIS 4/8/2012 $5,000 $1,000 $4,000 $0 HARRIS 4/8/2012 $2,730 $546 $2,184 $0 BRISCOE 4/8/2012 $2,629 $525 $2,104 $0 2011-1513-PST-E GALVESTON 4/8/2012 $2,837 $567 $2,270 $0 2011-1657-PST-E HARRIS 4/8/2012 $2,550 $510 $2,040 $0 HARRIS 4/8/2012 $6,500 $1,300 $5,200 $0 KAUFMAN 4/8/2012 $2,004 $400 $1,604 $0 2011-1573-PST-E DALLAS 4/8/2012 $1,733 $346 $1,387 $0 2011-1497-PST-E GRAYSON 4/8/2012 $2,629 $525 $2,104 $0 DALLAS 4/8/2012 $2,250 $450 $1,800 $0 JOHNSON 4/8/2012 $2,250 $450 $1,800 $0 2011-1340-PST-E POLK 4/8/2012 $5,250 $1,050 $4,200 $0 2011-1535-PST-E TARRANT 4/8/2012 $2,550 $510 $2,040 $0 SINGH, KASHMIR 2011-1651-PST-E GRAYSON 4/8/2012 $2,505 $501 $2,004 $0 Farhat Brothers, Inc. 2011-0802-PST-E TARRANT 4/8/2012 $5,100 $1,020 $4,080 $0 2011-1772-PST-E WILLIAMSON 4/8/2012 $2,629 $525 $2,104 $0 2011-1297-PST-E WISE 4/8/2012 $3,879 $775 $3,104 $0 CDK Investments, Inc. 2011-1495-PST-E VAN ZANDT 4/8/2012 $3,880 $776 $3,104 $0 Lancaster Express, Inc. 2011-1494-PST-E DALLAS 4/8/2012 $4,590 $918 $3,672 $0 2011-1394-PST-E HARRIS 4/8/2012 $900 $180 $720 $0 2011-1613-PST-E HARRIS 4/8/2012 $2,550 $510 $2,040 $0 PST 42393 MACON, THOMAS MIKE PST 42616 Shanar Bros. Enterprises, Inc. PST 42525 PST 42345 PST 42814 MLLCA INC PST 42735 N & S Trading LLC PST 42222 Mahek & Malika, Inc. 2011-1365-PST-E PST 42350 Navasota ISD 2011-1662-PST-E PST 42252 New West American, Incorporated PST 42279 Robana, Inc. PST 42335 PST 42655 PST 42307 King Fuels, Inc. PST 42233 Kohinoor Business, Inc. PST 41609 PST 42585 PST 42722 Houlette Petroleum, Inc. PST 42301 JAE'S ALL SEASONS MARKET, INC. PST 42007 T'S EXPRESS, INC. 2011-1343-PST-E PST 42711 Silverton Oil Co., Inc. 2011-1860-PST-E PST 42372 West End Interests, Inc. PST 42516 ARIJA & ALISHAN INVESTMENT INC PST 42170 PVSS Enterprises, Inc. 2011-1342-PST-E PST 42402 David Maddox 2011-1553-PST-E PST 42445 Ambassador Jet Center, Ltd. PST 42341 ARARI 1 ENTERPRISE PST 42418 ADIB, BAHIG 2011-1554-PST-E PST 42097 SALEEM, MOHAMMAD 2011-1234-PST-E PST 42188 Jack White Enterprises, Inc. PST 42405 Kismat, Inc. PST 42515 PST 41698 PST 42628 Jena Business, Inc. PST 42157 AMEJ Corporation PST 42343 PST 42344 PST 42244 City of Houston PST 42481 I.L.F. Enterprises, Inc. 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W. Greer Company, Inc. PST 42451 Meghna Enterprise, Inc. PST 41887 PST 42528 PST 34882 BASHEER, MOHAMMED PST 42749 Horizon Retail, L.L.C. PST 42613 PST 42498 PST 41932 AASIF Corporation PST 42480 A R ENTERPRISES, INC. PST 42554 PST 42673 PST 42503 OH, JEE SUNG PST 42715 Hays-Porter Oil Co. LLC PST 42253 PST 42479 PST 42570 New Mart Corporation PST 42280 Coastal Investment Group, LLC PST 42414 PST 42573 PST 42497 KOTRIWALLA L L C PST 42553 BELL, LUNA PST 41983 Walia Ventures Inc 2011-1096-PST-E HARRIS 4/21/2012 $2,500 PST 42468 Walnut Hill I-35 Enterprises, L.L.C. 2011-1391-PST-E DALLAS 4/23/2012 $16,200 PST 40940 Joe Westmoreland 2011-0025-PST-E HENDERSON 4/28/2012 $2,625 PST 39972 RATLIFF, EDWARD 2010-1087-PST-E MONTAGUE 5/11/2012 PST 42680 Neutze Properties, Ltd. 2011-1827-PST-E VAL VERDE PST 42430 Addison Enterprises Inc. 2011-1579-PST-E HARRIS PST 42351 DJ GROUP, LLC PST 41905 S.S.G. Fuel Service, Inc. PST 42225 PST 42050 PST 42808 Beniks Corporation PST 41851 Sam's East, Inc. PST 42147 Bushra Corporation PST 42470 THEODOSIOU, JOHN PST 42452 Blinn College PST 41954 SKSB Corporation Page 21 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1632-PST-E TARRANT 5/12/2012 $3,500 $700 $2,800 $0 2011-1574-PST-E HARRIS 5/12/2012 $2,550 $510 $2,040 $0 E.Z. Good Inc. 2011-1690-PST-E HARRIS 5/12/2012 $2,629 $525 $2,104 $0 Jatin Enterprises, Inc. 2011-1908-PST-E HARRIS 5/12/2012 $5,027 $1,005 $4,022 $0 2011-1578-PST-E VAN ZANDT 5/12/2012 $4,500 $900 $3,600 $0 2011-1439-PST-E HARRIS 5/12/2012 $4,000 $800 $3,200 $0 Petropark Fuel & Food Inc. 2011-0372-PST-E HARRIS 5/12/2012 $4,500 $900 $3,600 $0 WE-2 Enterprises, Inc. 2011-1661-PST-E HARRIS 5/12/2012 $2,600 $520 $2,080 $0 2011-1075-PST-E HARRIS 5/12/2012 $4,629 $925 $3,704 $0 2011-1698-PST-E HARRIS 5/12/2012 $4,738 $947 $1,896 $1,895 2011-0298-PST-E HARRIS 5/13/2012 $4,550 $0 $4,550 $0 2011-1374-PST-E LAMAR 5/13/2012 $2,629 $0 $2,629 $0 2011-1206-PST-E LA SALLE 5/13/2012 $5,250 $0 $5,250 $0 2011-1275-PST-E HARRIS 5/16/2012 $6,000 $0 $6,000 $0 KAUFMAN 5/16/2012 $8,064 $0 $8,064 $0 ROCKWALL 5/24/2012 $2,005 $401 $1,604 $0 2011-1995-PST-E LA SALLE 5/24/2012 $5,250 $1,050 $4,200 $0 2011-1822-PST-E DALLAS 5/24/2012 $2,550 $510 $2,040 $0 BRAZOS 5/24/2012 $4,500 $900 $3,600 $0 NACOGDOCHES 5/24/2012 $2,379 $475 $1,904 $0 2011-1800-PST-E DALLAS 5/24/2012 $2,750 $550 $2,200 $0 2011-2056-PST-E BAYLOR 5/24/2012 $2,504 $500 $2,004 $0 Munir Armad Munawar 2011-1981-PST-E SAN PATRICIO 5/24/2012 $900 $180 $720 $0 City of Garland 2011-1601-PST-E DALLAS 5/24/2012 $4,875 $975 $0 $3,900 42889 HO, DUC HAN 2011-2032-PST-E HARRIS 5/24/2012 $1,975 $395 $1,580 $0 42980 Sewell Village Cadillac Company, INC. 2011-2123-PST-E DALLAS 5/24/2012 $1,875 $375 $1,500 $0 PST 42543 Central Transport, LLC 2011-1723-PST-E DALLAS 5/24/2012 $5,201 $1,040 $4,161 $0 PST 42632 PATEL, MOHAMMED NASEEM 2011-1812-PST-E TARRANT 5/24/2012 $1,625 $325 $1,300 $0 PST 42555 KASHMIR ROAD LINES LLC 2011-1686-PST-E HARRIS 5/24/2012 $5,200 $1,040 $4,160 $0 PST 42961 Sewell Village Cadillac Company, INC. 2011-2128-PST-E DALLAS 5/24/2012 $1,875 $375 $1,500 $0 PST 42937 Neutze Properties, Ltd. 2011-2084-PST-E UVALDE 5/24/2012 $2,500 $500 $2,000 $0 PST 42852 Wagnon Family, L.P. 2011-1987-PST-E LAMAR 5/24/2012 $2,004 $400 $1,604 $0 PST 42551 Colo4, LLC 2011-1771-PST-E DALLAS 5/24/2012 $2,377 $475 $1,902 $0 PST 42910 Jimmie Hahn Partnership, Ltd. 2011-2051-PST-E WASHINGTON 5/24/2012 $1,875 $375 $1,500 $0 PST 42648 PAVANPUTRA HANUMAN INC 2011-1804-PST-E NACOGDOCHES 5/24/2012 $3,500 $700 $2,800 $0 PST 42897 Sevtex, Inc. 2011-2035-PST-E BRAZOS 5/24/2012 $2,250 $450 $1,800 $0 PST 42835 Burns, Jamie 2011-1972-PST-E LUBBOCK 5/24/2012 $2,500 $500 $2,000 $0 PST 42577 TRUONG, PHAT 2011-1703-PST-E JEFFERSON 5/24/2012 $970 $194 $776 $0 PST 42495 D.N.D. Corporation PST 42441 CREEKBEND RETAILERS, LLC PST 42550 PST 42760 PST 42431 JAI SHREE OM CORPORATION PST 42296 REEYAN BUSINESS, INC. PST 41283 PST 42524 PST 41969 West Chimney Enterprises, Inc. PST 42556 BFI Waste Services of Texas, LP PST 41180 Laporte Industries, L.L.C. PST 42229 B. K. Trading, Inc. PST 42085 RODRIGUEZ, GUADALUPE PST 42129 KHAWAJA, ATA UR RAHMAN PST 42198 RH Terrell Management, LLC 2011-1338-PST-E PST 42790 Eagle Kim Inc. 2011-1938-PST-E PST 42858 GK Mart Fuel Investments, LLC * PST 42674 U.S. Empire Enterprises Inc. PST 42652 Kolkhorst Petroleum Company 2011-1810-PST-E PST 42868 HENG, MONICA 2011-2058-PST-E PST 42650 MARTY MECHANICAL, INC. PST 42904 Davis and Wardlaw Oil Co., Inc. PST 42840 PST 42472 PST PST Page 22 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-2059-PST-E FREESTONE 5/24/2012 $5,000 $1,000 $4,000 $0 2011-2018-PST-E BRAZOS 5/24/2012 $1,875 $375 $1,500 $0 HARRIS 5/24/2012 $2,250 $450 $1,800 $0 NACOGDOCHES 5/24/2012 $2,629 $525 $2,104 $0 2011-2001-PST-E GILLESPIE 5/24/2012 $2,005 $401 $1,604 $0 2011-1861-PST-E ECTOR 5/24/2012 $1,129 $225 $904 $0 SUSANNE'S CORPORATION 2011-2052-PST-E DALLAS 5/24/2012 $975 $195 $780 $0 Tristar Convenience Stores, Inc. 2011-1752-PST-E HARRIS 5/24/2012 $2,550 $510 $2,040 $0 2011-1979-PST-E HARRIS 5/25/2012 $4,673 $0 $4,673 $0 2011-1623-PST-E HARRIS 5/25/2012 $12,527 $2,505 $10,022 $0 2011-1815-PST-E DALLAS 5/25/2012 $8,679 $1,735 $6,944 $0 2011-2266-PST-E GALVESTON 6/7/2012 $2,163 $432 $1,731 $0 2011-1922-PST-E DALLAS 6/7/2012 $5,649 $1,129 $4,520 $0 2011-1593-PST-E HARRIS 6/7/2012 $6,822 $1,364 $5,458 $0 Harris County 2011-1803-PST-E HARRIS 6/7/2012 $3,400 $680 $0 $2,720 Traversari USA LLC 2011-2027-PST-E HARRIS 6/7/2012 $2,557 $511 $2,046 $0 2011-2325-PST-E DALLAS 6/7/2012 $1,925 $385 $1,540 $0 2011-1956-PST-E NEWTON 6/7/2012 $1,875 $375 $1,500 $0 2011-1998-PST-E HARRIS 6/7/2012 $4,600 $920 $3,680 $0 2011-1334-PST-E WILLIAMSON 6/7/2012 $2,379 $475 $952 $952 2011-1470-PST-E HARRIS 6/7/2012 $3,500 $700 $2,800 $0 2011-2143-PST-E DALLAS 6/7/2012 $5,870 $1,174 $4,696 $0 ELLIS 6/7/2012 $1,125 $225 $900 $0 DALLAS 6/7/2012 $4,129 $825 $3,304 $0 2011-2049-PST-E HARRIS 6/7/2012 $1,975 $395 $1,580 $0 2011-1882-PST-E HARRIS 6/7/2012 $3,570 $714 $2,856 $0 GREGG 6/7/2012 $3,627 $725 $2,902 $0 HARRIS 6/7/2012 $6,861 $1,372 $5,489 $0 2011-2286-PST-E ELLIS 6/7/2012 $1,875 $375 $1,500 $0 2011-2136-PST-E HENDERSON 6/7/2012 $2,500 $500 $2,000 $0 WISE 6/7/2012 $2,004 $400 $1,604 $0 FORT BEND 6/7/2012 $5,100 $1,020 $4,080 $0 2011-1952-PST-E DALLAS 6/7/2012 $5,545 $1,109 $4,436 $0 2011-2241-PST-E KAUFMAN 6/7/2012 $1,875 $375 $1,500 $0 Hamilton Holdings, L.P. 2011-2186-PST-E LUBBOCK 6/7/2012 $2,500 $500 $2,000 $0 Ennis ISD 2011-2275-PST-E ELLIS 6/7/2012 $2,250 $450 $1,800 $0 2011-1962-PST-E HARRIS 6/7/2012 $5,200 $1,040 $4,160 $0 2011-0943-PST-E LEE 6/7/2012 $2,250 $450 $1,800 $0 PST 42692 CAPPS, BARRY PST 42881 ZRZ Corporation PST 42793 KANG, YOUNG SOO 2011-1937-PST-E PST 42753 Sunshine Food Mart, Inc. 2011-1896-PST-E PST 42853 DAUNA'S, LLC PST 42712 N-N-Out Convenience Store PST 42909 PST 42611 PST 42845 KHAWAJA, ATA UR RAHMAN PST 42444 WBZ LLC * PST 42670 TAWAKUL INVESTMENTS INC PST 43108 Thomas N Harrison PST 42776 Phal & Muy, Inc. PST 42455 Shaku Brothers Inc. PST 42649 PST 42887 PST 43170 Car Spa, Inc. dba Car Spa Car Wash PST 42822 Newton ISD PST 42863 S & L Services, Inc. PST 42210 Austin Mac Haik Ford Lincoln LTD PST 42295 M & F, Inc. PST 42982 TRAN, JENNY PST 43011 S N S GROUP INC. 2011-2152-PST-E PST 43043 United Site Services of Texas, Inc. 2011-2182-PST-E PST 42914 New Star Investments, Inc. PST 42721 CHU-DINH CORPORATION PST 43015 GN Inc. 2011-2165-PST-E PST 43054 HEB Grocery Company, LP 2011-2205-PST-E PST 43124 ENNIS S & D LLC PST 42983 Athens Independent School District PST 43090 SS & SY Investments, Inc. 2011-2239-PST-E PST 43201 U.S. Mart, Inc. 2011-2367-PST-E PST 42819 R & R Suleiman LLC PST 43084 NIAKAN, HAMID * PST 43034 PST 43118 PST 42825 U.S. Mart, Inc. PST 41835 MURAS, MARION Page 23 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-2222-PST-E DALLAS 6/7/2012 $4,500 $900 $3,600 $0 2011-1834-PST-E HARRIS 6/7/2012 $2,679 $535 $2,144 $0 ASM Gasha Inc 2011-1961-PST-E DALLAS 6/7/2012 $5,029 $1,005 $4,024 $0 TEXAS BLUE STAR ENTERPRISES INC. 2011-1988-PST-E HARRIS 6/7/2012 $2,425 $485 $1,940 $0 2012-0075-PST-E HENDERSON 6/7/2012 $2,250 $450 $1,800 $0 2011-2173-PST-E SAN PATRICIO 6/7/2012 $4,375 $875 $3,500 $0 Crown Enterprises, Inc. 2011-1912-PST-E HARRIS 6/7/2012 $2,500 $500 $2,000 $0 Terrill Petroleum Co., Inc. 2011-2181-PST-E SABINE 6/7/2012 $2,641 $528 $2,113 $0 2011-1722-PST-E HARRIS 6/7/2012 $2,250 $450 $1,800 $0 2011-1799-PST-E BRAZORIA 6/8/2012 $8,926 $1,785 $7,141 $0 Southwest Convenience Stores, LLC 2011-2012-PST-E WICHITA 6/8/2012 $11,000 $2,200 $8,800 $0 JAE'S ALL SEASONS MARKET, INC. 2011-1753-PST-E HARRIS 6/8/2012 $16,042 $3,208 $12,834 $0 2011-1619-PST-E TARRANT 6/8/2012 $21,850 $4,370 $17,480 $0 2011-1605-PST-E DALLAS 6/13/2012 $5,100 $0 $5,100 $0 Riverside Texas Enterprises, Inc. 2011-0977-PST-E TARRANT 6/13/2012 $6,600 $0 $6,600 $0 Waynette Pollock Brasuell 2011-1372-PST-E TYLER 6/14/2012 $3,850 $0 $3,850 $0 2011-0279-PST-E TARRANT 6/14/2012 $3,121 $0 $3,121 $0 2011-0573-PST-E HARRIS 6/14/2012 $3,325 $0 $3,325 $0 Paulette Hagle 2011-0465-PST-E HASKELL 6/14/2012 $6,000 $0 $6,000 $0 Gramsn Fuels, Inc. 2011-1186-PST-E DALLAS 6/14/2012 $2,500 $0 $2,500 $0 2011-0509-PST-E JEFFERSON 6/14/2012 $16,123 $0 $16,123 $0 2011-1047-PST-E TOM GREEN 6/14/2012 $11,338 $0 $11,338 $0 Alinas Estate, Inc. 2011-1435-PST-E DALLAS 6/14/2012 $2,250 $0 $2,250 $0 ANISA BUSINESS, LLC 2011-1853-PST-E HARRIS 6/15/2012 $2,550 $0 $2,550 $0 2011-1616-PST-E HARRIS 6/15/2012 $2,378 $0 $2,378 $0 2011-1627-PST-E HARRIS 6/15/2012 $2,550 $0 $2,550 $0 DALLAS 6/15/2012 $2,550 $0 $2,550 $0 NUECES 6/15/2012 $3,570 $0 $3,570 $0 2011-1797-PST-E DALLAS 6/15/2012 $2,765 $0 $2,765 $0 2011-1721-PST-E HARRIS 6/15/2012 $2,550 $0 $2,550 $0 MOUDRY, EDWIN 2011-0858-PST-E HARRIS 6/15/2012 $2,629 $0 $2,629 $0 SYDNI Inc. 2011-1848-PST-E HARRIS 6/15/2012 $5,000 $0 $5,000 $0 2011-1534-PST-E HARRIS 6/15/2012 $950 $0 $950 $0 2011-1852-PST-E HARRIS 6/15/2012 $2,550 $0 $2,550 $0 HARRIS 6/15/2012 $2,269 $0 $2,269 $0 DALLAS 6/15/2012 $4,795 $0 $4,795 $0 2011-0598-PST-E HARRIS 6/15/2012 $3,044 $0 $3,044 $0 2011-0979-PST-E DALLAS 6/15/2012 $2,550 $0 $2,550 $0 PST 43079 Methodist Hospitals Of Dallas PST 42687 AARIN C-STORE INC PST 42821 PST 42847 PST 43271 Singh and Sunny Corporation PST 43022 ERDAGI, VEHBI PST 42766 PST 43045 PST 42580 Win-Mark Properties, Ltd PST 42663 GULKAS INC PST 42872 PST 42610 PST 42487 North Texas Convenience Stores, Inc. PST 42461 Jian Enterprises Inc. PST 41869 PST 42218 PST 41183 Anum Texas Corp PST 41472 Sharon Gorman Locher Rogers PST 41365 PST 42070 PST 41414 BUKHARI, NADIA PST 41939 Cervenka Enterprises, Inc. PST 42286 PST 42696 PST 42477 HO XLA, INC PST 42489 Richmond Mart, L.L.C. PST 42494 K.R. Andani Corporation 2011-1633-PST-E PST 42704 Lama Enterprises, Inc. 2011-1850-PST-E PST 42665 Mistry Enterprises Inc. PST 42583 Tristar Convenience Stores, Inc. PST 41748 PST 42700 PST 42399 DAYNA 100 INVESTMENTS, INC. PST 42701 Windwater Inc. PST 43039 Richmond Mart, L.L.C. 2011-2195-PST-E PST 42857 Ans Fina Business Enterprises Inc 2011-1996-PST-E PST 41505 NAJM, ADNAN PST 41866 LEE, SEOUNG WOO Page 24 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1000-PST-E HARRIS 6/15/2012 $3,098 $0 $3,098 $0 2011-0478-PST-E JOHNSON 6/15/2012 $2,500 $0 $2,500 $0 2011-1242-PST-E DALLAS 6/15/2012 $4,906 $0 $4,906 $0 2011-1107-PST-E TARRANT 6/15/2012 $3,250 $0 $3,250 $0 2011-1397-PST-E WILLIAMSON 6/15/2012 $3,104 $0 $3,104 $0 2011-1697-PST-E MONTGOMERY 6/15/2012 $1,875 $0 $1,875 $0 RAINEY, BENTON 2011-1363-PST-E DELTA 6/15/2012 $2,629 $0 $2,629 $0 Quick Al, Inc. 2011-1735-PST-E WISE 6/15/2012 $2,550 $0 $1,275 $1,275 42998 DOOST LLC 2011-2167-PST-E DALLAS 6/17/2012 $2,550 $510 $2,040 $0 42862 ISS Groups Inc. 2011-1999-PST-E HARDIN 6/17/2012 $3,353 $670 $2,683 $0 PST 42977 S.K. Teng Corp. 2011-2125-PST-E NACOGDOCHES 6/17/2012 $5,529 $1,105 $4,424 $0 PST 43139 Pyramid Land Development Company 2011-2304-PST-E FREESTONE 6/17/2012 $2,250 $450 $1,800 $0 PST 42765 DCJR Enterprises, Inc. 2011-1914-PST-E SAN PATRICIO 6/17/2012 $4,000 $800 $1,600 $1,600 PST 42327 Javeria Enterprises Inc 2011-1475-PST-E HARRIS 6/17/2012 $3,100 $620 $2,480 $0 PST 43058 Shy Investment, Inc. 2011-2209-PST-E NUECES 6/17/2012 $3,000 $600 $2,400 $0 PST 43014 Stream Realty Partners LP 2011-2179-PST-E DALLAS 6/17/2012 $4,409 $881 $3,528 $0 PST 43075 NGUYEN, MINDY HUYNH 2011-2223-PST-E HARRIS 6/17/2012 $2,679 $535 $2,144 $0 PST 43138 Husam Enterprises Inc 2011-2295-PST-E HARRIS 6/17/2012 $5,100 $1,020 $4,080 $0 PST 43019 Planters Grain Cooperative of Odem, Texas 2011-2170-PST-E SAN PATRICIO 6/17/2012 $1,125 $225 $900 $0 PST 43135 Southwest Convenience Stores, LLC 2011-2298-PST-E ECTOR 6/17/2012 $1,375 $275 $1,100 $0 PST 42903 JUMA, KARIM 2011-2057-PST-E WICHITA 6/17/2012 $5,129 $1,025 $4,104 $0 PST 42842 SHREE HARIOM CORPORATION 2011-1980-PST-E BANDERA 6/17/2012 $4,092 $818 $3,274 $0 PST 43187 LAM, TIMMY J * 2011-2348-PST-E KAUFMAN 6/17/2012 $2,005 $401 $1,604 $0 PST 42985 ESSA INC 2011-2137-PST-E HARRIS 6/17/2012 $3,545 $709 $2,836 $0 PST 42997 MUSLEH, HANNA 2011-2156-PST-E HARRIS 6/17/2012 $2,055 $411 $1,644 $0 PST 43356 Z & S Corporation 2012-0169-PST-E VAN ZANDT 6/17/2012 $2,379 $475 $1,904 $0 PST 42952 Rains Independent School District 2011-2109-PST-E RAINS 6/17/2012 $6,600 $1,320 $5,280 $0 PST 43208 WEST HOUSTON INFINITI, LTD. 2012-0008-PST-E HARRIS 6/17/2012 $2,500 $500 $2,000 $0 PST 42323 Pala Inc 2011-1481-PST-E HARRIS 6/17/2012 $4,600 $920 $3,680 $0 PST 43197 Pottsboro Independent School District 2011-2364-PST-E GRAYSON 6/17/2012 $2,500 $500 $2,000 $0 PST 42213 Zaydan Corporation, Inc. 2011-1359-PST-E LLANO 6/17/2012 $6,129 $1,225 $4,904 $0 PST 43253 Caruthers Oil Co., Inc. 2012-0051-PST-E WISE 6/17/2012 $2,500 $500 $2,000 $0 PST 42818 NGUYEN, THANH K 2011-1964-PST-E DALLAS 6/17/2012 $1,875 $375 $1,500 $0 PST 42820 Amindus Service, LLC 2011-1957-PST-E HARRIS 6/17/2012 $1,754 $350 $1,404 $0 PST 43052 BK Golden Silver, Inc. 2011-2219-PST-E HENDERSON 6/17/2012 $2,387 $477 $1,910 $0 PST 43306 Charles Busbey 2012-0120-PST-E GRAYSON 6/17/2012 $2,004 $400 $1,604 $0 PST 42984 Athens Twin Ventures, Inc. 2011-2138-PST-E HENDERSON 6/17/2012 $5,126 $1,025 $4,101 $0 PST 42955 Susser Petroleum Company LLC 2011-2106-PST-E BEXAR 6/17/2012 $5,000 $1,000 $4,000 $0 PST 41884 Universal Enterprises, Inc. PST 41381 Longhorn Horizon, Inc. PST 42106 5 Star Diamond, LLC PST 41978 Two Pillars Investments, Inc PST 42251 WILLHITE, TREVOR J PST 42557 Dawani Business, Inc. * PST 42220 PST 42527 PST PST Page 25 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-2154-PST-E DALLAS 6/17/2012 $2,625 $525 $2,100 $0 2011-1305-PST-E HARRIS 6/17/2012 $5,200 $1,040 $4,160 $0 Campbell Oil Co. 2011-1826-PST-E *MULTIPLE 6/17/2012 $5,129 $1,025 $4,104 $0 BROWN, DONNIE R 2011-2111-PST-E HARRIS 6/17/2012 $2,550 $510 $2,040 $0 2012-0078-PST-E ROCKWALL 6/17/2012 $2,379 $475 $1,904 $0 2011-1720-PST-E HARRIS 6/17/2012 $4,829 $965 $3,864 $0 GWD Operating, LTD. 2011-1634-PST-E DALLAS 6/17/2012 $2,550 $510 $2,040 $0 CRYSTAL INTERNATIONAL, INC. 2011-2045-PST-E DALLAS 6/17/2012 $4,485 $897 $3,588 $0 2011-2054-PST-E BRAZOS 6/17/2012 $3,500 $700 $2,800 $0 2011-1936-PST-E ECTOR 6/17/2012 $7,359 $1,471 $5,888 $0 HARRIS 6/22/2012 $10,964 $2,192 $8,772 $0 DALLAS 6/22/2012 $8,750 $1,750 $7,000 $0 2011-1604-PST-E MCLENNAN 6/27/2012 $4,830 $0 $4,830 $0 2011-1025-PST-E LEE 6/28/2012 $2,500 $0 $2,500 $0 2011-1086-PST-E LLANO 6/28/2012 $11,349 $0 $11,349 $0 2011-0598-PST-E HARRIS 6/28/2012 $3,669 $0 $3,669 $0 2011-1538-PST-E HARRIS 6/28/2012 $6,750 $0 $6,750 $0 2011-1232-PST-E HARRIS 6/28/2012 $7,328 $0 $7,328 $0 NGUYEN, THONG VAN 2011-0835-PST-E TARRANT 6/28/2012 $12,081 $0 $12,081 $0 Rusche Oil Co., Inc. 2011-1436-PST-E LLANO 6/28/2012 $15,956 $0 $15,956 $0 2011-1199-PST-E COLLIN 6/28/2012 $16,511 $0 $16,511 $0 2011-2307-PST-E ELLIS 7/6/2012 $8,772 $1,754 $7,018 $0 Takhar & Son, L.L.C. 2011-0875-PST-E GRAYSON 7/6/2012 $12,012 $2,402 $9,610 $0 Kirk Sheet Metal Company, Inc. 2011-2135-PST-E DALLAS 7/6/2012 $14,981 $2,996 $11,985 $0 2012-0074-PST-E DALLAS 7/6/2012 $7,658 $1,531 $6,127 $0 2011-2291-PST-E FANNIN 7/8/2012 $2,500 $500 $2,000 $0 2011-1933-PST-E HARRIS 7/8/2012 $6,300 $1,260 $5,040 $0 2012-0242-PST-E DALLAS 7/8/2012 $2,250 $450 $1,800 $0 2012-0103-PST-E KAUFMAN 7/8/2012 $2,635 $527 $2,108 $0 2011-2185-PST-E ELLIS 7/8/2012 $3,880 $776 $3,104 $0 Wm. G. Johnson Oil Co. 2011-2196-PST-E HENDERSON 7/8/2012 $6,504 $1,300 $5,204 $0 Frank M. Martinez 2011-2193-PST-E MAVERICK 7/8/2012 $1,875 $375 $1,500 $0 2011-2279-PST-E HENDERSON 7/8/2012 $3,885 $777 $3,108 $0 2011-2303-PST-E HARRIS 7/8/2012 $2,350 $470 $1,880 $0 DALLAS 7/8/2012 $6,123 $1,224 $4,899 $0 EL PASO 7/8/2012 $3,342 $668 $2,674 $0 2011-2164-PST-E ELLIS 7/8/2012 $1,875 $375 $1,500 $0 2011-2324-PST-E FREESTONE 7/8/2012 $2,004 $400 $1,604 $0 PST 43003 Racetrac Petroleum, Inc. PST 42155 Star Serve, Inc. PST 42683 PST 42943 PST 43264 SPBK National Inc PST 42586 Eko Group, Inc. PST 42493 PST 42899 PST 42907 Boonville Food Mart, LLC PST 42796 United Petroleum Transports, Inc. PST 42871 Tristar Convenience Stores, Inc. 2011-2013-PST-E PST 42703 Ann, Inc. 2011-1851-PST-E PST 42463 VIRANI, ZOHRA PST 41908 VENZON, STEPHEN A PST 41975 MISHA ENTERPRISES INC. PST 41505 NAJM, ECATERINA PST 42409 Sahas Business, Inc. PST 42099 KR MINA INC PST 41731 PST 42287 PST 42078 CJY Investments, L.L.C. PST 43150 S ALWADI , INC. PST 41765 PST 42827 PST 43272 Racetrac Petroleum, Inc. PST 43128 Bonham ISD PST 42803 Market Truck Stop INC. PST 43409 Davis Motor Crane Service, Inc. PST 43300 SUNG, MICHAEL PST 43038 Zeena Corporation PST 43032 PST 43049 PST 43120 Shree-JI Corporation PST 43141 DIEP, SANG THANH PST 42757 BZ ENTERPRISES INC 2011-1906-PST-E PST 43081 FUEL DEPOT, LLC 2011-2243-PST-E PST 43017 Sand Inc. PST 43171 DANIEL, GILBERT A Page 26 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0014-PST-E HARRIS 7/8/2012 $2,300 $460 $1,840 $0 2011-2014-PST-E JEFFERSON 7/8/2012 $4,864 $972 $3,892 $0 2012-0096-PST-E HARRIS 7/8/2012 $3,733 $746 $2,987 $0 2011-2043-PST-E DALLAS 7/8/2012 $4,750 $950 $3,800 $0 2011-2029-PST-E BEXAR 7/8/2012 $3,750 $750 $3,000 $0 2011-2201-PST-E HARRIS 7/8/2012 $7,206 $1,441 $5,765 $0 DALLAS 7/8/2012 $4,013 $802 $3,211 $0 VAN ZANDT 7/8/2012 $3,638 $727 $2,911 $0 2012-0198-PST-E HARRIS 7/8/2012 $2,625 $525 $2,100 $0 2011-2108-PST-E BEXAR 7/8/2012 $5,000 $1,000 $4,000 $0 ELLIS 7/8/2012 $1,875 $375 $1,500 $0 FREESTONE 7/8/2012 $2,008 $401 $1,607 $0 2012-0107-PST-E JEFFERSON 7/8/2012 $6,163 $1,232 $4,931 $0 2011-2184-PST-E DALLAS 7/8/2012 $1,875 $375 $1,500 $0 BRAZOS 7/8/2012 $3,750 $750 $3,000 $0 FREESTONE 7/8/2012 $2,754 $550 $2,204 $0 2011-2312-PST-E DALLAS 7/8/2012 $5,100 $1,020 $4,080 $0 2011-2349-PST-E ORANGE 7/8/2012 $7,426 $1,485 $5,941 $0 KIM, SONG IL 2012-0197-PST-E HARRIS 7/8/2012 $3,342 $668 $2,674 $0 Federal Express Corporation 2012-0290-PST-E HARRIS 7/8/2012 $3,342 $668 $2,674 $0 2011-2211-PST-E ELLIS 7/8/2012 $2,942 $588 $2,354 $0 2011-2297-PST-E ORANGE 7/8/2012 $2,923 $584 $2,339 $0 EL PASO 7/8/2012 $3,416 $683 $2,733 $0 JOHNSON 7/15/2012 $5,129 $0 $5,129 $0 2011-2183-PST-E HENDERSON 7/15/2012 $2,004 $400 $1,604 $0 2011-2236-PST-E DALLAS 7/15/2012 $2,766 $553 $2,213 $0 ANA Holdings, LLC 2011-2350-PST-E HENDERSON 7/15/2012 $2,500 $500 $2,000 $0 PARKS, BEN B 2011-1706-PST-E EL PASO 7/15/2012 $13,668 $0 $13,668 $0 2011-1429-PST-E HARRIS 7/15/2012 $2,250 $450 $1,800 $0 2012-0319-PST-E ARANSAS 7/15/2012 $2,635 $527 $2,108 $0 M.A.A.R. ENTERPRISES LLC 2011-2166-PST-E HENDERSON 7/15/2012 $6,219 $1,243 $4,976 $0 Luis Suarez 2012-0095-PST-E ECTOR 7/15/2012 $2,625 $525 $2,100 $0 2012-0268-PST-E WICHITA 7/15/2012 $2,250 $450 $1,800 $0 2011-1371-PST-E LA SALLE 7/15/2012 $8,925 $0 $8,925 $0 2012-0037-PST-E LAMAR 7/15/2012 $5,150 $1,030 $4,120 $0 2012-0230-PST-E WILLIAMSON 7/15/2012 $2,500 $500 $2,000 $0 2011-0849-PST-E HARRIS 7/15/2012 $2,550 $510 $2,040 $0 2011-2323-PST-E HENDERSON 7/15/2012 $2,629 $525 $2,104 $0 PST 43213 Shaan Group, Inc. PST 42877 GOOD LUCK EXXON INC PST 43291 Metro National Corporation PST 42902 Nita Corporation PST 42886 Susser Petroleum Company LLC PST 43047 Hong & Taft, Inc. PST 43179 CJ CHARLES DEVELOPMENT INC 2012-0010-PST-E PST 43223 Bisma-Zaeem, Inc. 2012-0012-PST-E PST 43390 Susser Petroleum Company LLC PST 42953 Susser Petroleum Company LLC PST 43328 City of Ennis 2012-0156-PST-E PST 43305 Tim Cooper Farm Enterprises, L.P. 2012-0121-PST-E PST 43295 KARAM Z ENTERPRISES INC. PST 43041 Commercial Metals Company PST 42930 NATHAN INVESTMENTS LLC 2011-2074-PST-E PST 43441 Bond Enterprises, Inc. dba Bond's First Stop 2012-0255-PST-E PST 43152 COTTURA INC PST 43186 M & S BROTHERS, INC. PST 43391 PST 43467 PST 43020 ASA MANAGEMENT, INC. PST 43136 MERINO, EUFROCINA PST 42975 FUEL DEPOT, LLC 2011-2127-PST-E PST 41704 Aziz Enterprises, LLC 2011-0817-PST-E PST 43042 David Maddox PST 43095 Baylor Health Care System PST 43182 PST 42560 PST 42282 Allied Trading Corporation dba A & Q Chevron Food Mart PST 43504 SHARDA CONVENIENCE STORE, INC. PST 43000 PST 43293 PST 43460 Haider Corporation PST 42217 RUIZ, OSCAR PST 43239 SESSUMS, BRADLEY PST 43414 NAGI, VINOD PST 41736 Shahzab & Sara, Inc. PST 43166 Shakil Enterprises Inc. Page 27 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0207-PST-E NUECES 7/15/2012 $3,000 $600 $2,400 $0 2011-2310-PST-E ELLIS 7/15/2012 $3,125 $625 $2,500 $0 HARRIS 7/15/2012 $4,354 $870 $3,484 $0 TARRANT 7/15/2012 $750 $150 $600 $0 2012-0201-PST-E ELLIS 7/15/2012 $2,500 $500 $2,000 $0 2012-0091-PST-E HOPKINS 7/15/2012 $1,875 $375 $1,500 $0 2012-0233-PST-E LAMAR 7/15/2012 $3,500 $700 $2,800 $0 2011-1868-PST-E HARRIS 7/15/2012 $5,147 $1,029 $4,118 $0 2011-2340-PST-E KAUFMAN 7/15/2012 $1,875 $375 $1,500 $0 2011-2225-PST-E NUECES 7/15/2012 $5,000 $1,000 $4,000 $0 7/25/2012 $3,175 $0 $3,175 $0 7/26/2012 $10,695 $0 $10,695 $0 7/26/2012 $75,100 $0 $75,100 $0 7/26/2012 $2,100 $0 $2,100 $0 HARRIS 7/27/2012 $5,100 $0 $5,100 $0 NACOGDOCHES 7/27/2012 $3,000 $0 $3,000 $0 2010-0554-PST-E DALLAS 7/27/2012 $2,625 $0 $2,625 $0 2011-1969-PST-E HARRIS 7/27/2012 $3,699 $0 $3,699 $0 2011-2126-PST-E HARRIS 8/2/2012 $9,000 $1,800 $7,200 $0 2011-0211-MLM-E ORANGE 8/2/2012 $51,456 $0 $51,456 $0 2011-2296-PST-E HARRIS 8/2/2012 $11,548 $2,309 $9,239 $0 2011-1857-PST-E NUECES 8/2/2012 $7,576 $1,515 $6,061 $0 ASB Enterprises, Inc. 2011-2130-PST-E JEFFERSON 8/2/2012 $18,213 $3,642 $14,571 $0 Lake Texoma Highport, L.L.C. 2012-0058-PST-E GRAYSON 8/2/2012 $14,192 $2,838 $11,354 $0 2011-1978-PST-E TARRANT 8/2/2012 $21,441 $4,287 $17,154 $0 2011-0749-PST-E HARRIS 8/2/2012 $3,850 $3,850 $0 $0 Briargrove, LLC 2011-0881-PST-E HARRIS 8/2/2012 $10,449 $2,089 $8,360 $0 Centerville Independent School District 2012-0511-PST-E LEON 8/5/2012 $2,500 $500 $2,000 $0 2011-0467-PST-E GRAYSON 8/5/2012 $3,750 $750 $3,000 $0 2012-0090-PST-E HOPKINS 8/5/2012 $3,880 $776 $3,104 $0 2011-1277-PST-E HUNT 8/5/2012 $2,250 $450 $1,800 $0 2012-0199-PST-E FORT BEND 8/5/2012 $1,000 $200 $800 $0 2011-1539-PST-E GRIMES 8/5/2012 $2,004 $400 $1,604 $0 2012-0505-PST-E HARRIS 8/5/2012 $2,000 $400 $1,600 $0 Mexia Independent School District 2012-0296-PST-E LIMESTONE 8/5/2012 $2,000 $400 $1,600 $0 Dallas County Schools 2012-0392-PST-E DALLAS 8/5/2012 $2,500 $500 $2,000 $0 2012-0349-PST-E JEFFERSON 8/5/2012 $3,547 $709 $2,838 $0 2011-2361-PST-E HARRIS 8/5/2012 $5,500 $1,100 $4,400 $0 PST 43400 Nueces Electric Cooperative, Inc. PST 43154 B & F and Sons, LLC PST 43092 Leo Business, Inc. 2011-2238-PST-E PST 42256 Sahand, Inc. 2011-1400-PST-E PST 43387 Ellis County PST 43284 JONES, JACKIE S PST 43408 HEM, SOPHORN PST 42728 Mehtab Enterprise, LLC PST 43185 SWAMI SHREEHARI LLC PST 43067 Oil Patch Petroleum, Inc. PST 42156 Beechnut Food Stores, Inc. 2011-1296-PST-E HARRIS PST 42622 ALIKE INC. 2011-1767-PST-E DALLAS PST 42426 Sharp Investments, Inc. 2011-1558-PST-E HARRIS PST 42302 SAO LIM CORPORATION 2011-1449-PST-E DALLAS PST 42789 TEXAS BLUE STAR ENTERPRISES INC. 2011-1939-PST-E PST 42968 NIMMA, SABITHA 2011-2132-PST-E PST 39474 DURHAM, GARY C PST 42829 Alief Petroleum, LP PST 42976 CLAY BUSINESS INC PST 41119 Husnain AFTAB Enterprises, Inc. PST 43137 Reed Shell Inc. PST 42706 Bay Area Healthcare Group, Ltd. PST 42981 PST 43260 PST 42846 INS Emerald, L.L.C. PST 41646 Greenpawn Properties, L.P. PST 41767 PST 43541 PST 41372 ARG Partners, Ltd. PST 43286 GSC Enterprises, Inc. PST 42131 MAKARA ENTERPRISE LP PST 43389 Fort Bend Independent School District PST 42411 Al-Royal Inc. PST 43685 Aneeka & Safeer, Inc. PST 43481 PST 43567 PST 43530 TT & C LLC PST 43195 SKY 2 C, INC. Page 28 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0797-PST-E TARRANT 8/5/2012 $875 $0 $875 $0 2011-2294-PST-E HARRIS 8/5/2012 $2,679 $535 $2,144 $0 ELLIS 8/5/2012 $2,500 $500 $2,000 $0 HARRIS 8/5/2012 $7,350 $1,470 $5,880 $0 2011-2301-PST-E LAMAR 8/5/2012 $6,129 $1,225 $4,904 $0 2012-0226-PST-E LIMESTONE 8/5/2012 $2,250 $450 $1,800 $0 DALLAS 8/5/2012 $2,016 $403 $1,613 $0 KENDALL 8/5/2012 $2,250 $450 $1,800 $0 2012-0416-PST-E OLDHAM 8/5/2012 $2,054 $410 $1,644 $0 2012-0104-PST-E KAUFMAN 8/5/2012 $2,250 $450 $1,800 $0 2012-0115-PST-E KAUFMAN 8/5/2012 $3,500 $700 $2,800 $0 2011-1718-PST-E CALDWELL 8/5/2012 $1,875 $375 $1,500 $0 2011-2006-PST-E DALLAS 8/5/2012 $5,625 $1,125 $4,500 $0 2012-0193-PST-E HARRIS 8/5/2012 $2,550 $510 $2,040 $0 Naqib Enterprises, Inc. 2011-2068-PST-E HARRIS 8/5/2012 $6,120 $1,224 $4,896 $0 Hasina Inc. 2011-2104-PST-E HARRIS 8/5/2012 $1,625 $325 $1,300 $0 2011-2048-PST-E DALLAS 8/5/2012 $2,500 $500 $2,000 $0 2011-2284-PST-E SAN PATRICIO 8/5/2012 $1,754 $350 $1,404 $0 2011-2218-PST-E HARRIS 8/5/2012 $1,875 $375 $1,500 $0 2012-0219-PST-E DALLAS 8/5/2012 $1,875 $375 $1,500 $0 2012-0009-PST-E FREESTONE 8/5/2012 $3,875 $775 $3,100 $0 2012-0161-PST-E HARRIS 8/5/2012 $4,179 $835 $3,344 $0 HARRIS 8/5/2012 $2,554 $510 $2,044 $0 PST 43954 DANA, AMAL PST 43134 Samira, Inc. PST 43215 Victron Stores, L.P. 2012-0025-PST-E PST 41328 City of Pasadena 2011-0432-PST-E PST 43143 B. K. Trading, Inc. PST 43420 Rand Oil Co, LP PST 43527 Crete Carrier Corporation 2012-0352-PST-E PST 43395 Comfort Country Store, Inc. 2012-0205-PST-E PST 43611 KEVINS TEXAS QUICK STOP INC PST 43299 ALIS MARKET INC PST 43313 RASANA INC PST 42593 City of Lockhart PST 42691 MALLOY GROUP INC PST 43353 New Mart Corporation PST 42882 PST 42959 PST 42915 City of Dallas * PST 43126 ZAMAN, MUHAMMAD PST 43063 FAA HOUSTON TRACON DISTRICT 190 PST 43429 Corporation of the Presiding Bishop of the Church of Jesus Christ of Latter-day Saints PST 43180 DANIEL, GILBERT JR * PST 43349 Sahar Enterprises, Inc. PST 43028 EKN Corporation 2011-2256-PST-E PST 43449 Jiva Corporation Inc 2012-0262-PST-E HARRIS 8/5/2012 $1,975 $395 $1,580 $0 PST 43199 JAMES, DAVID T * 2011-2368-PST-E FREESTONE 8/5/2012 $3,881 $776 $3,105 $0 PST 43571 STOWE, MARK * 2012-0375-PST-E ANGELINA 8/5/2012 $1,876 $375 $1,501 $0 HARRIS 8/5/2012 $2,250 $450 $1,800 $0 PST 42342 Sira C-Store, Inc. 2011-1496-PST-E PST 43344 DV ENTERPRISES INC 2012-0158-PST-E ELLIS 8/5/2012 $3,885 $777 $3,108 $0 PST 43633 MANILA CORPORATION 2012-0430-PST-E HARRIS 8/5/2012 $4,500 $900 $3,600 $0 PST 43010 Jacinto Enterprises, Inc. 2011-2203-PST-E MAVERICK 8/5/2012 $2,180 $436 $1,744 $0 8/5/2012 $2,000 $400 $1,600 $0 PST 42745 ALIBHAI, BAHADURALI G 2011-1898-PST-E DALLAS PST 42534 City of Arlington 2011-1707-PST-E TARRANT 8/5/2012 $6,100 $1,220 $0 $4,880 PST 43265 Con-way Freight Inc. 2012-0077-PST-E DALLAS 8/5/2012 $2,625 $525 $2,100 $0 PST 43548 VST Enterprises Inc 2012-0372-PST-E DALLAS 8/5/2012 $1,300 $260 $1,040 $0 8/5/2012 $2,379 $475 $1,904 $0 PST 43153 Pioneer Food Mart Inc 2011-2311-PST-E VAN ZANDT PST 43319 Kea Investments, Inc. 2012-0129-PST-E HENDERSON 8/12/2012 $2,250 $450 $1,800 $0 PST 43463 Ruby Enterprises, Inc. 2012-0272-PST-E HARRIS 8/12/2012 $2,250 $450 $1,800 $0 Page 29 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0338-PST-E MONTAGUE 8/12/2012 $1,000 $200 $800 $0 2012-0671-PST-E CHEROKEE 8/12/2012 $2,250 $450 $1,800 $0 M & J One Stop LLC 2012-0390-PST-E TARRANT 8/12/2012 $6,112 $1,222 $4,890 $0 CLAYBOURN, STEPHEN CRAIG 2011-2328-PST-E JACK 8/12/2012 $5,626 $1,125 $4,501 $0 2012-0514-PST-E DALLAS 8/12/2012 $2,250 $450 $1,800 $0 2011-2255-PST-E BEXAR 8/12/2012 $2,500 $500 $2,000 $0 HARRIS 8/12/2012 $6,109 $1,221 $4,888 $0 DALLAS 8/12/2012 $1,999 $399 $1,600 $0 2012-0539-PST-E DALLAS 8/12/2012 $1,925 $385 $1,540 $0 2012-0031-PST-E GRAYSON 8/12/2012 $2,250 $450 $1,800 $0 2012-0538-PST-E HARDIN 8/12/2012 $5,560 $1,112 $4,448 $0 2012-0604-PST-E MAVERICK 8/12/2012 $2,379 $475 $1,904 $0 2012-0127-PST-E GALVESTON 8/12/2012 $5,306 $1,061 $4,245 $0 2012-0187-PST-E BEXAR 8/12/2012 $4,500 $900 $3,600 $0 HARRIS 8/12/2012 $2,250 $450 $1,800 $0 WHEELER 8/12/2012 $6,230 $1,246 $4,984 $0 2012-0432-PST-E GALVESTON 8/12/2012 $2,482 $496 $1,986 $0 2012-0592-PST-E HARRIS 8/12/2012 $2,000 $400 $1,600 $0 Aquatics, Inc. 2012-0546-PST-E DALLAS 8/12/2012 $4,413 $882 $3,531 $0 Huma Corporation 2012-0250-PST-E DALLAS 8/12/2012 $2,961 $592 $2,369 $0 2012-0208-PST-E HARRIS 8/12/2012 $6,660 $1,332 $5,328 $0 2012-0097-PST-E HARRIS 8/12/2012 $2,695 $539 $2,156 $0 ADJP, INC. 2012-0492-PST-E HARDIN 8/12/2012 $2,754 $550 $2,204 $0 LTHM Dallas - Operations, LLC 2012-0425-PST-E DALLAS 8/12/2012 $4,650 $930 $3,720 $0 2012-0200-PST-E LIMESTONE 8/12/2012 $2,380 $476 $1,904 $0 2011-2308-PST-E KAUFMAN 8/12/2012 $2,061 $412 $1,649 $0 H & K Beverage Corp. 2011-2207-PST-E DALLAS 8/17/2012 $20,105 $4,021 $16,084 $0 WESTOVER AND WESTOVER GROUP, LLC 2012-0119-PST-E DALLAS 8/17/2012 $15,971 $3,194 $12,777 $0 2011-2038-PST-E SABINE 8/17/2012 $12,714 $2,542 $10,172 $0 2011-1856-PST-E JEFFERSON 8/17/2012 $8,356 $1,670 $6,686 $0 2011-1870-PST-E HARRIS 8/17/2012 $11,715 $0 $11,715 $0 2011-2354-PST-E WILLIAMSON 8/17/2012 $8,895 $1,779 $7,116 $0 2011-0823-PST-E TARRANT 8/19/2012 $5,500 $0 $5,500 $0 2011-2245-PST-E DALLAS 8/19/2012 $5,100 $0 $5,100 $0 INS Emerald, L.L.C. 2011-1760-PST-E DALLAS 8/19/2012 $7,125 $0 $7,125 $0 YU, KUN WON 2011-1929-PST-E DALLAS 8/19/2012 $7,449 $0 $7,449 $0 2011-1757-PST-E DALLAS 8/19/2012 $5,624 $0 $5,624 $0 2011-1140-PST-E TARRANT 8/19/2012 $2,550 $0 $2,550 $0 PST 43524 DUVALL WILLIAM A PST 43834 AL-AQSA ENTERPRISES INC PST 43584 PST 43167 PST 43702 Southern Star Concrete, Inc. PST 43099 AKSONS ENTERPRISE INC PST 43564 ConocoPhillips Company 2012-0381-PST-E PST 43692 Duggan Industries, Inc. 2012-0619-PST-E PST 43725 S & T Food Mart Inc. PST 43241 UHS of Texoma, Inc. PST 43726 PEAVY, BILLY PST 43790 TORRES, JAVIER PST 43323 Imran Investments, Inc. PST 43379 Brothers Petroleum, Inc. PST 43445 Sunshine VN1, L.P. 2012-0259-PST-E PST 43009 HAGERMAN, NAOMI 2011-2153-PST-E PST 43623 Mike's Broadway, Inc. PST 43772 Southstar Enterprises, Inc. PST 43734 PST 43440 PST 43399 Aldine Independent School District PST 43072 JEET BUSINESS INC. PST 43687 PST 43639 PST 43388 United Corporation PST 43149 Cowboy Quick Stop Inc. PST 43029 PST 43307 PST 42878 ROCHA, RAY PST 42708 MC. D. C., Inc. PST 42716 JIND INTERESTS LLC PST 43177 F.T. Woods Construction Services, Inc. PST 41718 Zeam, Incorporated PST 43076 T & M Beer and Wine, Inc. PST 42603 PST 42768 PST 42604 Nas and S Corporation PST 42030 Hadi & Aga Store Management LLC Page 30 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1594-PST-E TARRANT 8/22/2012 $7,500 $0 $7,500 $0 2011-1869-PST-E MONTAGUE 8/22/2012 $9,987 $0 $9,987 $0 HARRIS 8/22/2012 $1,350 $0 $1,350 $0 DALLAS 8/22/2012 $2,629 $0 $2,629 $0 2012-0336-PST-E HUTCHINSON 8/26/2012 $2,380 $476 $1,904 $0 2012-0337-PST-E HARRIS 8/26/2012 $2,000 $400 $1,600 $0 HARRIS 8/26/2012 $2,004 $400 $1,604 $0 HANSFORD 8/26/2012 $2,383 $476 $1,907 $0 2012-0453-PST-E JEFFERSON 8/26/2012 $7,079 $1,415 $5,664 $0 2012-0063-PST-E HENDERSON 8/26/2012 $2,006 $401 $1,605 $0 2012-0241-PST-E HARRIS 8/26/2012 $2,538 $507 $2,031 $0 2012-0380-PST-E LIMESTONE 8/26/2012 $6,000 $1,200 $0 $4,800 HARRIS 8/26/2012 $2,629 $525 $2,104 $0 2012-0059-PST-E KAUFMAN 8/26/2012 $2,250 $450 $1,800 $0 SAJJAD, MOHAMMAD 2012-0177-PST-E JEFFERSON 8/26/2012 $7,176 $1,434 $5,742 $0 Harris County Hospital District 2012-0520-PST-E HARRIS 8/26/2012 $1,875 $375 $1,500 $0 2012-0261-PST-E DALLAS 8/26/2012 $5,740 $1,148 $4,592 $0 2011-1844-PST-E *MULTIPLE 8/26/2012 $4,370 $873 $3,497 $0 Rockwall Beverage Center, Inc. 2012-0558-PST-E DALLAS 8/26/2012 $4,475 $895 $3,580 $0 Sawani Enterprises, Inc. 2012-0532-PST-E HARRIS 8/26/2012 $1,755 $351 $1,404 $0 2012-0377-PST-E LEON 8/26/2012 $2,630 $526 $2,104 $0 2012-0130-PST-E DALLAS 8/26/2012 $4,520 $904 $3,616 $0 SUPERIOR USA CARWASH INC. 2012-0288-PST-E HARRIS 8/26/2012 $750 $150 $600 $0 Houston Country Club 2012-0725-PST-E HARRIS 8/26/2012 $2,625 $525 $2,100 $0 2012-0534-PST-E DALLAS 8/26/2012 $3,000 $600 $2,400 $0 2012-0529-PST-E ANDREWS 8/26/2012 $3,751 $750 $3,001 $0 2012-0360-PST-E DALLAS 8/26/2012 $2,017 $403 $1,614 $0 2012-0382-PST-E SAN JACINTO 8/27/2012 $8,879 $0 $8,879 $0 2012-0234-PST-E DALLAS 8/27/2012 $7,693 $1,538 $6,155 $0 2011-0978-PST-E HARRIS 8/27/2012 $30,780 $0 $30,780 $0 WICHITA 8/27/2012 $13,600 $0 $13,600 $0 TARRANT 8/27/2012 $8,000 $1,600 $6,400 $0 2010-1890-PST-E TARRANT 8/27/2012 $9,197 $5,597 $3,600 $0 2012-0385-PST-E SAN PATRICIO 8/27/2012 $11,000 $2,200 $8,800 $0 One Stop Food Stores, Inc. 2011-1370-PST-E DALLAS 8/27/2012 $11,237 $0 $11,237 $0 Town & Country Food Stores, Inc. 2011-0751-PST-E LAMB 8/27/2012 $8,750 $0 $8,750 $0 2012-0391-PST-E BRAZOS 8/27/2012 $8,329 $1,665 $6,664 $0 2011-1235-PST-E TARRANT 8/27/2012 $24,525 $0 $24,525 $0 PST 42456 Dania October LLC PST 42717 DES Corporation PST 41631 RASHID INC. 2011-0730-PST-E PST 41964 SM & LEE INC 2011-1076-PST-E PST 43523 NGUYEN, TRIEU MINH PST 43526 Phuquy Enterprises Inc PST 43181 J. D. Abrams, L. P. 2011-2344-PST-E PST 43832 MDM FARM SUPPLY & SERVICE, INC. 2012-0656-PST-E PST 43648 Rinzim Investments, Inc. PST 43233 Starline, Inc. PST 43431 Petroleum Wholesale, L.P. PST 43574 Limestone County PST 43355 YOUSEF, IMRAN 2012-0167-PST-E PST 43234 New A Malik, Inc. PST 43369 PST 43706 PST 43450 Hoodbro Enterprises, Inc. PST 42690 Centergas Fuels, Inc. PST 43743 PST 43715 PST 43579 PADGETT, HENRY L PST 43331 TMT, Inc. PST 43475 PST 43878 PST 43720 Majestic Fuel Supplies, LLC PST 43712 United Fuel & Energy Corporation PST 43552 Kincheloe Oil Company PST 43553 Yaa Ali Corporation PST 43392 Samrod Corporation PST 41868 Tristar Convenience Stores, Inc. PST 42816 SCOBEE, RANDY 2011-1958-PST-E PST 42888 City of Fort Worth 2011-2033-PST-E PST 40743 New Sarr Corporation PST 43582 Ash-Jen Properties, Inc. PST 42315 PST 41651 PST 43577 S A K GROCERY INC. PST 42096 PLANO SHELL INC Page 31 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-2023-PST-E COLLIN 8/27/2012 $39,573 $7,914 $31,659 $0 2011-2124-PST-E CHAMBERS 8/27/2012 $34,850 $6,970 $27,880 $0 BRAZOS 8/27/2012 $10,494 $2,098 $8,396 $0 WHARTON 8/27/2012 $8,006 $1,601 $6,405 $0 $570,847 $3,643,259 PST 42884 CELINA SHELL FOOD MART, INC PST 42978 Momentum Investment, Inc. PST 42737 SAANIYA & ARMAAN EXPRESS MART INC 2011-1900-PST-E PST 43644 NORAMI ENTERPRISES INC 2012-0447-PST-E 9/2/2011 $3,960 $0 $3,960 $0 $4,279,030 Subtotal for PST : 803 $64,924 PWS 34348 Evelyn Patricia Walker 2010-0901-PWS-E POLK PWS 40501 HUSTEAD, YETTA 2010-1633-PWS-E BRAZORIA 9/2/2011 $1,953 $0 $1,953 $0 PWS 41068 RV Express Amarillo, LLC 2011-0163-PWS-E POTTER 9/16/2011 $2,136 $0 $2,136 $0 PWS 40335 A Texas Blue Moon Corporation * 2010-1445-PWS-E TRAVIS 9/16/2011 $1,784 $0 $1,784 $0 9/16/2011 $660 $132 $528 $0 PWS 41411 Gulflander Partners Group, L.P. 2011-0505-PWS-E PWS 39920 RICHARD J DUDA 2010-1023-PWS-E KAUFMAN 9/16/2011 $3,542 $0 $3,542 $0 PWS 41340 BLAIR, RAY W 2011-0434-PWS-E DENTON 9/16/2011 $172 $0 $172 $0 PWS 40988 Leon Junction Water Supply Corporation 2011-0082-PWS-E CORYELL 9/16/2011 $1,288 $257 $1,031 $0 10/2/2011 $949 $189 $760 $0 PWS 41415 Cracker Barrel, Inc. 2011-0518-PWS-E VICTORIA PWS 39925 Weatherford Holdings, L.P. 2010-1103-PWS-E PARKER 10/2/2011 $7,667 $0 $7,667 $0 PWS 41427 Janie Riddle 2011-0536-PWS-E PARKER 10/2/2011 $3,098 $0 $3,098 $0 PWS 41272 Skidmore Water Supply Corporation 2011-0370-PWS-E BEE 10/2/2011 $1,280 $256 $1,024 $0 MOTLEY 10/2/2011 $275 $55 $220 $0 PWS 41529 City Of Roaring Springs 2011-0620-PWS-E PWS 40305 GILLOTT, DAVID T 2010-1418-PWS-E WISE 10/6/2011 $1,785 $0 $1,785 $0 PWS 40613 GENERAL SAMS OFF ROAD PARK, INC. 2010-1769-PWS-E WALKER 10/6/2011 $3,185 $0 $3,185 $0 PWS 41388 Pallet Companies, Inc. 2011-0488-PWS-E HARRIS 10/17/2011 $2,558 $0 $2,558 $0 10/17/2011 $2,628 $0 $2,628 $0 PWS 40775 Matt Boren * 2010-1954-PWS-E SHELBY PWS 38136 FULLER, VIRGINIA FRANKLIN 2009-1295-PWS-E LUBBOCK 10/17/2011 $2,799 $0 $2,799 $0 PWS 41566 Heart O' Texas Council of the Boy Scouts of America 2011-0651-PWS-E BELL 10/17/2011 $3,352 $0 $3,352 $0 PWS 41548 Clara Hills Civic Association 2011-0696-PWS-E BURLESON 10/17/2011 $422 $0 $422 $0 10/17/2011 $3,920 $0 $3,920 $0 PWS 40500 Savs Investments, Inc. 2010-1634-PWS-E BLANCO PWS 39951 Jaycee's Children Center, Inc. 2010-1070-PWS-E HARRIS 10/17/2011 $3,407 $0 $3,407 $0 PWS 37830 Mirando City Water Supply Corporation 2011-0318-PWS-E WEBB 10/17/2011 $4,389 $0 $4,389 $0 PWS 41421 OCP -Tres Rios LLC 2011-0535-PWS-E SOMERVELL 10/17/2011 $3,034 $0 $3,034 $0 10/22/2011 $3,077 $0 $3,077 $0 PWS 40797 BENITEZ, OSCAR 2010-1939-PWS-E FORT BEND PWS 39615 Lake Corpus Christi RV Park & Marina, L.L.C. 2010-0737-PWS-E LIVE OAK 10/22/2011 $1,681 $0 $1,681 $0 PWS 40355 5510 Acorn L.L.C. 2010-1471-PWS-E HARRIS 11/3/2011 $23,268 $0 $23,268 $0 PWS 40129 City of Scottsville 2010-1254-PWS-E HARRISON 11/3/2011 $4,372 $0 $4,372 $0 BREWSTER 11/3/2011 $7,270 $0 $0 $7,270 PWS 39336 City of Alpine 2010-0421-PWS-E PWS 41644 American Pioneer Investments, Inc. 2011-0763-PWS-E HARRIS 11/3/2011 $2,124 $424 $1,700 $0 PWS 41602 Copperas Cove MHC, LLC 2011-0694-PWS-E CORYELL 11/3/2011 $1,732 $0 $866 $866 PWS 37771 Moore's Water System of Beaver Lake, Inc. * 2011-0596-PWS-E MCLENNAN 11/6/2011 $576 $0 $576 $0 2011-0752-PWS-E MARTIN 11/18/2011 $895 $0 $895 $0 PWS 37288 City of Stanton Page 32 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-0708-PWS-E MENARD 11/18/2011 $767 $153 $614 $0 2011-0958-PWS-E JONES 11/18/2011 $940 $188 $752 $0 2010-1918-PWS-E EL PASO 11/18/2011 $5,656 $0 $5,656 $0 2011-0435-PWS-E LUBBOCK 11/18/2011 $5,379 $0 $5,379 $0 Village Farms, L.P. 2011-0686-PWS-E *MULTIPLE 11/18/2011 $4,807 $0 $2,404 $2,403 41300 MATA, LORENZO E 2011-0324-WOC-E WEBB 11/18/2011 $1,125 $225 $900 $0 PWS 41816 SOUTH LAKE PARK SERVICES INC 2011-0927-PWS-E TARRANT 11/18/2011 $1,000 $0 $1,000 $0 PWS 41689 BRUSH COUNTRY DEVELOPMENT CORPORATION 2011-0796-PWS-E DUVAL 11/18/2011 $488 $97 $391 $0 PWS 41211 HUTCHESON, CECIL D 2011-0309-PWS-E LUBBOCK 11/23/2011 $324 $0 $324 $0 PWS 41891 MOORE, JOHN L * 2011-1008-PWS-E MCLENNAN 12/8/2011 $4,138 $0 $4,138 $0 PWS 41820 City of Center 2011-0951-PWS-E SHELBY 12/19/2011 $855 $171 $684 $0 PWS 41693 City of Lawn 2011-0798-PWS-E TAYLOR 12/19/2011 $1,732 $0 $1,732 $0 PWS 39125 SOLIMAN, MOSTAFA A 2010-0222-PWS-E WALLER 12/19/2011 $3,748 $0 $3,748 $0 PWS 41271 Tlaloc Outdoors, Inc. 2011-0361-PWS-E VAL VERDE 12/19/2011 $1,163 $0 $1,163 $0 PWS 34461 T S Ranch & Retreat, Inc. 2010-1069-PWS-E PARKER 12/19/2011 $910 $0 $910 $0 PWS 41710 City of Kerrville 2011-0825-PWS-E KERR 12/19/2011 $695 $0 $695 $0 PWS 41610 University of Texas of the Permian Basin 2011-0709-PWS-E MIDLAND 12/19/2011 $913 $0 $0 $913 PWS 36524 Highland Park Water Supply Corporation 2010-1944-PWS-E BOSQUE 12/19/2011 $650 $0 $650 $0 PWS 42072 HORN, CHARLES KENNETH 2011-1192-PWS-E BURNET 12/19/2011 $1,376 $0 $1,376 $0 PWS 41823 NELIUS, HOWARD T 2011-0937-PWS-E AUSTIN 12/19/2011 $2,697 $0 $2,697 $0 PWS 41746 City of Whitney 2011-0856-PWS-E HILL 12/19/2011 $2,500 $500 $2,000 $0 PWS 41804 City of Ackerly 2011-0917-PWS-E DAWSON 12/19/2011 $825 $165 $660 $0 PWS 40126 Arthur Thompson Post No. 8905, Veteran of Foreign Wars of the United States Cypress Texas 2010-1241-PWS-E HARRIS 1/5/2012 $4,375 $0 $4,375 $0 PWS 41775 ABDELHAK, MARDOCHE 2011-0888-PWS-E BEXAR 1/8/2012 $8,697 $0 $8,697 $0 PWS 41510 Savs Investments, Inc. 2011-0635-PWS-E BLANCO 1/8/2012 $2,597 $0 $2,597 $0 PWS 36668 BILLINGS, RICHARD 2011-1046-PWS-E GUADALUPE 1/8/2012 $1,531 $0 $1,531 $0 1/8/2012 $1,478 $0 $1,478 $0 PWS 41524 City Of Menard PWS 41840 City of Anson PWS 40782 Medina, Dora PWS 41309 Daves's Roofing Siding and Metal Buildings LLC PWS 41591 PWS PWS 41318 SOLALINDE, ALFREDO M 2011-0469-PWS-E HARRIS PWS 40608 LYBARGER, LOYAL 2010-1755-MLM-E HARRIS 1/8/2012 $2,620 $0 $2,620 $0 PWS 41405 Consumers Water Inc. 2011-0501-UTL-E HARRIS 1/8/2012 $10,946 $0 $10,946 $0 PWS 42107 Happy Hill Farm Children's Home, Inc. 2011-1318-PWS-E SOMERVELL 1/27/2012 $3,480 $0 $3,480 $0 CAMERON 1/27/2012 $6,240 $0 $6,240 $0 PWS 41877 Olmito Water Supply Corporation 2011-0990-PWS-E PWS 42105 ZARS, LIEF 2011-1229-PWS-E KENDALL 1/27/2012 $4,743 $0 $4,743 $0 PWS 40302 White Oak Estates MHC LLC 2010-1574-PWS-E MONTGOMERY 1/27/2012 $5,532 $0 $5,532 $0 PWS 41760 Whitharral Water and Sewer Service Supply Corporation 2011-0874-PWS-E HOCKLEY 1/27/2012 $950 $0 $950 $0 HARRIS 2/5/2012 $6,854 $0 $6,854 $0 PWS 41918 PRINCESS, INC. 2011-1028-PWS-E PWS 41947 City of Rochester 2011-1044-PWS-E HASKELL 2/5/2012 $1,145 $0 $1,145 $0 PWS 41968 Margarito Flores * 2011-1084-PWS-E GILLESPIE 2/5/2012 $3,165 $0 $3,165 $0 Page 33 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1196-PWS-E HARRIS 2/10/2012 $870 $174 $696 $0 2011-0415-PWS-E BRAZORIA 2/10/2012 $2,297 $459 $1,838 $0 Suburban Utility Co 2011-0499-UTL-E HARRIS 2/13/2012 $5,348 $0 $5,348 $0 Community Utility Company 2011-0500-UTL-E HARRIS 2/13/2012 $1,080 $0 $1,080 $0 2011-1313-PWS-E HENDERSON 2/16/2012 $1,932 $0 $1,932 $0 2011-0970-PWS-E ANGELINA 2/16/2012 $330 $0 $330 $0 RICHARD J DUDA 2011-1126-PWS-E KAUFMAN 2/16/2012 $2,904 $0 $2,904 $0 SULLIVAN, RICHARD 2011-0911-PWS-E LUBBOCK 2/16/2012 $28,954 $0 $28,954 $0 2011-0721-PWS-E HARRIS 2/18/2012 $7,942 $0 $7,942 $0 2011-0941-PWS-E VICTORIA 2/18/2012 $5,105 $0 $5,105 $0 City of Liberty 2011-1103-PWS-E LIBERTY 2/25/2012 $2,440 $488 $1,952 $0 BLACK, MELISSA * 2011-0641-PWS-E ERATH 2/25/2012 $2,243 $0 $2,243 $0 2011-1102-PWS-E TRAVIS 2/25/2012 $2,788 $0 $2,788 $0 2011-1671-PWS-E RUNNELS 3/3/2012 $368 $0 $368 $0 BOWIE 3/3/2012 $3,634 $726 $2,908 $0 HARRIS 3/3/2012 $1,516 $303 $1,213 $0 2010-1749-PWS-E WILLIAMSON 3/3/2012 $672 $134 $538 $0 2011-1409-PWS-E MATAGORDA 3/3/2012 $422 $0 $422 $0 2011-1174-PWS-E BURLESON 3/16/2012 $3,480 $0 $3,480 $0 2010-1807-PWS-E MONTGOMERY 3/16/2012 $8,449 $8,449 $0 $0 2011-1509-PWS-E LUBBOCK 3/16/2012 $3,590 $0 $3,590 $0 2011-0957-PWS-E WEBB 3/16/2012 $6,002 $0 $6,002 $0 2011-1312-PWS-E EL PASO 3/16/2012 $3,397 $0 $3,397 $0 2011-1172-PWS-E LUBBOCK 3/18/2012 $534 $106 $428 $0 2011-1104-PWS-E FANNIN 3/18/2012 $160 $32 $128 $0 2011-1154-PWS-E FALLS 3/18/2012 $287 $57 $230 $0 2011-0949-PWS-E BAILEY 3/18/2012 $3,994 $798 $3,196 $0 2011-1674-PWS-E EASTLAND 3/18/2012 $270 $54 $216 $0 2011-1483-PWS-E HIDALGO 4/5/2012 $3,010 $0 $3,010 $0 2010-1405-PWS-E BEXAR 4/5/2012 $7,370 $0 $7,370 $0 BOROFF, ESTHER E 2011-1526-PWS-E ECTOR 4/5/2012 $1,807 $0 $1,807 $0 Sahil Management Ltd. 2011-1045-PWS-E BEXAR 4/5/2012 $4,249 $0 $4,249 $0 2010-1837-PWS-E LIMESTONE 4/5/2012 $897 $0 $897 $0 2011-1588-PWS-E EASTLAND 4/8/2012 $265 $53 $212 $0 TYLER 4/8/2012 $1,688 $337 $1,351 $0 MCLENNAN 4/8/2012 $630 $126 $504 $0 2011-1779-PWS-E BURNET 4/8/2012 $654 $130 $524 $0 2011-1778-PWS-E CROSBY 4/8/2012 $250 $50 $200 $0 PWS 42077 Union Tank Car Company PWS 41325 MORGENTHALER, EDWIN T PWS 41402 PWS 41403 PWS 42171 BABB, TERRY L SR PWS 41856 CHRISTOPHER W DUNCAN PWS 42006 PWS 36172 PWS 41621 DESAI, PRATAP PWS 41828 DENSMAN, KENNETH D PWS 42000 PWS 41552 PWS 41996 Shauna Lynn McGee LLC PWS 42538 City of Ballinger PWS 41764 Central Bowie County Water Supply Corporation 2011-0873-PWS-E PWS 41925 A&M Silver, Inc. 2011-1037-PWS-E PWS 40600 City of Bartlett PWS 42261 River Bend Water Services, Inc. PWS 42056 Deanville Water Supply Corporation PWS 40652 Peach Creek Dam & Lake Club PWS 42367 CHARLIE BROWN'S LEARNING CENTER PWS 41854 PEREZ, ELIZABETH PWS 42169 THE UNIVERSAL CHURCH PWS 42036 Stone Gate Golf Course, L.C. PWS 42008 Bartley Woods WSC PWS 42037 Perry Wsc PWS 41841 Minsa Corporation PWS 42511 City of Ranger PWS 42336 ROMERO, GERARDO M * PWS 40291 AMK Properties L L C PWS 42398 PWS 41933 PWS 37429 DOLEN, DANNY J PWS 42434 Morton Valley WSC PWS 42285 MACGINNIS, JAMES L 2011-1445-WOC-E PWS 42778 City of Hewitt 2011-1923-PWS-E PWS 42633 City of Cottonwood Shores PWS 42623 White River Development Co., Inc. Page 34 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1571-PWS-E BOSQUE 4/8/2012 $360 $72 $288 $0 2011-1845-PWS-E HOOD 4/8/2012 $310 $62 $248 $0 Carroll Water Supply Corporation 2011-1446-PWS-E SMITH 4/21/2012 $570 $114 $456 $0 Acton MUD 2011-1780-PWS-E HOOD 4/21/2012 $1,430 $286 $1,144 $0 2011-1673-PWS-E CLAY 4/21/2012 $1,143 $228 $915 $0 2011-0554-PWS-E PARKER 4/21/2012 $1,570 $314 $1,256 $0 2011-1205-PWS-E TRAVIS 4/21/2012 $1,210 $242 $968 $0 2011-2031-PWS-E LUBBOCK 4/21/2012 $100 $20 $80 $0 2011-2087-PWS-E HIDALGO 4/21/2012 $1,160 $232 $928 $0 2011-1582-MLM-E WISE 4/21/2012 $939 $187 $752 $0 City of Robinson 2011-2077-PWS-E MCLENNAN 4/21/2012 $768 $153 $615 $0 NATIONAL RETAIL PROPERTIES, INC. 2011-1694-PWS-E POTTER 4/21/2012 $4,263 $852 $3,411 $0 2011-1487-PWS-E WISE 4/21/2012 $377 $0 $377 $0 2011-1173-PWS-E HARRIS 4/23/2012 $840 $0 $840 $0 Al's Investments Inc DBA Al's North Texas Property Management, Inc. 2011-1993-PWS-E WISE 4/23/2012 $6,220 $0 $6,220 $0 41707 FENOGLIO, DAVID A 2011-0824-PWS-E MONTAGUE 4/25/2012 $4,238 $0 $4,238 $0 42202 WHITE, CURTIS 2011-1333-PWS-E SAN AUGUSTINE 4/25/2012 $2,077 $0 $2,077 $0 42104 Buena Vista WSC 2011-1245-PWS-E SHELBY 5/12/2012 $4,289 $857 $3,432 $0 TYLER 5/12/2012 $2,075 $415 $1,660 $0 PWS 42446 Mosheim Wsc PWS 42698 Laguna Tres, Inc. PWS 42288 PWS 42637 PWS 42536 City of Bellevue PWS 41460 Monticello Drive Estates, Inc. PWS 42076 Park Hills Baptist Church of Austin, Texas PWS 42892 Roosevelt Independent School District PWS 42938 Hidalgo County Municipal Utility District 1 PWS 42388 Palo Duro Service Company, Inc. PWS 42935 PWS 42544 PWS 42340 City of Runaway Bay PWS 42051 Seaboard International, Inc. PWS 42859 PWS PWS PWS PWS 42284 Warren Water Supply Corporation 2011-1428-PWS-E PWS 42883 The Bitter Creek WSC 2011-2025-PWS-E NOLAN 5/12/2012 $272 $54 $218 $0 PWS 42283 Eola Water Supply Corporation 2011-1451-MLM-E CONCHO 5/12/2012 $2,225 $445 $1,780 $0 PWS 42168 HUTCHESON, CECIL D 2011-1315-PWS-E LUBBOCK 5/13/2012 $21,030 $0 $21,030 $0 5/13/2012 $3,841 $0 $3,841 $0 PWS 41928 High Gabriel Water Supply Corporation 2011-1040-PWS-E WILLIAMSON PWS 42334 City of Shallowater 2011-1491-PWS-E LUBBOCK 5/24/2012 $1,276 $255 $1,021 $0 PWS 42699 Monarch Utilities I L.P. 2011-1846-PWS-E TYLER 5/24/2012 $886 $177 $709 $0 PWS 42898 Morgan Mill WSC 2011-2040-PWS-E ERATH 5/24/2012 $440 $88 $352 $0 HAYS 5/24/2012 $312 $62 $250 $0 PWS 42885 Aqua Texas, Inc. 2011-2022-PWS-E PWS 42991 Creedmoor-MAHA Water Supply Corporation 2011-2148-PWS-E TRAVIS 5/24/2012 $387 $77 $310 $0 PWS 42634 City of O'Brien 2011-1781-PWS-E HASKELL 5/24/2012 $1,976 $395 $1,581 $0 PWS 42645 City of Caddo Mills 2011-1796-PWS-E HUNT 5/25/2012 $1,165 $0 $1,165 $0 5/25/2012 $1,360 $0 $1,360 $0 PWS 42893 Texan Tulip, Inc. 2011-2030-PWS-E GALVESTON PWS 42779 CCI-MBM II, L.P. 2011-1924-PWS-E BRAZORIA 6/7/2012 $727 $145 $582 $0 PWS 42447 Beltran, Jose O. * 2011-1653-PWS-E STARR 6/7/2012 $612 $122 $490 $0 PWS 42682 DLUGOSCH, PETE A 2011-1831-PWS-E DEWITT 6/7/2012 $325 $65 $260 $0 6/7/2012 $680 $136 $544 $0 PWS 43203 Upper Leon River Municipal Water District 2011-2365-PWS-E COMANCHE PWS 42987 P C S Development Company 2011-2141-PWS-E ORANGE 6/7/2012 $346 $69 $277 $0 PWS 42609 Dragon Products, Ltd. 2011-1750-PWS-E HARDIN 6/7/2012 $675 $135 $540 $0 Page 35 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-2163-PWS-E BEXAR 6/7/2012 $1,083 $216 $867 $0 2011-1702-PWS-E LUBBOCK 6/8/2012 $4,355 $0 $4,355 $0 RICHTER, FRANCISCA 2011-0992-PWS-E EL PASO 6/8/2012 $1,620 $0 $1,620 $0 City of Adrian 2011-1165-PWS-E OLDHAM 6/8/2012 $3,262 $0 $3,262 $0 2011-1101-PWS-E FRIO 6/14/2012 $5,010 $0 $5,010 $0 2011-1073-PWS-E MIDLAND 6/14/2012 $10,938 $0 $10,938 $0 HORVATH, SHAWN M 2011-0489-PWS-E DENTON 6/14/2012 $10,991 $0 $10,991 $0 Line Camp Partners, LLC 2011-1717-PWS-E HOOD 6/15/2012 $1,828 $0 $1,828 $0 2011-2289-PWS-E SAN PATRICIO 6/17/2012 $2,470 $494 $1,976 $0 2011-2214-PWS-E HUNT 6/17/2012 $1,340 $267 $1,073 $0 STARR 6/17/2012 $2,773 $554 $2,219 $0 GONZALES 6/17/2012 $5,786 $1,156 $4,630 $0 2011-1670-PWS-E LLANO 6/22/2012 $1,575 $0 $1,575 $0 2011-1383-PWS-E WILLIAMSON 6/28/2012 $1,084 $0 $1,084 $0 Nigton-Wakefield Water Supply Corporation 2011-1322-PWS-E TRINITY 7/6/2012 $1,564 $0 $1,564 $0 First Baptist Church of Jonestown, Texas 2011-0765-PWS-E TRAVIS 7/6/2012 $2,610 $0 $2,610 $0 2011-1986-PWS-E GRAYSON 7/6/2012 $1,055 $0 $1,055 $0 2012-0581-WOC-E MCLENNAN 7/8/2012 $175 $0 $175 $0 2011-1240-PWS-E COOKE 7/8/2012 $6,121 $1,223 $4,898 $0 2011-1293-PWS-E HARRIS 7/8/2012 $1,200 $240 $960 $0 PWS 43013 Nico Tyme Water Co-op, Inc. PWS 42572 Taylor Petroleum Companies, Inc. PWS 41881 PWS 42019 PWS 41995 Derby Water Supply Corporation PWS 41935 WILLIAMS, PATRICIA * PWS 41390 PWS 42569 PWS 43132 City of Gregory PWS 43068 NORTH HUNT SUD PWS 42839 Rio WSC 2011-1974-PWS-E PWS 42988 Gonzales County Water Supply Corporation 2011-2140-PWS-E PWS 42539 Buchanan Lake Village, Inc. PWS 42224 Chinatown Waterworks, Inc. PWS 42173 PWS 41658 PWS 42848 Munson Point Property Owners Association PWS 43767 BERRY, BRANDON J PWS 42102 REEVES, KAREN PWS 42146 Catholic Charities of the Archdiocese of Galveston-Houston PWS 40615 WONG, RAYMOND 2010-1763-UTL-E PWS 43771 HALE, WILLIAM A HARRIS 7/15/2012 $420 $84 $336 $0 2012-0579-WOC-E KLEBERG 7/15/2012 $175 $0 $175 $0 7/15/2012 $172 $34 $138 $0 PWS 43432 City of Goldthwaite 2012-0240-PWS-E MILLS PWS 43489 Cimarron Municipal Utility District 2012-0305-PWS-E HARRIS 7/15/2012 $1,500 $300 $1,200 $0 PWS 43360 Segovia Inc. 2012-0175-PWS-E KIMBLE 7/15/2012 $107 $21 $86 $0 PWS 42092 STEWART, STEVEN P * 2011-1230-PWS-E LIMESTONE 7/26/2012 $4,313 $0 $4,313 $0 7/26/2012 $3,938 $0 $3,938 $0 PWS 41982 GONZALES, RAMON C JR 2011-1099-PWS-E MIDLAND PWS 43224 Smith, William Donald 2012-0021-PWS-E HARRIS 7/27/2012 $140 $0 $140 $0 PWS 42581 O'Neal, Robert R. 2011-1716-PWS-E HARRIS 7/27/2012 $2,442 $0 $2,442 $0 PWS 42828 City of Eagle Pass Water Works System 2011-1967-PWS-E MAVERICK 8/2/2012 $5,913 $0 $5,913 $0 8/2/2012 $1,995 $0 $1,995 $0 PWS 42537 SESSO, MICHAEL 2011-1672-PWS-E VAL VERDE PWS 42016 Presidio County Water Improvement District 1 2011-1127-PWS-E PRESIDIO 8/2/2012 $2,037 $0 $2,037 $0 PWS 42246 VANOVER, RHONDA C * 2011-1390-PWS-E LUBBOCK 8/2/2012 $5,679 $0 $5,679 $0 PWS 42992 HIBDON, STEVEN A * 2011-2147-PWS-E BANDERA 8/5/2012 $3,599 $719 $2,880 $0 8/5/2012 $729 $145 $584 $0 PWS 43275 Woodlake Josserand WSC 2012-0070-PWS-E TRINITY PWS 43405 South Kirbyville Rural Water Supply Corporation 2012-0247-MLM-E JASPER 8/12/2012 $402 $80 $322 $0 PWS 43656 Laneville Water Supply Corporation 2012-0458-PWS-E RUSK 8/12/2012 $106 $20 $86 $0 Page 36 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date SEP Offset 2012-0168-PWS-E $612 $122 $490 $0 2012-0173-PWS-E COKE 8/12/2012 $588 $117 $471 $0 2012-0053-PWS-E HAYS 8/12/2012 $550 $110 $440 $0 2012-0321-PWS-E VAL VERDE 8/12/2012 $920 $184 $736 $0 2012-0071-PWS-E WISE 8/12/2012 $1,144 $228 $916 $0 2011-1281-PWS-E HAYS 8/17/2012 $2,892 $0 $2,892 $0 HARRIS 8/17/2012 $1,151 $0 $1,151 $0 BRAZORIA 8/17/2012 $1,000 $0 $1,000 $0 2011-1792-PWS-E CULBERSON 8/17/2012 $3,340 $0 $3,340 $0 2011-0764-PWS-E COLORADO 8/17/2012 $3,476 $0 $3,476 $0 LEGGETT, PAUL 2011-1067-PWS-E PANOLA 8/17/2012 $5,279 $0 $5,279 $0 Hilco United Services, Inc. 2012-0477-PWS-E HILL 8/26/2012 $1,605 $321 $1,284 $0 2011-2260-PWS-E HIDALGO 8/26/2012 $1,111 $222 $889 $0 2012-0056-PWS-E WALLER 8/26/2012 $1,015 $203 $812 $0 Lakeshore Utility Company 2011-2073-PWS-E HENDERSON 8/26/2012 $350 $70 $280 $0 Texas H2O, Inc. 2011-2334-PWS-E HOOD 8/26/2012 $1,220 $244 $976 $0 2012-0414-MLM-E ORANGE 8/26/2012 $279 $55 $224 $0 2012-0020-PWS-E WALLER 8/27/2012 $117 $0 $117 $0 2011-1125-PWS-E MIDLAND 8/27/2012 $0 $8,551 Faulkey Gully MUD PWS 43364 City Of Robert Lee PWS 43255 Duchman, Ltd. PWS 43501 Val Verde County WCID Comstock PWS 43267 BRADBERRY, TIMOTHY M PWS 42082 GARZA, HENRY M PWS 41873 MORRIS, LESLIE L 2011-0982-PWS-E PWS 42128 K C Utilities, Inc. 2011-1270-PWS-E PWS 42644 Sam's Truck Stop Business, Inc. PWS 41653 Ms. Molly's LLC PWS 41944 PWS 43652 PWS 43107 City of Weslaco PWS 43259 Baker Hughes Oilfield Operations, Inc. PWS 42927 PWS 43130 PWS 43581 Debbie Block PWS 43230 Waller County Mobile Home Water Corporation PWS 41976 Donald E Crane Mewbourne Oil Company $8,551 $542,288 Subtotal for PWS : 201 41806 Payable Amount 8/12/2012 43358 WATER Penalty Assessed Penalty Deferred HARRIS PWS $28,976 $501,860 $0 $11,452 2011-0936-WR-E OCHILTREE 9/16/2011 $350 $0 $350 $0 10/17/2011 $350 $0 $350 $0 WATER 41958 R. K. Hall Construction, LTD. 2011-1092-WR-E GRAYSON WATER 41957 Knife River Corporation - South 2011-1094-WR-E KAUFMAN 10/17/2011 $875 $0 $875 $0 WATER 41883 B. C. SPRABERRY FARMING & RANCHING, LTD. 2011-1004-WR-E JONES 11/3/2011 $750 $150 $600 $0 WATER 42116 Fluid Disposal Specialties, Inc. 2011-1267-WR-E SAN AUGUSTINE 11/18/2011 $350 $0 $350 $0 JACK 12/19/2011 $500 $100 $400 $0 WATER 40869 CITY CONCRETE, INC. 2010-2071-WR-E WATER 42189 Regal Energy Operating, L.L.C. 2011-1378-WR-E WISE 3/3/2012 $850 $170 $680 $0 WATER 42545 PATEL, RAY 2011-1667-WR-E DENTON 3/18/2012 $350 $0 $350 $0 WATER 42850 FRIDAY, CHRIS 2011-2020-WR-E SHELBY 3/18/2012 $350 $0 $350 $0 HALE 6/7/2012 $525 $105 $420 $0 WATER 42800 Ebeling Water Supply Corporation 2011-1975-WR-E WATER 42912 Ricky Bonds Septic Systems & Water Wells LLC 2011-2065-WR-E WALLER 6/8/2012 $3,350 $670 $2,680 $0 WATER 42940 ESE WE MAKE TRACKS INC 2011-2086-WR-E MONTGOMERY 7/8/2012 $6,368 $1,273 $5,095 $0 WATER 42733 Devon Energy Production Company, L.P. 2011-1876-WR-E WISE 7/8/2012 $1,850 $370 $1,480 $0 NACOGDOCHES 7/8/2012 $7,414 $1,482 $5,932 $0 WATER 42917 PINTO CONSTRUCTION CO INC 2011-2061-WR-E WATER 43892 WTL Sand and Gravel, L.L.C. 2012-0716-WR-E GRAY 8/5/2012 $875 $0 $875 $0 WATER 44010 WALLER, CLARENCE 2012-0846-WR-E SHACKELFORD 8/5/2012 $350 $0 $350 $0 WATER 43232 Pecan Plantation Owners Association, Inc. 2012-0144-WR-E HOOD 8/12/2012 $250 $50 $200 $0 2011-2281-WR-E HOOD 8/12/2012 $250 $50 $200 $0 WATER 43123 Lenmo, Inc. Page 37 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name WATER 42775 Sugartree, Inc. WATER 42305 CANAN OPERATING INC WATER 42651 FRERICH MATERIALS, LLC Docket# County Order Date 39837 LAMENDOLA, MICHAEL Payable Amount SEP Offset 2011-1921-WR-E 8/12/2012 $1,500 $300 $1,200 $0 2011-1453-WR-E CLAY 8/17/2012 $4,850 $0 $4,850 $0 2011-1849-WR-E RUNNELS 8/19/2012 $2,868 $0 $2,868 $35,175 $4,720 Subtotal for WATERIGHT : 21 WQ Penalty Assessed Penalty Deferred PARKER $30,455 $0 $0 2010-0942-WQ-E TRAVIS 9/2/2011 $7,700 $0 $7,700 $0 JEFFERSON 9/16/2011 $23,900 $4,780 $9,560 $9,560 $8,896 WQ 41208 ExxonMobil Oil Corporation 2011-0300-IWD-E WQ 41423 City of Tatum 2011-0528-MWD-E RUSK 9/16/2011 $11,120 $2,224 $0 WQ 41321 Horizon Regional Municipal Utility District 2011-0422-MWD-E EL PASO 9/16/2011 $3,420 $684 $2,736 $0 WQ 41251 City of San Marcos 2011-0336-EAQ-E HAYS 9/16/2011 $4,000 $800 $0 $3,200 WQ 40639 City of Bridgeport 2010-1786-MWD-E WISE 9/16/2011 $37,020 $37,020 $0 $0 WQ 41273 City of Rosebud 2011-0367-MWD-E FALLS 9/16/2011 $9,100 $1,820 $7,280 $0 WQ 41519 JARVIS CHRISTIAN COLLEGE 2011-0609-MWD-E WOOD 9/16/2011 $1,313 $262 $1,051 $0 WQ 41598 Hydro Conduit of Texas, LP 2011-0690-IWD-E BRAZORIA 9/16/2011 $1,300 $260 $1,040 $0 9/16/2011 $700 $0 $700 $0 WQ 41959 Trican Well Service, L.P. 2011-1082-WQ-E SAN PATRICIO WQ 41287 Forestar (USA) Real Estate Group Inc. 2011-0423-EAQ-E WILLIAMSON 9/16/2011 $7,500 $1,500 $3,000 $3,000 WQ 41509 City of Raymondville 2011-0607-MWD-E WILLACY 9/16/2011 $7,150 $1,430 $5,720 $0 WQ 41237 City of Bogata 2011-0327-MWD-E RED RIVER 9/16/2011 $4,550 $0 $4,550 $0 9/16/2011 $32,940 $6,588 $26,352 $0 WQ 40684 Exide Technologies 2010-1818-IWD-E COLLIN WQ 41313 FALCON HOSPITALITY, INC. 2011-0408-EAQ-E WILLIAMSON 9/16/2011 $3,000 $600 $2,400 $0 WQ 41410 Victoria County Wcid 1 2011-0526-MWD-E VICTORIA 9/16/2011 $8,360 $0 $8,360 $0 WQ 40151 MITCHELL JR, ARTHUR 2010-1276-SLG-E RUSK 9/16/2011 $3,053 $610 $2,443 $0 9/16/2011 $805 $161 $644 $0 $10,560 WQ 41344 Quail Creek MUD 2011-0443-MWD-E VICTORIA WQ 41280 Zapata County 2011-0371-MWD-E ZAPATA 10/2/2011 $13,200 $2,640 $0 WQ 41305 City of Lefors 2011-0493-MWD-E GRAY 10/2/2011 $3,550 $0 $3,550 $0 WQ 41452 City Of Lexington 2011-0549-MWD-E LEE 10/2/2011 $6,670 $1,334 $0 $5,336 WQ 41507 Upper Leon River Municipal Water District 2011-0601-MWD-E COMANCHE 10/2/2011 $4,960 $992 $3,968 $0 WQ 41467 Quarters, LLC 2011-0565-MWD-E HARRIS 10/2/2011 $1,202 $240 $962 $0 WQ 41091 Texas Parks and Wildlife Department 2011-0221-MWD-E TAYLOR 10/2/2011 $1,380 $276 $0 $1,104 WQ 41565 City of Coolidge 2011-0665-MWD-E LIMESTONE 10/2/2011 $1,820 $364 $1,456 $0 WISE 10/2/2011 $4,200 $840 $0 $3,360 WQ 41336 West Wise Special Utility District 2011-0438-WQ-E WQ 41400 Fort Bend County MUD 130 2011-0494-MWD-E FORT BEND 10/2/2011 $14,840 $0 $14,840 $0 WQ 41360 Lake Municipal Utility District 2011-0455-MWD-E HARRIS 10/2/2011 $1,200 $240 $960 $0 WQ 41227 City of Pampa 2011-0316-MWD-E GRAY 10/2/2011 $9,500 $1,900 $7,600 $0 BELL 10/17/2011 $10,000 $0 $10,000 $0 $6,464 WQ 41544 City of Killeen 2011-0634-WQ-E WQ 41385 City of Calvert 2011-0476-MWD-E ROBERTSON 10/17/2011 $6,464 $0 $0 WQ 41781 Bentina Homes, Ltd. 2011-1091-WQ-E BELL 10/17/2011 $700 $0 $700 $0 WQ 41137 Clean Harbors Deer Park, L.P. 2011-0253-IWD-E HARRIS 10/17/2011 $23,900 $4,780 $9,560 $9,560 WQ 41433 Llano Ready Mix, Inc. 2011-0531-IWD-E LLANO 10/17/2011 $1,200 $240 $960 $0 Page 38 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Advantage Asphalt Products, Ltd. Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset ARMSTRONG 10/17/2011 $16,032 $0 $16,032 $0 HARRIS 10/22/2011 $4,800 $0 $4,800 $0 WEBB 10/22/2011 $1,050 $0 $1,050 $0 TRINITY 11/3/2011 $1,050 $210 $840 $0 ANDREWS 11/3/2011 $3,360 $672 $2,688 $0 2011-0867-MWD-E LAMAR 11/3/2011 $500 $100 $400 $0 11/3/2011 $8,960 $1,792 $7,168 $0 WQ 33143 WQ 41000 Westfield Mobil Home Community, Ltd. dba Westfield Mobile Home Park 2011-0113-MWD-E WQ 40737 ATC Transport, L.L.C. 2010-1876-WQ-E WQ 41536 Atchley Lumber & Supply, Inc. * 2011-0627-WQ-E WQ 41526 Wallach Concrete, Inc. 2011-0618-IWD-E WQ 41749 Prairiland ISD 2009-1305-WQ-E WQ 41355 Fall Creek Utility Company, Inc. 2011-0525-MWD-E HOOD WQ 41694 Circle T Promotions, Ltd. 2011-0811-MWD-E HAMILTON 11/3/2011 $5,680 $1,136 $4,544 $0 WQ 32428 City of Bartlett 2010-1257-MWD-E BELL 11/3/2011 $35,772 $0 $35,772 $0 WQ 41579 C/B/K DOMINION DEVELOPMENT LTD 2011-0661-EAQ-E BEXAR 11/3/2011 $750 $150 $600 $0 POLK 11/3/2011 $175 $0 $175 $0 WQ 42075 PIXLEY, ROBERT W 2011-1243-OSI-E WQ 39581 Beyer, Jimmy Gaylon 2010-0742-WQ-E ERATH 11/3/2011 $15,750 $0 $15,750 $0 WQ 41520 T.F.R. ENTERPRISES, INC 2011-0610-EAQ-E WILLIAMSON 11/3/2011 $1,875 $375 $1,500 $0 WQ 41264 Texas A & M University at Galveston Development 2011-0378-MWD-E GALVESTON 11/3/2011 $1,140 $228 $912 $0 MCCULLOCH 11/3/2011 $210 $0 $210 $0 WQ 42108 BEHRENS, JACKIE 2011-1247-OSI-E WQ 41304 Bloomington Independent School District 2011-0395-MWD-E VICTORIA 11/3/2011 $3,008 $0 $3,008 $0 WQ 41630 Rapido Redi-Mix Inc * 2011-0728-IWD-E HARRIS 11/3/2011 $1,400 $280 $1,120 $0 WQ 40630 US Department of the Army 2010-1783-IWD-E BEXAR 11/3/2011 $361 $0 $361 $0 11/3/2011 $11,280 $0 $11,280 $0 11/6/2011 $6,355 $0 $6,355 $0 WQ 39143 Jackson County Water Control and Improvement District No. 2 2010-0259-MWD-E JACKSON WQ 40817 Head Family Partnership, Ltd. 2010-1960-IWD-E HARRISON WQ 41100 South Fort Worth RV Ranch, LLC 2011-0193-MWD-E JOHNSON 11/6/2011 $5,220 $0 $5,220 $0 WQ 40147 J. B. Services Construction, Inc. 2010-1267-WQ-E BRAZORIA 11/6/2011 $3,000 $0 $3,000 $0 WQ 39025 TRIPLETTE, RONALD 2010-0097-SLG-E BRAZOS 11/6/2011 $7,000 $0 $7,000 $0 BEXAR 11/6/2011 $2,600 $0 $2,600 $0 WQ 37063 DIAMOND T RANCH DEVELOPMENT INC 2009-0105-EAQ-E WQ 38762 Big D Hazmat, Inc. * 2009-1905-IWD-E GREGG 11/16/2011 $10,000 $0 $10,000 $0 WQ 41628 White Oak Utilities, Inc. 2011-0723-MWD-E MONTGOMERY 11/18/2011 $11,340 $0 $11,340 $0 WQ 41448 City of Gilmer 2011-0551-MWD-E UPSHUR 11/18/2011 $14,025 $2,805 $11,220 $0 TRAVIS 11/18/2011 $4,582 $916 $3,666 $0 WQ 41112 Aqua Development, Inc. 2011-0230-MWD-E WQ 41647 City of Byers 2011-0743-MWD-E CLAY 11/18/2011 $7,285 $1,457 $5,828 $0 WQ 40729 City of Sonora 2010-1891-MWD-E SUTTON 11/18/2011 $30,986 $0 $30,986 $0 WQ 41115 J & N Development, Inc. 2011-0209-EAQ-E WILLIAMSON 11/18/2011 $3,060 $612 $2,448 $0 HARRIS 11/18/2011 $2,660 $532 $2,128 $0 WQ 41618 Magellan Terminals Holdings, L.P. 2011-0717-IWD-E WQ 42115 XTO Energy Inc. 2011-1269-WQ-E SHELBY 11/18/2011 $700 $0 $700 $0 WQ 41486 City of Pearland 2011-0585-MWD-E BRAZORIA 11/18/2011 $8,700 $1,740 $6,960 $0 WQ 42110 Black Canyon Construction Company 2011-1268-WQ-E KENDALL 11/18/2011 $700 $0 $700 $0 11/18/2011 $5,406 $1,081 $4,325 $0 11/18/2011 $9,700 $0 $9,700 $0 WQ 41794 City of Murchison 2011-0907-MWD-E HENDERSON WQ 41687 City of Harker Heights 2011-0810-MWD-E BELL Page 39 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-0243-WQ-E UPSHUR 11/18/2011 $15,000 $0 $15,000 $0 2011-0615-IWD-E GALVESTON 11/18/2011 $15,225 $3,045 $12,180 $0 2011-0285-WQ-E PARKER 11/23/2011 $1,050 $0 $1,050 $0 2011-0183-OSS-E FORT BEND 11/23/2011 $525 $0 $525 $0 2011-0104-WQ-E BELL 11/23/2011 $2,200 $0 $2,200 $0 TRAVIS 12/19/2011 $4,177 $835 $3,342 $0 2011-0244-MWD-E HIDALGO 12/19/2011 $16,700 $3,340 $0 $13,360 2010-1185-MWD-E MONTGOMERY 12/19/2011 $13,994 $0 $13,994 $0 TRAVIS 12/19/2011 $1,050 $0 $1,050 $0 2011-0883-MWD-E HILL 12/19/2011 $990 $198 $792 $0 United States Army Corps of Engineers 2011-0908-MWD-E WILLIAMSON 12/19/2011 $14,700 $2,940 $11,760 $0 National Oilwell Varco, L.P. 2011-0742-IWD-E HARRIS 12/19/2011 $1,380 $276 $1,104 $0 2011-1361-WQ-E CHEROKEE 12/19/2011 $700 $0 $700 $0 2011-1010-OSI-E POLK 12/19/2011 $225 $45 $180 $0 Hereford Renewable Energy, LLC * 2011-0664-IWD-E DEAF SMITH 12/19/2011 $1,000 $200 $800 $0 City of Mount Vernon 2011-1257-MWD-E FRANKLIN 12/19/2011 $1,520 $304 $1,216 $0 2011-0833-MWD-E FALLS 12/19/2011 $9,579 $1,915 $7,664 $0 2011-0813-OSS-E BAILEY 12/19/2011 $750 $150 $600 $0 Prestige Gunite of North Texas, LTD. 2011-0785-IWD-E TARRANT 12/19/2011 $4,460 $892 $3,568 $0 Firestone Polymers, LLC 2011-1258-IWD-E ORANGE 12/19/2011 $7,900 $1,580 $6,320 $0 2011-0919-MWD-E WILLIAMSON 12/19/2011 $6,930 $1,386 $0 $5,544 2011-0594-MWD-E CAMERON 12/19/2011 $2,457 $491 $1,966 $0 Esperanza Water Service Company, Inc. 2011-0791-IWD-E HUDSPETH 12/19/2011 $4,857 $971 $3,886 $0 City of Dilley 2011-0347-MWD-E FRIO 12/19/2011 $5,290 $1,058 $4,232 $0 2011-0793-MWD-E BREWSTER 12/19/2011 $1,260 $252 $1,008 $0 2011-0571-IWD-E HARRIS 12/19/2011 $13,125 $2,625 $10,500 $0 City of Sabinal 2010-1656-MWD-E UVALDE 12/19/2011 $10,720 $0 $10,720 $0 City of Killeen 2011-1072-WQ-E BELL 12/19/2011 $5,000 $0 $5,000 $0 2010-1950-MWD-E ZAPATA 12/19/2011 $74,860 $0 $0 $74,860 2011-0683-MWD-E HARRIS 12/19/2011 $990 $198 $792 $0 HARRIS 12/19/2011 $1,756 $351 $1,405 $0 MORRIS 12/19/2011 $4,120 $824 $3,296 $0 MONTGOMERY 1/8/2012 $40,347 $0 $40,347 $0 2011-0304-OSI-E EL PASO 1/8/2012 $736 $0 $736 $0 Class Ready Mix 2011-0161-IWD-E *MULTIPLE 1/8/2012 $14,501 $0 $14,501 $0 Meadowland Utility Corporation 2010-1767-MWD-E *MULTIPLE 1/8/2012 $132,302 $0 $132,302 $0 VALDEZ, EDUARDO 2011-0315-OSS-E BRAZORIA 1/8/2012 $1,100 $0 $1,100 $0 City of Jacksonville 2011-0203-MWD-E CHEROKEE 1/27/2012 $43,702 $8,740 $0 $34,962 WQ 38544 DeBERRY FORESTRY & WILDLIFE MANAGMENT, LLC WQ 41446 BP Products North America Inc. WQ 41190 Star G Construction, LLC. WQ 41071 ROBINSON, KAREN WQ 41009 Langguth, Robert WQ 41546 PK-RE Development Company, Inc 2011-0027-MWD-E WQ 41134 City of La Joya WQ 40076 Stone Hedge Utility Co., Inc. WQ 39840 Daffron Partners, Ltd. WQ 41770 Country Club Retirement Community, L.P. WQ 41793 WQ 41645 WQ 42186 New Birmingham Resources, LLC WQ 41893 PIXLEY, ROBERT W WQ 41444 WQ 42118 WQ 41728 City of Lott WQ 41673 Gerald Osterkamp * WQ 41676 WQ 42117 WQ 41807 JARRELL INDEPENDENT SCHOOL DISTRICT WQ 41495 Sebastian Municipal Utility District WQ 41690 WQ 41223 WQ 41692 Lajitas Municipal Services Company LLC WQ 41473 Petroleum Wholesale, L.P. WQ 40513 WQ 41961 WQ 40725 Zapata County WQ 41582 Bilma PUD WQ 41480 Trailer Wheel & Frame Co. 2011-0579-OSS-E WQ 41713 City of Lone Star 2011-0812-MWD-E WQ 41667 Stone Hedge Utility Co., Inc. 2011-0776-MWD-E WQ 41205 ZAMORA, ALEX WQ 41067 WQ 40622 WQ 41226 WQ 41083 2010-0937-WQ-E Page 40 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name WQ 41914 AVG-Austin, LP WQ 41442 Oda, Mike Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1035-EAQ-E TRAVIS 1/27/2012 $15,400 $3,080 $12,320 $0 2011-0544-MWD-E FORT BEND 1/27/2012 $12,575 $2,515 $10,060 $0 WQ 40477 City of Carrollton 2010-1619-WQ-E DALLAS 1/27/2012 $23,600 $0 $0 $23,600 WQ 41857 Trinity Bay Conservation District 2011-0969-MWD-E CHAMBERS 1/27/2012 $20,925 $4,185 $0 $16,740 WQ 40497 Calabrian Corporation 2010-1631-IWD-E JEFFERSON 1/27/2012 $38,870 $0 $38,870 $0 WQ 41960 Sadlers Smokehouse Ltd 2011-1066-WQ-E RUSK 1/27/2012 $18,600 $0 $18,600 $0 WQ 41191 Gulf Copper & Manufacturing Corporation 2011-0284-IWD-E GALVESTON 1/27/2012 $11,426 $2,285 $4,571 $4,570 WQ 39993 K C Utilities, Inc. 2010-1111-MWD-E BRAZORIA 1/27/2012 $34,510 $0 $34,510 $0 WQ 42023 City of Madisonville 2011-1131-MWD-E MADISON 2/5/2012 $7,860 $1,572 $0 $6,288 WQ 41916 City of Commerce 2011-1032-MWD-E HUNT 2/5/2012 $38,800 $0 $0 $38,800 WQ 42045 City of Hubbard 2011-1162-MWD-E HILL 2/5/2012 $20,400 $0 $0 $20,400 WQ 41669 Pegasus Polymers Bebelux Inc. 2011-0775-IWD-E HARRIS 2/5/2012 $14,985 $2,997 $11,988 $0 WQ 41316 City of Killeen * 2011-0420-WQ-E BELL 2/5/2012 $15,000 $0 $15,000 $0 WQ 42090 City of Willow Park 2011-1238-MWD-E PARKER 2/5/2012 $8,850 $0 $8,850 $0 WQ 42010 City of Nacogdoches 2011-1116-MWD-E NACOGDOCHES 2/5/2012 $8,300 $1,660 $6,640 $0 WQ 41345 Prida Construction, Inc. 2011-0617-WQ-E GALVESTON 2/10/2012 $2,924 $584 $2,340 $0 WQ 40908 New Waverly Sound Investments, LLC 2010-2066-WQ-E WALLER 2/10/2012 $2,500 $0 $2,500 $0 WQ 41569 Mirando City Water Supply Corporation 2011-0666-MWD-E WEBB 2/10/2012 $1,155 $231 $924 $0 WQ 41539 MOORE WATER SUPPLY CORPORATION 2011-0643-MWD-E FRIO 2/10/2012 $1,790 $358 $1,432 $0 WQ 41752 Brownsville Navigation District 2011-0889-MWD-E CAMERON 2/10/2012 $1,512 $302 $1,210 $0 WQ 41540 Dorsett Brothers Concrete Supply, Inc. 2011-0644-IWD-E HARRIS 2/10/2012 $1,400 $280 $1,120 $0 WQ 42454 165 Howe, L.P. 2011-1587-WQ-E DENTON 2/10/2012 $700 $0 $700 $0 WQ 42526 G & G Enterprises, Inc. 2011-1666-WQ-E ORANGE 2/10/2012 $700 $0 $700 $0 WQ 42440 Edna Lumber Co., Inc. 2011-1567-WQ-E COMAL 2/10/2012 $700 $0 $700 $0 WQ 42439 Prater Equipment Co., Inc. 2011-1568-WQ-E PALO PINTO 2/10/2012 $700 $0 $700 $0 WQ 41773 City of Chandler 2011-0887-MWD-E HENDERSON 2/10/2012 $1,550 $310 $1,240 $0 WQ 41114 Texas Concrete Enterprise, L.L.C. 2011-0207-IWD-E HARRIS 2/10/2012 $2,940 $588 $2,352 $0 WQ 41803 City of Caldwell 2011-0929-MWD-E BURLESON 2/10/2012 $1,092 $218 $874 $0 WQ 42259 Lutheran Outdoors Ministry of Texas, Inc. 2011-1408-MWD-E FAYETTE 2/10/2012 $6,080 $1,216 $4,864 $0 WQ 41858 Bayou Pines LLC 2011-0973-MWD-E ORANGE 2/10/2012 $4,480 $896 $3,584 $0 WQ 42437 ATLANTIC AVIATION CORPORATION 2011-1569-WQ-E EL PASO 2/10/2012 $700 $0 $700 $0 WQ 41843 Study Butte WSC 2011-0965-IWD-E BREWSTER 2/10/2012 $7,140 $1,428 $5,712 $0 WQ 42432 BUC-EE'S, LTD. 2011-1570-WQ-E COMAL 2/10/2012 $700 $0 $700 $0 WQ 41638 ACME READYMIX LTD. LLP 2011-0754-IWD-E JIM WELLS 2/13/2012 $1,400 $0 $1,400 $0 WQ 41118 Hamilton Custom Service, Inc. 2011-0216-SLG-E YOUNG 2/16/2012 $12,064 $0 $12,064 $0 WQ 41457 Jatra International, Inc. 2011-0558-MWD-E FREESTONE 2/16/2012 $17,680 $0 $17,680 $0 WQ 42457 City of Fort Worth 2011-1595-MWD-E TARRANT 2/18/2012 $10,000 $0 $0 $10,000 WQ 41780 Hyder, Syed Nooridun 2011-0896-MWD-E BRAZOS 2/18/2012 $75,507 $0 $75,507 $0 Page 41 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2010-1373-MWD-E MEDINA 2/18/2012 $28,860 $0 $28,860 $0 2011-0342-MWD-E MONTGOMERY 2/18/2012 $23,419 $4,683 $18,736 $0 2011-0731-MWD-E WISE 2/18/2012 $10,525 $0 $10,525 $0 2008-1629-MWD-E LIMESTONE 2/18/2012 $43,250 $43,250 $0 $0 2010-1491-WQ-E KENDALL 2/18/2012 $14,520 $0 $14,520 $0 2011-0886-MWD-E CAMERON 2/18/2012 $7,992 $1,598 $6,394 $0 McAllen Construction, Inc. 2011-1332-WQ-E CAMERON 2/25/2012 $750 $150 $600 $0 Aldine Independent School District 2011-1213-MWD-E HARRIS 2/25/2012 $2,720 $544 $2,176 $0 2011-1256-MWD-E HARRIS 2/25/2012 $6,700 $1,340 $5,360 $0 2011-1019-MWD-E FLOYD 2/25/2012 $7,060 $1,412 $5,648 $0 2011-0963-MWD-E HILL 2/25/2012 $1,000 $200 $800 $0 2011-1259-EAQ-E MEDINA 2/25/2012 $750 $150 $600 $0 2011-0698-WQ-E BEXAR 2/25/2012 $3,150 $0 $3,150 $0 2011-1057-SLG-E HARRIS 2/25/2012 $5,550 $1,110 $4,440 $0 City of Palestine 2011-1531-MWD-E ANDERSON 3/3/2012 $13,200 $0 $13,200 $0 City of Buffalo 2011-1183-MWD-E LEON 3/3/2012 $2,020 $404 $1,616 $0 2011-0847-MWD-E BEXAR 3/3/2012 $1,150 $230 $920 $0 2011-0630-IWD-E WILLIAMSON 3/3/2012 $721 $144 $577 $0 MOTOROLA NORTHWEST PROPERTY OWNERS, INC. 2011-1532-EAQ-E WILLIAMSON 3/3/2012 $16,125 $3,225 $12,900 $0 CROSSWINDS I PARTNERSHIP LTD 2011-0797-EAQ-E BEXAR 3/3/2012 $5,000 $1,000 $4,000 $0 2011-0584-MWD-E NEWTON 3/3/2012 $5,370 $1,074 $4,296 $0 2011-1644-MWD-E LIMESTONE 3/16/2012 $15,900 $3,180 $12,720 $0 HARRIS 3/16/2012 $9,285 $1,857 $7,428 $0 JASPER 3/16/2012 $6,150 $0 $6,150 $0 SMITH 3/16/2012 $41,400 $0 $0 $41,400 CAMERON 3/18/2012 $750 $150 $600 $0 FREESTONE 3/18/2012 $4,040 $808 $3,232 $0 CAMERON 3/18/2012 $750 $150 $600 $0 2011-1543-EAQ-E TRAVIS 3/18/2012 $900 $180 $720 $0 2011-1389-MLM-E WILLIAMSON 3/18/2012 $1,500 $300 $1,200 $0 Ragin Construction, LLC 2011-1866-WQ-E GREGG 3/18/2012 $700 $0 $700 $0 City of Corrigan 2011-1498-MWD-E POLK 3/18/2012 $4,960 $992 $3,968 $0 2011-1794-WQ-E TAYLOR 3/18/2012 $700 $0 $700 $0 2011-1795-WQ-E MONTGOMERY 3/18/2012 $700 $0 $700 $0 LAWSON, CHUCK 2011-1867-WQ-E TAYLOR 3/18/2012 $700 $0 $700 $0 City of Merkel 2011-1307-MWD-E TAYLOR 3/18/2012 $1,000 $200 $800 $0 2011-1211-MWD-E HARRIS 3/18/2012 $4,020 $804 $3,216 $0 2011-1003-MWD-E HARRIS 3/18/2012 $1,856 $371 $1,485 $0 WQ 40260 City of La Coste WQ 41193 C & R WATER SUPPLY INC. WQ 41624 Aqua Development, Inc. WQ 36641 City of Kosse WQ 33751 Westex Capital, LTD. WQ 41774 City of Santa Rosa WQ 42191 WQ 42094 WQ 42111 Aldine Independent School District WQ 41902 City of Floydada WQ 41847 MHC TT, Inc. WQ 42043 471 LAND, INC. WQ 41600 HALL AND SONS TRANSPORT INC WQ 41949 BOZE ENTERPRISES II, LLC WQ 42395 WQ 42055 WQ 41719 City of Schertz WQ 41525 Tex Mix Partners, LTD WQ 42377 WQ 41683 WQ 41488 City of Newton WQ 42505 City of Mexia WQ 42138 Jarvis, Robert H. 2011-1284-MWD-E WQ 42273 Jasper County Wcid 1 2011-1426-MWD-E WQ 40551 City of Tyler 2010-1697-MWD-E WQ 42192 M.F. Site Construction, Inc. 2011-1331-WQ-E WQ 42401 City of Teague 2011-1542-MWD-E WQ 42193 Gilbane Building Company 2011-1330-WQ-E WQ 42408 HAND, NEAIL WQ 42235 VIZZA WASH LIMITED PARTNERSHIP WQ 42730 WQ 42337 WQ 42654 Hallmark, Jerry WQ 42657 Metzger Construction Company WQ 42729 WQ 42150 WQ 42087 Spring Center, Inc. WQ 41850 SEC Energy Products & Services, L.P. Page 42 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1212-MWD-E HARRIS 3/18/2012 $4,400 $880 $3,520 $0 2011-1725-MWD-E MONTGOMERY 3/18/2012 $5,820 $1,164 $4,656 $0 City of Elsa 2011-0564-MWD-E HIDALGO 4/1/2012 $5,725 $0 $5,725 $0 City of Kerrville 2011-1664-MWD-E KERR 4/5/2012 $15,500 $0 $15,500 $0 Hudspeth County Water Control And Improvement District 1 2011-1628-MWD-E HUDSPETH 4/5/2012 $13,500 $2,700 $10,800 $0 City of Refugio 2011-1768-MWD-E REFUGIO 4/5/2012 $8,190 $1,638 $6,552 $0 TRAVIS 4/8/2012 $3,585 $717 $2,868 $0 WQ 42089 Northwest Harris County Municipal Utility District 32 WQ 42590 Magnolia ISD WQ 41470 WQ 42530 WQ 42465 WQ 42620 WQ 42247 Wilbarger Creek Municipal Utility District 2 2011-1423-MWD-E WQ 41538 Williams Concrete Products, Inc. 2011-0629-IWD-E DALLAS 4/8/2012 $1,260 $252 $1,008 $0 WQ 42215 El Paso County Water Control Improvement District 4 2011-1367-MWD-E EL PASO 4/8/2012 $6,250 $1,250 $5,000 $0 WQ 42248 Boling Municipal Water District 2011-1422-MWD-E WHARTON 4/8/2012 $2,520 $504 $2,016 $0 COMAL 4/8/2012 $7,200 $1,440 $2,880 $2,880 WQ 42180 DUVALL, MELISSA * 2011-1327-MLM-E WQ 42612 Harris County Municipal Utility District 189 2011-1755-MWD-E HARRIS 4/8/2012 $5,190 $1,038 $4,152 $0 WQ 42112 City of Cisco 2011-1248-MWD-E EASTLAND 4/8/2012 $7,320 $1,464 $5,856 $0 WQ 42183 Town of Woodloch 2011-1326-MWD-E MONTGOMERY 4/8/2012 $5,100 $1,020 $4,080 $0 COLLIN 4/8/2012 $1,070 $214 $856 $0 WQ 42668 CMH Parks, Inc. 2011-1820-MWD-E WQ 42849 Park Avenue Construction Ltd 2011-2009-WQ-E TOM GREEN 4/8/2012 $700 $0 $700 $0 WQ 42298 Aldine Independent School District 2011-1484-MWD-E HARRIS 4/8/2012 $5,760 $1,152 $4,608 $0 WQ 42597 City of Carrizo Springs 2011-1736-MWD-E DIMMIT 4/8/2012 $4,410 $882 $3,528 $0 4/8/2012 $3,380 $676 $2,704 $0 WQ 42548 Stephenville Mobile Home Park, Ltd. 2011-1677-MWD-E ERATH WQ 42275 Kaufman County Fresh Water Supply District No 1A 2011-1427-MWD-E KAUFMAN 4/8/2012 $5,550 $1,110 $4,440 $0 WQ 42627 San Antonio Water System 2011-1774-EAQ-E BEXAR 4/8/2012 $1,500 $300 $0 $1,200 WQ 43089 Caldwell Tanks, Inc. 2011-2233-WQ-E ANDERSON 4/21/2012 $700 $0 $700 $0 4/21/2012 $1,500 $300 $1,200 $0 WQ 42518 SPILLANE & ASSOCIATES, INC. 2011-1682-EAQ-E WILLIAMSON WQ 42488 City of Streetman 2011-1624-MWD-E FREESTONE 4/21/2012 $5,844 $1,168 $4,676 $0 WQ 42394 City of Bardwell 2011-1530-MWD-E ELLIS 4/21/2012 $4,110 $822 $3,288 $0 WQ 42313 BOH Indian Springs TX, L.P. 2011-1499-EAQ-E BEXAR 4/21/2012 $1,875 $375 $1,500 $0 HARRIS 4/23/2012 $8,484 $1,696 $6,788 $0 BRAZORIA 4/23/2012 $14,920 $0 $14,920 $0 HALE 4/23/2012 $12,700 $2,540 $10,160 $0 2011-1679-MWD-E LAMAR 4/23/2012 $8,835 $1,767 $7,068 $0 4/23/2012 $23,595 $0 $23,595 $0 WQ 42436 Texas Tile Manufacturing LLC 2011-1583-IWD-E WQ 42392 City of Brazoria 2011-1529-MWD-E WQ 41889 Cargill Meat Solutions Corporation 2011-1347-IWD-E WQ 42542 City of Roxton WQ 40268 Teen Challenge of Texas 2010-1380-MWD-E NUECES WQ 42565 City of Lovelady 2011-1699-MWD-E HOUSTON 4/23/2012 $10,200 $0 $10,200 $0 WQ 42656 Igloo Products Corp. 2011-1806-IWD-E WALLER 4/23/2012 $13,620 $0 $13,620 $0 WQ 42805 Gary W Purser Construction Ltd. 2011-1931-WQ-E BELL 5/12/2012 $2,500 $500 $2,000 $0 JEFFERSON 5/12/2012 $2,403 $480 $1,923 $0 WQ 42686 Texas A&M University 2011-1832-MWD-E WQ 42228 Mahesh Investments-Lake Fork, L.L.C. 2011-1376-MWD-E WOOD 5/12/2012 $570 $114 $456 $0 WQ 42272 Solhjou, Bahram 2011-1430-MWD-E HARRIS 5/12/2012 $3,528 $705 $2,823 $0 Page 43 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1883-MWD-E KARNES 5/24/2012 $1,200 $240 $960 $0 2011-1948-SLG-E TRAVIS 5/24/2012 $2,250 $450 $1,800 $0 Eola Water Supply Corporation 2011-1659-MWD-E CONCHO 5/24/2012 $1,940 $388 $1,552 $0 City of Muenster 2011-1873-MWD-E COOKE 5/24/2012 $1,920 $384 $1,536 $0 2011-1548-MWD-E NEWTON 5/24/2012 $7,300 $1,460 $5,840 $0 HALE 5/24/2012 $2,120 $424 $1,696 $0 COLORADO 5/24/2012 $4,200 $840 $3,360 $0 WISE 5/24/2012 $7,130 $1,426 $5,704 $0 2011-1642-SLG-E SMITH 5/25/2012 $12,960 $2,592 $10,368 $0 Peaster Independent School District Public Facility Corporation 2011-1901-MWD-E PARKER 5/25/2012 $7,300 $0 $7,300 $0 43037 Northeast Texas Community College Foundation 2011-2188-MWD-E TITUS 6/7/2012 $5,678 $1,135 $4,543 $0 WQ 43217 MOSSBURG, JACK 2012-0018-WQ-E HARDIN 6/7/2012 $700 $0 $700 $0 WQ 42464 Ranch Utilities, L.P. 2011-1609-MWD-E PARKER 6/7/2012 $6,390 $1,278 $5,112 $0 WQ 43218 Southern Crushed Concrete, LLC MONTGOMERY 6/7/2012 $700 $0 $700 $0 GONZALES 6/7/2012 $832 $166 $666 $0 WQ 42724 City of Karnes City WQ 42807 BREWER, RICKY WQ 42501 WQ 42727 WQ 42415 City of Newton WQ 42719 Azteca Milling, L. P. 2011-1885-IWD-E WQ 41945 Rice Consolidated Independent School District 2011-1114-MWD-E WQ 42844 City of Runaway Bay 2011-1982-MWD-E WQ 42508 AAA Sanitation, Inc. WQ 42746 WQ 2012-0017-WQ-E WQ 43086 WARM SPRINGS FOUNDATION INC 2011-2247-MWD-E WQ 42755 Pitts Ready Mix of Burkburnett, Inc. 2011-1910-IWD-E WICHITA 6/7/2012 $5,978 $1,195 $4,783 $0 WQ 42770 TACKETT, TERRY 2011-1926-SLG-E *MULTIPLE 6/7/2012 $1,187 $237 $950 $0 WQ 42626 Big Oaks Municipal Utility District 2011-1773-MWD-E FORT BEND 6/7/2012 $1,350 $270 $1,080 $0 April Plaza Marina, Inc. 2011-0803-MWD-E MONTGOMERY 6/8/2012 $10,646 $2,129 $8,517 $0 WQ 41639 WQ 42879 City of Austin 2011-2019-MWD-E TRAVIS 6/8/2012 $13,050 $0 $0 $13,050 WQ 39984 Eastland County Water Supply District 2011-1612-MWD-E EASTLAND 6/8/2012 $8,990 $0 $8,990 $0 WQ 37591 M.R. Patel * 2011-0177-MWD-E LIBERTY 6/8/2012 $52,627 $0 $52,627 $0 FORT BEND 6/8/2012 $13,425 $2,685 $10,740 $0 WQ 42310 Stafford Mobile Home Park, Inc. 2011-1460-MWD-E WQ 43065 INEOS USA LLC 2011-2221-IWD-E HARRIS 6/8/2012 $17,490 $3,498 $13,992 $0 WQ 41626 Bhakta, Ravindra * 2011-0724-MWD-E HARRIS 6/15/2012 $6,360 $0 $6,360 $0 WQ 42582 MAYFIELD, MIKE L 2011-1749-SLG-E MONTAGUE 6/15/2012 $1,238 $0 $1,238 $0 BEXAR 6/17/2012 $4,100 $820 $0 $3,280 WQ 42890 San Antonio Water System 2011-2034-MWD-E WQ 42289 City of Petrolia 2011-1440-MWD-E CLAY 6/17/2012 $5,564 $1,112 $4,452 $0 WQ 43006 ATA Land, L.P. 2011-2160-EAQ-E TRAVIS 6/17/2012 $4,025 $805 $3,220 $0 WQ 43012 Aqua Utilities, Inc. 2011-2168-MWD-E HAYS 6/17/2012 $3,479 $695 $2,784 $0 DENTON 6/17/2012 $6,238 $1,247 $4,991 $0 WQ 42986 City of Krum 2011-2139-MWD-E WQ 42689 City of Asherton 2011-1837-MWD-E DIMMIT 6/17/2012 $2,730 $546 $2,184 $0 WQ 42784 Fort Hancock Water Control and Improvement District 2011-1943-MWD-E HUDSPETH 6/22/2012 $13,770 $2,754 $11,016 $0 WQ 43088 Mallard Point WWTP, LLC 2011-2246-MWD-E HUNT 6/22/2012 $7,934 $1,586 $6,348 $0 6/22/2012 $13,750 $2,750 $11,000 $0 WQ 42660 CROSSWINDS I PARTNERSHIP LTD 2011-1813-EAQ-E BEXAR WQ 41288 YFZ Land, LLC 2011-0379-MLM-E SCHLEICHER 6/22/2012 $30,582 $0 $30,582 $0 WQ 42005 Briarwood Lutheran Ministries 2011-1115-MWD-E DENTON 6/22/2012 $4,137 $0 $4,137 $0 Page 44 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-2118-MWD-E HARRIS 6/22/2012 $6,300 $0 $6,300 $0 2011-1421-MWD-E LA SALLE 6/22/2012 $7,680 $1,536 $0 $6,144 2011-1942-IWD-E TARRANT 6/22/2012 $30,003 $6,000 $24,003 $0 2011-0966-IWD-E WICHITA 6/22/2012 $27,614 $5,522 $22,092 $0 2011-1517-WQ-E MCLENNAN 6/22/2012 $7,500 $0 $7,500 $0 HARRIS 6/22/2012 $17,640 $0 $17,640 $0 NACOGDOCHES 7/6/2012 $7,875 $1,575 $6,300 $0 COCHRAN 7/6/2012 $9,350 $1,870 $7,480 $0 2012-0468-WQ-E BEXAR 7/8/2012 $700 $0 $700 $0 2011-2094-WQ-E BELL 7/8/2012 $700 $0 $700 $0 CAMERON 7/8/2012 $4,375 $875 $3,500 $0 TAYLOR 7/8/2012 $3,375 $675 $2,700 $0 2011-2100-MWD-E ORANGE 7/8/2012 $4,708 $941 $3,767 $0 2011-2103-EAQ-E BEXAR 7/8/2012 $3,050 $610 $2,440 $0 PARKER 7/8/2012 $2,500 $500 $2,000 $0 PALO PINTO 7/15/2012 $1,848 $369 $1,479 $0 2012-0210-WQ-E COMAL 7/15/2012 $2,300 $460 $1,840 $0 2011-1681-EAQ-E TRAVIS 7/15/2012 $2,000 $400 $1,600 $0 Rhodia Inc. 2012-0279-IWD-E WILBARGER 7/15/2012 $6,128 $1,225 $4,903 $0 DRY COMAL CREEK VINEYARDS, INC. 2012-0085-EAQ-E COMAL 7/15/2012 $5,625 $1,125 $4,500 $0 2011-1575-WQ-E NUECES 7/15/2012 $4,080 $0 $4,080 $0 ANGELINA 7/15/2012 $3,982 $796 $3,186 $0 2011-2351-IWD-E DALLAS 7/15/2012 $1,050 $210 $840 $0 2010-2058-IHW-E WEBB 7/27/2012 $2,625 $0 $2,625 $0 2012-0133-MWD-E HILL 8/2/2012 $35,875 $0 $35,875 $0 Nueces County Water Control and Improvement District No. 5 2011-0431-MWD-E NUECES 8/2/2012 $87,605 $62,730 $24,875 $0 43212 Trinity Pines Conference Center, Inc. 2012-0047-MWD-E TRINITY 8/2/2012 $9,450 $0 $9,450 $0 WQ 43173 Montgomery County WCID 1 2011-2332-MWD-E MONTGOMERY 8/2/2012 $13,800 $2,760 $11,040 $0 WQ 42466 City of Yorktown 2011-1610-MWD-E DEWITT 8/2/2012 $27,540 $0 $27,540 $0 WQ 41506 J&S Water Company, L. L. C. 2011-0599-MWD-E HARRIS 8/2/2012 $27,434 $5,486 $21,948 $0 MONTGOMERY 8/5/2012 $1,773 $354 $1,419 $0 WQ 42960 Aqua Utilities, Inc. WQ 42271 City of Cotulla WQ 42792 Paisano Redi-Mix Inc WQ 41839 CITY CONCRETE, INC. WQ 42375 Balcones Distilling LLC WQ 42013 Karbalai, Rita Laura Redow 2011-1117-MWD-E WQ 42373 Mages Group, LLC 2011-1516-WQ-E WQ 42558 City of Morton 2011-1700-MWD-E WQ 41965 CPS Energy WQ 42946 SARATOGA HOMES OF TEXAS AUSTIN, LLC WQ 43277 City of Los Fresnos 2012-0081-MWD-E WQ 43114 Mira Vista, Inc. 2012-0142-WQ-E WQ 42945 North Orange Water & Sewer, LLC WQ 42954 Prue Bend Homeowners Association, Inc. WQ 43194 KENMARK HOMES, LP 2011-2359-WQ-E WQ 42957 Metroplex Quarry's Inc. 2011-2112-IWD-E WQ 43402 WATERPARK MANAGEMENT, INC. WQ 42519 Paver Investments Limited Partnership WQ 43461 WQ 43249 WQ 42390 BARR, DOUGLAS LEE WQ 43430 Texas Airstream Harbor, Inc. 2012-0246-MWD-E WQ 43188 2100 Ross Realty LP WQ 40891 Lopez De Nava, Luis Medina * WQ 43330 TA Operating LLC WQ 41339 WQ WQ 43257 City of Magnolia 2012-0055-MWD-E WQ 43410 Texas Community Bank National Association 2012-0238-EAQ-E BEXAR 8/5/2012 $1,250 $250 $1,000 $0 WQ 43714 Blake Site Corp. 2012-0530-WQ-E TARRANT 8/5/2012 $938 $187 $751 $0 WQ 43350 Chemical Specialties, Inc. 2012-0165-IWD-E BRAZORIA 8/5/2012 $3,140 $628 $2,512 $0 ARCHER 8/5/2012 $875 $0 $875 $0 WISE 8/5/2012 $2,200 $440 $1,760 $0 WILLIAMSON 8/5/2012 $875 $0 $875 $0 WQ 43893 Oncor Electric Delivery Company LLC 2012-0718-WQ-E WQ 43273 City of Rhome 2012-0083-MWD-E WQ 43895 Joe Bland Construction, L.P. 2012-0717-WQ-E Page 45 of 49 Singles Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2012-0211-WQ-E PARKER 8/5/2012 $938 $187 $751 $0 2012-0848-WQ-E MONTAGUE 8/12/2012 $875 $0 $875 $0 Weiss Sand and Clay, LP 2012-0870-WQ-E FORT BEND 8/12/2012 $700 $0 $700 $0 Southwestern Public Service Company 2012-0437-IWD-E LAMB 8/12/2012 $990 $198 $792 $0 2012-0253-WQ-E EL PASO 8/12/2012 $1,875 $375 $1,500 $0 2012-0847-WQ-E CAMERON 8/12/2012 $875 $0 $875 $0 City of Royse City 2011-2273-MWD-E ROCKWALL 8/17/2012 $6,000 $0 $0 $6,000 Marine Quest - Hidden Cove, L.P. 2011-1955-MWD-E DENTON 8/17/2012 $8,484 $0 $8,484 $0 City of Orange 2011-0552-MWD-E ORANGE 8/17/2012 $98,350 $0 $0 $98,350 43030 Walnut Cove Water Supply Corporation 2011-2178-MWD-E MONTGOMERY 8/17/2012 $29,350 $0 $29,350 $0 WQ 42834 City of Port Arthur 2011-1977-MWD-E JEFFERSON 8/19/2012 $3,300 $0 $3,300 $0 WQ 44117 Rex-Hide Industries, Inc. 2012-0959-WQ-E SMITH 8/26/2012 $875 $0 $875 $0 WQ 43471 City of Valley View 2012-0282-MWD-E COOKE 8/26/2012 $4,388 $877 $3,511 $0 WQ 43411 Blue Bell Manor Utility Co., Inc. * 2012-0235-MWD-E HARRIS 8/26/2012 $3,015 $603 $2,412 $0 WQ 44085 Southeastern Freight Lines, Inc. 2012-0923-WQ-E WICHITA 8/26/2012 $875 $0 $875 $0 WQ 44115 WRL General Contractors, Ltd. 2012-0961-WQ-E HENDERSON 8/26/2012 $875 $0 $875 $0 WQ 44116 Batchelder Construction, Inc. 2012-0960-WQ-E BEXAR 8/26/2012 $875 $0 $875 $0 WQ 44084 Wolff Construction, LP 2012-0924-WQ-E BELL 8/26/2012 $875 $0 $875 $0 WQ 43189 Mohiuddin, Syed Asif 2012-0043-OSS-E FORT BEND 8/26/2012 $1,779 $355 $1,424 $0 WQ 43521 Trinity River Authority Of Texas 2012-0422-WQ-E TARRANT 8/27/2012 $5,625 $0 $5,625 $0 WQ 43572 PL Propylene LLC 2012-0376-IWD-E HARRIS 8/27/2012 $18,000 $3,600 $7,200 $7,200 WQ 43122 Sasson, Eli Gravriel 2011-2292-MWD-E HARRIS 8/27/2012 $16,125 $3,225 $12,900 $0 WQ 41691 ANDREWS, CHESTER ALTON 2011-0792-MWD-E TARRANT 8/27/2012 $43,269 $35,309 WQ 43401 Thomas Excavating, Inc. WQ 44007 GAMBLIN, JAMES D WQ 44008 WQ 43622 WQ 43376 S & L Aero, INC. WQ 44009 Mueller Co. WQ 43109 WQ 42813 WQ 41453 WQ $2,880,685 Subtotal for WQ : 319 WWA 41156 CLOWDUS, LAURENCE ELMER $417,731 $7,960 $1,973,286 $0 $489,668 2011-0248-AGR-E HAMILTON 10/17/2011 $1,010 $202 $808 $0 ERATH 10/17/2011 $2,600 $0 $2,600 $0 WWA 39491 SCHOUTEN, NOVA D * 2010-0585-AGR-E WWA 39017 SCHOUTEN, NOVA D * 2010-0093-AGR-E BOSQUE 11/3/2011 $5,200 $0 $5,200 $0 WWA 41648 WEST, RONNIE DEWAYNE 2011-0740-AGR-E JOHNSON 11/18/2011 $2,250 $450 $1,800 $0 WWA 40387 PX Feeders LLC 2010-1534-AGR-E HAMILTON 12/19/2011 $1,050 $0 $1,050 $0 12/19/2011 $8,090 $1,618 $6,472 $0 WWA 41737 R.J. Dairy, L.L.C. * 2011-0846-AGR-E ERATH WWA 40495 HUNT, ROBERT E III 2010-1655-AGR-E PARKER 2/13/2012 $2,625 $0 $2,625 $0 WWA 42182 Briseno, Arturo 2011-1329-AGR-E ERATH 3/18/2012 $1,640 $328 $1,312 $0 WWA 42833 Talsma, Klaas 2011-1984-AGR-E ERATH 6/17/2012 $3,300 $660 $2,640 $0 7/8/2012 $1,020 $204 $816 $0 8/12/2012 $4,480 $896 $3,584 $0 WWA 38311 Omar Aviles 2009-1441-AGR-E ERATH WWA 43060 Koke, Johan Gerrit 2011-2270-AGR-E ERATH $33,265 Subtotal for WWA : 11 Total for Singles Programs : 1,722 15,316,313.00 1,936,124.00 $4,358 10,829,614.00 $28,907 2,550,575.00 $0 2,550,575.00 Page 46 of 49 Multi-Media Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-0289-UTL-E HARRIS 9/16/2011 $194 $38 $156 $0 2011-0437-UTL-E HARRIS 9/16/2011 $436 $87 $349 $0 ERATH 9/16/2011 $210 $0 $210 $0 NEWTON 9/16/2011 $210 $0 $210 $0 2010-1813-UTL-E HARRIS 9/16/2011 $428 $0 $428 $0 2011-0519-UTL-E HARRIS 9/16/2011 $525 $105 $420 $0 DAUGHTRY, JESSE R 2011-0925-WOC-E WALLER 9/16/2011 $210 $0 $210 $0 Gainesville Foundry, Inc. 2010-1132-MLM-E COOKE 9/16/2011 $56,465 $0 $56,465 $0 2011-0156-UTL-E HARRIS 10/2/2011 $735 $147 $588 $0 2011-0460-UTL-E HARRIS 10/2/2011 $695 $139 $556 $0 Harris County Water Corporation 2010-1776-UTL-E HARRIS 10/2/2011 $448 $89 $359 $0 GAVLICK, JOHN R 2010-0117-AIR-E ELLIS 10/6/2011 $1 $0 $1 $0 2010-1799-UTL-E HARRIS 10/6/2011 $428 $0 $428 $0 2009-1377-MLM-E *MULTIPLE 10/6/2011 $9,000 $9,000 $0 $0 POLK 10/17/2011 $4,637 $0 $4,637 $0 TARRANT 10/17/2011 $2,200 $440 $1,760 $0 2011-0589-UTL-E HARRIS 10/17/2011 $577 $115 $462 $0 2011-0497-UTL-E HARRIS 10/17/2011 $262 $52 $210 $0 CORY, BYRON 2010-1005-MLM-E *MULTIPLE 10/22/2011 $4,780 $0 $4,780 $0 ESPARZA RODOLFO 2010-0244-MLM-E EL PASO 10/22/2011 $13,155 $9,555 $3,600 $0 2010-1754-MLM-E HARDIN 10/22/2011 $2,109 $0 $2,109 $0 2011-0124-MLM-E GALVESTON 10/22/2011 $4,866 $0 $4,866 $0 DAVIS, HAROLD G 2011-0074-MLM-E GRIMES 10/22/2011 $2,950 $0 $2,950 $0 CSE Spring Branch LLC 2011-0507-UTL-E HARRIS 11/3/2011 $333 $66 $267 $0 2011-0508-UTL-E HARRIS 11/3/2011 $321 $64 $257 $0 2010-0770-MLM-E *MULTIPLE 11/3/2011 $8,340 $0 $8,340 $0 2011-0575-MLM-E REFUGIO 11/3/2011 $1,972 $394 $1,578 $0 2011-0462-EAQ-E WILLIAMSON 11/3/2011 $2,760 $552 $2,208 $0 2010-1620-IHW-E LIBERTY 11/6/2011 $67,425 $0 $67,425 $0 2011-0453-MLM-E JOHNSON 11/6/2011 $2,047 $0 $2,047 $0 BLUE, GARY 2010-1673-MLM-E WINKLER 11/6/2011 $2,505 $0 $2,505 $0 Lake Municipal Utility District 2011-0836-UTL-E HARRIS 11/18/2011 $630 $126 $504 $0 2010-1109-MLM-E HARRIS 12/8/2011 $46,478 $0 $46,478 $0 2011-1467-WOC-E TYLER 12/19/2011 $210 $0 $210 $0 $0 $210 $0 $2,785 $11,140 $0 $0 $210 $0 $0 $210 $0 MM 41195 Trinity So PTN, L.P. MM 41341 Yes Communities, Inc. MM 41971 CLICK, LEW 2011-1083-WOC-E MM 41900 HERRIN, DUSTIN 2011-1022-WOC-E MM 40674 Moorpark Village, Inc. dba Moorpark Village Water System MM 41379 City of Pasadena MM 41805 MM 40024 MM 41043 Linda W Ball MM 41358 Houston Airport Hospitality LP MM 40626 MM 39036 MM 40646 Greenwood Place Civic Club, Inc. MM 38221 SWT Farm & Ranch Supply MM 39596 Vacation Home Builders, Inc. 2010-0706-MLM-E MM 41276 J Mac Tool Inc 2011-0366-MLM-E MM 41494 Sequoia Improvement District MM 41378 Bammel Forest Utility Company MM 39899 MM 39142 MM 40767 PARSONS, LEON JR MM 41027 TREVINO, GREGORY MM 40966 MM 41397 MM 41398 CSE The Village LLC MM 39677 Tadeo B Pina JR MM 41477 PLASCENCIA, ALFREDO MM 41369 Murphy Oil USA, Inc. MM 40451 MCKNIGHT, CECIL L * MM 41361 Mannan, Timothy Ray MM 40531 MM 41732 MM 39991 Aldine Community Care Center, Inc. MM 42316 MACGINNIS, THOMAS H MM 42165 GOODMAN, ROBERT A 2011-1319-PWS-E LYNN 12/19/2011 $210 MM 41353 City of Port Aransas 2011-0512-MLM-E NUECES 12/19/2011 $13,925 MM 42317 ARMSTRONG, TRAVIS W 2011-1466-WOC-E HILL 12/19/2011 $210 MM 42318 HICKS, WILLIAM STERLING 2011-1465-WOC-E HILL 12/19/2011 $210 Page 47 of 49 Multi-Media Programs Appendix 5: List of Administrative Orders Issued FY2012 Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2009-1555-MLM-E VAN ZANDT 12/19/2011 $13,468 $0 $13,468 $0 2011-0480-UTL-E HARRIS 12/19/2011 $475 $95 $380 $0 WHITE CLEANERS & LAUNDRY INC 2011-0766-DCL-E CAMERON 12/19/2011 $3,015 $603 $2,412 $0 Hunt County 2011-0319-MSW-E HUNT 12/19/2011 $10,000 $0 $0 $10,000 41771 City of Dell City 2011-0884-MLM-E HUDSPETH 12/19/2011 $9,138 $1,827 $7,311 $0 40035 Am Ja, Inc. 2010-1145-DCL-E *MULTIPLE 12/19/2011 $2,655 $0 $2,655 $0 MM 38528 PERRY JR, GILBERT WAYNE 2009-1687-IHW-E VAN ZANDT 1/8/2012 $4,700 $0 $4,700 $0 MM 40703 City of Driscoll 2010-1852-MLM-E NUECES 1/27/2012 $12,000 $2,400 $9,600 $0 MM 42496 MINALDI, BEVERLY LEE 2011-1576-WOC-E JEFFERSON 2/10/2012 $210 $0 $210 $0 MM 42385 JOHNSON, DON JR 2011-1518-WOC-E ANGELINA 2/10/2012 $210 $0 $210 $0 MM 42459 OWEN, IVAR V 2011-1600-WOC-E WILLIAMSON 2/10/2012 $210 $0 $210 $0 MM 41413 MILAGRO INTERESTS, INC. 2011-0517-UTL-E HARRIS 2/10/2012 $315 $63 $252 $0 MM 41362 Kingsland Estates Water Supply Corporation 2011-0479-UTL-E HARRIS 2/10/2012 $472 $94 $378 $0 MM 32665 I. 35 Sandpit, Inc. * 2010-1027-MSW-E JOHNSON 2/13/2012 $6,480 $0 $6,480 $0 MM 42201 Union Pacific Railroad Company 2011-1433-WQ-E DALLAS 2/18/2012 $11,250 $0 $11,250 $0 MM 41798 Levelland/Hockley County Ethanol, LLC 2011-0913-MLM-E HOCKLEY 2/25/2012 $5,830 $1,166 $4,664 $0 MM 41594 West Yukon Estates LLC 2011-0695-UTL-E HARRIS 3/1/2012 $450 $0 $450 $0 MM 41842 James A Derryberry 2011-1039-MLM-E SAN JACINTO 3/3/2012 $3,074 $614 $2,460 $0 MM 40697 City of Mart 2010-1844-MLM-E MCLENNAN 3/16/2012 $48,405 $43,672 $4,733 $0 MM 42750 JARAMILLO, HIPOLITO JR 2011-1893-WOC-E REFUGIO 3/18/2012 $210 $0 $210 $0 MM 41634 City of Hilshire Village HARRIS 3/18/2012 $588 $117 $471 $0 MM 42751 PEREZ, ALBERT R 2011-1892-WOC-E REFUGIO 3/18/2012 $210 $0 $210 $0 MM 40475 Fisher, Gerald 2010-1608-IHW-E HARRIS 3/23/2012 $2,200 $0 $2,200 $0 MM 39912 SLC Construction LLC 2010-1019-MLM-E *MULTIPLE 3/23/2012 $35,600 $0 $35,600 $0 MM 42924 LOPEZ, ROBERT 2011-2072-WOC-E EL PASO 4/8/2012 $210 $0 $210 $0 MM 42925 GARCIA, MIGUEL A 2011-2071-WOC-E EL PASO 4/8/2012 $210 $0 $210 $0 MM 43192 FOUST, MARK T 2011-2355-WOC-E HARDIN 4/21/2012 $210 $0 $210 $0 MM 43237 RIOS, JUAN 2012-0019-WOC-E BURNET 4/21/2012 $210 $0 $210 $0 MM 42333 Lone Star Ready-Mix, L.P. 2011-1489-MLM-E WILLIAMSON 5/12/2012 $4,900 $980 $3,920 $0 MM 42507 Nueces County Water Control and Improvement District 3 2011-1645-MLM-E NUECES 5/12/2012 $3,503 $700 $2,803 $0 MM 41825 OCONNOR, LOUIS 2011-0947-MLM-E GALVESTON 5/13/2012 $3,192 $0 $3,192 $0 MM 42420 City of Nederland 2011-1560-MLM-E JEFFERSON 5/24/2012 $4,650 $930 $3,720 $0 MM 42230 The Consolidated Water Supply Corporation 2011-1508-MLM-E HOUSTON 5/24/2012 $992 $198 $794 $0 MM 42500 F A L C Enterprises, LLC. 2011-1646-MLM-E EL PASO 5/24/2012 $4,965 $993 $3,972 $0 MM 42718 Artemio Martinez 2011-1875-MLM-E CAMERON 5/25/2012 $10,431 $2,086 $8,345 $0 MM 41784 Coil Tubing Services, L. L. C. 2011-0916-MLM-E JIM WELLS 5/25/2012 $16,904 $3,380 $13,524 $0 MM 39930 PANKRATZ, THOMAS 2010-1105-MLM-E KENDALL 5/25/2012 $7,404 $0 $7,404 $0 MM 42255 MeadWestvaco Texas, L.P. 2011-1402-MLM-E *MULTIPLE 5/25/2012 $7,966 $1,592 $6,374 $0 MM 38426 Bisma-Zaeem, Inc. MM 41382 Harris County Municipal Utility District 420 MM 41663 MM 41224 MM MM 2011-0738-UTL-E Page 48 of 49 Appendix 5: List of Administrative Orders Issued FY2012 Multi-Media Programs Date Range Selected : 09/01/2011 - 08/31/2012 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2011-1769-MLM-E BAILEY 5/25/2012 $9,000 $1,800 $7,200 $0 2011-1944-MLM-E HOCKLEY 6/7/2012 $5,950 $1,190 $4,760 $0 Clear Lake Services, Inc. 2011-2060-MLM-E HARRIS 6/8/2012 $9,527 $1,904 $7,623 $0 VASQUEZ, MARK A 2010-1973-MLM-E BEXAR 6/8/2012 $30,444 $0 $30,444 $0 2011-1151-MLM-E BEXAR 6/14/2012 $88,275 $0 $88,275 $0 2011-1765-MLM-E JEFFERSON 6/14/2012 $10,400 $0 $10,400 $0 GARZA, ALBERTO * 2011-1405-MLM-E CAMERON 6/15/2012 $7,500 $0 $7,500 $0 Lummus Technology Inc. 2011-1033-IHW-E HARRIS 6/15/2012 $4,000 $0 $4,000 $0 2011-0910-MLM-E SAN JACINTO 6/15/2012 $2,784 $1,584 $1,200 $0 2011-2042-MLM-E TYLER 6/17/2012 $3,395 $679 $2,716 $0 2011-2000-MLM-E WISE 6/17/2012 $5,792 $1,158 $4,634 $0 2011-0430-IHW-E *MULTIPLE 6/22/2012 $5,000 $0 $5,000 $0 2012-0578-WOC-E EASTLAND 7/8/2012 $175 $0 $175 $0 2012-0582-WOC-E JONES 7/8/2012 $175 $0 $175 $0 MILAM 7/15/2012 $175 $0 $175 $0 RUNNELS 7/15/2012 $175 $0 $175 $0 2011-1889-MLM-E ORANGE 7/26/2012 $9,975 $0 $9,975 $0 2011-0862-MLM-E HIDALGO 8/2/2012 $12,000 $2,400 $0 $9,600 REFUGIO 8/5/2012 $175 $0 $175 $0 MONTGOMERY 8/5/2012 $160 $32 $128 $0 2011-1758-MLM-E EL PASO 8/5/2012 $4,837 $967 $3,870 $0 2012-0052-DCL-E HARRIS 8/5/2012 $3,775 $755 $3,020 $0 LYNN 8/5/2012 $175 $0 $175 $0 JOHNSON 8/12/2012 $750 $150 $600 $0 2011-0348-MLM-E NAVARRO 8/17/2012 $16,375 $0 $8,188 $8,187 2011-2047-MLM-E CASS 8/17/2012 $2,642 $0 $2,642 $0 ROBERT STANLEY EDWARDS 2012-0933-WOC-E JOHNSON 8/26/2012 $175 $0 $175 $0 Exterran Energy Solutions LP 2011-1838-MLM-E VICTORIA 8/27/2012 $21,241 $4,248 $8,497 $8,496 MM 42621 GOMEZ, ROGER MM 42799 City of Ropesville MM 42916 MM 36265 MM 42027 PAPE, SHANE * MM 38671 Cynthia Ann Batiste MM 42257 MM 41922 MM 41796 Farrell, Lee Ann MM 42900 Seneca Water Supply Corporation MM 42864 BRIDGEPORT TRUCK MANUFACTURING, INC. MM 41338 REALTY ALLIANCE * MM 43773 BUSH, BILLY J MM 43766 CANTU, LONGINO J JR MM 43770 LINNSTAEDTER, RONNIE 2012-0580-WOC-E MM 43774 KRESTA, CLYDE R 2012-0577-WOC-E MM 42667 MARTIN, KENNETH MM 41721 City of Edinburg MM 43984 WEBSTER, ORDIA B 2012-0810-WOC-E MM 43207 E. S. Water Utility Consolidators Inc. 2012-0028-MLM-E MM 42615 Newell Recycling Company of El Paso, L.P. MM 43252 LTT & HK Investments, LLP MM 43910 GOMEZ, ERNESTO E 2012-0719-WOC-E MM 43508 Thelin Recycling Company, L.P. * 2012-0325-MLM-E MM 41260 Effective Environmental, Inc. MM 42911 City of Domino MM 44050 MM 42641 Total for Multi-Media Programs : 104 Total for all Programs :1,826 745,056.00 16,061,369.00 102,131.00 606,642.00 36,283.00 2,038,255.00 11,436,256.00 2,586,858.00 36,283.00 2,586,858.00 Summary of SEPs: Total Orders : Orders with SEPs : Orders with SEPs % : Orders with SEP Offset % : * 1826 146 8.0 18.4 There are Multiple Respondent Names associated to this Case No. Page 49 of 49 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program Date Range Selected : PGM Case No. AQ 42269 09/01/2011 - 08/31/2012 Respondent Name INVISTA S.a r.l. POLLUTION PREVENTION AQ 42561 Kuraray America, Inc. POLLUTION PREVENTION AQ 43131 Chevron Phillips Chemical Company LP POLLUTION PREVENTION AQ 43155 BASF Corporation POLLUTION PREVENTION AQ 41396 City Public Service POLLUTION PREVENTION Effective Date 04/08/2012 Ratio Assessed Amt 4,725.00 Deferred Amt 945.00 Payable Amt 1,890.00 SEP Cost SEP Offset 1.00:1 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations 1,890.00 1,890.00 1,890.00 1,890.00 05/25/2012 1.00:1 95,193.00 19,038.00 38,078.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. 38,077.00 38,077.00 38,077.00 38,077.00 9,200.00 9,200.00 SEP funds will be used to install or retrofit, operate, maintain, and potentially expand air monitoring stations in Harris County to continuously monitor ambient air for total non-methane hydrocarbons and hazardous air pollutants (HAPs). Specifically, SEP funds will be used to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring. 9,200.00 9,200.00 08/17/2012 1.00:1 8,325.00 1,665.00 3,330.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. 3,330.00 3,330.00 3,330.00 3,330.00 06/08/2012 1.00:1 24,000.00 4,800.00 0.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. RC&D shall disburse funds to school districts, area transit agencies, or local governments on a needs-rated basis, using non-attainment area status, condition of buses, or economic status of recipient as possible rating factors if competition for funds exists. 19,200.00 19,200.00 19,200.00 19,200.00 2,625.00 2,625.00 2,625.00 2,625.00 5,000.00 5,000.00 07/06/2012 1.00:1 23,000.00 4,600.00 9,200.00 Minimum Contribution: $1,500 AQ 43630 LANXESS Corporation POLLUTION PREVENTION AQ 41383 Shell Oil Company * September 14, 2012 08/26/2012 1.00:1 6,563.00 1,312.00 2,626.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of activities to reduce emissions. 10/17/2011 1.00:1 10,000.00 0.00 5,000.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 1 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION PREVENTION AQ 39783 Valero Refining-Texas, L.P. * POLLUTION PREVENTION POLLUTION PREVENTION POLLUTION PREVENTION AQ 43111 The Dow Chemical Company POLLUTION PREVENTION * September 14, 2012 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. 11/18/2011 1.00:1 292,291.00 58,456.00 165,781.00 Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to the Bayou Land Conservancy for the Spring Creek Greenway Project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, this SEP will focus on preserving multiple tracts of land comprising approximately 1,000 acres in the riparian corridor east of FM 2978 and west of U.S. 59. The Third-Party Recipient shall use SEP Funds to acquire conservation easements on these tracts to provide permanent protection and stewardship of these lands and waters. The Third-Party Recipient shall also use SEP Funds to conduct restoration work, including tree plantings, on these tracts, as needed. All property acquired in whole or in part with SEP Funds must be preserved in perpetuity through a conservation easement that complies with Subchapter A, Chapter 183, Texas Na AutoCheck is a remote vehicle emission sensing system that identifies polluting vehicles and informs the vehicle operators about the health of their vehicle via a large electronic sign. Once a vehicle is identified, qualified service stations perform repairs on identified polluting vehicles. Pre and post emissions tests are performed and tracked, and the service stations are reimbursed for their expenses. SEP monies will be used to pay for repair vouchers, equipment maintenance, and a program operator. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. SEP funds will be used by the Third-Party Recipient to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring, and for the cost of operating, maintaining, and periodically upgrading or adding to these air monitoring stations along with ancillary equipment approved by TCEQ. Performing Party shall ensure that the data is validated and sent to TCEQ's Leading Environmental Analysis and Display (LEADS) system. All costs associated with the collection, transfer, and formatting of these data to be compatible with the LEADS system is the responsibility of the Third-Party Recipient. 08/02/2012 10,000.00 2,000.00 4,000.00 1.00:1 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 5,000.00 5,000.00 68,054.00 29,758.00 68,054.00 29,758.00 34,250.00 34,250.00 4,046.00 4,046.00 4,000.00 4,000.00 4,000.00 4,000.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 2 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program AQ 42607 Baytown Energy Center, LLC POLLUTION PREVENTION AQ 41233 ExxonMobil Oil Corporation POLLUTION PREVENTION AQ 42254 BASF FINA Petrochemicals Limited Partnership POLLUTION PREVENTION AQ 42785 Oxy Vinyls, LP POLLUTION PREVENTION AQ 41553 E. I. du Pont de Nemours and Company POLLUTION PREVENTION AQ 42137 Martech, LLC POLLUTION PREVENTION AQ 43036 Motiva Enterprises LLC * September 14, 2012 05/25/2012 1.00:1 36,025.00 7,205.00 14,410.00 SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 14,410.00 14,410.00 14,410.00 14,410.00 10/02/2011 1.00:1 10,000.00 2,000.00 4,000.00 SEP funds will be used by the Third-Party Recipient to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring, and for the cost of operating, maintaining, and periodically upgrading or adding to these air monitoring stations along with ancillary equipment approved by TCEQ. Performing Party shall ensure that the data is validated and sent to TCEQ's Leading Environmental Analysis and Display (LEADS) system. All costs associated with the collection, transfer, and formatting of these data to be compatible with the LEADS system is the responsibility of the Third-Party Recipient. 4,000.00 4,000.00 4,000.00 4,000.00 8,052.00 8,052.00 Conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency such as by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. 8,052.00 8,052.00 06/07/2012 1.00:1 5,275.00 1,055.00 2,110.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 2,110.00 2,110.00 2,110.00 2,110.00 12,041.00 12,041.00 12,041.00 12,041.00 0.00 7,000.00 7,000.00 7,000.00 7,000.00 4,025.00 4,025.00 4,025.00 05/25/2012 12/19/2011 1.00:1 1.00:1 20,130.00 30,102.00 4,026.00 6,020.00 8,052.00 12,041.00 Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas Air Research Center for the Flare Minimization and Air Quality Modeling project. The contribution will be used in accordance with the Supplemental Environmental Project executed on October 30, 2009, between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, the SEP Offset Amount will be used for advanced modeling involving utilizing optimization and plant-wide dynamic simulation to cause reductions in flaring during turnaround operations at industrial facilities. Flaring during turnaround operations (startups and shutdowns) at industrial facilities is a substantial source of both volatile organic compounds (VOCs) and highly reactive volatile organic compounds (HRVOCs), and flaring results in considerable loss of energy and resources. Reductions in VOC and HRVOC emissions are expected to occur primarily through reducing the duration of turnar 02/18/2012 1.00:1 8,750.00 1,750.00 SEP funds will be used to construct, operate, maintain, and potentially expand a network of continuous ambient monitoring stations ("CAMS") that monitor both air toxics and ozone precursors. 08/02/2012 1.00:1 10,062.00 2,012.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 3 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION PREVENTION AQ 42449 Chevron Phillips Chemical Company LP POLLUTION PREVENTION AQ 41416 Rohm and Haas Texas Incorporated POLLUTION PREVENTION AQ 41485 The Dow Chemical Company POLLUTION PREVENTION AQ 42579 Enterprise Products Operating LLC POLLUTION PREVENTION AQ 39831 Valero Refining-Texas, L.P. POLLUTION PREVENTION SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. 04/05/2012 1.00:1 18,775.00 3,755.00 7,510.00 Conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency such as by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. 11/18/2011 1.00:1 124,405.00 0.00 62,203.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 11/18/2011 1.00:1 10,000.00 2,000.00 4,000.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 06/08/2012 1.00:1 5,000.00 0.00 2,500.00 SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 11/03/2011 1.00:1 591,798.00 0.00 295,899.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 4,025.00 4,025.00 7,510.00 7,510.00 7,510.00 7,510.00 62,202.00 62,202.00 62,202.00 62,202.00 4,000.00 4,000.00 4,000.00 4,000.00 2,500.00 2,500.00 2,500.00 2,500.00 295,899.00 295,899.00 295,899.00 295,899.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. * September 14, 2012 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 4 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program AQ 41686 Lyondell Chemical Company POLLUTION PREVENTION AQ 42166 Shell Oil Company POLLUTION PREVENTION AQ 41571 ONEOK Hydrocarbon Southwest, LLC POLLUTION PREVENTION 12/19/2011 1.00:1 6,625.00 1,325.00 2,650.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to The Sheltering Arms to be used for the Sheltering Arms Weatherization Assistance Program as set forth in the Agreement between the Third-Party Recipient and TCEQ. The SEP offset amount shall be used to perform energy efficiency upgrades on low-income homes in Harris County. Specifically, the SEP offset amount may only be used for: 1) purchase and installation of compact fluorescent light bulbs; 2) the incremental cost of replacement of energy-inefficient fans and refrigerators with energy-efficient models; 3) the incremental cost of replacement of energy-inefficient washers and dryers with energy-efficient models; 4) sheetrock repairs to sustain and protect new attic insulation; 5) floor repairs to prevent air leaks; 6) repairs to patches made to sheetrock during the addition of all new insulation; and 7) other direct costs authorized in advance by TCEQ. 2,650.00 2,650.00 2,650.00 2,650.00 05/25/2012 1.00:1 10,000.00 2,000.00 4,000.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 4,000.00 4,000.00 4,000.00 4,000.00 33,150.00 33,150.00 33,150.00 33,150.00 5,320.00 5,320.00 5,320.00 5,320.00 3,987.00 3,987.00 01/27/2012 1.00:1 82,875.00 16,575.00 33,150.00 Performing Party shall use SEP Funds to perform energy efficiency upgrades on public buildings and infrastructure. Specifically, SEP Funds may only be used for: 1) the cost of conducting energy efficiency audits; 2) the incremental cost for construction or implementation of energy-efficiency upgrades (versus the cost of non-energy efficiency upgrades); 3) the incremental cost of purchase of more energy-efficient equipment or appliances (versus the cost of purchasing non-energy efficient equipment or appliances); or 4) other direct costs authorized in advance by TCEQ. Environmental Benefits: reduce fuel and electricity usage for heating and cooling and other day-to-day operations. These reductions will reduce emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel and generation of electricity. AQ 41441 Exxon Mobil Corporation POLLUTION PREVENTION AQ 43070 Eastman Chemical Company * September 14, 2012 02/18/2012 1.00:1 13,300.00 2,660.00 5,320.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 07/06/2012 1.00:1 7,975.00 0.00 3,988.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 5 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION PREVENTION AQ 43027 South Hampton Resources, Inc. POLLUTION PREVENTION AQ 43225 Union Carbide Corporation POLLUTION PREVENTION AQ 42669 DCP Midstream, LP POLLUTION PREVENTION AQ 41580 NuStar Terminals Partners TX L.P. POLLUTION PREVENTION AQ 41235 ConocoPhillips Company * September 14, 2012 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations 3,987.00 3,987.00 06/17/2012 1.00:1 3,822.00 764.00 1,529.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations 1,529.00 1,529.00 1,529.00 1,529.00 08/02/2012 1.00:1 63,384.00 12,676.00 25,354.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. 25,354.00 25,354.00 25,354.00 25,354.00 08/02/2012 1.00:1 631,628.00 0.00 315,814.00 The contribution will be used in accordance with the SEP between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reduce nitrogen oxides, volatile organic compounds, carbon monoxide, and particulate matter emissions by replacing older diesel buses with newer buses that meet more stringent emission standards. 315,814.00 315,814.00 315,814.00 315,814.00 1,720.00 1,720.00 1,720.00 1,720.00 70,962.00 70,962.00 12/19/2011 1.00:1 4,300.00 860.00 1,720.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 11/03/2011 1.00:1 141,925.00 0.00 70,963.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 6 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION PREVENTION AQ 42880 Union Carbide Corporation POLLUTION PREVENTION AQ 41716 Exxon Mobil Corporation POLLUTION PREVENTION AQ 42004 Equistar Chemicals, LP POLLUTION PREVENTION AQ 41940 Enterprise Products Operating LLC POLLUTION PREVENTION * September 14, 2012 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations 70,962.00 70,962.00 08/17/2012 1.00:1 11,550.00 2,310.00 4,620.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 4,620.00 4,620.00 4,620.00 4,620.00 03/16/2012 1.00:1 10,000.00 2,000.00 4,000.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 4,000.00 4,000.00 4,000.00 4,000.00 03/18/2012 1.00:1 6,575.00 1,315.00 2,630.00 AutoCheck is a remote vehicle emission sensing system that identifies polluting vehicles and informs the vehicle operators about the health of their vehicle via a large electronic sign. Once a vehicle is identified, qualified service stations perform repairs on identified polluting vehicles. Pre and post emissions tests are performed and tracked, and the service stations are reimbursed for their expenses. SEP monies will be used to pay for repair vouchers, equipment maintenance, and a program operator. The SEP will be performed in accordance with all federal, state and local environmental laws and regulations. 2,630.00 2,630.00 2,630.00 2,630.00 1,730.00 1,730.00 1,730.00 1,730.00 03/18/2012 1.00:1 4,325.00 865.00 1,730.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 7 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program AQ 40433 CITGO Refining and Chemicals Company L.P. POLLUTION REDUCTION AQ 43175 Oxy Vinyls, LP POLLUTION PREVENTION AQ 41727 Valero Refining-Texas, L.P. POLLUTION PREVENTION AQ 43595 Union Carbide Corporation POLLUTION PREVENTION AQ 43196 Occidental Chemical Corporation POLLUTION PREVENTION AQ 41755 Shell Chemical LP * POLLUTION PREVENTION AQ 41797 Huntsman Petrochemical LLC POLLUTION PREVENTION AQ 41335 Enterprise Products Operating LLC * September 14, 2012 04/23/2012 5,826.00 5,826.00 Contribution will be to the Texas A&M University-Corpus Christi for the Texas A&M University-Corpus Christi AutoCheck Program 5,826.00 5,826.00 08/05/2012 1.00:1 7,500.00 1,500.00 3,000.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. 3,000.00 3,000.00 3,000.00 3,000.00 01/27/2012 1.00:1 10,000.00 0.00 5,000.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 5,000.00 5,000.00 5,000.00 5,000.00 08/05/2012 1.00:1 5,150.00 1,030.00 2,060.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 2,060.00 2,060.00 2,060.00 2,060.00 08/17/2012 1.00:1 10,000.00 0.00 5,000.00 AutoCheck is a remote vehicle emission sensing system that identifies polluting vehicles and informs the vehicle operators about the health of their vehicle via a large electronic sign. 5,000.00 5,000.00 5,000.00 5,000.00 02/18/2012 1.00:1 64,525.00 0.00 32,263.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 32,262.00 32,262.00 32,262.00 32,262.00 04/05/2012 1.00:1 30,000.00 6,000.00 12,000.00 SEP funds will be used by the Third-Party Recipient to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring, and for the cost of operating, maintaining, and periodically upgrading or adding to these air monitoring stations along with ancillary equipment approved by TCEQ. Performing Party shall ensure that the data is validated and sent to TCEQ's Leading Environmental Analysis and Display (LEADS) system. All costs associated with the collection, transfer, and formatting of these data to be compatible with the LEADS system is the responsibility of the Third-Party Recipient. 12,000.00 12,000.00 12,000.00 12,000.00 26,770.00 26,770.00 02/05/2012 1.00:1 1.00:1 11,653.00 66,925.00 0.00 13,385.00 5,827.00 26,770.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 8 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION PREVENTION AQ 42963 Flint Hills Resources Port Arthur, LLC POLLUTION PREVENTION AQ 43254 Exxon Mobil Corporation POLLUTION PREVENTION AQ 41758 DCP Midstream, LP POLLUTION PREVENTION AQ 41584 Firestone Polymers, LLC POLLUTION PREVENTION 26,770.00 26,770.00 4,960.00 4,960.00 4,960.00 4,960.00 49,000.00 49,000.00 49,000.00 49,000.00 0.00 7,900.00 7,900.00 7,900.00 7,900.00 11/03/2011 1.00:1 20,000.00 0.00 10,000.00 Specifically, the SEP Offset Amount will be used to perform energy efficiency upgrades on public buildings and infrastructure. The SEP Offset Amount may only be used for: (1) the cost of conducting energy efficiency audits; (2) the incremental cost for construction or implementation of energy-efficiency upgrades (versus the cost of non-energy efficiency upgrades); (3) the incremental cost of purchase of equipment or appliances that are more energy-efficient (versus the cost of purchasing non-energy efficient equipment or appliances); or (4) other direct costs authorized in advance by TCEQ. The SEP Offset Amount may only be used for the direct cost of performing this project and no portion will be spent on administrative costs. For items 2, 3, and 4 above, Performing Party shall submit a budget and proposals for expenditure to TCEQ for written approval prior to the use of SEP Funds. 10,000.00 10,000.00 10,000.00 10,000.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. 06/22/2012 1.00:1 12,400.00 2,480.00 4,960.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 03/03/2012 1.00:1 98,000.00 0.00 49,000.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 12/19/2011 1.00:1 9,875.00 1,975.00 SEP funds will be used to construct, operate, maintain, and potentially expand a network of continuous ambient monitoring stations ("CAMS") that monitor both air toxics and ozone precursors. Modifications may include but are not limited to weatherization; energy-reduction modifications such a * September 14, 2012 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 9 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program AQ 42136 Enterprise Products Operating LLC POLLUTION PREVENTION AQ 43276 Total Petrochemicals & Refining USA, Inc. POLLUTION PREVENTION AQ 40115 Arkema Inc. POLLUTION REDUCTION AQ 42843 BP Amoco Chemical Company POLLUTION PREVENTION AQ 42965 Shell Chemical LP * POLLUTION PREVENTION AQ 42584 Cowtown Gas Processing Partners L.P. POLLUTION PREVENTION AQ 41256 SQUARE MILE ENERGY, L.L.C. POLLUTION REDUCTION AQ 41941 DCP Midstream, LP POLLUTION PREVENTION AQ 42513 Texas City Cogeneration, LLC POLLUTION PREVENTION * September 14, 2012 04/05/2012 4,228.00 4,228.00 4,228.00 4,228.00 12,500.00 12,500.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. 12,500.00 12,500.00 03/16/2012 1.00:1 34,650.00 0.00 17,325.00 Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to the Southeast Texas Regional Planning Commission for the Meteorological and Air Quality Monitoring Network. 17,325.00 17,325.00 17,325.00 17,325.00 11,450.00 2,290.00 4,580.00 1.00:1 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 4,580.00 4,580.00 4,580.00 4,580.00 08/17/2012 1.00:1 21,569.00 0.00 10,785.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 10,784.00 10,784.00 10,784.00 10,784.00 15,336.00 15,336.00 SEP funds will be used to construct, operate, maintain, and potentially expand a network of continuous ambient monitoring stations ("CAMS") that monitor both air toxics and ozone precursors. 15,336.00 15,336.00 02/18/2012 1.00:1 40,440.00 8,088.00 16,176.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 16,176.00 16,176.00 16,176.00 16,176.00 02/10/2012 1.00:1 3,950.00 790.00 1,580.00 SEP funds will be used to construct, operate, maintain, and potentially expand a network of continuous ambient monitoring stations ("CAMS") that monitor both air toxics and ozone precursors. 1,580.00 1,580.00 1,580.00 1,580.00 05/24/2012 1.00:1 1,825.00 365.00 730.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 730.00 730.00 730.00 730.00 1.00:1 10,569.00 2,113.00 4,228.00 SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 08/02/2012 1.00:1 25,000.00 0.00 12,500.00 06/08/2012 06/08/2012 1.00:1 19,170.00 3,834.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 10 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program AQ 42578 E. I. du Pont de Nemours and Company POLLUTION PREVENTION AQ 41611 Diamond Shamrock Refining Company, L.P. POLLUTION PREVENTION AQ 42206 The Premcor Refining Group Inc. POLLUTION PREVENTION AQ 42427 Flint Hills Resources Port Arthur, LLC POLLUTION PREVENTION AQ 41942 Exxon Mobil Corporation POLLUTION PREVENTION AQ 39924 Exxon Mobil Corporation POLLUTION REDUCTION AQ 42187 ConocoPhillips Company * September 14, 2012 05/25/2012 4,214.00 4,214.00 4,214.00 4,214.00 58,085.00 58,084.00 58,084.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations 58,084.00 58,084.00 02/18/2012 1.00:1 30,000.00 6,000.00 12,000.00 Conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency such as by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. 12,000.00 12,000.00 12,000.00 12,000.00 18,580.00 18,580.00 18,580.00 18,580.00 06/08/2012 1.00:1 12,100.00 2,420.00 4,840.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 4,840.00 4,840.00 4,840.00 4,840.00 11/18/2011 1.00:1 40,000.00 0.00 20,000.00 the SEP Offset Amount will be used to provide reimbursement to school districts, area transit agencies, or local governments in the Houston-Galveston non-attainment area to retrofit or replace older school buses with current model year buses or cleaner technology and for the incremental cost of replacing local government fleet vehicles with newer lower-emission vehicles, which may include alternative-fueled vehicles. 20,000.00 20,000.00 20,000.00 20,000.00 7,900.00 7,900.00 1.00:1 10,535.00 2,107.00 4,214.00 The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. 01/27/2012 04/23/2012 1.00:1 1.00:1 145,211.00 46,450.00 29,042.00 9,290.00 18,580.00 Conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency such as by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. 02/18/2012 1.00:1 19,750.00 3,950.00 7,900.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 11 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION PREVENTION AQ 41740 Norit Americas, Inc. POLLUTION PREVENTION AQ 42662 Chevron Phillips Chemical Company LP POLLUTION PREVENTION AQ 41412 Chevron Phillips Chemical Company LP POLLUTION PREVENTION AQ 42207 Diamond Shamrock Refining Company, L.P. POLLUTION PREVENTION * September 14, 2012 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations 7,900.00 7,900.00 03/03/2012 1.00:1 69,650.00 13,930.00 27,860.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations 27,860.00 27,860.00 27,860.00 27,860.00 36,374.00 36,374.00 36,374.00 36,374.00 4,187.00 4,187.00 4,187.00 4,187.00 13,566.00 13,565.00 13,565.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations 13,565.00 13,565.00 05/25/2012 1.00:1 72,748.00 0.00 36,374.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 10/17/2011 1.00:1 10,468.00 2,093.00 4,188.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 06/08/2012 1.00:1 33,913.00 6,782.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 12 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program AQ 42325 Total Petrochemicals & Refining USA, Inc. POLLUTION PREVENTION POLLUTION PREVENTION AQ 42681 Equistar Chemicals, LP POLLUTION PREVENTION AQ 41158 KM Liquids Terminals LLC POLLUTION PREVENTION AQ 41367 Exxon Mobil Corporation POLLUTION PREVENTION AQ 41997 The Dow Chemical Company * September 14, 2012 04/05/2012 107,910.00 107,910.00 53,955.00 53,955.00 53,955.00 53,955.00 06/08/2012 1.00:1 10,000.00 0.00 5,000.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 5,000.00 5,000.00 5,000.00 5,000.00 09/16/2011 1.00:1 37,950.00 7,590.00 15,180.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. 15,180.00 15,180.00 15,180.00 15,180.00 12/19/2011 1.00:1 30,000.00 6,000.00 12,000.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 12,000.00 12,000.00 12,000.00 12,000.00 103,689.00 103,689.00 1.00:1 269,775.00 53,955.00 107,910.00 SEP funds will be used by the Third-Party Recipient to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring, and for the cost of operating, maintaining, and periodically upgrading or adding to these air monitoring stations along with ancillary equipment approved by TCEQ. Performing Party shall ensure that the data is validated and sent to TCEQ's Leading Environmental Analysis and Display (LEADS) system. All costs associated with the collection, transfer, and formatting of these data to be compatible with the LEADS system is the responsibility of the Third-Party Recipient. Conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency such as by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. 06/08/2012 1.00:1 259,222.00 51,844.00 103,689.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 13 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION PREVENTION AQ 40911 INVISTA S.a r.l. POLLUTION PREVENTION 103,689.00 103,689.00 5,940.00 5,940.00 5,940.00 5,940.00 0.00 2,884.00 2,884.00 2,884.00 2,884.00 05/25/2012 1.00:1 113,958.00 22,791.00 45,584.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. 45,583.00 45,583.00 45,583.00 45,583.00 02/25/2012 1.00:1 6,550.00 1,310.00 2,620.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to The Sheltering Arms to be used for the Sheltering Arms Weatherization Assistance Program as set forth in the Agreement between the Third-Party Recipient and TCEQ. The SEP offset amount shall be used to perform energy efficiency upgrades on low-income homes in Harris County. Specifically, the SEP offset amount may only be used for: 1) purchase and installation of compact fluorescent light bulbs; 2) the incremental cost of replacement of energy-inefficient fans and refrigerators with energy-efficient models; 3) the incremental cost of replacement of energy-inefficient washers and dryers with energy-efficient models; 4) sheetrock repairs to sustain and protect new attic insulation; 5) floor repairs to prevent air leaks; 6) repairs to patches made to sheetrock during the addition of all new insulation; and 7) other direct costs authorized in advance by TCEQ. 2,620.00 2,620.00 2,620.00 2,620.00 3,116.00 3,116.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 10/02/2011 1.00:1 14,850.00 2,970.00 5,940.00 Specifically, the SEP Offset Amount will be used to perform energy efficiency upgrades on public buildings and infrastructure. The SEP Offset Amount may only be used for: (1) the cost of conducting energy efficiency audits; (2) the incremental cost for construction or implementation of energy-efficiency upgrades (versus the cost of non-energy efficiency upgrades); (3) the incremental cost of purchase of equipment or appliances that are more energy-efficient (versus the cost of purchasing non-energy efficient equipment or appliances); or (4) other direct costs authorized in advance by TCEQ. The SEP Offset Amount may only be used for the direct cost of performing this project and no portion will be spent on administrative costs. For items 2, 3, and 4 above, Performing Party shall submit a budget and proposals for expenditure to TCEQ for written approval prior to the use of SEP Funds. Modifications may include but are not limited to weatherization; energy-reduction modifications such a AQ 42061 Aruba Petroleum, INC. POLLUTION PREVENTION AQ 42433 Exxon Mobil Corporation POLLUTION PREVENTION AQ 41872 Lyondell Chemical Company POLLUTION PREVENTION AQ 41434 Equistar Chemicals, LP * September 14, 2012 05/24/2012 1.00:1 3,605.00 721.00 SEP funds will be used to construct, operate, maintain, and potentially expand a network of continuous ambient monitoring stations ("CAMS") that monitor both air toxics and ozone precursors. 10/02/2011 1.00:1 7,789.00 1,557.00 3,116.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 14 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION PREVENTION AQ 42936 Huntsman Petrochemical, LLC POLLUTION PREVENTION AQ 42412 INVISTA S.a r.l. POLLUTION PREVENTION AQ 41478 Bar Constructors, Inc. POLLUTION PREVENTION AQ 42063 Ascend Performance Materials Operations LLC POLLUTION PREVENTION AQ 41643 E. I. du Pont de Nemours and Company * September 14, 2012 3,116.00 3,116.00 06/22/2012 1.00:1 20,545.00 0.00 10,273.00 SEP funds will be used by the Third-Party Recipient to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring, and for the cost of operating, maintaining, and periodically upgrading or adding to these air monitoring stations along with ancillary equipment approved by TCEQ. Performing Party shall ensure that the data is validated and sent to TCEQ's Leading Environmental Analysis and Display (LEADS) system. All costs associated with the collection, transfer, and formatting of these data to be compatible with the LEADS system is the responsibility of the Third-Party Recipient. 10,272.00 10,272.00 10,272.00 10,272.00 05/25/2012 1.00:1 36,100.00 7,220.00 14,440.00 The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. 14,440.00 14,440.00 14,440.00 14,440.00 10/02/2011 1.00:1 2,100.00 420.00 840.00 The Performing Party shall provide reimbursement to schools, school districts, or school bus operators that retrofit, repower, or replace older school buses with newer model year buses or cleaner technology. Retrofitting, in this context, means installing devices to reduce exhaust emissions that are verified or certified by the U.S. Environmental Protection Agency (EPA) or the California Air Resources Board (CARB) as proven retrofit technologies. Repowering, in this context, means replacing older engines with newer, cleaner engines but keeping the same vehicle body. All replacement engines must be certified or verified by the EPA or CARB. 840.00 840.00 840.00 840.00 45,452.00 45,452.00 45,452.00 45,452.00 4,537.00 4,537.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. 06/08/2012 1.00:1 113,629.00 22,725.00 45,452.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 12/19/2011 1.00:1 9,075.00 0.00 4,538.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 15 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION PREVENTION AQ 42535 Eastman Chemical Company POLLUTION PREVENTION AQ 42791 Equistar Chemicals, LP POLLUTION PREVENTION AQ 42448 Equistar Chemicals, LP POLLUTION PREVENTION AQ 41218 INVISTA S.a r.l. POLLUTION PREVENTION AQ 42993 Enterprise Products Operating LLC POLLUTION PREVENTION AQ 41607 L. H. Lacy Company, LTD. POLLUTION PREVENTION * September 14, 2012 4,537.00 4,537.00 06/08/2012 1.00:1 63,300.00 12,660.00 25,320.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations 25,320.00 25,320.00 25,320.00 25,320.00 06/22/2012 1.00:1 10,571.00 2,114.00 4,229.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. 4,228.00 4,228.00 4,228.00 4,228.00 06/08/2012 1.00:1 20,000.00 4,000.00 8,000.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 8,000.00 8,000.00 8,000.00 8,000.00 09/16/2011 1.00:1 5,625.00 1,125.00 2,250.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 2,250.00 2,250.00 2,250.00 2,250.00 1,490.00 1,490.00 1,490.00 1,490.00 840.00 840.00 840.00 840.00 SEP funds will be used to install or retrofit, operate, maintain, and potentially expand air monitoring stations in Harris County to continuously monitor ambient air for total non-methane hydrocarbons and hazardous air pollutants (HAPs). Specifically, SEP funds will be used to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring. 08/26/2012 1.00:1 3,725.00 745.00 1,490.00 SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 12/19/2011 1.00:1 2,100.00 420.00 840.00 The Performing Party shall provide reimbursement to schools, school districts, or school bus operators that retrofit, repower, or replace older school buses with newer model year buses or cleaner technology. Retrofitting, in this context, means installing devices to reduce exhaust emissions that are verified or certified by the U.S. Environmental Protection Agency (EPA) or the California Air Resources Board (CARB) as proven retrofit technologies. Repowering, in this context, means replacing older engines with newer, cleaner engines but keeping the same vehicle body. All replacement engines must be certified or verified by the EPA or CARB. There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 16 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program AQ 41471 NuStar Logistics, L.P. POLLUTION PREVENTION AQ 42270 Georgia-Pacific Gypsum LLC POLLUTION PREVENTION IHW 43428 BFI Waste Services of Texas, LP POLLUTION PREVENTION IHW 42532 ConocoPhillips Company POLLUTION PREVENTION 11/03/2011 1.00:1 6,100.00 1,220.00 2,440.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 2,440.00 2,440.00 2,440.00 2,440.00 03/16/2012 1.00:1 21,450.00 4,290.00 8,580.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations 8,580.00 8,580.00 8,580.00 8,580.00 1,000.00 1,000.00 This SEP will focus on preserving multiple tracts of land comprising approximately 1,000 acres in the riparian corridor east of FM 2978 and west of U.S. 59. The Third-Party Recipient shall use SEP Funds to acquire conservation easements on these tracts to provide permanent protection and stewardship of these lands and waters. 1,000.00 1,000.00 06/08/2012 1.00:1 37,500.00 7,500.00 15,000.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. RC&D shall disburse funds to school districts, area transit agencies, or local governments on a needs-rated basis, using non-attainment area status, condition of buses, or economic status of recipient as possible rating factors if competition for funds exists. 15,000.00 15,000.00 15,000.00 15,000.00 03/16/2012 1.00:1 42,750.00 8,550.00 17,100.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 17,100.00 17,100.00 17,100.00 17,100.00 08/05/2012 1.00:1 5,475.00 1,095.00 2,190.00 Performing Party shall establish, operate and maintain water quality monitoring stations in streams, lakes, rivers, or other water bodies within one hundred miles of San Marcos, Texas. 2,190.00 2,190.00 2,190.00 2,190.00 2,210.00 2,210.00 08/12/2012 1.00:1 2,500.00 500.00 1,000.00 Minimum Contribution: $1,500 IHW 42022 BASF Corporation POLLUTION PREVENTION IHW 43161 Structural Metals, Inc. POLLUTION PREVENTION IHW 41461 Structural Metals, Inc. * September 14, 2012 09/16/2011 1.00:1 5,525.00 1,105.00 2,210.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 17 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION PREVENTION IHW 42574 Triumph Structures - East Texas, Inc. POLLUTION PREVENTION 2,210.00 2,210.00 4,188.00 4,188.00 4,188.00 4,188.00 0.00 2,360.00 2,360.00 2,360.00 2,360.00 07/15/2012 1.00:1 1,650.00 330.00 660.00 The Third-Party recipient shall install additional water quality monitoring sites to complement and enhance the existing San Antonio River Basin Monitoring Network (SARBMN) along the San Antonio River in Bexar, Wilson, Karnes, and Goliad counties. The Third-Party recipient may also use SEP funds to pay for the continued operation and maintenance of existing SARBMN sites. 660.00 660.00 660.00 660.00 06/07/2012 1.00:1 3,400.00 680.00 0.00 Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to the Bayou Land Conservancy for the Spring Creek Greenway Project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, this SEP will focus on preserving multiple tracts of land comprising approximately 1,000 acres in the riparian corridor east of FM 2978 and west of U.S. 59. The Third-Party Recipient shall use SEP Funds to acquire conservation easements on these tracts to provide permanent protection and stewardship of these lands and waters. The Third-Party Recipient shall also use SEP Funds to conduct restoration work, including tree plantings, on these tracts, as needed. All property acquired in whole or in part with SEP Funds must be preserved in perpetuity through a conservation easement that complies with Subchapter A, Chapter 183, Texas Na 2,720.00 2,720.00 2,720.00 2,720.00 1,600.00 1,600.00 Performing Party shall establish, operate and maintain water quality monitoring stations in streams, lakes, rivers, or other water bodies within one hundred miles of San Marcos, Texas. The stations will consist of ambient water quality monitoring instruments, meteorological instruments, and ancillary equipment. The primary objective of these new monitoring stations is to provide continuous monitoring of area water quality. The information collected will be non-regulatory, and will be used to monitor the quality and safety of Texas surface waters, and to asses the state of the environment with real-time or near real-time monitoring data. SEP monies will be used to pay for the instrumentation, installation, and maintenance and/or operation of the instrumentation, data validation, software license, and web server costs. 04/23/2012 1.00:1 10,470.00 2,094.00 4,188.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. RC&D shall disburse funds to school districts, area transit agencies, or local governments on a needs-rated basis, using non-attainment area status, condition of buses, or economic status of recipient as possible rating factors if competition for funds exists. Minimum Contribution: $1,500 MSW 42250 City Of Levelland POLLUTION PREVENTION MSW 43040 Greenstar Mid-America, LLC POLLUTION PREVENTION PST 42649 Harris County POLLUTION PREVENTION PST 42765 DCJR Enterprises, Inc. * September 14, 2012 05/12/2012 1.00:1 2,950.00 Abandoned Tire Clean-Up. 06/17/2012 1.00:1 4,000.00 590.00 800.00 1,600.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 18 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION PREVENTION PST 43574 Limestone County POLLUTION PREVENTION PST 42210 Austin Mac Haik Ford Lincoln LTD POLLUTION PREVENTION PST 39658 Thomas Petroleum, LLC POLLUTION REDUCTION PST 42472 City of Garland POLLUTION PREVENTION PST 41849 ANMOL & ASSOCIATES INC * September 14, 2012 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to the City of Portland for the Violet Andrews Park Erosion Control and Habitat Restoration SEP. The contribution will be used in accordance with the Supplemental Environmental Project between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, the SEP Offset Amount will be used for habitat restoration and erosion control in Violet Andrews Park. This SEP will restore native vegetation in strategic areas that are denuded within the park site which will reduce erosion and sedimentation, and enhance and restore native habitat for numerous bird species protected under the Migratory Bird Treaty Act. 1,600.00 1,600.00 08/26/2012 1.00:1 6,000.00 1,200.00 0.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. 4,800.00 4,800.00 4,800.00 4,800.00 952.00 952.00 952.00 Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to the Austin Parks Foundation for the Restoration and Rehabilitation of the Barton Springs Pool Bypass Tunnel. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Third-Party Recipient and the TCEQ (the "Project"). The deteriorated condition of the Barton Springs Pool Bypass tunnel results in a significant increase of pollutants from urban runoff into the pool. Specifically, this SEP will restore and rehabilitate the Barton Springs Pool bypass tunnel inlet grate and outlet valve by providing funds for the engineering design, materials and construction activities to repair the tunnel. 952.00 952.00 11/03/2011 1.00:1 84,004.00 0.00 42,002.00 Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Jefferson County for the Cheek Community First Time Sewer Service for Low-Income Home Owners. The contribution will be used in accordance with the Supplemental Environmental Project between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, the SEP Offset Amount will be used to provide first time sewer service for approximately 81 Low-Income residential customers in the Candlelight and Martel Subdivisions (Cheek Community) located in the western area of Jefferson County. This area has open sewage pits or poorly maintained septic systems which are a hazard to human health and the environment. 42,002.00 42,002.00 42,002.00 42,002.00 0.00 3,900.00 3,900.00 3,900.00 3,900.00 900.00 900.00 900.00 06/07/2012 1.00:1 2,379.00 475.00 05/24/2012 1.00:1 4,875.00 975.00 SEP funds will be used to construct, operate, maintain, and potentially expand a network of continuous ambient monitoring stations ("CAMS") that monitor both air toxics and ozone precursors. 03/18/2012 1.00:1 2,250.00 450.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 19 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION PREVENTION PST 42534 City of Arlington POLLUTION PREVENTION PST 42527 Quick Al, Inc. POLLUTION PREVENTION PST 42556 BFI Waste Services of Texas, LP POLLUTION PREVENTION PWS 39336 City of Alpine POLLUTION REDUCTION PWS 41591 Village Farms, L.P. POLLUTION PREVENTION PWS 41602 Copperas Cove MHC, LLC * September 14, 2012 900.00 900.00 0.00 4,880.00 4,880.00 4,880.00 4,880.00 06/15/2012 1.00:1 2,550.00 0.00 1,275.00 Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to the Texas Association of Resource Conservation & Development Areas, Inc. ("RC&D") for the Water and Wastewater Treatment Assistance project. 1,275.00 1,275.00 1,275.00 1,275.00 1,895.00 1,895.00 Trash Bash is an annual event that entails the use of volunteers to clean up trash and pollutants from Galveston Bay and waterways in the San Jacinto watershed. The project has resulted in the removal of an average of 141.7 tons of trash and 729 abandoned tires annually from these waterways. SEP monies will pay for materials, supplies, disposal costs and transportation costs directly associated with the clean up of trash. 1,895.00 1,895.00 11/03/2011 1.00:1 7,270.00 0.00 0.00 Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to the Trans-Pecos Water & Land Trust for the Trans-Pecos Water Rights Acquisition Project. 7,270.00 7,270.00 7,270.00 7,270.00 11/18/2011 1.00:1 4,807.00 0.00 2,404.00 he contribution will be to the Trans-Pecos Water & Land Trust for the Trans-Pecos Water Rights Acquisition Project. The contribution will be used in accordance with the Supplemental Environmental Project between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, the SEP Offset Amount will be used to acquire, by lease or purchase, surface water rights from various owners of existing water rights in the Rio Grande River Basin in Texas. Within 30 days after water rights are acquired, Third-Party Recipient shall then apply to TCEQ to administratively amend the water rights permit or certificate of adjudication (collectively referred to as "permit") pursuant to Water Code, Section 11.0237. If water rights are purchased, Third-Party Recipient shall change the use exclusively to instream flows dedicated to environmental needs. If the water rights are leased, Third-Party Recipient shall either change the use exclusively to or add a use for instream flows dedicated to environmental needs. 2,403.00 2,403.00 2,403.00 2,403.00 866.00 866.00 The contribution will be to Caddo Lake Institute (CLI) for the Caddo Lake Watershed Enhanced Monitoring Program to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will be used for increased water quality monitoring and contaminant sampling for use in evaluating risks to water in Caddo Lake and other water bodies in the Cypress Creek basin, comprising the Caddo Lake watershed. This project will supplement and enhance existing monitoring and contaminant sampling within the Cypress Creek basin. Depending upon the amount of funding available, SEP funds may be used to increase the frequency of samples taken and analyzed from existing monitoring sites, expand the types of monitoring done for existing sites, fund monitoring at other locations, or fund other types of environmental sampling for contaminants that enter waters of the State. 08/05/2012 1.00:1 6,100.00 1,220.00 SEP funds will be used to construct, operate, maintain, and potentially expand a network of continuous ambient monitoring stations ("CAMS") that monitor both air toxics and ozone precursors. 05/12/2012 11/03/2011 1.00:1 1.00:1 4,738.00 1,732.00 947.00 0.00 1,896.00 866.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 20 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION PREVENTION PWS 41610 University of Texas of the Permian Basin POLLUTION PREVENTION WQ 41280 Zapata County POLLUTION REDUCTION WQ 41208 ExxonMobil Oil Corporation POLLUTION PREVENTION WQ 41134 City of La Joya * September 14, 2012 The contribution will be to the Travis Audubon Society, Inc. for the Baker Sanctuary Fence Project Phase III. The contribution will be used in accordance with the Supplemental Environmental Project between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, the SEP Offset Amount will be used to install an eight-foot tall game fence along 1,900 feet of the northern end of the Baker Sanctuary in order to prevent erosion and habitat destruction from the deer. The Third-Party Recipient owns the Baker Sanctuary; a 690 acre habitat preserve located in northwest Travis County for state and federally endangered Golden-cheeked Warbler and other wildlife. 12/19/2011 1.00:1 913.00 0.00 0.00 The contribution will be to the Travis Audubon Society, Inc. for the Baker Sanctuary Fence Project Phase III. The contribution will be used in accordance with the Supplemental Environmental Project between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, the SEP Offset Amount will be used to install an eight-foot tall game fence along 1,900 feet of the northern end of the Baker Sanctuary in order to prevent erosion and habitat destruction from the deer. The Third-Party Recipient owns the Baker Sanctuary; a 690 acre habitat preserve located in northwest Travis County for state and federally endangered Golden-cheeked Warbler and other wildlife. 10/02/2011 1.00:1 13,200.00 2,640.00 0.00 Respondent shall hold two one-day events for the collection, recycling, and proper disposal of used tires (the "Project"). The events will be advertised in the local newspaper of largest circulation and will include the required enforcement statement as stated in Section 6, Publicity, below. Citizens will be invited to drop off tires free of charge at a location convenient to local citizens located at the Zapata County Waterworks Maintenance Yard, 451 FM 496, Zapata, Texas, and at the collection site at San Ygnacio Landfill, (RN102327574), N US Highway 83, San Ygnacio, Texas 78067. Labor shall be provided by the Respondent at no cost to the SEP. Respondent shall provide the necessary equipment to collect tires. The SEP Offset Amount will be used for the cost of a licensed contractor to transport and properly dispose of collected tires, for directional signs at the drop off locations, and for the cost of publication of the events. 09/16/2011 23,900.00 4,780.00 9,560.00 1.00:1 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. Eligible Counties: Statewide 12/19/2011 1.00:1 16,700.00 3,340.00 0.00 866.00 866.00 913.00 913.00 913.00 913.00 10,560.00 10,560.00 10,560.00 10,560.00 9,560.00 9,560.00 9,560.00 9,560.00 13,360.00 13,360.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 21 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION REDUCTION WQ 41083 City of Jacksonville POLLUTION REDUCTION WQ 43109 City of Royse City POLLUTION PREVENTION WQ 41385 City of Calvert POLLUTION REDUCTION WQ 41453 City of Orange POLLUTION PREVENTION WQ 41423 City of Tatum * September 14, 2012 Respondent shall hold three (3) one-day events for the collection, recycling, and proper disposal of used tires (the "Project"). The events shall be advertised in the local newspaper of largest circulation and shall include the required enforcement statement as stated in Section 6, Publicity, below. Citizens will be invited to drop off tires free of charge at a location convenient to local citizens located at the corner of Military Road and Garza Avenue in La Joya, Texas. Labor shall be provided by the Respondent at no cost to the SEP. Respondent shall provide the necessary equipment to collect tires. The SEP Offset Amount shall be used for the cost of a licensed contractor to pick up and transport the tires to the Hidalgo County Landfill (Permit No. 1727; RN102003597), a proper disposal facility, located on Military Road off of Farm to Market Road 1427. The contractor will take the recyclable tires directly to an authorized tire recycling facility and provide proof of delivery to the City of La Joya. The SEP Offset Amount shall also be used for directional signs at the drop off locations, and for the cost of publication of the events. 13,360.00 13,360.00 01/27/2012 1.00:1 43,702.00 8,740.00 0.00 Respondent shall hold three (3) one-day events for collecting tires, batteries, used furniture, appliances without Freon, plastic, electronic waste (e-Waste), brush, paper, and metal. Respondent shall offer five supervised drop-off collection sites where the public can drop off materials for disposal or recycling at no cost to the citizens. These collections sites will be located at 903 Peeples Street, 507 Highway 175, 924 Larissa, 728 E. Rusk, and 1108 S. Jackson. The disposal facility will be Royal Oaks Landfill (RN101927010; Permit No. 1614A) located at 608 County Road 4102, Jacksonville, Texas 75766. The events will be advertised in a local newspaper to increase public awareness of and participation in the events and will include the required enforcement statement described in Section 6. Publicity, below. 34,962.00 34,962.00 34,962.00 34,962.00 6,000.00 6,000.00 6,000.00 6,000.00 10/17/2011 1.00:1 6,464.00 0.00 0.00 Respondent shall hold a three-day event for the collection, recycling, or proper disposal of tires and residential electronic waste ("E-waste") consisting of computers and televisions. Respondent shall offer a designated drop-off location at Old City Yard, Hanna Street, Calvert, Texas, where the public can drop off materials for disposal or recycling at no cost to the citizens. The event will be advertised in a local newspaper to increase public awareness of and participation in the event. Respondent shall collect, transport, dispose of, or recycle the collected materials at Brazos Valley Solid Waste Management Agency (Permit No. 1444C, RN100830090), 7600 Rock Prairie Road, College Station, Texas. The SEP Offset Amount will be used for the cost of a licensed contractor to transport and properly dispose of or recycle collected tires and E-waste, for directional signs at the drop off location(s), and for the cost of publication of the event. Labor shall be provided by the Respondent at no cost to the SEP. 6,464.00 6,464.00 6,464.00 6,464.00 08/17/2012 1.00:1 98,350.00 0.00 0.00 Respondent shall upgrade the infrastructure at the Jackson Street Wastewater Treatment Plant ("WWTP") by replacing the ultra-violet ("UV") disinfection equipment, modifying the effluent channel, and replacing the effluent flow meter. 98,350.00 98,350.00 98,350.00 98,350.00 8,896.00 8,896.00 08/17/2012 1.00:1 6,000.00 0.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. 09/16/2011 1.00:1 11,120.00 2,224.00 0.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 22 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION PREVENTION WQ 42890 San Antonio Water System POLLUTION PREVENTION WQ 41452 City Of Lexington POLLUTION PREVENTION WQ 41251 City of San Marcos POLLUTION PREVENTION WQ 42879 City of Austin * September 14, 2012 The contribution will be to Caddo Lake Institute (CLI) for the Caddo Lake Watershed Enhanced Monitoring Program to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will be used for increased water quality monitoring and contaminant sampling for use in evaluating risks to water in Caddo Lake and other water bodies in the Cypress Creek basin, comprising the Caddo Lake watershed. This project will supplement and enhance existing monitoring and contaminant sampling within the Cypress Creek basin. Depending upon the amount of funding available, SEP funds may be used to increase the frequency of samples taken and analyzed from existing monitoring sites, expand the types of monitoring done for existing sites, fund monitoring at other locations, or fund other types of environmental sampling for contaminants that enter waters of the State. 8,896.00 8,896.00 06/17/2012 1.00:1 4,100.00 820.00 0.00 Performing Party shall establish, operate and maintain water quality monitoring stations in streams, lakes, rivers, or other water bodies within one hundred miles of San Marcos, Texas. The stations will consist of ambient water quality monitoring instruments, meteorological instruments, and ancillary equipment. The primary objective of these new monitoring stations is to provide continuous monitoring of area water quality. The information collected will be non-regulatory, and will be used to monitor the quality and safety of Texas surface waters, and to asses the state of the environment with real-time or near real-time monitoring data. SEP monies will be used to pay for the instrumentation, installation, and maintenance and/or operation of the instrumentation, data validation, software license, and web server costs. 3,280.00 3,280.00 3,280.00 3,280.00 10/02/2011 1.00:1 6,670.00 1,334.00 0.00 Performing Party shall establish, operate and maintain water quality monitoring stations in streams, lakes, rivers, or other water bodies within one hundred miles of San Marcos, Texas. The stations will consist of ambient water quality monitoring instruments, meteorological instruments, and ancillary equipment. The primary objective of these new monitoring stations is to provide continuous monitoring of area water quality. The information collected will be non-regulatory, and will be used to monitor the quality and safety of Texas surface waters, and to asses the state of the environment with real-time or near real-time monitoring data. SEP monies will be used to pay for the instrumentation, installation, and maintenance and/or operation of the instrumentation, data validation, software license, and web server costs. 5,336.00 5,336.00 5,336.00 5,336.00 09/16/2011 1.00:1 4,000.00 800.00 0.00 Performing Party shall establish, operate and maintain water quality monitoring stations in streams, lakes, rivers, or other water bodies within one hundred miles of San Marcos, Texas. The stations will consist of ambient water quality monitoring instruments, meteorological instruments, and ancillary equipment. The primary objective of these new monitoring stations is to provide continuous monitoring of area water quality. The information collected will be non-regulatory, and will be used to monitor the quality and safety of Texas surface waters, and to asses the state of the environment with real-time or near real-time monitoring data. SEP monies will be used to pay for the instrumentation, installation, and maintenance and/or operation of the instrumentation, data validation, software license, and web server costs. 3,200.00 3,200.00 3,200.00 3,200.00 13,050.00 13,050.00 06/08/2012 1.00:1 13,050.00 0.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 23 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION PREVENTION WQ 41091 Texas Parks and Wildlife Department ENVIRONMENTAL RESTORATION WQ 42023 City of Madisonville POLLUTION PREVENTION WQ 42457 City of Fort Worth POLLUTION PREVENTION WQ 41916 City of Commerce CLEAN UP * September 14, 2012 13,050.00 13,050.00 1,104.00 1,104.00 Respondent shall perform an erosion control project along the shore of Lake Abilene in Taylor County, Texas, to reduce siltation in the Fort Phantom Lake Watershed (the "Project"). The bank of Lake Abilene has eroded approximately seven feet within the past five years. The Project will consist of the installation of slope protection to eliminate ongoing erosion of Lake Abilene's shoreline. Slope stabilization will be addressed by the installation of R-Rap walls (also referred to as Bag Wall installation). The R-Rap wall installation will begin at N32°14'00.5" W99°53'41.4" and will continue 140 yards west to N32°14'01.7" W99°53'43.9". The SEP Offset Amount will be used to purchase R-Rap materials. No SEP Offset Amount may be used to pay labor costs for Park Rangers that will provide the labor for the Project during normal working hours. 1,104.00 1,104.00 02/05/2012 1.00:1 7,860.00 1,572.00 0.00 Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to the Austin Parks Foundation for the Restoration and Rehabilitation of the Barton Springs Pool Bypass Tunnel. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Third-Party Recipient and the TCEQ (the "Project"). The deteriorated condition of the Barton Springs Pool Bypass tunnel results in a significant increase of pollutants from urban runoff into the pool. Specifically, this SEP will restore and rehabilitate the Barton Springs Pool bypass tunnel inlet grate and outlet valve by providing funds for the engineering design, materials and construction activities to repair the tunnel. 6,288.00 6,288.00 6,288.00 6,288.00 10,000.00 0.00 0.00 1.00:1 The contribution will be to Caddo Lake Institute (CLI) for the Caddo Lake Watershed Enhanced Monitoring Program to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will be used for increased water quality monitoring and contaminant sampling for use in evaluating risks to water in Caddo Lake and other water bodies in the Cypress Creek basin, comprising the Caddo Lake watershed. This project will supplement and enhance existing monitoring and contaminant sampling within the Cypress Creek basin. Depending upon the amount of funding available, SEP funds may be used to increase the frequency of samples taken and analyzed from existing monitoring sites, expand the types of monitoring done for existing sites, fund monitoring at other locations, or fund other types of environmental sampling for contaminants that enter waters of the State. 10,000.00 10,000.00 10,000.00 10,000.00 02/05/2012 1.00:1 38,800.00 0.00 0.00 Respondent shall remove and properly dispose of asbestos from two structures located at the City Park that the Respondent has deemed to be unsafe. 38,800.00 38,800.00 38,800.00 38,800.00 Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to the Austin Parks Foundation for the Restoration and Rehabilitation of the Barton Springs Pool Bypass Tunnel. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Third-Party Recipient and the TCEQ (the "Project"). The deteriorated condition of the Barton Springs Pool Bypass tunnel results in a significant increase of pollutants from urban runoff into the pool. Specifically, this SEP will restore and rehabilitate the Barton Springs Pool bypass tunnel inlet grate and outlet valve by providing funds for the engineering design, materials and construction activities to repair the tunnel. 10/02/2011 1.00:1 1,380.00 276.00 0.00 02/18/2012 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 24 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program WQ 40477 City of Carrollton POLLUTION PREVENTION WQ 42180 WHITEHEAD, IAN L * POLLUTION PREVENTION WQ 42045 City of Hubbard POLLUTION PREVENTION WQ 41287 Forestar (USA) Real Estate Group Inc. POLLUTION PREVENTION 01/27/2012 1.00:1 23,600.00 0.00 0.00 Respondent shall install a half-pipe with extended net ("capture gate") to capture and to prevent the solids from entering into Josey Lake at coordinates 32.973233,-96.891731 23,600.00 23,600.00 23,600.00 23,600.00 04/08/2012 1.00:1 7,200.00 1,440.00 2,880.00 Performing Party shall establish, operate and maintain water quality monitoring stations in streams, lakes, rivers, or other water bodies within one hundred miles of San Marcos, Texas. The stations will consist of ambient water quality monitoring instruments, meteorological instruments, and ancillary equipment. The primary objective of these new monitoring stations is to provide continuous monitoring of area water quality. The information collected will be non-regulatory, and will be used to monitor the quality and safety of Texas surface waters, and to asses the state of the environment with real-time or near real-time monitoring data. SEP monies will be used to pay for the instrumentation, installation, and maintenance and/or operation of the instrumentation, data validation, software license, and web server costs. 2,880.00 2,880.00 2,880.00 2,880.00 02/05/2012 1.00:1 20,400.00 0.00 0.00 Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to the Austin Parks Foundation for the Restoration and Rehabilitation of the Barton Springs Pool Bypass Tunnel. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Third-Party Recipient and the TCEQ (the "Project"). The deteriorated condition of the Barton Springs Pool Bypass tunnel results in a significant increase of pollutants from urban runoff into the pool. Specifically, this SEP will restore and rehabilitate the Barton Springs Pool bypass tunnel inlet grate and outlet valve by providing funds for the engineering design, materials and construction activities to repair the tunnel. 20,400.00 20,400.00 20,400.00 20,400.00 3,000.00 3,000.00 3,000.00 3,000.00 9,560.00 9,560.00 09/16/2011 1.00:1 7,500.00 1,500.00 3,000.00 The Bunny Run Preserve is a 37-acre tract of land on the south side of the Colorado River just west of the Loop 360 Bridge in Travis County. The land was donated to The Hill Country Conservancy with the stipulation that the land be used in perpetuity as a wild bird preserve. Performing Party shall use SEP Funds to purchase native plants, seeds, and equipment in order to restore the native habitat of the preserve as more fully described below. Performing Party shall also use SEP Funds for labor, material and equipment costs directly associated with the clearance of brush from the small stream to revitalize the natural wetlands on the property. Environmental Benefit: provide a discernible environmental benefit by restoring the native habitat of the preserve, which is located in a highly urban environment. WQ 41137 Clean Harbors Deer Park, L.P. * September 14, 2012 10/17/2011 1.00:1 23,900.00 4,780.00 9,560.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 25 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION PREVENTION WQ 41857 Trinity Bay Conservation District POLLUTION PREVENTION WQ 41336 West Wise Special Utility District POLLUTION PREVENTION WQ 41807 JARRELL INDEPENDENT SCHOOL DISTRICT POLLUTION PREVENTION 9,560.00 9,560.00 01/27/2012 1.00:1 20,925.00 4,185.00 0.00 Contributions will be used to pay for labor and materials costs associated with implementing the Marsh Mania Project, which include restoring shoreline elevations, growing plnats for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment ot grae an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. 16,740.00 16,740.00 16,740.00 16,740.00 10/02/2011 1.00:1 4,200.00 840.00 0.00 The contribution will be to Caddo Lake Institute (CLI) for the Caddo Lake Watershed Enhanced Monitoring Program to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will be used for increased water quality monitoring and contaminant sampling for use in evaluating risks to water in Caddo Lake and other water bodies in the Cypress Creek basin, comprising the Caddo Lake watershed. This project will supplement and enhance existing monitoring and contaminant sampling within the Cypress Creek basin. Depending upon the amount of funding available, SEP funds may be used to increase the frequency of samples taken and analyzed from existing monitoring sites, expand the types of monitoring done for existing sites, fund monitoring at other locations, or fund other types of environmental sampling for contaminants that enter waters of the State. 3,360.00 3,360.00 3,360.00 3,360.00 5,544.00 5,544.00 5,544.00 5,544.00 7,200.00 7,200.00 7,200.00 7,200.00 1,200.00 1,200.00 Contributions will be used to pay for labor and materials costs associated with implementing the Marsh Mania Project, which include restoring shoreline elevations, growing plnats for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment ot grae an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. 12/19/2011 1.00:1 6,930.00 1,386.00 0.00 Performing Party shall use SEP funds for the following activities for the Barton Springs Bypass Tunnel Repair: Engineering design, materials and construction activities to replace the bypass tunnel inlet grate; and engineering design, materials and construction activities of the bypass tunnel outlet gate/valve ("valve"). For the second phase of the project, the Performing Party shall replace the tunnel inlet grate with a bar or grate pattern that optimizes passage of debris to allow the full capacity of the tunnel to be utilized. WQ 43572 PL Propylene LLC POLLUTION PREVENTION WQ 42627 San Antonio Water System * September 14, 2012 08/27/2012 1.00:1 18,000.00 3,600.00 7,200.00 The Project will restore the native wildlife habitat at the Arboretum which is located in a highly urban area. The restored forest will enhance water quality by serving as a filter for nutrients and other heavy metals thereby reducing the amount of pollutants reaching Buffalo Bayou. 04/08/2012 1.00:1 1,500.00 300.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 26 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Single Program POLLUTION PREVENTION WQ 42271 City of Cotulla POLLUTION REDUCTION WQ 41191 Gulf Copper & Manufacturing Corporation POLLUTION PREVENTION WQ 40725 Zapata County POLLUTION REDUCTION WQ 40551 City of Tyler POLLUTION PREVENTION Count of Single Program Orders: 142 * September 14, 2012 Project will repair or replace failing water systems or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. Eligible Counties: Statewide Minimum Contribution: $2,000 1,200.00 1,200.00 06/22/2012 1.00:1 Self-Administered 7,680.00 1,536.00 0.00 6,144.00 6,144.00 6,144.00 6,144.00 11,426.00 2,285.00 4,571.00 4,570.00 4,570.00 4,570.00 4,570.00 12/19/2011 1.00:1 74,860.00 0.00 0.00 Respondent shall install water lines and provide first-time water service to approximately five low-income residences located in the Falcon Rural Water Supply Corporation area on Pedernales Road in Zapata County (the "Project"). The Project will begin at the intersection of Highway 83 and Pedernales Road and proceed east for 5 miles on Pedernales Road. The SEP Offset Amount will be used to purchase materials, supplies, and equipment necessary to complete the Project and for the testing and service connection fees for each of the residences. Zapata County will provide, at its own cost, the construction labor. Falcon Rural Water Supply Corporation is not under an enforcement action, and the proposed water line is not within the Zapata County Waterworks CCN. 74,860.00 74,860.00 74,860.00 74,860.00 03/16/2012 1.00:1 41,400.00 0.00 0.00 The SEP Offset Amount will be used to repair the leakage/seepage occurring at the diversion conduit outlet at the dam. The SEP Offset Amount will be used for the costs of construction, but not limited to, including materials and equipment, dewatering process and inspection fees relative to the construction portion of the Project. No SEP Offset Amount will be used for labor engineering, or design phases of the Project. 41,400.00 41,400.00 41,400.00 41,400.00 01/27/2012 1.00:1 Contributions will be used to pay for labor and materials costs associated with implementing the Marsh Mania Project, which include restoring shoreline elevations, growing plnats for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment ot grae an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. Total: 5,234,853.00 568,019.00 2,116,259.00 2,550,575.00 2,550,575.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 27 of 28 Appendix 6: List of SEP's & SEP Projects - FY2012 Multi-Media Program Date Range Selected : PGM Case No. MM 42641 09/01/2011 - 08/31/2012 Respondent Name Exterran Energy Solutions LP POLLUTION PREVENTION MM 41721 City of Edinburg ENVIRONMENTAL RESTORATION MM 41260 Effective Environmental, Inc. POLLUTION PREVENTION MM 41224 Hunt County POLLUTION PREVENTION Effective Date 08/27/2012 * September 14, 2012 Assessed Amt 21,241.00 Deferred Amt 4,248.00 Payable Amt 8,497.00 SEP Cost SEP Offset 8,496.00 8,496.00 8,496.00 8,496.00 12,000.00 2,400.00 0.00 1.00:1 Respondent shall install concrete rip-rap material along the eroded embankments of the two large ponds of the wetland area at the World Birding Center located at 714 South Raul Longoria Road, Edinburg, Texas 9,600.00 9,600.00 9,600.00 9,600.00 08/17/2012 1.00:1 16,375.00 0.00 8,188.00 Respondent shall contribute to the Texas Association of Resource Conservation & Development Areas, Inc. ("RC&D") for the Water or Wastewater Treatment Assistance program. 8,187.00 8,187.00 8,187.00 8,187.00 12/19/2011 1.00:1 10,000.00 0.00 0.00 The contribution will be to Caddo Lake Institute (CLI) for the Caddo Lake Watershed Enhanced Monitoring Program to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will be used for increased water quality monitoring and contaminant sampling for use in evaluating risks to water in Caddo Lake and other water bodies in the Cypress Creek basin, comprising the Caddo Lake watershed. This project will supplement and enhance existing monitoring and contaminant sampling within the Cypress Creek basin. Depending upon the amount of funding available, SEP funds may be used to increase the frequency of samples taken and analyzed from existing monitoring sites, expand the types of monitoring done for existing sites, fund monitoring at other locations, or fund other types of environmental sampling for contaminants that enter waters of the State. 10,000.00 10,000.00 10,000.00 10,000.00 36,283.00 36,283.00 1.00:1 The Project will restore the native wildlife habitat at the Arboretum which is located in a highly urban area. 08/02/2012 Count of Multi-Media Program Orders: 4 Grand Total Count of Orders: 146 Ratio Total: 59,616.00 6,648.00 Grand Total: 5,294,469.00 574,667.00 16,685.00 2,132,944.00 2,586,858.00 2,586,858.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files (x86)\Business Objects\BusinessObjects Enterprise 12.0\Data\\CrystalReportsProcess dnorwood/sps Page 28 of 28 Appendix 7: List of Administrative Orders Issued FY2011 Singles Programs Date Range Selected : 09/01/2010 - 08/31/2011 PGM AQ Case No. 38061 Respondent Name Titan Gunite, LLC Docket# County Order Date Penalty Assessed Penalty Deferred 2009-1202-AIR-E HARRIS 9/10/2010 $6,120 $0 Payable Amount $6,120 SEP Offset $0 AQ 37647 HUYNH, THANG 2009-0738-AIR-E LIMESTONE 9/26/2010 $1,120 $224 $896 $0 AQ 39493 DCP Midstream, LP 2010-0587-AIR-E ANDREWS 9/26/2010 $3,550 $710 $1,420 $1,420 AQ 39274 Arkema Inc. 2010-0336-AIR-E HARRIS 9/26/2010 $10,000 $2,000 $8,000 $0 E. I. du Pont de Nemours and Company 2010-0313-AIR-E HARRIS 9/26/2010 $10,336 $2,067 $8,269 $0 AQ 39232 AQ 39329 Acacia Natural Gas Corporation 2010-0414-AIR-E MONTGOMERY 9/26/2010 $14,345 $2,869 $11,476 $0 AQ 36876 Orange Crush Recyclers, Ltd. 2008-1841-AIR-E DALLAS 9/26/2010 $3,060 $0 $3,060 $0 AQ 37372 Janes Pavement Services, Inc. 2009-0416-AIR-E WALKER 9/26/2010 $11,000 $200 $10,800 $0 AQ 39307 BASF FINA Petrochemicals Limited Partnership 2010-0393-AIR-E JEFFERSON 9/26/2010 $9,775 $1,955 $3,910 $3,910 AQ 39093 ConocoPhillips Company 2010-0178-AIR-E HUTCHINSON 9/26/2010 $47,084 $0 $23,542 $23,542 AQ 39105 WTG Gas Processing, L.P. 2010-0219-AIR-E HOWARD 9/26/2010 $4,850 $970 $3,880 $0 AQ 39330 Exxon Mobil Corporation 2010-0427-AIR-E HARRIS 9/26/2010 $10,000 $2,000 $4,000 $4,000 AQ 39457 BOPCO, L.P. 2010-0536-AIR-E HOCKLEY 10/15/2010 $2,000 $400 $1,600 $0 AQ 38827 Brownfield Farmers, L.L.C. 2009-2000-AIR-E TERRY 10/15/2010 $1,160 $232 $928 $0 AQ 39063 Exxon Mobil Corporation 2010-0134-AIR-E HARRIS 10/15/2010 $40,000 $0 $20,000 $20,000 AQ 39444 TOTAL PETROCHEMICALS USA, INC. 2010-0525-AIR-E HARRIS 10/15/2010 $10,000 $2,000 $8,000 $0 AQ 38179 Exxon Mobil Corporation 2009-1343-AIR-E HARRIS 10/15/2010 $3,700 $0 $1,850 $1,850 AQ 39324 Chevron Phillips Chemical Company LP 2010-0410-AIR-E HARRIS 10/15/2010 $30,000 $0 $15,000 $15,000 AQ 39582 Midwest Wood Treating Inc 2010-0682-AIR-E NACOGDOCHES 10/15/2010 $12,000 $2,400 $4,800 $4,800 ExxonMobil Oil Corporation 2010-0586-AIR-E JEFFERSON 10/15/2010 $10,000 $0 $5,000 $5,000 AQ 39492 AQ 39305 Valero Refining-Texas, L.P. 2010-0390-AIR-E GALVESTON 10/15/2010 $233,000 $46,600 $93,200 $93,200 AQ 39156 Devon Gas Services, L.P. 2010-0232-AIR-E WISE 10/15/2010 $5,625 $1,125 $4,500 $0 AQ 39271 Natural Gas Pipeline Company of America LLC 2010-0357-AIR-E WISE 10/25/2010 $9,375 $1,875 $7,500 $0 AQ 39578 Azteca Milling, L. P. 2010-0662-AIR-E DEAF SMITH 10/25/2010 $3,775 $755 $3,020 $0 AQ 39556 Citgo Refining and Chemicals Company L.P. 2010-0644-AIR-E NUECES 10/25/2010 $7,500 $1,500 $6,000 $0 $145,825 $145,824 AQ 37339 Valero Refining-Texas, L.P. 2009-0401-AIR-E NUECES 10/25/2010 $291,649 $0 AQ 39394 Rodney Wayne Winters 2010-0488-AIR-E WISE 10/25/2010 $6,000 $1,200 $4,800 $0 AQ 39387 The Dow Chemical Company 2010-0477-AIR-E BRAZORIA 10/25/2010 $20,000 $0 $10,000 $10,000 AQ 38354 Belvan Corp. 2009-1490-AIR-E CROCKETT 10/25/2010 $7,650 $0 $7,650 $0 WHARTON 10/25/2010 $10,000 $0 $10,000 $0 HARRIS 10/25/2010 $10,501 $0 $10,501 $0 $25,785 AQ 39471 DCP Midstream, LP 2010-0555-AIR-E AQ 38015 Houston Refining LP 2009-1158-AIR-E AQ 38141 Shell Oil Company 2009-1300-AIR-E HARRIS 10/25/2010 $51,570 $0 $25,785 AQ 39536 Enbridge G & P (North Texas) LP 2010-0627-AIR-E PARKER 10/25/2010 $3,900 $780 $3,120 $0 AQ 39241 Favelle Favco Cranes USA, Inc. 2010-0339-AIR-E CAMERON 10/25/2010 $3,345 $669 $1,338 $1,338 AQ 39224 Huntsman Petrochemical Corporation 2010-0315-AIR-E JEFFERSON 10/25/2010 $29,600 $5,920 $11,840 $11,840 AQ 39545 Intercontinental Terminals Company LLC 2010-0632-AIR-E HARRIS 10/25/2010 $5,226 $1,045 $4,181 $0 Page 1 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM Case No. Respondent Name AQ 39238 Motiva Enterprises LLC AQ 39390 Exxon Mobil Corporation Docket# County Order Date JEFFERSON 10/25/2010 $97,167 $19,433 $38,867 $38,867 2010-0448-AIR-E HARRIS 10/25/2010 $40,000 $0 $20,000 $20,000 LIBERTY 11/14/2010 $7,500 $0 $7,500 $0 11/15/2010 $42,600 $0 $42,600 $0 $0 2010-0381-AIR-E AQ 38569 Stoneham Mill Inc 2009-1590-AIR-E AQ 39240 SandRidge Midstream, Inc. 2010-0340-AIR-E PECOS Penalty Assessed Penalty Deferred Payable Amount SEP Offset AQ 39546 CROWN Cork & Seal USA, Inc. 2010-0629-AIR-E MONTGOMERY 11/15/2010 $1,640 $328 $1,312 AQ 39552 Houston Refining LP 2010-0641-AIR-E HARRIS 11/15/2010 $20,499 $0 $20,499 $0 AQ 39585 ConocoPhillips Company 2010-0675-AIR-E HUTCHINSON 11/15/2010 $70,000 $0 $35,000 $35,000 AQ 39367 Maximus Coffee Group, LP 2010-0457-AIR-E HARRIS 11/15/2010 $8,560 $1,712 $3,424 $3,424 AQ 39764 Targa Permian LP 2010-0871-AIR-E CRANE 11/15/2010 $3,983 $796 $3,187 $0 AQ 39579 WTG Gas Processing, L.P. 2010-0668-AIR-E MARTIN 11/15/2010 $6,240 $1,248 $4,992 $0 AQ 39332 Attebury Grain, LLC 2010-0418-AIR-E TARRANT 11/15/2010 $17,520 $3,504 $14,016 $0 AQ 39735 DCP Midstream, LP 2010-0830-AIR-E CROCKETT 11/15/2010 $3,075 $615 $2,460 $0 JEFFERSON AQ 39406 850 Pine Street, Inc. 2010-0491-AIR-E 11/15/2010 $11,050 $2,210 $4,420 $4,420 AQ 38906 XTO Energy Inc. 2009-2084-AIR-E YOAKUM 11/15/2010 $237,247 $0 $118,624 $118,623 AQ 39194 ExxonMobil Oil Corporation 2010-0258-AIR-E JEFFERSON 11/15/2010 $132,500 $26,500 $53,000 $53,000 AQ 39647 Valero Refining-Texas, L.P. 2010-0741-AIR-E NUECES 11/15/2010 $5,350 $1,070 $4,280 $0 AQ 39247 E. I. du Pont de Nemours and Company 2010-0379-AIR-E JEFFERSON 11/15/2010 $30,050 $6,010 $12,020 $12,020 AQ 39718 Veolia ES Technical Solutions, L.L.C. 2010-0811-AIR-E JEFFERSON 12/4/2010 $22,100 $4,420 $8,840 $8,840 AQ 39962 Armortex, Inc. 2010-1073-AIR-E GUADALUPE 12/4/2010 $3,025 $605 $2,420 $0 AQ 38966 Chemtrade Refinery Services, Inc. 2010-0052-AIR-E JEFFERSON 12/4/2010 $8,850 $1,770 $7,080 $0 AQ 39698 Formosa Plastics Corporation, Texas 2010-0795-AIR-E CALHOUN 12/4/2010 $17,950 $3,590 $7,180 $7,180 AQ 37691 Enterprise Hydrocarbons L.P. 2009-0778-AIR-E NUECES 12/4/2010 $7,920 $0 $7,920 $0 TARRANT AQ 39730 UNI-GRAPHICS PRINTING LTD 2010-0824-AIR-E 12/4/2010 $22,245 $4,449 $17,796 $0 AQ 39860 Kuraray America, Inc. 2010-0962-AIR-E HARRIS 12/4/2010 $2,700 $540 $2,160 $0 AQ 39542 Alcoa World Alumina LLC 2010-0633-AIR-E CALHOUN 12/4/2010 $20,700 $4,140 $16,560 $0 AQ 39787 Luminant Generation Company LLC 2010-0890-AIR-E DALLAS 12/4/2010 $2,025 $405 $1,620 $0 AQ 39733 WTG Jameson, L.P. 2010-0826-AIR-E COKE 12/4/2010 $3,825 $765 $3,060 $0 JEFFERSON AQ 39814 ISP Synthetic Elastomers LLC 2010-0916-AIR-E 12/4/2010 $6,325 $1,265 $2,530 $2,530 AQ 39580 ExxonMobil Oil Corporation 2010-0671-AIR-E JEFFERSON 12/4/2010 $19,200 $3,840 $7,680 $7,680 AQ 39588 Cimarex Energy Co. 2010-0679-AIR-E JEFFERSON 12/4/2010 $6,536 $1,307 $2,615 $2,614 AQ 39549 Koch Pipeline Company, L.P. 2010-0639-AIR-E NUECES 12/4/2010 $15,000 $0 $15,000 $0 AQ 39538 McWane, Inc. 2010-0620-AIR-E SMITH 12/4/2010 $73,168 $14,633 $29,268 $29,267 AQ 39602 Benedum Gas Partners, L.P. 2010-0700-AIR-E UPTON 12/4/2010 $3,175 $635 $2,540 $0 AQ 37994 YOUNG, NEAL 2009-1111-AIR-E GALVESTON 12/23/2010 $4,080 $0 $4,080 $0 AQ 37658 ING, KENNETH 2009-0697-AIR-E GRAYSON 12/25/2010 $800 $160 $640 $0 AQ 39852 Marathon Petroleum Company LP 2010-0952-AIR-E GALVESTON 12/25/2010 $7,300 $1,460 $5,840 $0 AQ 39122 Houston Refining LP 2010-0211-AIR-E HARRIS 12/25/2010 $36,285 $7,257 $29,028 $0 AQ 39784 Fiberglass Specialities, Inc. 2010-0889-AIR-E RUSK 12/25/2010 $9,700 $1,940 $7,760 $0 Page 2 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM Case No. Respondent Name County Order Date AQ 39731 Plank Coatings, Inc. 2010-0828-AIR-E ECTOR 12/25/2010 AQ 37604 Albemarle Corporation 2009-0687-AIR-E HARRIS AQ 39928 Agrifos Fertilizer L.L.C. 2010-1035-AIR-E AQ 39529 INVISTA S.a r.l. AQ 39727 AQ 37885 AQ 39819 AQ 40100 Docket# Penalty Assessed Penalty Deferred Payable Amount SEP Offset $950 $190 $760 $0 12/25/2010 $12,690 $0 $6,345 $6,345 HARRIS 12/25/2010 $7,550 $1,510 $6,040 $0 2010-0635-AIR-E HARRIS 12/25/2010 $1,260 $252 $1,008 $0 Enterprise Products Operating LLC 2010-0821-AIR-E CHAMBERS 12/25/2010 $7,296 $1,459 $2,919 $2,918 TOTAL PETROCHEMICALS USA, INC. 2009-1015-AIR-E HARRIS 12/25/2010 $13,275 $2,655 $5,310 $5,310 American Acryl L.P. 2010-0922-AIR-E HARRIS 12/25/2010 $10,000 $0 $10,000 $0 Budget Rent-A-Car Of El Paso, Inc. 2010-1223-AIR-E EL PASO 2/5/2011 $900 $180 $720 $0 AQ 39643 Akzo Nobel Surface Chemistry LLC 2010-0738-AIR-E FORT BEND 2/5/2011 $15,960 $0 $7,980 $7,980 AQ 39967 MEMC Pasadena, Inc. 2010-1078-AIR-E HARRIS 2/5/2011 $6,604 $1,320 $2,642 $2,642 AQ 39854 Laredo Paving, Inc. 2010-0954-AIR-E BROWN 2/5/2011 $1,050 $210 $840 $0 AQ 39824 Eagle Rock Field Services, L.P. 2010-0920-AIR-E HEMPHILL 2/5/2011 $2,400 $480 $1,920 $0 Elgin-Butler Company 2010-1292-AIR-E BASTROP 2/5/2011 $7,000 $1,400 $5,600 $0 AQ 40170 AQ 39781 Prism Gas Systems I, L.P 2010-0887-AIR-E HARRISON 2/5/2011 $54,800 $10,960 $21,920 $21,920 AQ 40137 Enterprise Products Operating LLC 2010-1261-AIR-E HARRIS 2/5/2011 $1,320 $264 $1,056 $0 AQ 39850 Rhodia Inc. 2010-0951-AIR-E HARRIS 2/5/2011 $3,360 $672 $2,688 $0 AQ 39858 Craftmasters Powder Coating, Inc. 2010-0970-AIR-E MCLENNAN 2/5/2011 $3,270 $654 $2,616 $0 ECTOR 2/5/2011 $23,875 $4,775 $9,550 $9,550 NUECES 2/5/2011 $10,000 $2,000 $8,000 $0 AQ 40389 DCP Midstream, LP 2010-1511-AIR-E AQ 40041 Citgo Refining and Chemicals Company L.P. 2010-1150-AIR-E AQ 39490 Shell Oil Company * 2010-0609-AIR-E HARRIS 2/5/2011 $40,000 $0 $20,000 $20,000 AQ 39751 Flint Hills Resources, LP 2010-0854-AIR-E JEFFERSON 2/5/2011 $70,382 $0 $35,191 $35,191 AQ 39953 E. I. du Pont de Nemours and Company 2010-1058-AIR-E JEFFERSON 2/5/2011 $7,875 $1,575 $6,300 $0 WISE 2/5/2011 $2,350 $470 $1,880 $0 NOLAN 2/5/2011 $1,360 $272 $1,088 $0 AQ 39876 Devon Gas Services, L.P. 2010-0995-AIR-E AQ 40145 Lone Star Industries, Inc. 2010-1266-AIR-E AQ 39485 ALVAREZ, JOSE E 2010-0573-AIR-E WEBB 2/5/2011 $1,575 $315 $1,260 $0 AQ 39514 Chevron Phillips Chemical Company LP 2010-0607-AIR-E HARRIS 2/5/2011 $527,900 $105,580 $211,160 $211,160 AQ 39884 Pencco, Inc. 2010-0989-AIR-E AUSTIN 2/5/2011 $1,090 $218 $872 $0 CROCKETT 2/20/2011 $63,600 $0 $63,600 $0 CAMERON 2/20/2011 $8,325 $1,665 $6,660 $0 AQ 39931 Belvan Corp. 2010-1038-AIR-E AQ 40007 Heather McD, Ltd. 2010-1123-AIR-E AQ 40198 Moss Bluff Hub LLC 2010-1322-AIR-E LIBERTY 2/20/2011 $3,375 $675 $2,700 $0 AQ 39691 DCP Midstream, LP 2010-0784-AIR-E HUTCHINSON 2/20/2011 $55,350 $11,070 $22,140 $22,140 AQ 40043 Chevron Phillips Chemical Company LP 2010-1151-AIR-E BRAZORIA 2/20/2011 $23,250 $4,650 $9,300 $9,300 PARKER 2/20/2011 $3,550 $710 $2,840 $0 JEFFERSON 2/20/2011 $14,550 $2,910 $11,640 $0 AQ 39353 STICE ENTERPRISES, INC. 2010-0430-AIR-E AQ 39965 Lucite International, Inc. 2010-1079-AIR-E AQ 39923 Sofia Enterprises, L.P. 2010-1033-AIR-E TOM GREEN 2/20/2011 $9,302 $0 $9,302 $0 AQ 40070 University of Texas Medical Branch at Galveston 2010-1180-AIR-E GALVESTON 2/20/2011 $5,000 $1,000 $4,000 $0 AQ 40160 ESPINOZA, MARIO 2010-1282-AIR-E SMITH 2/20/2011 $5,250 $1,050 $4,200 $0 Matheson Tri-Gas, Inc. 2010-1242-AIR-E FORT BEND 2/20/2011 $4,750 $0 $4,750 $0 AQ 40125 Page 3 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date AQ Case No. 39152 The Kippur Corporation Respondent Name 2010-0241-AIR-E Docket# EL PASO 2/20/2011 AQ 38090 BASF Catalysts LLC 2009-1271-AIR-E HARRIS 2/20/2011 JEFFERSON 2/20/2011 $28,350 HEMPHILL 2/20/2011 $14,961 AQ 39978 Flint Hills Resources, LP 2010-1099-AIR-E AQ 40099 PVR Natural Gas Gathering LLC 2010-1221-AIR-E Penalty Assessed Penalty Deferred Payable Amount SEP Offset $0 $16,000 $0 $16,000 $4,365 $873 $3,492 $0 $5,670 $11,340 $11,340 $2,992 $11,969 $0 AQ 40231 DCP Midstream, LP 2010-1358-AIR-E MOORE 2/20/2011 $2,625 $525 $2,100 $0 AQ 39883 DCP Midstream, LP 2010-0985-AIR-E CROCKETT 3/7/2011 $363,829 $72,765 $145,532 $145,532 AQ 40267 Noltex L.L.C. 2010-1386-AIR-E HARRIS 3/7/2011 $6,200 $1,240 $4,960 $0 GALVESTON AQ 39926 Gulf Coast Waste Disposal Authority 2010-1076-AIR-E 3/7/2011 $17,100 $3,420 $0 $13,680 AQ 40047 Chevron Phillips Chemical Company LP 2010-1154-AIR-E HARRIS 3/7/2011 $10,000 $2,000 $4,000 $4,000 AQ 38076 Equistar Chemicals, LP 2009-1247-AIR-E MATAGORDA 3/7/2011 $8,500 $1,700 $6,800 $0 AQ 40154 The Dow Chemical Company 2010-1279-AIR-E BRAZORIA 3/7/2011 $10,000 $2,000 $4,000 $4,000 AQ 40148 DCP Midstream, LP 2010-1272-AIR-E OCHILTREE 3/7/2011 $2,250 $450 $1,800 $0 HARRIS 3/7/2011 $10,000 $2,000 $4,000 $4,000 3/7/2011 $26,950 $5,390 $10,780 $10,780 AQ 40190 Houston Refining LP 2010-1315-AIR-E AQ 39873 Exxon Mobil Corporation 2010-0976-AIR-E HARRIS AQ 40430 Brazos Electric Power Cooperative, Inc. 2010-1557-AIR-E PARKER 3/7/2011 $2,075 $415 $1,660 $0 AQ 38689 DCP Midstream, LP 2009-1821-AIR-E ECTOR 3/7/2011 $755,251 $0 $377,626 $377,625 AQ 40353 Hanson Brick East, LLC 2010-1470-AIR-E PALO PINTO 3/7/2011 $2,500 $500 $2,000 $0 GRAY 3/7/2011 $1,290 $258 $1,032 $0 HARRIS 3/7/2011 $4,550 $910 $3,640 $0 AQ 40234 City of Pampa 2010-1357-AIR-E AQ 40084 KM Liquids Terminals LLC 2010-1205-AIR-E AQ 40186 WTG Gas Processing, L.P. 2010-1312-AIR-E MARTIN 3/7/2011 $8,067 $1,613 $6,454 $0 AQ 39828 Enterprise Products Operating LLC 2010-0926-AIR-E CHAMBERS 3/7/2011 $22,150 $0 $11,075 $11,075 AQ 40142 Kinder Morgan Treating LP 2010-1269-AIR-E WILLACY 3/7/2011 $6,750 $1,350 $5,400 $0 WISE 3/7/2011 $35,500 $0 $0 $35,500 EASTLAND 3/7/2011 $58,900 $11,780 $47,120 $0 AQ 39284 Aruba Petroleum, INC. 2010-0365-AIR-E AQ 40417 Ranger Gas Gathering, L.L.C. 2010-1539-AIR-E AQ 40144 Cargill Meat Solutions Corporation 2010-1265-AIR-E PARMER 3/7/2011 $37,926 $7,585 $30,341 $0 AQ 39952 INEOS USA LLC 2010-1059-AIR-E BRAZORIA 3/7/2011 $70,000 $0 $35,000 $35,000 AQ 39929 Escambia Operating Co. LLC 2010-1037-AIR-E ATASCOSA 3/7/2011 $900 $180 $720 $0 Devon Gas Services, L.P. 2010-1284-AIR-E WISE 3/19/2011 $7,500 $1,500 $6,000 $0 AQ 40161 AQ 40352 Enterprise Products Operating LLC 2010-1465-AIR-E CHAMBERS 3/19/2011 $6,448 $1,289 $2,580 $2,579 AQ 40484 Alon USA, LP 2010-1640-AIR-E HOWARD 3/19/2011 $4,200 $840 $3,360 $0 AQ 40505 United Copper Industries, Inc. 2010-1643-AIR-E DENTON 3/19/2011 $7,125 $1,425 $5,700 $0 AQ 38788 Exxon Mobil Corporation 2009-1944-AIR-E HARRIS 3/19/2011 $60,000 $0 $30,000 $30,000 AQ 40167 Plant Process Equipment, Inc. 2010-1291-AIR-E GALVESTON 3/19/2011 $1,530 $306 $612 $612 AQ 40010 Texmark Chemicals, Inc. 2010-1126-AIR-E HARRIS 3/19/2011 $21,625 $4,325 $8,650 $8,650 AQ 40507 Republic Plastics, Ltd. 2010-1644-AIR-E GUADALUPE 3/19/2011 $3,725 $745 $2,980 $0 AQ 40504 Tiger Trailers, Inc. 2010-1642-AIR-E TITUS 3/19/2011 $750 $150 $600 $0 AQ 40274 Rhodia Inc. 2010-1388-AIR-E HARRIS 3/19/2011 $1,410 $282 $1,128 $0 AQ 40311 Wesco Refractories, Inc. 2010-1429-AIR-E TARRANT 3/19/2011 $4,200 $840 $3,360 $0 Page 4 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM Case No. Respondent Name County Order Date 2010-1536-AIR-E HARRIS 3/19/2011 $46,900 $9,380 $18,760 $18,760 ExxonMobil Oil Corporation 2010-1114-AIR-E JEFFERSON 3/19/2011 $20,614 $0 $10,307 $10,307 ORANGE 3/19/2011 $43,500 $8,700 $17,400 $17,400 WEBB 3/19/2011 $12,355 $2,471 $9,884 $0 AQ 40423 Southwest Shipyard, L.P. AQ 39998 Docket# AQ 39699 E. I. du Pont de Nemours and Company 2010-0839-MLM-E AQ 40340 Cerrito Gas Processing, L.L.C. 2010-1454-AIR-E Penalty Assessed Penalty Deferred Payable Amount SEP Offset AQ 38941 Exxon Mobil Corporation 2010-0027-AIR-E HARRIS 3/19/2011 $6,325 $0 $3,163 $3,162 AQ 40212 City of Fort Worth 2010-1334-AIR-E TARRANT 3/19/2011 $15,900 $3,180 $0 $12,720 AQ 40453 Davis Gas Processing, Inc. 2010-1583-AIR-E CROCKETT 4/18/2011 $3,125 $625 $2,500 $0 LAMAR 4/18/2011 $18,125 $3,625 $7,250 $7,250 HARRIS 4/18/2011 $17,375 $3,475 $13,900 $0 AQ 38480 Turner Industries Group, L.L.C. 2009-1616-AIR-E AQ 40476 United States Gypsum Company 2010-1628-AIR-E AQ 40361 Polk County 2010-1477-AIR-E POLK 4/18/2011 $9,110 $1,822 $7,288 $0 AQ 40432 E. I. du Pont de Nemours and Company 2010-1556-AIR-E JEFFERSON 4/18/2011 $27,675 $5,535 $11,070 $11,070 AQ 40427 Chevron Phillips Chemical Company LP 2010-1550-AIR-E HARRIS 4/18/2011 $5,150 $1,030 $2,060 $2,060 Ogre, Inc. 2010-1355-AIR-E RANDALL 4/18/2011 $18,000 $3,600 $14,400 $0 AQ 40232 AQ 39574 Chevron Phillips Chemical Company LP 2010-0709-AIR-E BRAZORIA 4/18/2011 $235,330 $47,066 $94,132 $94,132 AQ 39565 Exxon Mobil Corporation 2010-0656-AIR-E HARRIS 4/18/2011 $80,000 $0 $40,000 $40,000 AQ 40195 BASF FINA Petrochemicals Limited Partnership 2010-1318-AIR-E JEFFERSON 4/18/2011 $61,450 $12,290 $24,580 $24,580 AQ 40460 Pioneer Natural Resources USA, Inc. 2010-1587-AIR-E BEE 4/18/2011 $3,750 $750 $3,000 $0 TARRANT 4/18/2011 $2,250 $450 $1,800 $0 $3,175 $635 $2,540 $0 AQ 40376 GE Engine Services - Dallas, L.P. 2010-1492-AIR-E AQ 40394 Watco Tanks, Inc. 2010-1510-AIR-E WILSON 4/18/2011 AQ 40322 The Lubrizol Corporation 2010-1468-AIR-E HARRIS 4/18/2011 $9,075 $1,815 $3,630 $3,630 AQ 40210 Shell Chemical LP 2010-1331-AIR-E HARRIS 4/18/2011 $21,346 $0 $10,673 $10,673 AQ 40337 KMCO Properties L.P. 2010-1446-AIR-E HARRIS 4/18/2011 $4,450 $890 $3,560 $0 SHELBY 4/18/2011 $15,753 $3,150 $12,603 $0 $1,660 $6,640 $0 $0 AQ 37528 Tyson Poultry, Inc. 2009-0601-AIR-E AQ 40520 Owens Corning Composite Materials, LLC 2010-1662-AIR-E RANDALL 4/18/2011 $8,300 AQ 40038 Bayer Materialscience LLC 2010-1148-AIR-E CHAMBERS 4/18/2011 $19,836 $0 $19,836 AQ 40429 Celanese Ltd. 2010-1559-AIR-E HARRIS 4/18/2011 $3,975 $795 $3,180 $0 AQ 40412 ExxonMobil Oil Corporation 2010-1524-AIR-E JEFFERSON 4/18/2011 $4,082 $816 $1,633 $1,633 AQ 40398 Equistar Chemicals, LP 2010-1515-AIR-E HARRIS 4/18/2011 $10,000 $2,000 $4,000 $4,000 AQ 40536 TOTAL PETROCHEMICALS USA, INC. 2010-1675-AIR-E HARRIS 4/18/2011 $10,000 $2,000 $8,000 $0 AQ 38379 Pioneer Natural Resources USA, Inc. 2009-1510-AIR-E POTTER 4/18/2011 $30,516 $6,103 $24,413 $0 AQ 40710 L & L Pallet Supply, Inc. 2010-1854-AIR-E RANDALL 5/8/2011 $2,710 $542 $2,168 $0 AQ 40397 Motiva Enterprises LLC 2010-1514-AIR-E JEFFERSON 5/8/2011 $85,125 $17,025 $34,050 $34,050 AQ 40480 American Marazzi Tile, Inc. 2010-1613-AIR-E DALLAS 5/8/2011 $16,350 $3,270 $13,080 $0 AQ 39506 Equistar Chemicals, LP 2010-0591-AIR-E HARRIS 5/8/2011 $10,000 $2,000 $8,000 $0 AQ 40562 Sherwin Alumina, L.P. 2010-1705-AIR-E SAN PATRICIO 5/8/2011 $4,550 $910 $1,820 $1,820 AQ 40313 ISP Technologies Inc. 2010-1430-AIR-E GALVESTON 5/8/2011 $5,250 $1,050 $2,100 $2,100 AQ 40329 The Dow Chemical Company 2010-1450-AIR-E BRAZORIA 5/8/2011 $96,975 $19,395 $38,790 $38,790 AQ 40734 SandRidge Energy, Inc. 2010-1873-AIR-E GALVESTON 5/8/2011 $950 $190 $760 $0 Page 5 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date AQ 38258 Mobil Chemical Company Inc. 2009-1397-AIR-E JEFFERSON 5/8/2011 $12,600 $2,520 $5,040 $5,040 AQ 40519 Huntsman Petrochemical Corporation 2010-1661-AIR-E JEFFERSON 5/8/2011 $21,700 $4,340 $8,680 $8,680 United States Gypsum Company 2010-1710-AIR-E NOLAN 5/8/2011 $10,500 $2,100 $4,200 $4,200 AQ Case No. 40565 Respondent Name Docket# Penalty Assessed Penalty Deferred Payable Amount SEP Offset AQ 40065 Linde Gas North America LLC 2010-1187-AIR-E HARRIS 5/8/2011 $55,650 $11,130 $22,260 $22,260 AQ 40402 Pasadena Cogeneration L.P. 2010-1517-AIR-E HARRIS 5/8/2011 $883 $176 $707 $0 AQ 39245 Equistar Chemicals, LP 2010-0328-AIR-E HARRIS 5/8/2011 $10,000 $2,000 $8,000 $0 AQ 40425 Delek Refining, Ltd. 2010-1547-AIR-E SMITH 5/8/2011 $70,250 $14,050 $28,100 $28,100 AQ 39231 Equistar Chemicals, LP 2010-0335-AIR-E HARRIS 5/8/2011 $10,000 $2,000 $8,000 $0 AQ 40506 Exxon Mobil Corporation 2010-1654-AIR-E HARRIS 5/8/2011 $5,875 $1,175 $2,350 $2,350 AQ 40585 DCP Midstream, LP 2010-1730-AIR-E CARSON 5/8/2011 $25,200 $5,040 $10,080 $10,080 AQ 40650 ConocoPhillips Company 2010-1795-AIR-E HUTCHINSON 5/8/2011 $9,725 $1,945 $7,780 $0 AQ 40547 SANTA RITA MOTORS, INC 2010-1691-AIR-E TOM GREEN 5/8/2011 $1,250 $250 $1,000 $0 Dolphin Petroleum, LP 2010-0193-AIR-E REFUGIO 5/8/2011 $3,175 $0 $3,175 $0 AQ 39111 AQ 39162 INEOS Nova, LLC 2010-0261-AIR-E GALVESTON 5/8/2011 $10,250 $2,050 $4,100 $4,100 AQ 40676 Arkema Inc. 2010-1810-AIR-E JEFFERSON 5/8/2011 $10,000 $0 $10,000 $0 AQ 40535 Enbridge G & P (North Texas) LP 2010-1676-AIR-E PARKER 5/8/2011 $10,125 $2,025 $8,100 $0 AQ 40582 BASF Corporation 2010-1726-AIR-E HARRIS 5/8/2011 $4,100 $820 $3,280 $0 HARRIS AQ 40483 GB Biosciences Corporation 2010-1612-AIR-E 5/8/2011 $9,850 $1,970 $3,940 $3,940 AQ 37082 TOTAL PETROCHEMICALS USA, INC. 2009-0131-AIR-E JEFFERSON 5/8/2011 $130,575 $0 $65,288 $65,287 AQ 39420 INEOS USA LLC 2010-0507-AIR-E BRAZORIA 5/8/2011 $10,050 $2,010 $8,040 $0 AQ 40595 SandRidge CO2, LLC 2010-1743-AIR-E PECOS 5/8/2011 $66,128 $13,225 $52,903 $0 AQ 39660 Atlas Pallet Industries, Inc. 2010-0759-AIR-E JOHNSON 5/8/2011 $1,130 $0 $1,130 $0 GALVESTON 5/8/2011 $8,400 $1,680 $6,720 $0 5/22/2011 $900 $180 $720 $0 AQ 40393 Enterprise Crude Pipeline LLC 2010-1506-AIR-E AQ 40742 C&R Distributing, LLC 2010-1883-AIR-E EL PASO AQ 40064 PAVE/LOCK/PLUS, LLC 2010-1182-AIR-E FORT BEND 5/22/2011 $20,000 $0 $20,000 $0 AQ 39861 Kaneka Texas Corporation 2010-0978-AIR-E HARRIS 5/22/2011 $42,275 $8,455 $33,820 $0 AQ 40704 Rudy's West Bar-B-Q, LLC 2010-1871-AIR-E EL PASO 5/22/2011 $920 $184 $736 $0 REAGAN 5/22/2011 $93,085 $18,617 $37,234 $37,234 BRAZORIA 5/22/2011 $10,000 $2,000 $4,000 $4,000 AQ 38615 Davis Gas Processing, Inc. 2009-1782-AIR-E AQ 40624 The Dow Chemical Company 2010-1781-AIR-E AQ 40359 Williams Production - Gulf Coast Company, L.P. 2010-1476-AIR-E DENTON 5/22/2011 $9,000 $1,800 $7,200 $0 AQ 40693 Enterprise Products Operating LLC 2010-1831-AIR-E CHAMBERS 5/22/2011 $6,251 $1,250 $2,501 $2,500 AQ 40692 Chevron Phillips Chemical Company LP 2010-1845-AIR-E HARRIS 5/22/2011 $10,000 $2,000 $8,000 $0 HARRISON 5/22/2011 $10,000 $2,000 $4,000 $4,000 5/22/2011 $119,360 $0 $119,360 $0 AQ 40694 Eastman Chemical Company 2010-1834-AIR-E AQ 40345 Belvan Corp. 2010-1453-AIR-E CROCKETT AQ 40227 Apache Corporation 2010-1354-AIR-E WHEELER 5/22/2011 $139,000 $27,800 $111,200 $0 AQ 40512 Sunoco, Inc. (R&M) 2010-1652-AIR-E HARRIS 5/22/2011 $15,825 $3,165 $12,660 $0 AQ 40560 Akzo Nobel Surface Chemistry LLC 2010-1709-AIR-E FORT BEND 5/22/2011 $9,675 $1,935 $7,740 $0 Eagle Rock Field Services, L.P. 2010-1473-AIR-E *MULTIPLE $18,537 $0 AQ 40357 5/22/2011 $23,170 $4,633 Page 6 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date AQ Case No. 39610 Basell USA Inc. Respondent Name 2010-0708-AIR-E Docket# HARRIS 5/22/2011 Penalty Assessed Penalty Deferred AQ 39657 Clayton Violette DBA GTO Automotive 2010-0806-AIR-E BELL 6/11/2011 GALVESTON 6/20/2011 $10,000 BRAZORIA 6/20/2011 $411,776 Payable Amount SEP Offset $0 $3,550 $710 $2,840 $4,000 $0 $4,000 $0 $2,000 $4,000 $4,000 $82,355 $164,711 $164,710 AQ 40696 Valero Refining-Texas, L.P. 2010-1836-AIR-E AQ 40310 INEOS USA LLC 2010-1421-AIR-E AQ 40651 WTG Gas Processing, L.P. 2010-1796-AIR-E HOWARD 6/20/2011 $30,140 $0 $30,140 $0 AQ 40706 Flint Hills Resources Port Arthur, LLC 2010-1865-AIR-E JEFFERSON 6/20/2011 $20,000 $4,000 $8,000 $8,000 AQ 38935 Coastal Crushed Concrete, LLC 2010-0005-AIR-E VICTORIA 6/20/2011 $1,000 $0 $1,000 $0 DCP Midstream, LP 2010-1991-AIR-E ECTOR 6/20/2011 $1,975 $395 $1,580 $0 AQ 40833 AQ 38652 Pasadena Refining System, Inc 2009-1807-AIR-E HARRIS 6/20/2011 $279,125 $0 $279,125 $0 AQ 40514 Baytown Asphalt Materials, Ltd. 2010-1685-AIR-E HARRIS 6/20/2011 $2,750 $550 $1,100 $1,100 AQ 40744 Shell Chemical LP 2010-1889-AIR-E HARRIS 6/20/2011 $10,000 $2,000 $4,000 $4,000 AQ 40765 E. I. du Pont de Nemours and Company 2010-1909-AIR-E JEFFERSON 6/20/2011 $8,375 $1,675 $3,350 $3,350 HENDERSON 6/20/2011 $7,125 $1,425 $5,700 $0 6/20/2011 $5,450 $1,090 $4,360 $0 AQ 40653 Ryan C. Hoerauf 2010-1827-AIR-E AQ 40800 Air Products LLC 2010-1945-AIR-E HARRIS AQ 40521 Newell Recycling Company of El Paso, L.P. 2010-1665-AIR-E EL PASO 6/20/2011 $2,140 $428 $1,712 $0 AQ 40294 Diamond Shamrock Refining Company, L.P. 2010-1410-AIR-E MOORE 6/20/2011 $60,433 $0 $60,433 $0 AQ 40236 Texas Blending and Warehousing Corporation 2010-1365-AIR-E HARRIS 6/20/2011 $1,875 $0 $1,875 $0 HARRIS AQ 40641 Equistar Chemicals, LP 2010-1794-AIR-E 6/20/2011 $10,000 $2,000 $4,000 $4,000 AQ 40418 Shell Oil Company 2010-1538-AIR-E HARRIS 6/20/2011 $10,000 $2,000 $4,000 $4,000 AQ 40312 Huntsman Petrochemical Corporation 2010-1422-AIR-E JEFFERSON 7/2/2011 $10,000 $2,000 $4,000 $4,000 AQ 40746 Pure-Flow, Inc. 2010-1880-AIR-E ANDREWS 7/2/2011 $8,000 $1,600 $6,400 $0 AQ 40465 United Structures of America, Inc. 2010-1598-AIR-E HARRIS 7/2/2011 $66,048 $13,209 $52,839 $0 CHAMBERS 7/2/2011 $2,625 $525 $1,050 $1,050 BRAZORIA 7/2/2011 $10,000 $2,000 $4,000 $4,000 AQ 40953 Enterprise Products Operating LLC 2011-0032-AIR-E AQ 40842 ConocoPhillips Company 2010-2001-AIR-E AQ 40829 Tristream East Texas, LLC 2010-2015-AIR-E HENDERSON 7/2/2011 $2,500 $500 $2,000 $0 AQ 40745 Chevron Phillips Chemical Company LP 2010-1881-AIR-E HUTCHINSON 7/2/2011 $23,250 $4,650 $18,600 $0 AQ 40828 Regency Field Services LLC 2010-2014-AIR-E HENDERSON 7/2/2011 $9,743 $1,948 $7,795 $0 General Dynamics Ordnace and Tactical Systems, Inc. 2011-0092-AIR-E DALLAS 7/2/2011 $2,925 $585 $2,340 $0 $6,980 $6,980 AQ 40996 AQ 40884 The Lubrizol Corporation 2010-2043-AIR-E HARRIS 7/2/2011 $17,450 $3,490 AQ 40089 High Tech Auto Restyling INC. 2010-1210-AIR-E EL PASO 7/10/2011 $2,100 $0 $2,100 $0 AQ 40834 Southern Union Pipeline, Ltd. 2010-1992-AIR-E PECOS 7/31/2011 $7,250 $1,450 $2,900 $2,900 AQ 40987 SABINA PETROCHEMICALS LLC 2011-0073-AIR-E JEFFERSON 7/31/2011 $44,000 $8,800 $17,600 $17,600 HARRIS 7/31/2011 $17,175 $0 $8,588 $8,587 $10,000 $2,000 $4,000 $4,000 AQ 40866 LyondellBasell Acetyls, LLC 2010-2025-AIR-E AQ 40871 Houston Refining LP 2010-2029-AIR-E HARRIS 7/31/2011 AQ 40752 Congress Materials LLC 2010-1930-AIR-E TARRANT 7/31/2011 $1,000 $200 $800 $0 AQ 40902 Shell Chemical LP 2010-2072-AIR-E HARRIS 7/31/2011 $10,000 $2,000 $4,000 $4,000 AQ 38828 Ascend Performance Materials, LLC 2009-1997-AIR-E BRAZORIA 7/31/2011 $65,564 $0 $32,782 $32,782 Exxon Mobil Corporation 2010-1975-AIR-E NACOGDOCHES 7/31/2011 $6,550 $1,310 $5,240 $0 AQ 40825 Page 7 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date AQ Case No. 40822 Respondent Name PATRIOT RESOURCES INC 2010-1968-AIR-E Docket# *MULTIPLE 7/31/2011 AQ 40847 Orange County Container Group LLC 2010-2030-AIR-E KAUFMAN 7/31/2011 ORANGE 7/31/2011 $8,260 JEFFERSON 7/31/2011 $20,000 AQ 40962 LANXESS Corporation 2011-0038-AIR-E AQ 40750 Huntsman Petrochemical Corporation 2010-1929-AIR-E Penalty Assessed Penalty Deferred Payable Amount SEP Offset $0 $60,000 $12,000 $48,000 $9,046 $1,809 $7,237 $0 $1,652 $3,304 $3,304 $0 $10,000 $10,000 AQ 40180 TOTAL PETROCHEMICALS USA, INC. 2010-1300-AIR-E JEFFERSON 7/31/2011 $213,972 $42,794 $85,589 $85,589 AQ 40922 FAMCOR Oil, Inc. 2011-0068-AIR-E SAN JACINTO 7/31/2011 $30,000 $6,000 $12,000 $12,000 AQ 40863 Huntsman Petrochemical, LLC 2010-2023-AIR-E JEFFERSON 8/13/2011 $10,000 $2,000 $4,000 $4,000 HANSFORD 8/13/2011 $10,179 $0 $5,090 $5,089 WEBB 8/13/2011 $18,985 $1,797 $17,188 $0 $1,500 AQ 41184 DCP Midstream, LP 2011-0281-AIR-E AQ 40858 City Ready Mix, Inc. 2010-2020-AIR-E AQ 41182 City of Austin 2011-0276-AIR-E TRAVIS 8/13/2011 $1,875 $375 $0 AQ 41019 Joe Bland Construction, L.P. 2011-0116-AIR-E TRAVIS 8/13/2011 $10,000 $0 $10,000 $0 AQ 41140 Century Asphalt, Ltd. 2011-0224-AIR-E FORT BEND 8/13/2011 $6,500 $1,300 $2,600 $2,600 AQ 41153 Enbridge Pipelines (Texas Gathering) L.P. 2011-0245-AIR-E HEMPHILL 8/13/2011 $1,250 $250 $1,000 $0 AQ 41037 Kaneka Texas Corporation 2011-0142-AIR-E HARRIS 8/13/2011 $12,150 $2,430 $9,720 $0 AQ 40045 Equistar Chemicals, LP 2010-1153-AIR-E NUECES 8/13/2011 $0 $0 $0 $0 AQ 40689 Ascend Performance Materials, LLC 2010-1828-AIR-E BRAZORIA 8/13/2011 $33,200 $6,640 $13,280 $13,280 AQ 41179 Linde Gas North America LLC 2011-0271-AIR-E HARRIS 8/13/2011 $5,074 $1,014 $4,060 $0 Tristar Aggregates 1, LLC 2010-1757-AIR-E *MULTIPLE 8/13/2011 $6,500 $1,300 $5,200 $0 $15,000 AQ 40607 AQ 40954 The Dow Chemical Company 2011-0051-AIR-E BRAZORIA 8/13/2011 $30,000 $0 $15,000 AQ 41239 LBC Houston, L.P. 2011-0329-AIR-E HARRIS 8/13/2011 $1,920 $384 $1,536 $0 AQ 41116 E. I. du Pont de Nemours and Company 2011-0208-AIR-E ORANGE 8/13/2011 $20,484 $4,096 $8,194 $8,194 AQ 41110 Chevron Phillips Chemical Company LP 2011-0202-AIR-E JEFFERSON 8/13/2011 $70,000 $0 $35,000 $35,000 Advantage Asphalt Products, Ltd. 2007-0768-AIR-E RANDALL 8/18/2011 $46,221 $0 $46,221 $0 $4,000 $4,000 AQ 33469 AQ 41189 Flint Hills Resources Port Arthur, LLC 2011-0287-AIR-E JEFFERSON 8/27/2011 $10,000 $2,000 AQ 41026 Cherokee Water Company 2011-0131-AIR-E GREGG 8/27/2011 $4,985 $997 $3,988 $0 AQ 39614 AET Inc Limited 2010-0703-AIR-E JEFFERSON 8/27/2011 $36,000 $0 $18,000 $18,000 AQ 41185 WTG Gas Processing, L.P. 2011-0283-AIR-E HOWARD 8/27/2011 $10,000 $0 $10,000 $0 ORANGE 8/27/2011 $6,275 $1,255 $2,510 $2,510 8/27/2011 $10,000 $2,000 $4,000 $4,000 AQ 41213 LANXESS Corporation 2011-0312-AIR-E AQ 41164 TOTAL PETROCHEMICALS USA, INC. 2011-0260-AIR-E JEFFERSON AQ 40705 ALIHEMATI, JOHN 2010-1869-AIR-E EL PASO 8/27/2011 $1,400 $0 $1,400 $0 AQ 41217 Houston Refining LP 2011-0308-AIR-E HARRIS 8/27/2011 $10,568 $0 $5,284 $5,284 AQ 41214 INEOS USA LLC 2011-0406-AIR-E HARRIS 8/27/2011 $3,200 $640 $2,560 $0 HARRIS 8/27/2011 $10,000 $2,000 $4,000 $4,000 BRAZORIA 8/27/2011 $22,175 $0 $11,088 $11,087 $212,500 AQ 41299 Exxon Mobil Corporation 2011-0396-AIR-E AQ 39013 Ascend Performance Materials, LLC 2010-0088-AIR-E AQ 40916 J-W Operating Company 2011-0039-AIR-E WISE 8/27/2011 $212,500 $0 $0 AQ 41136 INEOS USA LLC 2011-0223-AIR-E BRAZORIA 8/27/2011 $59,520 $0 $59,520 $0 AQ 40037 BROTHERS MATERIALS, LTD 2010-1147-AIR-E WEBB 8/27/2011 $12,625 $0 $12,625 $0 AQ 41142 Ascend Performance Materials, LLC 2011-0222-AIR-E BRAZORIA 8/27/2011 $10,000 $0 $10,000 $0 Page 8 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date AQ Case No. 41512 Respondent Name Aus-Tex Body & Frame, Inc. 2011-0602-AIR-E Docket# TRAVIS 8/27/2011 AQ 40339 Southwest Grain Co. 2010-1456-AIR-E HIDALGO 8/27/2011 HARRIS 8/27/2011 $20,000 HALE 8/27/2011 $2,320 AQ 41104 Equistar Chemicals, LP 2011-0198-AIR-E AQ 41408 Martin Operating Partnership L. P. 2011-0503-AIR-E Penalty Assessed Penalty Deferred Payable Amount SEP Offset $0 $900 $180 $720 $2,040 $0 $2,040 $0 $4,000 $8,000 $8,000 $464 $1,856 $0 $0 AQ 41126 PVR Gas Resources, LLC 2011-0214-AIR-E OCHILTREE 8/27/2011 $10,235 $2,047 $8,188 AQ 41366 Akzo Nobel Surface Chemistry LLC 2011-0451-AIR-E FORT BEND 8/27/2011 $3,300 $660 $2,640 $0 AQ 41247 Huntsman Petrochemical Corporation 2011-0358-AIR-E JEFFERSON 8/27/2011 $20,000 $4,000 $8,000 $8,000 AQ 41206 DCP Midstream, LP 2011-0297-AIR-E HUTCHINSON 8/27/2011 $15,050 $3,010 $12,040 $0 $4,000 $4,000 AQ 41099 Flint Hills Resources Port Arthur, LLC 2011-0192-AIR-E JEFFERSON 8/27/2011 DC 39302 SLK DEVELOPMENT LLC 2010-0387-DCL-E DC 40092 EJO ENTERPRISES INC DC 40939 DAO, TIEN M DALLAS 10/15/2010 2010-1247-DCL-E TRAVIS 10/25/2010 $100 2011-0029-DCL-E KAUFMAN 7/31/2011 $6,410 SINGH, MAC 2010-1513-MSW-E CALLAHAN 6/11/2011 40395 $2,283 $8,793 Subtotal for DC : 3 ER $10,000 $8,965,434 Subtotal for AQ : 311 $1,050 $1,050 Subtotal for ER : 1 $2,000 $1,065,321 $4,844,406 $3,055,707 $1,827 $0 $0 $100 $0 $1,282 $5,128 $0 $456 $1,738 $0 $0 $7,055 $1,050 $1,050 $0 $0 $0 IHW 39373 Chevron U.S.A. Inc. 2010-0465-IHW-E HARRIS 9/26/2010 $1,520 $304 $1,216 $0 IHW 38848 Southwest Shipyard, L.P. 2009-2011-IHW-E HARRIS 9/26/2010 $397,856 $79,571 $159,143 $159,142 IHW 37853 Momentive Specialty Chemicals, Inc. 2009-0965-IHW-E MCCULLOCH 10/15/2010 $79,600 $0 $39,800 $39,800 NUECES 10/15/2010 $38,688 $0 $19,344 $19,344 $0 $14,375 $0 IHW 36502 Valero Refining-Texas, L.P. 2008-1520-IHW-E IHW 38849 MCCONNELL, G H 2009-2012-IHW-E DALLAS 10/16/2010 $14,375 IHW 34663 Equistar Chemicals, LP 2007-1469-IHW-E NUECES 11/15/2010 $58,100 $0 $58,100 $0 IHW 38579 US Ecology Texas, Inc. 2009-1717-IHW-E NUECES 12/25/2010 $54,600 $10,920 $21,840 $21,840 IHW 39183 KUIPERS, GEORGE 2010-0289-IHW-E COLLIN 1/14/2011 $6,300 $0 $6,300 $0 Goodrich Corporation 2010-1061-IHW-E HARRIS 2/5/2011 $6,469 $1,293 $5,176 $0 $27,840 IHW 39869 IHW 38720 Exxon Mobil Corporation 2009-1848-IHW-E HARRIS 2/5/2011 $69,600 $13,920 $27,840 IHW 39151 Equistar Chemicals, LP 2010-0243-IHW-E HARRIS 2/5/2011 $53,381 $10,676 $42,705 $0 IHW 40000 Formosa Plastics Corporation, Texas 2010-1112-IHW-E CALHOUN 2/20/2011 $67,675 $13,535 $27,070 $27,070 IHW 40093 Linde Gas North America LLC 2010-1248-IHW-E HARRIS 2/20/2011 $3,220 $644 $2,576 $0 BEXAR 2/20/2011 $2,875 $575 $2,300 $0 3/7/2011 $1,650 $330 $1,320 $0 $0 IHW 40013 CCC Group, Inc. 2010-1228-IHW-E IHW 39999 Sherwin Alumina Company, LLC 2010-1216-IHW-E SAN PATRICIO IHW 38548 Maria Murr 2009-1651-IHW-E TARRANT 3/19/2011 $33,000 $29,400 $3,600 IHW 39464 2300 Sugar Sweet Realty, LLC 2010-0548-IHW-E HIDALGO 3/27/2011 $11,550 $0 $11,550 $0 IHW 40362 Munro Dry Cleaning Company 2010-1479-IHW-E JEFFERSON 5/8/2011 $6,525 $1,305 $2,610 $2,610 IHW 40327 Shell Oil Company 2010-1439-IHW-E HARRIS 5/8/2011 $97,020 $19,404 $38,808 $38,808 IHW 40487 Lowe Precast, Inc. 2010-1627-IHW-E MCLENNAN 5/8/2011 $1,270 $254 $1,016 $0 IHW 40539 Safety-Kleen Systems, Inc. 2010-1690-IHW-E DENTON 5/22/2011 $5,000 $1,000 $4,000 $0 IHW 39121 Quality Container and Environmental Services LLC 2010-0208-IHW-E HARRIS 6/20/2011 $37,575 $0 $37,575 $0 Page 9 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date IHW Case No. 38743 Equistar Chemicals, LP Respondent Name 2009-1896-IHW-E Docket# BRAZORIA 6/20/2011 IHW 40456 US Department of the Navy 2010-1595-IHW-E NUECES 6/20/2011 CULBERSON IHW 40762 Holly Energy Partners - Operating, L.P. 2010-1906-IHW-E IHW 40552 Robbie D. Wood, Inc. 2010-1720-IHW-E Penalty Assessed Penalty Deferred Payable Amount SEP Offset $0 $67,050 $0 $67,050 $87,242 $17,448 $69,794 $0 7/2/2011 $30,350 $6,070 $12,140 $12,140 7/2/2011 $2,500 $500 $2,000 $0 IHW 40226 Johns Manville 2010-1352-IHW-E JOHNSON 7/31/2011 $8,911 $1,782 $7,129 $0 IHW 40735 USGreentech, L.L.C. 2010-1894-IHW-E MCCULLOCH 8/13/2011 $2,100 $420 $1,680 $0 IHW 40375 Lyondell Chemical Company 2010-1575-IHW-E HARRIS 8/13/2011 $0 $0 $0 $0 COMAL IHW 39340 Cemex Cement of Texas, L.P. * 2010-0424-IHW-E 8/27/2011 $23,850 $0 $11,925 $11,925 IHW 40588 Diamond Shamrock Refining Company, L.P. 2010-1729-IHW-E LIVE OAK 8/27/2011 $103,075 $20,615 $41,230 $41,230 IHW 39785 Intergulf Corporation 2010-0888-IHW-E HARRIS 8/27/2011 $52,600 $0 $26,300 $26,300 $1,425,527 Subtotal for IHW : 32 $229,966 $767,512 $428,049 MSW 38151 Rodman, LLC 2009-1294-MSW-E DENTON 9/10/2010 $15,000 $0 $15,000 $0 MSW 38598 ANDRADE, ROLAND C 2009-1791-MSW-E ATASCOSA 9/10/2010 $1,000 $0 $1,000 $0 MSW 39005 MORRIS, ROBERT D 2010-0081-MSW-E BEXAR 9/26/2010 $4,725 $945 $3,780 $0 SAN JACINTO 9/26/2010 $1,000 $200 $800 $0 9/26/2010 $1,250 $250 $1,000 $0 MSW 39276 Patsy Tidwell 2010-0370-MSW-E MSW 38992 GALERA, ASUNCION MANRIQUEZ 2010-0080-MLM-E HARRIS MSW 38751 TEMPLETON, WILLIAM 2009-1975-MSW-E CAMERON 9/26/2010 $2,100 $420 $1,680 $0 MSW 39261 ROBINSON, LARRY 2010-0337-MSW-E KINNEY 10/15/2010 $1,050 $0 $1,050 $0 MSW 39455 Walter Young 2010-0566-MSW-E TOM GREEN 10/15/2010 $2,625 $525 $2,100 $0 JEFFERSON 10/16/2010 $1,050 $0 $1,050 $0 $0 $2,625 $0 $0 MSW 38671 CELESTINE, LEEROY * 2009-1816-MLM-E MSW 39048 MALDONADO, JOE 2010-0146-MSW-E BEXAR 11/14/2010 $2,625 MSW 34775 GILMORE, JOE DAVID 2007-1657-MSW-E MONTAGUE 11/14/2010 $1,050 $0 $1,050 MSW 39339 Hector Ortiz 2010-0432-MLM-E EL PASO 11/15/2010 $5,000 $1,000 $4,000 $0 MSW 39133 US RECYCLING CORPORATION 2010-0213-MSW-E BEXAR 11/15/2010 $1,000 $200 $800 $0 MSW 39361 GONZALES, HENRY 2010-0454-MSW-E KINNEY 11/15/2010 $1,050 $0 $1,050 $0 MSW 37431 ADAMS, JEANETTE 2009-0492-MSW-E LAMAR 11/18/2010 $2,500 $1,300 $1,200 $0 MSW 39475 THOMAS AND DORIS HUTTO, INC. 2010-0558-MLM-E HOUSTON 12/4/2010 $14,475 $2,895 $11,580 $0 MSW 39847 Triangle Waste Solutions, LP 2010-0948-MSW-E JEFFERSON 12/4/2010 $778 $155 $623 $0 MSW 39316 Wilke Tire Service, Inc. 2010-0428-MSW-E NUECES 12/5/2010 $3,600 $0 $3,600 $0 HARDIN MSW 38445 Eastex Sand & Materials, Inc. 2009-1579-MSW-E 12/24/2010 $10,600 $0 $10,600 $0 MSW 39300 PERDEW, JIMMY 2010-0395-MSW-E SAN JACINTO 12/24/2010 $1,000 $0 $1,000 $0 MSW 39600 Sageline, Inc. 2010-0693-MSW-E WILLIAMSON 12/25/2010 $1,185 $237 $948 $0 MSW 37628 Daniel L. Mauldin 2009-0714-MSW-E ELLIS 12/25/2010 $4,899 $0 $4,899 $0 MSW 39070 MITCHELL, DANNY 2010-0149-MSW-E MILAM 12/25/2010 $2,675 $535 $2,140 $0 A-Affordable Vacuum Services and Disposal Site, Inc. 2009-1320-MSW-E HARRIS 12/25/2010 $1,540 $308 $1,232 $0 MSW 38171 MSW 35798 City of Kingsville 2009-2049-MSW-E KLEBERG 12/25/2010 $80,625 $0 $0 $80,625 MSW 39500 TREVINO, DAVID 2010-0583-MSW-E LUBBOCK 1/14/2011 $10,500 $0 $10,500 $0 MSW 39233 Vicente Lopez * 2010-0323-MSW-E EL PASO 1/14/2011 $2,500 $0 $2,500 $0 Page 10 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM Case No. Respondent Name County Order Date MSW 39333 TOVAR, REGINA * 2010-0442-MSW-E Docket# SHELBY 2/5/2011 MSW 39041 City of Port Arthur 2010-0048-MSW-E JEFFERSON Penalty Assessed Penalty Deferred Payable Amount SEP Offset $2,500 $500 $2,000 $0 2/5/2011 $23,825 $4,765 $19,060 $0 JEFFERSON 2/5/2011 $48,496 $9,699 $38,797 $0 2/5/2011 $1,500 $300 $1,200 $0 MSW 38713 Biomedical Waste Solutions, LLC 2009-1861-MSW-E MSW 39508 Eco-Keeper, LLC 2010-0594-MSW-E HAYS MSW 39595 Sakai, Paul A 2010-0707-MSW-E HIDALGO 2/5/2011 $250 $50 $200 $0 MSW 38958 PALACIOS, OSCAR 2010-0013-MSW-E HIDALGO 2/20/2011 $7,500 $0 $7,500 $0 MSW 39659 Pro Star Roll-off Dumpsters LLC 2010-0755-MSW-E BEXAR 2/20/2011 $6,750 $1,350 $5,400 $0 HARRIS 2/25/2011 $18,360 $0 $18,360 $0 HOUSTON 3/19/2011 $3,030 $606 $2,424 $0 MSW 37754 Downstream Environmental, L.L.C. 2009-0862-MSW-E MSW 40416 JOHNSON, KEVIN 2010-1530-MSW-E MSW 40196 COOPER, JERRY LYNN 2010-1319-MSW-E HARRIS 3/19/2011 $5,000 $1,000 $4,000 $0 MSW 37675 Phillip Crump 2009-0741-MSW-E PANOLA 3/19/2011 $900 $0 $900 $0 MSW 39212 SIMMONS, JERRY 2010-0334-MSW-E ORANGE 3/27/2011 $1,050 $0 $1,050 $0 CORYELL 3/27/2011 $1,050 $0 $1,050 $0 MSW 39729 HILL, JACKIE 2010-0833-MSW-E MSW 38607 NERREN, CLARENCE W 2009-1771-MLM-E HARDIN 3/27/2011 $1,312 $0 $1,312 $0 MSW 39442 PEREZ, RAYMOND 2010-0524-MSW-E HIDALGO 4/8/2011 $9,000 $0 $9,000 $0 MSW 39909 Triple A Dump Truck Service, L.L.C. 2010-1012-MSW-E HIDALGO 5/8/2011 $2,500 $0 $2,500 $0 MSW 39780 City of Newton 2010-0907-MLM-E NEWTON 5/8/2011 $7,000 $1,400 $0 $5,600 MSW 40403 HARRIS, ROY 2010-1520-MSW-E KINNEY 5/8/2011 $2,625 $0 $2,625 $0 MSW 40446 DIRT FREE CARPET & UPHOLSTERY CLEANING, INC. 2010-1573-MSW-E GUADALUPE 5/8/2011 $1,443 $288 $1,155 $0 MSW 40343 Eco International LLC 2010-1478-MSW-E HARRIS 5/22/2011 $1,750 $350 $1,400 $0 MSW 30599 Gettrell A. Carter * 2006-1140-MSW-E CALDWELL 5/26/2011 $23,250 $0 $23,250 $0 MSW 38588 JOABERT DEVELOPMENT COMPANY 2009-1764-MSW-E BEXAR 6/9/2011 $1,070 $0 $1,070 $0 COMAL MSW 40877 Cibolo Waste, Inc. 2010-2044-MSW-E 6/20/2011 $2,354 $470 $1,884 $0 MSW 37525 Post Oak Grinding, L.L.C. 2009-0585-MSW-E DALLAS 6/20/2011 $8,400 $0 $8,400 $0 MSW 40386 Sentinel Resources Corporation 2010-1503-MSW-E *MULTIPLE 6/20/2011 $24,000 $0 $24,000 $0 MSW 40328 Alamo Recycle Centers, LLC 2010-1438-MSW-E BEXAR 6/20/2011 $2,393 $478 $1,915 $0 MSW 39166 JP Environmental Recycling, LLC * 2010-0234-MSW-E WICHITA 6/20/2011 $30,000 $0 $30,000 $0 DALLAS 6/20/2011 $8,250 $0 $8,250 $0 7/2/2011 $2,250 $450 $1,800 $0 MSW 38582 HESTER, TRAVIS D * 2009-1757-MSW-E MSW 40957 R2R Recycling LLC 2011-0034-MSW-E TARRANT MSW 40945 Jim Hogg County 2011-0069-MSW-E JIM HOGG 7/2/2011 $2,250 $450 $1,800 $0 MSW 39921 Madison, Mary * 2010-1026-MSW-E TRINITY 7/10/2011 $1,050 $0 $1,050 $0 MSW 36101 RAMON, MACLOVIO 2010-1490-MSW-E DUVAL 7/10/2011 $9,100 $0 $9,100 $0 HOUSTON 7/10/2011 $1,050 $0 $1,050 $0 SHELBY 7/10/2011 $600 $0 $600 $0 MSW 39625 DUNN, DEMPSEY 2010-0714-MSW-E MSW 35243 TAYLOR, MARVIN WAYNE 2010-1311-MSW-E MSW 39682 Bonilla, Horacio Tomas Meneses 2010-0774-MSW-E EL PASO 7/10/2011 $262 $0 $262 $0 MSW 29047 Garland Kimbrell 2010-1423-MSW-E LUBBOCK 7/10/2011 $78,225 $0 $78,225 $0 MSW 40006 Stephens, William F DBA WS TIRE TRANSPORT 2010-1124-MSW-E POTTER 7/10/2011 $2,625 $0 $2,625 $0 SHELTON, DENNIE 2010-0883-MSW-E MCCULLOCH 7/10/2011 $7,875 $0 $7,875 $0 MSW 35354 Page 11 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date MSW 39489 Santos Barcenas dba Tyre King Recycling 2010-0575-MSW-E HALE 7/10/2011 MSW 40173 BEVERLIN, TERRY 2010-1294-MSW-E HARDIN CHOATE, ROBERT 2010-1268-MSW-E JEFFERSON MSW Case No. 33719 Respondent Name Docket# Penalty Assessed Penalty Deferred Payable Amount SEP Offset $13,200 $0 $13,200 $0 7/10/2011 $1,000 $0 $1,000 $0 7/22/2011 $31,250 $0 $31,250 $0 $0 MSW 34523 Ray Carpenter dba Carpenter Dirt Work 2010-1928-MSW-E LAMPASAS 7/22/2011 $12,008 $0 $12,008 MSW 39744 GARCIA, JULIA * 2010-0862-MSW-E BELL 7/31/2011 $3,500 $0 $3,500 $0 MSW 40927 City of Big Lake 2011-0048-MSW-E REAGAN 7/31/2011 $3,937 $787 $0 $3,150 MSW 40827 VELASQUEZ, FRANCISCO 2010-1986-MSW-E HIDALGO 7/31/2011 $10,000 $2,000 $8,000 $0 JONES 8/20/2011 $32,300 $0 $32,300 $0 BEXAR 8/27/2011 $2,000 $400 $1,600 $0 MSW 10822 Western States Realty, LLC 2010-1699-MSW-E MSW 41121 Standard Waste Services, LLC 2011-0246-MSW-E $637,442 Subtotal for MSW : 74 OL 39086 DAILEY, MARK WILLIAM 2010-0164-LII-E BEXAR 9/10/2010 $1,358 $34,313 $0 $513,754 $89,375 $1,358 $0 OL 38441 GUERRERO, MIGUEL 2009-1580-LII-E TRAVIS 9/10/2010 $500 $0 $500 $0 OL 38531 HARKIN, SHANE 2009-1674-LII-E TRAVIS 9/10/2010 $250 $0 $250 $0 OL 38295 ORDONEZ, JOSE 2009-1418-LII-E DALLAS 9/10/2010 $500 $0 $500 $0 DALLAS 9/26/2010 $250 $50 $200 $0 9/26/2010 $375 $75 $300 $0 OL 39098 GONZALEZ, ALEJANDRO C 2010-0204-LII-E OL 39519 Platinum Plus Enterprises Inc 2010-0603-LII-E MONTGOMERY OL 39494 LOPEZ, FILEMON 2010-0589-LII-E TARRANT 9/26/2010 $250 $50 $200 $0 OL 39159 Ismael Medina 2010-0254-LII-E LIBERTY 10/15/2010 $563 $112 $451 $0 OL 39218 LEBEAU, STEVE M 2010-0350-LII-E TARRANT 10/15/2010 $813 $162 $651 $0 MCLENNAN 10/25/2010 $500 $100 $400 $0 OL 39516 Jason's Lawn Care and Landscaping, Inc. 2010-0598-LII-E OL 39741 PARVIN, REED 2010-0841-LII-E LIPSCOMB 10/25/2010 $250 $50 $200 $0 OL 39472 HENNARD, RANDY TODD 2010-0557-LII-E JOHNSON 10/25/2010 $237 $47 $190 $0 OL 39573 SLUDER, STEVEN M 2010-0665-LII-E SMITH 10/25/2010 $450 $90 $360 $0 OL 38427 SKERO, LARRY E 2009-1557-LII-E LLANO 11/4/2010 $952 $0 $952 $0 VAL VERDE 11/14/2010 $4,561 $0 $4,561 $0 TOM GREEN 11/15/2010 $375 $75 $300 $0 OL 39137 Benjamin D. Baize 2010-0198-LII-E OL 39480 MCWILLIAMS, BART L 2010-0563-LII-E OL 39203 QUINTON, RODY ALEJANDRO 2010-0290-LII-E FORT BEND 11/15/2010 $1,125 $225 $900 $0 OL 39065 TADDEI, RUBENS 2010-0170-LII-E GALVESTON 12/4/2010 $1,244 $0 $1,244 $0 OL 38881 RODRIGUEZ, ANGEL 2009-2059-LII-E TARRANT 12/5/2010 $250 $0 $250 $0 DALLAS 12/24/2010 $250 $0 $250 $0 TARRANT 12/25/2010 $193 $38 $155 $0 $0 OL 38927 SANTILLAN, RODOLFO 2010-0012-LII-E OL 39479 WOOD, JAMES H 2010-0565-LII-E OL 39913 ROHDE, MARK E 2010-1015-LII-E KENDALL 12/25/2010 $500 $100 $400 OL 38984 EVANS, DERALD 2010-0070-LII-E TARRANT 12/25/2010 $250 $0 $250 $0 OL 39599 MEYER, JARROD L 2010-0705-LII-E SMITH 1/14/2011 $362 $0 $362 $0 OL 39778 WILLIAMSON, ROBERT JAMES 2010-0885-LII-E TRAVIS 2/5/2011 $1,575 $315 $1,260 $0 OL 39663 ORTEGA, ROBERTO 2010-0754-LII-E DALLAS 2/5/2011 $225 $45 $180 $0 OL 39910 MAYBERRY, CHRIS L 2010-1011-LII-E COMAL 2/5/2011 $255 $51 $204 $0 OL 40316 REED, PAUL D 2010-1433-LII-E WALKER 2/20/2011 $193 $38 $155 $0 Page 12 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date OL Case No. 39927 Lawn Appeal LLC Respondent Name 2010-1034-LII-E Docket# ANGELINA 2/20/2011 OL 39392 GLENN, LISA 2010-0482-LII-E LAMAR 2/25/2011 BEXAR Penalty Assessed Penalty Deferred Payable Amount SEP Offset $0 $450 $90 $360 $745 $0 $745 $0 OL 39644 VANCE, ROBERT W 2010-0739-LII-E 2/25/2011 $262 $0 $262 $0 OL 39740 SLATER, JOE F 2010-0858-LII-E HOOD 2/25/2011 $1,681 $0 $1,681 $0 OL 39248 One Stop Landscape Shop, LLC 2010-0356-LII-E TRAVIS 3/12/2011 $500 $0 $500 $0 OL 39039 PHILLIPS, MATT R 2010-0114-LII-E SMITH 3/12/2011 $250 $0 $250 $0 OL 39135 STOCKTON, KEVIN 2010-0225-LII-E TRAVIS 3/19/2011 $225 $0 $225 $0 COMAL 3/19/2011 $250 $0 $250 $0 HARRIS 3/19/2011 $1,992 $0 $1,992 $0 OL 39863 Local Landscape, LLC 2010-0960-LII-E OL 38374 NOYES, DAN 2009-1498-WOC-E OL 39992 BAUGH, DANIEL 2010-1118-LII-E TRAVIS 3/19/2011 $250 $0 $250 $0 OL 39221 MARTINEZ, FRED 2010-0312-LII-E WILLIAMSON 3/27/2011 $500 $0 $500 $0 OL 38474 SISCA, JOEY 2009-1566-LII-E TRAVIS 3/27/2011 $900 $0 $900 $0 BELL 3/27/2011 $1,375 $0 $1,375 $0 4/18/2011 $450 $0 $450 $0 OL 39222 WHITSON, CLAYTON C 2010-0311-LII-E OL 37663 MOSCOSO, MANUEL ANTONIO 2009-0751-LII-E HARRIS OL 39515 SANCHEZ, JUAN 2010-0612-LII-E HARRIS 5/8/2011 $1,245 $0 $1,245 $0 OL 39456 FERNANDEZ, JAMIE J 2010-0544-LII-E HARRIS 5/22/2011 $739 $147 $592 $0 OL 39856 CANTU, CARY 2010-0957-LII-E NACOGDOCHES 7/10/2011 $262 $0 $262 $0 CALDWELL 7/10/2011 $250 $0 $250 $0 DALLAS 7/31/2011 $250 $0 $250 $0 OL 39857 KOZER, JUAN 2010-0958-LII-E OL 39694 PENA, JOSE 2010-0788-LII-E OL 39445 CHOATE, MARK P 2010-0526-LII-E DALLAS 7/31/2011 $18,105 $0 $18,105 $0 OL 40721 HOWELLS, JOSHUA W 2010-1861-LII-E BLANCO 8/13/2011 $663 $0 $663 $0 OL 40681 CORONADO, JOSE EDUARDO 2010-1819-LII-E HARRIS 8/20/2011 $996 $0 $996 $0 JEFFERSON, NEIL D 2011-0265-LII-E COLLIN 8/27/2011 $375 $75 $300 $0 $49,386 $0 HARRIS 9/10/2010 $3,648 $0 $3,648 $0 OL 41145 $51,321 Subtotal for OL : 51 $1,935 PST 38364 Anatolian Trading, Inc. 2009-1410-PST-E PST 38986 Rabindra Nauth 2010-0073-PST-E JEFFERSON 9/10/2010 $6,600 $0 $6,600 $0 PST 38822 Lindale Stores, Inc. 2009-2003-PST-E DALLAS 9/10/2010 $5,207 $0 $5,207 $0 PST 37531 TRAN, NHAT QUANG 2009-0588-PST-E HARRIS 9/15/2010 $7,720 $0 $7,720 $0 PST 39273 N & K Hampton Services, Inc. 2010-0326-PST-E DALLAS 9/26/2010 $4,226 $845 $3,381 $0 Estate of A. B. Guess c/o Arlozelle P. Guess, Executor 2010-0209-PST-E FORT BEND 9/26/2010 $6,300 $1,260 $5,040 $0 PST 39081 PST 39350 Texas A&M University 2010-0431-PST-E BRAZOS 9/26/2010 $4,800 $960 $3,840 $0 PST 39155 Shujat Holding Company 2010-0230-PST-E *MULTIPLE 9/26/2010 $17,500 $3,500 $14,000 $0 PST 39337 K H Jung Investment, Inc. 2010-0423-PST-E NUECES 9/26/2010 $5,460 $1,092 $4,368 $0 PST 39244 Star Mini Mart, LLC 2010-0344-PST-E JEFFERSON 9/26/2010 $4,275 $855 $3,420 $0 Juliet Operating Company, Inc. 2010-0406-PST-E TARRANT 9/26/2010 $3,519 $703 $2,816 $0 PST 39297 PST 40004 Wallinstein Enterprises, Inc. 2010-1122-PST-E LUBBOCK 9/26/2010 $1,750 $0 $1,750 $0 PST 39267 Conveniece Mart, Inc. 2010-0329-PST-E HARRIS 9/26/2010 $10,000 $2,000 $8,000 $0 PST 39461 Panjwani Enterprises, Inc. 2010-0539-PST-E HARRIS 9/26/2010 $2,200 $440 $1,760 $0 Page 13 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date PST Case No. 39270 JUNAID INVESTMENTS INC Respondent Name 2010-0319-PST-E Docket# HARRIS 9/26/2010 PST 38662 Collin County 2009-1834-PST-E COLLIN Penalty Assessed Penalty Deferred Payable Amount SEP Offset $2,558 $511 $2,047 $0 9/26/2010 $3,675 $735 $2,940 $0 TARRANT 9/26/2010 $3,689 $737 $2,952 $0 9/26/2010 $6,237 $1,247 $4,990 $0 PST 38672 Metroplex Lucky Star, LLC 2009-1759-PST-E PST 39254 Kohettur, Inc. 2010-0327-PST-E HARRIS PST 39439 Skinny's, LLC 2010-0522-PST-E TOM GREEN 9/26/2010 $5,090 $1,018 $4,072 $0 PST 35544 Ari Ari, Ltd. 2008-0445-PST-E DALLAS 9/26/2010 $19,471 $0 $19,471 $0 PST 39359 New Alia Enterprise, Inc. 2010-0446-PST-E GALVESTON 10/15/2010 $2,244 $448 $1,796 $0 HOUSTON PST 39376 Pfhc, Ltd. 2010-0464-PST-E 10/15/2010 $18,980 $3,796 $15,184 $0 PST 39383 Jack D. Williams 2010-0473-PST-E RANDALL 10/15/2010 $2,625 $525 $2,100 $0 PST 39225 GOVINDRAM, BHARATH U 2010-0306-PST-E JEFFERSON 10/15/2010 $36,100 $7,220 $28,880 $0 PST 38305 Dixie In Inc. 2009-1479-PST-E HARRIS 10/15/2010 $6,631 $0 $6,631 $0 PST 38591 Jorge Magallanes Martinez 2009-1731-PST-E WEBB 10/15/2010 $3,675 $0 $3,675 $0 WEBB 10/15/2010 $2,750 $0 $2,750 $0 10/15/2010 $8,565 $1,713 $6,852 $0 $0 PST 38590 G.L. Properties, Inc. 2009-1733-PST-E PST 39263 I. S. S. Enterprises Inc 2010-0368-PST-E HARRIS PST 39416 M&O Services, L.L.C. 2010-0499-PST-E EL PASO 10/15/2010 $14,560 $2,912 $11,648 PST 39451 LEE, KWANG SOON 2010-0559-PST-E HARRIS 10/15/2010 $4,188 $837 $3,351 $0 PST 38605 Shamsuddin A. Lassi * 2009-1715-PST-E MCLENNAN 10/15/2010 $18,021 $0 $18,021 $0 PST 39198 Star Fuels, Inc. 2010-0371-PST-E HARRIS 10/15/2010 $8,554 $0 $8,554 $0 PST 38731 Sarbali, Inc. 2009-1882-PST-E HARRIS 10/15/2010 $5,337 $0 $5,337 $0 PST 39537 Methodist Healthcare System of San Antonio, Ltd., L.L.P. 2010-0669-PST-E BEXAR 10/15/2010 $2,305 $461 $1,844 $0 PST 39393 ALI, AKBER 2010-0484-PST-E TRAVIS 10/15/2010 $5,331 $1,066 $4,265 $0 PST 39262 Gova Enterprise, Inc. 2010-0351-PST-E HARRIS 10/15/2010 $8,040 $1,608 $6,432 $0 TARRANT 10/15/2010 $6,673 $1,334 $5,339 $0 10/15/2010 $11,205 $2,241 $8,964 $0 PST 39320 JWK AUTO GROUP INC 2010-0392-PST-E PST 39374 Steinhagen Oil Company, Inc. 2010-0469-PST-E JEFFERSON PST 39589 R & D Distributing Ltd 2010-0680-PST-E SHELBY 10/15/2010 $8,025 $1,605 $6,420 $0 PST 38183 Magic First, Inc. 2009-1340-PST-E HARRIS 10/15/2010 $20,340 $0 $20,340 $0 PST 39623 Dollie Jobe 2010-0719-PST-E SWISHER 10/15/2010 $2,625 $525 $2,100 $0 TOM GREEN 10/15/2010 $6,095 $1,219 $4,876 $0 WICHITA 10/15/2010 $2,625 $0 $2,625 $0 PST 39419 Skinny's, LLC 2010-0504-PST-E PST 39354 GILL, ROBERT JOHN 2010-0437-PST-E PST 39375 Racetrac Petroleum, Inc. 2010-0483-PST-E HARRIS 10/15/2010 $9,454 $1,890 $7,564 $0 PST 39534 Army & Air Force Exchange Service 2010-0622-PST-E DALLAS 10/15/2010 $8,000 $1,600 $6,400 $0 PST 38431 Beechnut Food Stores, Inc. 2009-1525-PST-E HARRIS 10/16/2010 $3,119 $0 $3,119 $0 HARRIS 10/16/2010 $6,387 $0 $6,387 $0 $0 $8,229 $0 PST 38894 Shafiq Rehman * 2009-2069-PST-E PST 38875 BMS GROCERY STORES LLC 2009-2045-PST-E BEXAR 10/16/2010 $8,229 PST 39144 S.S.O.S. Investments INT'L Inc. 2010-0197-PST-E GALVESTON 10/16/2010 $6,900 $0 $6,900 $0 PST 39667 Brazoria County 2010-0762-PST-E BRAZORIA 10/25/2010 $4,425 $885 $3,540 $0 PST 39548 BUI, HIEU 2010-0637-PST-E HARRIS 10/25/2010 $4,658 $931 $3,727 $0 Good Time Stores, Inc. 2010-1201-PST-E HOCKLEY 10/25/2010 $1,750 $0 $1,750 $0 PST 40075 Page 14 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date PST Case No. 39617 7-Eleven, Inc. Respondent Name 2010-0727-PST-E Docket# TARRANT 10/25/2010 PST 39560 Horseshoe Bay Resort, Ltd. 2010-0647-PST-E LLANO Penalty Assessed Penalty Deferred Payable Amount SEP Offset $3,301 $660 $2,641 $0 10/25/2010 $12,531 $2,505 $10,026 $0 HARRIS 10/25/2010 $6,305 $1,261 $5,044 $0 10/25/2010 $3,025 $605 $2,420 $0 PST 39060 Gemini Ventures Inc. 2010-0140-PST-E PST 39710 United Parcel Service, Inc. 2010-0808-PST-E TARRANT PST 39418 RUH Enterprises, Inc. 2010-0502-PST-E TARRANT 10/25/2010 $12,981 $2,596 $10,385 $0 PST 39603 ESSA INC 2010-0692-PST-E HARRIS 10/25/2010 $2,897 $579 $2,318 $0 PST 39707 Sunrise Fuel, Inc. 2010-0803-PST-E HARRIS 10/25/2010 $4,391 $878 $3,513 $0 ELLIS 10/25/2010 $14,326 $2,865 $11,461 $0 JOHNSON 11/14/2010 $2,625 $0 $2,625 $0 PST 39215 Lucky Lady Oil Company 2010-0285-PST-E PST 38317 B & H Group, Inc. 2009-1453-PST-E PST 39177 James L Wells 2010-0269-PST-E LEON 11/14/2010 $3,675 $0 $3,675 $0 PST 37764 SHEKHANI, AFZAL * 2009-0874-PST-E HARRIS 11/14/2010 $20,116 $0 $20,116 $0 PST 36051 PERKINS, BARBARA 2008-1201-PST-E CHILDRESS 11/14/2010 $2,750 $0 $2,750 $0 HARRIS 11/14/2010 $9,125 $0 $9,125 $0 $0 $17,850 $0 $0 PST 38213 AHMED, MOHAMMED A 2009-1360-PST-E PST 39031 Gadi Shushan * 2010-0119-PST-E NUECES 11/14/2010 $17,850 PST 40229 Central Freight Lines, Inc. 2010-1368-PST-E LUBBOCK 11/15/2010 $1,750 $0 $1,750 PST 39513 A&A PETROLEUM OF TEXAS INC 2010-0599-PST-E HARRIS 11/15/2010 $5,059 $1,011 $4,048 $0 PST 39434 A & N Momin Enterprises, Inc. 2010-0513-PST-E HARRIS 11/15/2010 $30,456 $6,091 $24,365 $0 PST 39436 SJKR, Inc. dba Steve's Texaco 2010-0520-PST-E *MULTIPLE 11/15/2010 $3,125 $625 $2,500 $0 PST 39653 HIMALAYAN STAR INC 2010-0780-PST-E ERATH 11/15/2010 $6,684 $1,336 $5,348 $0 PST 39158 Anum Texas Corp 2010-0281-PST-E TARRANT 11/15/2010 $6,171 $1,234 $4,937 $0 PST 38904 ALHINDI, ALI AHMAD 2009-2086-PST-E *MULTIPLE 11/15/2010 $5,665 $0 $5,665 $0 PST 39356 FT-EZCO, Inc. 2010-0438-PST-E TARRANT 11/15/2010 $4,484 $0 $4,484 $0 TRAVIS 11/15/2010 $4,856 $971 $3,885 $0 PST 39566 Lucky Associates, Inc. 2010-0657-PST-E PST 39577 Texas Petroleum Group, LLC 2010-0663-PST-E HARRIS 11/15/2010 $4,946 $989 $3,957 $0 PST 39629 PHAM, QUANG DANG 2010-0718-PST-E HARRIS 11/15/2010 $3,446 $689 $2,757 $0 PST 39558 Elwans, Inc. 2010-0648-PST-E HARRIS 11/15/2010 $4,524 $904 $3,620 $0 PST 39311 Bhima Corporation 2010-0399-PST-E HARRIS 11/15/2010 $1,925 $385 $1,540 $0 Centergas Fuels, Inc. 2010-1415-PST-E LAMB 11/15/2010 $1,750 $0 $1,750 $0 PST 40277 PST 39146 J N J Operations, INC. 2010-0235-PST-E BRAZORIA 11/15/2010 $3,035 $0 $3,035 $0 PST 39619 N & S INVESTMENTS INC 2010-0725-PST-E LUBBOCK 11/15/2010 $3,850 $770 $3,080 $0 PST 40127 Hays City Corporation 2010-1243-PST-E TRAVIS 11/15/2010 $1,020 $0 $1,020 $0 PST 39628 N.K.S.S. Enterprises, Inc. 2010-0722-PST-E ORANGE 11/15/2010 $5,775 $1,155 $4,620 $0 FORT BEND 11/15/2010 $16,403 $3,280 $13,123 $0 TARRANT 11/15/2010 $4,786 $957 $3,829 $0 PST 38651 FATIMA ENTERPRISES INC. 2009-1800-PST-E PST 39896 Racetrac Petroleum, Inc. 2010-1000-PST-E PST 39522 Federico Mendez, LLC 2010-0610-PST-E BEE 11/15/2010 $4,976 $995 $3,981 $0 PST 39673 Somang Management Inc 2010-0767-PST-E CALHOUN 11/15/2010 $5,355 $1,071 $4,284 $0 PST 39775 TRT Development Company - CCS 2010-0968-PST-E *MULTIPLE 11/15/2010 $6,503 $1,300 $5,203 $0 CHOE, YUNBAE 2010-0720-PST-E NUECES 11/15/2010 $6,602 $1,320 $5,282 $0 PST 39621 Page 15 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date PST 39616 WAGGONER, WILLIAM 2010-0728-PST-E GALVESTON 11/15/2010 PST 39499 United Transmissions, Inc. 2010-0584-PST-E HARRIS NGUYEN, TO * 2010-0475-PST-E TARRANT PST Case No. 39386 Respondent Name Docket# Penalty Assessed Penalty Deferred Payable Amount SEP Offset $2,443 $488 $1,955 $0 11/15/2010 $2,796 $559 $2,237 $0 12/4/2010 $6,592 $1,318 $5,274 $0 PST 39806 Hope, Hardwork, and Happiness, Inc. 2010-0898-PST-E DALLAS 12/4/2010 $2,625 $525 $2,100 $0 PST 39862 DALLAS SNR INC 2010-0961-PST-E DALLAS 12/4/2010 $3,803 $760 $3,043 $0 PST 38089 Jerry Spencer, L.P. 2009-1250-PST-E TARRANT 12/4/2010 $20,200 $0 $20,200 $0 PST 39575 Reliance Store, LLC 2010-0661-PST-E HARRIS 12/4/2010 $5,684 $1,136 $4,548 $0 CAMERON 12/4/2010 $5,183 $1,036 $4,147 $0 PST 39501 VILLARREAL, ALBERTO ALBA 2010-0581-PST-E PST 39593 Richey and Monk Grocery, Inc. 2010-0686-PST-E LIBERTY 12/4/2010 $12,517 $2,503 $10,014 $0 PST 39561 TJSR, Inc. 2010-0670-PST-E FORT BEND 12/4/2010 $8,506 $1,701 $6,805 $0 PST 40012 CHAI EXPRESS INC 2010-1127-PST-E TARRANT 12/4/2010 $3,118 $623 $2,495 $0 PST 39389 Ogbazgi Semer Galai and Ogbazgi Tesfaslassie 2010-0479-PST-E DALLAS 12/4/2010 $3,508 $0 $3,508 $0 PST 39622 Anju Enterprises, Inc. 2010-0721-PST-E HARRIS 12/4/2010 $14,023 $2,804 $11,219 $0 PST 39518 ISSN Enterprises, Inc. 2010-0601-PST-E BRAZORIA 12/4/2010 $23,787 $4,757 $19,030 $0 PST 39652 Southern Tri-Star Markets II, LTD 2010-0747-PST-E BRAZORIA 12/4/2010 $11,516 $2,303 $9,213 $0 PST 39711 BHATT, SAMIR H 2010-0810-PST-E KAUFMAN 12/4/2010 $10,854 $2,170 $8,684 $0 PST 39441 CAMPBELL BUSINESS INC 2010-0546-PST-E HARRIS 12/4/2010 $7,105 $1,421 $5,684 $0 HARRIS 12/4/2010 $2,782 $556 $2,226 $0 PST 39651 Kingstreet Investments, LLC 2010-0746-PST-E PST 39103 METRO MART INC 2010-0159-PST-E HARRIS 12/4/2010 $4,663 $0 $4,663 $0 PST 39502 Ranglers Group Inc 2010-0582-PST-E ERATH 12/4/2010 $9,179 $1,835 $7,344 $0 PST 39465 Travis E. Tindol Jr. 2010-0545-PST-E BEE 12/4/2010 $7,208 $1,441 $5,767 $0 PST 39557 PRITEN YOGESH PATEL LLC 2010-0650-PST-E LUBBOCK 12/4/2010 $3,525 $705 $2,820 $0 PST 37980 Blue Sky Corporation 2009-1056-PST-E GALVESTON 12/4/2010 $3,983 $796 $3,187 $0 PST 39745 Hernandez, Duvelsa L 2010-0877-PST-E NUECES 12/4/2010 $5,265 $1,053 $4,212 $0 PST 38351 Flores Ricardo 2009-1491-PST-E *MULTIPLE 12/5/2010 $6,300 $0 $6,300 $0 PST 38779 TRENT, DOYLE 2009-1942-PST-E MCLENNAN 12/5/2010 $3,675 $0 $3,675 $0 PST 39543 Davis and Wardlaw Oil Co., Inc. 2010-0634-PST-E BAYLOR 12/5/2010 $6,300 $0 $6,300 $0 EL PASO 12/5/2010 $7,000 $0 $7,000 $0 HIDALGO 12/14/2010 $9,066 $0 $9,066 $0 PST 37906 Z. A.O., INC. 2009-1052-MLM-E PST 39207 PCR CONSTRUCTION/DEVELOPMENT INC. 2010-0288-PST-E PST 37014 LEE, EUN BOK 2009-0052-PST-E HARRIS 12/23/2010 $4,946 $0 $4,946 $0 PST 39059 Kingwood Petroleum, LLC 2010-0135-PST-E NACOGDOCHES 12/24/2010 $3,675 $0 $3,675 $0 PST 36257 Santos Barcenas 2009-1963-PST-E TOM GREEN 12/24/2010 $21,630 $0 $21,630 $0 MCLENNAN 12/24/2010 $4,725 $0 $4,725 $0 NACOGDOCHES 12/24/2010 $6,300 $0 $6,300 $0 PST 39317 GRAY, DWAYNE 2010-0407-PST-E PST 39533 BROOM, JIM 2010-0179-PST-E PST 40030 We Are Crazy, Inc. 2010-1137-PST-E ORANGE 12/25/2010 $2,000 $0 $2,000 $0 PST 39825 Rudy's Texas Bar-B-Q, L.L.C 2010-0984-PST-E MCLENNAN 12/25/2010 $6,100 $1,220 $4,880 $0 PST 39719 KIE Enterprises, Inc. 2010-0882-PST-E HARRIS 12/25/2010 $4,180 $836 $3,344 $0 Oliver Rod C 2008-1893-PST-E *MULTIPLE 12/25/2010 $5,250 $0 $5,250 $0 PST 36919 Page 16 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date PST Case No. 39645 Southern Tri-Star Markets II, LTD Respondent Name 2010-0740-PST-E Docket# BRAZORIA 12/25/2010 PST 39943 Muree Valley International, Inc. 2010-1045-PST-E DALLAS Penalty Assessed Penalty Deferred Payable Amount SEP Offset $11,141 $2,228 $8,913 $0 12/25/2010 $2,173 $434 $1,739 $0 GALVESTON 12/25/2010 $4,179 $835 $3,344 $0 DALLAS 12/25/2010 $11,791 $2,358 $9,433 $0 PST 39771 TBNL Investments, Inc. 2010-0900-PST-E PST 39586 AGESHEN, MALCOM 2010-0676-PST-E PST 39830 Nablus #1, Inc. 2010-0930-PST-E TARRANT 12/25/2010 $7,918 $1,583 $6,335 $0 PST 40436 Texas Department of Aging and Disability Services 2010-1578-PST-E LUBBOCK 12/25/2010 $1,750 $0 $1,750 $0 PST 39620 IZZA, Inc. 2010-0724-PST-E HARRIS 12/25/2010 $4,519 $903 $3,616 $0 TARRANT 12/25/2010 $4,182 $836 $3,346 $0 12/25/2010 $7,175 $1,435 $5,740 $0 PST 39835 JD Cambridge Enterprise Inc 2010-0944-PST-E PST 39832 DOUANGKESONE, ORAPHINE 2010-0980-PST-E TOM GREEN PST 39794 Shah & Shah, Inc. 2010-0894-PST-E DALLAS 12/25/2010 $12,906 $2,581 $10,325 $0 PST 39259 Ahor Enterprise Inc. 2010-0322-PST-E HARRIS 12/25/2010 $10,973 $0 $10,973 $0 PST 40119 Sathya Enterprises, LLC 2010-1239-PST-E HARRIS 12/25/2010 $3,834 $766 $3,068 $0 HARRIS 12/25/2010 $6,031 $1,206 $4,825 $0 GALVESTON 12/25/2010 $6,500 $1,300 $5,200 $0 PST 39815 WESTPARK STATION INC 2010-0969-PST-E PST 39705 NGO, THUAN T 2010-0802-PST-E PST 39721 SOPHIA FOOD MARKET INC 2010-0816-PST-E MILAM 12/25/2010 $7,406 $1,481 $5,925 $0 PST 39956 Palmera Inc 2010-1065-PST-E DALLAS 12/25/2010 $3,330 $666 $2,664 $0 PST 39886 Sama, Inc. 2010-0996-PST-E HARRIS 12/25/2010 $5,806 $1,161 $4,645 $0 HARRIS 12/25/2010 $14,530 $2,906 $11,624 $0 ORANGE 12/25/2010 $2,625 $525 $2,100 $0 PST 39676 2S & J INVESTMENT GROUP LLC 2010-0779-PST-E PST 39739 Lynda F. Cochran 2010-0842-PST-E PST 34380 4200 Rosedale, LLC 2007-1259-PST-E TARRANT 12/27/2010 $3,675 $0 $3,675 $0 PST 39725 Khatib Nabil A 2010-0820-PST-E *MULTIPLE 1/14/2011 $2,625 $0 $2,625 $0 PST 39282 Jerry F. Waneck 2010-0377-PST-E BASTROP 1/26/2011 $7,496 $0 $7,496 $0 JASPER 2/5/2011 $3,675 $735 $2,940 $0 HARRIS 2/5/2011 $10,396 $2,079 $8,317 $0 PST 39843 Charania, Inc. 2010-0933-PST-E PST 39979 Star Fuels, Inc. 2010-1098-PST-E PST 39934 Joseph David Fitts 2010-1049-PST-E DEWITT 2/5/2011 $2,625 $525 $2,100 $0 PST 39807 Murphy Oil USA, Inc. 2010-0897-PST-E EL PASO 2/5/2011 $6,620 $1,324 $5,296 $0 PST 40020 NOORANI & BROTHERS, INC. 2010-1131-PST-E HARRIS 2/5/2011 $4,100 $820 $3,280 $0 HARRIS 2/5/2011 $8,650 $1,730 $6,920 $0 PST 39963 Nabil Enterprises, Inc. 2010-1083-PST-E PST 39960 Flying J, Inc. 2010-1071-PST-E ORANGE 2/5/2011 $9,278 $1,855 $7,423 $0 PST 40034 CHUNG, WOOCHUN 2010-1142-PST-E HARRIS 2/5/2011 $2,515 $503 $2,012 $0 PST 39945 Independent Oil Company 2010-1042-PST-E HILL 2/5/2011 $4,500 $900 $3,600 $0 PST 40102 ZOOBAIRIE, SAEED A 2010-1219-PST-E TRAVIS 2/5/2011 $4,241 $848 $3,393 $0 JEFFERSON 2/5/2011 $9,675 $1,935 $7,740 $0 PST 40060 Retail Max, Inc. 2010-1170-PST-E PST 40159 Nogales Produce, Inc. 2010-1290-PST-E DALLAS 2/5/2011 $12,193 $2,438 $9,755 $0 PST 39882 Steinhagen Oil Company, Inc. 2010-1014-PST-E JEFFERSON 2/5/2011 $11,878 $2,375 $9,503 $0 PST 40363 Raheela Enterprises Inc. 2010-1481-PST-E HARRIS 2/5/2011 $2,000 $400 $1,600 $0 PST 39851 Amakanojiya, Inc. 2010-0953-PST-E GALVESTON 2/5/2011 $3,415 $683 $2,732 $0 Kd Allseason, Inc. 2009-1475-PST-E HARRIS 2/5/2011 $8,050 $0 $8,050 $0 PST 38344 Page 17 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM Case No. Respondent Name County Order Date PST 40576 TEXANS TEXACO 2010-1719-PST-E Docket# BELL 2/5/2011 PST 40036 Adil and Waseem Inc. 2010-1146-PST-E HARRIS Penalty Assessed Penalty Deferred Payable Amount SEP Offset $875 $0 $875 $0 2/5/2011 $4,840 $968 $3,872 $0 HARRIS 2/5/2011 $3,765 $753 $3,012 $0 BRAZORIA 2/5/2011 $8,550 $1,710 $6,840 $0 PST 39985 Dauva, LLC 2010-1107-PST-E PST 39796 Q M MARKETS, INC. 2010-0925-PST-E PST 21549 SILVA, HECTOR SR 2008-0377-PST-E FRIO 2/5/2011 $56,550 $52,950 $3,600 $0 PST 39679 Yeung Realty, Inc. 2010-0805-PST-E *MULTIPLE 2/5/2011 $7,018 $1,402 $5,616 $0 PST 40112 Parkway Food Mart Inc. 2010-1229-PST-E FORT BEND 2/5/2011 $5,406 $1,081 $4,325 $0 HARRIS PST 40044 ALMEDA MART INC 2010-1161-PST-E 2/20/2011 $4,369 $873 $3,496 $0 PST 39700 A.A.G. Texas, Inc 2010-0849-PST-E HARRIS 2/20/2011 $4,165 $833 $3,332 $0 PST 39777 Shahz Brothers Inc. 2010-0891-PST-E NUECES 2/20/2011 $3,330 $666 $2,664 $0 PST 39605 KHAN, NASEEN 2010-0750-PST-E DALLAS 2/20/2011 $3,936 $0 $3,936 $0 PST 39826 Ikoankar LLC 2010-0921-PST-E TARRANT 2/20/2011 $3,661 $732 $2,929 $0 COLLIN PST 39916 Murphy Oil USA, Inc. 2010-1025-PST-E 2/20/2011 $19,029 $3,805 $15,224 $0 PST 39975 Nalla Idayan Inc. 2010-1090-PST-E BRAZORIA 2/20/2011 $6,756 $1,351 $5,405 $0 PST 39845 Delta Enterprise, Inc. 2010-0966-PST-E HARRIS 2/20/2011 $4,143 $828 $3,315 $0 PST 39867 NZSA, Inc. 2010-0971-PST-E BEXAR 2/20/2011 $8,735 $1,747 $6,988 $0 PST 40069 Diamond Gulf, Inc. 2010-1178-PST-E HARRIS 2/20/2011 $3,646 $729 $2,917 $0 TOM GREEN 2/20/2011 $8,454 $1,690 $6,764 $0 COLLIN 2/20/2011 $2,161 $432 $1,729 $0 PST 40284 YOUSEF, AHMAD 2010-1403-PST-E PST 39968 Zeway Corp. 2010-1089-PST-E PST 40003 Quick Pay Enterprises, Inc. 2010-1134-PST-E BEXAR 2/20/2011 $9,304 $1,860 $7,444 $0 PST 39885 City Int'l., Ltd. 2010-1044-PST-E HARRIS 2/20/2011 $15,376 $3,075 $12,301 $0 PST 39890 153 INC 2010-0992-PST-E CALHOUN 2/20/2011 $3,621 $724 $2,897 $0 CHAMBERS 2/20/2011 $14,155 $2,831 $11,324 $0 HARRIS 2/20/2011 $2,225 $445 $1,780 $0 PST 39804 GREAT CHAMBERS INVESTMENT INC. 2010-0899-PST-E PST 39868 Compass USA Enterprises, Inc. 2010-0972-PST-E PST 39971 Rimo, Inc. 2010-1082-PST-E DALLAS 2/20/2011 $3,240 $648 $2,592 $0 PST 40080 Dharani Enterprises Inc. 2010-1202-PST-E FORT BEND 2/20/2011 $9,030 $1,806 $7,224 $0 PST 39841 City of Cedar Hill 2010-0935-PST-E DALLAS 2/20/2011 $12,025 $2,405 $9,620 $0 HARRIS 2/20/2011 $2,290 $458 $1,832 $0 HARRIS 2/25/2011 $24,659 $0 $24,659 $0 PST 40052 MAHNAZ ENTERPRISES INC 2010-1166-PST-E PST 39524 LONDONDERRY ENTERPRISES INC 2010-0611-PST-E PST 38880 Prissy Knighten * 2009-2055-PST-E *MULTIPLE 2/25/2011 $5,425 $0 $5,425 $0 PST 39706 Ramon Aguilar 2010-0832-PST-E JEFFERSON 2/25/2011 $4,900 $0 $4,900 $0 PST 40176 Mars Convenience, Inc. 2010-1296-PST-E HARRIS 3/7/2011 $2,580 $516 $2,064 $0 McCraw Oil Company, Inc. 2009-1752-PST-E TARRANT 3/7/2011 $19,222 $0 $19,222 $0 PST 38646 PST 40447 Circle Bar Truck Corral, Inc. 2010-1554-PST-E CROCKETT 3/7/2011 $13,000 $2,600 $10,400 $0 PST 39977 Flying J Transportation LLC 2010-1093-PST-E EL PASO 3/7/2011 $3,282 $656 $2,626 $0 PST 40251 Eastgreen, Inc. 2010-1390-PST-E TARRANT 3/7/2011 $6,513 $1,302 $5,211 $0 PST 40032 ANANTKRUPA ENTERPRISE LLC 2010-1138-PST-E MONTGOMERY 3/7/2011 $4,901 $980 $3,921 $0 John J. Hebert Distributor, Inc. 2010-1401-PST-E HARRIS 3/7/2011 $6,257 $1,251 $5,006 $0 PST 40288 Page 18 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date PST Case No. 40194 Respondent Name Rodos One, LLC 2010-1317-PST-E Docket# HARRIS 3/7/2011 PST 40296 First Minit Markit Inc 2010-1407-PST-E DALLAS Penalty Assessed Penalty Deferred Payable Amount SEP Offset $5,775 $1,155 $4,620 $0 3/7/2011 $2,525 $505 $2,020 $0 LYNN 3/7/2011 $3,800 $760 $3,040 $0 PST 40118 Farmers Coorperative Association of O'Donnell, Texas 2010-1238-PST-E PST 40058 Majestic Fuel Supplies, LLC 2010-1169-PST-E DALLAS 3/7/2011 $2,598 $519 $2,079 $0 PST 40366 Mims Meat Co., Inc. 2010-1483-PST-E HARRIS 3/7/2011 $4,500 $900 $3,600 $0 PST 40121 Sard Enterprises Inc. 2010-1240-PST-E HARRIS 3/7/2011 $2,528 $505 $2,023 $0 PST 40360 S.S.G. Fuel Service, Inc. 2010-1480-PST-E HARRIS 3/7/2011 $9,915 $1,983 $7,932 $0 WALLER 3/7/2011 $14,050 $2,810 $11,240 $0 FORT BEND 3/7/2011 $4,750 $950 $3,800 $0 PST 40053 Pokluda, Frank James 2010-1167-PST-E PST 40358 The George Foundation 2010-1475-PST-E PST 40061 OCHO NLSS MG CORPORATION 2010-1173-PST-E HARRIS 3/7/2011 $2,742 $548 $2,194 $0 PST 40275 MEYER, GEORGE PHILIP 2010-1389-PST-E SCHLEICHER 3/7/2011 $6,437 $1,287 $5,150 $0 PST 39415 Dustin Whaley 2010-0530-PST-E OLDHAM 3/12/2011 $3,675 $0 $3,675 $0 Boo Kooz, Inc. 2010-0547-PST-E TOM GREEN 3/12/2011 $13,625 $0 $13,625 $0 PST 39467 PST 39523 Cheryl McCarey * 2010-0613-PST-E BRAZORIA 3/19/2011 $16,467 $0 $16,467 $0 PST 40164 FOTY LLC 2010-1305-PST-E HARRIS 3/19/2011 $2,537 $507 $2,030 $0 PST 39327 Star Fuels, Inc. 2010-0614-PST-E GALVESTON 3/19/2011 $8,151 $0 $8,151 $0 PST 40079 Huynh & Le Corporation, Inc. 2010-1190-PST-E GALVESTON 3/19/2011 $5,700 $1,140 $4,560 $0 HARRIS 3/19/2011 $2,250 $450 $1,800 $0 HARRIS 3/19/2011 $2,117 $423 $1,694 $0 $0 PST 40370 Budget Rent A Car System, Inc. 2010-1600-PST-E PST 40334 SUPER SERVE, INC. 2010-1444-PST-E PST 40367 H G W ENTERPRISES, INC. 2010-1484-PST-E HARRIS 3/19/2011 $7,134 $1,426 $5,708 PST 40205 Garrhon Enterprises, Inc. 2010-1325-PST-E TARRANT 3/19/2011 $6,655 $1,331 $5,324 $0 PST 40155 M J H STAR ENTERPRISES, INC. 2010-1280-PST-E HARRIS 3/19/2011 $3,184 $636 $2,548 $0 PST 40349 S.S.G. Fuel Service, Inc. 2010-1466-PST-E HARRIS 3/19/2011 $9,056 $1,811 $7,245 $0 PST 40377 Taylor Petroleum Companies, Inc. 2010-1493-PST-E TOM GREEN 3/19/2011 $8,750 $1,750 $7,000 $0 PST 40462 GreenAcres Grocery, Inc. 2010-1597-PST-E JEFFERSON 3/19/2011 $2,408 $481 $1,927 $0 PST 40493 VALLE, MARIA 2010-1629-PST-E HARRIS 3/19/2011 $4,500 $900 $3,600 $0 PST 40315 Lone Star Petroleum, LP 2010-1432-PST-E HARRIS 3/19/2011 $5,000 $1,000 $4,000 $0 NUECES 3/19/2011 $3,500 $700 $2,800 $0 3/19/2011 $41,674 $0 $41,674 $0 PST 40426 E Z STOP, L.L.C. 2010-1546-PST-E PST 38656 Bucky's Navigation, Inc. 2009-1806-PST-E NUECES PST 40419 PALLETIZED TRUCKING, INC. 2010-1533-PST-E HARRIS 3/19/2011 $5,220 $1,044 $4,176 $0 PST 40557 Pac N Sac Stores, Inc. 2010-1698-PST-E HAYS 3/19/2011 $2,978 $595 $2,383 $0 PST 39680 Jorge Varela Mar 2010-0771-PST-E NACOGDOCHES 3/19/2011 $2,625 $0 $2,625 $0 ORANGE 3/19/2011 $3,675 $735 $2,940 $0 HARRIS 3/19/2011 $2,425 $485 $1,940 $0 PST 40351 DORANTES, SACRAMENTO JR 2010-1469-PST-E PST 40488 Albert Khoa Corp 2010-1623-PST-E PST 40481 MCCUTCHEN, RAYMOND KENT 2010-1618-PST-E HUNT 3/19/2011 $2,003 $400 $1,603 $0 PST 40272 Cleereco Services, Inc. 2010-1387-PST-E MENARD 3/19/2011 $13,900 $2,780 $11,120 $0 PST 30967 AHMED REALTY GP, L.L.C. * 2009-0236-PST-E HARRIS 3/24/2011 $8,060 $0 $8,060 $0 BETTS, IRA 2008-1814-PST-E GRIMES 3/27/2011 $6,300 $0 $6,300 $0 PST 36828 Page 19 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM Case No. Respondent Name County Order Date PST 39410 Karen Mengelkamp 2010-0493-PST-E Docket# CORYELL 3/27/2011 PST 37828 ESPINOSA, GILBERT ROBLES 2009-0949-PST-E NUECES PST 39314 DEAN, WANDA 2010-0415-PST-E PST 39000 Rizvi, Asad 2010-0102-PST-E Penalty Assessed Penalty Deferred Payable Amount SEP Offset $4,500 $0 $4,500 $0 3/27/2011 $8,925 $0 $8,925 $0 JOHNSON 3/27/2011 $5,250 $0 $5,250 $0 BRAZOS 3/27/2011 $6,026 $0 $6,026 $0 PST 40185 DHAN GURU INC 2010-1307-PST-E HARRIS 4/6/2011 $12,838 $0 $12,838 $0 PST 39670 HENRY'S ALL SEASONS MARKETS, INC. 2010-0765-PST-E HARRIS 4/8/2011 $10,021 $0 $10,021 $0 PST 37834 JASANI, AMEER ALI 2009-0959-PST-E TYLER 4/8/2011 $20,230 $0 $20,230 $0 Nirmal & Armaan Enterprises, Inc. 2010-1758-PST-E TARRANT 4/18/2011 $5,600 $1,120 $4,480 $0 PST 40611 PST 40568 PSNKI INVESTMENT INC 2010-1712-PST-E GALVESTON 4/18/2011 $14,104 $2,820 $11,284 $0 PST 38415 DIAZ, REYNALDO 2009-1547-PST-E HIDALGO 4/18/2011 $13,361 $0 $13,361 $0 PST 40545 GOD IS THE GREATEST INC. 2010-1688-PST-E HARRIS 4/18/2011 $2,858 $571 $2,287 $0 PST 40554 Himchuli International LLC 2010-1701-PST-E TARRANT 4/18/2011 $1,975 $395 $1,580 $0 GALVESTON 4/18/2011 $13,935 $0 $13,935 $0 4/18/2011 $4,105 $821 $3,284 $0 PST 38879 TIKI FOOD MART LLC 2009-2052-PST-E PST 40529 JYKM Union, Inc. 2010-1680-PST-E WILLIAMSON PST 40094 IRZUM BUSINESS INC 2010-1230-PST-E HARRIS 4/18/2011 $5,356 $1,071 $4,285 $0 PST 40443 BUC-EE'S, LTD. 2010-1567-PST-E LEE 4/18/2011 $18,375 $3,675 $14,700 $0 PST 40534 Lodge Lumber Company, Inc. 2010-1677-PST-E HARRIS 4/18/2011 $1,875 $375 $1,500 $0 ORANGE 4/18/2011 $2,625 $525 $2,100 $0 HARRIS 4/18/2011 $2,550 $510 $2,040 $0 PST 40518 Gopal International, Inc. 2010-1657-PST-E PST 40346 CHEN, TOMMY 2010-1461-PST-E PST 39897 Amish Group, Inc. 2010-1003-PST-E HARRIS 5/8/2011 $8,043 $0 $8,043 $0 PST 40494 RAS ENTERPRISE INC 2010-1621-PST-E DALLAS 5/8/2011 $2,159 $431 $1,728 $0 PST 40485 ALTAF, MUHAMMAD 2010-1626-PST-E JASPER 5/8/2011 $1,100 $0 $1,100 $0 HARRIS 5/8/2011 $4,203 $0 $4,203 $0 HARRIS 5/8/2011 $3,112 $0 $3,112 $0 PST 38479 BA Properties Management, Inc. 2009-1615-PST-E PST 38506 BA Properties Management, Inc. 2009-1653-PST-E PST 40128 Coastway Inc. 2010-1253-PST-E ORANGE 5/8/2011 $4,130 $0 $4,130 $0 PST 40636 Daheri & Talpur Inc 2010-1785-PST-E BASTROP 5/8/2011 $1,999 $399 $1,600 $0 PST 39290 Kavmel Inc. 2010-0364-PST-E TARRANT 5/8/2011 $6,964 $0 $6,964 $0 ABDELRAHIM A. ZARDEH D.B.A. TONEYS FINA 2010-1020-PST-E TARRANT 5/8/2011 $5,250 $0 $5,250 $0 PST 39915 PST 39140 Saenz, Rogelio * 2010-0227-PST-E KLEBERG 5/8/2011 $26,208 $0 $26,208 $0 PST 40579 HAPPY LUCKY CORPORATION 2010-1750-PST-E HUNT 5/8/2011 $2,358 $471 $1,887 $0 PST 40122 E Z STOP, L.L.C. 2010-1249-PST-E NUECES 5/8/2011 $7,785 $1,557 $6,228 $0 PST 40572 AMERICAN GROCERIES MANAGEMENT NO. 8, INC. 2010-1716-PST-E MONTGOMERY 5/8/2011 $2,213 $442 $1,771 $0 GRAYSON 5/8/2011 $2,300 $460 $1,840 $0 PST 40511 FireWeed Corporation 2010-1649-PST-E PST 40854 Crawdad's, Inc. dba Crawdad's 4 Kountze 2010-2017-PST-E HARRIS 5/22/2011 $4,500 $900 $3,600 $0 PST 40687 GOKAL, ASHIQ A 2010-1825-PST-E TARRANT 5/22/2011 $3,600 $720 $2,880 $0 PST 40609 Dallas R&S International, Inc. 2010-1770-PST-E DALLAS 5/22/2011 $2,451 $490 $1,961 $0 PST 40406 KHURSA ENTERPRISES INC 2010-1521-PST-E TARRANT 5/22/2011 $9,783 $1,956 $7,827 $0 Hamilton Holdings, L.P. 2010-1431-PST-E TOM GREEN $2,040 $0 PST 40314 5/22/2011 $2,550 $510 Page 20 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date PST Case No. 40449 Local C Stores, L.L.C. Respondent Name 2010-1570-PST-E Docket# HARRIS 5/22/2011 PST 40524 CUSA EE, LLC 2010-1666-PST-E HARRIS Penalty Assessed Penalty Deferred Payable Amount SEP Offset $2,632 $526 $2,106 $0 5/22/2011 $4,000 $800 $3,200 $0 DALLAS 5/22/2011 $2,417 $483 $1,934 $0 $0 PST 40469 Big Score Investors, LLC 2010-1692-PST-E PST 40593 R. E. Sweeney Company, Inc. 2010-1738-PST-E TARRANT 5/22/2011 $4,996 $999 $3,997 PST 40496 IBI Business, Inc. 2010-1630-PST-E FORT BEND 5/22/2011 $8,678 $1,735 $6,943 $0 PST 40801 AJITNATH INVESTMENT, INC. 2010-1958-PST-E HARRIS 5/22/2011 $4,380 $876 $3,504 $0 PST 40592 Diba Petroleum, Inc. 2010-1735-PST-E DALLAS 5/22/2011 $7,606 $1,521 $6,085 $0 GUADALUPE 5/28/2011 $3,745 $0 $3,745 $0 HARRIS 5/28/2011 $11,589 $0 $11,589 $0 PST 40050 Irma Boeck * 2010-1177-PST-E PST 39808 HOUSTON CORNER STORE INC 2010-0914-PST-E PST 39805 Sami Awad 2010-0910-PST-E HARRIS 5/28/2011 $15,997 $0 $15,997 $0 PST 38150 STRITZ, MIROS 2009-1313-PST-E GALVESTON 5/28/2011 $6,500 $0 $6,500 $0 PST 38167 D.C.T.D., Inc. 2009-1334-PST-E TOM GREEN 6/9/2011 $8,868 $0 $8,868 $0 BEXAR PST 39827 WSAL ENTERPRISES INC 2010-0929-PST-E 6/11/2011 $10,111 $0 $10,111 $0 PST 40372 Big Score Investors, LLC 2010-1545-PST-E DALLAS 6/11/2011 $4,000 $0 $4,000 $0 PST 39642 GERLA, KAREN * 2010-0831-PST-E SAN PATRICIO 6/11/2011 $6,300 $0 $6,300 $0 PST 40502 M.Amaan Inc 2010-1635-PST-E MAVERICK 6/11/2011 $3,675 $0 $3,675 $0 PST 40279 COMPLETE CARE AUTOMOTIVE LLC * 2010-1452-PST-E JEFFERSON 6/11/2011 $4,725 $0 $4,725 $0 JEFFERSON 6/11/2011 $3,500 $0 $3,500 $0 PST 39752 E & D Contractors LLC * 2010-0936-PST-E PST 40042 PEOPLES, BILLY JR 2010-1160-PST-E ROCKWALL 6/11/2011 $2,675 $0 $2,675 $0 PST 40218 TEXAS AUTO WORLD LP 2010-1339-PST-E NUECES 6/11/2011 $3,850 $0 $3,850 $0 PST 40001 Borth Newton 2010-1115-PST-E DEWITT 6/11/2011 $5,250 $0 $5,250 $0 PST 40374 Mikyan Retail Inc 2010-1489-PST-E HARRIS 6/20/2011 $2,811 $0 $2,811 $0 JOHNSON 6/20/2011 $2,500 $500 $2,000 $0 LIBERTY 6/20/2011 $5,680 $0 $5,680 $0 PST 40818 SBGJ INVESTMENTS INC 2010-1961-PST-E PST 40270 ANMOL Enterprises, Inc. 2010-1379-PST-E PST 40755 Pearsall Ventures, Inc. 2010-1904-PST-E BEXAR 6/20/2011 $3,250 $650 $2,600 $0 PST 39917 Jasanis International, Inc. 2010-1018-PST-E HARDIN 6/20/2011 $8,601 $0 $8,601 $0 PST 40603 Texas Youth Commission 2010-1751-PST-E COOKE 6/20/2011 $2,300 $460 $1,840 $0 HARRIS 6/20/2011 $4,704 $0 $4,704 $0 PST 39371 VSV, Inc. 2010-0452-PST-E PST 40563 ZUMAYA, RUBEN 2010-1704-PST-E MONTGOMERY 6/20/2011 $3,850 $770 $3,080 $0 PST 40790 BANIABBASI, MOHAMED AMIN 2010-1936-PST-E HARRIS 6/20/2011 $4,310 $862 $3,448 $0 PST 40764 City of Houston 2010-1955-PST-E HARRIS 6/20/2011 $4,500 $900 $3,600 $0 PST 40308 BUENO, HERMENEGILDO 2010-1428-PST-E EL PASO 6/20/2011 $5,145 $0 $5,145 $0 TARRANT 6/20/2011 $12,817 $0 $12,817 $0 $450 $1,800 $0 PST 39343 New A & S Investments Inc 2010-0426-PST-E PST 40809 City of Houston 2010-1953-PST-E HARRIS 6/20/2011 $2,250 PST 40792 U S REALTY HOLDINGS LTD 2010-1916-PST-E TARRANT 6/20/2011 $2,900 $580 $2,320 $0 PST 40813 ANANTNATH INVESTMENT, INC. 2010-1963-PST-E HARRIS 6/20/2011 $5,424 $1,084 $4,340 $0 PST 40719 Danesh Group Corporation 2010-1859-PST-E TRAVIS 6/20/2011 $2,250 $450 $1,800 $0 Ben Corporation 2010-1811-PST-E HARRIS 6/20/2011 $3,000 $600 $2,400 $0 PST 40670 Page 21 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date PST Case No. 40774 Addison Enterprises Inc. Respondent Name 2010-1913-PST-E Docket# DALLAS 6/20/2011 PST 39892 610 ENTERPRISES INC. 2010-0993-PST-E HARRIS Penalty Assessed Penalty Deferred Payable Amount SEP Offset $4,322 $864 $3,458 $0 6/20/2011 $8,896 $0 $8,896 $0 LIBERTY 6/20/2011 $6,100 $0 $6,100 $0 $1,717 $6,872 $0 PST 39487 Happ Y Chap, LLC 2010-0576-PST-E PST 40410 Overseas Enterprises USA, Inc. 2010-1372-PST-E ORANGE 6/20/2011 $8,589 PST 40083 Hadi & Aga Store Management LLC 2010-1204-PST-E TARRANT 6/20/2011 $18,181 $0 $18,181 $0 PST 40281 West Orem Food Mart LLC 2010-1459-PST-E HARRIS 6/20/2011 $8,035 $1,607 $6,428 $0 PST 40156 National Priority Enterprises, INC. 2010-1281-PST-E ORANGE 6/20/2011 $2,388 $0 $2,388 $0 GOOD BY MARKETING CO 2010-1860-PST-E JEFFERSON 6/20/2011 $6,112 $1,222 $4,890 $0 PST 40722 PST 40679 E & S, Inc. 2010-1823-PST-E HARRIS 6/20/2011 $3,151 $630 $2,521 $0 PST 39034 LaPorte Business, Inc. 2010-0118-PST-E HARRIS 6/20/2011 $9,401 $0 $9,401 $0 PST 40785 VENUS OPERATING CORPORATION 2010-1921-PST-E TARRANT 6/20/2011 $2,918 $583 $2,335 $0 PST 40929 RSN Enterprises, Inc. 2011-0013-PST-E HARRIS 7/2/2011 $4,000 $800 $3,200 $0 *MULTIPLE 7/2/2011 $3,621 $724 $2,897 $0 PST 41036 Pilgrim's Pride Corporation 2011-0139-PST-E PST 40958 Hoskins Electric Co. 2011-0035-PST-E TRAVIS 7/2/2011 $3,354 $670 $2,684 $0 PST 41007 Y & V Enterprises LLC 2011-0101-PST-E TARRANT 7/2/2011 $1,295 $259 $1,036 $0 PST 40892 NATIONAL PETRO INC 2010-2053-PST-E TARRANT 7/2/2011 $1,625 $325 $1,300 $0 PST 40848 SUPERTRACK ARLINGTON INC 2010-2010-PST-E TARRANT 7/2/2011 $6,904 $1,380 $5,524 $0 HUNT 7/2/2011 $3,000 $600 $2,400 $0 PST 40509 SONNYREENA CORPORATION 2010-1648-PST-E PST 40898 North Bay General Hospital, Inc. 2010-2079-PST-E SAN PATRICIO 7/2/2011 $2,600 $520 $2,080 $0 PST 40732 Amina Corporation 2010-1874-PST-E TARRANT 7/2/2011 $2,300 $460 $1,840 $0 PST 41096 OM NMO Global Inc. 2011-0186-PST-E TARRANT 7/2/2011 $2,629 $525 $2,104 $0 PST 40993 CHAI EXPRESS INC 2011-0081-PST-E TARRANT 7/2/2011 $2,975 $595 $2,380 $0 TARRANT 7/2/2011 $1,875 $375 $1,500 $0 PST 41002 Saginaw Enterprises, LLC 2011-0112-PST-E PST 41035 S Bayyoud Inc 2011-0130-PST-E TARRANT 7/2/2011 $4,500 $900 $3,600 $0 PST 41025 EMMAR, SUFIAN 2011-0125-PST-E TRAVIS 7/2/2011 $1,875 $375 $1,500 $0 PST 40906 Hudson Bend Grocery Inc. 2010-2067-PST-E TRAVIS 7/2/2011 $1,875 $375 $1,500 $0 PST 40804 TIKI FOOD MART LLC 2010-1949-PST-E GALVESTON 7/2/2011 $3,578 $715 $2,863 $0 DALLAS 7/2/2011 $11,244 $2,248 $8,996 $0 DENTON 7/2/2011 $4,189 $837 $3,352 $0 PST 40763 Tenet Hospitals Limited dba Doctor's Hospital 2010-1908-PST-E PST 40773 Real & Retail Unlimited Inc. 2010-1914-PST-E PST 40974 WTG Fuels, Inc. 2011-0052-PST-E HARRIS 7/2/2011 $1,875 $375 $750 $750 PST 40955 Fort Worth Lucky One, Inc. 2011-0033-PST-E TARRANT 7/2/2011 $2,679 $535 $2,144 $0 PST 40171 SAHIL VENTURES INC 2010-1299-PST-E MONTGOMERY 7/2/2011 $5,353 $1,070 $4,283 $0 COOKE 7/2/2011 $5,942 $1,188 $4,754 $0 7/2/2011 $1,750 $0 $1,750 $0 PST 40844 P U CORPORATION 2010-2003-PST-E PST 41259 PTCAA Texas, L.P. 2011-0383-PST-E EL PASO PST 40570 AADARSH BUSINESS INC 2010-1737-PST-E BASTROP 7/2/2011 $1,754 $350 $1,404 $0 PST 41311 WESTERN NATIONAL LIFE INSURANCE COMPANY 2011-0403-PST-E POTTER 7/2/2011 $875 $0 $875 $0 PST 38740 Noortima, Inc. 2009-1891-PST-E HARRIS 7/7/2011 $8,395 $0 $8,395 $0 AGUIRRE, FELIPE J 2010-1605-PST-E ZAVALA $3,850 $0 PST 40455 7/10/2011 $3,850 $0 Page 22 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date PST Case No. 40448 Mithani's Inc. Respondent Name 2010-1607-PST-E Docket# MAVERICK 7/10/2011 PST 39955 Patricia Fuller 2010-1072-PST-E MONTAGUE Penalty Assessed Penalty Deferred Payable Amount SEP Offset $3,675 $0 $3,675 $0 7/10/2011 $3,675 $0 $3,675 $0 VICTORIA 7/10/2011 $6,000 $0 $6,000 $0 GARZA 7/10/2011 $2,750 $0 $2,750 $0 PST 39855 Charles Simmons 2010-0955-PST-E PST 40233 Valdez, Louisa 2010-1356-PST-E PST 39315 NPJ Enterprises, Inc. 2010-0400-PST-E BRAZOS 7/10/2011 $2,625 $0 $2,625 $0 PST 39842 MENDOZA, RAFAEL III 2010-0934-PST-E HIDALGO 7/10/2011 $5,408 $0 $5,408 $0 PST 40440 EGLAND, GENEVA 2010-1568-PST-E JEFFERSON 7/10/2011 $3,675 $0 $3,675 $0 FISHER 7/17/2011 $2,625 $0 $2,625 $0 HARRIS 7/20/2011 $23,730 $0 $23,730 $0 $0 PST 39517 Waylon Collins 2010-0597-PST-E PST 39834 STR VENTURES INC 2010-0911-PST-E PST 36661 Odessa Corporation 2008-1641-PST-E PARKER 7/21/2011 $31,475 $0 $31,475 PST 39572 Gregory S. Shindler 2010-1376-PST-E HOUSTON 7/22/2011 $6,300 $0 $6,300 $0 PST 39779 5 Star Diamond, LLC 2010-0886-PST-E DALLAS 7/22/2011 $11,023 $0 $11,023 $0 PST 36676 S.A.A.A. ENTERPRISES, INC. 2010-1805-PST-E HARRIS 7/22/2011 $7,800 $0 $7,800 $0 PST 41061 HAR26 INC 2011-0151-PST-E TARRANT 7/31/2011 $1,925 $385 $1,540 $0 PST 41047 Khan, Inc. 2011-0141-PST-E DALLAS 7/31/2011 $10,046 $2,009 $8,037 $0 PST 40846 Four Hays, Inc. 2010-2007-PST-E JOHNSON 7/31/2011 $2,250 $450 $1,800 $0 PST 41028 Metro World Inc. 2011-0121-PST-E TARRANT 7/31/2011 $1,925 $385 $1,540 $0 TARRANT 7/31/2011 $2,300 $460 $1,840 $0 TARRANT 7/31/2011 $2,550 $510 $2,040 $0 PST 41004 SB FIVE STAR INC 2011-0099-PST-E PST 41056 NGUYEN, TAO V 2011-0145-PST-E PST 40926 GOOD UNITED BUSINESS, INC. 2011-0017-PST-E HARRIS 7/31/2011 $5,100 $1,020 $4,080 $0 PST 41044 ZAGHLOUL, ANTON N 2011-0210-PST-E TARRANT 7/31/2011 $1,925 $385 $1,540 $0 PST 41016 J & S Trading, Inc. 2011-0114-PST-E TRAVIS 7/31/2011 $1,875 $375 $1,500 $0 ORANGE 7/31/2011 $5,200 $0 $5,200 $0 7/31/2011 $2,750 $550 $2,200 $0 PST 39525 Petroleum Wholesale, L.P. 2010-0615-PST-E PST 40948 New Everest Group Corporation 2011-0022-PST-E TARRANT PST 40559 AB GROCERY, INC. 2010-1708-PST-E HARRIS 7/31/2011 $6,252 $1,250 $5,002 $0 PST 41021 ALCORP, Inc. 2011-0118-PST-E TRAVIS 7/31/2011 $1,875 $375 $1,500 $0 PST 41095 Siber Enterprise, Inc. 2011-0185-PST-E HARRIS 7/31/2011 $2,905 $581 $2,324 $0 MEHAK & HARIS LLC 2010-1962-PST-E TARRANT 7/31/2011 $3,000 $600 $2,400 $0 PST 40819 PST 40991 City of Grapevine 2011-0089-PST-E TARRANT 7/31/2011 $1,875 $375 $0 $1,500 PST 41143 Ruble Petroleum, Inc. 2011-0234-PST-E HUNT 7/31/2011 $4,610 $922 $3,688 $0 PST 39638 Anatolian Trading, Inc. * 2010-0733-PST-E HARRIS 7/31/2011 $15,076 $0 $15,076 $0 PST 39182 Shell Petoleum, L.L.C. 2010-0260-PST-E NUECES 7/31/2011 $14,529 $9,990 $4,539 $0 TARRANT 7/31/2011 $2,894 $578 $2,316 $0 PST 41074 Lisa Motor Lines, Inc. 2011-0168-PST-E PST 40894 NASIR, MUJAHID 2010-2055-PST-E TARRANT 7/31/2011 $1,925 $385 $1,540 $0 PST 40897 NORTH ATLANTIC TRADING, INC. 2010-2062-PST-E DENTON 7/31/2011 $2,354 $470 $1,884 $0 PST 41060 SINGH, RAJINDER 2011-0149-PST-E HUNT 8/3/2011 $5,121 $0 $5,121 $0 PST 41249 Am-Go Group, Inc 2011-0335-PST-E HUNT 8/13/2011 $2,500 $500 $2,000 $0 PSJS ENTERPRISES INC 2010-1700-PST-E DALLAS 8/13/2011 $20,263 $12,058 $8,205 $0 PST 40555 Page 23 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM Case No. Respondent Name County Order Date PST 41062 Salima Roheen, Inc. 2011-0153-PST-E Docket# TARRANT 8/13/2011 PST 39411 BA Properties Management, Inc. 2010-0449-PST-E HARRIS PST 41384 Shanil Oil Company 2011-0477-PST-E PST 41241 BARAKATS CORPORATION 2011-0333-PST-E Penalty Assessed Penalty Deferred Payable Amount SEP Offset $4,950 $990 $3,960 $0 8/13/2011 $10,686 $0 $10,686 $0 JEFFERSON 8/13/2011 $3,884 $776 $3,108 $0 HUNT 8/13/2011 $4,629 $925 $3,704 $0 PST 40999 Dewan Enterprises, Inc. 2011-0097-PST-E TARRANT 8/13/2011 $3,100 $620 $2,480 $0 PST 40029 AA Enterprises, Inc. 2010-1136-PST-E MONTGOMERY 8/13/2011 $25,595 $5,580 $20,015 $0 PST 40970 Four Star, Inc. 2011-0049-PST-E TRAVIS 8/13/2011 $4,500 $900 $3,600 $0 TRAVIS 8/13/2011 $2,250 $450 $1,800 $0 JEFFERSON 8/13/2011 $7,354 $1,470 $5,884 $0 PST 40997 MOMIN, ALLAUDDIN NOORALI 2011-0090-PST-E PST 40849 786 Texas Gas, Inc. 2010-2009-PST-E PST 39743 Blackthorne Services, L.L.C. 2010-0855-PST-E WALLER 8/13/2011 $21,696 $4,339 $17,357 $0 PST 41078 HUYNH, DANG CONG 2011-0178-PST-E TARRANT 8/13/2011 $8,644 $1,728 $6,916 $0 PST 41198 JDJ COMPANY INCORPORATED 2011-0295-PST-E JOHNSON 8/13/2011 $2,621 $524 $2,097 $0 TRAVIS 8/13/2011 $2,500 $500 $2,000 $0 HUNT 8/13/2011 $2,621 $524 $2,097 $0 PST 41048 RZN ENTERPRISES INC 2011-0143-PST-E PST 41282 BHASIN, RAVI 2011-0373-PST-E PST 40995 City of Houston 2011-0088-PST-E HARRIS 8/13/2011 $2,300 $460 $1,840 $0 PST 41147 SHAILA INTERNATIONAL INC 2011-0235-PST-E JEFFERSON 8/13/2011 $3,592 $718 $2,874 $0 PST 41310 HENG, KHUN 2011-0414-PST-E HUNT 8/13/2011 $2,629 $525 $2,104 $0 DALLAS 8/13/2011 $5,640 $0 $5,640 $0 COLLIN 8/13/2011 $2,250 $450 $1,800 $0 PST 39797 One Stop Food Stores, Inc. 2010-0943-PST-E PST 41144 Yatim Capital Investments, L.L.C. 2011-0231-PST-E PST 38491 Elim Gas Station Corporation 2009-1631-PST-E COLLIN 8/13/2011 $17,179 $0 $17,179 $0 PST 41018 Everbrite Enterprises, Inc. 2011-0115-PST-E TRAVIS 8/13/2011 $1,875 $375 $1,500 $0 PST 41151 JOSH & JOSH INC 2011-0242-PST-E TARRANT 8/13/2011 $2,250 $450 $1,800 $0 HARRIS 8/13/2011 $2,461 $492 $1,969 $0 $573 $2,292 $0 PST 41236 N H A J, L.C. 2011-0323-PST-E PST 41049 ANDREPONT, RUSSELL 2011-0148-PST-E JEFFERSON 8/13/2011 $2,865 PST 41058 Fort Worth Transportation Authority 2011-0146-PST-E TARRANT 8/13/2011 $2,550 $510 $2,040 $0 PST 38586 CORPIAN, GARY * 2009-1720-PST-E TAYLOR 8/18/2011 $2,625 $2,625 $0 $0 PST 39075 Katha Higginbotham * 2010-0157-PST-E MONTGOMERY 8/18/2011 $2,750 $0 $2,750 $0 ORANGE 8/18/2011 $64,151 $0 $64,151 $0 8/20/2011 $3,850 $0 $3,850 $0 PST 36230 Petroleum Wholesale, L.P. 2008-1170-MLM-E PST 40197 DAVIS, EDWIN 2010-1327-PST-E HARRIS PST 40011 Ans Fina Business Enterprises Inc 2010-1128-PST-E DALLAS 8/20/2011 $13,653 $0 $13,653 $0 PST 40158 JASANI, AMEER ALI 2010-1309-PST-E TYLER 8/20/2011 $22,225 $0 $22,225 $0 PST 41150 Rock Creek Grocery & Cajun Cuisine, Inc. 2011-0232-PST-E JOHNSON 8/27/2011 $2,621 $524 $2,097 $0 Austin S & S, Inc. dba Super Mart 2011-0126-PST-E TRAVIS 8/27/2011 $1,500 $300 $1,200 $0 PST 41031 PST 41039 City of Arlington 2011-0134-PST-E TARRANT 8/27/2011 $5,000 $1,000 $0 $4,000 PST 41254 Schilling Oil Co. Inc. 2011-0369-PST-E COOKE 8/27/2011 $5,550 $1,110 $4,440 $0 PST 41160 ENDARI, JOSEPH T 2011-0251-PST-E JEFFERSON 8/27/2011 $9,329 $1,865 $7,464 $0 PST 41281 PARK, CHIWOO 2011-0365-PST-E HARRIS 8/27/2011 $5,730 $1,146 $4,584 $0 Greenspoint Enterprises LLC 2011-0100-PST-E HARRIS 8/27/2011 $11,317 $2,263 $9,054 $0 PST 41008 Page 24 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date PST Case No. 39460 Bello, Ganiu Respondent Name 2010-0538-PST-E Docket# TARRANT 8/27/2011 PST 41109 Vardhman Investment, Inc. 2011-0205-PST-E GALVESTON Penalty Assessed Penalty Deferred Payable Amount SEP Offset $2,625 $0 $2,625 $0 8/27/2011 $9,423 $1,884 $7,539 $0 JOHNSON 8/27/2011 $2,135 $427 $1,708 $0 TARRANT 8/27/2011 $2,000 $400 $1,600 $0 PST 41268 LADHA, AMIN 2011-0393-PST-E PST 41069 Irkasa Inc. 2011-0164-PST-E PST 39369 B & F Jolly 2, LP 2010-0453-PST-E COLLIN 8/27/2011 $26,828 $5,365 $21,463 $0 PST 41131 HOWELL, CHARLENE F 2011-0219-PST-E JOHNSON 8/27/2011 $2,629 $525 $2,104 $0 PST 40726 RIHANI, AKRAM 2010-1868-PST-E TARRANT 8/27/2011 $8,699 $1,739 $6,960 $0 TARRANT 8/27/2011 $14,368 $2,873 $5,748 $5,747 HARRIS 8/27/2011 $4,630 $926 $3,704 $0 PST 41103 Allied Waste Systems, Inc. 2011-0196-PST-E PST 41107 STRAWBERRY FOOD, LLC 2011-0200-PST-E PST 41238 Super Five Inc. 2011-0328-PST-E ELLIS 8/27/2011 $4,605 $921 $3,684 $0 PST 41050 B F Beverage, Inc 2011-0144-PST-E TARRANT 8/27/2011 $15,855 $3,171 $12,684 $0 PST 41029 Nuraminco, Inc. 2011-0188-PST-E TRAVIS 8/27/2011 $1,625 $325 $1,300 $0 HARRIS 8/27/2011 $2,681 $536 $2,145 $0 PST 40936 FTR-First Texas Realty, Ltd. 2011-0075-PST-E PST 41277 SANR, Inc. 2011-0362-PST-E JEFFERSON 8/27/2011 $3,925 $785 $3,140 $0 PST 41178 Speedy Shop, LLC 2011-0277-PST-E TARRANT 8/27/2011 $2,550 $510 $2,040 $0 PST 41212 TA OPERATING LLC 2011-0302-PST-E HARRIS 8/27/2011 $4,764 $952 $3,812 $0 PST 41248 EKN Corporation 2011-0334-PST-E HARRIS 8/27/2011 $2,478 $495 $1,983 $0 Star Fuels, Inc. 2010-0696-PST-E WALLER $15,226 $0 PST 39569 8/27/2011 PWS 39202 Pettus Municipal Utility District $15,226 $3,027,118 Subtotal for PST : 450 2010-0302-PWS-E BEE 9/26/2010 $520 $0 $433,722 $104 $2,581,399 $11,997 $416 $0 PWS 39210 SP Utility Company, Inc. 2010-0301-PWS-E BRAZORIA 9/26/2010 $1,605 $0 $1,605 $0 PWS 38858 Three Community WSC 2009-2026-MLM-E HENDERSON 9/26/2010 $996 $199 $797 $0 PWS 39412 Aqua Texas, Inc. 2010-0494-PWS-E HAYS 9/26/2010 $546 $109 $437 $0 PWS 40564 Falcon Club Utility Company, Inc. 2010-1589-UCR-E RANDALL 9/29/2010 $0 $0 $0 $0 HARRIS 10/15/2010 $296 $59 $237 $0 GRIMES 10/15/2010 $157 $31 $126 $0 PWS 39627 City of Southside Place 2010-0716-PWS-E PWS 39452 Anderson Water Company, Inc. 2010-0529-PWS-E PWS 39287 Laguna Tres, Inc. 2010-0378-PWS-E HOOD 10/15/2010 $214 $42 $172 $0 PWS 39351 WSWS Company 2010-0434-PWS-E GRAYSON 10/15/2010 $1,495 $299 $1,196 $0 PWS 34690 Anna Jeffcoat 2007-1565-PWS-E HASKELL 10/15/2010 $3,424 $0 $3,424 $0 LA SALLE 10/15/2010 $5,363 $1,072 $4,291 $0 10/15/2010 $7,923 $0 $7,923 $0 PWS 39398 City of Cotulla 2010-0487-PWS-E PWS 38046 Candelaria Water Supply Corp 2009-1210-PWS-E PRESIDIO PWS 39583 Wilburr & Co., Inc. 2010-0678-PWS-E BURNET 10/15/2010 $1,050 $0 $1,050 $0 PWS 39714 Huber Garden, Inc. 2010-0861-PWS-E ECTOR 10/15/2010 $1,144 $228 $916 $0 PWS 38212 Ms. Molly's LLC 2009-1443-PWS-E COLORADO 10/16/2010 $6,681 $0 $6,681 $0 Amistad Lake Developments, Inc. 2009-2079-PWS-E VAL VERDE 10/25/2010 $1,380 $0 $1,380 $0 PWS 38903 PWS 40152 RACHED, MICHAEL 2010-1277-WOC-E SAN PATRICIO 10/25/2010 $210 $0 $210 $0 PWS 39880 DAVIS, JOHN P 2010-0981-PWS-E COMAL 10/25/2010 $342 $68 $274 $0 PWS 39664 Kelton Independent School District 2010-0845-PWS-E WHEELER 10/25/2010 $1,562 $0 $1,562 $0 Page 25 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date PWS Case No. 39641 BOSKIND, PAUL ALAN Respondent Name 2010-0748-PWS-E Docket# MEDINA 10/25/2010 PWS 40143 SALAZAR, CARLOS 2010-1270-WOC-E CAMERON PWS 40564 Falcon Club Utility Company, Inc. 2010-1589-UCR-E PWS 39539 Montgomery County MUD 9 2010-0630-PWS-E PWS 39431 Market Place Innovation, Inc. PWS 39540 Montgomery County MUD 8 PWS 39604 PWS Penalty Assessed Penalty Deferred Payable Amount SEP Offset $2,011 $0 $2,011 $0 10/25/2010 $210 $0 $210 $0 RANDALL 11/3/2010 $0 $0 $0 $0 MONTGOMERY 11/15/2010 $508 $101 $407 $0 2010-0514-PWS-E HARRIS 11/15/2010 $3,262 $652 $2,610 $0 2010-0631-PWS-E MONTGOMERY 11/15/2010 $508 $101 $407 $0 Lake Forest Falls, Inc. 2010-0698-MLM-E MONTGOMERY 11/15/2010 $269 $53 $216 $0 39801 Sonic Automotive of Texas, L.P. 2010-0904-PWS-E HARRIS 11/15/2010 $2,293 $0 $2,293 $0 PWS 39396 City of La Feria 2010-0485-PWS-E CAMERON 11/15/2010 $695 $139 $556 $0 PWS 39790 Turlington Water Supply Corporation 2010-0893-PWS-E FREESTONE 11/15/2010 $224 $44 $180 $0 PWS 38626 HUFFMASTER, CALVERT C JR 2009-1878-PWS-E VICTORIA 11/15/2010 $762 $152 $610 $0 PWS 39626 City of Lampasas 2010-0717-PWS-E LAMPASAS 11/15/2010 $2,136 $427 $1,709 $0 PWS 39611 San Pedro Canyon Water Company 2010-0697-PWS-E VAL VERDE 12/4/2010 $474 $94 $380 $0 $0 PWS 39904 B & J Water Company 2010-1009-PWS-E GRIMES 12/4/2010 $356 $71 $285 PWS 39709 JEWISH COMMUNITY CENTER OF HOUSTON TX 2010-0807-PWS-E FORT BEND 12/4/2010 $2,800 $0 $2,800 $0 PWS 39689 Stiff Creek Mobile Home Park, L.P. 2010-0796-PWS-E COLLIN 12/4/2010 $425 $85 $340 $0 PWS 39323 Live Oak Resort, Inc. 2010-0411-PWS-E WASHINGTON 12/4/2010 $1,638 $327 $1,311 $0 City of Premont 2010-0799-PWS-E JIM WELLS 12/4/2010 $3,970 $794 $3,176 $0 $0 PWS 39704 PWS 39381 Sahil Management Ltd. 2010-0572-PWS-E BEXAR 12/4/2010 $580 $0 $580 PWS 39559 City of Bynum 2010-0646-PWS-E HILL 12/4/2010 $232 $46 $186 $0 PWS 38932 Monticello Drive Estates, Inc. 2010-0021-PWS-E PARKER 12/4/2010 $3,354 $670 $2,684 $0 PWS 39879 Oak Grove Wsc 2010-1004-PWS-E BOWIE 12/4/2010 $357 $71 $286 $0 BEXAR 12/5/2010 $5,659 $0 $5,659 $0 VICTORIA 12/5/2010 $727 $0 $727 $0 $0 PWS 39520 ABDELHAK, MARDOCHE 2010-0602-PWS-E PWS 39423 POSADA, FELIPE 2010-0506-PWS-E PWS 38533 Stiff Creek Mobile Home Park, L.P. 2009-1675-PWS-E COLLIN 12/24/2010 $6,904 $0 $6,904 PWS 28748 JACKSON, GEORGE W 2010-0531-PWS-E *MULTIPLE 12/24/2010 $2,701 $0 $2,701 $0 PWS 39800 K C Utilities, Inc. 2010-0905-PWS-E BRAZORIA 12/25/2010 $275 $55 $220 $0 PWS 40074 City of Gregory 2010-1186-PWS-E SAN PATRICIO 12/25/2010 $635 $127 $508 $0 PWS 39803 Thirsty Parrot, LLC 2010-0903-PWS-E WALLER 12/25/2010 $423 $84 $339 $0 PWS 39687 SHUPAK, CURTIS J 2010-0781-PWS-E BURLESON 1/14/2011 $1,658 $0 $1,658 $0 PWS 39759 CVS Pharmacy, Inc. 2010-0869-PWS-E HARRIS 2/5/2011 $7,281 $0 $7,281 $0 PWS 40015 Southwest Shipyard, L.P. 2010-1129-PWS-E HARRIS 2/5/2011 $12,388 $0 $12,388 $0 PWS 32826 Swenson WSC 2010-1106-PWS-E STONEWALL 2/5/2011 $170 $0 $170 $0 PWS 39959 City of Teague 2010-1067-PWS-E FREESTONE 2/5/2011 $4,092 $818 $3,274 $0 PWS 40054 Wright City WSC 2010-1172-PWS-E SMITH 2/5/2011 $166 $33 $133 $0 PWS 39922 STUCKER, THOMAS B 2010-1024-PWS-E MONTGOMERY 2/5/2011 $10,612 $0 $10,612 $0 PWS 39510 Gonzalez, Mary Alice 2010-0681-PWS-E RANDALL 2/5/2011 $2,394 $0 $2,394 $0 ADAMS, CRAIG E 2010-0902-PWS-E HARRIS 2/5/2011 $2,068 $0 $2,068 $0 PWS 39802 Page 26 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM PWS Case No. 39791 Respondent Name GOOD SHEPHERD RESIDENTIAL TREATMENT CENTRE INC County Order Date 2010-0892-PWS-E Docket# HARRIS 2/5/2011 Penalty Assessed Penalty Deferred $210 $42 Payable Amount $168 SEP Offset $0 PWS 39864 City of Collinsville 2010-0963-PWS-E GRAYSON 2/5/2011 $1,925 $385 $1,540 $0 PWS 38195 SHEFFIELD, DAVID LEE 2009-1556-PWS-E POLK 2/20/2011 $273 $54 $219 $0 PWS 39656 American Heritage Housing Corporation 2010-0860-PWS-E HARRIS 2/20/2011 $349 $69 $280 $0 PWS 40303 Millspaugh Operations, Inc. 2010-1417-PWS-E CROCKETT 2/20/2011 $3,093 $0 $3,093 $0 PWS 40208 South Freestone County Water Supply Corporation 2010-1363-PWS-E FREESTONE 2/20/2011 $1,290 $258 $1,032 $0 PWS 40057 Trailswest Mobile Home Park, LLC 2010-1174-PWS-E BOWIE 2/20/2011 $2,148 $0 $2,148 $0 PWS 38507 Flo Community Water Supply Corporation 2009-1652-PWS-E LEON 2/20/2011 $1,510 $0 $1,510 $0 Brookeland Fresh Water Supply District 2010-1029-PWS-E JASPER 2/20/2011 $3,242 $648 $2,594 $0 $0 PWS 39898 PWS 39692 Dimitrious Georgopoulos 2010-0785-PWS-E LUBBOCK 2/20/2011 $1,994 $0 $1,994 PWS 40209 West Yukon Estates LLC 2010-1362-PWS-E HARRIS 2/20/2011 $3,310 $0 $3,310 $0 PWS 40224 Esperanza Water Service Company, Inc. 2010-1349-PWS-E HUDSPETH 2/20/2011 $221 $44 $177 $0 PWS 39877 Carolyn Maxey 2010-0983-PWS-E BURNET 2/20/2011 $1,789 $357 $1,432 $0 PARKER PWS 38945 Luke's Mobile Home Park, Inc. 2010-0037-PWS-E 2/20/2011 $1,313 $0 $1,313 $0 PWS 39961 Feron Corporation 2010-1075-PWS-E EL PASO 2/20/2011 $10,318 $2,063 $8,255 $0 PWS 39715 DOLEN, DANNY JO 2010-0908-PWS-E LIMESTONE 2/20/2011 $437 $87 $350 $0 PWS 40199 Lake Livingston Water Supply and Sewer Service Corporation 2010-1323-PWS-E POLK 3/7/2011 $392 $78 $314 $0 PWS 35760 MENDEZ, ROBERTO 2008-0708-PWS-E STARR 3/7/2011 $2,250 $450 $1,800 $0 BRADBERRY, TIMOTHY 2010-1068-PWS-E TARRANT 3/7/2011 $2,557 $0 $2,557 $0 $0 PWS 39958 PWS 31106 Ocean Mobile Home Park, LLC 2010-1582-PWS-E CHAMBERS 3/7/2011 $240 $0 $240 PWS 40300 Demondtrond Buick Company 2010-1426-PWS-E HARRIS 3/7/2011 $6,477 $0 $6,477 $0 PWS 39878 City of Cockrell Hill 2010-0982-PWS-E DALLAS 3/7/2011 $2,430 $0 $0 $2,430 PWS 39640 Autozone Texas, L.P. 2010-0736-PWS-E HARRIS 3/7/2011 $2,104 $0 $2,104 $0 HARRIS 3/7/2011 $1,500 $300 $1,200 $0 3/12/2011 $6,643 $0 $6,643 $0 PWS 39957 Harris County Water Control and Improvement District 119 2010-1066-PWS-E PWS 39674 POPPE, KENNETH JOHN * 2010-0768-PWS-E VICTORIA PWS 40399 Nueces Wsc 2010-1518-PWS-E NUECES 3/19/2011 $655 $131 $524 $0 PWS 40177 Faith West, Inc. 2010-1297-PWS-E HARRIS 3/19/2011 $2,280 $0 $2,280 $0 PWS 40354 ARCHER, BRAD 2010-1472-PWS-E DENTON 3/19/2011 $180 $36 $144 $0 HARRIS 3/19/2011 $5,973 $0 $5,973 $0 3/19/2011 $850 $170 $680 $0 PWS 39949 Circle M Bar & Grill, Inc., Inc. 2010-1055-PWS-E PWS 40390 BACK PORCH BAR-B-Q, INC. 2010-1509-PWS-E VICTORIA PWS 40467 City of Ballinger 2010-1601-PWS-E RUNNELS 3/19/2011 $343 $0 $343 $0 PWS 38934 GARZA, HENRY M 2010-0020-PWS-E HAYS 3/19/2011 $2,096 $419 $1,677 $0 PWS 40537 City of Beeville 2010-1681-PWS-E BEE 3/19/2011 $1,180 $0 $1,180 $0 MIDLAND 3/19/2011 $2,141 $0 $2,141 $0 WEBB 3/19/2011 $501 $100 $401 $0 PWS 40273 226 Corp. 2010-1392-PWS-E PWS 40492 PEREZ, ELIZABETH 2010-1641-PWS-E PWS 40478 City of Avinger 2010-1610-PWS-E CASS 3/19/2011 $630 $126 $504 $0 PWS 39612 Oakhollow MH Park, LLC * 2010-0701-PWS-E BRAZORIA 3/27/2011 $1,391 $0 $1,391 $0 Page 27 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date PWS Case No. 39695 HUTCHESON, CECIL D Respondent Name 2010-0791-PWS-E Docket# LUBBOCK 4/8/2011 PWS 40114 LEGGETT, PAUL 2010-1252-PWS-E PANOLA PWS 40258 Sebastian Municipal Utility District 2010-1374-PWS-E PWS 40306 Neal's Lodges, Inc. 2010-1419-PWS-E PWS 39433 NextEra Energy Project Management, LLC PWS 40325 BILLUPS, ARNOLD PWS 40942 PWS Penalty Assessed Penalty Deferred Payable Amount SEP Offset $466 $0 $466 $0 4/18/2011 $6,674 $0 $6,674 $0 WILLACY 4/18/2011 $2,895 $0 $2,895 $0 UVALDE 4/18/2011 $1,958 $0 $1,958 $0 2010-0564-PWS-E STERLING 4/18/2011 $6,272 $1,254 $5,018 $0 2010-1437-PWS-E JIM WELLS 4/18/2011 $550 $110 $440 $0 GRAY, LARRY W 2011-0042-WOC-E ORANGE 4/18/2011 $210 $0 $210 $0 39757 Ranger Utility Company 2010-0867-PWS-E BOWIE 4/18/2011 $1,695 $339 $1,356 $0 PWS 40131 Ray Lee Averyt 2010-1256-PWS-E TARRANT 4/18/2011 $3,231 $0 $3,231 $0 PWS 40211 HUGHES, PAMELA SUE 2010-1409-PWS-E LUBBOCK 5/8/2011 $5,075 $0 $5,075 $0 PWS 40028 Northshore 2010-1159-PWS-E DENTON 5/8/2011 $4,800 $0 $4,800 $0 PWS 40835 City Of Slaton 2010-1993-PWS-E LUBBOCK 5/8/2011 $818 $163 $655 $0 CHEROKEE 5/8/2011 $267 $53 $214 $0 5/8/2011 $2,825 $0 $2,825 $0 PWS 40420 City Of Rusk 2010-1532-PWS-E PWS 40049 Kas Investments, Ltd. 2010-1165-PWS-E BRAZORIA PWS 38185 Thomas Osborn Hammond 2009-1348-PWS-E SOMERVELL 5/8/2011 $15,443 $0 $15,443 $0 PWS 39049 NEIBRANDT, BRUCE F 2010-0133-PWS-E VICTORIA 5/8/2011 $600 $0 $600 $0 PWS 39908 Soda Water Supply Corporation 2010-1010-PWS-E POLK 5/8/2011 $312 $0 $312 $0 LIVE OAK 5/8/2011 $2,415 $483 $1,932 $0 ANGELINA 5/8/2011 $7,389 $0 $7,389 $0 PWS 40499 Old Marbach School Water Supply Corporation 2010-1659-PWS-E PWS 37837 Allan R Stuart * 2009-0973-PWS-E PWS 38063 Trudy J. Gillem 2010-0447-PWS-E BEE 5/8/2011 $6,341 $0 $6,341 $0 PWS 40203 SOUTH LAKE PARK SERVICES INC 2010-1324-PWS-E TARRANT 5/8/2011 $7,717 $0 $7,717 $0 PWS 2099 Thunderbird Bay Water Services, Inc. 2010-0912-UCR-E BROWN 5/11/2011 $0 $0 $0 $0 LEON 5/22/2011 $302 $0 $302 $0 GRAY 5/22/2011 $205 $41 $164 $0 PWS 33399 City of Leona 2010-1946-PWS-E PWS 40776 Us Forest Service 2010-1999-PWS-E PWS 39532 JOHNSON, ANDREAS 2011-0436-UCR-E HARRIS 6/8/2011 $0 $0 $0 $0 PWS 40290 JACKSON, GEORGE W 2010-1399-PWS-E LUBBOCK 6/11/2011 $518 $0 $518 $0 PWS 39530 HORVATH, SHAWN M 2010-0619-PWS-E DENTON 6/11/2011 $4,676 $0 $4,676 $0 VICTORIA 6/20/2011 $3,053 $0 $3,053 $0 GRIMES 6/20/2011 $1,497 $0 $1,497 $0 PWS 40971 NEIBRANDT, BRUCE F 2011-0062-PWS-E PWS 40039 HALL, DARRELL 2010-1149-PWS-E PWS 40864 City of Linden 2010-2024-PWS-E CASS 6/20/2011 $2,635 $527 $2,108 $0 PWS 39650 LUKE, DOLORES A 2010-0745-PWS-E HARDIN 6/20/2011 $688 $0 $688 $0 PWS 40589 ARC Communities 8 LLC 2010-1731-PWS-E PARKER 6/20/2011 $215 $43 $172 $0 HOOD 6/20/2011 $262 $52 $210 $0 6/20/2011 $210 $42 $168 $0 PWS 40779 Monarch Utilities I L.P. 2010-1997-PWS-E PWS 40550 B AND B WSC 2010-1695-PWS-E NAVARRO PWS 40843 Memorial Point Utility District 2010-2002-PWS-E POLK 6/20/2011 $710 $142 $568 $0 PWS 38363 City of Carl's Corner 2009-1496-PWS-E HILL 6/20/2011 $9,050 $0 $9,050 $0 PWS 14288 Water Association Of North Lake, Inc. 2010-0413-PWS-E *MULTIPLE 6/20/2011 $9,842 $0 $9,842 $0 LAS PALOMAS WATER SERVICES COMPANY 2010-1427-PWS-E WILSON $314 $0 PWS 40301 6/20/2011 $392 $78 Page 28 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM Case No. Respondent Name County Order Date PWS 36236 KIMBLE, KARENA * 2008-1176-PWS-E Docket# BANDERA 6/20/2011 PWS 33490 KL Comfort Park, Ltd. 2010-2088-PWS-E BELL PWS 38222 Tom Green County FWSD 2 2010-1414-PWS-E TOM GREEN Penalty Assessed Penalty Deferred Payable Amount SEP Offset $6,581 $0 $6,581 $0 6/20/2011 $422 $0 $422 $0 6/20/2011 $604 $0 $604 $0 PWS 40116 NGUYEN, BAO VU 2010-1236-MLM-E BRAZOS 7/2/2011 $322 $64 $258 $0 PWS 40787 REEVES, KAREN 2010-1931-PWS-E COOKE 7/2/2011 $5,063 $1,012 $4,051 $0 PWS 40795 MUELLER, HARTMUT F 2010-1933-PWS-E BLANCO 7/2/2011 $1,379 $275 $1,104 $0 PWS 40738 City of Normangee 2010-1879-PWS-E LEON 7/2/2011 $1,624 $324 $1,300 $0 TRAVIS 7/2/2011 $2,987 $597 $2,390 $0 GARZA 7/10/2011 $4,034 $0 $4,034 $0 PWS 40812 Aqua Texas, Inc. 2010-1957-MLM-E PWS 39382 D & K Del Bosque, Inc. 2010-0574-PWS-E PWS 39688 SOLALINDE, ALFREDO 2010-0794-PWS-E HARRIS 7/10/2011 $378 $0 $378 $0 PWS 40239 CHRISTOPHER W DUNCAN 2010-1371-PWS-E ANGELINA 7/22/2011 $3,320 $0 $3,320 $0 PWS 40382 JASPER CINDI INC 2010-1498-PWS-E JASPER 7/22/2011 $850 $0 $850 $0 MCLENNAN 7/22/2011 $14,355 $0 $14,355 $0 HARRIS 7/22/2011 $3,927 $0 $3,927 $0 $0 PWS 28010 Bosque Basin Water Supply Corporation 2010-1245-PWS-E PWS 40108 DRC Business Inc. 2010-1227-PWS-E PWS 40905 MOORE WATER SUPPLY CORPORATION 2010-2070-PWS-E FRIO 7/31/2011 $892 $178 $714 PWS 40786 City of East Tawakoni 2010-1922-PWS-E HUNT 7/31/2011 $2,600 $520 $2,080 $0 PWS 39950 Murvaul Wsc 2010-1054-PWS-E PANOLA 7/31/2011 $605 $0 $605 $0 PWS 39606 George Naddour * 2010-0715-PWS-E HARRIS 7/31/2011 $5,867 $0 $5,867 $0 $0 PWS 40985 City of Cameron 2011-0096-PWS-E MILAM 7/31/2011 $385 $77 $308 PWS 40917 TRAVELING TIGER CENTERS LLC 2010-2083-PWS-E HUDSPETH 7/31/2011 $2,112 $0 $2,112 $0 PWS 40055 GARZA, HENRY M 2010-1171-PWS-E HAYS 7/31/2011 $348 $69 $279 $0 PWS 40868 GRAVES, BARBARA A 2011-0008-PWS-E JIM WELLS 7/31/2011 $1,177 $235 $942 $0 Prairie Grove WSC 2010-2059-PWS-E ANGELINA 7/31/2011 $532 $106 $426 $0 $0 PWS 40874 PWS 37340 Foster Consolidated Investments, L.L.C. 2011-0094-PWS-E WILLIAMSON 8/13/2011 $705 $0 $705 PWS 40090 MILLER, DANA L 2010-1211-PWS-E DENTON 8/13/2011 $4,256 $0 $4,256 $0 PWS 40808 PARS PROPERTIES INC 2010-1959-PWS-E *MULTIPLE 8/13/2011 $14,568 $0 $14,568 $0 PWS 40698 Tempe Water Supply Corporation 2010-1840-PWS-E POLK 8/13/2011 $1,022 $204 $818 $0 Pure WSC 2011-0129-PWS-E MCLENNAN 8/13/2011 $535 $107 $428 $0 $0 PWS 41034 PWS 41199 Concho Rural Water Corporation 2011-0294-PWS-E TOM GREEN 8/13/2011 $355 $71 $284 PWS 40150 SMALLWOOD, GERALD S 2010-1273-PWS-E UVALDE 8/20/2011 $18,422 $0 $18,422 $0 PWS 40091 THE ANGLERS LODGE LLC 2010-1232-PWS-E VAL VERDE 8/20/2011 $15,052 $0 $15,052 $0 PWS 31226 POSADA, FELIPE 2010-1586-PWS-E *MULTIPLE 8/20/2011 $88,933 $0 $88,933 $0 City of Temple 2011-0280-PWS-E BELL 8/27/2011 $6,339 $1,267 $5,072 $0 $0 PWS 41159 PWS 41170 Monarch Utilities I L.P. 2011-0261-PWS-E JOHNSON 8/27/2011 $267 $53 $214 PWS 41042 City of Rosebud 2011-0136-PWS-E FALLS 8/27/2011 $1,667 $333 $1,334 $0 PWS 41093 RAYS ACQUISITION COMPANY LLC 2011-0182-PWS-E WALLER 8/27/2011 $2,483 $0 $2,483 $0 PWS 41263 MINALDI, BEVERLY LEE 2011-0350-PWS-E SABINE 8/27/2011 $1,878 $375 $1,503 $0 City of Star Harbor 2011-0562-PWS-E HENDERSON $244 $0 PWS 41465 8/27/2011 $305 $61 Page 29 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred $525,719 Subtotal for PWS : 170 $22,227 Payable Amount $501,062 SEP Offset $2,430 WATE RIGHT 40254 Longview Bridge and Road, LTD. 2010-1367-WR-E NEWTON 11/15/2010 $350 $0 $350 $0 WATE RIGHT 39598 MCKEE, DAVID 2010-0694-WR-E JOHNSON 12/4/2010 $13,115 $2,623 $10,492 $0 WATE RIGHT 40471 ANDERSON COLUMBIA CO., INC. 2010-1616-WR-E ZAPATA 12/25/2010 $350 $0 $350 $0 WATE RIGHT 40473 Harrison County 2010-1614-WR-E HARRISON 12/25/2010 $350 $0 $350 $0 WATE RIGHT 40657 3 T EXPLORATION INC 2010-1804-WR-E SMITH 2/5/2011 $350 $0 $350 $0 WATE RIGHT 40633 The Lane Construction Corporation 2010-1784-WR-E LYNN 2/5/2011 $350 $0 $350 $0 WATE RIGHT 40380 Keithville Well Drilling & Service Inc 2010-1502-WR-E NACOGDOCHES 2/20/2011 $605 $121 $484 $0 WATE RIGHT 40714 Gardner Production, LLC 2010-1899-WR-E JACK 2/20/2011 $350 $0 $350 $0 WATE RIGHT 40741 BEST PETROLEUM EXPLORATIONS INC 2010-1878-WR-E JACK 2/20/2011 $350 $0 $350 $0 WATE RIGHT 40815 EOG Resources, Inc. 2010-1964-WR-E NACOGDOCHES 3/7/2011 $875 $0 $875 $0 WATE RIGHT 40298 PPG Industries, Inc 2010-1413-WR-E WICHITA 3/7/2011 $1,620 $324 $1,296 $0 WATE RIGHT 40391 Kirsten Davis * 2010-1500-WR-E DALLAS 3/19/2011 $600 $120 $480 $0 WATE RIGHT 40638 SWAN, KEN R 2010-1787-WR-E JACK 5/8/2011 $1,000 $200 $800 $0 WATE RIGHT 40814 R Construction Company 2011-0195-WR-E NACOGDOCHES 5/22/2011 $350 $0 $350 $0 WATE RIGHT 38482 GP Golf, LLLP. * 2009-1623-WR-E TRAVIS 6/11/2011 $41,500 $0 $41,500 $0 WATE RIGHT 40385 Trinity Turf Nursery, Inc. 2010-1504-WR-E DENTON 6/11/2011 $1,000 $0 $1,000 $0 WATE RIGHT 40837 Texas Industries, Inc. 2010-2008-WR-E JACK 6/20/2011 $765 $153 $612 $0 WATE RIGHT 41319 Ross Ridge Sand Company LP 2011-0421-WR-E ORANGE 7/2/2011 $350 $0 $350 $0 WATE RIGHT 40590 SEVENTEEN LAKES HOMEOWNERS ASSOCIATION, INC. 2010-1733-WR-E DENTON 7/31/2011 $1,000 $200 $800 $0 WATE RIGHT 40816 DTE Gas Resources, LLC 2010-1976-WR-E JACK 8/13/2011 $1,027 $205 $822 $0 HIDALGO 9/26/2010 $60,900 $0 $0 $60,900 $66,257 Subtotal for WATERIGHT : 20 $3,946 $62,311 $0 WQ 38830 City of Edinburg 2009-1979-MWD-E WQ 39168 Federal Emergency Management Agency 2010-0263-MWD-E GALVESTON 9/26/2010 $2,625 $525 $2,100 $0 WQ 39568 Ross Construction, Inc. 2010-0652-WQ-E WILLIAMSON 9/26/2010 $750 $150 $600 $0 City of Port Arthur 2010-0455-MWD-E JEFFERSON 9/26/2010 $5,160 $1,032 $4,128 $0 WQ 39368 Page 30 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date WQ Case No. 39443 City of Muenster Respondent Name 2010-0527-MWD-E Docket# COOKE 9/26/2010 Penalty Assessed Penalty Deferred WQ 39424 Union Grove Independent School District 2010-0515-MWD-E UPSHUR 9/26/2010 RUSK 9/26/2010 $10,720 MONTGOMERY 9/26/2010 $2,080 Payable Amount SEP Offset $0 $3,740 $0 $3,740 $1,550 $310 $1,240 $0 $2,144 $0 $8,576 $416 $1,664 $0 $0 WQ 38820 City of Tatum 2009-1986-MWD-E WQ 39613 Eastwood Hills Mobile Home Park Limited Partnership 2010-0702-MWD-E WQ 38717 Aqua Development, Inc. 2009-1892-MWD-E TRAVIS 9/26/2010 $2,975 $595 $2,380 WQ 39308 Aqua Texas, Inc. 2010-0398-MWD-E HARRIS 9/26/2010 $14,130 $0 $14,130 $0 WQ 39139 City of Fredericksburg 2010-0228-MWD-E GILLESPIE 9/26/2010 $13,000 $2,600 $0 $10,400 WQ 35231 Cardinal Meadows Improvement District 2008-0117-MWD-E JEFFERSON 10/15/2010 $19,880 $10,280 $9,600 $0 WQ 39448 Lower Colorado River Authority 2010-0533-MWD-E *MULTIPLE 10/15/2010 $1,250 $250 $1,000 $0 WQ 37944 City of Covington 2009-1089-MWD-E HILL 10/15/2010 $8,250 $8,250 $0 $0 WQ 39686 BROWNSVILLE MUNICIPAL UTILITIES CORPORATION 2010-0777-MWD-E CAMERON 10/15/2010 $7,850 $1,570 $6,280 $0 WQ 39214 Bayshore Industrial, L.P. 2010-0307-IWD-E HARRIS 10/15/2010 $6,090 $1,218 $4,872 $0 Plainview BioEnergy, LLC 2010-0825-IWD-E HALE 10/15/2010 $3,660 $732 $2,928 $0 $2,420 WQ 39726 WQ 39306 City of Pearsall 2010-0343-MWD-E FRIO 10/15/2010 $3,025 $605 $0 WQ 39553 Lake Municipal Utility District 2010-0643-MWD-E HARRIS 10/15/2010 $3,300 $660 $2,640 $0 WQ 39073 Hanson Pipe & Precast LLC 2010-0153-IWD-E DALLAS 10/15/2010 $4,320 $864 $3,456 $0 WQ 37880 Travis Vista Water and Sewer Supply Corporation 2009-1008-MWD-E TRAVIS 10/15/2010 $27,974 $27,974 $0 $0 HARRIS 10/15/2010 $18,888 $0 $18,888 $0 $4,600 $920 $3,680 $0 $0 WQ 39265 Bridgestone Municipal Utility District 2010-0248-MWD-E WQ 39584 City of Henderson 2010-0674-MWD-E RUSK 10/15/2010 WQ 39765 Angelina & Neches River Authority 2010-0872-MWD-E ANGELINA 10/15/2010 $2,880 $576 $2,304 WQ 39476 MIRHAJ, KOBRA 2010-0561-MWD-E HARRIS 10/15/2010 $60,083 $12,016 $48,067 $0 WQ 39016 City of Penelope 2010-0092-MWD-E HILL 10/15/2010 $10,197 $2,039 $0 $8,158 WQ 39309 Larry Hawkins 2010-0394-SLG-E CLAY 10/15/2010 $5,040 $1,008 $4,032 $0 WQ 39666 Golden Spread Redi-Mix, Inc. 2010-0761-IWD-E POTTER 10/25/2010 $4,550 $910 $3,640 $0 WQ 39288 Hanson Aggregates LLC 2010-0333-IWD-E MONTGOMERY 10/25/2010 $11,220 $2,244 $8,976 $0 WQ 39696 James Allen Lewis 2010-0790-MWD-E HARRISON 10/25/2010 $6,420 $1,284 $5,136 $0 WQ 39447 LEDEZMA READY MIX LLC 2010-0532-MLM-E MCCULLOCH 10/25/2010 $5,544 $1,108 $4,436 $0 Endeavor Wall Homes, LLC 2010-0082-WQ-E PARKER 10/25/2010 $750 $150 $600 $0 $6,136 WQ 38991 WQ 39654 City of New Deal 2010-0749-MWD-E WQ 40123 LOCOS PICK & PULL LLC 2010-1250-WQ-E LUBBOCK 10/25/2010 $7,670 $1,534 $0 SMITH 10/25/2010 $700 $0 $700 WQ 39438 Aqua Development, Inc. $0 2010-0528-MWD-E MONTGOMERY 10/25/2010 $26,260 $0 $26,260 $0 WQ 39341 Dr. Alejandro Garcia II 2010-0425-EAQ-E BEXAR 10/25/2010 $6,000 $1,200 $4,800 $0 WISE 10/25/2010 $208,475 $0 $0 $208,475 HUNT 10/25/2010 $10,107 $0 $10,107 $0 $0 WQ 36948 City of Chico 2008-1953-MWD-E WQ 39576 Tawakoni Waste Water Corporation 2010-0666-MWD-E WQ 39403 Samuel Gomez 2010-0492-WQ-E EL PASO 10/25/2010 $2,100 $420 $1,680 WQ 39087 Davis Bayou Service Company * 2010-0174-MWD-E LIBERTY 10/25/2010 $7,590 $1,518 $6,072 $0 WQ 40165 Steve Wier, Inc. 2010-1286-WQ-E TRAVIS 10/25/2010 $700 $0 $700 $0 WQ 39609 City of Boyd 2010-0699-MWD-E WISE 10/25/2010 $6,360 $1,272 $0 $5,088 Page 31 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date WQ Case No. 39748 Kendall Speight, INC. Respondent Name 2010-0851-SLG-E Docket# NUECES 10/25/2010 WQ 39639 ODA, MIKE 2010-0782-WOC-E FORT BEND 10/25/2010 CALDWELL 10/25/2010 $23,750 HARRIS 10/25/2010 $1,050 WQ 39298 Central Texas Highway Constructors, LLC 2010-0389-WQ-E WQ 39720 Grant Road Public Utility District 2010-0817-MWD-E Penalty Assessed Penalty Deferred Payable Amount SEP Offset $0 $2,560 $512 $2,048 $750 $150 $600 $0 $0 $23,750 $0 $210 $840 $0 $0 WQ 39685 City of Tenaha 2010-0778-MWD-E SHELBY 10/25/2010 $6,000 $1,200 $4,800 WQ 39486 Champion Technologies, Inc. 2010-0570-IWD-E FORT BEND 10/25/2010 $11,250 $0 $11,250 $0 WQ 40124 Richard Clark Builders, Inc. 2010-1251-WQ-E MCLENNAN 10/25/2010 $700 $0 $700 $0 WQ 39649 Praxair, Inc. 2010-0743-IWD-E *MULTIPLE 10/25/2010 $1,250 $250 $1,000 $0 $0 WQ 40048 Key Building Systems, Incorporated 2010-1163-WQ-E GREGG 10/25/2010 $700 $0 $700 WQ 39792 GREENWOOD MOTOR LINES, INC. 2010-0375-WQ-E WEBB 10/25/2010 $900 $180 $720 $0 WQ 38399 Tempe Water Supply Corporation 2009-1497-MWD-E POLK 11/4/2010 $12,240 $0 $12,240 $0 WQ 38950 FARIAS, SALVADOR III 2010-0026-EAQ-E BEXAR 11/14/2010 $13,260 $0 $13,260 $0 JASPER 11/15/2010 $28,361 $5,672 $11,344 $11,345 JEFFERSON 11/15/2010 $4,092 $818 $3,274 $0 WQ 39527 MeadWestvaco Texas, L.P. 2010-0617-IWD-E WQ 39592 Knife River Corporation - South 2010-0687-IWD-E WQ 39668 City of New Waverly 2010-0763-MWD-E WALKER 11/15/2010 $2,040 $408 $0 $1,632 WQ 39531 Walnut Cove Water Supply Corporation 2010-0618-MWD-E MONTGOMERY 11/15/2010 $7,339 $1,467 $5,872 $0 WQ 39669 City of Atlanta 2010-0764-MWD-E CASS 11/15/2010 $2,134 $0 $2,134 $0 HAYS 11/15/2010 $2,100 $420 $1,680 $0 WQ 39724 Monarch Utilities I L.P. 2010-0818-IWD-E WQ 39746 Tarkington ISD 2010-0848-MWD-E LIBERTY 11/15/2010 $5,680 $1,136 $4,544 $0 WQ 39736 Lone Star NGL Mont Belvieu L.P. 2010-0844-IWD-E HARRIS 11/15/2010 $2,500 $500 $2,000 $0 WQ 39747 S. I. Enterprises, LLC 2010-0850-MWD-E HARRIS 11/15/2010 $2,040 $408 $1,632 $0 WQ 39683 HARTZOG, WILLIAM E JR 2010-0776-MWD-E HARRIS 11/15/2010 $1,150 $230 $920 $0 Weatherford Farms, Inc 2010-0282-IWD-E FORT BEND 11/15/2010 $8,250 $1,650 $6,600 $0 WQ 39192 WQ 38856 City of Caddo Mills 2009-2028-MWD-E HUNT 11/15/2010 $14,800 $0 $14,800 $0 WQ 39708 David Schuler Dba Spirit Custom Homes 2010-0804-WQ-E BRAZOS 11/15/2010 $4,000 $800 $1,600 $1,600 WQ 39453 City of Wilmer 2010-0549-WQ-E DALLAS 11/15/2010 $2,000 $400 $1,600 $0 WQ 38918 City of Shepherd 2010-0004-MWD-E SAN JACINTO 11/15/2010 $2,882 $0 $0 $2,882 WQ 39630 New Vision Custom Homes, Inc. 2010-0732-WQ-E BRAZOS 11/15/2010 $3,600 $720 $2,880 $0 WQ 38266 City of Bynum 2009-1406-MWD-E HILL 11/15/2010 $3,575 $0 $3,575 $0 WQ 39488 Orange County Water Control and Improvement District No. 1 2010-0592-MWD-E ORANGE 11/15/2010 $15,045 $0 $15,045 $0 WQ 39567 Best Sea-Pack of Texas, Inc. 2010-0704-IWD-E BRAZORIA 11/15/2010 $26,030 $0 $26,030 $0 WQ 39981 Dallas Chemical Technologies, Inc. 2010-1100-IWD-E HARRIS 11/15/2010 $14,169 $2,833 $11,336 $0 WQ 37117 Tommy Davis 2009-0184-WQ-E SOMERVELL 12/2/2010 $4,200 $0 $4,200 $0 *MULTIPLE 12/4/2010 $3,060 $612 $0 $2,448 BEXAR 12/4/2010 $6,000 $1,200 $4,800 $0 WQ 39767 Texas Department of Transportation 2010-0873-MWD-E WQ 39176 Claussen's Crest (San Antonio) Home Owners' Association, Inc. 2010-0271-EAQ-E WQ 39631 D.B. Western, Inc. - Texas 2010-0713-IWD-E HARRIS 12/4/2010 $91,135 $18,227 $72,908 $0 WQ 38215 Creek Park Corporation 2009-1372-MWD-E JOHNSON 12/4/2010 $4,750 $0 $4,750 $0 Page 32 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date WQ 39905 Shin-Etsu Silicones of America, Inc. 2010-1006-IWD-E BRAZORIA 12/4/2010 WQ 38756 Chilton Water Supply and Sewer Service Corporation 2009-1910-MWD-E FALLS Cowtown RV Park, Ltd. 2010-1022-MWD-E PARKER WQ Case No. 39918 Respondent Name Docket# Penalty Assessed Penalty Deferred Payable Amount SEP Offset $24,875 $0 $24,875 $0 12/4/2010 $24,184 $0 $24,184 $0 12/4/2010 $2,146 $429 $1,717 $0 WQ 39067 City of Hudson 2010-0152-MWD-E ANGELINA 12/4/2010 $8,249 $1,649 $0 $6,600 WQ 40078 Dril-Quip, Inc. 2010-1189-MWD-E HARRIS 12/4/2010 $3,360 $672 $2,688 $0 WQ 39208 Marhaba Partners Limited Partnership 2010-0291-MWD-E *MULTIPLE 12/4/2010 $2,400 $480 $1,920 $0 WQ 37517 Benbrook Texas Limited Partnership 2009-0628-MWD-E TARRANT 12/4/2010 $21,200 $17,600 $3,600 $0 BEXAR 12/4/2010 $32,700 $0 $0 $32,700 12/4/2010 $7,990 $0 $7,990 $0 $0 WQ 39903 San Antonio Water System 2010-1007-MWD-E WQ 38188 City of Wolfe City 2009-1387-MWD-E HUNT WQ 36844 City of Gustine 2008-1819-MWD-E COMANCHE 12/4/2010 $65,133 $65,133 $0 WQ 39984 Eastland County Water Supply District 2010-1101-MWD-E EASTLAND 12/4/2010 $4,392 $878 $3,514 $0 WQ 39671 City of Bridge City 2010-0766-MWD-E ORANGE 12/25/2010 $18,225 $3,645 $14,580 $0 WQ 39738 CEMEX Construction Materials South, LLC 2010-0870-IWD-E GALVESTON 12/25/2010 $1,786 $357 $1,429 $0 WQ 38776 Timberwood Development Company, L.P. 2009-1956-MLM-E BEXAR 12/25/2010 $1,650 $330 $1,320 $0 WQ 39822 SUNRISE MATERIALS, L.P. 2010-0932-WQ-E LIBERTY 12/25/2010 $2,000 $400 $1,600 $0 WQ 40276 Bul-Tex Development Corporation 2010-1393-EAQ-E BEXAR 12/25/2010 $1,500 $300 $1,200 $0 WQ 40472 Mullen-Telles, Inc. 2010-1615-WQ-E EL PASO 12/25/2010 $700 $0 $700 $0 NAVARRO 12/25/2010 $10,000 $10,000 $0 $0 FORT BEND 12/25/2010 $2,850 $570 $2,280 $0 WQ 38845 City of Goodlow 2009-2020-MWD-E WQ 39870 Fort Bend County Municipal Utility District 169 * 2010-0975-MWD-E WQ 37737 Brookshire Municipal Water District 2009-0839-MWD-E WALLER 12/25/2010 $58,395 $0 $0 $58,395 WQ 40517 Texas A&M University - Corpus Christi 2010-1660-WQ-E NUECES 12/25/2010 $700 $0 $700 $0 WQ 39769 SHAMROCK REALTY, LTD. 2010-0876-WQ-E MCLENNAN 12/25/2010 $1,500 $300 $1,200 $0 East Montgomery County MUD 3 2010-0814-MWD-E MONTGOMERY 12/25/2010 $1,370 $274 $1,096 $0 WQ 39716 WQ 40415 Pioneer General Contractors, Inc. 2010-1535-WQ-E RANDALL 12/25/2010 $700 $0 $700 $0 WQ 39712 Martin Realty & Land, Inc. 2010-0812-MWD-E MONTGOMERY 12/25/2010 $6,124 $1,224 $4,900 $0 WQ 40031 City of Beckville 2010-1141-MWD-E PANOLA 12/25/2010 $4,737 $947 $3,790 $0 WQ 39954 GULF MARINE FABRICATORS LP 2010-1064-MWD-E SAN PATRICIO 12/25/2010 $3,930 $786 $3,144 $0 Chemtrade Refinery Services, Inc. 2010-0991-IWD-E JEFFERSON 12/25/2010 $5,940 $1,188 $4,752 $0 WQ 39891 WQ 40046 West Hardin County Consolidated Independent School District 2010-1162-MWD-E HARDIN 12/25/2010 $3,500 $700 $2,800 $0 WQ 40086 Montgomery County WCID 1 2010-1198-MWD-E MONTGOMERY 12/25/2010 $3,450 $690 $2,760 $0 WQ 40413 Westin Homes and Properties, L.P. 2010-1551-WQ-E FORT BEND 12/25/2010 $700 $0 $700 $0 WQ 39895 City of Moody 2010-0999-MWD-E MCLENNAN 12/25/2010 $4,650 $930 $3,720 $0 WQ 38989 WHATLEY, JASON 2010-0068-SLG-E BRAZORIA 1/14/2011 $2,650 $0 $2,650 $0 Texas Lehigh Cement Company LP 2010-1057-MWD-E HAYS 2/5/2011 $2,080 $416 $1,664 $0 WQ 39901 WQ 39821 Rancho Sienna KC, LP 2010-0918-EAQ-E WILLIAMSON 2/5/2011 $4,500 $900 $1,800 $1,800 WQ 40139 City of Hallsville 2010-1263-MWD-E HARRISON 2/5/2011 $5,420 $0 $5,420 $0 WQ 39995 City of Blanket 2010-1110-MWD-E BROWN 2/5/2011 $2,314 $462 $1,852 $0 WQ 39900 Gulf Coast Waste Disposal Authority 2010-1032-IWD-E HARRIS 2/5/2011 $14,175 $2,835 $0 $11,340 Page 33 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM Case No. Respondent Name Docket# County Order Date ROBERTSON 2/5/2011 $47,310 $0 $0 $47,310 2009-1954-MWD-E FANNIN 2/5/2011 $14,645 $0 $12,215 $2,430 GONZALES 2/5/2011 $1,800 $360 $0 $1,440 WQ 25652 City of Franklin 2009-0852-MWD-E WQ 38706 City of Dodd City Penalty Assessed Penalty Deferred Payable Amount SEP Offset WQ 40107 City of Waelder 2010-1215-MWD-E WQ 40062 Brazoria County Municipal Utility District 21 2010-1176-MWD-E BRAZORIA 2/5/2011 $14,300 $0 $14,300 $0 WQ 40081 PIKOFF ENTERPRISE, INC. 2010-1203-EAQ-E WILLIAMSON 2/5/2011 $4,000 $800 $3,200 $0 WQ 36492 Briarwood Lutheran Ministries 2008-1421-MWD-E DENTON 2/5/2011 $6,025 $0 $6,025 $0 WQ 40135 City of Bellville 2010-1260-MWD-E AUSTIN 2/5/2011 $2,640 $528 $2,112 $0 NUECES 2/5/2011 $700 $0 $700 $0 2/5/2011 $2,540 $508 $2,032 $0 WQ 40569 Nouveau Construction and Technology Services LP 2010-1718-WQ-E WQ 37125 City of Asherton 2009-0176-MWD-E *MULTIPLE ROBERTSON 2/5/2011 $4,940 $988 $3,952 $0 ORANGE 2/20/2011 $950 $0 $950 $0 WQ 39946 City of Bremond 2010-1053-MWD-E WQ 39844 HEBERT, RANDY 2010-0945-WQ-E WQ 40051 Unimin Corporation 2010-1164-IWD-E CHEROKEE 2/20/2011 $8,820 $1,764 $7,056 $0 VAN ZANDT 2/20/2011 $5,380 $5,380 $0 $0 GRIMES 2/20/2011 $12,000 $2,400 $9,600 $0 WQ 39149 City Of Edgewood 2010-0242-MWD-E WQ 39793 Navasota Concrete, Inc. 2010-0998-IWD-E WQ 40063 Port O'Connor Municipal Utility District 2010-1175-MWD-E CALHOUN 2/20/2011 $5,280 $1,056 $0 $4,224 WQ 40085 Capital Metropolitan Transportation Authority 2010-1206-EAQ-E WILLIAMSON 2/20/2011 $3,000 $600 $2,400 $0 WQ 39933 City of Waller 2010-1062-MWD-E WALLER 2/20/2011 $1,990 $398 $1,592 $0 POLK 2/20/2011 $2,625 $525 $2,100 $0 $2,604 $0 $15,960 WQ 40168 J.E. Kingham Construction Company, Ltd. 2010-1289-WQ-E WQ 40087 Conroe Independent School District 2010-1207-MWD-E MONTGOMERY 2/20/2011 $3,255 $651 WQ 39919 City of Port Lavaca 2010-1021-MWD-E CALHOUN 2/20/2011 $19,950 $3,990 $0 WQ 40162 City of Rosebud 2010-1285-MWD-E FALLS 2/20/2011 $5,850 $1,170 $4,680 $0 WQ 39440 City of Alvin 2010-0523-MWD-E BRAZORIA 2/20/2011 $68,160 $0 $68,160 $0 WQ 39372 City of Fredericksburg 2010-0471-MWD-E GILLESPIE 2/20/2011 $14,987 $0 $0 $14,987 WQ 38154 City of Oakwood 2009-1306-MWD-E LEON 2/20/2011 $5,375 $0 $5,375 $0 WQ 38763 Westlake Municipal Utility District 1 2009-1901-MWD-E HARRIS 2/20/2011 $18,875 $0 $0 $18,875 WQ 40008 PLACE PROPERTIES DEVELOPMENT SERVICES LLC 2010-1125-EAQ-E BEXAR 2/20/2011 $2,650 $530 $2,120 $0 WQ 39414 Rita Laura Redow Karbalai 2010-0497-MWD-E *MULTIPLE 2/20/2011 $89,531 $17,905 $71,626 $0 HARRIS 2/20/2011 $11,450 $2,290 $9,160 $0 RANDALL 2/20/2011 $700 $0 $700 $0 WQ 39591 Westfield Mobil Home Community, Ltd. dba Westfield Mobile Home Park 2010-0683-MWD-E WQ 40715 Bownds Construction, Inc. 2010-1866-WQ-E WQ 39185 Granbury Materials, LLC 2010-0276-WQ-E HOOD 2/20/2011 $14,000 $0 $11,690 $2,310 WQ 39285 Greg Larson * 2010-0385-OSS-E MCCULLOCH 2/25/2011 $525 $0 $525 $0 WQ 39717 GALVAN, DANIEL JR 2010-0813-WOC-E MATAGORDA 2/25/2011 $3,750 $0 $3,750 $0 WQ 39413 GARCIA, ERASMO 2010-0496-OSS-E MCCULLOCH 2/25/2011 $262 $0 $262 $0 SHELBY 3/7/2011 $8,692 $1,738 $6,954 $0 HARRIS 3/7/2011 $1,260 $252 $1,008 $0 $0 WQ 40464 City of Center 2010-1594-MWD-E WQ 40263 Restaurant Service, L.L.C. 2010-1383-MWD-E WQ 40163 City of Bellevue 2010-1287-MWD-E CLAY 3/7/2011 $3,240 $648 $2,592 WQ 40350 Combined Relocation Services, Inc. 2010-1464-WQ-E PARKER 3/7/2011 $750 $150 $600 $0 WQ 39871 Texas Department of Transportation 2010-1041-IWD-E FORT BEND 3/7/2011 $3,900 $780 $0 $3,120 Page 34 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM Case No. Respondent Name Docket# County Order Date LIBERTY 3/7/2011 $36,733 $0 $0 $36,733 2010-1391-MWD-E REFUGIO 3/7/2011 $2,425 $485 $1,940 $0 MONTGOMERY 3/7/2011 $5,680 $1,136 $4,544 $0 LAMAR 3/7/2011 $11,600 $2,320 $9,280 $0 WQ 39982 City of Liberty 2010-1096-MWD-E WQ 40252 City of Refugio Penalty Assessed Penalty Deferred Payable Amount SEP Offset WQ 40140 LGI Homes, LTD. * 2010-1264-MWD-E WQ 39812 City of Deport 2010-0915-MWD-E WQ 40183 Chevron U.S.A. Inc. 2010-1310-IWD-E HARRIS 3/7/2011 $405 $81 $324 $0 WQ 40411 Structural Metals, Inc. 2010-1606-IWD-E GUADALUPE 3/7/2011 $6,200 $1,240 $4,960 $0 WQ 40466 Paradise Isd 2010-1593-MWD-E WISE 3/7/2011 $3,600 $720 $2,880 $0 City of Austin 2010-1328-EAQ-E TRAVIS 3/7/2011 $3,650 $0 $3,650 $0 $14,000 $0 WQ 40201 WQ 40269 HARTZOG, WILLIAM E JR 2010-1381-MWD-E HARRIS 3/7/2011 $17,500 $3,500 WQ 40282 City of Rhome 2010-1404-MWD-E WISE 3/7/2011 $8,250 $0 $8,250 $0 WQ 40106 UNIVERSAL FOREST PRODUCTS TEXAS LLC 2010-1214-IWD-E WALKER 3/7/2011 $22,200 $4,440 $17,760 $0 WQ 40223 San Angelo Packing Company, Inc. 2010-1347-IWD-E TOM GREEN 3/7/2011 $20,573 $4,114 $16,459 $0 TARRANT 3/7/2011 $210 $0 $210 $0 3/7/2011 $3,000 $600 $0 $2,400 WQ 40952 CRUSE, LANDON K 2010-1917-WOC-E WQ 39495 Texas Department of Transportation 2010-0588-WQ-E EASTLAND WQ 40368 Lambs Real Estate Investment I, LLC. 2010-1485-EAQ-E WILLIAMSON 3/7/2011 $1,800 $360 $1,440 $0 WQ 40347 Inverness Forest Improvement District 2010-1463-MWD-E HARRIS 3/19/2011 $3,440 $688 $2,752 $0 WQ 40435 Richey Road Mud 2010-1569-MWD-E HARRIS 3/19/2011 $1,397 $279 $1,118 $0 JEFFERSON 3/19/2011 $6,660 $1,332 $0 $5,328 HARRIS 3/19/2011 $6,000 $1,200 $4,800 $0 BELL 3/19/2011 $3,750 $0 $3,750 $0 $0 WQ 40438 Hamshire-Fannett Independent School District 2010-1572-MWD-E WQ 40133 Harris County Utility District 16 2010-1258-MWD-E WQ 40266 AMERICAN WATER OPERATIONS AND MAINTENANCE, INC. 2010-1558-WQ-E WQ 40474 Pine Cove, Inc. 2010-1639-MWD-E COLORADO 3/19/2011 $3,340 $668 $2,672 WQ 40523 First Texas Homes, Inc. 2010-1668-WQ-E FORT BEND 3/19/2011 $750 $150 $600 $0 WQ 40193 City of San Marcos 2010-1316-EAQ-E HAYS 3/19/2011 $3,750 $750 $0 $3,000 WQ 40341 50'S Group Properties, LTD. 2010-1455-IWD-E TOM GREEN 3/19/2011 $3,375 $0 $3,375 $0 WQ 40026 Holcim (Texas) Limited Partnership 2010-1200-IWD-E ELLIS 3/19/2011 $2,600 $520 $2,080 $0 WQ 39703 Aqua Utilities, Inc. 2010-0787-MWD-E HARRIS 3/19/2011 $86,860 $0 $86,860 $0 WQ 40851 VHI CONSTRUCTION INC 2010-2011-WQ-E PARKER 3/19/2011 $700 $0 $700 $0 WQ 40292 Aqua Utilities, Inc. 2010-1412-MWD-E HARRIS 3/19/2011 $10,175 $2,035 $8,140 $0 GALVESTON 3/19/2011 $59,075 $0 $59,075 $0 BRAZORIA 3/19/2011 $750 $150 $600 $0 WQ 38987 City of Hitchcock 2010-0075-MWD-E WQ 40022 ATCHISON TRUCKING, LLC 2010-1140-WQ-E WQ 39043 Annette Villegas 2010-0255-SLG-E NUECES 3/19/2011 $12,600 $0 $12,600 $0 WQ 39571 City of Missouri City 2010-0659-MWD-E FORT BEND 3/19/2011 $54,000 $0 $0 $54,000 WQ 40191 First National Bank of Hughes Springs 2010-1369-IWD-E MARION 3/19/2011 $9,212 $1,842 $7,370 $0 MONTGOMERY 3/19/2011 $12,299 $0 $12,299 $0 3/19/2011 $6,232 $1,246 $4,986 $0 BEXAR 3/19/2011 $3,750 $750 $3,000 $0 WHARTON 3/19/2011 $6,580 $1,316 $5,264 $0 $3,280 $656 $2,624 $0 WQ 38832 SUNRISE MATERIALS, L.P. 2009-2019-WQ-E WQ 40221 Trucker's Corner, LP 2010-1344-MWD-E WQ 40219 HUEBNER HILLS OWNERS ASSOCIATION 2010-1338-EAQ-E WQ 40166 Bernard Timbers Water Supply Corporation 2010-1295-MWD-E WQ 40204 City of Joaquin 2010-1346-MWD-E SHELBY 3/19/2011 Page 35 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM Case No. Respondent Name County Order Date WQ 40369 City of Duncanville 2010-1528-WQ-E DALLAS 3/19/2011 $9,160 $0 $0 $9,160 WQ 38703 PERKINS, MARK 2009-1857-OSI-E SHELBY 3/27/2011 $2,479 $0 $2,479 $0 Stonehenge Granite of Austin, Inc. 2010-0593-WQ-E HAYS 4/8/2011 $1,050 $0 $1,050 $0 WQ 39498 Docket# Penalty Assessed Penalty Deferred Payable Amount SEP Offset WQ 40326 Harris County Water Control and Improvement District 89 2010-1457-MWD-E HARRIS 4/18/2011 $22,660 $4,532 $18,128 $0 WQ 37788 City of Godley 2009-0907-MWD-E JOHNSON 4/18/2011 $44,750 $0 $0 $44,750 WQ 40088 Happy Hill Farm Children's Home, Inc. 2010-1209-MWD-E SOMERVELL 4/18/2011 $15,300 $3,060 $12,240 $0 WQ 40683 City of Hughes Springs 2010-1821-MWD-E CASS 4/18/2011 $1,300 $260 $1,040 $0 DENTON 4/18/2011 $12,225 $2,445 $0 $9,780 MONTAGUE 4/18/2011 $10,500 $0 $10,500 $0 WQ 39163 Town of Little Elm 2010-0249-MWD-E WQ 40264 City of Saint Jo 2010-1384-MWD-E WQ 40759 City of Daingerfield 2010-1925-MWD-E MORRIS 4/18/2011 $4,260 $852 $3,408 $0 WQ 40964 Carleton Construction, LTD. 2011-0064-WQ-E JEFFERSON 4/18/2011 $700 $0 $700 $0 WQ 40526 Explorer Pipeline Company 2010-1671-IWD-E ANDERSON 4/18/2011 $7,125 $1,425 $5,700 $0 POTTER 4/18/2011 $700 $0 $700 $0 BRAZORIA 4/18/2011 $4,417 $883 $3,534 $0 WQ 40850 Ryan Companies US, Inc. 2011-0018-WQ-E WQ 40642 Commodore Cove Improvement District 2010-1788-MWD-E WQ 40489 Holly Park Marina Inc. 2010-1637-SLG-E SABINE 4/18/2011 $1,300 $260 $1,040 $0 WQ 38667 8 Mile Park, L.P. 2009-1829-MWD-E BRAZORIA 4/18/2011 $39,998 $35,920 $4,078 $0 WQ 40009 H. E. Butt Grocery Company * 2010-1143-EAQ-E COMAL 4/18/2011 $750 $150 $600 $0 Aqua Development, Inc. 2010-1497-MWD-E MONTGOMERY 4/18/2011 $2,800 $560 $2,240 $0 WQ 40381 WQ 38112 City of New Boston 2009-1297-MWD-E BOWIE 4/18/2011 $28,120 $0 $28,120 $0 WQ 40293 CEMEX Construction Materials South, LLC 2010-1411-IWD-E HARRIS 4/18/2011 $9,315 $1,863 $7,452 $0 WQ 40665 Monarch Utilities I L.P. 2010-1808-MWD-E HENDERSON 4/18/2011 $3,170 $634 $2,536 $0 WQ 40527 Wellborn Special Utility District 2010-1670-MWD-E BRAZOS 4/18/2011 $5,694 $1,138 $4,556 $0 WEBB 4/18/2011 $210 $0 $210 $0 $37,409 $0 $0 $0 WQ 40944 MATA, LORENZO E 2011-0040-WOC-E WQ 35577 City of O'Brien 2008-0454-MWD-E HASKELL 4/18/2011 $37,409 WQ 40571 City Of Breckenridge 2010-1715-MWD-E STEPHENS 4/18/2011 $7,875 $0 $7,875 WQ 40404 United Structures of America, Inc. 2010-1529-MWD-E HARRIS 4/18/2011 $3,158 $631 $2,527 $0 WQ 40890 MCKELVAIN, CHARLEY 2011-0011-WOC-E WISE 4/18/2011 $210 $0 $210 $0 WQ 40708 FTI Industries, Inc. 2010-1855-WQ-E JOHNSON 5/8/2011 $800 $160 $640 $0 WQ 40508 Alloy Polymers Orange LLC 2010-1645-IWD-E ORANGE 5/8/2011 $17,160 $3,432 $13,728 $0 WQ 40136 City of Uvalde 2010-1340-MWD-E UVALDE 5/8/2011 $8,400 $1,680 $0 $6,720 WQ 36662 City of Elkhart 2010-1462-MWD-E ANDERSON 5/8/2011 $21,070 $0 $21,070 $0 WQ 40640 West Harris County Municipal Utility District 17 2010-1789-MWD-E HARRIS 5/8/2011 $1,600 $320 $1,280 $0 Bollinger Texas City, L.P. 2010-1734-IWD-E GALVESTON 5/8/2011 $7,950 $1,590 $6,360 $0 WQ 40591 WQ 40598 Orange County Water Control and Improvement District No. 1 2010-1777-MWD-E ORANGE 5/8/2011 $10,000 $0 $10,000 $0 WQ 40522 Town of Lakewood Village 2010-1664-MWD-E DENTON 5/8/2011 $9,922 $1,984 $7,938 $0 WQ 40541 Continental Homes of Texas, L.P. 2010-1694-EAQ-E WILLIAMSON 5/8/2011 $5,000 $1,000 $4,000 $0 WQ 40612 KEWINE LLC 2010-1760-EAQ-E COMAL 5/8/2011 $4,000 $800 $3,200 $0 WQ 37882 City of Overton 2009-1689-MWD-E RUSK 5/8/2011 $52,065 $0 $52,065 $0 Page 36 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM Case No. Respondent Name Docket# County Order Date PALO PINTO 5/8/2011 2010-1747-WQ-E TARRANT WQ 40777 Hill Country Harbor, L.P. 2010-1941-MWD-E WQ 40597 City of White Settlement Penalty Assessed Penalty Deferred Payable Amount SEP Offset $2,350 $0 $2,350 $0 5/8/2011 $8,250 $0 $8,250 $0 NACOGDOCHES 5/8/2011 $80,149 $16,029 $64,120 $0 $1,206 $4,824 $0 WQ 40444 Pilgrim's Pride Corporation 2010-1564-IWD-E WQ 40538 Ohmstede Ltd. 2010-1682-IWD-E HARRIS 5/8/2011 $6,030 WQ 40405 BP Products North America Inc. 2010-1527-IWD-E GALVESTON 5/8/2011 $242,900 $0 $242,900 $0 WQ 40392 City of Crockett 2010-1501-MWD-E HOUSTON 5/8/2011 $9,850 $1,970 $0 $7,880 WQ 40434 Custom Crushed Stone, Inc. 2010-1560-EAQ-E MEDINA 5/8/2011 $8,250 $1,650 $6,600 $0 GREGG 5/22/2011 $25,704 $5,140 $0 $20,564 5/22/2011 $4,247 $849 $3,398 $0 WQ 39914 City of Kilgore 2010-1013-MWD-E WQ 40587 Aqua Utilities, Inc. 2010-1725-MWD-E BURNET DALLAS 5/22/2011 $700 $0 $700 $0 BEE 5/22/2011 $25,155 $5,031 $20,124 $0 WQ 41086 Perkins Aluminum Smelting, Inc. 2011-0179-WQ-E WQ 39164 Pettus Municipal Utility District 2010-0256-MWD-E WQ 40463 Trinity Bay Conservation District * 2010-1604-MWD-E CHAMBERS 5/22/2011 $6,620 $0 $6,620 $0 HARDEMAN 5/22/2011 $3,735 $747 $2,988 $0 5/22/2011 $750 $150 $600 $0 WQ 40736 City of Quanah 2010-1875-MWD-E WQ 40616 STEUBING FARM, LTD. 2010-1761-EAQ-E BEXAR WQ 40662 Curry Creek Crushing, Inc. 2010-1806-WQ-E KENDALL 5/22/2011 $1,800 $360 $1,440 $0 WQ 41032 Ray French Land Company, Ltd. 2011-0135-WQ-E PARKER 5/22/2011 $700 $0 $700 $0 WQ 40724 North Alamo Water Supply Corporation 2010-1864-MWD-E HIDALGO 5/22/2011 $4,500 $900 $3,600 $0 HUNT 5/22/2011 $13,130 $2,626 $10,504 $0 HARRIS 5/22/2011 $16,915 $0 $16,915 $0 WQ 40780 City of Quinlan 2010-1920-MWD-E WQ 38494 Oxid L.P. 2009-1636-IWD-E WQ 41075 GRACE, ALVIN 2011-0171-WOC-E DENTON 5/22/2011 $210 $0 $210 $0 WQ 40716 Monterey Mushrooms, Inc. 2010-2000-IWD-E MADISON 5/22/2011 $9,720 $1,944 $7,776 $0 WQ 40548 City of Alamo 2010-1732-MWD-E HIDALGO 5/22/2011 $23,655 $4,731 $18,924 $0 FORT BEND 5/22/2011 $4,320 $864 $3,456 $0 $2,725 $545 $2,180 $0 $0 WQ 40832 Hudson Products Corporation 2010-1988-IWD-E WQ 38643 Aqua Utilities, Inc. 2009-1792-MWD-E BURNET 5/22/2011 WQ 40886 Sunbelt Fresh Water Supply District 2010-2046-MWD-E HARRIS 5/22/2011 $970 $194 $776 WQ 40629 City of Troy 2010-1780-MWD-E BELL 5/22/2011 $6,880 $1,376 $5,504 $0 WQ 40561 Westwood Water Supply Corporation 2010-1713-MWD-E JASPER 5/22/2011 $26,740 $5,348 $0 $21,392 WQ 40830 LIBERTY HILL THF HOUSING, L.P. 2010-1985-EAQ-E WILLIAMSON 5/22/2011 $2,250 $450 $1,800 $0 WQ 40525 Stolthaven Houston, Inc. 2010-1667-IWD-E HARRIS 5/22/2011 $20,100 $0 $10,050 $10,050 WQ 40388 Texas Department of Aging and Disability Services 2010-1505-MWD-E TOM GREEN 5/22/2011 $5,660 $1,132 $4,528 $0 WQ 40700 Inwood Heritage Oaks, Ltd. 2010-1846-EAQ-E BEXAR 5/22/2011 $4,000 $800 $3,200 $0 WQ 37967 epower Investments, LLC 2009-1115-WQ-E BEXAR 5/28/2011 $1,100 $0 $1,100 $0 UPSHUR 6/11/2011 $31,900 $0 $31,900 $0 WILLIAMSON 6/11/2011 $1,000 $0 $1,000 $0 WQ 38544 FLAT ROCK MINERALS LLC 2009-1688-WQ-E WQ 40262 Georgetown Kidney Center, LLC 2010-1375-EAQ-E WQ 39505 STEPHENS, JERRY TODD 2010-0578-WQ-E LAMAR 6/11/2011 $14,784 $0 $14,784 $0 WQ 40336 SPRAGUE, GEORGE 2010-1577-WQ-E ARANSAS 6/11/2011 $13,000 $0 $13,000 $0 WQ 38404 Microgy, Inc. 2009-1546-IWD-E ERATH 6/11/2011 $2,440 $0 $2,440 $0 YOUNG, TERESA K 2010-1314-WOC-E DENTON 6/11/2011 $750 $0 $750 $0 WQ 40189 Page 37 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date WQ Case No. 40153 PLACE PROPERTIES DEVELOPMENT SERVICES LLC Respondent Name 2010-1278-EAQ-E Docket# BEXAR 6/20/2011 Penalty Assessed Penalty Deferred WQ 40690 FIN & FEATHER RESORT LLC 2010-1829-MWD-E SABINE 6/20/2011 JEFFERSON 6/20/2011 $11,500 SAN PATRICIO 6/20/2011 $5,495 Payable Amount SEP Offset $0 $2,500 $500 $2,000 $2,300 $460 $1,840 $0 $2,300 $4,600 $4,600 $0 $0 $5,495 WQ 40733 Veolia ES Technical Solutions, L.L.C. 2010-1870-IWD-E WQ 40073 City of Odem 2010-1208-MWD-E WQ 40728 Vam USA LLC 2010-1892-IWD-E HARRIS 6/20/2011 $71,424 $0 $35,712 $35,712 WQ 40820 City of Big Lake 2010-1984-MWD-E REAGAN 6/20/2011 $11,934 $0 $0 $11,934 WQ 40409 City of Arlington 2010-1625-WQ-E TARRANT 6/20/2011 $7,500 $0 $0 $7,500 COMAL WQ 40228 Comal County 2010-1353-EAQ-E 6/20/2011 $1,875 $375 $0 $1,500 WQ 40566 MEEKER, MARC ROGER 2010-1717-MWD-E MONTGOMERY 6/20/2011 $14,678 $0 $14,678 $0 WQ 40383 Montgomery County MUD 42 2010-1543-MWD-E MONTGOMERY 6/20/2011 $8,740 $1,748 $6,992 $0 WQ 40919 SMITH, WILLIAM DONALD 2011-0023-MWD-E HARRIS 6/20/2011 $6,080 $1,216 $4,864 $0 WQ 40852 Kopperl Independent School District 2010-2016-MWD-E BOSQUE 6/20/2011 $9,160 $1,832 $7,328 $0 WEBB 6/20/2011 $1,875 $0 $1,875 $0 WILLIAMSON 6/20/2011 $2,000 $400 $1,600 $0 WQ 40532 RAUL CHAPA 2010-1678-WOC-E WQ 40933 Hines Land and Cattle Company, Ltd 2011-0016-EAQ-E WQ 40540 Aus-Tex Parts & Services, Ltd. 2010-1683-MWD-E HAYS 6/20/2011 $13,510 $0 $13,510 $0 WQ 40546 Harris County 2010-1707-MWD-E HARRIS 6/20/2011 $10,050 $0 $0 $10,050 WQ 39249 Rayburn Country Municipal Utility District 2010-0347-MWD-E JASPER 6/20/2011 $10,035 $0 $10,035 $0 TRAVIS 6/20/2011 $1,050 $0 $1,050 $0 BEXAR 6/20/2011 $5,100 $1,020 $4,080 $0 WQ 39836 DEHERRERA, CHRISTINE * 2010-0941-WQ-E WQ 40770 Donna Gottwald, D.D.S., P.C. 2010-1926-EAQ-E WQ 40950 City of Duncanville 2011-0119-WQ-E DALLAS 6/20/2011 $4,000 $0 $4,000 $0 WQ 40643 West Cedar Creek Municipal Utility District 2010-1792-MWD-E HENDERSON 6/20/2011 $1,169 $233 $936 $0 WQ 40758 City of Caddo Mills 2010-1901-MWD-E HUNT 6/20/2011 $1,200 $240 $960 $0 Heldenfels Enterprises, Inc. 2010-1924-IWD-E NUECES 6/20/2011 $6,570 $1,314 $5,256 $0 WQ 40789 WQ 40528 The Queen Ready Mix, Inc. 2010-1669-IWD-E HARRIS 6/20/2011 $3,360 $672 $2,688 $0 WQ 38107 City of Cranfills Gap 2009-1288-MWD-E BOSQUE 6/20/2011 $4,625 $925 $3,700 $0 WQ 40768 J&J Homes, Corporation 2010-1915-WQ-E PARKER 6/20/2011 $3,600 $720 $2,880 $0 WQ 40802 Vistacon, Inc. 2010-1947-WQ-E EL PASO 6/20/2011 $2,100 $420 $1,680 $0 SAN AUGUSTINE WQ 40567 City of San Augustine 2010-1714-MWD-E 7/2/2011 $37,975 $7,595 $0 $30,380 WQ 40632 Western Rim Investors 2007-5, L.P. 2010-1779-EAQ-E BEXAR 7/2/2011 $10,000 $2,000 $8,000 $0 WQ 41307 Hurtado Construction Company 2011-0400-WQ-E FORT BEND 7/2/2011 $700 $0 $700 $0 WQ 39253 City of De Kalb 2010-0348-MWD-E BOWIE 7/2/2011 $20,960 $20,960 $0 $0 WQ 40498 Waste Control Specialists LLC 2010-1632-IWD-E ANDREWS 7/2/2011 $3,550 $710 $2,840 $0 LIBERTY WQ 40880 City of Cleveland 2010-2036-MWD-E 7/2/2011 $7,600 $1,520 $0 $6,080 WQ 40685 Trinity Oaks S.A., Ltd. 2010-1839-EAQ-E BEXAR 7/2/2011 $17,500 $3,500 $14,000 $0 WQ 40821 San Angelo By-Products, Inc. 2010-1966-IWD-E TOM GREEN 7/2/2011 $11,521 $2,304 $9,217 $0 WQ 40994 City of Kennard 2011-0079-MWD-E HOUSTON 7/2/2011 $6,450 $1,290 $5,160 $0 WQ 39446 City of Omaha 2010-0534-MWD-E MORRIS 7/2/2011 $9,020 $0 $0 $9,020 WQ 40686 Vopak Terminal Galena Park, Inc. 2010-1843-IWD-E HARRIS 7/2/2011 $17,640 $0 $8,820 $8,820 Page 38 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM Case No. Respondent Name Docket# County Order Date SHELBY 7/2/2011 $9,806 $1,961 $0 $7,845 2004-0505-WQ-E EASTLAND 7/2/2011 $1,050 $0 $1,050 $0 HUNT 7/2/2011 $8,750 $0 $8,750 $0 SMITH 7/2/2011 $7,400 $1,480 $5,920 $0 $0 WQ 40887 City of Tenaha 2010-2049-MWD-E WQ 14612 EBAA Iron, Inc. Penalty Assessed Penalty Deferred Payable Amount SEP Offset WQ 40881 Pilot Travel Centers LLC 2010-2038-IWD-E WQ 40778 Tall Timbers Utility Company, Inc. 2010-1942-MWD-E WQ 41306 US Army Corps of Engineers 2011-0401-WQ-E COMANCHE 7/2/2011 $700 $0 $700 WQ 41117 Skidmore Water Supply Corporation 2011-0206-MWD-E BEE 7/2/2011 $6,097 $0 $6,097 $0 WQ 40805 City of Cedar Park 2010-1951-MWD-E WILLIAMSON 7/2/2011 $12,800 $0 $0 $12,800 WQ 40723 Chapel Hill Independent School District 2010-1893-MWD-E TITUS 7/2/2011 $17,472 $0 $17,472 $0 WQ 40757 City of Leonard 2010-1900-MWD-E FANNIN 7/2/2011 $2,470 $0 $2,470 $0 WQ 40935 West Harris County Municipal Utility District 10 2011-0060-MWD-E WQ 41128 Lagoon Pumping & Dredging Inc 2011-0240-WQ-E WQ 40748 Woodmark Utilities, Inc. HARRIS 7/2/2011 $2,300 $460 $1,840 $0 COMANCHE 7/2/2011 $3,750 $0 $3,750 $0 2010-1884-MWD-E SMITH 7/2/2011 $8,600 $1,720 $6,880 $0 COMAL 7/2/2011 $9,375 $1,875 $7,500 $0 $596 $2,384 $0 WQ 40278 Geosource, Inc. 2010-1394-EAQ-E WQ 40437 Harris County Municipal Utility District 366 2010-1571-MWD-E HARRIS 7/2/2011 $2,980 WQ 40831 CW SCOA West, L.P. * 2011-0057-MWD-E HARRIS 7/2/2011 $2,815 $563 $2,252 $0 WQ 40882 Boles Independent School District 2010-2048-MWD-E HUNT 7/2/2011 $9,200 $1,840 $7,360 $0 WQ 40182 RICE, BRET LYDEL 2010-1304-WQ-E JOHNSON 7/10/2011 $3,000 $0 $3,000 $0 ELLIS WQ 37019 MEIER, DOUGLAS 2011-0066-WQ-E 7/10/2011 $26,400 $0 $26,400 $0 WQ 39484 PS Royal Car Wash, L.P. 2010-0567-WQ-E DENTON 7/10/2011 $2,377 $0 $2,377 $0 WQ 40461 Connie Rogers 2010-1591-SLG-E *MULTIPLE 7/22/2011 $11,250 $0 $11,250 $0 WQ 40900 Compass Development AND Construction Inc 2010-2076-WQ-E JASPER 7/31/2011 $800 $160 $640 $0 WQ 41169 WILER, SCOTT W 2011-0257-OSI-E UPSHUR 7/31/2011 $188 $37 $151 $0 PARKER 7/31/2011 $700 $0 $700 $0 JEFFERSON 7/31/2011 $13,200 $2,640 $10,560 $0 WQ 41430 HLM Development Company, L.L.C. 2011-0538-WQ-E WQ 41006 Sunoco Partners Marketing & Terminals L.P. 2011-0106-IWD-E WQ 41489 Okland Construction Company, Inc. 2011-0592-WQ-E COMAL 7/31/2011 $700 $0 $700 $0 WQ 41244 RTI Hot Mix, Ltd. 2011-0330-WQ-E WILLIAMSON 7/31/2011 $1,869 $373 $1,496 $0 WQ 40870 SV-ONA Lakeline Land Limited Partnership 2010-2064-EAQ-E WILLIAMSON 7/31/2011 $3,600 $720 $2,880 $0 Lightwater Hospitality No. 1, Ltd. * 2011-0061-MLM-E WILLIAMSON 7/31/2011 $4,350 $870 $3,480 $0 WQ 40977 WQ 41073 Golden Spread Redi-Mix, Inc. 2011-0166-IWD-E DEAF SMITH 7/31/2011 $2,200 $440 $1,760 $0 WQ 41429 Regatta Ridge LLC 2011-0537-WQ-E BELL 7/31/2011 $700 $0 $700 $0 WQ 40839 Mirando City Water Supply Corporation 2010-1998-MWD-E WEBB 7/31/2011 $6,500 $1,300 $5,200 $0 WQ 41431 Matus Construction Group, LLC 2011-0539-WQ-E MCLENNAN 7/31/2011 $700 $0 $700 $0 WQ 40856 Military Highway Water Supply Corporation 2010-2019-MWD-E CAMERON 7/31/2011 $1,255 $251 $1,004 $0 WQ 34001 City of Strawn 2009-1994-MWD-E PALO PINTO 7/31/2011 $18,980 $0 $0 $18,980 WQ 40760 Formosa Utility Venture, Ltd. * 2010-1903-IWD-E CALHOUN 7/31/2011 $68,600 $13,720 $27,440 $27,440 WQ 41098 Austin Trinity School * 2011-0247-MLM-E TRAVIS 7/31/2011 $6,545 $1,309 $5,236 $0 WQ 39633 City of Arcola 2010-0710-MWD-E FORT BEND 7/31/2011 $29,040 $0 $29,040 $0 WQ 40836 HONEY HOLDINGS I, LTD. 2010-1995-IWD-E CHAMBERS 7/31/2011 $3,210 $642 $2,568 $0 Page 39 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date WQ Case No. 38914 Magic Valley Concrete LLC Respondent Name 2009-2072-WQ-E Docket# HIDALGO 7/31/2011 WQ 41490 Jubilee Homes II, Ltd 2011-0590-WQ-E BELL WQ 41076 National Oilwell Varco, L.P. 2011-0169-IWD-E WQ 40853 City of Albany 2010-2012-MWD-E Penalty Assessed Penalty Deferred Payable Amount SEP Offset $9,894 $0 $9,894 $0 7/31/2011 $700 $0 $700 $0 HARRIS 7/31/2011 $1,529 $305 $1,224 $0 SHACKELFORD 7/31/2011 $1,120 $224 $896 $0 WQ 41404 Yantis Partners, LTD 2011-0502-WQ-E BEXAR 7/31/2011 $700 $0 $700 $0 WQ 41493 DICKSON, MARY K 2011-0591-WQ-E GRAYSON 7/31/2011 $700 $0 $700 $0 WQ 40983 Patricia A Haney * 2011-0067-EAQ-E BEXAR 7/31/2011 $4,500 $900 $3,600 $0 HARRIS 7/31/2011 $11,118 $2,223 $4,448 $4,447 WILLIAMSON 7/31/2011 $1,050 $210 $840 $0 WQ 40896 Linde Gas North America LLC 2010-2061-IWD-E WQ 40807 City of Leander 2010-1978-WQ-E WQ 40788 City of Cranfills Gap 2010-1923-MWD-E BOSQUE 7/31/2011 $10,800 $0 $10,800 $0 WQ 41033 City of Yorktown 2011-0127-MWD-E DEWITT 8/13/2011 $10,540 $0 $10,540 $0 WQ 41204 H & K Jolly LLC 2011-0303-MWD-E CLAY 8/13/2011 $3,000 $600 $2,400 $0 KLEBERG 8/13/2011 $10,600 $0 $0 $10,600 HARRIS 8/13/2011 $35,800 $7,160 $14,320 $14,320 WQ 41030 City of Kingsville 2011-0123-MWD-E WQ 40932 The Lubrizol Corporation 2011-0014-IWD-E WQ 40909 San Antonio Water System 2010-2084-MWD-E BEXAR 8/13/2011 $22,500 $0 $0 $22,500 WQ 40373 The Meadows at Quail Run GP, LLC 2010-1488-WQ-E WILSON 8/13/2011 $2,400 $0 $2,400 $0 WQ 41012 Wolf Hollow I, L.P. 2011-0110-IWD-E HOOD 8/13/2011 $2,274 $0 $2,274 $0 BELL 8/13/2011 $5,880 $5,880 $0 $0 HUNT 8/13/2011 $6,664 $1,332 $5,332 $0 WQ 40344 City of Holland 2010-1448-MWD-E WQ 41066 Mallard Point WWTP, LLC 2011-0158-MWD-E WQ 41132 Dominion Homes, L.P. 2011-0239-WQ-E RANDALL 8/13/2011 $750 $150 $600 $0 WQ 41079 Lower Colorado River Authority 2011-0170-MWD-E *MULTIPLE 8/13/2011 $5,250 $1,050 $4,200 $0 WQ 40857 STOLTZ, ERIC 2010-2054-EAQ-E COMAL 8/13/2011 $6,000 $1,200 $4,800 $0 RODRIGUEZ, ROBERT L JR 2010-1994-SLG-E TRAVIS 8/13/2011 $1,020 $204 $816 $0 WQ 40838 WQ 40699 City of Azle 2010-1847-MWD-E TARRANT 8/13/2011 $37,160 $0 $0 $37,160 WQ 40947 Northampton Municipal Utility District 2011-0026-MWD-E HARRIS 8/13/2011 $36,465 $0 $0 $36,465 WQ 40930 Archdiocese of Galveston Houston 2011-0015-MWD-E MONTGOMERY 8/13/2011 $7,625 $0 $0 $7,625 WQ 37451 US Army Corps of Engineers 2009-0526-MWD-E *MULTIPLE 8/13/2011 $2,457 $0 $2,457 $0 LIMESTONE 8/27/2011 $5,490 $1,098 $4,392 $0 8/27/2011 $3,972 $794 $3,178 $0 WQ 40806 City of Thornton 2010-1977-MWD-E WQ 41267 City of Lovelady 2011-0351-MWD-E HOUSTON WQ 40751 City of Cisco 2010-1885-MWD-E EASTLAND 8/27/2011 $10,584 $0 $10,584 $0 WQ 41346 R & S Concrete, LLC 2011-0441-IWD-E HARRIS 8/27/2011 $1,560 $312 $1,248 $0 WQ 41561 Rose City Sand Corporation 2011-0681-WQ-E ORANGE 8/27/2011 $700 $0 $700 $0 POLK 8/27/2011 $1,540 $308 $1,232 $0 JOHNSON 8/27/2011 $5,440 $1,088 $4,352 $0 WQ 41051 Manki LLC 2011-0154-MWD-E WQ 41127 MPR Investments, LLC 2011-0217-MWD-E WQ 41422 Chilton Water Supply and Sewer Service Corporation 2011-0527-MWD-E FALLS 8/27/2011 $1,152 $0 $1,152 $0 WQ 41334 City of Oglesby 2011-0439-MWD-E CORYELL 8/27/2011 $4,740 $948 $3,792 $0 WQ 40969 City of Kyle * 2011-0047-MWD-E HAYS 8/27/2011 $20,000 $0 $20,000 $0 City of Montgomery 2010-1872-MWD-E MONTGOMERY $212 $0 WQ 40731 8/27/2011 $264 $52 Page 40 of 45 Singles Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date WQ Case No. 40980 Respondent Name La Joya Independent School District 2011-0070-MWD-E Docket# HIDALGO 8/27/2011 WQ 41315 PromiseLand San Marcos 2011-0409-EAQ-E HAYS 8/27/2011 BELL Penalty Assessed Penalty Deferred Payable Amount SEP Offset $0 $5,000 $1,000 $4,000 $1,000 $200 $800 $0 WQ 41563 Emmons Construction Management, L.C. 2011-0680-WQ-E 8/27/2011 $700 $0 $700 $0 WQ 38971 Ace Pumping & Septic Services, Inc. 2010-0060-SLG-E HOOD 8/27/2011 $12,305 $0 $12,305 $0 WQ 41054 Gray Utility Service, L.L.C. 2011-0160-MWD-E CHAMBERS 8/27/2011 $9,781 $1,956 $7,825 $0 WQ 34670 City of Munday 2010-1233-MWD-E KNOX 8/27/2011 $25,338 $25,338 $0 $0 WQ 39134 LANXESS Corporation 2010-0224-IWD-E ORANGE 8/27/2011 $20,824 $0 $10,412 $10,412 WQ 41491 Clarity Homes, LTD. 2011-0753-WQ-E PARKER 8/27/2011 $700 $0 $700 $0 WQ 41167 THE SALVATION ARMY 2011-0258-MWD-E ELLIS 8/27/2011 $5,140 $0 $5,140 $0 $4,268,730 Subtotal for WQ : 392 $619,234 $2,524,503 $1,124,993 9/26/2010 $3,780 $756 $3,024 $0 TOM GREEN 12/4/2010 $6,600 $0 $6,600 $0 TOM GREEN 12/24/2010 $1,050 $0 $1,050 $0 2010-0863-AGR-E HILL 2/5/2011 $8,940 $0 $8,940 $0 ERATH 2/5/2011 $525 $105 $420 $0 WWA 39242 BEYER, JIMMY GAYLON 2010-0341-AGR-E ERATH WWA 38487 Salvador G. Gonzalez dba Gonzalez Dairy 2009-1604-AGR-E WWA 39279 LOZANO, JULIO CESAR 2010-0362-AGR-E WWA 39755 STRONA, ROBERT WILLIAM WWA 39648 HAEDGE, STANLEY 2010-0744-AGR-E WWA 39872 RODRIGUEZ, JAMES MICHAEL 2010-0974-AGR-E TOM GREEN 2/20/2011 $4,955 $991 $3,964 $0 WWA 39887 DERIDDER, PETER WILFRIDUS 2010-0986-AGR-E *MULTIPLE 2/20/2011 $14,183 $2,836 $11,347 $0 WWA 40442 PACK, JIMMY DON * 2010-1565-AGR-E ERATH 3/19/2011 $2,440 $488 $1,952 $0 WWA 40384 SUBLETT, NICKIE JOE 2010-1507-AGR-E HAMILTON 4/18/2011 $1,240 $248 $992 $0 ERATH 5/8/2011 $2,520 $504 $2,016 $0 $520 $2,080 $0 WWA 40798 WYLY, RANDY EARL 2010-1938-AGR-E WWA 39057 SUBLETT, NICKIE JOE 2010-0144-AGR-E HAMILTON 5/8/2011 $2,600 WWA 39809 COUMANS, RENE 2010-0913-AGR-E HOPKINS 7/31/2011 $4,730 $0 $4,730 $0 WWA 40885 KOLLER, CHRISTINA * 2010-2045-AGR-E CAMP 8/27/2011 $1,900 $380 $1,520 $0 $48,635 $0 $55,463 Subtotal for WWA : 13 Total for Singles Programs : 1,517 $19,032,854 $6,828 $2,419,230 $11,901,073 $4,712,551 Page 41 of 45 Multi-Media Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date MM 38552 PILLAI, RAMESH 2009-1694-MLM-E MADISON 9/10/2010 MM 37668 VU, KEVIN 2009-0781-MLM-E LIMESTONE Deluxe Auto Parts, L.L.C. 2009-1797-MLM-E NUECES MM Case No. 38636 Respondent Name Docket# Penalty Assessed Penalty Deferred Payable Amount SEP Offset $4,725 $0 $4,725 $0 9/26/2010 $2,050 $410 $1,640 $0 9/26/2010 $7,350 $1,470 $5,880 $0 $0 MM 39997 JENNINGS, TIM W 2010-1121-WOC-E JONES 9/26/2010 $210 $0 $210 MM 38860 Indian Petro Corp. 2009-2034-MLM-E SAN JACINTO 9/26/2010 $16,836 $3,367 $13,469 $0 MM 39996 MITCHELL, FRED A 2010-1120-WOC-E JOHNSON 9/26/2010 $210 $0 $210 $0 MM 39425 Capitol Products, Inc. 2010-0511-MLM-E WILLIAMSON 10/15/2010 $6,000 $1,200 $4,800 $0 Chevron Phillips Chemical Company LP 2010-0550-UIC-E HUTCHINSON 10/25/2010 $10,000 $2,000 $8,000 $0 $0 MM 39468 MM 40146 TOWNSEND, TOM N 2010-1271-WOC-E 10/25/2010 $210 $0 $210 MM 39303 Byung Gue Lee 2010-0386-DCL-E TARRANT 10/25/2010 $5,087 $1,017 $4,070 $0 MM 39458 B & G Dirt & Construction LLC 2010-0540-MLM-E HARDIN 10/25/2010 $2,042 $408 $1,634 $0 MM 39618 MANOY, DOROTHY 2010-0726-MLM-E SABINE 10/25/2010 $2,191 $438 $1,753 $0 BASTROP 11/14/2010 $10,758 $0 $10,758 $0 BURLESON 11/15/2010 $10,115 $2,023 $8,092 $0 MM 38192 NOLAN, CLARENCE LEE 2009-1347-MLM-E MM 38852 Fikes Wholesale, Inc. 2009-2057-MLM-E MM 39437 GLEN R BONDS DBA BONDS SEPTIC SERVICES 2010-0521-MLM-E WALLER 11/15/2010 $5,870 $1,174 $4,696 $0 MM 39750 ROBERTSON, JERRY L 2010-0853-MLM-E ORANGE 11/15/2010 $2,684 $536 $2,148 $0 MM 38702 AMK Enterprises, LLC 2009-1844-MLM-E BANDERA 12/4/2010 $2,550 $510 $2,040 $0 BROWN MM 39754 SPECK, AARON LEE * 2010-0865-AGR-E 12/4/2010 $16,147 $3,229 $12,918 $0 MM 39193 TILLERY, RICHARD L 2010-0267-MLM-E SABINE 12/5/2010 $24,800 $0 $24,800 $0 MM 40510 JORDAN, DENNIS 2010-1653-WOC-E DENTON 12/25/2010 $210 $0 $210 $0 MM 39690 City of Kirbyville 2010-0783-MLM-E JASPER 12/25/2010 $2,617 $523 $2,094 $0 MM 39066 Del Webb Texas Limited Partnership 2010-0168-MLM-E WILLIAMSON 12/25/2010 $30,225 $6,045 $24,180 $0 HUNT 12/25/2010 $210 $0 $210 $0 TRAVIS 2/5/2011 $6,300 $1,260 $5,040 $0 MM 40486 ANDERSON, JOHNNIE L 2010-1624-WOC-E MM 38807 Kinser Ranch, LLC 2009-1937-MLM-E MM 39980 RTI Hot Mix, Ltd. 2010-1092-MLM-E HAYS 2/5/2011 $3,300 $660 $2,640 $0 MM 40628 KING, ZACHARY A 2010-1800-WOC-E HAYS 2/5/2011 $210 $0 $210 $0 MM 39172 Villarreal, Leticia 2010-0264-MLM-E BROOKS 2/5/2011 $4,500 $900 $3,600 $0 MCLENNAN MM 37555 City of Mart 2009-0639-MLM-E 2/5/2011 $22,164 $0 $22,164 $0 MM 38767 Winger Machine & Tool, Inc. 2009-2004-MLM-E TOM GREEN 2/20/2011 $13,490 $0 $13,490 $0 MM 39866 DUNCAN, FRANKLIN 2010-0988-MLM-E VAL VERDE 2/20/2011 $6,770 $1,354 $5,416 $0 MM 38877 City of Dallas Water Utilities 2009-2053-WQ-E DALLAS 2/20/2011 $9,500 $0 $0 $9,500 MM 39838 City of Roscoe 2010-0938-MLM-E NOLAN 2/20/2011 $2,100 $420 $1,680 $0 LA SALLE MM 40740 NAZARIO SANCHEZ JR 2010-1905-WOC-E 2/20/2011 $210 $0 $210 $0 MM 39675 Garrett Construction Co. 2010-0809-MLM-E SAN PATRICIO 2/20/2011 $8,312 $1,662 $6,650 $0 MM 40342 Panola-Bethany Water Supply Corporation 2010-1451-MLM-E PANOLA 3/7/2011 $3,014 $602 $2,412 $0 MM 40441 City of Cedar Hill 2010-1561-WQ-E DALLAS 3/7/2011 $5,110 $0 $5,110 $0 MM 39893 City of Del Rio 2010-1028-MLM-E VAL VERDE 3/7/2011 $2,905 $581 $2,324 $0 Citgo Refining and Chemicals Company L.P. 2009-1714-MLM-E NUECES $151,647 $151,647 MM 38567 3/7/2011 $303,294 $0 Page 42 of 45 Multi-Media Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date MM 40179 Keith Roy dba Keiths Stump Grinding 2010-1321-MLM-E JASPER 3/7/2011 MM 40138 H & H Iron and Metal, Inc. 2010-1262-MLM-E NUECES Ronald West, L.L.C. 2008-1371-MLM-E LIMESTONE MM Case No. 36439 Respondent Name Docket# Penalty Assessed Penalty Deferred Payable Amount SEP Offset $1,865 $373 $1,492 $0 3/19/2011 $8,250 $0 $8,250 $0 4/18/2011 $1,800 $0 $1,800 $0 MM 38538 Swindle, Gregory * 2009-1678-MLM-E TOM GREEN 4/18/2011 $13,436 $0 $6,718 $6,718 MM 40214 Buckley Oil Company 2010-1343-DCL-E WICHITA 4/18/2011 $12,600 $2,520 $10,080 $0 MM 40482 LUCAS, MATTHEW 2010-1617-MLM-E TRAVIS 4/18/2011 $3,750 $750 $3,000 $0 MM 40943 MONROE, DEXTER 2011-0041-WOC-E HENDERSON 4/18/2011 $210 $0 $210 $0 MM 40331 Mc-OO Inc 2010-1442-MLM-E JEFFERSON 4/18/2011 $6,250 $1,250 $5,000 $0 MM 36501 BELL, WILLIAM CARL 2008-1590-MLM-E KAUFMAN 4/18/2011 $5,291 $1,691 $3,600 $0 MM 38282 Arthur E Longron 2009-1383-MLM-E ORANGE 5/8/2011 $2,499 $0 $2,499 $0 MM 40672 SMITH, WILLIAM DONALD 2010-1815-UTL-E HARRIS 5/8/2011 $1,278 $254 $1,024 $0 MM 40702 J&S Water Company, L. L. C. 2010-1848-UTL-E HARRIS 5/8/2011 $873 $174 $699 $0 Bailey Bark Materials, Inc. 2010-1370-MLM-E NACOGDOCHES 5/8/2011 $1,040 $208 $832 $0 MM 40257 MM 40428 City Of Midland 2010-1549-MLM-E MIDLAND 5/8/2011 $11,200 $2,240 $0 $8,960 MM 38977 SHILOH RIDGE WATER SUPPLY CORPORATION 2010-0061-MLM-E POLK 5/8/2011 $7,282 $0 $7,282 $0 MM 39601 TILLERY, RICHARD L 2010-0797-MLM-E SABINE 5/8/2011 $7,646 $0 $7,646 $0 MM 40614 MORRIS, LESLIE L 2010-1762-UTL-E HARRIS 5/22/2011 $388 $77 $311 $0 WILLIAMSON 5/22/2011 $17,060 $0 $17,060 $0 HARRIS 5/22/2011 $388 $77 $311 $0 MM 40280 Austin Equipment Company, LC 2010-1395-MLM-E MM 40573 Country Terrace Water Company, Inc. 2010-1745-UTL-E MM 41046 SINQUEFIELD, DONALD H 2011-0157-WOC-E HUNT 5/22/2011 $210 $0 $210 $0 MM 40578 PHAM, HUNG T 2010-1728-UTL-E HARRIS 5/22/2011 $428 $85 $343 $0 MM 40644 Bayou Forest Village, Inc. 2010-1790-UTL-E HARRIS 5/22/2011 $404 $80 $324 $0 ANGELINA 5/22/2011 $210 $0 $210 $0 MM 41154 COURTNEY, EDDIE 2011-0254-WOC-E MM 41155 PUSTKA, EDWARD 2011-0255-WOC-E LAVACA 5/22/2011 $210 $0 $210 $0 MM 40620 ADAMOLI, MARK * 2010-1766-UTL-E HARRIS 5/22/2011 $444 $88 $356 $0 MM 40677 SOLHJOU, BAHRAM 2010-1832-UTL-E HARRIS 5/22/2011 $388 $77 $311 $0 MM 40669 Trejo, Joe * 2010-1820-MLM-E LAMB 5/22/2011 $4,992 $998 $3,994 $0 BELL 5/28/2011 $2,100 $0 $2,100 $0 MM 38285 The Family of God, of Abilene, Texas * 2009-1430-MLM-E MM 39939 SETX Clearwater Environmental LLC 2010-1047-MLM-E JEFFERSON 6/20/2011 $4,250 $0 $4,250 $0 MM 40220 Shell Oil Company 2010-1351-MLM-E HARRIS 6/20/2011 $158,450 $0 $79,225 $79,225 MM 41210 OSBORN, DELTON K 2011-0305-WOC-E GARZA 6/20/2011 $210 $0 $210 $0 MM 37201 Beacon Estates Water Supply Corporation 2009-1545-MLM-E WALLER 6/20/2011 $16,997 $16,997 $0 $0 Ramblewood Utility & Water Supply Corporation 2010-1727-UTL-E HARRIS 6/20/2011 $420 $84 $336 $0 MM 40580 MM 39181 Veolia ES Technical Solutions, L.L.C. 2010-0272-MLM-E JEFFERSON 6/20/2011 $17,840 $0 $8,920 $8,920 MM 40450 Cray Valley USA, LLC 2010-1580-MLM-E HARRIS 6/20/2011 $18,213 $3,642 $14,571 $0 MM 42486 PENNER, JERRY D 2009-0386-OSS-E ELLIS 6/20/2011 $0 $0 $0 $0 MM 38508 Wayman Grigson 2009-1650-MLM-E TOM GREEN 6/20/2011 $7,811 $0 $7,811 $0 MM 40558 CARTER GLASSBLOWING, INC. 2010-1702-MLM-E DENTON 6/20/2011 $31,000 $6,200 $24,800 $0 Page 43 of 45 Multi-Media Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM County Order Date MM Case No. 40096 Webb County Respondent Name 2010-1283-MLM-E Docket# WEBB 7/2/2011 MM 41329 MOSS, CHRISTOPHER D JR 2011-0419-WOC-E HARRIS MM 41022 Akzo Nobel Surface Chemistry LLC 2011-0120-UIC-E FORT BEND Penalty Assessed Penalty Deferred Payable Amount SEP Offset $1,447 $0 $1,447 $0 7/2/2011 $210 $0 $210 $0 7/2/2011 $7,162 $1,432 $5,730 $0 MM 40678 The Commons Water Supply, Inc. 2010-1833-UTL-E HARRIS 7/2/2011 $436 $87 $349 $0 MM 40889 SANJUAN, BENJAMIN 2010-2050-UTL-E HARRIS 7/2/2011 $535 $107 $428 $0 MM 40823 City Market Sun City, Inc 2010-1970-PST-E WILLIAMSON 7/2/2011 $1,575 $315 $1,260 $0 MM 41324 MICAN, JOHNNY 2011-0418-WOC-E LAVACA 7/2/2011 $210 $0 $210 $0 MM 39521 REYES, ANTONIO 2010-0606-MLM-E CALDWELL 7/10/2011 $1,574 $0 $1,574 $0 MM 40110 Otila Tillie Grimes 2010-1226-MLM-E *MULTIPLE 7/10/2011 $24,705 $0 $24,705 $0 MM 34557 Patrick Yong Soo Shin 2010-1646-DCL-E DALLAS 7/22/2011 $7,374 $0 $7,374 $0 MM 40468 HUTCHESON, CECIL D 2010-1596-WOC-E LUBBOCK 7/22/2011 $625 $0 $625 $0 MM 34921 Patrick Yong Soo Shin 2010-1647-DCL-E DALLAS 7/22/2011 $7,281 $0 $7,281 $0 JEFFERSON 7/22/2011 $10,468 $0 $10,468 $0 HARDIN 7/22/2011 $2,134 $0 $2,134 $0 MM 40104 EnviroGreen Recovery Solutions LLC 2010-1224-MLM-E MM 40439 BEVERLIN, TERRY 2010-1562-MLM-E MM 40976 L C WHOLESALE PALLET, LLC 2011-0058-WQ-E ERATH 7/31/2011 $4,000 $800 $3,200 $0 MM 41001 CHANDLER, JASON 2011-0093-MLM-E NACOGDOCHES 7/31/2011 $1,954 $390 $1,564 $0 MM 40575 Beau Ray, Inc. 2010-1736-UTL-E HARRIS 7/31/2011 $428 $85 $343 $0 SAN PATRICIO 7/31/2011 $9,980 $0 $0 $9,980 BEXAR 7/31/2011 $5,475 $1,095 $4,380 $0 MM 39944 City of Mathis 2010-1043-MLM-E MM 40972 D & D Contractors, Inc. 2011-0055-MLM-E MM 39388 Evergreen Enterprises, Inc. 2010-0478-MLM-E TRAVIS 7/31/2011 $11,356 $0 $11,356 $0 MM 40581 City of Wills Point 2010-1721-MLM-E VAN ZANDT 7/31/2011 $14,606 $2,921 $0 $11,685 MM 41243 Brittany Hill Water Association, Inc. 2011-0357-MLM-E DENTON 8/13/2011 $567 $113 $454 $0 STEPHENS 8/13/2011 $2,230 $446 $1,784 $0 MM 41219 Badger Rotary Drilling LLC DBA Badger Oilfield Construction 2011-0317-MLM-E MM 41197 Ernest Yanez Sr. 2011-0293-MLM-E REFUGIO 8/13/2011 $2,313 $462 $1,851 $0 MM 41045 NORMA KLUNA 2011-0140-MLM-E WALLER 8/13/2011 $2,114 $422 $1,692 $0 MM 40888 Aqua Texas, Inc. 2010-2047-UTL-E HARRIS 8/13/2011 $1,337 $267 $1,070 $0 MM 39312 City Of Robert Lee 2010-0417-MLM-E COKE 8/13/2011 $28,940 $0 $0 $28,940 MM 40695 Krebs Utilities, Inc. 2010-1835-UTL-E HARRIS 8/20/2011 $508 $0 $508 $0 HARRIS 8/20/2011 $452 $0 $452 $0 HARRIS 8/20/2011 $436 $0 $436 $0 MM 40601 Krebs Utilities, Inc. 2010-1753-UTL-E MM 40602 Krebs Utilities, Inc. 2010-1752-UTL-E MM 41681 HERNANDEZ, BEATRICE 2011-0826-WOC-E JONES 8/27/2011 $210 $0 $210 $0 MM 40660 Harris County Water Corporation 2010-1803-UTL-E HARRIS 8/27/2011 $315 $63 $252 $0 MM 40771 Country Terrace Water Company, Inc. 2010-1911-UTL-E HARRIS 8/27/2011 $303 $60 $243 $0 WILSON, MELVIN E 2011-0789-WOC-E HUNT 8/27/2011 $210 $0 $210 $0 $210 $0 MM MM 41682 41670 WILLIAMS, LARRY R 2011-0795-WOC-E JONES Total for Multi-Media Programs : 111 Total for all Programs : 1,628 8/27/2011 1,075,639 20,108,493 $0 $210 78,719 2,497,949 681,345 12,582,418 315,575 315,575 5,028,126 Page 44 of 45 Multi-Media Programs Appendix 7: List of Administrative Orders Issued FY2011 Date Range Selected : 09/01/2010 - 08/31/2011 PGM Case No. Respondent Name Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset Summary of SEPs: Total Orders : Orders with SEPs : Orders with SEPs % : Orders with SEP Offset % : * 1628 222 13.6 28.6 There are Multiple Respondent Names associated to this Case No. Page 45 of 45 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program Date Range Selected : PGM Case No. AQ 40863 09/01/2010 - 08/31/2011 Respondent Name Huntsman Petrochemical, LLC POLLUTION PREVENTION AQ 41189 Flint Hills Resources Port Arthur, LLC POLLUTION PREVENTION AQ Motiva Enterprises LLC 40397 POLLUTION PREVENTION Effective Date 08/13/2011 Ratio 1.00:1 Assessed Amt 10,000.00 Deferred Amt 2,000.00 Payable Amt 4,000.00 SEP funds will be used by the Third-Party Recipient to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring, and for the cost of operating, maintaining, and periodically upgrading or adding to these air monitoring stations along with ancillary equipment approved by TCEQ. Performing Party shall ensure that the data is validated and sent to TCEQ's Leading Environmental Analysis and Display (LEADS) system. All costs associated with the collection, transfer, and formatting of these data to be compatible with the LEADS system is the responsibility of the Third-Party Recipient. 08/27/2011 1.00:1 10,000.00 2,000.00 4,000.00 Conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency such as by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. 05/08/2011 1.00:1 85,125.00 17,025.00 34,050.00 Performing Party shall use SEP Funds to perform energy efficiency upgrade on public buildings and infrastructure. Specifically, SEP Funds may only be used for: 1) the cost of conducting energy efficiency audits; 2) the incremental cost for construction or implementation of energy-efficiency upgrades (versus the cost of non-energy efficiency upgrades); 3) the incremental cost of purchase of equipment or appliances that are more energy-efficient (versus the cost of purchasing 10nenergy efficient equipment or appliances); or 4) other direct costs authorized in advance by TCEQ. SEP Cost SEP Offset 4,000.00 4,000.00 4,000.00 4,000.00 4,000.00 4,000.00 4,000.00 4,000.00 34,050.00 34,050.00 34,050.00 34,050.00 SEP Funds may only be used for the direct cost of performing this project and no portion will be spent on administrative costs. For items 2, 3, and 4 above, Performing Party shall submit a budget and proposals for expenditure to TCEQ for written approval prior to the use of SEP Funds. AQ DCP Midstream, LP 41184 POLLUTION PREVENTION AQ 39718 Veolia ES Technical Solutions, L.L.C. * September 12, 2011 08/13/2011 1.00:1 10,179.00 0.00 5,090.00 The contribution will be used to reimburse local school districts for the cost of retrofitting or replacing school buses with cleaner technology buses to reduce air pollution emissions. 12/04/2010 1.00:1 22,100.00 4,420.00 8,840.00 5,089.00 5,089.00 5,089.00 5,089.00 8,840.00 8,840.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 1 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ 40834 Southern Union Pipeline, Ltd. POLLUTION PREVENTION The Respondent shall contribute the SEP amount to the Third-Party Recipient named above. The contribution will be to the Southeast Texas Regional Planning Commission to be used for the West Port Arthur Home Energy Efficiency Program as set forth in the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Performing Party shall use SEP funds to assist low-income residents in the West Port Arthur area by: 1) conducting home energy audits; 2) weatherizing homes to improve energy efficiency; and/or 3) repairing or replacing heating/cooling systems and major appliances with new, energy-efficient equipment. Weatherizing homes may include costs of caulking openings as well as insulating walls, floors, and attics in homes. Any heating/cooling systems or major appliances that are replaced must be scrapped and must not be reused in any way. Performing Party shall use consistent and reliable criteria for determining the low-income status of residents assisted with SEP funds. 07/31/2011 1.00:1 7,250.00 1,450.00 2,900.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. RC&D shall disburse funds to school districts, area transit agencies, or local governments on a needs-rated basis, using non-attainment area status, condition of buses, or economic status of recipient as possible rating factors if competition for funds exists. 8,840.00 8,840.00 2,900.00 2,900.00 2,900.00 2,900.00 Minimum Contribution: $1,500 AQ 40987 SABINA PETROCHEMICALS LLC 07/31/2011 POLLUTION PREVENTION AQ DCP Midstream, LP 39883 POLLUTION PREVENTION * September 12, 2011 1.00:1 44,000.00 8,800.00 17,600.00 Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas Air Research Center for the Flare Minimization and Air Quality Modeling project. The contribution will be used in accordance with the Supplemental Environmental Project executed on October 30, 2009, between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, the SEP Offset Amount will be used for advanced modeling involving utilizing optimization and plant-wide dynamic simulation to cause reductions in flaring during turnaround operations at industrial facilities. Flaring during turnaround operations (startups and shutdowns) at industrial facilities is a substantial source of both volatile organic compounds (VOCs) and highly reactive volatile organic compounds (HRVOCs), and flaring results in considerable loss of energy and resources. Reductions in VOC and HRVOC emissions are expected to occur primarily through reducing the duration of turnar 03/07/2011 1.00:1 363,829.00 72,765.00 145,532.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 17,600.00 17,600.00 17,600.00 17,600.00 145,532.00 145,532.00 145,532.00 145,532.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 2 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program AQ 40312 Huntsman Petrochemical Corporation POLLUTION PREVENTION AQ 38480 Turner Industries Group, L.L.C. POLLUTION PREVENTION AQ 40696 Valero Refining-Texas, L.P. POLLUTION PREVENTION 07/02/2011 1.00:1 10,000.00 2,000.00 4,000.00 SEP funds will be used by the Third-Party Recipient to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring, and for the cost of operating, maintaining, and periodically upgrading or adding to these air monitoring stations along with ancillary equipment approved by TCEQ. Performing Party shall ensure that the data is validated and sent to TCEQ's Leading Environmental Analysis and Display (LEADS) system. All costs associated with the collection, transfer, and formatting of these data to be compatible with the LEADS system is the responsibility of the Third-Party Recipient. 04/18/2011 4,000.00 4,000.00 7,250.00 7,250.00 7,250.00 7,250.00 7,250.00 06/20/2011 4,000.00 4,000.00 4,000.00 4,000.00 164,711.00 164,710.00 164,710.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be used by Brazoria County for the Brazoria County Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. The Third-Party Recipient shall use SEP funds to: 1) retire current diesel powered or gasoline-powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled or low-emission vehicles or equipment; 2) convert current vehicles and equipment to alternative-fueled vehicles or equipment; or 3) retrofit current gasoline-powered and diesel-powered vehicles and equipment to decrease emissions from those sources. SEP funds may only be used for: 1) the incremental costs of purchase of alternative-fueled or lower emission vehicles or equipment or retrofit of existing vehicles or equipment; 2) the incremental cost of purchase of alternative fuels versus regular gasoline or diesel fuels; or 3) 164,710.00 164,710.00 18,000.00 18,000.00 1.00:1 10,000.00 3,625.00 4,000.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Abandoned Tire Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 1.00:1 18,125.00 4,000.00 2,000.00 4,000.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. RC&D shall disburse funds to school districts, area transit agencies, or local governments on a needs-rated basis, using non-attainment area status, condition of buses, or economic status of recipient as possible rating factors if competition for funds exists. Minimum Contribution: $1,500 AQ INEOS USA LLC 40310 POLLUTION PREVENTION AQ AET Inc Limited 39614 * September 12, 2011 06/20/2011 08/27/2011 1.00:1 1.00:1 411,776.00 82,355.00 36,000.00 0.00 18,000.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 3 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION REDUCTION AQ DCP Midstream, LP 39691 POLLUTION PREVENTION AQ Sherwin Alumina, L.P. 40562 POLLUTION PREVENTION The SEP Offset Amount shall be used to perform energy efficiency upgrades on public buildings and infrastructure. Specifically, the SEP Offset Amount may only be used for: 1) the cost of conducting energy efficiency audits; 2) the incremental cost for construction or implementation of energy-efficiency upgrades (versus the cost of non-energy efficiency upgrades); 3) the incremental cost of purchase of equipment or appliances that are more energy-efficient (versus the cost of purchasing non-energy efficient equipment or appliances); or 4) other direct costs authorized in advance and in writing by TCEQ. The SEP Offset Amount may only be used for the direct cost of performing this project and no portion will be spent on administrative costs. For items 2, 3, and 4 above, the Third-Party Administrator shall submit a budget and proposals for expenditure to TCEQ for written approval prior to the use of the SEP Offset Amount. 02/20/2011 1.00:1 55,350.00 11,070.00 22,140.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 05/08/2011 1.00:1 4,550.00 910.00 1,820.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. RC&D shall disburse funds to school districts, area transit agencies, or local governments on a needs-rated basis, using non-attainment area status, condition of buses, or economic status of recipient as possible rating factors if competition for funds exists. 18,000.00 18,000.00 22,140.00 22,140.00 22,140.00 22,140.00 1,820.00 1,820.00 1,820.00 1,820.00 8,000.00 8,000.00 8,000.00 8,000.00 2,510.00 2,510.00 Minimum Contribution: $1,500 AQ 40706 Flint Hills Resources Port Arthur, LLC POLLUTION PREVENTION AQ 41213 LANXESS Corporation * September 12, 2011 06/20/2011 1.00:1 20,000.00 4,000.00 8,000.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 08/27/2011 1.00:1 6,275.00 1,255.00 2,510.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 4 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION Specifically, the SEP Offset Amount will be used to perform energy efficiency upgrades on public buildings and infrastructure. The SEP Offset Amount may only be used for: (1) the cost of conducting energy efficiency audits; (2) the incremental cost for construction or implementation of energy-efficiency upgrades (versus the cost of non-energy efficiency upgrades); (3) the incremental cost of purchase of equipment or appliances that are more energy-efficient (versus the cost of purchasing non-energy efficient equipment or appliances); or (4) other direct costs authorized in advance by TCEQ. The SEP Offset Amount may only be used for the direct cost of performing this project and no portion will be spent on administrative costs. For items 2, 3, and 4 above, Performing Party shall submit a budget and proposals for expenditure to TCEQ for written approval prior to the use of SEP Funds. 2,510.00 2,510.00 Modifications may include but are not limited to weatherization; energy-reduction modifications such a AQ 40866 LyondellBasell Acetyls, LLC POLLUTION PREVENTION AQ 40953 Enterprise Products Operating LLC POLLUTION PREVENTION AQ 40313 ISP Technologies Inc. * September 12, 2011 07/31/2011 1.00:1 17,175.00 0.00 8,588.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. 07/02/2011 1.00:1 2,625.00 525.00 1,050.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. 05/08/2011 1.00:1 5,250.00 1,050.00 2,100.00 8,587.00 8,587.00 8,587.00 8,587.00 1,050.00 1,050.00 1,050.00 1,050.00 2,100.00 2,100.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 5 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION 2,100.00 2,100.00 2,579.00 2,579.00 2,579.00 2,579.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 40352 Enterprise Products Operating LLC POLLUTION PREVENTION AQ City of Austin 41182 POLLUTION PREVENTION AQ 39643 Akzo Nobel Surface Chemistry LLC * September 12, 2011 03/19/2011 1.00:1 6,448.00 1,289.00 2,580.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Barbers Hill Independent School District for the Alternative Fueled Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 08/13/2011 0.00 1,500.00 1,500.00 Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to the Austin Parks Foundation for the Restoration and Rehabilitation of the Barton Springs Pool Bypass Tunnel. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Third-Party Recipient and the TCEQ (the "Project"). The deteriorated condition of the Barton Springs Pool Bypass tunnel results in a significant increase of pollutants from urban runoff into the pool. Specifically, this SEP will restore and rehabilitate the Barton Springs Pool bypass tunnel inlet grate and outlet valve by providing funds for the engineering design, materials and construction activities to repair the tunnel. 1,500.00 1,500.00 7,980.00 7,980.00 02/05/2011 1.00:1 1.00:1 1,875.00 15,960.00 375.00 0.00 7,980.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 6 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Houston-Galveston AERCO for the Clean Cities/Clean Vehicles Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality Funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 7,980.00 7,980.00 41164 TOTAL PETROCHEMICALS USA, 08/27/2011 1.00:1 10,000.00 2,000.00 4,000.00 INC. SEP Funds will be used to conduct home energy audits, to make POLLUTION PREVENTION repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 4,000.00 4,000.00 4,000.00 4,000.00 POLLUTION PREVENTION AQ AQ 40329 The Dow Chemical Company POLLUTION PREVENTION AQ 40432 E. I. du Pont de Nemours and Company * September 12, 2011 38,790.00 38,790.00 38,790.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be used by Brazoria County for the Brazoria County Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. The Third-Party Recipient shall use SEP funds to: 1) retire current diesel powered or gasoline-powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled or low-emission vehicles or equipment; 2) convert current vehicles and equipment to alternative-fueled vehicles or equipment; or 3) retrofit current gasoline-powered and diesel-powered vehicles and equipment to decrease emissions from those sources. SEP funds may only be used for: 1) the incremental costs of purchase of alternative-fueled or lower emission vehicles or equipment or retrofit of existing vehicles or equipment; 2) the incremental cost of purchase of alternative fuels versus regular gasoline or diesel fuels; or 3) 05/08/2011 38,790.00 38,790.00 11,070.00 11,070.00 04/18/2011 1.00:1 1.00:1 96,975.00 27,675.00 19,395.00 5,535.00 11,070.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 7 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ 40427 Chevron Phillips Chemical Company LP POLLUTION PREVENTION AQ 39926 Gulf Coast Waste Disposal Authority POLLUTION PREVENTION AQ 38258 Mobil Chemical Company Inc. * September 12, 2011 11,070.00 11,070.00 2,060.00 2,060.00 2,060.00 2,060.00 0.00 13,680.00 13,680.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Houston-Galveston AERCO for the Clean Cities/Clean Vehicles Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality Funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 13,680.00 13,680.00 5,040.00 5,040.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Air Quality Research Center at Lamar University for the Flare Speciation and Air Quality Modeling project to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for advanced modeling and simulations to identify the VOC species generated and emitted from industrial flares at chemical process facilities under various operating conditions and environmental conditions as well as determine the Combustion Efficiency (CE) and Destruction and Removal Efficiency (DRE). All monies contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 04/18/2011 1.00:1 5,150.00 1,030.00 2,060.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. 03/07/2011 05/08/2011 1.00:1 1.00:1 17,100.00 12,600.00 3,420.00 2,520.00 5,040.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 8 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ 40047 Chevron Phillips Chemical Company LP POLLUTION PREVENTION The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. 03/07/2011 1.00:1 10,000.00 2,000.00 4,000.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Barbers Hill Independent School District for the Alternative Fueled Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 5,040.00 5,040.00 4,000.00 4,000.00 4,000.00 4,000.00 7,180.00 7,180.00 7,180.00 7,180.00 1,420.00 1,420.00 SEP funds will only be used for the incremental costs of purchase of clean fuel or lower-emission vehicles or retrofit of existing vehicles and for the purchase of these cleaner burning fuels. AQ 39698 Formosa Plastics Corporation, Texas POLLUTION PREVENTION AQ DCP Midstream, LP 39493 * September 12, 2011 12/04/2010 1.00:1 17,950.00 3,590.00 7,180.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas RC&D for the Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 09/26/2010 1.00:1 3,550.00 710.00 1,420.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 9 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ 39574 Chevron Phillips Chemical Company LP POLLUTION PREVENTION AQ 40154 The Dow Chemical Company POLLUTION PREVENTION AQ 40871 Houston Refining LP * September 12, 2011 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Keep Odessa Beautiful for the Household Hazardous Waste, Tire Collection, and Recycling program to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will be used to provide citizens and schools with a no-cost safe and convenient opportunity to properly dispose of harmful chemicals, and to prevent illegal dumping of tires. The following types of materials will be accepted: batteries, oil and oil filters, paints, household and/or school chemicals, and used tires. The items collected in these events will be either reused or properly disposed. Citizens may 'reuse' unused portions of properly labeled and handled chemical products through the reusable materials exchange. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. This project will be administered in accordance with federal, state, and local environmental laws and regulations. 04/18/2011 1.00:1 235,330.00 47,066.00 94,132.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. Benefit: Helps rid communities of the dangers and health threats associated with illegal tire sites. Eligible Counties: All counties in the state of Texas that are within the boundaries of one of the 23 RC&D Areas in the state of Texas. 03/07/2011 1.00:1 10,000.00 2,000.00 4,000.00 1,420.00 1,420.00 94,132.00 94,132.00 94,132.00 94,132.00 4,000.00 4,000.00 4,000.00 4,000.00 4,000.00 4,000.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be used by Brazoria County for the Brazoria County Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. The Third-Party Recipient shall use SEP funds to: 1) retire current diesel powered or gasoline-powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled or low-emission vehicles or equipment; 2) convert current vehicles and equipment to alternative-fueled vehicles or equipment; or 3) retrofit current gasoline-powered and diesel-powered vehicles and equipment to decrease emissions from those sources. SEP funds may only be used for: 1) the incremental costs of purchase of alternative-fueled or lower emission vehicles or equipment or retrofit of existing vehicles or equipment; 2) the incremental cost of purchase of alternative fuels versus regular gasoline or diesel fuels; or 3) other direct expenses authorized in advance and in writing by TCEQ. 07/31/2011 1.00:1 10,000.00 2,000.00 4,000.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 10 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION Performing Party shall use SEP Funds to perform energy efficiency upgrades on public buildings and infrastructure. Specifically, SEP Funds may only be used for: 1) the cost of conducting energy efficiency audits; 2) the incremental cost for construction or implementation of energy-efficiency upgrades (versus the cost of non-energy efficiency upgrades); 3) the incremental cost of purchase of more energy-efficient equipment or appliances (versus the cost of purchasing non-energy efficient equipment or appliances); or 4) other direct costs authorized in advance by TCEQ. 4,000.00 4,000.00 Environmental Benefits: reduce fuel and electricity usage for heating and cooling and other day-to-day operations. These reductions will reduce emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel and generation of electricity. AQ 39585 ConocoPhillips Company POLLUTION PREVENTION 11/15/2010 1.00:1 70,000.00 0.00 35,000.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative-fueled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 35,000.00 35,000.00 35,000.00 35,000.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 39367 Maximus Coffee Group, LP POLLUTION PREVENTION AQ 38788 Exxon Mobil Corporation * September 12, 2011 11/15/2010 3,424.00 3,424.00 3,424.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be used by Harris County for the Ambient Air Pollutants Monitoring Study as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used to install or retrofit, operate, maintain, and potentially expand air monitoring stations in Harris County to continuously monitor ambient air for total non-methane hydrocarbons and hazardous air pollutants (HAPs). Specifically, SEP funds will be used to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 3,424.00 3,424.00 30,000.00 30,000.00 03/19/2011 1.00:1 1.00:1 8,560.00 1,712.00 60,000.00 0.00 30,000.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 11 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION REDUCTION AQ 39565 Exxon Mobil Corporation POLLUTION PREVENTION Respondent shall contribute the SEP offset Amount to the Third-Party Administrator named above. The contribution will be to Barbers Hill Independent School District (Barbers Hill ISD) for the Vehicle and Equipment Program. The contribution will be used in accordance with the Supplemental Environmental Project between Barbers Hill ISD and the Texas Commission on Environmental Quality (TCEQ). The Third-Party Administrator shall 1) retire current diesel-powered or gasoline-powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled or low-emission vehicles/equipment; 2) convert current vehicles and equipment to alternative-fueled vehicles/equipment; or 3) retrofit current gasoline-powered and diesel-powered vehicles and equipment to decrease emissions from those sources. 04/18/2011 1.00:1 80,000.00 0.00 40,000.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Barbers Hill Independent School District for the Alternative Fueled Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 30,000.00 30,000.00 40,000.00 40,000.00 40,000.00 40,000.00 2,600.00 2,600.00 2,600.00 2,600.00 8,680.00 8,680.00 8,680.00 8,680.00 9,300.00 9,300.00 SEP funds will only be used for the incremental costs of purchase of clean fuel or lower-emission vehicles or retrofit of existing vehicles and for the purchase of these cleaner burning fuels. AQ Century Asphalt, Ltd. 41140 POLLUTION PREVENTION 08/13/2011 1.00:1 6,500.00 1,300.00 2,600.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. RC&D shall disburse funds to school districts, area transit agencies, or local governments on a needs-rated basis, using non-attainment area status, condition of buses, or economic status of recipient as possible rating factors if competition for funds exists. Minimum Contribution: $1,500 AQ 40519 Huntsman Petrochemical Corporation POLLUTION PREVENTION AQ 40043 Chevron Phillips Chemical Company LP * September 12, 2011 05/08/2011 1.00:1 21,700.00 4,340.00 8,680.00 SEP funds will be used by the Third-Party Recipient to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring, and for the cost of operating, maintaining, and periodically upgrading or adding to these air monitoring stations along with ancillary equipment approved by TCEQ. Performing Party shall ensure that the data is validated and sent to TCEQ's Leading Environmental Analysis and Display (LEADS) system. All costs associated with the collection, transfer, and formatting of these data to be compatible with the LEADS system is the responsibility of the Third-Party Recipient. 02/20/2011 1.00:1 23,250.00 4,650.00 9,300.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 12 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ 40195 BASF FINA Petrochemicals Limited Partnership POLLUTION PREVENTION AQ 40167 Plant Process Equipment, Inc. POLLUTION PREVENTION AQ Shell Chemical LP 40902 * September 12, 2011 9,300.00 9,300.00 24,580.00 24,580.00 24,580.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas Air Quality Research Center at Lamar University for the Flare Speciation and Air Quality Modeling project to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for advanced modeling and simulations to identify the VOC species generated and emitted from industrial flares at chemical process facilities under various operating conditions and environmental conditions as well as determine the Combustion Efficiency (CE) and Destruction and Removal Efficiency (DRE). All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 24,580.00 24,580.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be used by Brazoria County for the Brazoria County Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. The Third-Party Recipient shall use SEP funds to: 1) retire current diesel powered or gasoline-powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled or low-emission vehicles or equipment; 2) convert current vehicles and equipment to alternative-fueled vehicles or equipment; or 3) retrofit current gasoline-powered and diesel-powered vehicles and equipment to decrease emissions from those sources. SEP funds may only be used for: 1) the incremental costs of purchase of alternative-fueled or lower emission vehicles or equipment or retrofit of existing vehicles or equipment; 2) the incremental cost of purchase of alternative fuels versus regular gasoline or diesel fuels; or 3) other direct expenses authorized in advance and in writing by TCEQ. 04/18/2011 03/19/2011 1.00:1 61,450.00 12,290.00 612.00 612.00 612.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Galveston Bay Foundation to be used for the Galveston Bay Foundation "Marsh Mania" as set forth in the agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to restore shoreline elevations, growing plants for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment to grade an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. The high elevation can then be planted with emergent vegetation. SEP monies will be used to pay for the direct costs of the implementation of the project, including material, equipment, and labor costs. 612.00 612.00 4,000.00 4,000.00 07/31/2011 1.00:1 1.00:1 1,530.00 10,000.00 306.00 2,000.00 4,000.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 13 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION Performing Party shall use SEP Funds to perform energy efficiency upgrades on public buildings and infrastructure. Specifically, SEP Funds may only be used for: 1) the cost of conducting energy efficiency audits; 2) the incremental cost for construction or implementation of energy-efficiency upgrades (versus the cost of non-energy efficiency upgrades); 3) the incremental cost of purchase of more energy-efficient equipment or appliances (versus the cost of purchasing non-energy efficient equipment or appliances); or 4) other direct costs authorized in advance by TCEQ. 4,000.00 4,000.00 Environmental Benefits: reduce fuel and electricity usage for heating and cooling and other day-to-day operations. These reductions will reduce emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel and generation of electricity. AQ 40010 Texmark Chemicals, Inc. POLLUTION PREVENTION AQ MEMC Pasadena, Inc. 39967 POLLUTION PREVENTION AQ 40565 United States Gypsum Company * September 12, 2011 03/19/2011 1.00:1 21,625.00 4,325.00 8,650.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to The Sheltering Arms to be used for the Sheltering Arms Weatherization Assistance Program as set forth in the Agreement between the Third-Party Recipient and TCEQ. The SEP offset amount shall be used to perform energy efficiency upgrades on low-income homes in Harris County. Specifically, the SEP offset amount may only be used for: 1) purchase and installation of compact fluorescent light bulbs; 2) the incremental cost of replacement of energy-inefficient fans and refrigerators with energy-efficient models; 3) the incremental cost of replacement of energy-inefficient washers and dryers with energy-efficient models; 4) sheetrock repairs to sustain and protect new attic insulation; 5) floor repairs to prevent air leaks; 6) repairs to patches made to sheetrock during the addition of all new insulation; and 7) other direct costs authorized in advance by TCEQ. 02/05/2011 8,650.00 2,642.00 2,642.00 2,642.00 2,642.00 2,642.00 4,200.00 4,200.00 05/08/2011 1.00:1 10,500.00 1,320.00 8,650.00 8,650.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Houston-Galveston AERCO for the Clean Cities/Clean Vehicles Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality Funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 1.00:1 6,604.00 8,650.00 2,100.00 4,200.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 14 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ 40065 Linde Gas North America LLC POLLUTION PREVENTION AQ 38615 Davis Gas Processing, Inc. POLLUTION PREVENTION AQ 40842 ConocoPhillips Company * September 12, 2011 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. Benefit: Helps rid communities of the dangers and health threats associated with illegal tire sites. Eligible Counties: All counties in the state of Texas that are within the boundaries of one of the 23 RC&D Areas in the state of Texas. Estimated Time to Complete: 12 months. Estimated Cost: $ 4,500 per collection event. 05/08/2011 1.00:1 55,650.00 11,130.00 22,260.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. 05/22/2011 1.00:1 93,085.00 18,617.00 37,234.00 4,200.00 4,200.00 22,260.00 22,260.00 22,260.00 22,260.00 37,234.00 37,234.00 37,234.00 37,234.00 4,000.00 4,000.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Abandoned Tire Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 07/02/2011 1.00:1 10,000.00 2,000.00 4,000.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 15 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ Houston Refining LP 40190 POLLUTION PREVENTION The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be used by Brazoria County for the Brazoria County Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. The Third-Party Recipient shall use SEP funds to: 1) retire current diesel powered or gasoline-powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled or low-emission vehicles or equipment; 2) convert current vehicles and equipment to alternative-fueled vehicles or equipment; or 3) retrofit current gasoline-powered and diesel-powered vehicles and equipment to decrease emissions from those sources. SEP funds may only be used for: 1) the incremental costs of purchase of alternative-fueled or lower emission vehicles or equipment or retrofit of existing vehicles or equipment; 2) the incremental cost of purchase of alternative fuels versus regular gasoline or diesel fuels; or 3) 03/07/2011 2,000.00 4,000.00 4,000.00 4,000.00 4,000.00 4,000.00 4,000.00 145,825.00 145,824.00 145,824.00 The Respondent will contribute to Texas A&M University-Kingsville, Air Quality Monitoring in San Patricio County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Texas A&M University-Kingsville and the Texas Commission on Environmental Quality. The 3rd party will establish three air quality monitoring stations in the San Patricio Water District. The stations will consist of ambient air monitoring instruments, meteorological instruments, and ancillary equipment. The primary objective of these new monitoring stations is to provide continuous non-regulatory information on air quality. The stations will also generate data on background concentrations, pollutant transports from outside the air shed, and from the industrial district during the periods of predominant southeast to northwest wind patterns. The monitoring sites will be located at the Odem Raw Water Stations, Taft Texana Blending Station, and the San Patricio Country. Project will repair or replace failing water systems or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. Eligible Counties: Statewide Minimum Contribution: $2,000 45,824.00 45,824.00 100,000.00 100,000.00 3,630.00 3,630.00 1.00:1 10,000.00 4,000.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Barbers Hill Independent School District for the Alternative Fueled Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. SEP funds will only be used for the incremental costs of purchase of clean fuel or lower-emission vehicles or retrofit of existing vehicles and for the purchase of these cleaner burning fuels. AQ 37339 Valero Refining-Texas, L.P. POLLUTION PREVENTION POLLUTION PREVENTION AQ 40322 The Lubrizol Corporation * September 12, 2011 10/25/2010 04/18/2011 1.00:1 1.00:1 291,649.00 9,075.00 0.00 1,815.00 3,630.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 16 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ Delek Refining, Ltd. 40425 POLLUTION PREVENTION The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Barbers Hill Independent School District for the Alternative Fueled Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 05/08/2011 1.00:1 70,250.00 14,050.00 28,100.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. RC&D shall disburse funds to school districts, area transit agencies, or local governments on a needs-rated basis, using non-attainment area status, condition of buses, or economic status of recipient as possible rating factors if competition for funds exists. 3,630.00 3,630.00 28,100.00 28,100.00 28,100.00 28,100.00 Minimum Contribution: $1,500 AQ 39387 The Dow Chemical Company POLLUTION PREVENTION AQ 40514 Baytown Asphalt Materials, Ltd. * September 12, 2011 10/25/2010 10,000.00 10,000.00 10,000.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Houston-Galveston AERCO for the Clean Cities/Clean Vehicles Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality Funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 10,000.00 10,000.00 1,100.00 1,100.00 06/20/2011 1.00:1 1.00:1 20,000.00 2,750.00 0.00 550.00 1,100.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 17 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ Shell Chemical LP 40744 POLLUTION PREVENTION AQ 40624 The Dow Chemical Company POLLUTION PREVENTION AQ 40506 Exxon Mobil Corporation POLLUTION PREVENTION AQ 41217 Houston Refining LP * September 12, 2011 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. 06/20/2011 1.00:1 10,000.00 2,000.00 4,000.00 05/22/2011 4,000.00 4,000.00 4,000.00 4,000.00 4,000.00 4,000.00 4,000.00 4,000.00 4,000.00 05/08/2011 1.00:1 5,875.00 2,000.00 1,100.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be used by Brazoria County for the Brazoria County Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. The Third-Party Recipient shall use SEP funds to: 1) retire current diesel powered or gasoline-powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled or low-emission vehicles or equipment; 2) convert current vehicles and equipment to alternative-fueled vehicles or equipment; or 3) retrofit current gasoline-powered and diesel-powered vehicles and equipment to decrease emissions from those sources. SEP funds may only be used for: 1) the incremental costs of purchase of alternative-fueled or lower emission vehicles or equipment or retrofit of existing vehicles or equipment; 2) the incremental cost of purchase of alternative fuels versus regular gasoline or diesel fuels; or 3) 1.00:1 10,000.00 1,100.00 1,175.00 2,350.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. 08/27/2011 1.00:1 10,568.00 0.00 5,284.00 2,350.00 2,350.00 2,350.00 2,350.00 5,284.00 5,284.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 18 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ 38828 Ascend Performance Materials, LLC POLLUTION PREVENTION AQ 41299 Exxon Mobil Corporation POLLUTION PREVENTION AQ DCP Midstream, LP 40585 * September 12, 2011 5,284.00 5,284.00 32,782.00 32,782.00 32,782.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be used by Brazoria County for the Brazoria County Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. The Third-Party Recipient shall use SEP funds to: 1) retire current diesel powered or gasoline-powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled or low-emission vehicles or equipment; 2) convert current vehicles and equipment to alternative-fueled vehicles or equipment; or 3) retrofit current gasoline-powered and diesel-powered vehicles and equipment to decrease emissions from those sources. SEP funds may only be used for: 1) the incremental costs of purchase of alternative-fueled or lower emission vehicles or equipment or retrofit of existing vehicles or equipment; 2) the incremental cost of purchase of alternative fuels versus regular gasoline or diesel fuels; or 3) 32,782.00 32,782.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. 07/31/2011 08/27/2011 1.00:1 1.00:1 65,564.00 10,000.00 0.00 2,000.00 4,000.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. 05/08/2011 1.00:1 25,200.00 5,040.00 10,080.00 4,000.00 4,000.00 4,000.00 4,000.00 10,080.00 10,080.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 19 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ 40693 Enterprise Products Operating LLC POLLUTION PREVENTION AQ Shell Chemical LP 40210 POLLUTION PREVENTION AQ 40765 E. I. du Pont de Nemours and Company POLLUTION PREVENTION RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. Benefit: Helps rid communities of the dangers and health threats associated with illegal tire sites. Eligible Counties: All counties in the state of Texas that are within the boundaries of one of the 23 RC&D Areas in the state of Texas. Estimated Time to Complete: 12 months. Estimated Cost: $ 4,500 per collection event. 05/22/2011 1.00:1 6,251.00 1,250.00 2,501.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. 04/18/2011 1.00:1 21,346.00 0.00 10,673.00 10,080.00 10,080.00 2,500.00 2,500.00 2,500.00 2,500.00 10,673.00 10,673.00 10,673.00 10,673.00 3,350.00 3,350.00 3,350.00 3,350.00 11,087.00 11,087.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Barbers Hill Independent School District for the Alternative Fueled Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 06/20/2011 1.00:1 8,375.00 1,675.00 3,350.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. RC&D shall disburse funds to school districts, area transit agencies, or local governments on a needs-rated basis, using non-attainment area status, condition of buses, or economic status of recipient as possible rating factors if competition for funds exists. Minimum Contribution: $1,500 AQ 39013 Ascend Performance Materials, LLC * September 12, 2011 08/27/2011 1.00:1 22,175.00 0.00 11,088.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 20 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION REDUCTION AQ 39873 Exxon Mobil Corporation POLLUTION PREVENTION AQ 850 Pine Street, Inc. 39406 POLLUTION PREVENTION AQ 40916 J-W Operating Company POLLUTION PREVENTION AQ 39781 Prism Gas Systems I, L.P * September 12, 2011 11,087.00 11,087.00 10,780.00 10,780.00 10,780.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Houston Regional Monitoring Corporation for the HRMC Houston Area Air Monitoring to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations (designated HRM Sites 1, 3, 4, 7, 8, 10, Wallisville, and Lynchburg Ferry) that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 10,780.00 10,780.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be used by Brazoria County for the Brazoria County Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. 03/07/2011 11/15/2010 1.00:1 1.00:1 26,950.00 11,050.00 5,390.00 2,210.00 4,420.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Jefferson County Government to be used for the Cheek Community First Time Sewer Service for Low Income Home Owners project. Specifically, SEP monies will be used to provide first time sewer service for low-income residential customers in the Candlelight and Martel Subdivisions (Cheek Community) located in the western area of Jefferson County. This area has open sewage pits or poorly maintained septic systems which are a hazard to human health and the environment. SEP funds will be used to install wastewater infrastructure and a low pressure sewer system consisting of grinder pump stations located at each home. The project will be administered in accordance with federal, state, and local environmental laws and regulations. 08/27/2011 1.00:1 212,500.00 0.00 0.00 SEP funds will be used to construct, operate, maintain, and potentially expand a network of continuous ambient monitoring stations ("CAMS") that monitor both air toxics and ozone precursors. 02/05/2011 1.00:1 54,800.00 10,960.00 21,920.00 4,420.00 4,420.00 4,420.00 4,420.00 212,500.00 212,500.00 212,500.00 212,500.00 21,920.00 21,920.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 21 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 21,920.00 21,920.00 4,000.00 4,000.00 4,000.00 4,000.00 377,625.00 377,625.00 377,625.00 377,625.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 40694 Eastman Chemical Company POLLUTION PREVENTION 05/22/2011 1.00:1 10,000.00 2,000.00 4,000.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. RC&D shall disburse funds to school districts, area transit agencies, or local governments on a needs-rated basis, using non-attainment area status, condition of buses, or economic status of recipient as possible rating factors if competition for funds exists. Minimum Contribution: $1,500 AQ DCP Midstream, LP 38689 POLLUTION PREVENTION AQ Shell Oil Company 38141 POLLUTION PREVENTION * September 12, 2011 03/07/2011 1.00:1 755,251.00 0.00 377,626.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 25,785.00 25,785.00 25,785.00 The Respondents shall contribute the SEP offset amount to the Third-Party Recipient named above. The Contribution will be to Houston Regional Monitoring Corporation for the Houston Area Monitoring program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 10/25/2010 25,785.00 25,785.00 1.00:1 51,570.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 22 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program AQ 39063 Exxon Mobil Corporation POLLUTION PREVENTION AQ 41104 Equistar Chemicals, LP POLLUTION PREVENTION 20,000.00 20,000.00 20,000.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The Contribution will be to Houston Regional Monitoring Corporation for the Houston Area Monitoring program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 10/15/2010 20,000.00 20,000.00 08/27/2011 1.00:1 40,000.00 8,000.00 8,000.00 8,000.00 8,000.00 4,100.00 4,100.00 4,100.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Houston-Galveston AERCO for the Clean Cities/Clean Vehicles Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 4,100.00 4,100.00 6,345.00 6,345.00 1.00:1 20,000.00 0.00 4,000.00 8,000.00 Performing Party shall use SEP Funds to perform energy efficiency upgrades on public buildings and infrastructure. Specifically, SEP Funds may only be used for: 1) the cost of conducting energy efficiency audits; 2) the incremental cost for construction or implementation of energy-efficiency upgrades (versus the cost of non-energy efficiency upgrades); 3) the incremental cost of purchase of more energy-efficient equipment or appliances (versus the cost of purchasing non-energy efficient equipment or appliances); or 4) other direct costs authorized in advance by TCEQ. Environmental Benefits: reduce fuel and electricity usage for heating and cooling and other day-to-day operations. These reductions will reduce emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel and generation of electricity. AQ INEOS Nova, LLC 39162 POLLUTION PREVENTION AQ 37604 Albemarle Corporation * September 12, 2011 05/08/2011 12/25/2010 1.00:1 1.00:1 10,250.00 2,050.00 12,690.00 0.00 6,345.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 23 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program Performing party shall coordinate with local city and county government officials and private entities to clean up sites where tires have been disposed of illegally, or to conduct tire collection events where residents will be able to drop off tires for proper disposal or recycling. CLEAN UP AQ 39307 BASF FINA Petrochemicals Limited Partnership POLLUTION PREVENTION AQ 39814 ISP Synthetic Elastomers LLC POLLUTION PREVENTION AQ 39580 ExxonMobil Oil Corporation POLLUTION PREVENTION AQ 38179 Exxon Mobil Corporation * September 12, 2011 09/26/2010 1.00:1 9,775.00 1,955.00 3,910.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient named above. The contribution will be Southeast Texas Regional Planning Commission to be used for the West Port Arthur Home Energy Efficiency Program as set forth in agreement between the Third-Party Recipient and the TCEQ. Specifically, the Performing Party shall use SEP Funds to assist low-income residents in the West Port Arthur area by: 1) conducting home energy audits; 2) weatherizing homes to improve energy efficiency; and/or 3) repairing or replacing heating/cooling systems and major appliances with new, energy-efficient equipment. Weatherizing homes may include costs of caulking openings as well as insulating walls, floors, and attics in homes. Any heating/cooling systems or major appliances that are replaced must be scrapped and must not be reused in any way. Performing Party shall use consistent and reliable criteria for determining the low-income status of residents assisted with SEP Funds. 12/04/2010 1.00:1 6,325.00 1,265.00 2,530.00 The Respondent shall contribute the SEP amount to the Third-Party Recipient named above. The contribution will be to the Southeast Texas Regional Planning Commission to be used for the Southeast Texas Regional Air Monitoring Network Ambient Air Monitoring Station as set forth in agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and will have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. 12/04/2010 3,910.00 3,910.00 3,910.00 3,910.00 2,530.00 2,530.00 2,530.00 2,530.00 7,680.00 7,680.00 7,680.00 7,680.00 7,680.00 1,850.00 1,850.00 10/15/2010 1.00:1 3,840.00 6,345.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas Air Quality Research Center at Lamar University for the Flare Speciation and Air Quality Modeling project to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for advanced modeling and simulations to identify the VOC species generated and emitted from industrial flares at chemical process facilities under various operating conditions and environmental conditions as well as determine the Combustion Efficiency (CE) and Destruction and Removal Efficiency (DRE). All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 1.00:1 19,200.00 6,345.00 3,700.00 0.00 1,850.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 24 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ XTO Energy Inc. 38906 POLLUTION PREVENTION 1,850.00 1,850.00 118,623.00 118,623.00 118,623.00 118,623.00 15,000.00 15,000.00 15,000.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Houston Regional Monitoring Corporation for the HRMC Houston Area Air Monitoring to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations (designated HRM Sites 1, 3, 4, 7, 8, 10, Wallisville, and Lynchburg Ferry) that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 15,000.00 15,000.00 13,280.00 13,280.00 13,280.00 13,280.00 23,542.00 23,542.00 SEP funds will be used to install or retrofit, operate, maintain, and potentially expand air monitoring stations in Harris County to continuously monitor ambient air for total non-methane hydrocarbons and hazardous air pollutants (HAPs). Specifically, SEP funds will be used to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring. 11/15/2010 1.00:1 237,247.00 0.00 118,624.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 39324 Chevron Phillips Chemical Company LP POLLUTION PREVENTION AQ 40689 Ascend Performance Materials, LLC POLLUTION PREVENTION AQ 39093 ConocoPhillips Company * September 12, 2011 10/15/2010 08/13/2011 1.00:1 1.00:1 30,000.00 33,200.00 0.00 6,640.00 13,280.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 09/26/2010 1.00:1 47,084.00 0.00 23,542.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 25 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION 23,542.00 23,542.00 1,338.00 1,338.00 1,338.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Abandoned Tire Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 1,338.00 1,338.00 4,800.00 4,800.00 4,800.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Abandoned Tire Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 4,800.00 4,800.00 2,614.00 2,614.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 39241 Favelle Favco Cranes USA, Inc. POLLUTION PREVENTION AQ 39582 Midwest Wood Treating Inc POLLUTION PREVENTION AQ Cimarex Energy Co. 39588 * September 12, 2011 10/25/2010 10/15/2010 12/04/2010 1.00:1 1.00:1 1.00:1 3,345.00 12,000.00 6,536.00 669.00 2,400.00 1,307.00 2,615.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 26 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ 40423 Southwest Shipyard, L.P. POLLUTION PREVENTION AQ 39492 ExxonMobil Oil Corporation POLLUTION PREVENTION AQ McWane, Inc. 39538 * September 12, 2011 2,614.00 2,614.00 The Respondent shall contribute the SEP amount to the Third-Party Recipient named above. The contribution will be to the Southeast Texas Regional Planning Commission to be used for the Southeast Texas Regional Air Monitoring Network Ambient Air Monitoring Station as set forth in agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and will have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. 03/19/2011 1.00:1 46,900.00 9,380.00 18,760.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Barbers Hill Independent School District for the Alternative Fueled Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 10/15/2010 18,760.00 5,000.00 5,000.00 5,000.00 5,000.00 5,000.00 29,267.00 29,267.00 12/04/2010 1.00:1 73,168.00 0.00 18,760.00 18,760.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Air Quality Research Center at Lamar University for the Flare Speciation and Air Quality Modeling project to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for advanced modeling and simulations to identify the VOC species generated and emitted from industrial flares at chemical process facilities under various operating conditions and environmental conditions as well as determine the Combustion Efficiency (CE) and Destruction and Removal Efficiency (DRE). All monies contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 1.00:1 10,000.00 18,760.00 14,633.00 29,268.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 27 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION 29,267.00 29,267.00 53,000.00 53,000.00 53,000.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Air Quality Research Center at Lamar University for the Flare Speciation and Air Quality Modeling project to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for advanced modeling and simulations to identify the VOC species generated and emitted from industrial flares at chemical process facilities under various operating conditions and environmental conditions as well as determine the Combustion Efficiency (CE) and Destruction and Removal Efficiency (DRE). All monies contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 53,000.00 53,000.00 10,307.00 10,307.00 10,307.00 10,307.00 1,633.00 1,633.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 39194 ExxonMobil Oil Corporation POLLUTION PREVENTION AQ 39998 ExxonMobil Oil Corporation POLLUTION PREVENTION AQ 40412 ExxonMobil Oil Corporation * September 12, 2011 11/15/2010 03/19/2011 1.00:1 1.00:1 132,500.00 26,500.00 20,614.00 0.00 10,307.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Air Quality Research Center at Lamar University for the Flare Speciation and Air Quality Modeling project to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for advanced modeling and simulations to identify the VOC species generated and emitted from industrial flares at chemical process facilities under various operating conditions and environmental conditions as well as determine the Combustion Efficiency (CE) and Destruction and Removal Efficiency (DRE). All monies contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 04/18/2011 1.00:1 4,082.00 816.00 1,633.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 28 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ Equistar Chemicals, LP 40398 POLLUTION PREVENTION AQ 39699 E. I. du Pont de Nemours and Company POLLUTION PREVENTION AQ 39828 Enterprise Products Operating LLC POLLUTION PREVENTION SEP funds will be used by the Third-Party Recipient to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring, and for the cost of operating, maintaining, and periodically upgrading or adding to these air monitoring stations along with ancillary equipment approved by TCEQ. Performing Party shall ensure that the data is validated and sent to TCEQ's Leading Environmental Analysis and Display (LEADS) system. All costs associated with the collection, transfer, and formatting of these data to be compatible with the LEADS system is the responsibility of the Third-Party Recipient. 04/18/2011 1.00:1 10,000.00 2,000.00 4,000.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. 03/19/2011 1.00:1 43,500.00 8,700.00 17,400.00 Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be used by the City of Orange Alternative Fuel Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the SEP Offset Amount will be used to perform energy efficiency upgrades on public buildings and infrastructure. The SEP Offset Amount may only be used for: 1) the incremental costs of purchase of alternative-fueled or lower emission vehicles or equipment or retrofit of existing vehicles or equipment; 2) the incremental cost of purchase of alternative fuels versus regular gasoline or diesel fuels; or 3) other direct expenses authorized in advance and in writing by TCEQ. The SEP Offset Amount may only be used for the direct cost of performing this project and no portion will be spent on administrative costs. 03/07/2011 1.00:1 22,150.00 0.00 11,075.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Barbers Hill Independent School District for the Alternative Fueled Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 1,633.00 1,633.00 4,000.00 4,000.00 4,000.00 4,000.00 17,400.00 17,400.00 17,400.00 17,400.00 11,075.00 11,075.00 11,075.00 11,075.00 SEP funds will only be used for the incremental costs of purchase of clean fuel or lower-emission vehicles or retrofit of existing vehicles and for the purchase of these cleaner burning fuels. * September 12, 2011 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 29 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program AQ 39224 Huntsman Petrochemical Corporation POLLUTION PREVENTION AQ 40483 GB Biosciences Corporation POLLUTION PREVENTION AQ 40954 The Dow Chemical Company POLLUTION PREVENTION AQ 40641 Equistar Chemicals, LP * September 12, 2011 10/25/2010 1.00:1 29,600.00 5,920.00 11,840.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient named above. The contribution will be to the Southeast Texas Regional Planning Commission to be used for the Southeast Texas Regional Air Monitoring Network Ambient Air Monitoring Station as set forth in agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and will have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. 05/08/2011 1.00:1 9,850.00 1,970.00 3,940.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. 08/13/2011 1.00:1 30,000.00 0.00 15,000.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 06/20/2011 1.00:1 10,000.00 2,000.00 4,000.00 11,840.00 11,840.00 11,840.00 11,840.00 3,940.00 3,940.00 3,940.00 3,940.00 15,000.00 15,000.00 15,000.00 15,000.00 4,000.00 4,000.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 30 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ 39727 Enterprise Products Operating LLC POLLUTION PREVENTION The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. 12/25/2010 1.00:1 7,296.00 1,459.00 2,919.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Barbers Hill Independent School District for the Alternative Fueled Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 4,000.00 4,000.00 2,918.00 2,918.00 2,918.00 2,918.00 SEP funds will only be used for the incremental costs of purchase of clean fuel or lower-emission vehicles or retrofit of existing vehicles and for the purchase of these cleaner burning fuels. AQ 39305 Valero Refining-Texas, L.P. POLLUTION PREVENTION AQ 93,200.00 93,200.00 93,200.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Houston-Galveston AERCO for the Clean Cities/Clean Vehicles Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality Funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 10/15/2010 93,200.00 93,200.00 65,287.00 65,287.00 37082 TOTAL PETROCHEMICALS USA, 05/08/2011 INC. * September 12, 2011 1.00:1 1.00:1 233,000.00 46,600.00 130,575.00 0.00 65,288.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 31 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION REDUCTION POLLUTION REDUCTION AQ DCP Midstream, LP 40389 POLLUTION PREVENTION AQ 41116 E. I. du Pont de Nemours and Company POLLUTION PREVENTION AQ AQ Project will use funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. Conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency such as by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. 02/05/2011 1.00:1 23,875.00 4,775.00 9,550.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/13/2011 1.00:1 20,484.00 4,096.00 8,194.00 Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be used by the City of Orange Alternative Fuel Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the SEP Offset Amount will be used to perform energy efficiency upgrades on public buildings and infrastructure. The SEP Offset Amount may only be used for: 1) the incremental costs of purchase of alternative-fueled or lower emission vehicles or equipment or retrofit of existing vehicles or equipment; 2) the incremental cost of purchase of alternative fuels versus regular gasoline or diesel fuels; or 3) other direct expenses authorized in advance and in writing by TCEQ. The SEP Offset Amount may only be used for the direct cost of performing this project and no portion will be spent on administrative costs. 37885 TOTAL PETROCHEMICALS USA, 12/25/2010 1.00:1 13,275.00 2,655.00 5,310.00 INC. The Respondent will contribute to Barbers Hill Independent School POLLUTION PREVENTION District's ("Barbers Hill ISD") Energy Efficiency in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to perform energy efficiency upgrades on public buildings and infrastructure. Specifically, the SEP funds may only be used for: 1) the cost of conducting energy efficiency audits; 2) the incremental cost for construction or implementation of energy-efficiency upgrades; 3) the incremental cost of the purchase of more energy-efficient equipment or appliances; and/or 4) or other direct costs authorized in advance by TCEQ. 40962 LANXESS Corporation * September 12, 2011 07/31/2011 1.00:1 8,260.00 1,652.00 3,304.00 32,644.00 32,644.00 32,643.00 32,643.00 9,550.00 9,550.00 9,550.00 9,550.00 8,194.00 8,194.00 8,194.00 8,194.00 5,310.00 5,310.00 5,310.00 5,310.00 3,304.00 3,304.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 32 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION Specifically, the SEP Offset Amount will be used to perform energy efficiency upgrades on public buildings and infrastructure. The SEP Offset Amount may only be used for: (1) the cost of conducting energy efficiency audits; (2) the incremental cost for construction or implementation of energy-efficiency upgrades (versus the cost of non-energy efficiency upgrades); (3) the incremental cost of purchase of equipment or appliances that are more energy-efficient (versus the cost of purchasing non-energy efficient equipment or appliances); or (4) other direct costs authorized in advance by TCEQ. The SEP Offset Amount may only be used for the direct cost of performing this project and no portion will be spent on administrative costs. For items 2, 3, and 4 above, Performing Party shall submit a budget and proposals for expenditure to TCEQ for written approval prior to the use of SEP Funds. 3,304.00 3,304.00 Modifications may include but are not limited to weatherization; energy-reduction modifications such as building envelope upgrades (cool roofs, exterior shading, optimized insulation and air sealing); installation of high-efficiency lighting fixtures and occupancy sensors for both lighting and HVAC; high-efficiency demand-controlled ventilation and energy-efficient boilers; more efficient exterior lighting and energy-efficient office equipment; replacing heating, ventilation, and cooling (HVAC) systems with more efficient boilers, motors, and variable-speed drives; reducing energy and maintenance costs by installing centralized energy management systems; lowering electric lighting and cooling loads and boosting productivity through increased use of daylighting; installation of LED traffic lights; and use of renewable energy sources. Performing Party shall quantify the environmental benefit of each project and submit the results of those calculations to TCEQ within 90 days of completion of each project. AQ 39284 Aruba Petroleum, INC. POLLUTION PREVENTION AQ Shell Chemical LP * 39490 POLLUTION PREVENTION AQ 39238 Motiva Enterprises LLC * September 12, 2011 03/07/2011 1.00:1 35,500.00 0.00 0.00 SEP funds will be used to construct, operate, maintain, and potentially expand a network of continuous ambient monitoring stations ("CAMS") that monitor both air toxics and ozone precursors. 02/05/2011 35,500.00 20,000.00 20,000.00 20,000.00 20,000.00 20,000.00 38,867.00 38,867.00 10/25/2010 1.00:1 97,167.00 0.00 35,500.00 35,500.00 The Respondents shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Houston Regional Monitoring Corporation for the HRMC Houston Area Air Monitoring to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations (designated HRM Sites 1, 3, 4, 7, 8, 10, Wallisville, and Lynchburg Ferry) that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 1.00:1 40,000.00 35,500.00 19,433.00 38,867.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 33 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ 39978 Flint Hills Resources, LP POLLUTION PREVENTION AQ 39751 Flint Hills Resources, LP POLLUTION PREVENTION AQ 40750 Huntsman Petrochemical Corporation * September 12, 2011 The Respondent shall contribute the SEP amount to the Third-Party Recipient named above. The contribution will be to the Southeast Texas Regional Planning Commission to be used for the West Port Arthur Home Energy Efficiency Program as set forth in the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Performing Party shall use SEP funds to assist low-income residents in the West Port Arthur area by: 1) conducting home energy audits; 2) weatherizing homes to improve energy efficiency; and/or 3) repairing or replacing heating/cooling systems and major appliances with new, energy-efficient equipment. Weatherizing homes may include costs of caulking openings as well as insulating walls, floors, and attics in homes. Any heating/cooling systems or major appliances that are replaced must be scrapped and must not be reused in any way. Performing Party shall use consistent and reliable criteria for determining the low-income status of residents assisted with SEP funds. 02/20/2011 1.00:1 28,350.00 5,670.00 11,340.00 The Respondent shall contribute the SEP amount to the Third-Party Recipient named above. The contribution will be to the Southeast Texas Regional Planning Commission to be used for the West Port Arthur Home Energy Efficiency Program as set forth in the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Performing Party shall use SEP funds to assist low-income residents in the West Port Arthur area by: 1) conducting home energy audits; 2) weatherizing homes to improve energy efficiency; and/or 3) repairing or replacing heating/cooling systems and major appliances with new, energy-efficient equipment. Weatherizing homes may include costs of caulking openings as well as insulating walls, floors, and attics in homes. Any heating/cooling systems or major appliances that are replaced must be scrapped and must not be reused in any way. Performing Party shall use consistent and reliable criteria for determining the low-income status of residents assisted with SEP funds. 02/05/2011 1.00:1 70,382.00 0.00 35,191.00 The Respondent shall contribute the SEP amount to the Third-Party Recipient named above. The contribution will be to the Southeast Texas Regional Planning Commission to be used for the West Port Arthur Home Energy Efficiency Program as set forth in the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Performing Party shall use SEP funds to assist low-income residents in the West Port Arthur area by: 1) conducting home energy audits; 2) weatherizing homes to improve energy efficiency; and/or 3) repairing or replacing heating/cooling systems and major appliances with new, energy-efficient equipment. Weatherizing homes may include costs of caulking openings as well as insulating walls, floors, and attics in homes. Any heating/cooling systems or major appliances that are replaced must be scrapped and must not be reused in any way. Performing Party shall use consistent and reliable criteria for determining the low-income status of residents assisted with SEP funds. 07/31/2011 1.00:1 20,000.00 0.00 10,000.00 38,867.00 38,867.00 11,340.00 11,340.00 11,340.00 11,340.00 35,191.00 35,191.00 35,191.00 35,191.00 10,000.00 10,000.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 34 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas Air Research Center for the Flare Minimization and Air Quality Modeling project. The contribution will be used in accordance with the Supplemental Environmental Project executed on October 30, 2009, between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, the SEP Offset Amount will be used for advanced modeling involving utilizing optimization and plant-wide dynamic simulation to cause reductions in flaring during turnaround operations at industrial facilities. Flaring during turnaround operations (startups and shutdowns) at industrial facilities is a substantial source of both volatile organic compounds (VOCs) and highly reactive volatile organic compounds (HRVOCs), and flaring results in considerable loss of energy and resources. Reductions in VOC and HRVOC emissions are expected to occur primarily through reducing the duration of turnarounds and through recycling or reuse of materials that would otherwise be flared. 10,000.00 10,000.00 All dollars contributed will be used solely for the direct cost of the Project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state, and local environmental laws and regulations. AQ 40884 The Lubrizol Corporation POLLUTION PREVENTION 07/02/2011 1.00:1 17,450.00 3,490.00 6,980.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. RC&D shall disburse funds to school districts, area transit agencies, or local governments on a needs-rated basis, using non-attainment area status, condition of buses, or economic status of recipient as possible rating factors if competition for funds exists. 6,980.00 6,980.00 6,980.00 6,980.00 8,000.00 8,000.00 8,000.00 8,000.00 4,000.00 4,000.00 4,000.00 4,000.00 Minimum Contribution: $1,500 AQ 41247 Huntsman Petrochemical Corporation POLLUTION PREVENTION AQ 41099 Flint Hills Resources Port Arthur, LLC POLLUTION PREVENTION * September 12, 2011 08/27/2011 1.00:1 20,000.00 4,000.00 8,000.00 Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas Air Research Center for the Flare Minimization and Air Quality Modeling project. The contribution will be used in accordance with the Supplemental Environmental Project executed on October 30, 2009, between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, the SEP Offset Amount will be used for advanced modeling involving utilizing optimization and plant-wide dynamic simulation to cause reductions in flaring during turnaround operations at industrial facilities. Flaring during turnaround operations (startups and shutdowns) at industrial facilities is a substantial source of both volatile organic compounds (VOCs) and highly reactive volatile organic compounds (HRVOCs), and flaring results in considerable loss of energy and resources. Reductions in VOC and HRVOC emissions are expected to occur primarily through reducing the duration of turnar 08/27/2011 1.00:1 10,000.00 2,000.00 4,000.00 Conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency such as by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 35 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program AQ 41110 Chevron Phillips Chemical Company LP POLLUTION PREVENTION AQ 39390 Exxon Mobil Corporation AQ 70,000.00 0.00 35,000.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 35,000.00 20,000.00 20,000.00 40180 TOTAL PETROCHEMICALS USA, 07/31/2011 1.00:1 213,972.00 42,794.00 85,589.00 INC. SEP funds will be used by the Third-Party Recipient to purchase POLLUTION PREVENTION equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring, and for the cost of operating, maintaining, and periodically upgrading or adding to these air monitoring stations along with ancillary equipment approved by TCEQ. Performing Party shall ensure that the data is validated and sent to TCEQ's Leading Environmental Analysis and Display (LEADS) system. All costs associated with the collection, transfer, and formatting of these data to be compatible with the LEADS system is the responsibility of the Third-Party Recipient. 85,589.00 85,589.00 85,589.00 85,589.00 Exxon Mobil Corporation 39247 E. I. du Pont de Nemours and Company * September 12, 2011 03/19/2011 0.00 35,000.00 20,000.00 1.00:1 40,000.00 35,000.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Houston Regional Monitoring Corporation for the HRMC Houston Area Air Monitoring to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations (designated HRM Sites 1, 3, 4, 7, 8, 10, Wallisville, and Lynchburg Ferry) that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 38941 10/25/2010 35,000.00 20,000.00 POLLUTION REDUCTION AQ 1.00:1 20,000.00 POLLUTION PREVENTION AQ 08/13/2011 3,163.00 3,162.00 3,162.00 Respondent shall contribute the SEP offset Amount to the Third-Party Administrator named above. The contribution will be to Barbers Hill Independent School District (Barbers Hill ISD) for the Vehicle and Equipment Program. The contribution will be used in accordance with the Supplemental Environmental Project between Barbers Hill ISD and the Texas Commission on Environmental Quality (TCEQ). The Third-Party Administrator shall 1) retire current diesel-powered or gasoline-powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled or low-emission vehicles/equipment; 2) convert current vehicles and equipment to alternative-fueled vehicles/equipment; or 3) retrofit current gasoline-powered and diesel-powered vehicles and equipment to decrease emissions from those sources. 3,162.00 3,162.00 12,020.00 12,020.00 11/15/2010 1.00:1 1.00:1 6,325.00 30,050.00 0.00 6,010.00 12,020.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 36 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ City of Fort Worth 40212 POLLUTION PREVENTION AQ 39330 Exxon Mobil Corporation POLLUTION PREVENTION The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas Air Quality Research Center at Lamar University for the Flare Speciation and Air Quality Modeling project to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for advanced modeling and simulations to identify the VOC species generated and emitted from industrial flares at chemical process facilities under various operating conditions and environmental conditions as well as determine the Combustion Efficiency (CE) and Destruction and Removal Efficiency (DRE). All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 03/19/2011 1.00:1 15,900.00 3,180.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 09/26/2010 1.00:1 10,000.00 2,000.00 4,000.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Barbers Hill Independent School District for the Alternative Fueled Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 12,020.00 12,020.00 12,720.00 12,720.00 12,720.00 12,720.00 4,000.00 4,000.00 4,000.00 4,000.00 35,000.00 35,000.00 SEP Funds will only be used for the incremental costs of purchase of clean fuel or lower-emission vehicles or retrofit of existing vehicles and for the purchase of these cleaner burning fuels. AQ INEOS USA LLC 39952 * September 12, 2011 03/07/2011 1.00:1 70,000.00 0.00 35,000.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 37 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION AQ 39514 Chevron Phillips Chemical Company LP POLLUTION PREVENTION AQ Shell Oil Company 40418 POLLUTION PREVENTION AQ FAMCOR Oil, Inc. 40922 * September 12, 2011 35,000.00 35,000.00 211,160.00 211,160.00 211,160.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Houston Regional Monitoring Corporation for the HRMC Houston Area Air Monitoring to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations (designated HRM Sites 1, 3, 4, 7, 8, 10, Wallisville, and Lynchburg Ferry) that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 211,160.00 211,160.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be used by Brazoria County for the Brazoria County Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. The Third-Party Recipient shall use SEP funds to: 1) retire current diesel powered or gasoline-powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled or low-emission vehicles or equipment; 2) convert current vehicles and equipment to alternative-fueled vehicles or equipment; or 3) retrofit current gasoline-powered and diesel-powered vehicles and equipment to decrease emissions from those sources. SEP funds may only be used for: 1) the incremental costs of purchase of alternative-fueled or lower emission vehicles or equipment or retrofit of existing vehicles or equipment; 2) the incremental cost of purchase of alternative fuels versus regular gasoline or diesel fuels; or 3) other direct expenses authorized in advance and in writing by TCEQ. 02/05/2011 06/20/2011 1.00:1 1.00:1 527,900.00 10,000.00 105,580.00 2,000.00 4,000.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. Environmental Benefits: Replacement of gasoline and diesel powered lawnmowers, heavy equipment, and vehicles with lower-emission items will reduce air pollution emissions of particulate matter (PM), volatile organic carbon (VOC) compounds, nitrogen oxides (NOx), and other pollutants associated with the combustion of fuel. 07/31/2011 1.00:1 30,000.00 6,000.00 12,000.00 4,000.00 4,000.00 4,000.00 4,000.00 12,000.00 12,000.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 38 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION IHW US Ecology Texas, Inc. 38579 POLLUTION PREVENTION IHW 40362 Munro Dry Cleaning Company POLLUTION PREVENTION 12,000.00 12,000.00 21,840.00 21,840.00 21,840.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Water or Wastewater Treatment Assistance Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 21,840.00 21,840.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 12/25/2010 05/08/2011 1.00:1 1.00:1 54,600.00 6,525.00 10,920.00 1,305.00 2,610.00 Project will coordinate with city and/or county government for hte clean up of sites where trash and debris has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified, there is no preexisting obligation to clean up the site by the owner or the government, and reasonable efforts have already been taken to prevent the dumping. SEP funds shall be used for the direct cost of collection and disposal of the trash and debris. 2,610.00 2,610.00 2,610.00 2,610.00 Benefit: Help rid communities of the dangers and health threats associated with non-regulated trash dumps which contaminate air and water, and harbor disease carrying animals and insects. IHW 39340 Cemex Cement of Texas, L.P. * CLEAN UP IHW 37853 Momentive Specialty Chemicals, Inc. POLLUTION PREVENTION * September 12, 2011 08/27/2011 1.00:1 23,850.00 0.00 11,925.00 Respondent shall coordinate with local city and county government officials and private entities to clean up sites where tires have been disposed of illegally, or to conduct tire collection events where residents will be able to drop off tires for proper disposal or recycling. Eligible tire cleanup sites will be limited to areas where a responsible party cannot be identified or where there is no preexisting obligation to clean up the site by the owner or government and where reasonable efforts have been made to prevent the dumping. SEP monies will be used for the direct cost of collection and disposal of tires and debris. 10/15/2010 1.00:1 79,600.00 0.00 39,800.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 11,925.00 11,925.00 11,925.00 11,925.00 39,800.00 39,800.00 19,900.00 19,900.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 39 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program Respondent shall contribute to Third Party Recipient and contribution will be used to clean up sites where tires have been disposed of illegally. The SEP Offset Amount will be used to pay for the labor and disposal costs associated with proper clean up and disposal of abandoned tires. Eligible cleanup sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. Any SEP Offset Amount remaining after completion of this project may, upon approval of the Executive Director, be applied to another approved RC&D project. CLEAN UP 19,900.00 19,900.00 41,230.00 41,230.00 41,230.00 41,230.00 27,070.00 27,070.00 27,070.00 27,070.00 38,808.00 38,808.00 Respondent shall also contribute to Third Party Recipient for Household Hazardos Waste collection whereby residents shall be allowed to bring household hazardous waste to the collection site for proper disposal. Specifically, the SEP Offset Amount will pay for the labor and disposal costs associated with properly disposing of paint, thinners, pesticides, oil and gas, corrosive cleaners, fertilizers, and other wastes. Citizens will not be charged disposal fees. The project will be administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. IHW 40588 Diamond Shamrock Refining Company, L.P. POLLUTION PREVENTION IHW 40000 Formosa Plastics Corporation, Texas POLLUTION PREVENTION 08/27/2011 1.00:1 103,075.00 20,615.00 41,230.00 Project will repair or replace failing water systems or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. Eligible Counties: Statewide Minimum Contribution: $2,000 02/20/2011 1.00:1 67,675.00 13,535.00 27,070.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to the National Audubon Society for the Sundown Sanctuary Island Anti-erosion, Re-vegetation and Pest Control Project. The Sundown Island and four other small coastal islands located off Port O'Connor are major sites for nesting colonial waterbirds. These islands are increasingly subject to erosion and consequent land loss due to an increasing number of vessels, storm winds and surges, etc. Texas coastal sanctuary islands in this area host one of the largest roseate spoonbill, reddish egret and brown pelican colonies in the U.S. Colonial. The SEP offset amount will be used to restore the size of the islands utilizing dredge spoil, conduct re-vegetation using native plants, and treat vegetation to control pest populations. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The Respondent shall not profit from this SEP in any manner. The Respondent certifies that it has no prior commitment to make this contribution and that it is being done solely in an effort to settle this enforcement action. IHW Shell Oil Company 40327 * September 12, 2011 05/08/2011 1.00:1 97,020.00 19,404.00 38,808.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 40 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION IHW Intergulf Corporation 39785 ENVIRONMENTAL ENHANCEMENT ENVIRONMENTAL ENHANCEMENT IHW 38720 Exxon Mobil Corporation POLLUTION PREVENTION IHW 40762 Holly Energy Partners Operating, L.P. * September 12, 2011 Contributions will be used in accordance with the Supplemental Environmental Project Agreement between the Armand Bayou Nature Center and the Texas Commission on Environmental Quality. The tallgrass prairie was once a common ecosystem in Texas and the United States. Today more than 99% of this habitat has been lost and the remainder is highly fragmented and severely threatened by exotic species and development. Prescribed burning is one stewardship tool used to maintain a tallgrass prairie ecosystem. If the prairie is not maintained, it can be destroyed by invasive species which primarily include the Chinese Tallow tree and other woody plants. Historically, prairies were managed by grazing, natural fires set by lightning, or fires set by Native Americans to aid in their hunter-gatherer lifestyle. ABNC must employ prescribed burning methods and can not use more natural stewardship tools due to its location in the center of a highly urbanized and industrialized area. ABNC=s stewards 08/27/2011 1.00:1 52,600.00 0.00 26,300.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Armand Bayou Nature Center to be used for the Coastal Tall Grass Management-Prescribed Burn Program and Prairie Restoration Project Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to pay for the labor and materials costs associated with conducting prescribed burns, removing non-native trees, and for planting native trees and plants. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. the SEP Offset Amount will be used to restore shoreline elevations, grow plants for shoreline restoration, and plant new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment to grade an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. The higher elevation can then be planted with emergent vegetation. The SEP Offset Amount will be used to pay for the direct cost of the implementation of the project, including material, equipment and labor costs. 02/05/2011 26,300.00 26,300.00 13,150.00 13,150.00 13,150.00 13,150.00 27,840.00 27,840.00 27,840.00 27,840.00 27,840.00 12,140.00 12,140.00 07/02/2011 1.00:1 30,350.00 13,920.00 38,808.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Water or Wastewater Treatment Assistance Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 1.00:1 69,600.00 38,808.00 6,070.00 12,140.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 41 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION IHW 38848 Southwest Shipyard, L.P. POLLUTION PREVENTION IHW 36502 Valero Refining-Texas, L.P. POLLUTION REDUCTION MSW City of Big Lake 40927 POLLUTION PREVENTION MSW City of Newton 39780 POLLUTION REDUCTION MSW City of Kingsville 35798 * September 12, 2011 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. Eligible Counties: Statewide Minimum Contribution: $2,000 09/26/2010 1.00:1 397,856.00 79,571.00 159,143.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Armand Bayou Nature Center to be used for the Coastal Tall Grass Management-Prescribed Burn Program and Prairie Restoration Project Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to pay for the labor and materials costs associated with conducting prescribed burns, removing non-native trees, and for planting native trees and plants. 10/15/2010 1.00:1 38,688.00 0.00 19,344.00 Performing Party is developing a 162-acre nature park on the shores of Oso Bay (the ¿Property¿). The Oso Conservation Interpretive Park will include a nature center building, interpretive trails, and significant habitat for wildlife (enhanced through wetland construction, wetland restoration, and invasive species control). The Property already contains wetlands, although some of the wetland complexes have been degraded due to poor rangeland management. Performing Party shall use SEP Funds to assist in developing the park and the nature center building to the U.S. Green Building Council¿s LEED (Leadership in Energy and Environmental Design (LEED) Green Building Rating System¿) standards. 07/31/2011 1.00:1 3,937.00 787.00 0.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. Eligible Counties: Statewide Minimum Contribution: $2,000 05/08/2011 1.00:1 7,000.00 1,400.00 0.00 Respondent shall perform an illegal trash dump cleanup along Meek Street between MLK Street and State Highway 87 and also along Sylvester Street northwest of MLK Street (the "project") in Newton County, Texas. The project will utilize city crews and heavy equipment to collect and haul away discarded miscellaneous household items such as dilapidated furniture, broken appliances from the two sites. The collected waste will be transported to the Dewey Solid Waste Landfill, in Deweyville, Newton County, Texas. 12/25/2010 1.00:1 80,625.00 0.00 0.00 12,140.00 12,140.00 159,142.00 159,142.00 159,142.00 159,142.00 19,344.00 19,344.00 19,344.00 19,344.00 3,150.00 3,150.00 3,150.00 3,150.00 5,600.00 5,600.00 5,600.00 5,600.00 80,625.00 80,625.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 42 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION POLLUTION PREVENTION PST City of Arlington 41039 41103 08/27/2011 1.00:1 5,000.00 1,000.00 0.00 Respondent shall cleanup illegally dumped waste located at 32.78.812N - 97.13.976W, on Greenbelt Road along the Trinity River on the edge of River Legacy Park and install a fence to help prevent future illegal dumping (the "Project"). Respondent shall bid for contractors to remove and haul away items such as an old boat, dilapidated roof and other bulky waste items and to install a fence along Greenbelt Road. In addition to the fence, Respondent shall erect "No Dumping" signs to discourage future dumping and shall post a sign in a conspicuous location to advertise that the cleanup was performed as a Supplemental Environmental Project as settlement of an enforcement action with TCEQ. CLEAN UP PST The Respondent shall contribute the SEP amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Abandoned Tire Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. Allied Waste Systems, Inc. POLLUTION PREVENTION 08/27/2011 1.00:1 14,368.00 2,873.00 5,748.00 Project will coordinate with city and/or county government for hte clean up of sites where trash and debris has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified, there is no preexisting obligation to clean up the site by the owner or the government, and reasonable efforts have already been taken to prevent the dumping. SEP funds shall be used for the direct cost of collection and disposal of the trash and debris. 40,312.00 40,312.00 40,313.00 40,313.00 4,000.00 4,000.00 4,000.00 4,000.00 5,747.00 5,747.00 5,747.00 5,747.00 1,500.00 1,500.00 Benefit: Help rid communities of the dangers and health threats associated with non-regulated trash dumps which contaminate air and water, and harbor disease carrying animals and insects. Eligible Counties: Statewide Minimum Contribution: $2,000 PST City of Grapevine 40991 * September 12, 2011 07/31/2011 1.00:1 1,875.00 375.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 43 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION PST WTG Fuels, Inc. 40974 POLLUTION PREVENTION PWS City of Cockrell Hill 39878 POLLUTION PREVENTION WQ City of Kilgore 39914 POLLUTION REDUCTION WQ 39767 Texas Department of Transportation * September 12, 2011 Respondent shall hold a one-day event for the collection of used tires for proper disposal (the "Project"). The event will be advertised in the local newspaper of largest circulation and all include the required enforcement statement. Bids for an authorized tire contractor will be solicited and provided. City personnel will be used to direct traffic and assist with the collection of tires. Citizens will be invited to drop off tires at the collection site located at 501 Shady Brook Drive, Grapevine, Texas. The contractor will pick up and transport the tires to a proper disposal. 07/02/2011 1.00:1 1,875.00 375.00 750.00 Contributions will be used to pay for labor and materials costs associated with implementing the Marsh Mania Project, which include restoring shoreline elevations, growing plnats for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment ot grae an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. 03/07/2011 750.00 750.00 750.00 750.00 0.00 2,430.00 2,430.00 2,430.00 2,430.00 05/22/2011 1.00:1 25,704.00 0.00 1,500.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Keep Texas Beautiful for the Stop Trashing Texas project as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will pay for the labor and disposal costs associated with cleanup of unauthorized trash dumps by supplying project coordination, labor, supplies, and materials for clean up events statewide. SEP funds used for this purpose shall be limited to the actual direct costs for the specific purpose necessary to meet the requirements of the SEP and no potion of the SEP funds will be spent on administrative costs related to this portion of the SEP. Trash dump cleanups may be coordinated with waste collection facilities and/or local governments to employ heavy machinery for the removal of large waste items. To the maximum extent possible, cleanups shall be accomplished with the use of volunteers from community groups, private companies, schools, and youth organizations. SEP funds may be used for activities. This project will be administered in accordance with federal, state, and local environmental laws and regulations. 1.00:1 2,430.00 1,500.00 5,140.00 0.00 The Respondent shall hold two one-day events for the collection, recycling, or proper disposal of residential electronic waste ("E-waste") consisting of computers, cell phones, scanners and televisions; and residential universal waste ("U-waste") consisting of household batteries, florescent light bulbs and non-empty aerosol cans. The Respondent shall offer a designated drop-off location where the public can drop off materials for disposal or recycling at no cost to the citizens. The events will be advertised in a local newspaper to increase public awareness of and participation in the events. 12/04/2010 1.00:1 3,060.00 612.00 0.00 20,564.00 20,564.00 20,564.00 20,564.00 2,448.00 2,448.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 44 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION WQ City of San Augustine 40567 POLLUTION PREVENTION WQ 39527 MeadWestvaco Texas, L.P. POLLUTION PREVENTION WQ 39821 Rancho Sienna KC, LP POLLUTION PREVENTION WQ City of Edinburg 38830 * September 12, 2011 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Unauthorized Trash Dump Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 07/02/2011 7,595.00 0.00 2,448.00 30,380.00 30,380.00 30,380.00 30,380.00 11,344.00 11,345.00 11,345.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Water or Wastewater Treatment Assistance Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 11,345.00 11,345.00 1.00:1 37,975.00 2,448.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. Eligible Counties: Statewide Minimum Contribution: $2,000 11/15/2010 02/05/2011 1.00:1 28,361.00 5,672.00 1,800.00 1,800.00 1,800.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Unauthorized Trash Dump Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 1,800.00 1,800.00 60,900.00 60,900.00 09/26/2010 1.00:1 1.00:1 4,500.00 60,900.00 900.00 0.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 45 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION POLLUTION PREVENTION WQ 40438 Hamshire-Fannett Independent School District POLLUTION PREVENTION WQ 40733 Veolia ES Technical Solutions, L.L.C. * September 12, 2011 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Keep Texas Beautiful for the Stop Trashing Texas project as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will pay for the labor and disposal costs associated with cleanup of unauthorized trash dumps by supplying project coordination, labor, supplies, and materials for clean up events statewide. SEP funds used for this purpose shall be limited to the actual direct costs for the specific purpose necessary to meet the requirements of the SEP and no portion of the SEP funds will be spent on administrative costs related to this portion of the SEP. Trash dump cleanups may be coordinated with waste collection facilities and/or local governments to employ heavy machinery for the removal of large waste items. To the maximum extent possible, cleanups shall be accomplished with the use of volunteers from community groups, private companies, schools, and youth organizations. SEP funds may be used for activities. This project will be administered in accordance with federal, state, and local environmental laws and regulations. 30,450.00 30,450.00 30,450.00 30,450.00 5,328.00 5,328.00 5,328.00 5,328.00 4,600.00 4,600.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Water or Wastewater Treatment Assistance Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 03/19/2011 1.00:1 6,660.00 1,332.00 0.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Jefferson County Government to be used for the Cheek Community First Time Sewer Service for Low Income Home Owners project. Specifically, SEP monies will be used to provide first time sewer service for low-income residential customers in the Candlelight and Martel Subdivisions (Cheek Community) located in the western area of Jefferson County. This area has open sewage pits or poorly maintained septic systems which are a hazard to human health and the environment. SEP Funds will be used to install wastewater infrastructure and a low pressure sewer system consisting of grinder pump stations located at each home. The project will be administered in accordance with federal, state, and local environmental laws and regulations. 06/20/2011 1.00:1 11,500.00 2,300.00 4,600.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 46 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION WQ City of Godley 37788 POLLUTION PREVENTION POLLUTION REDUCTION WQ City of Cleveland 40880 POLLUTION PREVENTION WQ City of Uvalde 40136 ENVIRONMENTAL RESTORATION WQ Town of Little Elm 39163 * September 12, 2011 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. Benefit: Helps rid communities of the dangers and health threats associated with illegal tire sites. Eligible Counties: All counties in the state of Texas that are within the boundaries of one of the 23 RC&D Areas in the state of Texas. Estimated Time to Complete: 12 months. Estimated Cost: $ 4,500 per collection event. 04/18/2011 1.00:1 44,750.00 0.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. 07/02/2011 1.00:1 7,600.00 1,520.00 0.00 Project will repair or replace failing water systems or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. Eligible Counties: Statewide Minimum Contribution: $2,000 05/08/2011 1.00:1 8,400.00 1,680.00 0.00 The Respondent shall replant the Cooks Slough Nature Park constructed wetland, which is a freshwater marsh with new emergent plantings including approximately one-thousand cattails (Typha latigolia) and an equal number of soft stem bulrushes (Scirpus validus). Water levels will be lowered to allow for proper planting. Plantings will be made in the shallow areas of the wetland following the seasonal departure of migratory waterfowl from the existing wetland area. Wetlands provide productive ecosystems that are rich in organic matter and nutrients which support organisms within the wetland and can be effective in improving the water quality in area lakes, rivers, and estuaries. Improving wetland vegetation impacts the productivity of these systems by supporting waterfowl and other wildlife, as well as capturing sediments, and filtering pollutants, which improves water quality. 04/18/2011 1.00:1 12,225.00 2,445.00 0.00 4,600.00 4,600.00 44,750.00 44,750.00 18,000.00 18,000.00 26,750.00 26,750.00 6,080.00 6,080.00 6,080.00 6,080.00 6,720.00 6,720.00 6,720.00 6,720.00 9,780.00 9,780.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 47 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION 9,780.00 9,780.00 0.00 5,495.00 5,495.00 Respondent shall perform a waterway cleanup project (the "project") along Peter Swale Creek, in the Bayside Watershed, a tributary to the Aransas River, in San Patricio County, Texas. The project will remove illegally discarded bulky municipal waste including but not limited to abandoned tires, dilapidated furniture, broken appliances, animal carcasses, and trash. The project will be performed at the intersection of County Road 1694 and County Road 2269 in San Patricio County, Texas. 5,495.00 5,495.00 The Respondent shall conduct two city-wide pharmaceutical collection events to provide city-wide collection and proper disposal of pharmaceuticals at no cost to the public. The events will include collection and proper disposal of pharmaceuticals, including those that may be considered to have endocrine disrupting effects, from citizens in the Town of Little Elm and surrounding communities. This SEP will provide a discernible environmental benefit by providing proper and safe disposal of harmful chemicals that can leach into the soil, water, and air. The events are designed to help alleviate the threat to wildlife posed by improperly disposed pharmaceuticals, which can cause endocrine disruption and affect other biological processes. WQ City of Odem 40073 POLLUTION REDUCTION WQ Vam USA LLC 40728 POLLUTION PREVENTION POLLUTION PREVENTION WQ City of Big Lake 40820 POLLUTION PREVENTION WQ City of New Deal 39654 * September 12, 2011 06/20/2011 06/20/2011 1.00:1 1.00:1 5,495.00 0.00 71,424.00 0.00 35,712.00 Contributions will be used in accordance with the Supplemental Environmental Project Agreement between the Armand Bayou Nature Center and the Texas Commission on Environmental Quality. The tallgrass prairie was once a common ecosystem in Texas and the United States. Today more than 99% of this habitat has been lost and the remainder is highly fragmented and severely threatened by exotic species and development. Prescribed burning is one stewardship tool used to maintain a tallgrass prairie ecosystem. If the prairie is not maintained, it can be destroyed by invasive species which primarily include the Chinese Tallow tree and other woody plants. Historically, prairies were managed by grazing, natural fires set by lightning, or fires set by Native Americans to aid in their hunter-gatherer lifestyle. ABNC must employ prescribed burning methods and can not use more natural stewardship tools due to its location in the center of a highly urbanized and industrialized area. ABNC=s stewards Trash Bash is an annual event that entails the use of volunteers to clean up trash and pollutants from Galveston Bay and waterways in the San Jacinto watershed. The project has resulted in the removal of an average of 141.7 tons of trash and 729 abandoned tires annually from these waterways. SEP monies will pay for materials, supplies, disposal costs and transportation costs directly associated with the clean up of trash. 06/20/2011 1.00:1 11,934.00 0.00 0.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. Eligible Counties: Statewide Minimum Contribution: $2,000 10/25/2010 1.00:1 7,670.00 1,534.00 0.00 35,712.00 35,712.00 17,856.00 17,856.00 17,856.00 17,856.00 11,934.00 11,934.00 11,934.00 11,934.00 6,136.00 6,136.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 48 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION WQ City of Kingsville 41030 POLLUTION PREVENTION WQ City of Arlington 40409 POLLUTION REDUCTION WQ Comal County 40228 POLLUTION PREVENTION WQ 40063 Port O'Connor Municipal Utility District * September 12, 2011 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Abandoned Tire Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/13/2011 1.00:1 10,600.00 0.00 0.00 Project will repair or replace failing water systems or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. Eligible Counties: Statewide Minimum Contribution: $2,000 06/20/2011 1.00:1 7,500.00 0.00 0.00 Respondent shall perform a cleanup in Lake Arlington in the Village Creek Watershed, a tributary of the West Fork Trinity River on the western border of Arlington just north of Interstate 20. The specific locations for the freshwater cleanup include 3512 Lake Powell and 3502 Yacht Club Court (the "project"). 06/20/2011 1.00:1 1,875.00 375.00 0.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. Benefit: Helps rid communities of the dangers and health threats associated with illegal tire sites. Eligible Counties: All counties in the state of Texas that are within the boundaries of one of the 23 RC&D Areas in the state of Texas. Estimated Time to Complete: 12 months. Estimated Cost: $ 4,500 per collection event. 02/20/2011 1.00:1 5,280.00 1,056.00 0.00 6,136.00 6,136.00 10,600.00 10,600.00 10,600.00 10,600.00 7,500.00 7,500.00 7,500.00 7,500.00 1,500.00 1,500.00 1,500.00 1,500.00 4,224.00 4,224.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 49 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION 4,224.00 4,224.00 14,320.00 14,320.00 14,320.00 14,320.00 0.00 3,120.00 3,120.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Abandoned Tire Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 3,120.00 3,120.00 22,500.00 22,500.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to National Audubon Society for the Sundown Sanctuary Island Anti-erosion, Re-vegetation and Pest Control Project. The Sundown Island and four other small coastal islands located off Port O'Connor are major sites for nesting colonial waterbirds. These islands are increasingly subject to erosion and consequent land loss due to an increasing number of vessels, storm winds and surges, etc. Texas coastal sanctuary islands in this area host one of the largest roseate spoonbill, reddish egret and Brown pelican colonies in the U.S. Colonial. The SEP offset amount will be used to restore the size of the islands utilizing dredge spoil, conduct revegetatation using native plants, and treat vegetation to control pest populations. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The Respondent shall not profit from this SEP in any manner. The Respondent certifies that it has no prior commitment to make this contribution and that it is being done solely in an effort to settle this enforcement action. WQ 40932 The Lubrizol Corporation POLLUTION PREVENTION WQ Texas Department of Transportation 39871 POLLUTION PREVENTION WQ 40909 San Antonio Water System * September 12, 2011 08/13/2011 1.00:1 35,800.00 7,160.00 14,320.00 Contributions will be used in accordance with the Supplemental Environmental Project Agreement between the Armand Bayou Nature Center and the Texas Commission on Environmental Quality. The tallgrass prairie was once a common ecosystem in Texas and the United States. Today more than 99% of this habitat has been lost and the remainder is highly fragmented and severely threatened by exotic species and development. Prescribed burning is one stewardship tool used to maintain a tallgrass prairie ecosystem. If the prairie is not maintained, it can be destroyed by invasive species which primarily include the Chinese Tallow tree and other woody plants. Historically, prairies were managed by grazing, natural fires set by lightning, or fires set by Native Americans to aid in their hunter-gatherer lifestyle. ABNC must employ prescribed burning methods and can not use more natural stewardship tools due to its location in the center of a highly urbanized and industrialized area. ABNC=s stewards 03/07/2011 08/13/2011 1.00:1 1.00:1 3,900.00 22,500.00 780.00 0.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 50 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION WQ City of Chico 36948 POLLUTION REDUCTION POLLUTION REDUCTION WQ City of Omaha 39446 CLEAN UP WQ 40686 Vopak Terminal Galena Park, Inc. POLLUTION PREVENTION WQ City of San Marcos 40193 * September 12, 2011 22,500.00 22,500.00 0.00 208,475.00 208,475.00 The Respondent shall provide first-time wastewater service to approximately 12 or more low-income residences that comply with the parameters of this SEP, up to the SEP Offset Amount for SEP No. 1 that have failing or inadequately designed septic systems, at no cost to the residents. Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. 200,000.00 200,000.00 8,475.00 8,475.00 Performing Party shall establish, operate and maintain water quality monitoring stations in streams, lakes, rivers, or other water bodies within one hundred miles of San Marcos, Texas. The stations will consist of ambient water quality monitoring instruments, meteorological instruments, and ancillary equipment. The primary objective of these new monitoring stations is to provide continuous monitoring of area water quality. The information collected will be non-regulatory, and will be used to monitor the quality and safety of Texas surface waters, and to asses the state of the environment with real-time or near real-time monitoring data. SEP monies will be used to pay for the instrumentation, installation, and maintenance and/or operation of the instrumentation, data validation, software license, and web server costs. 10/25/2010 07/02/2011 1.00:1 208,475.00 0.00 9,020.00 9,020.00 Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") to be used for the Cleanup of Unauthorized Trash Dumps program as set forth in an agreement between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, the SEP Offset Amount will be used to coordinate with city and county government officials and private entities to clean up sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be identified, where there is no pre-existing obligation to clean up the site by the owner or the government, and where reasonable efforts have already been taken to prevent the dumping. The SEP Offset Amount may be used for the direct cost of collection and disposal or recycling of debris. Any SEP Offset Amount remaining after completion of the Project may, upon approval of the Executive Director, be applied to another approved RC&D project. 9,020.00 9,020.00 8,820.00 8,820.00 8,820.00 8,820.00 3,000.00 3,000.00 07/02/2011 1.00:1 1.00:1 9,020.00 0.00 17,640.00 0.00 0.00 8,820.00 Trash Bash is an annual event that entails the use of volunteers to clean up trash and pollutants from Galveston Bay and waterways in the San Jacinto watershed. The project has resulted in the removal of an average of 141.7 tons of trash and 729 abandoned tires annually from these waterways. SEP monies will pay for materials, supplies, disposal costs and transportation costs directly associated with the clean up of trash. 03/19/2011 1.00:1 3,750.00 750.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 51 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION The Wenzel Tract Quarry is on an 85-acre property in Hays County, acquired by the Hill Country Conservancy and City of Austin to serve as an aquifer enhancement area for the Edwards Aquifer. 3,000.00 3,000.00 This project involves using the quarry to capture and hold diverted storm flow until it can be absorbed or recharged into the aquifer. It has been estimated that the quarry could divert up to 275 acre feet of storm runoff into the aquifer annually. This would help protect against low or cessation of flow to Barton Springs, which is comprised of four springs that provide the only known habitat for two species of Plethodontid salamanders, Eurycea sosorum, the Barton Springs Salamander, and Eurycea waterlooensis, the Austin Blind Salamander. Eurycea sosorum was federally listed as endangered in 1998 and Eurycea waterlooensis is being evaluated for listing by the United States Fish and Wildlife Service. Additionally, the quarry is expected to attract nesting ducks and other waterfowl through mudflats and shallow water retention areas. Performing Party shall use SEP Funds on the property to: 1) Remove invasive plants; 2) provide native plantings; 3) perform water sampling and analysis; 4) create mudflats and shallow water retention areas; 5) provide nesting structures for birds; 6) restore and enhance wetlands; and 7) construct diversion channel to capture storm flow for aquifer recharge enhancement. WQ City of New Waverly 39668 POLLUTION PREVENTION WQ 39900 Gulf Coast Waste Disposal Authority POLLUTION PREVENTION * September 12, 2011 11/15/2010 0.00 1,632.00 1,632.00 The Respondent shall contribute to SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Unauthorized Trash Dump Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 1,632.00 1,632.00 0.00 11,340.00 11,340.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Galveston Bay Foundation to be used for the Galveston Bay Foundation "Marsh Mania" as set forth in the agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to restore shoreline elevations, growing plants for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment to grade an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. The high elevation can then be planted with emergent vegetation. SEP monies will be used to pay for the direct costs of the implementation of the project, including material, equipment, and labor costs. 11,340.00 11,340.00 02/05/2011 1.00:1 1.00:1 2,040.00 14,175.00 408.00 2,835.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 52 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program WQ City of Franklin 25652 POLLUTION PREVENTION POLLUTION PREVENTION POLLUTION PREVENTION WQ City of Liberty 39982 POLLUTION PREVENTION WQ City of Tenaha 40887 * September 12, 2011 0.00 47,310.00 47,310.00 The Respondent shall contribute the SEP amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Abandoned Tire Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Unauthorized Trash Dump Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/05/2011 10,000.00 10,000.00 15,000.00 15,000.00 22,310.00 22,310.00 03/07/2011 1.00:1 1.00:1 47,310.00 0.00 36,733.00 0.00 0.00 The Respondent shall repair or replace failing or inadequately designed private sewer lines, access units, and clean-outs for low-income residents in Liberty County. The SEP Offset Amount will be used for the cost of equipment and labor and to purchase new materials to repair or replace lines for a minimum of 50 low-income residences. The failure of these existing lines may result in overflows of untreated sewage to the environment, causing unsanitary conditions and environmental concerns. The homeowners will not be charged for any portion of the cost of this SEP. 07/02/2011 1.00:1 9,806.00 1,961.00 0.00 36,733.00 36,733.00 36,733.00 36,733.00 7,845.00 7,845.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 53 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION WQ 37737 Brookshire Municipal Water District ENVIRONMENTAL ENHANCEMENT WQ City of Strawn 34001 POLLUTION PREVENTION WQ 40760 Formosa Plastics Corporation, Texas * POLLUTION PREVENTION Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. Eligible Counties: Statewide Minimum Contribution: $2,000 12/25/2010 1.00:1 58,395.00 0.00 0.00 Custom water meter replacement for homeowners and public rights-of-way. This SEP will provide a discernible environmental benefit by reducing the amount of potable water lost to system leakage. 07/31/2011 1.00:1 18,980.00 0.00 0.00 Respondent shall hold a one-day event for the collecting, recycling and proper disposal of tires, electronics (including non-working televisions and computers), appliances (including stoves, washers, dryers, and refrigerators/freezers without Freon), old furniture, and mattresses (the "Project"). Secure drop-off sites will be manned by City personnel who will oversee the separation of the collected materials. The City is contracted to use IESI as the collection and waste disposal contractor. Manifests will be provided to show proper transport, recycling and disposal of collected materials. 07/31/2011 1.00:1 68,600.00 13,720.00 27,440.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to National Audubon Society for the Sundown Sanctuary Island Anti-erosion, Re-vegetation and Pest Control Project. The Sundown Island and four other small coastal islands located off Port O'Connor are major sites for nesting colonial waterbirds. These islands are increasingly subject to erosion and consequent land loss due to an increasing number of vessels, storm winds and surges, etc. Texas coastal sanctuary islands in this area host one of the largest roseate spoonbill, reddish egret and Brown pelican colonies in the U.S. Colonial. The SEP offset amount will be used to restore the size of the islands utilizing dredge spoil, conduct revegetatation using native plants, and treat vegetation to control pest populations. 7,845.00 7,845.00 58,395.00 58,395.00 58,395.00 58,395.00 18,980.00 18,980.00 18,980.00 18,980.00 27,440.00 27,440.00 27,440.00 27,440.00 2,430.00 2,430.00 The SEP will be done in accordance with all federal, state and local environmental laws and regulations. All dollars contributed will be used s WQ City of Dodd City 38706 * September 12, 2011 02/05/2011 1.00:1 14,645.00 0.00 12,215.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 54 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION Project will coordinate with city and/or county government for the clean up of sites where trash and debris has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified, there is no preexisting obligation to clean up the site by the owner or the government, and reasonable efforts have already been taken to prevent the dumping. SEP funds shall be used for the direct cost of collection and disposal of the trash and debris. 2,430.00 2,430.00 Benefit: Help rid communities of the dangers and health threats associated with non-regulated trash dumps which contaminate air and water, and harbor disease carrying animals and insects. Eligible Counties: Statewide Minimum Contribution: $2,000 WQ City of Hudson 39067 POLLUTION PREVENTION WQ City of Port Lavaca 39919 POLLUTION PREVENTION WQ City of Waelder 40107 POLLUTION PREVENTION WQ City of Pearsall 39306 * September 12, 2011 12/04/2010 1.00:1 8,249.00 1,649.00 0.00 The Respondent shall hold a one-day event for the collection, recycling, or proper disposal of tires, batteries, electronics, and large and small household appliances. The Respondent shall offer a pickup service for elderly and disabled residents as well as offer a supervised designated drop-off location where the public can drop off materials for disposal or recycling at no cost to the citizens. 02/20/2011 6,600.00 15,960.00 15,960.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Water or Wastewater Treatment Assistance Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 15,960.00 15,960.00 02/05/2011 3,990.00 6,600.00 6,600.00 0.00 1.00:1 19,950.00 6,600.00 0.00 1,440.00 1,440.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Keep Texas Beautiful for the Stop Trashing Texas project as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will pay for the labor and disposal costs associated with cleanup of unauthorized trash dumps by supplying project coordination, labor, supplies, and materials for clean up events statewide. SEP funds used for this purpose shall be limited to the actual direct costs for the specific purpose necessary to meet the requirements of the SEP and no potion of the SEP funds will be spent on administrative costs related to this portion of the SEP. Trash dump cleanups may be coordinated with waste collection facilities and/or local governments to employ heavy machinery for the removal of large waste items. To the maximum extent possible, cleanups shall be accomplished with the use of volunteers from community groups, private companies, schools, and youth organizations. SEP funds may be used for activities. This project will be administered in accordance with federal, state, and local environmental laws and regulations. 1,440.00 1,440.00 2,420.00 2,420.00 10/15/2010 1.00:1 1.00:1 1,800.00 3,025.00 360.00 605.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 55 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION WQ 39708 David Schuler Dba Spirit Custom Homes POLLUTION PREVENTION WQ City of Boyd 39609 POLLUTION PREVENTION WQ Harris County 40546 * September 12, 2011 2,420.00 2,420.00 1,600.00 1,600.00 1,600.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Keep Texas Beautiful for the Stop Trashing Texas project as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will pay for the labor and disposal costs associated with cleanup of unauthorized trash dumps by supplying project coordination, labor, supplies, and materials for clean up events statewide. SEP funds used for this purpose shall be limited to the actual direct costs for the specific purpose necessary to meet the requirements of the SEP and no portion of the SEP funds will be spent on administrative costs related to this portion of the SEP. Trash dump cleanups may be coordinated with waste collection facilities and/or local governments to employ heavy machinery for the removal of large waste items. To the maximum extent possible, cleanups shall be accomplished with the use of volunteers from community groups, private companies, schools, and youth organizations. SEP funds may be used for activities. This project will be administered in accordance with federal, state, and local environmental laws and regulations. 1,600.00 1,600.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Water or Wastewater Treatment Assistance Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 11/15/2010 10/25/2010 1.00:1 4,000.00 0.00 5,088.00 5,088.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Water or Wastewater Treatment Assistance Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 5,088.00 5,088.00 10,050.00 10,050.00 06/20/2011 1.00:1 1.00:1 6,360.00 800.00 1,272.00 10,050.00 0.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 56 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION WQ City of Missouri City 39571 POLLUTION PREVENTION WQ 39372 City of Fredericksburg POLLUTION PREVENTION Contributions will be used in accordance with the Supplemental Environmental Project Agreement between the Armand Bayou Nature Center and the Texas Commission on Environmental Quality. The tallgrass prairie was once a common ecosystem in Texas and the United States. Today more than 99% of this habitat has been lost and the remainder is highly fragmented and severely threatened by exotic species and development. Prescribed burning is one stewardship tool used to maintain a tallgrass prairie ecosystem. If the prairie is not maintained, it can be destroyed by invasive species which primarily include the Chinese Tallow tree and other woody plants. Historically, prairies were managed by grazing, natural fires set by lightning, or fires set by Native Americans to aid in their hunter-gatherer lifestyle. ABNC must employ prescribed burning methods and can not use more natural stewardship tools due to its location in the center of a highly urbanized and industrialized area. ABNC=s stewards 03/19/2011 54,000.00 54,000.00 The Respondent shall contribute the SEP offset amount to the Third Party Recipient named above. The contribution will be to the Friends of the River San Bernard for the Friends of the River San Bernard Natural Area Acquisition and Conservation Program, as set forth in the SEP Agreement referenced above between the Third Party Recipient and the TCEQ. The SEP offset amount will be used to preserve a contiguous wetland corridor along the San Bernard River in lower Fort Bend County. Ducks Unlimited has protected an adjacent 114 acre tract with two conservation easements, but the contiguity of this wetland corridor greatly depends on the acquisition and preservation of the remaining acreage. This SEP will focus on three (3) tracts of land comprising approximately 645 acres in the wetland corridor on the north side of the San Bernard River and west of Armstrong Road. Third Party Recipient shall use SEP funds to acquire conservation easements on these tracts to provide permanent protection and stewardship of these lands and waters. All tracts acquired in whole or in part with SEP funds shall be preserved in perpetuity through conservation easements that comply with Subchapter A, Chapter 183, Texas Natural Resources Code. The Holder of the San Bernard Conservation Easements shall be WETLANDS AMERICA TRUST, INC. (affiliated with Ducks Unlimited) which Performing Party certifies is an entity that meets the definition of "holder" under Section 183.001(2), Texas Natural Resources Code. 54,000.00 54,000.00 02/20/2011 1.00:1 14,987.00 0.00 10,050.00 0.00 1.00:1 54,000.00 10,050.00 0.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 14,987.00 14,987.00 14,987.00 14,987.00 2,882.00 2,882.00 Benefit: Provides a means of properly disposing of HHW which might otherwise be disposed of in storm drains, the sewage systems, or other means of detrimental to the environment. Eligible Counties: Statewide Minimum Contribution: $4,500 WQ City of Shepherd 38918 * September 12, 2011 11/15/2010 1.00:1 2,882.00 0.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 57 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION WQ City of Tatum 38820 POLLUTION PREVENTION WQ 38763 Westlake Municipal Utility District 1 ENVIRONMENTAL RESTORATION WQ 39903 San Antonio Water System * September 12, 2011 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Water or Wastewater Treatment Assistance Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 09/26/2010 0.00 8,576.00 8,576.00 8,576.00 8,576.00 18,875.00 18,875.00 18,875.00 18,875.00 32,700.00 32,700.00 02/20/2011 1.00:1 2,144.00 2,882.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Unauthorized Trash Dump Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 1.00:1 10,720.00 2,882.00 18,875.00 0.00 0.00 The Project will include restoring shoreline elevations, growing plants for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment to grade an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. The higher elevation can then be planted with emergent vegetation. SEP monies will be used to pay for the direct cost of the implementation of the project, including material, equipment and labor costs. 12/04/2010 1.00:1 32,700.00 0.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 58 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION WQ 40561 Westwood Water Supply Corporation POLLUTION PREVENTION 32,700.00 32,700.00 0.00 21,392.00 21,392.00 Project shall identify sites where there is no responsible party who is able to pull the tanks. RC&D shall give written notification to TCEQ of the responsible parties who are not able to pull the tanks and request TCEQ approval of these sites. Once the site is approved by TCEQ, RC&D shall do the following: 1) conduct soil sampling and notify the TCEQ SEP Coordiantor & the appropriate TCEQ Regional Office w/in 24 hours as to whether sampling indicates a tank has or has not leaked; 2) remove & properly dispose of any liquids found inthe tanks; 3) do any necessary remediation; 4) backfill the hole; and 5) compile a UST closure report for each UST system removed. 21,392.00 21,392.00 37,160.00 37,160.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be used by San Antonio River Authority for the San Antonio River Water Quality Monitoring Network to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. The Third-Party recipient shall install additional water quality monitoring sites to complement and enhance the existing San Antonio River Basin Monitoring Network (SARBMN) along the San Antonio River in Bexar, Wilson, Karnes, and Goliad counties. The Third-Party recipient may also use SEP funds to pay for the continued operation and maintenance of existing SARBMN sites. The network is expected to document the effects of accidental spills and pollution events that affect the river as well as nonpoint source pollution. The Third-Party recipient may employ a contractor to install and provide ongoing operation and maintenance of the monitoring sites, validate data, analyze data, and provide documentation of water quality. Third-Party recipient shall compile data in a database for public information and make it available at www.texaswaterdata.org and possibly other URLs. The information collected will be used to monitor the water quality within San Antonio River area waters with real time or near real time monitoring data. SEP funds will be used to pay for the instrumentation, installation, and maintenance and/or operation of the instrumentation, data validation, software license, and telemetry costs. Depending upon the site-specific data need(s) (coordinated with TCEQ), individual sites may monitor various water quality parameters such as dissolved oxygen, pH, specific conductance, temperature, turbidity, water level and stream flow. As technology and funding become available, the sites may be expanded to monitor additional parameters such as blue-green algae, chlorophyll, bacteria, and nutrients including ammonia, nitrates, and phosphates. 05/22/2011 1.00:1 26,740.00 5,348.00 Eligible Counties: See web page for counties ineligible for receiving SEP funding for this project. Minimum Contribution: $10,000 WQ City of Azle 40699 * September 12, 2011 08/13/2011 1.00:1 37,160.00 0.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 59 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program There are two separate custom projects in this SEP however, the penalty amounts are not specified between the projects. Project 1: Azle Collection Event and Project 2 Ash Creek and Reynolds Branch Creek Cleanup. Project 1. Respondent shall hold a one-day event for the collection, recycling, or proper disposal of concrete, logs, furniture, car parts, and large, bulky municipal household waste. Respondent shall offer a supervised drop-off collection site where the public can drop off materials for disposal or recycling at no cost to the citizens. The event will be advertised in a local newspaper to increase public awareness of and participation in the event and will include the required enforcement statement. CLEAN UP 37,160.00 37,160.00 Project 2. Respondent shall perform a waterway cleanup project along Ash Creek and Reynolds Branch Creek, in Tarrant County, Texas. For the Ash Creek cleanup, the project will be performed beginning at Stewart Street and proceed to Ash Creek Park. For Reynolds Branch Creek cleanup, the cleanup location will begin at Silver Creek Road and proceed to Ash Creek. The project will remove illegally discarded bulky solid waste including, but not limited to abandoned tires and tire rims, various car parts, concrete, logs, furniture, and trash. Respondent shall advertise the cleanup project with the required enforcement statement in the local newspaper. WQ 40896 Linde Gas North America LLC POLLUTION PREVENTION WQ City of Cedar Park 40805 POLLUTION PREVENTION WQ 39495 Texas Department of Transportation POLLUTION PREVENTION * September 12, 2011 07/31/2011 1.00:1 11,118.00 2,223.00 4,448.00 Trash Bash is an annual event that entails the use of volunteers to clean up trash and pollutants from Galveston Bay and waterways in the San Jacinto watershed. The project has resulted in the removal of an average of 141.7 tons of trash and 729 abandoned tires annually from these waterways. SEP monies will pay for materials, supplies, disposal costs and transportation costs directly associated with the clean up of trash. 07/02/2011 0.00 0.00 4,447.00 4,447.00 4,447.00 12,800.00 12,800.00 12,800.00 12,800.00 0.00 2,400.00 2,400.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Unauthorized Trash Dump Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 2,400.00 2,400.00 1.00:1 12,800.00 4,447.00 Project will repair or replace failing water systems or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. Eligible Counties: Statewide Minimum Contribution: $2,000 03/07/2011 1.00:1 3,000.00 600.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 60 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program WQ 40525 Stolthaven Houston, Inc. POLLUTION PREVENTION WQ City of Penelope 39016 CLEAN UP WQ 39139 City of Fredericksburg POLLUTION PREVENTION WQ City of Crockett 40392 * September 12, 2011 05/22/2011 1.00:1 20,100.00 0.00 10,050.00 Trash Bash is an annual event that entails the use of volunteers to clean up trash and pollutants from Galveston Bay and waterways in the San Jacinto watershed. The project has resulted in the removal of an average of 141.7 tons of trash and 729 abandoned tires annually from these waterways. SEP monies will pay for materials, supplies, disposal costs and transportation costs directly associated with the clean up of trash. 10/15/2010 0.00 8,158.00 8,158.00 8,158.00 8,158.00 09/26/2010 1.00:1 13,000.00 2,039.00 10,050.00 10,050.00 The Respondent shall hold a cleanup event to collect solid waste and remove and properly dispose of or recycle used tires throughout the city and surrounding areas, at no cost to the residents. The Respondent shall ensure that the event occurs after normal work hours or on weekend days if respondent's personnel are used, or in the alternative, a contractor may be used during regular business hours; offers to the public a no-cost option to dispose of tires and solid waste; if advertised, that the event is advertised in a newspaper of large circulation in the geographic area and that the advertisement includes a statement that the project is being performed as a Supplemental Environmental Project as a result of an enforcement action brought by TCEQ. The Respondent shall utilize a contractor to haul and properly dispose of or recycle the collected tires and solid waste. At the Executive Director's discretion, the Respondent may receive SEP Offset Amount credit only for the direct cost of implementing the project. Specifically, the Respondent may receive SEP Offset Amount credit for costs of equipment, materials, and contract labor costs in accordance with TCEQ expenditure restrictions on the use of SEP funds. Credit for the use of the SEP Offset Amount shall be limited to costs that are actual, documented, reasonable, and necessary to performance of the SEP. The Respondent must competitively bid work for the project to ensure that costs are reasonable and customary. The Respondent may receive credit for the reasonable and customary costs of labor if its employees are used in implementing the SEP. The Respondent shall not receive credit for volunteer labor or equipment. The SEP Offset Amount will be used for the direct cost of the project and no portion of the SEP Offset Amount shall be spent on the Respondent's administrative costs. The Respondent shall also not receive credit for gratuities and/or inducements (food, refreshments, or other gifts) for volunteers. 1.00:1 10,197.00 10,050.00 10,050.00 2,600.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 05/08/2011 1.00:1 9,850.00 1,970.00 0.00 10,400.00 10,400.00 10,400.00 10,400.00 7,880.00 7,880.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 61 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program ENVIRONMENTAL RESTORATION WQ 40947 Northampton Municipal Utility District POLLUTION PREVENTION WQ 40930 Archdiocese of Galveston Houston POLLUTION PREVENTION WQ 39134 LANXESS Corporation * September 12, 2011 The Respondent shall perform an erosion control project in Town Branch Creek to reduce siltation in a seasonal tributary that flows into Hurricane Bayou and into the Trinity River in Houston County. This project will consist of the installation of approximately 4,342 linear feet of slope protection to eliminate ongoing erosion at approximately 3 to 5 bends in the creek, beginning north of Pease Street (31 degs. 19'28.71"N 95 degs. 28'00.44"W) to the entrance of the North Wastewater Treatment Plant (31 degs. 19'59.21"N 95 degs. 28'.24.17"W). Slope stabilization will be addressed by the installation of R-Rap Walls (also referred to as a Bag Wall installation). 08/13/2011 1.00:1 36,465.00 0.00 0.00 Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to the Bayou Land Conservancy for the Spring Creek Greenway Project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, this SEP will focus on preserving multiple tracts of land comprising approximately 1,000 acres in the riparian corridor east of FM 2978 and west of U.S. 59. The Third-Party Recipient shall use SEP Funds to acquire conservation easements on these tracts to provide permanent protection and stewardship of these lands and waters. The Third-Party Recipient shall also use SEP Funds to conduct restoration work, including tree plantings, on these tracts, as needed. All property acquired in whole or in part with SEP Funds must be preserved in perpetuity through a conservation easement that complies with Subchapter A, Chapter 183, Texas Natural Resources Code. The holder of the conservation easement must be an entity that meets the definition of "holder" under section 183.001(2), Texas Natural Resources Code. Additionally, the holder of the conservation easement may not also be the owner of the property. The Third-Party Recipient shall use only conservation easements that are substantially similar to the conservation easement described in the Supplement Environmental Project Agreement between Third-Party Recipient and TCEQ. The Third-Party Recipient shall not use or set aside SEP Funds for legal defense of these properties without prior written approval of the TCEQ. 08/13/2011 1.00:1 7,625.00 0.00 0.00 Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to the Bayou Land Conservancy for the Spring Creek Greenway Project. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, this SEP will focus on preserving multiple tracts of land comprising approximately 1,000 acres in the riparian corridor east of FM 2978 and west of U.S. 59. The Third-Party Recipient shall use SEP Funds to acquire conservation easements on these tracts to provide permanent protection and stewardship of these lands and waters. The Third-Party Recipient shall also use SEP Funds to conduct restoration work, including tree plantings, on these tracts, as needed. All property acquired in whole or in part with SEP Funds must be preserved in perpetuity through a conservation easement that complies with Subchapter A, Chapter 183, Texas Na 08/27/2011 1.00:1 20,824.00 0.00 10,412.00 7,880.00 7,880.00 36,465.00 36,465.00 36,465.00 36,465.00 7,625.00 7,625.00 7,625.00 7,625.00 10,412.00 10,412.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 62 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Single Program POLLUTION PREVENTION 10,412.00 Specifically, the SEP Offset Amount will be used to perform energy efficiency upgrades on public buildings and infrastructure. The SEP Offset Amount may only be used for: (1) the cost of conducting energy efficiency audits; (2) the incremental cost for construction or implementation of energy-efficiency upgrades (versus the cost of non-energy efficiency upgrades); (3) the incremental cost of purchase of equipment or appliances that are more energy-efficient (versus the cost of purchasing non-energy efficient equipment or appliances); or (4) other direct costs authorized in advance by TCEQ. The SEP Offset Amount may only be used for the direct cost of performing this project and no portion will be spent on administrative costs. For items 2, 3, and 4 above, Performing Party shall submit a budget and proposals for expenditure to TCEQ for written approval prior to the use of SEP Funds. 10,412.00 Modifications may include but are not limited to weatherization; energy-reduction modifications such a WQ 39185 Granbury Materials, LLC POLLUTION PREVENTION WQ City of Duncanville 40369 POLLUTION REDUCTION Count of Single Program Orders: 213 * September 12, 2011 02/20/2011 1.00:1 14,000.00 0.00 11,690.00 Third Party Recipient shall coordinate with local public and private entities to provide low-income homeowners with assistance to enable repair or replacement of their failing water systems or on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients shall not be charged for the cost of replacing or repairing the failing systems. 03/19/2011 1.00:1 9,160.00 0.00 0.00 The Respondent shall perform an erosion control project in Ten Mile Creek to reduce siltation in Tributary 11 of the Trinity River in Dallas County. This project will consist of the installation of approximately 61 linear feet of slope protection to eliminate ongoing erosion of the creek bank. Beginning at the back of the curb on the southwest corner of the lot at 1106 Spring Lake, along Tributary 11 of Ten Mile Creek, the wall will begin 200 feet east to the west creek top and proceed north-northeast approximately 61 feet to the end point of the wall. The embankment failure is located on the west side of Tributary 11 adjacent to 1106 Spring Lake Drive in Duncanville, Texas. Slope stabilization will be addressed by the installation of R-Rap Walls (also referred to as a Bag Wall installation). This SEP will provide a discernible environmental benefit by stabilizing the creek bank and preventing further erosion that would result in sedimentation and siltation in the waterway. The project will reduce erosion, pooling of stagnant water, and downstream sedimentation. Continued erosion leads to high sediment loads in waterways, silting, and disruption of ecosystems. This project will benefit and protect the water quality of Tributary 11, Ten Mile Creek and the Trinity River Basin. Total: 9,128,720.00 1,047,349.00 3,368,820.00 2,310.00 2,310.00 2,310.00 2,310.00 9,160.00 9,160.00 9,160.00 9,160.00 4,712,551.00 4,712,551.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 63 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Multi-Media Program Date Range Selected : PGM Case No. MM 38538 09/01/2010 - 08/31/2011 Respondent Name White Buffalo Environmental Services, LLC * POLLUTION REDUCTION Effective Date 04/18/2011 Ratio 1.00:1 Assessed Amt Deferred Amt 13,436.00 0.00 Payable Amt 6,718.00 The Third-Party Recipient currently operates a Citizen's Recycling Center at 702 Warehouse Road in San Angelo, Texas. The Center is open to the general public and currently accepts the following types of materials for recycling primarily from citizens in Tom Green, Coke, Concho, and Irion Counties: glass, plastics, electronics/e-waste, office paper, aluminum, mixed metals, newspaper, magazines, appliances, oil and oil filters, and lead acid batteries. SEP Cost SEP Offset 6,718.00 6,718.00 6,718.00 6,718.00 Use of equipment purchased with SEP Funds must be limited to activities related to recycling efforts. If any such equipment is sold after purchase with SEP Funds, the Third-Party Recipient shall receive a minimum of three bids for the purchase price and all proceeds shall go back into supporting the recycling operations at the Center. Sale of the equipment for less than the highest bid requires the prior approval of the TCEQ. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondents certify that there is no prior commitment to make this contribution and that it is being done solely in an effort to settle this enforcement action. MM Shell Oil Company 40220 ENVIRONMENTAL ENHANCEMENT MM 38877 City of Dallas Water Utilities POLLUTION PREVENTION MM City of Mathis 39944 * September 12, 2011 06/20/2011 1.00:1 158,450.00 0.00 79,225.00 The SEP Offset Amount will be used to preserve a contiguous wetland corridor along the San Bernard River. This is a land and water preservation project aimed at preserving approximately 645 acres of a contiguous wetland corridor along the San Bernard River in lower Fort Bend County. Ducks Unlimited has protected an adjacent 114 acre tract with two conservation easements, but the contiguity of this wetland corridor greatly depends on the acquisition and preservation of the remaining acreage. 02/20/2011 1.00:1 9,500.00 0.00 0.00 Third Party Recipient shall coordinate with local public and private entities to provide low-income homeowners with assistance to enable repair or replacement of their failing water systems or on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients shall not be charged for the cost of replacing or repairing the failing systems. 07/31/2011 1.00:1 9,980.00 0.00 0.00 79,225.00 79,225.00 79,225.00 79,225.00 9,500.00 9,500.00 9,500.00 9,500.00 9,980.00 9,980.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 64 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Multi-Media Program POLLUTION PREVENTION MM City Of Midland 40428 POLLUTION PREVENTION MM 38567 Citgo Refining and Chemicals Company L.P. POLLUTION PREVENTION MM 39181 Veolia ES Technical Solutions, L.L.C. POLLUTION PREVENTION MM City Of Robert Lee 39312 * September 12, 2011 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Unauthorized Trash Dump Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 05/08/2011 1.00:1 11,200.00 2,240.00 0.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. Benefit: Helps rid communities of the dangers and health threats associated with illegal tire sites. Eligible Counties: All counties in the state of Texas that are within the boundaries of one of the 23 RC&D Areas in the state of Texas. Estimated Time to Complete: 12 months. Estimated Cost: $ 4,500 per collection event. 03/07/2011 1.00:1 303,294.00 0.00 151,647.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. Benefit: Helps rid communities of the dangers and health threats associated with illegal tire sites. Eligible Counties: All counties in the state of Texas that are within the boundaries of one of the 23 RC&D Areas in the state of Texas. 06/20/2011 1.00:1 17,840.00 0.00 8,920.00 The contribution will be to Southeast Texas Regional Planning Commission for the West Port Arthur Home Energy Efficiency Program. The contribution will be used in accordance with the Supplemental Environmental Project between the Third-Party Recipient and the TCEQ (the "Project"). Specifically, SEP Offset Amount will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes, which will improve their homes' energy efficiency. SEP Offset Amount will be used to pay for the cost of caulking and insulating the homes and appliances, as well as for replacing heating and cooling systems and major appliances with new, energy efficient equipment. 08/13/2011 1.00:1 28,940.00 0.00 0.00 9,980.00 9,980.00 8,960.00 8,960.00 8,960.00 8,960.00 151,647.00 151,647.00 151,647.00 151,647.00 8,920.00 8,920.00 8,920.00 8,920.00 28,940.00 28,940.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 65 of 66 Appendix 8: List of SEP's & SEP Projects - FY2011 Multi-Media Program POLLUTION REDUCTION The Third-Party Recipient shall coordinate with public or private entities to remove underground storage tanks. The project will provide tank removal at sites where there is no responsible party or the responsible party is financially unable to remove the tanks. The Third-Party Recipient shall work with TCEQ as well as other entities to identify the responsible party (or parties) and the reason the party is not able to remove the tanks. The Third-Party Recipient shall request TCEQ approval of these sites prior to any work at the site. 28,940.00 28,940.00 Once the site is approved by TCEQ, the Third-Party Recipient shall coordinate with authorized representatives to perform the tank removal in accordance with the applicable portions of TCEQ's guidance that covers removal of underground storage tanks, specifically RG-411. MM City of Wills Point 40581 POLLUTION PREVENTION 07/31/2011 Count of Multi-Media Program Orders: 9 Grand Total Count of Orders: 222 * September 12, 2011 1.00:1 14,606.00 2,921.00 0.00 Respondent shall hold a three-day event for the collecting, recycling and proper disposal of tires, electronics (including non-working televisions), appliances (without Freon) and household hazardous waste ("HHW") including, but not limited to, pesticides, herbicides, paint, various solvents, old batteries, and gasoline and oil products (the "Project"). Secure drop-off sites will be manned by City personnel, and a contracted Haz-Mat certified person to oversee the separation of the HHW material from the collected materials. The City will hire a waste disposal contractor to take the segregated waste to a TCEQ-approved facility located at 5100 Youngblood, Dallas, Texas. Manifests will be provided to show proper transport, recycling and disposal of collected materials. Total: 567,246.00 5,161.00 Grand Total: 9,695,966.00 1,052,510.00 246,510.00 11,685.00 11,685.00 11,685.00 11,685.00 315,575.00 315,575.00 3,615,330.00 5,028,126.00 5,028,126.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver2\~tmp12b06bfa9a659e106.rpt dnorwood/sps Page 66 of 66 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset AIREI 37806 Kaneka Texas Corporation HG3299J 2009-0935-AIR-E HARRIS 12/18/2009 $1,950 $390 $1,560 $0 AIREI 37933 Ranger Gas Gathering, L.L.C. EA0042C 2009-1072-AIR-E EASTLAND 02/07/2010 $8,875 $1,775 $7,100 $0 AIREI 36800 Salzgitter Mannesmann Stainless Tubes HG3179U USA, Inc. 2008-1774-AIR-E HARRIS 10/24/2009 $7,350 $0 $7,350 $0 H AIREI Orders Issued: 3 $2,165 Total: $18,175 2009-0374-AIR-E JEFFERSON 10/18/2009 $9,575 $1,915 2009-0879-AIR-E TAYLOR 10/18/2009 $750 2009-0128-AIR-E RANDALL 11/27/2009 $3,000 $16,010 $0 $3,830 $3,830 $150 $600 $0 $600 $2,400 $0 AQ 37315 850 Pine Street, Inc. 1657 AQ 37773 Accent Collision Center, Inc. 87962 AQ 37088 Affiliated Foods, Inc. 89263 AQ 37501 Albemarle Corporation 1559 2009-0583-AIR-E HARRIS 07/11/2010 $7,200 $0 $3,600 $3,600 AQ 37369 Albemarle Corporation 2310 2009-0427-AIR-E HARRIS 10/18/2009 $20,989 $4,197 $16,792 $0 AQ 37884 Alcoa World Alumina LLC 4805700002 2009-1012-AIR-E CALHOUN 10/31/2009 $6,250 $1,250 $5,000 $0 AQ 36471 Alcoa, Inc. 2050 2008-1425-AIR-E MILAM 01/28/2010 $19,655 $0 $9,828 $9,827 AQ 37062 Alumax Mill Products, Inc. 1413 2009-0094-AIR-E BOWIE 10/04/2009 $11,929 $2,385 $9,544 $0 37217 Amarillo Road Company, L.P. 45063 2009-0286-AIR-E HALE 07/08/2010 $25,200 $0 $25,200 $0 AQ 37298 American Airlines, Inc. 1463 2009-0352-AIR-E DENTON 09/21/2009 $5,457 $1,091 $4,366 $0 AQ 38641 Applied Fabrication & Field Services LLC 2009-1794-AIR-E ORANGE 07/11/2010 $1,050 $210 $840 $0 AQ 37894 Approach Operating, L.L.C. 2797 2009-1032-AIR-E CROCKETT 11/13/2009 $32,108 $6,421 $25,687 $0 AQ 37475 Ash Grove Texas, L.P. 1054 2009-0501-AIR-E ELLIS 11/13/2009 $5,725 $0 $5,725 $0 AQ 38428 Atlas Pipeline Mid-Continent WestTex, LLC 38800 Basa Resources, Inc. 19592 2009-1505-AIR-E REAGAN 03/08/2010 $3,975 $795 $3,180 $0 2009-1964-AIR-E STEPHENS 07/11/2010 $2,000 $400 $1,600 $0 37122 Basell USA Inc. 9423 2009-0182-AIR-E HARRIS 03/20/2010 $2,950 $0 $2,950 $0 38553 BASF Corporation 1733A 2009-1277-AIR-E BRAZORIA 05/09/2010 $6,425 $1,285 $5,140 $0 AQ 37446 BASF Corporation HG1249P 2009-0525-AIR-E HARRIS 09/21/2009 $13,300 $2,660 $10,640 $0 AQ 38230 BASF Corporation 1331 2009-1386-AIR-E HARRIS 02/22/2010 $11,160 $2,232 $8,928 $0 AQ 37497 BASF Corporation BL0021O 2009-0572-AIR-E BRAZORIA 09/21/2009 $6,507 $1,301 $5,206 $0 AQ 38705 BASF FINA Petrochemicals Limited Partnership 37646 BASF FINA Petrochemicals Limited Partnership 38527 Bayer Materialscience LLC 36644 2009-1852-AIR-E JEFFERSON 06/04/2010 $17,730 $3,546 $14,184 $0 1877 2009-0750-AIR-E JEFFERSON 10/31/2009 $8,200 $1,640 $6,560 $0 34017 2009-1666-AIR-E CHAMBERS 04/25/2010 $11,322 $2,264 $4,529 $4,529 38855 Baytown Asphalt Materials, Ltd. 51817 2009-2025-AIR-E CHAMBERS 06/18/2010 $3,300 $660 $1,320 $1,320 39179 Bell Helicopter Textron Inc 1630 2010-0268-AIR-E TARRANT 07/11/2010 $2,025 $405 $1,620 $0 AQ AQ AQ AQ AQ AQ AQ AQ * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 1 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2008-0877-AIR-E DENTON 10/18/2009 $5,600 $0 $5,600 2009-1998-AIR-E BELL 04/25/2010 $13,500 $2,700 $10,800 $0 2009-0562-AIR-E WISE 10/18/2009 $2,880 $576 $2,304 $0 EE1054N 2008-1467-AIR-E EL PASO 10/18/2009 $1,260 $252 $1,008 $0 38284 Cabot Corporation 1666 2009-1417-AIR-E GRAY 02/22/2010 $2,430 $486 $1,944 $0 37572 Casita Enterprises, Inc. 1802 2009-0657-AIR-E NAVARRO 10/31/2009 $2,375 $475 $1,900 $0 AQ 38493 Chemical Lime, Ltd. 1122 2009-1635-AIR-E COMAL 04/25/2010 $5,400 $1,080 $4,320 $0 AQ 37171 Chemical Lime, Ltd. 1108 2009-0223-AIR-E BOSQUE 10/04/2009 $6,000 $1,200 $4,800 $0 AQ 38495 Chemical Lime, Ltd. 1108 2009-1455-AIR-E BOSQUE 03/20/2010 $2,825 $565 $2,260 $0 37477 Chevron Phillips Chemical Company, LP 2151 37334 Chevron Phillips Chemical Company, LP HW0013C 2009-0523-AIR-E BRAZORIA 11/13/2009 $10,245 $2,049 $4,098 $4,098 2009-0396-AIR-E 09/21/2009 $25,000 $5,000 $10,000 $10,000 38886 Chevron Phillips Chemical Company, LP 21101 37425 Chevron Phillips Chemical Company, LP 18568 2009-2037-AIR-E HUTCHINSO N JEFFERSON 07/11/2010 $31,250 $6,250 $25,000 $0 2009-0489-AIR-E JEFFERSON 09/21/2009 $8,034 $1,606 $6,428 $0 2009-1023-AIR-E BRAZORIA 01/28/2010 $20,700 $4,140 $8,280 $8,280 AQ 37896 Chevron Phillips Chemical Company, LP 22690 39157 Chevron Phillips Chemical Company, LP 2165 2010-0247-AIR-E 08/21/2010 $3,070 $614 $2,456 $0 AQ 37778 Chevron Phillips Chemical Company, LP 2164 2009-0893-AIR-E 11/27/2009 $6,994 $1,398 $5,596 $0 37168 Chevron Phillips Chemical Company, LP 21101 37337 Chevron Phillips Chemical Company, LP 21101 2009-0221-AIR-E HUTCHINSO N HUTCHINSO N JEFFERSON 03/08/2010 $20,278 $0 $20,278 $0 2009-0389-AIR-E JEFFERSON 09/21/2009 $7,450 $1,490 $5,960 $0 2009-1466-AIR-E ORANGE 04/11/2010 $2,650 $530 $2,120 $0 2009-0622-AIR-E NUECES 09/21/2009 $4,800 $960 $3,840 $0 2009-0340-AIR-E NUECES 10/04/2009 $7,700 $1,540 $6,160 $0 2008-0837-AIR-E NUECES 10/04/2009 $10,000 $0 $10,000 $0 AQ 35960 Big City Crushed Concrete, L.P. AQ 38834 Blackland Grain & Storage, Inc. AQ 37492 Bob King's Truck Beds, LLC AQ 36513 BUENO, HERMENEGILDO AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ 38327 91007 Chevron Phillips Chemical Company, LP 1310 Citgo Refining and Chemicals Company 46644 L.P. Citgo Refining and Chemicals Company 8778A L.P. Citgo Refining and Chemicals Company 2695A L.P. 2841 City of Edinburg $0 AQ 37536 AQ 37277 AQ 35918 AQ 37724 2009-0821-AIR-E HIDALGO 11/27/2009 $1,280 $256 $1,024 $0 AQ 38218 City of Snyder 2383 2009-1364-AIR-E SCURRY 01/28/2010 $2,050 $410 $1,640 $0 AQ 39349 Clarke Products, Inc. 2888 2010-0435-AIR-E TARRANT 08/09/2010 $1,000 $200 $800 $0 38294 Clearstream Wastewater Systems, Incorporated 36872 Coastal Industrial Coatings, Incorporated 1796 2009-1420-AIR-E HARDIN 02/22/2010 $7,125 $1,425 $5,700 $0 2008-1883-AIR-E HARDIN 10/24/2009 $5,200 $0 $5,200 $0 AQ 38348 ConocoPhillips Company 30513 2009-1481-AIR-E BRAZORIA 03/20/2010 $10,000 $0 $5,000 $5,000 AQ 38039 ConocoPhillips Company 5920A 2009-1203-AIR-E BRAZORIA 01/28/2010 $16,975 $3,395 $6,790 $6,790 AQ AQ * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 2 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred 12/18/2009 $17,850 $3,570 $7,140 $7,140 11/27/2009 $304,126 $60,825 $121,651 $121,650 Payable Amount SEP Offset AQ 37999 ConocoPhillips Company 1440 2009-1156-AIR-E AQ 37094 ConocoPhillips Company 1440 2009-0129-AIR-E AQ 39196 ConocoPhillips Company 22086 2010-0284-AIR-E HUTCHINSO N HUTCHINSO N BRAZORIA 08/30/2010 $10,000 $0 $5,000 $5,000 AQ 37657 ConocoPhillips Company 21593 2009-0602-AIR-E CHAMBERS 10/31/2009 $4,900 $980 $3,920 $0 AQ 38385 ConocoPhillips Company 234 2009-1476-AIR-E MOORE 04/25/2010 $21,415 $4,283 $17,132 $0 37249 ConocoPhillips Company 5920A 2009-0301-AIR-E BRAZORIA 09/21/2009 $10,000 $0 $10,000 $0 37640 Davis Gas Processing, Inc. 3024 2009-0734-AIR-E CROCKETT 11/27/2009 $36,085 $7,217 $28,868 $0 AQ 38577 DCP Midstream, LP 8925 2009-1718-AIR-E PANOLA 04/11/2010 $5,355 $1,071 $2,142 $2,142 AQ 37612 DCP Midstream, LP 18466 2009-0647-AIR-E MIDLAND 11/27/2009 $2,460 $492 $1,968 $0 AQ 37566 DCP Midstream, LP 20326 2009-0636-AIR-E HOWARD 10/31/2009 $1,500 $300 $1,200 $0 AQ 37722 DCP Midstream, LP 74738 2009-0809-AIR-E JIM WELLS 11/27/2009 $10,139 $0 $5,070 $5,069 AQ 37766 DCP Midstream, LP 181 2009-0875-AIR-E 11/27/2009 $12,300 $2,460 $4,920 $4,920 AQ 38684 DCP Midstream, LP 2556 2009-1833-AIR-E HUTCHINSO N JIM WELLS 06/18/2010 $10,127 $0 $5,064 $5,063 AQ 37893 DCP Midstream, LP 2593 2009-0994-AIR-E CROCKETT 02/22/2010 $9,150 $1,830 $3,660 $3,660 AQ 36093 Destructors, Inc. 949753F 2008-1012-AIR-E LIMESTONE 09/21/2009 $60,000 $0 $60,000 $0 AQ 38627 Devon Gas Services L.P. JHA018R 2009-1765-AIR-E JOHNSON 05/09/2010 $750 $150 $600 $0 2009-0300-AIR-E MOORE 10/04/2009 $17,004 $3,400 $6,802 $6,802 2009-1705-AIR-E LIVE OAK 08/09/2010 $53,235 $10,647 $42,588 $0 2009-0748-AIR-E MOORE 08/09/2010 $245,227 $0 $122,614 $122,613 2007-1544-AIR-E MOORE 11/13/2009 $140,443 $28,088 $56,178 $56,177 2009-1703-AIR-E PARKER 05/09/2010 $2,000 $400 $1,600 $0 $40,000 $8,000 $16,000 $16,000 AQ AQ AQ 37248 AQ 38563 AQ 37660 AQ 34660 AQ 38429 AQ AQ AQ AQ AQ AQ AQ AQ Diamond Shamrock Refining Company, 9708 L.P. Diamond Shamrock Refining Company, 89852 L.P. Diamond Shamrock Refining Company, 1555 L.P. Diamond Shamrock Refining Company, 1555 L.P. Dobbs Coating Systems, Inc. E. I. du Pont de Nemours and Company 2055 2009-1958-AIR-E ORANGE 07/11/2010 37883 E. I. du Pont de Nemours and Company 9176 37210 E. I. du Pont de Nemours and Company 9176 2009-1011-AIR-E ORANGE 02/07/2010 $9,350 $1,870 $3,740 $3,740 2009-0285-AIR-E ORANGE 10/04/2009 $14,178 $2,835 $5,672 $5,671 37753 E. I. du Pont de Nemours and Company 4351 38737 E. I. du Pont de Nemours and Company 4351 2009-0861-AIR-E JEFFERSON 11/13/2009 $6,075 $1,215 $4,860 $0 2009-1887-AIR-E JEFFERSON 05/09/2010 $6,275 $1,255 $5,020 $0 38075 E. I. du Pont de Nemours and Company 4351 37510 E. I. du Pont de Nemours and Company 20204 2997 37697 Eagle Rock Desoto Pipeline, L.P. 2009-1230-AIR-E JEFFERSON 02/22/2010 $26,448 $5,289 $21,159 $0 2009-0600-AIR-E ORANGE 10/31/2009 $26,975 $5,395 $10,790 $10,790 2009-0790-AIR-E NACOGDOC HES 10/18/2009 $1,975 $395 $1,580 $0 38794 * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 3 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset AQ 38220 Eagle Rock Field Services, L.P. 522 2009-1143-AIR-E CARSON 12/18/2009 $1,875 $375 $1,500 $0 AQ 38319 Eagle Rock Field Services, L.P. 18500 2009-1447-AIR-E GRAY 03/20/2010 $5,700 $1,140 $4,560 $0 AQ 38963 Eagle Rock Field Services, L.P. 146 2010-0041-AIR-E WHEELER 08/30/2010 $2,650 $530 $2,120 $0 AQ 39038 Eagle Rock Field Services, L.P. 44650 2010-0123-AIR-E CARSON 06/26/2010 $10,504 $2,100 $8,404 $0 38346 Eagle Rock Field Services, L.P. 624 2009-1432-AIR-E GRAY 04/11/2010 $2,730 $546 $2,184 $0 37961 Eagle Rock Field Services, L.P. 154 2009-1077-AIR-E HEMPHILL 12/18/2009 $1,875 $375 $1,500 $0 AQ 38275 Eagle Rock Field Services, L.P. 477 2009-1395-AIR-E MOORE 03/20/2010 $1,875 $375 $1,500 $0 AQ 38276 Eagle Rock Field Services, L.P. 3173 2009-1396-AIR-E HEMPHILL 04/11/2010 $1,976 $395 $1,581 $0 AQ 37939 Eagle Rock Field Services, L.P. 44650 2009-1083-AIR-E CARSON 01/28/2010 $2,054 $410 $1,644 $0 AQ 36535 Eastman Chemical Company 1979 2008-1449-AIR-E HARRISON 01/28/2010 $75,839 $0 $37,920 $37,919 AQ 34588 Elegant Craftworks, Inc. 2096 2007-1480-AIR-E DALLAS 11/13/2009 $5,250 $0 $5,250 $0 38056 Enbridge Pipelines (East Texas) L.P. 2559 2009-1153-AIR-E MARION 02/07/2010 $1,875 $375 $1,500 $0 37796 Enbridge Pipelines (Texas Gathering) L.P. 37549 Enterprise Products Operating L.P. 2973 2009-0920-AIR-E HEMPHILL 10/31/2009 $5,295 $1,059 $4,236 $0 642 2009-0621-AIR-E POLK 10/31/2009 $19,000 $3,800 $15,200 $0 AQ 38924 Enterprise Products Operating LLC 642 2010-0008-AIR-E POLK 06/18/2010 $24,250 $4,850 $19,400 $0 AQ 38925 Equistar Chemicals, LP NE0051B 2010-0010-AIR-E NUECES 07/11/2010 $4,850 $970 $3,880 $0 AQ 36512 Equistar Chemicals, LP 2174 2008-1474-AIR-E HARRIS 03/20/2010 $29,252 $0 $29,252 $0 AQ 36026 Equistar Chemicals, LP 19109 2008-0958-AIR-E HARRIS 01/28/2010 $51,857 $0 $51,857 $0 AQ 38455 Equistar Chemicals, LP 2128 2009-1593-AIR-E HARRIS 07/11/2010 $111,855 $22,370 $89,485 $0 37415 Equistar Chemicals, LP 4634B 2009-0480-AIR-E BRAZORIA 08/09/2010 $7,140 $0 $7,140 $0 36007 Equistar Chemicals, LP 6257E 2008-0923-AIR-E HARRIS 12/18/2009 $5,575 $0 $5,575 $0 AQ 35212 Equistar Chemicals, LP BL0113I 2008-0080-AIR-E BRAZORIA 03/20/2010 $50,000 $0 $50,000 $0 AQ 36408 Equistar Chemicals, LP 4682B 2008-1350-AIR-E NUECES 04/25/2010 $10,273 $0 $10,273 $0 AQ 38629 Equistar Chemicals, LP 4477 2009-1781-AIR-E HARRIS 08/21/2010 $10,000 $2,000 $8,000 $0 AQ 34415 Equistar Chemicals, LP 4634B 2007-1315-AIR-E BRAZORIA 02/07/2010 $51,600 $0 $51,600 $0 AQ 37090 Equistar Chemicals, LP 4477 2009-0154-AIR-E HARRIS 08/09/2010 $62,038 $0 $62,038 $0 AQ 37184 Equistar Chemicals, LP HG0033B 2009-0263-AIR-E HARRIS 08/09/2010 $64,000 $0 $64,000 $0 38411 Equistar Chemicals, LP 6257E 2009-1549-AIR-E HARRIS 04/11/2010 $6,150 $1,230 $4,920 $0 38810 Equistar Chemicals, LP 6257E 2009-1976-AIR-E HARRIS 06/18/2010 $10,000 $0 $10,000 $0 $13,240 $0 $13,240 $0 AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ 36134 Equistar Chemicals, LP 1768 2008-1085-AIR-E HARRIS 01/28/2010 AQ 38853 Equistar Chemicals, LP 18978 2009-2024-AIR-E HARRIS 06/18/2010 $30,000 $6,000 $24,000 $0 AQ 36175 Equistar Chemicals, LP CI0002G 2008-1123-AIR-E CHAMBERS 04/11/2010 $5,250 $0 $5,250 $0 * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 4 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset AQ 37166 Equistar Chemicals, LP HG1996R 2009-0219-AIR-E HARRIS 02/22/2010 $40,000 $0 $40,000 $0 AQ 37719 Excalibur Collision Center, Inc. DB4024F 2009-0810-AIR-E DALLAS 11/27/2009 $1,000 $200 $800 $0 AQ 38369 Explorer Pipeline Company 27987 2009-1434-AIR-E TARRANT 02/07/2010 $3,475 $695 $2,780 $0 AQ 38922 Exxon Mobil Corporation 18287 2010-0007-AIR-E HARRIS 08/30/2010 $50,000 $0 $25,000 $25,000 AQ 35824 Exxon Mobil Corporation HG0228H 2008-0734-AIR-E HARRIS 03/20/2010 $30,000 $0 $15,000 $15,000 AQ 38534 Exxon Mobil Corporation 18287 2009-1677-AIR-E HARRIS 04/25/2010 $40,000 $8,000 $16,000 $16,000 AQ 38278 Exxon Mobil Corporation 1229 2009-1539-AIR-E HARRIS 06/04/2010 $111,750 $22,350 $44,700 $44,700 AQ 37938 Exxon Mobil Corporation 18287 2009-1080-AIR-E HARRIS 03/08/2010 $40,000 $0 $20,000 $20,000 AQ 37858 Exxon Mobil Corporation 3452 2009-0986-AIR-E HARRIS 01/28/2010 $7,800 $1,560 $3,120 $3,120 AQ 37325 Exxon Mobil Corporation 3452 2009-0388-AIR-E HARRIS 08/30/2010 $10,000 $0 $5,000 $5,000 AQ 37164 Exxon Mobil Corporation 3452 2009-0217-AIR-E HARRIS 10/04/2009 $18,725 $3,745 $7,490 $7,490 AQ 38392 Exxon Mobil Corporation 1553 2009-1524-AIR-E HARRIS 04/25/2010 $31,425 $6,285 $25,140 $0 AQ 37831 Exxon Mobil Corporation 390 2009-0958-AIR-E 11/27/2009 $16,800 $3,360 $13,440 $0 AQ 37010 Exxon Mobil Corporation 18287 2009-0073-AIR-E NACOGDOC HES HARRIS 09/21/2009 $19,875 $3,975 $7,950 $7,950 AQ 37573 Exxon Mobil Corporation 3452 2009-0654-AIR-E HARRIS 10/31/2009 $9,325 $1,865 $3,730 $3,730 AQ 38796 Exxon Mobil Corporation 3452 2009-1952-AIR-E HARRIS 06/04/2010 $10,000 $0 $5,000 $5,000 AQ 36759 Exxon Mobil Corporation 18287 2008-1727-AIR-E HARRIS 10/18/2009 $30,000 $0 $15,000 $15,000 AQ 38071 ExxonMobil Oil Corporation 2754 2009-1227-AIR-E JEFFERSON 03/08/2010 $5,000 $1,000 $2,000 $2,000 $20,000 $4,000 $8,000 $8,000 AQ 37491 ExxonMobil Oil Corporation JE0067I 2009-0568-AIR-E JEFFERSON 10/04/2009 AQ 37108 ExxonMobil Oil Corporation 19566 2009-0153-AIR-E JEFFERSON 10/18/2009 $38,494 $0 $38,494 $0 AQ 37554 Federal Heath Sign Company, L.L.C. 37278 2009-0624-AIR-E CHEROKEE 07/11/2010 $15,000 $3,000 $12,000 $0 AQ 37534 Felix Jackson dba Jackson Brothers Ranch 38263 Firestone Polymers, LLC CI0087S 2009-0604-AIR-E CHAMBERS 03/20/2010 $3,500 $0 $3,500 $0 292 2009-1402-AIR-E ORANGE 03/08/2010 $6,531 $1,306 $5,225 $0 AQ 38778 Firestone Polymers, LLC 292 2009-1933-AIR-E ORANGE 06/04/2010 $6,450 $1,290 $2,580 $2,580 AQ 38530 Flint Hills Resources, LP 16989 2009-1676-AIR-E JEFFERSON 06/26/2010 $52,054 $10,410 $20,822 $20,822 38478 Flint Hills Resources, LP 8803A 2009-1614-AIR-E NUECES 03/20/2010 $15,876 $3,175 $12,701 $0 $5,400 $1,080 $4,320 $0 AQ AQ AQ 39345 Flint Hills Resources, LP 8803A 2010-0433-AIR-E NUECES 08/21/2010 AQ 38465 Flint Hills Resources, LP 6308 2009-1603-AIR-E NUECES 03/08/2010 $5,700 $1,140 $4,560 $0 AQ 39187 Flint Hills Resources, LP 16989 2010-0309-AIR-E JEFFERSON 08/30/2010 $29,400 $0 $14,700 $14,700 AQ 37793 Flint Hills Resources, LP 16989 2009-0916-AIR-E JEFFERSON 12/18/2009 $18,275 $0 $9,138 $9,137 AQ 38833 Flint Hills Resources, LP 16989 2009-1999-AIR-E JEFFERSON 07/11/2010 $17,550 $3,510 $7,020 $7,020 AQ 38168 Flint Hills Resources, LP 16989 2009-1335-AIR-E JEFFERSON 02/22/2010 $16,715 $3,343 $6,686 $6,686 * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 5 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset AQ 39141 Flint Hills Resources, LP 4835500017 2010-0233-AIR-E NUECES 08/09/2010 $6,025 $1,205 $4,820 AQ 36843 Flying J, Inc. EE1111D 2008-1835-AIR-E EL PASO 09/21/2009 $1,240 $248 $992 $0 AQ 37165 Formosa Plastics Corporation, Texas 7699 2009-0216-AIR-E CALHOUN 10/04/2009 $62,555 $12,511 $25,022 $25,022 AQ 38127 Fort Worth Excavating, Inc. TA1189L 2009-1289-AIR-E TARRANT 05/09/2010 $5,160 $1,032 $4,128 $0 AQ 38452 Frontera Generation Limited Partnership 1827 2009-1597-AIR-E HIDALGO 02/22/2010 $5,600 $1,120 $4,480 $0 AQ 38407 GAFFORD, JOSH 2009-1563-AIR-E LEON 05/09/2010 $900 $180 $720 $0 AQ 38257 GB Biosciences Corporation 2009-1394-AIR-E HARRIS 02/22/2010 $9,843 $1,968 $3,938 $3,937 2008-1447-AIR-E DALLAS 01/28/2010 $3,125 $0 $3,125 $0 2009-0544-AIR-E MAVERICK 03/20/2010 $3,000 $600 $2,400 $0 AQ 36495 General Dynamics Ordnace and Tactical DB0482W Systems, Inc. 83522 37443 Genesis Quality Aggregates, Ltd. 1195 38251 Georgia-Pacific Wood Products LLC 2009-1380-AIR-E NEWTON 02/22/2010 $1,875 $375 $1,500 $0 AQ 37349 GRADY, JIMMY P 2009-0429-AIR-E GRAYSON 02/07/2010 $1,450 $0 $1,450 $0 AQ 37979 Guardian Industries Corp. 1091 2009-1138-AIR-E NAVARRO 04/25/2010 $59,696 $11,939 $47,757 $0 AQ 37928 Gulf Coast Waste Disposal Authority 40782 2009-1076-AIR-E HARRIS 01/28/2010 $7,350 $1,470 $0 $5,880 AQ 37908 Hayward Baker, Inc. 82791L002 2009-1042-AIR-E JEFFERSON 10/31/2009 $750 $150 $600 $0 AQ 38231 Helena Chemical Company 88408 2009-1341-AIR-E PALO PINTO 04/11/2010 $2,000 $400 $1,600 $0 AQ 37779 Helena Chemical Company 3805 2009-0871-AIR-E WICHITA 11/13/2009 $6,250 $1,250 $5,000 $0 AQ 38370 Helena Chemical Company 89054 2009-1433-AIR-E ELLIS 02/07/2010 $2,000 $400 $1,600 $0 AQ 38018 Hess Corporation 4816500017 2009-1173-AIR-E GAINES 03/08/2010 $19,050 $3,810 $7,620 $7,620 AQ 38299 HFOTCO LLC HG0345C 2009-1429-AIR-E HARRIS 01/28/2010 $2,125 $425 $1,700 $0 37710 Houston Refining LP 1372 2009-0779-AIR-E HARRIS 08/09/2010 $10,000 $2,000 $8,000 $0 35873 Houston Refining LP HG0048L 2008-0790-AIR-E HARRIS 10/31/2009 $37,950 $0 $37,950 $0 AQ 36508 Houston Refining LP HG0048L 2008-1454-AIR-E HARRIS 08/09/2010 $10,000 $0 $10,000 $0 AQ 38965 Houston Refining LP 2167 2010-0028-AIR-E HARRIS 07/11/2010 $10,000 $2,000 $8,000 $0 AQ 37127 Houston Refining LP 2167 2009-0181-AIR-E HARRIS 12/18/2009 $40,524 $0 $40,524 $0 AQ 37780 Huntsman Petrochemical Corporation 1322 2009-0894-AIR-E JEFFERSON 03/20/2010 $68,725 $13,745 $27,490 $27,490 AQ AQ AQ AQ 2266 $0 AQ 38189 HUYNH, TU 2009-1378-AIR-E GALVESTON 03/20/2010 $1,050 $210 $840 $0 AQ 37426 INEOS Americas LLC 5215A 2009-0490-AIR-E JEFFERSON 11/27/2009 $12,120 $2,424 $9,696 $0 37665 INEOS USA LLC 95 2009-0758-AIR-E BRAZORIA 11/13/2009 $10,000 $2,000 $8,000 $0 38595 INEOS USA LLC 95 2009-1737-AIR-E BRAZORIA 04/25/2010 $10,000 $2,000 $8,000 $0 $40,000 $0 $20,000 $20,000 AQ AQ AQ 37943 INEOS USA LLC 95 2009-1084-AIR-E BRAZORIA 04/11/2010 AQ 37755 INEOS USA LLC 49823 2009-0715-AIR-E HARRIS 10/31/2009 $6,900 $1,380 $5,520 $0 AQ 37435 Intercontinental Terminals Company LLC 1078 2009-0500-AIR-E HARRIS 10/18/2009 $10,000 $0 $5,000 $5,000 * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 6 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM AQ Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2010-0065-AIR-E HARRIS 08/30/2010 $10,000 $2,000 $8,000 $0 2009-0364-AIR-E VICTORIA 10/18/2009 $5,356 $1,071 $2,143 $2,142 1996 2009-0561-AIR-E ORANGE 06/18/2010 $22,660 $0 $11,330 $11,330 1908 2009-1538-AIR-E HARRIS 06/26/2010 $4,550 $910 $3,640 $0 38679 ISP Synthetic Elastomers LLC 9908 2009-1820-AIR-E JEFFERSON 04/25/2010 $10,450 $2,090 $4,180 $4,180 37616 ISP Synthetic Elastomers LLC 9908 2009-0699-AIR-E JEFFERSON 02/07/2010 $27,170 $5,434 $21,736 $0 21189 2009-0357-AIR-E HOPKINS 10/04/2009 $5,500 $1,100 $2,200 $2,200 38978 Intercontinental Terminals Company LLC 1078 1904 AQ 37304 INVISTA S.a r.l. AQ 37490 INVISTA S.a r.l. AQ 38406 INVISTA S.a r.l. AQ AQ AQ 37290 Jeld-Wen, Inc. AQ 38109 JMSL LLC AQ 29964 K & K Tank Cleaning Systems, Inc. AQ 2009-1276-AIR-E MAVERICK 07/16/2010 $3,500 $0 $3,500 $0 31434 2006-0861-AIR-E TARRANT 06/18/2010 $10,440 $0 $10,440 $0 37629 Kiewit Offshore Services, LTD. SD0184W 2009-1748-AIR-E 06/26/2010 $29,590 $5,918 $23,672 $0 AQ 38010 Kinder Morgan Liquids Terminals LLC HG0262H 2009-1161-AIR-E SAN PATRICIO HARRIS 04/25/2010 $13,480 $2,696 $5,392 $5,392 AQ 37548 Kinder Morgan Tejas Pipeline LLC 714 2009-0613-AIR-E STARR 10/31/2009 $3,750 $750 $3,000 $0 AQ 38342 Kinder Morgan Texas Pipeline LLC 794 2009-1474-AIR-E 03/08/2010 $6,375 $1,275 $5,100 $0 AQ 37839 Kinder Morgan Texas Pipeline, Inc. 3267 2009-0967-AIR-E MATAGORD A BEE 01/28/2010 $8,000 $1,600 $6,400 $0 2009-0218-AIR-E WISE 11/20/2009 $1,712 $0 $1,712 $0 $30,000 $0 $30,000 $0 AQ 37269 KING, NELSON AQ 24950 KM Aviation, Inc. 78318 2008-0076-AIR-E DALLAS 12/03/2009 AQ 38485 KM Liquids Terminals LLC 984 2009-1622-AIR-E HARRIS 05/09/2010 $12,000 $2,400 $4,800 $4,800 AQ 37239 KMCO, L.P. 1441 2009-0299-AIR-E HARRIS 10/18/2009 $21,128 $4,225 $16,903 $0 AQ 37643 Land O'Lakes Purina Feed LLC 89543 2009-0733-AIR-E DEAF SMITH 11/27/2009 $3,360 $672 $2,688 $0 AQ 38970 LANXESS Corporation 22508 2010-0142-AIR-E ORANGE 08/21/2010 $5,050 $1,010 $2,020 $2,020 AQ 39101 LBC Houston, L.P. 3467B 2010-0196-AIR-E HARRIS 08/30/2010 $4,425 $885 $3,540 $0 38324 Leading Edge Aviation Services Inc 28896 2009-1427-AIR-E POTTER 04/11/2010 $27,520 $0 $27,520 $0 $43,750 $0 $21,875 $21,875 $0 AQ AQ 34860 Lee-Var Inc. dba Palmer of Texas 25359 2009-0552-AIR-E ANDREWS 11/13/2009 AQ 37925 Lindsey Contractors, Inc. 42292 2009-1071-AIR-E MCLENNAN 10/31/2009 $1,250 $250 $1,000 AQ 39377 Lone Star Specialty Products, LLC 56304 2010-0466-AIR-E MORRIS 08/21/2010 $5,940 $1,188 $4,752 $0 AQ 37455 Lucite International, Inc. 1437 2009-0522-AIR-E JEFFERSON 10/18/2009 $70,546 $14,109 $28,219 $28,218 AQ 38458 Lyondell Chemical Company 18103 2009-1581-AIR-E HARRIS 04/11/2010 $0 $0 $0 $0 15009 Magnum Blue Ribbons Feeds, Inc. DD0066S 2009-1113-AIR-E DEAF SMITH 04/11/2010 $1,550 $0 $1,550 $0 37877 Mansfield Plumbing Products LLC 2316 2009-1004-AIR-E RUSK 12/18/2009 $12,500 $2,500 $10,000 $0 AQ 36737 Marathon Petroleum Company LLC GB0055R 2008-1709-AIR-E GALVESTON 01/28/2010 $115,347 $23,069 $0 $92,278 AQ 38926 Mario Sinacola & Sons Excavating, Inc. 51564L054 2010-0022-AIR-E DENTON 08/09/2010 $1,000 $200 $800 $0 AQ 39391 MarkWest Pinnacle, L.L.C. 2818 2010-0429-AIR-E NACOGDOC HES 08/30/2010 $3,182 $636 $2,546 $0 AQ AQ * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 7 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset AQ 39019 Martin Sanchez 91733 2010-0091-AIR-E DALLAS 06/18/2010 $1,050 $210 $840 $0 AQ 37832 Matrix Metals LLC 2121 2009-0955-AIR-E FORT BEND 02/07/2010 $18,750 $3,750 $15,000 $0 AQ 38892 Millennium Petrochemicals Inc. 4751 2009-2068-AIR-E HARRIS 08/30/2010 $6,650 $1,330 $5,320 $0 AQ 37078 Millennium Petrochemicals Inc. 4751 2009-0133-AIR-E HARRIS 01/28/2010 $12,450 $0 $12,450 $0 37391 Millicrete Ready Mix, LP 76546 2009-0447-AIR-E LIBERTY 10/04/2009 $3,588 $717 $2,871 $0 37635 Milwhite, Inc. 7537 2009-0722-AIR-E CAMERON 10/18/2009 $6,000 $1,200 $4,800 $0 38454 Mineral Technologies, Inc. 2870 2009-1592-AIR-E PECOS 02/07/2010 $8,000 $1,600 $6,400 $0 2009-1460-AIR-E HARRIS 08/30/2010 $105,590 $0 $52,833 $52,757 AQ 1432 38331 Mitsubishi Caterpillar Forklift America Inc. 37852 MK1 CONSTURCTION SERVICES LLC 2009-0978-AIR-E BEXAR 11/13/2009 $1,000 $200 $800 $0 AQ 38863 MORRIS, GARRY 2009-2035-AIR-E GRAYSON 06/18/2010 $1,125 $225 $900 $0 AQ 37907 Motiva Enterprises LLC 8404 2009-1043-AIR-E JEFFERSON 06/18/2010 $312,272 $62,454 $124,909 $124,909 AQ 38217 Natural Gas Pipeline Company of America LLC 37685 Nipco, Inc. 826 2009-1362-AIR-E GRAY 03/08/2010 $10,100 $2,020 $8,080 $0 27236 2009-0771-AIR-E ECTOR 10/18/2009 $2,900 $580 $2,320 $0 38296 Noltex, L.L.C 19074 2009-1425-AIR-E HARRIS 04/25/2010 $4,403 $880 $3,523 $0 38580 Norit Americas, Inc. 1379 2009-1722-AIR-E HARRISON 04/11/2010 $3,456 $691 $2,765 $0 $15,251 $3,050 $12,201 $0 $0 AQ AQ AQ AQ AQ AQ AQ AQ 39243 Norit Americas, Inc. 1379 2010-0345-AIR-E HARRISON 08/30/2010 AQ 37977 North American Steel Corporation 87293 2009-0993-AIR-E TARRANT 11/27/2009 $4,000 $800 $3,200 AQ 37649 NuStar Logistics, L.P. 2599 2009-0791-AIR-E GALVESTON 10/18/2009 $12,500 $2,500 $10,000 $0 AQ 38484 Occidental Permian Ltd. 16754 2009-1625-AIR-E YOAKUM 05/09/2010 $9,000 $1,800 $3,600 $3,600 AQ 37344 ONEOK Hydrocarbon Southwest, LLC 3956B 2009-0400-AIR-E CHAMBERS 02/07/2010 $160,000 $0 $80,000 $80,000 37954 ONEOK, Inc. EE1195R 2009-1100-AIR-E EL PASO 01/28/2010 $1,020 $204 $816 $0 38371 Orange County Container Group LLC 23890 2009-1501-AIR-E KAUFMAN 04/11/2010 $5,162 $1,032 $4,130 $0 AQ 38038 Oxy USA WTP LP 52119 2009-1204-AIR-E GAINES 04/25/2010 $99,500 $0 $99,500 $0 AQ 37937 Oxy Vinyls, LP 3855B 2009-1079-AIR-E HARRIS 03/08/2010 $24,850 $0 $12,425 $12,425 AQ 37822 Paris Generation, L.P. 18394 2009-0931-AIR-E LAMAR 12/18/2009 $2,100 $420 $1,680 $0 AQ 35182 Pasadena Refining System, Inc 76192 2008-0050-AIR-E HARRIS 10/18/2009 $10,000 $0 $10,000 $0 AQ 38542 Permian Tank & Manufacturing, Inc. 2838 2009-1669-AIR-E RUSK 04/25/2010 $6,100 $1,220 $4,880 $0 38765 Petrofuels Quality Marketing, LP CI0113T 2009-1922-AIR-E CHAMBERS 06/04/2010 $13,670 $2,734 $10,936 $0 38161 Pioneer Natural Resources USA, Inc. 21316 2009-1321-AIR-E POTTER 01/28/2010 $1,875 $375 $1,500 $0 AQ 38115 Prism Gas Systems I, L.P 32829 2009-1265-AIR-E HARRISON 03/20/2010 $58,197 $11,639 $23,279 $23,279 AQ 38279 PVR East Texas Gas Processing, LLC 2980 2009-1388-AIR-E HARRISON 02/07/2010 $3,750 $750 $3,000 $0 AQ 38070 PVR Gas Resources, LLC 2963 2009-1225-AIR-E OCHILTREE 12/18/2009 $1,875 $375 $1,500 $0 AQ AQ AQ AQ * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 8 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset AQ 37286 Rainbow Painting, Inc. 78276 2009-0353-AIR-E ORANGE 10/04/2009 $1,000 $200 $800 $0 AQ 38540 Regency Field Services LLC 20150 2009-1670-AIR-E PECOS 03/08/2010 $938 $187 $751 $0 AQ 38430 REPUBLIC CORPORATION 1772 2009-1702-AIR-E HARRISON 03/20/2010 $3,745 $749 $2,996 $0 AQ 37962 Republic Plastics, Ltd. 2680 2009-1107-AIR-E GUADALUPE 10/31/2009 $3,100 $620 $2,480 $0 35057 Rescar, Inc. 1532 2007-1958-AIR-E ORANGE 10/04/2009 $2,425 $485 $1,940 $0 38710 Rhodia Inc. 1610 2009-1854-AIR-E HARRIS 06/18/2010 $26,163 $5,232 $20,931 $0 AQ 39104 Rhodia Inc. 4802 2010-0194-AIR-E HARRIS 08/21/2010 $7,350 $1,470 $5,880 $0 AQ 38412 Rhodia Inc. 1609 2009-1540-AIR-E HARRIS 05/09/2010 $6,007 $1,201 $4,806 $0 AQ 38326 Rhodia Inc. HG0696Q 2009-1450-AIR-E HARRIS 03/20/2010 $23,025 $4,605 $18,420 $0 AQ 38408 Rio Grande Valley Sugar Growers, Inc. 114 2009-1564-AIR-E HIDALGO 02/22/2010 $5,855 $1,171 $4,684 $0 AQ 38325 Robroy Industries-Texas, L. P. 20805 2009-1456-AIR-E UPSHUR 04/25/2010 $26,250 $5,250 $10,500 $10,500 AQ 37228 Rohm and Haas Texas Incorporated HG0632T 2009-0296-AIR-E HARRIS 09/21/2009 $59,700 $11,940 $23,880 $23,880 35303 Rohm and Haas Texas Incorporated 8838 2008-0156-AIR-E HARRIS 01/28/2010 $81,000 $16,200 $64,800 $0 AQ 37762 Rohm and Haas Texas Incorporated 723 2009-0891-AIR-E HARRIS 12/18/2009 $10,000 $2,000 $4,000 $4,000 AQ 37935 Rohm and Haas Texas Incorporated 8838 2009-1116-AIR-E HARRIS 08/30/2010 $542,251 $0 $271,126 $271,125 AQ 39062 SABINA PETROCHEMICALS LLC 2629 2010-0137-AIR-E JEFFERSON 08/09/2010 $32,429 $6,485 $12,972 $12,972 AQ 38274 SandRidge CO2, LLC 2685 2009-1403-AIR-E TERRELL 03/08/2010 $33,641 $6,728 $26,913 $0 AQ 38247 SandRidge CO2, LLC 2760 2009-1379-AIR-E PECOS 02/07/2010 $13,800 $2,760 $11,040 $0 AQ 37624 Sealy Oil Mill & Feed Co 2009-0573-AIR-E AUSTIN 10/04/2009 $1,050 $210 $840 $0 AQ 38635 Shell Chemical LP 9334 2009-1789-AIR-E HARRIS 06/18/2010 $10,000 $2,000 $4,000 $4,000 37398 Shell Chemical LP 3216 2009-0465-AIR-E HARRIS 10/31/2009 $20,000 $4,000 $8,000 $8,000 $55,899 $11,179 $22,360 $22,360 AQ AQ AQ AQ AQ 38815 Shell Chemical LP 9334 2009-1984-AIR-E HARRIS 07/11/2010 AQ 37712 Shell Oil Company 21262 2009-0806-AIR-E HARRIS 03/20/2010 $30,000 $6,000 $12,000 $12,000 AQ 38908 Shell Oil Company 21262 2009-2090-AIR-E HARRIS 06/26/2010 $10,000 $0 $5,000 $5,000 AQ 37981 Shintech Incorporated 1361 2009-1133-AIR-E BRAZORIA 01/28/2010 $546 $109 $437 $0 AQ 37920 Sid Richardson Carbon, LTD 1550 2009-1045-AIR-E HOWARD 08/09/2010 $10,788 $0 $10,788 $0 37872 Signal International Texas, L.P. 2396 2009-0999-AIR-E JEFFERSON 06/26/2010 $11,600 $0 $11,600 $0 38138 Sofia Enterprises, L.P. 8710 2009-1291-AIR-E TOM GREEN 03/08/2010 $5,200 $1,040 $4,160 $0 AQ 38129 South Texas Aggregates, Inc. 39691 2009-1287-AIR-E MAVERICK 12/18/2009 $2,000 $400 $1,600 $0 AQ 37603 Southern Crushed Concrete, LLC 909464N 2009-0686-AIR-E HARRIS 03/08/2010 $65,662 $13,131 $26,266 $26,265 AQ 37976 Southern Manufacturing Co., L.L.C. JE0168B 2009-1126-AIR-E JEFFERSON 08/21/2010 $2,675 $535 $2,140 $0 AQ 37498 Southern Union Gas Services, Ltd. 2724 2009-0592-AIR-E WINKLER 11/27/2009 $22,794 $4,558 $9,118 $9,118 AQ 38609 Southern Union Pipeline, Ltd. 4837100011 2009-1760-AIR-E PECOS 05/09/2010 $2,050 $410 $820 $820 AQ AQ * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 9 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset AQ 38362 Stolthaven Houston, Inc. 1060 2009-1484-AIR-E HARRIS 03/08/2010 $1,630 $326 $1,304 AQ 38160 Strike Construction, LLC 91565 2009-1140-AIR-E CHAMBERS 03/08/2010 $1,750 $350 $1,400 $0 37694 Sunoco Partners Marketing & Terminals 1573 L.P. 2691 38838 Sunoco Pipeline L.P. 5572B 35751 Sunoco, Inc. (R&M) 2009-0844-AIR-E JEFFERSON 11/27/2009 $50,125 $10,025 $20,050 $20,050 2009-1990-AIR-E SCURRY 06/18/2010 $5,900 $1,180 $4,720 $0 2008-0643-AIR-E HARRIS 04/25/2010 $10,250 $2,050 $8,200 $0 37132 Sunoco, Inc. (R&M) 1424 2009-0188-AIR-E HARRIS 11/13/2009 $154,025 $30,805 $123,220 $0 2009-1180-AIR-E CHAMBERS 05/09/2010 $37,720 $7,544 $30,176 $0 612 2009-0377-AIR-E CHAMBERS 10/18/2009 $65,450 $13,090 $26,180 $26,180 AQ 38026 Targa Midstream Services Limited Partnership 37305 Targa Midstream Services Limited Partnership 37504 Tenet Hospitals Limited 612 1425 2009-0582-AIR-E EL PASO 10/31/2009 $19,331 $3,866 $15,465 $0 AQ 38728 Texas Department of Public Safety 3032 2009-1880-AIR-E HIDALGO 06/26/2010 $9,875 $1,975 $7,900 $0 AQ 38126 Texas Municipal Power Agency 83 2009-1290-AIR-E GRIMES 01/28/2010 $2,750 $550 $2,200 $0 AQ 38435 Texas State University - San Marcos 1568 2009-1568-AIR-E HAYS 03/20/2010 $3,510 $702 $2,808 $0 AQ 38382 Texmark Chemicals, Inc. 1363 2009-1514-AIR-E HARRIS 06/04/2010 $13,650 $2,730 $5,460 $5,460 AQ 38092 The Dow Chemical Company 20432 2009-1251-AIR-E BRAZORIA 04/11/2010 $146,917 $0 $73,459 $73,458 38895 The Lubrizol Corporation 1935 2009-2073-AIR-E HARRIS 06/26/2010 $8,970 $1,794 $3,588 $3,588 AQ 37642 The Lubrizol Corporation 1582 2009-0711-AIR-E HARRIS 03/08/2010 $8,147 $1,629 $6,518 $0 AQ 38476 The Lubrizol Corporation 1933 2009-1605-AIR-E HARRIS 08/09/2010 $143,460 $0 $71,730 $71,730 AQ 37432 The Premcor Refining Group Inc. 6825A 2009-0511-AIR-E JEFFERSON 03/20/2010 $24,750 $0 $12,375 $12,375 AQ 38457 TIN Inc. 2699 2009-1582-AIR-E JASPER 04/11/2010 $5,877 $1,175 $2,351 $2,351 38501 TOTAL PETROCHEMICALS USA, INC. 3908B 38769 TOTAL PETROCHEMICALS USA, INC. 54026 2009-1640-AIR-E HARRIS 03/08/2010 $10,000 $2,000 $8,000 $0 2009-1921-AIR-E JEFFERSON 07/11/2010 $38,300 $7,660 $15,320 $15,320 38909 TOTAL PETROCHEMICALS USA, INC. 20381 37430 TOTAL PETROCHEMICALS USA, INC. 20381 2009-2089-AIR-E JEFFERSON 08/09/2010 $38,800 $7,760 $15,520 $15,520 2009-0491-AIR-E JEFFERSON 10/04/2009 $9,475 $1,895 $3,790 $3,790 $25,375 $5,075 $20,300 $0 AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ AQ $0 38919 TOTAL PETROCHEMICALS USA, INC. 3908B 39160 TOTAL PETROCHEMICALS USA, INC. 54026 2010-0019-AIR-E HARRIS 08/21/2010 2010-0257-AIR-E JEFFERSON 08/30/2010 $9,905 $1,981 $3,962 $3,962 35533 TOTAL PETROCHEMICALS USA, INC. 1267 37659 TOTAL PETROCHEMICALS USA, INC. 3908B 2008-0413-AIR-E JEFFERSON 10/31/2009 $41,432 $8,286 $16,573 $16,573 2009-0749-AIR-E HARRIS 11/27/2009 $20,000 $4,000 $8,000 $8,000 29445 TOTAL PETROCHEMICALS USA, INC. 4824500037 38322 TOTAL PETROCHEMICALS USA, INC. 1267 2006-0561-AIR-E JEFFERSON 08/30/2010 $493,200 $0 $246,600 $246,600 2009-1446-AIR-E JEFFERSON 03/20/2010 $20,550 $4,110 $8,220 $8,220 2009-1869-AIR-E HARRIS 06/26/2010 $30,578 $6,115 $24,463 $0 JEFFERSON 10/18/2009 $10,200 $2,040 $4,080 $4,080 38714 TOTAL PETROCHEMICALS USA, INC. 3908B 1327 37445 TPC Group LLC * 09/02/2010 2009-0524-AIR-E There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 10 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset AQ 37553 TPC Group LLC 46307 2009-0634-AIR-E HARRIS 02/07/2010 $63,140 $0 $31,570 AQ 38692 TPC Group LLC 20485 2009-1819-AIR-E JEFFERSON 06/04/2010 $20,206 $4,041 $8,083 $8,082 AQ 668 2009-1445-AIR-E HARDIN 03/20/2010 $34,285 $6,857 $13,714 $13,714 AQ 38323 Transcontinental Gas Pipe Line Company, LLC 39454 Trend Gathering & Treating, LP 91998 2010-0543-AIR-E FREESTONE 08/30/2010 $2,000 $400 $1,600 $0 AQ 38381 Trinity Tank Car, Inc. 1658 2009-1513-AIR-E TARRANT 02/07/2010 $1,875 $375 $1,500 $0 37409 Unison Drilling. Inc. 83399 2009-0464-AIR-E MEDINA 10/04/2009 $820 $164 $656 $0 38432 US Department of the Army EE1214P 2009-1565-AIR-E EL PASO 05/09/2010 $1,000 $200 $800 $0 2008-1181-AIR-E HALE 04/25/2010 $2,350 $0 $2,350 $0 AQ AQ $31,570 AQ 36224 US Fiberglass, Inc. HA0175A AQ 37213 Valero Refining-Texas, L.P. 2937 2009-0288-AIR-E NUECES 09/21/2009 $24,484 $0 $12,242 $12,242 AQ 38156 Valero Refining-Texas, L.P. 39142 2009-1314-AIR-E GALVESTON 01/28/2010 $10,000 $2,000 $4,000 $4,000 AQ 37441 Valero Refining-Texas, L.P. 2250 2009-0510-AIR-E NUECES 12/18/2009 $13,706 $2,741 $5,483 $5,482 AQ 37392 Valero Refining-Texas, L.P. 39142 2009-0448-AIR-E GALVESTON 09/21/2009 $10,000 $0 $5,000 $5,000 34542 Valero Refining-Texas, L.P. 1253 2007-1413-AIR-E GALVESTON 10/31/2009 $60,125 $12,025 $48,100 $0 AQ 38360 Valero Refining-Texas, L.P. 1381 2009-1487-AIR-E HARRIS 05/09/2010 $23,330 $4,666 $9,332 $9,332 AQ 39021 Valero Refining-Texas, L.P. 39142 2010-0098-AIR-E GALVESTON 08/09/2010 $10,000 $2,000 $4,000 $4,000 $0 AQ AQ 38373 Viking Industrial Painting Inc. 2009-1502-AIR-E BELL 06/04/2010 $800 $160 $640 AQ 34442 VILLARREAL, MARTA * 76629 2009-1013-AIR-E JIM WELLS 02/07/2010 $44,200 $0 $44,200 $0 AQ 38634 Vopak Logistics Services USA Inc. 1637 2009-1784-AIR-E HARRIS 05/09/2010 $3,150 $630 $1,260 $1,260 AQ 37462 Vopak Terminal Deer Park, Inc. HG0629I 2009-0532-AIR-E HARRIS 10/04/2009 $7,200 $1,440 $2,880 $2,880 38029 Vopak Terminal Deer Park, Inc. 466A 2009-1181-AIR-E HARRIS 02/07/2010 $10,160 $0 $5,080 $5,080 AQ 38172 Vopak Terminal Deer Park, Inc. 1068 2009-1338-AIR-E HARRIS 06/18/2010 $124,670 $24,934 $49,868 $49,868 AQ 38685 Vopak Terminal Galena Park, Inc. 1070 2009-1836-AIR-E HARRIS 06/26/2010 $12,635 $2,527 $5,054 $5,054 AQ 37735 W & W Fiberglass Tank Company 2448 2009-0822-AIR-E GRAY 02/22/2010 $19,944 $3,988 $15,956 $0 AQ 38287 Waste Management of Texas, Inc. 1478 2009-1419-AIR-E DENTON 03/08/2010 $1,925 $385 $1,540 $0 AQ 38016 Watson, Incorporated 87637 2009-1171-AIR-E TARRANT 11/27/2009 $1,070 $214 $856 $0 AQ 36424 Weir Bros., Inc. 455040152 2008-1369-MSW-E DENTON 10/04/2009 $39,400 $0 $39,400 $0 AQ 38997 Wilkinson Gary Iron & Metal, Inc. 84294 2010-0051-AIR-E WEBB 06/26/2010 $990 $198 $792 $0 39116 Wilkinson Jim Iron & Metal, Inc. 4806100212 2010-0156-AIR-E CAMERON 08/09/2010 $6,750 $1,350 $5,400 $0 38210 WTG Gas Processing, L.P. 20137 2009-1371-AIR-E HOWARD 06/18/2010 $36,750 $7,350 $29,400 $0 $5,850 $1,170 $4,680 $0 AQ AQ AQ AQ 37158 WTG Gas Processing, L.P. 4822700003 2009-0210-AIR-E HOWARD 10/04/2009 AQ 36061 WTG Jameson, L.P. 55477 2008-0979-AIR-E COKE 11/27/2009 $57,705 $0 $57,705 $0 AQ 37728 WTG Jameson, L.P. 865 2009-0820-AIR-E COKE 11/27/2009 $5,322 $1,064 $4,258 $0 * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 11 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM AQ Case No. Respondent Name TCEQ ID 33193 ZOLTEK CORPORATION 35215 Docket# 2007-0580-AIR-E County TAYLOR Order Date 02/22/2010 Total: AQ Orders Issued: 340 Penalty Assessed Penalty Deferred Payable Amount $21,590 $0 $21,590 $8,181,948 $926,193 $4,873,975 SEP Offset $0 $2,381,780 DC 38865 CNBG Cleaning, Ltd. 105833446 2009-2038-DCL-E BEXAR 06/26/2010 $1,174 $234 $940 $0 DC 30272 Elvi Lorena Hilton 104992896 2008-0198-DCL-E DALLAS 11/07/2009 $1,825 $0 $1,825 $0 30696 Hong-Vanthi Nguyen TXR000072082 2008-1130-DCL-E HARRIS 04/09/2010 $2,088 $0 $2,088 $0 38353 James W. Weaver 103967378 2009-1472-DCL-E TARRANT 03/20/2010 $3,738 $747 $2,991 $0 DC DC Total: $8,825 $981 $7,844 07/11/2010 $1,100 $0 $1,100 Total: $1,100 $0 $1,100 DC Orders Issued: 4 ER 2008-1906-MSW-E BELL 36915 R & L Carriers Shared Services, L.L.C. ER Orders Issued: 1 $0 $0 $0 IHW 38981 BFI Waste Services of Texas, LP 85812 2010-0125-IHW-E HARRIS 08/21/2010 $7,650 $1,530 $3,060 $3,060 IHW 33820 Central Industrial Park, Ltd. TXR000079133 2007-0969-IHW-E HARRIS 01/28/2010 $15,000 $0 $15,000 $0 IHW 38390 CHANGING SURFACE INC F2048 2009-1522-IHW-E BEXAR 04/25/2010 $9,000 $1,800 $7,200 $0 37686 Disposal Properties, LLC 31905 2009-0761-IHW-E BEXAR 11/13/2009 $2,650 $530 $2,120 $0 2008-1529-IHW-E JEFFERSON 08/09/2010 $85,500 $17,100 $34,200 $34,200 2009-1221-IHW-E HARRIS 04/11/2010 $40,550 $8,110 $16,220 $16,220 IHW 36521 E. I. du Pont de Nemours and Company 30010 30040 38093 Exxon Mobil Corporation TXR000064444 34977 LEWIS, BRENDA 2007-1845-IHW-E JIM WELLS 11/13/2009 $40,000 $38,800 $1,200 $0 IHW 36253 Load Trail, Inc. TXR000079187 2008-1220-IHW-E LAMAR 10/18/2009 $44,630 $8,926 $35,704 $0 IHW 37414 Multi-Chem Group, LLC 88112 2009-0475-IHW-E SUTTON 02/22/2010 $141,335 $28,267 $56,534 $56,534 IHW 37278 Oglebay Norton Industrial Sands, Inc. 73107 2009-0342-IHW-E MCCULLOCH 10/04/2009 $11,425 $2,285 $4,570 $4,570 38962 Oxid L.P. 31613 2010-0042-IHW-E HARRIS 07/11/2010 $14,000 $2,800 $11,200 $0 12085 POPMA, JOHN 37333 2004-0083-IHW-E UPSHUR 11/13/2009 $29,250 $14,237 $15,013 $0 IHW 35217 Rhodia Inc. 31019 2008-0102-MLM-E HARRIS 11/13/2009 $14,000 $2,800 $11,200 $0 IHW 39119 Sprint Waste Services LP 88036 2010-0195-IHW-E HARRIS 06/26/2010 $2,875 $575 $2,300 $0 IHW 38867 Stolthaven Houston, Inc. 33722 2010-0031-IHW-E HARRIS 08/30/2010 $36,530 $7,306 $14,612 $14,612 IHW 36635 The Dow Chemical Company 30106 2008-1555-IHW-E BRAZORIA 11/27/2009 $97,500 $19,500 $39,000 $39,000 IHW 37676 W-Tek, Inc. 39671 2009-0760-IHW-E DALLAS 11/27/2009 $18,340 $3,668 $14,672 $0 Total: $610,235 $158,234 $283,805 IHW IHW IHW IHW IHW IHW Orders Issued: 17 * 09/02/2010 $168,196 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 12 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID MSW 38336 Absolutely Outdoors, Ltd. MSW 37751 Anaconda Disposal LLC 100199 Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2009-1477-MSW-E HARRIS 03/20/2010 $2,215 $443 $1,772 $0 2009-0838-MSW-E BEXAR 11/27/2009 $2,500 $500 $2,000 $0 MSW 37752 APODACA, RICHARD C * 2009-0906-MSW-E EL PASO 12/18/2009 $1,050 $210 $840 $0 MSW 37729 BARNES, OB 2009-0825-MSW-E SWISHER 12/18/2009 $2,500 $500 $2,000 $0 MSW 37808 Biomedical Waste Solutions, LLC 40231 2009-0856-MSW-E JEFFERSON 10/31/2009 $3,000 $600 $2,400 $0 14768 BLACK, YOLANDA * UNA455160026 2008-1234-MSW-E WEBB 10/11/2009 $12,000 $0 $12,000 $0 2009-1332-MSW-E NEWTON 05/01/2010 $1,050 $0 $1,050 $0 MSW MSW 38170 BUXTON, RANDY MSW 34819 CATHEY, LARRY 100098 2008-0727-MSW-E MCLENNAN 02/07/2010 $38,216 $0 $38,216 $0 MSW 38033 CHAVEZ, JUAN 455150174 2009-1081-MSW-E HIDALGO 06/18/2010 $15,000 $11,400 $3,600 $0 MSW 38675 City of Alamo 1080001 2009-1828-MSW-E HIDALGO 05/09/2010 $2,125 $425 $1,700 $0 MSW 38599 City Of Clarendon 2009-1860-MSW-E DONLEY 04/25/2010 $1,000 $200 $800 $0 MSW 34964 City of Crowell * 1401 2007-1857-MSW-E FOARD 06/18/2010 $11,500 $0 $0 $11,500 36584 City of Marshall F2025 2008-1548-MLM-E HARRISON 11/13/2009 $4,750 $950 $3,800 $0 MSW 36534 City of Marshall * F2025 2008-1511-MSW-E HARRISON 10/04/2009 $5,400 $1,080 $2,160 $2,160 MSW 38439 City of Taft 455140023 UA 2009-1624-MSW-E SAN 03/08/2010 $1,200 $240 $960 $0 MSW 34215 CLABAUGH, STEVE 100237 PATRICIO 2008-1818-MSW-E MIDLAND 11/27/2009 $6,643 $0 $6,643 $0 2009-1607-MSW-E TOM GREEN 04/25/2010 $1,050 $210 $840 $0 2009-1391-MSW-E ORANGE 06/18/2010 $3,500 $700 $2,800 $0 2009-0979-MSW-E COLLIN 05/09/2010 $5,000 $0 $5,000 $0 $0 MSW MSW 38470 CORRAL, YSMAEL MSW 26915 MSW 38252 Dearborn, George Henry DBA Frontier Tires Service 37932 Dhiraj Ramolia * 455040179 MSW 33191 Earth Haulers, Inc. 2007-0471-MSW-E TARRANT 12/18/2009 $15,300 $0 $15,300 MSW 36273 Eggemeyer Land Clearing, LLC 2008-1227-MSW-E BEXAR 10/04/2009 $3,921 $0 $3,921 $0 MSW 38847 ENGLAND, PHILLIP D 2009-2002-MSW-E HUNT 06/18/2010 $2,625 $525 $2,100 $0 MSW 38425 Excell Disposal Waste Containers, Inc 455120135 2009-1554-MSW-E HARRIS 05/09/2010 $900 $180 $720 $0 38709 FITZGERALD, PHIL 455120136 2009-1932-MLM-E LIBERTY 07/11/2010 $1,250 $250 $1,000 $0 38330 FOX TREE & LANDSCAPE NURSERY INC 35401 FRENCH, MICHAEL EUGENE 100167 2009-1426-MSW-E NUECES 02/07/2010 $3,600 $720 $2,880 $0 455040169 2008-0289-MSW-E KAUFMAN 05/09/2010 $2,000 $0 $2,000 $0 28008 GARCIA, JESUS UNA455140027 2008-0646-MSW-E JIM WELLS 01/07/2010 $4,050 $0 $4,050 $0 $0 MSW MSW MSW MSW MSW 37715 Gary Humphreys MSW 35921 GONZALES, ARTHUR D MSW 37743 Guadalupe Alvarado MSW 37025 Hector Rangel Jr. & Luz Maria Rangel * 09/02/2010 3205 455150145 2009-0824-MSW-E BEXAR 10/31/2009 $1,875 $375 $1,500 2008-0952-MSW-E CROCKETT 02/12/2010 $1,000 $0 $1,000 $0 2009-0813-MSW-E CULBERSON 01/28/2010 $2,500 $500 $2,000 $0 2009-0087-MSW-E HIDALGO 10/18/2009 $3,300 $660 $2,640 $0 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 13 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 Respondent Name TCEQ ID PGM Case No. MSW 34712 HERNANDEZ, BENNY MSW 36971 Industrial Scrap Materials, Inc. MSW 28006 Jaime Garcia MSW 37496 LOWREY, GERALD MSW MSW 6200074 36097 Mary Rose Independent Executries 455160053 36912 MCMAHAN, STAN 455040162 33340 Mcquery J W Mac MSW 34334 N.E. CONTRUCTION L.L.P. MSW County 455100029 5947 NICHOLS, R C Penalty Assessed Penalty Deferred Payable Amount SEP Offset 02/27/2010 $7,875 $0 $7,875 $0 2009-0008-MSW-E TARRANT 10/24/2009 $2,040 $0 $2,040 $0 05/29/2010 $7,800 $0 $7,800 $0 2009-0574-MSW-E LAMAR 02/17/2010 $2,500 $0 $2,500 $0 2008-1032-MSW-E MAVERICK 02/07/2010 $1,100 $0 $1,100 $0 2008-1905-MSW-E LIMESTONE 11/07/2009 $2,750 $0 $2,750 $0 2007-0715-MSW-E TARRANT 08/30/2010 $10,250 $0 $10,250 $0 2007-1197-MSW-E DALLAS 02/22/2010 $33,061 $0 $33,061 $0 2008-1400-MSW-E MONTGOME 07/11/2010 $3,600 $0 $3,600 $0 11/27/2009 $8,625 $0 $8,625 $0 04/11/2010 $5,246 $1,049 $4,197 $0 03/08/2010 $475 $0 $475 $0 RY 2008-1188-MSW-E BEXAR 34227 PANAGOPOULOS, JOE E Order Date 2007-1679-MSW-E HIDALGO UNA455140052 2009-1439-MSW-E CAMERON MSW MSW Docket# JASPER MSW 38260 Premier Recyclers L L C 2009-1336-MLM-E MSW 2009-0782-MSW-E EL PASO MSW 37688 RAPID ENVIRONMENTAL SERVICES, LLC 455100042 38249 Richard Tomlin * 2009-1384-MSW-E SHELBY 03/20/2010 $1,300 $260 $1,040 $0 MSW 36880 ROBERTS, FRANK * 2008-1870-MSW-E BOSQUE 03/20/2010 $2,625 $0 $2,625 $0 MSW 35948 Rodriguez Rolando and Rodriguez Josefina 38463 SANDERS, CALVIN 455150172 2008-0932-MSW-E CAMERON 01/28/2010 $1,000 $0 $1,000 $0 2009-1526-MSW-E UPSHUR 05/29/2010 $2,500 $0 $2,500 $0 37736 Santos Barcenas dba Tyre King Recycling 37537 Servando de La Garza 6027064 2009-0812-MSW-E HALE 03/14/2010 $2,500 $0 $2,500 $0 6200005 2009-0616-MSW-E WEBB 10/31/2009 $14,000 $2,800 $11,200 $0 38398 SGP Holdings Inc 100091 2009-1529-MSW-E LIMESTONE 07/11/2010 $2,875 $575 $2,300 $0 MSW 38700 Starr County 455150175 2009-1855-MSW-E STARR 08/09/2010 $5,000 $0 $5,000 $0 MSW 35243 TAYLOR, MARVIN WAYNE 2008-0115-MSW-E SHELBY 02/22/2010 $2,250 $0 $2,250 $0 MSW 36962 Transcontinental Realty Investors, Inc. 2009-0016-MSW-E DALLAS 10/18/2009 $35,700 $0 $35,700 $0 MSW 38814 Tyler County 2009-1989-MLM-E TYLER 06/26/2010 $2,315 $463 $1,852 $0 MSW 33340 Vega Waste Disposal Services Inc. MSW MSW MSW MSW MSW 38043 Village Farms, L.P. MSW 38173 West Body Shop, Inc. MSW 455040162 6200374 37581 Wilke Tire Service, Inc. MSW 38523 Will Dylan Investments, Inc. MSW 25928 Wood Processing Services, Inc. 100100 2007-0715-MSW-E TARRANT 05/15/2010 $25,000 $0 $25,000 $0 2009-1177-MSW-E PRESIDIO 01/28/2010 $4,600 $920 $1,840 $1,840 2009-1339-MLM-E RANDALL 04/11/2010 $4,000 $800 $3,200 $0 2009-0670-MSW-E NUECES 06/24/2010 $10,475 $0 $10,475 $0 2009-1661-MSW-E EL PASO 07/31/2010 $1,300 $0 $1,300 $0 2008-0678-MSW-E JOHNSON 06/04/2010 MSW Orders Issued: 60 * 09/02/2010 Total: $5,862 $0 $5,862 $370,644 $27,535 $327,609 $0 $15,500 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 14 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset OL 38831 ABUNDIZ, JOSE 2009-2006-LII-E TRAVIS 08/29/2010 $250 $0 $250 $0 OL 37120 ALPERT, MARC 2009-0175-LII-E TRAVIS 06/18/2010 $742 $0 $742 $0 OL 34911 ALVARADO, SIXTO NAVA 2007-1797-LII-E DALLAS 09/12/2009 $750 $0 $750 $0 OL 37748 ARANDA, ERASMO 2009-0849-LII-E DALLAS 01/07/2010 $262 $0 $262 $0 OL 37399 BECKER, CHRIS JAMES LI0006448 2009-0451-LII-E TRAVIS 01/28/2010 $620 $0 $620 $0 37565 BELTRAN, HOMER V LI0007505 2009-0648-LII-E JIM WELLS 11/13/2009 $750 $150 $600 $0 04/11/2010 $188 $37 $151 $0 08/09/2010 $1,371 $274 $1,097 $0 08/30/2010 $210 $0 $210 $0 OL OL 38209 BLACKWOOD, GARY 2009-1330-LII-E TARRANT OL 39132 BOTERO, HERNAN 2010-0221-LII-E GALVESTON OL 39935 BRADDOCK, JOHNNY D 2010-1060-WOC-E COLORADO OL 37824 BRYANT, CORY L OL 38982 BUCK, ROBERT OL WO0008046 2009-0960-WOC-E KERR 2010-0050-LII-E DALLAS 37347 CAMACHO, JOSE ANTONIO 2009-0251-LII-E HARRIS OL 39937 CANSLER, JERRY RAY 2010-1051-WOC-E JACK OL 38335 CHAVARRIA, PEDRO 2009-1375-LII-E OL 37199 CORMIER, ANDRE C LI0009027 LI0004576 2009-0270-LII-E $0 $744 $0 $0 $210 $0 DENTON 05/29/2010 $250 $0 $250 $0 TARRANT 12/17/2009 $341 $0 $341 $0 2009-0902-LII-E BEXAR 07/08/2010 $852 $0 $852 $0 2009-0466-LII-E HAYS 12/03/2009 $262 $0 $262 $0 02/17/2010 $500 $0 $500 $0 01/28/2010 $500 $100 $400 $0 05/09/2010 $250 $0 $250 $0 2009-1596-WOC-E NEWTON 01/28/2010 $210 $0 $210 $0 TARRANT 12/03/2009 $131 $0 $131 $0 $0 OL 37450 DEHART, JOEY P WO0025464 2009-0579-WOC-E BREWSTER OL 37502 DODSON, KENDAL R BP0008303 2009-0584-LII-E COLLIN 2009-1701-LII-E DALLAS OL WO0007938 LI0007455 37212 GODOY, JAVIER $0 $0 $744 37403 DAVIS, GARETT 38559 GARCIA, ALBERTO $210 $180 $210 37775 DAILEY, MARK WILLIAM 38456 GATSON, LEEMOND $0 $45 12/17/2009 OL OL $210 $225 08/30/2010 OL OL 10/18/2009 06/26/2010 2009-0265-LII-E OL 37731 GONZALEZ, JUAN GERVACIO 2009-0811-LII-E HOOD 11/27/2009 $1,325 $265 $1,060 OL 37818 GREEN, COLBY 2009-0940-LII-E WILLIAMSON 02/27/2010 $1,286 $0 $1,286 $0 OL 38147 GRODA, KENNETH WAYNE 2009-1283-LII-E HARRIS 05/15/2010 $262 $0 $262 $0 OL 37787 GUZMAN, ANGEL OL OL 2009-0899-LII-E HARRIS 02/17/2010 $1,360 $0 $1,360 $0 38673 HUNTER, PHILLIP B LI0017072 2009-1863-LII-E COMAL 06/18/2010 $525 $105 $420 $0 39936 ISHAM, JOSHUA A WW0035104 2010-1052-WOC-E LYNN 08/30/2010 $210 $0 $210 $0 07/11/2010 $225 $45 $180 $0 OL 38923 JOHNSTON, DARREL OL 38518 KENNEY, JERAMIE C OL 38393 LOYA, JUAN 2010-0011-LII-E LI0012842 TARRANT 2009-1626-LII-E KERR 05/09/2010 $712 $142 $570 $0 2009-1530-LII-E TARRANT 04/11/2010 $500 $100 $400 $0 OL 37332 Mardonio Flores 2009-0395-LII-E TRAVIS 11/20/2009 $525 $0 $525 $0 OL 38933 MARTIN, BRAD 2009-2075-LII-E HARRIS 08/29/2010 $994 $0 $994 $0 * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 15 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset OL 38489 MARTINEZ, DAVID 2009-1638-LII-E DALLAS 06/18/2010 $188 $37 $151 $0 OL 37699 MATLOCK, ED JR 2009-0780-LII-E WILLIAMSON 10/31/2009 $250 $50 $200 $0 OL 37292 MCCUE, CLINTON D OL 36256 MCGREGOR, PAUL OL 38424 MCLEMORE, TAYLOR B OL 38985 MEJIA, JOSE OL 37776 MOORE, JOHN L LI0009153 LI0017498 WO0026396 2009-0358-LII-E HARRIS 10/31/2009 $787 $157 $630 $0 2008-1206-LII-E HARRIS 09/20/2009 $500 $0 $500 $0 2009-1552-LII-E WISE 02/22/2010 $188 $37 $151 $0 2010-0072-LII-E TRAVIS 07/11/2010 $250 $50 $200 $0 05/01/2010 $718 $0 $718 $0 2009-0905-WOC-E MCLENNAN OL 37271 NORRIS, MIKE 2009-0344-LII-E HAYS 07/08/2010 $262 $0 $262 $0 OL 38748 Ol'Yeller Landscaping, Inc. 2009-1903-LII-E TRAVIS 07/11/2010 $250 $50 $200 $0 OL 37951 ORLANDO, JASON B 2009-0985-LII-E BELL 02/07/2010 $188 $37 $151 $0 OL 37859 ORNELAS, LUIS 2009-0941-LII-E HARRIS 12/18/2009 $1,945 $389 $1,556 $0 OL 37596 PADDACK, MICHAEL 2009-0740-LII-E WILLIAMSON 37948 RICHTER, SUSAN 2009-1094-WOC-E BURNET OL OL OL LI0017171 LI0010134 37571 ROBINSON, VINCENT 38610 ROMERO, GUILLERMO L LI0008966 2009-0656-LII-E 2009-1768-LII-E 10/31/2009 $399 $79 $320 $0 05/01/2010 $1,367 $0 $1,367 $0 HARRIS 02/17/2010 $1,044 $0 $1,044 $0 HARRIS 04/11/2010 $564 $112 $452 $0 11/13/2009 $1,980 $396 $1,584 $0 12/17/2009 $262 $0 $262 $0 OL 37701 SAENZ, GUILLERMO 2009-0795-WOC-E ZAPATA OL 37276 SALDANA, HUMBERTO 2009-0345-LII-E TARRANT OL 38774 SANCHEZ, OSCAR 2009-2005-LII-E DALLAS 06/04/2010 $250 $50 $200 $0 OL 38468 SANTOS, GEORGE 2009-1595-LII-E HARRIS 07/31/2010 $750 $0 $750 $0 OL 37845 SCHNIEDER, CRAIG 2009-0953-LII-E BELL 05/09/2010 $250 $0 $250 $0 COMAL 08/09/2010 $375 $75 $300 $0 10/18/2009 $1,050 $210 $840 $0 OL 39128 SIMPSON, VICTORIA 2010-0218-LII-E OL 37622 SINGH, BALBIR 2009-0708-LII-E DALLAS OL 35748 SLATER, JOE F 2009-1884-LII-E HOOD 05/29/2010 $1,093 $0 $1,093 $0 OL 36638 SNYDER, MERVIN 2008-1628-WOC-E WOOD 10/31/2009 $1,992 $0 $1,992 $0 LI0014284 OL 38526 STUTTERS, CRAIG 2009-1668-LII-E BEXAR 07/16/2010 $250 $0 $250 $0 OL 38522 TARVER, TAYLOR 2009-1663-LII-E TARRANT 06/24/2010 $500 $0 $500 $0 OL 37916 TIMS, MACK A $0 OL LI0007102 37799 URY, MICHAEL 2009-1053-LII-E BELL 04/09/2010 $250 $0 $250 2009-0924-LII-E HAYS 10/31/2009 $2,500 $500 $2,000 $0 2009-1366-LII-E DALLAS 03/08/2010 $188 $37 $151 $0 2007-1566-LII-E HARRIS OL 38235 VILLEDA, MAURICIO OL 34705 VINSON, PAUL OL 38727 WHITE, DANIEL C OL 39058 WOOD, JAMES H LI0004130 2010-0143-LII-E OL 39053 YOUNGER, HAROLD VON JR LI0006655 2010-0158-LII-E BP0002516 * 09/02/2010 11/01/2009 $200 $0 $200 $0 03/08/2010 $210 $0 $210 $0 TARRANT 08/09/2010 $1,705 $341 $1,364 $0 HARRIS 06/26/2010 $563 $112 $451 $0 2009-1877-WOC-E WILBARGER There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 16 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date OL Orders Issued: 66 * 09/02/2010 Total: Penalty Assessed $41,020 Penalty Deferred $3,982 Payable Amount $37,038 SEP Offset $0 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 17 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset PST 37655 "Grecoair, Inc." 72171 2009-0753-PST-E EL PASO 12/18/2009 $10,015 $2,003 $8,012 $0 PST 39257 66 Wholesale, Inc. 12646 2010-0353-PST-E CROSBY 08/09/2010 $1,750 $0 $1,750 $0 PST 37817 A&S Petroleum LLC 40251 2009-0939-PST-E TARRANT 12/18/2009 $2,574 $514 $2,060 $0 PST 36836 Aamson Enterprises Inc 74264 2008-1815-PST-E HARRIS 12/17/2009 $12,305 $0 $12,305 $0 37453 Accel Quick Stop, Inc. 0042114 2009-0519-PST-E TARRANT 10/04/2009 $2,768 $553 $2,215 $0 38564 Adam and Melinda Marquez 39333 2009-1664-PST-E STARR 05/29/2010 $3,675 $0 $3,675 $0 PST 35771 Addison Enterprises Inc. 61113 2008-0676-PST-E HARRIS 01/28/2010 $5,116 $1,023 $4,093 $0 PST 39239 Adnik Business, Inc. 36871 2010-0321-PST-E BRAZORIA 08/21/2010 $2,037 $407 $1,630 $0 PST 35958 Agile Investments, LLC 9890 2008-0873-PST-E HILL 02/11/2010 $9,819 $0 $9,819 $0 PST 35888 AHMAD, NISAR 60245 2008-0793-PST-E HARRIS 12/18/2009 $6,971 $0 $6,971 $0 PST 37394 AHMAD, RAMIN * 42381 2009-0453-PST-E TARRANT 10/18/2009 $15,658 $3,131 $12,527 $0 36420 AKJ Management, Inc. 55933 2008-1363-PST-E KAUFMAN 11/13/2009 $5,625 $0 $5,625 $0 37255 AL-AQQAD, TAISSEER 73778 2009-0328-PST-E TARRANT 09/21/2009 $3,021 $604 $2,417 $0 38130 ALIHEMATI, JOHN 17836 2009-1292-PST-E EL PASO 07/11/2010 $5,296 $1,059 $4,237 $0 $5,250 $0 $5,250 $0 PST PST PST PST PST PST 38223 Alisha Ann Dunkin 45053 2009-1370-PST-E HOOD 04/09/2010 PST 38554 All Beverage Corporation 17470 2009-1684-PST-E DALLAS 05/09/2010 $22,455 $4,491 $17,964 $0 PST 39170 Allsup Petroleum, Inc. 8412 2010-0270-PST-E BAILEY 07/11/2010 $1,750 $0 $1,750 $0 PST 38106 Allsup Petroleum, Inc. 62280 2009-1243-PST-E TOM GREEN 03/08/2010 $7,759 $1,551 $6,208 $0 PST 36883 ALMEDA, INC. 70523 2008-1875-PST-E HARRIS 10/11/2009 $6,296 $0 $6,296 $0 38014 Al-Naz, Inc. 35540 2009-1183-PST-E DEWITT 01/28/2010 $2,800 $560 $2,240 $0 36774 ALSHAAFI, JAMAL S 4943 2008-1748-PST-E BELL 08/29/2010 $3,500 $0 $3,500 $0 $3,380 $676 $2,704 $0 PST PST PST 38944 Alvin Ventures, Inc. 54839 2010-0030-PST-E BRAZORIA 07/11/2010 PST 38267 Ancira Enterprises Incorporated 29774 2009-1357-PST-E BEXAR 02/07/2010 $4,950 $990 $3,960 $0 PST 38233 Arash The Archer Corporation 43968 2009-1350-PST-E GALVESTON 08/30/2010 $3,663 $0 $3,663 $0 PST 38551 ASA Store, Inc. 35320 2009-1671-PST-E HARRIS 08/09/2010 $3,081 $0 $3,081 $0 PST 38515 Avais Enterprises, Inc. 66765 2009-1645-PST-E GALVESTON 04/11/2010 $2,418 $483 $1,935 $0 37856 B & S Enterprise, Inc. 41150 2009-0984-PST-E NAVARRO 11/27/2009 $3,750 $750 $3,000 $0 38584 B & Y Enterprise, Inc. 67426 2009-1723-PST-E HARRIS 04/11/2010 $2,870 $574 $2,296 $0 PST 39338 B T Rand Oil Company Inc 23670 2010-0416-PST-E JEFFERSON 08/30/2010 $6,520 $1,304 $5,216 $0 PST 38068 B T Rand Oil Company Inc 23668 2009-1216-PST-E JEFFERSON 01/28/2010 $1,968 $393 $1,575 $0 PST 35513 B. K. Trading, Inc. 47134 2008-0416-PST-E TITUS 12/18/2009 $3,675 $0 $3,675 $0 PST 37942 Babwani Associates, Inc. 2474 2009-1087-PST-E TARRANT 01/28/2010 $2,715 $543 $2,172 $0 PST 39145 BARNETT, BARRY 07/11/2010 $210 $0 $210 $0 PST PST 2010-0240-WOC-E JEFFERSON * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 18 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset PST 37626 BARTON, GARY 18292 2009-0712-PST-E EL PASO 03/08/2010 $7,916 $1,583 $6,333 $0 PST 39319 BAYLOR UNIVERSITY 8720 2010-0409-PST-E MCLENNAN 08/30/2010 $3,875 $775 $0 $3,100 PST 36489 BEARDEN, BILL 74804 2008-1444-PST-E ELLIS 12/17/2009 $10,221 $0 $10,221 $0 PST 38051 Beltway 8 Investments, LLC 69116 2009-1192-PST-E HARRIS 02/07/2010 $12,192 $2,438 $9,754 $0 38297 Ben Corporation 30586 2009-1376-PST-E HARRIS 04/25/2010 $6,269 $1,253 $5,016 $0 37911 Bert Schrank, Inc. 31937 2009-1051-PST-E HAMILTON 12/18/2009 $2,608 $521 $2,087 $0 PST 35628 Bharwani Investment Group, Inc. 17756 2008-0622-PST-E DALLAS 07/11/2010 $10,400 $0 $10,400 $0 PST 36803 BLACKWELL, MARK E 38531 2008-1822-PST-E TOM GREEN 03/28/2010 $19,915 $0 $19,915 $0 PST 38990 BONARACK INVESTMENT INC 27514 2010-0122-PST-E DALLAS 07/11/2010 $3,946 $789 $3,157 $0 PST 39044 Borna Enterprises, Inc. 49490 2010-0111-PST-E BURNET 08/21/2010 $6,315 $1,263 $5,052 $0 PST 34949 BROOKS, JULIUS L 48211 2007-1885-PST-E MIDLAND 04/29/2010 $3,675 $0 $3,675 $0 39255 Buffet Partners, L.P. 105934 2010-0352-PST-E LUBBOCK 08/09/2010 $1,750 $0 $1,750 $0 2009-1786-PST-E TARRANT 04/25/2010 $4,277 $855 $3,422 $0 2009-0653-PST-E EL PASO 10/18/2009 $4,447 $889 $3,558 $0 PST 38637 Burlington Norther Santa Fe Corporation 65827 77672 37584 C & R Distributing, Inc. 26613 38937 C Store Management Company 2009-2065-PST-E TARRANT 06/04/2010 $4,184 $836 $3,348 $0 PST 37914 C.T.S. GROUP #1, L.L.C. 42763 2009-1014-PST-E BRAZORIA 06/04/2010 $2,910 $582 $2,328 $0 PST 38761 CALDERON, REYNALDO 30809 2009-1909-PST-E HIDALGO 07/16/2010 $7,875 $0 $7,875 $0 PST 39379 Carmax Auto Superstores, Inc. 1540 2010-0472-PST-E HARRIS 08/30/2010 $4,523 $904 $3,619 $0 PST 38575 Carmax Auto Superstores, Inc. 72687 2009-1716-PST-E COLLIN 06/04/2010 $12,130 $2,426 $9,704 $0 37644 Center Convenience, Inc. 74160 2009-0736-PST-E HARRIS 09/21/2009 $3,596 $719 $2,877 $0 37550 Central Transport, Inc. 19996 2009-0638-PST-E EL PASO 01/28/2010 $2,650 $0 $2,650 $0 $6,600 $0 $6,600 $0 PST PST PST PST PST PST PST PST 37324 Charlotte Ann Blackwell Granger 24219 2009-0380-PST-E ORANGE 06/24/2010 PST 33483 CHEUNG, CHUEN F * 43969 2007-0649-PST-E HARRIS 08/30/2010 $7,620 $0 $7,620 $0 PST 37379 Chittagong Corporation 24279 2009-0437-PST-E GRIMES 10/18/2009 $9,532 $1,906 $7,626 $0 PST 38793 CHUP CORPORATION INC 15149 2009-1951-PST-E DALLAS 06/18/2010 $2,825 $565 $2,260 $0 PST 37585 Circle Bar Truck Corral, Inc. 64553 2009-0666-PST-E CROCKETT 11/13/2009 $28,225 $5,645 $22,580 $0 38623 CIRCLE K STORES INC. 5467 2009-1779-PST-E EL PASO 05/09/2010 $8,971 $1,794 $7,177 $0 39264 CIRCLE K STORES INC. 25199 2010-0369-PST-E EL PASO 08/30/2010 $3,726 $745 $2,981 $0 PST 38352 City Int'l., Ltd. 47169 2009-1499-PST-E HARRIS 03/08/2010 $3,620 $724 $2,896 $0 PST 39469 City of Denver City 50032 2010-0562-PST-E YOAKUM 08/09/2010 $1,750 $0 $1,750 $0 PST 37952 City of Freeport 50446 2009-1109-PST-E BRAZORIA 02/22/2010 $12,375 $2,475 $9,900 $0 PST 37474 Clara, Inc. 71980 2009-0539-PST-E BASTROP 09/21/2009 $4,275 $855 $3,420 $0 PST 37964 COROVESSIS, NICK 34101 2009-1120-PST-E BRAZORIA 05/09/2010 $5,086 $1,017 $4,069 $0 PST PST * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 19 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset PST 35569 CURTICE, JIMMY O 1867 2008-0467-PST-E JASPER 08/21/2010 $7,875 $1,575 $6,300 $0 PST 37795 Cusa Kbc, Llc 2055 2009-0936-PST-E BEXAR 10/18/2009 $6,096 $1,219 $4,877 $0 PST 37637 D. Lakhani Inc. 24714 2009-0689-PST-E DALLAS 06/26/2010 $16,086 $0 $16,086 $0 PST 38483 Darlene Chappell 7623 2009-1594-PST-E IRION 04/25/2010 $5,055 $1,011 $4,044 $0 38766 Deer Horn Aviation LTD. Co. 9793 2009-1945-PST-E MIDLAND 06/18/2010 $4,375 $875 $3,500 $0 37667 Delicias Restaurant -Store, LLC 9883 2009-0769-PST-E BROOKS 09/21/2009 $7,700 $0 $7,700 $0 PST 38659 Devin Borjas 40637 2009-1805-PST-E HALE 07/08/2010 $3,675 $0 $3,675 $0 TARRANT 09/21/2009 $3,080 $616 $2,464 $0 07/31/2010 $3,675 $0 $3,675 $0 PST PST PST 37516 Dewan Enterprises, Inc. 54499 2009-0581-PST-E PST 38749 DHANANI, WAZIR A 50051 2009-1902-PST-E PST 38741 DHUKA, RAHIM 62344 2009-1886-PST-E HARRIS 08/09/2010 $7,385 $1,477 $5,908 $0 PST 37959 Dhukani Investments, Inc. 79052 2009-1097-PST-E 12/18/2009 $7,596 $1,519 $6,077 $0 PST 39427 Don A. Stewart, Inc. 45535 2010-0510-PST-E MONTGOME RY TRAVIS 08/30/2010 $3,500 $700 $2,800 $0 PST 38312 DONATO, LINO Z 27684 2009-1437-PST-E ATASCOSA 06/18/2010 $10,487 $6,887 $3,600 $0 PST 38032 Double V, Inc. 77375 2009-1182-PST-E HARRIS 11/13/2009 $3,047 $609 $2,438 $0 PST 35236 DRENNAN, RAY 74229 2008-0124-PST-E YOUNG 06/30/2010 $11,550 $9,750 $1,800 $0 PST 37919 DRJO ENTERPRISE INC. 64319 2009-1010-PST-E DALLAS 11/13/2009 $4,933 $986 $3,947 $0 37851 E Z SPEEDY, INC. 72876 2009-0956-PST-E HARRIS 02/07/2010 $6,375 $1,275 $5,100 $0 38002 Eastex Hardy Properties, LLC 48363 2009-1147-PST-E HARRIS 11/27/2009 $2,118 $423 $1,695 $0 $4,400 $880 $3,520 $0 PST PST PST 39074 Edgewood Independent School District 48463 2010-0161-PST-E BEXAR 08/21/2010 PST 37714 Ekram & Nasir Corporation 33164 2009-0832-PST-E DALLAS 02/07/2010 $4,666 $0 $4,666 $0 PST 37617 El Paso Surgery Centers, L.P. 72645 2009-0706-PST-E EL PASO 11/27/2009 $3,556 $711 $2,845 $0 2009-1665-PST-E EL PASO 03/20/2010 $3,151 $630 $2,521 $0 PST 38529 El Paso-Los Angeles Limousine Express, 11846 Inc. 39697 36160 Elegant, Inc 2008-1114-PST-E HARRIS 08/21/2010 $14,360 $2,872 $11,488 $0 PST 35666 EL-HAMED, SAMMY 39342 2008-0544-PST-E DALLAS 10/31/2009 $18,188 $14,588 $3,600 $0 38421 Elvan Management Inc. 8960 2009-1542-PST-E HOOD 06/18/2010 $3,250 $650 $2,600 $0 39191 FAIRBANK FOOD STORE INC 5447 2010-0279-PST-E HARRIS 08/21/2010 $4,944 $988 $3,956 $0 $2,221 $444 $1,777 $0 PST PST PST PST 38054 Fastrac Food Store's, Inc. 73063 2009-1212-PST-E HARRIS 02/22/2010 PST 37733 Federal Aviation Administration 37909 2009-0829-PST-E BEXAR 03/20/2010 $4,375 $875 $3,500 $0 PST 38781 Fikes Wholesale, Inc. 3125 2009-1917-PST-E MCLENNAN 07/11/2010 $14,725 $2,945 $11,780 $0 PST 38414 First National Bank of Hebbronville 20976 2009-1494-PST-E DUVAL 03/08/2010 $2,375 $475 $1,900 $0 PST 36941 FLORES, ROMELIO 71132 2008-1934-PST-E EL PASO 05/15/2010 $16,519 $0 $16,519 $0 38376 Fuelcon Management LLC 42105 2009-1500-PST-E DENTON 03/20/2010 $3,406 $681 $2,725 $0 PST * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 20 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset PST 38182 Gagan Holdings, L.L.C. 70629 2009-1351-PST-E HARRIS 06/26/2010 $5,321 $0 $5,321 $0 PST 38570 Galan Enterprises, Inc. 79408 2009-1710-PST-E HARRIS 06/04/2010 $14,625 $2,925 $11,700 $0 PST 35812 GARCIA, ARNOLD J 28922 2008-0716-PST-E FRIO 05/01/2010 $7,350 $0 $7,350 $0 PST 38389 GARCIA, MANUEL III 74960 2009-1521-PST-E ZAPATA 05/29/2010 $625 $0 $625 $0 38620 Gentek Investments, Inc. 75029 2009-1802-PST-E HARRIS 05/09/2010 $3,579 $715 $2,864 $0 36974 Glazer's Wholesale Drug Company Inc 29433 2009-0026-PST-E NUECES 09/21/2009 $11,159 $0 $11,159 $0 PST 39268 Golden Horn Corporation 66097 2010-0346-PST-E GALVESTON 08/21/2010 $6,151 $1,230 $4,921 $0 PST 36147 Grupo Victoria Corporation 63331 2008-1071-PST-E WEBB 09/12/2009 $6,096 $0 $6,096 $0 PST 38272 GTE Southwest Incorporated 11295 2009-1411-PST-E COLLIN 04/11/2010 $3,314 $662 $2,652 $0 PST 36713 GUZMAN, JESUS JR 21846 2008-1739-PST-E STARR 10/11/2009 $3,500 $0 $3,500 $0 PST 39234 H & B Marketing Services, Inc. 67432 2010-0330-PST-E BRAZORIA 08/30/2010 $9,008 $1,801 $7,207 $0 37031 HABIB, MOHAMMAD RAFIUL 3611 2009-0072-PST-E DALLAS 11/07/2009 $6,420 $0 $6,420 $0 37972 HADDAD, MAYNARD * 1332 2009-1105-PST-E EL PASO 12/18/2009 $6,105 $1,221 $4,884 $0 39188 Hajarat Corporation 36599 2010-0274-PST-E HARRIS 08/21/2010 $3,771 $754 $3,017 $0 $3,675 $0 $3,675 $0 PST PST PST PST PST PST 35847 Hall Jack 49986 2008-0763-PST-E NEWTON 02/11/2010 PST 39089 Hamza Enterprises, Inc. 9041 2010-0171-PST-E HARRIS 08/21/2010 $3,222 $644 $2,578 $0 PST 39252 HANIF, WAFIA 29899 2007-2009-PST-E RAINS 06/04/2010 $9,271 $0 $9,271 $0 PST 36278 HANKAMER VENTURES, LP 8865 2008-1255-PST-E CHAMBERS 05/09/2010 $9,164 $0 $9,164 $0 PST 37917 Happy Center, LLC 60803 2009-1050-PST-E HARRIS 12/18/2009 $8,625 $1,725 $6,900 $0 37625 Harbor Seafood, Inc. 65659 2009-0713-PST-E GALVESTON 06/04/2010 $2,500 $0 $2,500 $0 PST 39064 HARRELL, RAYMON * 75942 2010-0148-PST-E 08/30/2010 $2,750 $550 $2,200 $0 PST 39154 Healthsouth of San Antonio, Inc. 45922 2010-0216-PST-E MONTGOME RY BEXAR 08/21/2010 $11,339 $2,267 $9,072 $0 PST 37327 HELO, TIM KAHIR 45731 2009-0391-PST-E HOWARD 09/21/2009 $4,976 $995 $3,981 $0 32135 HEMEED, BANGUSH 46884 2007-0010-PST-E HARRIS 06/04/2010 $14,000 $10,400 $3,600 $0 2009-1151-PST-E WALLER 02/22/2010 $11,875 $2,375 $0 $9,500 2008-1706-PST-E HIDALGO 09/12/2009 $5,250 $0 $5,250 $0 PST 38001 Hempstead Independent School District 56044 30799 36734 Hernandez Javier 73347 36683 Hina Enterprises, Inc. 2008-1667-PST-E ORANGE 04/11/2010 $10,297 $0 $10,297 $0 PST 39256 Hi-Performance Fuel, Inc. 528 2010-0354-PST-E FLOYD 08/09/2010 $1,750 $0 $1,750 $0 PST 38049 Hitchcock Business INC. 64364 2009-1209-PST-E GALVESTON 03/20/2010 $2,644 $528 $2,116 $0 PST 38122 Hong & Taft, Inc. 69145 2009-1281-PST-E HARRIS 01/28/2010 $3,702 $740 $2,962 $0 PST 37749 Hoover Valley Country Store, LLC 29701 2009-0857-PST-E BURNET 12/18/2009 $3,002 $600 $2,402 $0 PST 37320 Houston Harrisburg Convenience Store, 71614 Inc. 2009-0392-PST-E HARRIS 10/11/2009 $3,596 $0 $3,596 $0 PST PST PST PST * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 21 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset PST 38539 Houston Sky Business, Inc. 74659 2009-1692-PST-E HARRIS 05/09/2010 $5,096 $1,019 $4,077 $0 PST 38664 HP Enterprise Services LLC 43836 2009-1809-PST-E DALLAS 05/09/2010 $1,750 $350 $1,400 $0 PST 37695 HPT TA Properties Trust 52846 2009-0786-PST-E KAUFMAN 10/31/2009 $22,598 $4,519 $18,079 $0 PST 39219 Hugh Howard 47190 2010-0299-PST-E PRESIDIO 08/21/2010 $4,700 $940 $3,760 $0 37375 Humberto Gonzalez 44800 2009-0419-PST-E 09/21/2009 $3,500 $700 $2,800 $0 39147 Hut Enterpreise, LLC 24726 2010-0217-PST-E HARRIS 08/21/2010 $7,786 $1,557 $6,229 $0 PST 35699 HUYNH, QUANG * 0035860 2008-0527-PST-E TARRANT 11/13/2009 $15,783 $0 $15,783 $0 PST 39313 I & C Texas Enterprises, Inc. 26547 2010-0402-PST-E DALLAS 08/21/2010 $6,078 $1,215 $4,863 $0 PST 35796 IMKAN ENTERPRISES, INC. 41224 2008-0660-PST-E HARRIS 09/20/2009 $29,386 $0 $29,386 $0 PST 11519 Inara Convenience Inc. 11356 2008-0094-PST-E TARRANT 04/11/2010 $23,450 $0 $23,450 $0 PST 37639 INAYAT'S, Inc. dba Stop & Shop 67449 2009-0729-PST-E TARRANT 10/31/2009 $4,796 $959 $3,837 $0 34736 Interglobe Trade Channel, Inc. 53419 2007-1600-PST-E DENTON 10/18/2009 $27,430 $0 $27,430 $0 38583 J & Z C-Store, Inc. 17924 2009-1721-PST-E HARRIS 06/18/2010 $3,625 $725 $2,900 $0 39051 J F A Oil Company 18734 2010-0138-PST-E HARRIS 08/30/2010 $5,500 $1,100 $4,400 $0 $4,225 $0 $4,225 $0 PST PST PST PST PST PST 38708 J. A. F. ENTERPRISE, INC. 73201 2009-1851-PST-E HARRIS 07/31/2010 PST 37111 J.D. Martin III 40937 2009-0156-PST-E JEFFERSON 08/29/2010 $15,600 $0 $15,600 $0 PST 38707 James D. Satterwhite 77227 2009-1881-PST-E ELLIS 06/18/2010 $2,675 $1,475 $1,200 $0 PST 37842 James Kaufman 59682 2009-0970-PST-E JEFFERSON 03/14/2010 $6,300 $0 $6,300 $0 PST 35584 JANBAZIAN, SARKIS 57212 2008-0474-PST-E DENTON 11/13/2009 $12,000 $2,400 $9,600 $0 38124 Javeria Enterprises Inc 41396 2009-1285-PST-E HARRIS 05/09/2010 $2,560 $0 $2,560 $0 PST 39076 JAY MAHARAJ CORPORATION 18279 2010-0141-PST-E 06/18/2010 $3,089 $617 $2,472 $0 PST 37533 JEONG, JEFFREY H 70063 2009-0608-PST-E MONTGOME RY HARRIS 09/21/2009 $3,850 $770 $3,080 $0 PST 35514 Joe Ben Wolf 25802 2008-0398-PST-E GREGG 08/30/2010 $6,300 $2,700 $3,600 $0 38792 Joe's & Cho, Inc. 66381 2009-1930-PST-E TARRANT 06/26/2010 $5,088 $1,017 $4,071 $0 38436 John Fountain 48139 2009-1485-PST-E NEWTON 07/16/2010 $6,300 $0 $6,300 $0 PST 35449 JONES, THOMAS * 21661 2008-0281-PST-E GRAYSON 10/24/2009 $3,675 $0 $3,675 $0 PST 34846 JUDD, SHELLEY * 23519 2007-1725-PST-E HASKELL 06/18/2010 $2,250 $0 $2,250 $0 PST 39148 Jupiter Food Mart, LLC 66413 2010-0239-PST-E TARRANT 08/09/2010 $4,699 $939 $3,760 $0 PST 38732 K & R HOLDINGS, INC. 22387 2009-1883-PST-E HARRIS 07/16/2010 $3,675 $0 $3,675 $0 PST 36158 Kabani Corporation * 39380 2008-1175-PST-E TARRANT 11/13/2009 $10,662 $0 $10,662 $0 36517 Kavmel Inc. 45606 2008-1471-PST-E TARRANT 10/18/2009 $4,375 $875 $3,500 $0 38023 KDG, Inc. 10643 2009-1055-PST-E WILLIAMSON 01/28/2010 $4,504 $900 $3,604 $0 PST PST PST PST PST * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 22 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset PST 37508 KDP, LLC 79027 2009-0587-PST-E HARRIS 03/28/2010 $19,964 $0 $19,964 $0 PST 35103 Kea Investments, Inc. 27381 2007-1997-PST-E HENDERSON 06/18/2010 $3,125 $0 $3,125 $0 PST 38715 KELLER, MELTON 63899 2009-1864-PST-E KIMBLE 06/26/2010 $23,696 $4,739 $18,957 $0 PST 36285 Kenneth W. Blevins 1875 2008-1237-PST-E LIVE OAK 04/09/2010 $1,000 $0 $1,000 $0 38262 Kesss Investments #10001, LLC 78186 2009-1399-PST-E EL PASO 03/08/2010 $4,429 $885 $3,544 $0 37847 KHAIL, TAJRANGEZA * 12207 2009-0980-PST-E JEFFERSON 06/24/2010 $7,800 $0 $7,800 $0 PST 35877 KHALAF, TAREK 43157 2008-0789-PST-E YOUNG 02/07/2010 $6,300 $0 $6,300 $0 PST 37054 KHAN, MOHAMMED DINAJ 23988 2009-0098-PST-E HARDIN 08/09/2010 $21,426 $0 $21,426 $0 PST 38885 Khuram Enterprises Inc 50224 2009-2051-PST-E GALVESTON 08/09/2010 $3,173 $634 $2,539 $0 PST 38617 KIM, YONG KYU 66221 2009-1780-PST-E FORT BEND 06/04/2010 $4,750 $950 $3,800 $0 PST 35987 KING, KANDY 2008-0901-PST-E NUECES 12/06/2009 $7,000 $0 $7,000 $0 2010-0154-PST-E KLEBERG 07/11/2010 $7,025 $1,405 $0 $5,620 2009-1876-PST-E BRAZORIA 06/26/2010 $3,523 $704 $2,819 $0 2009-2007-PST-E BRAZORIA 06/04/2010 $4,323 $864 $3,459 $0 $2,736 $0 $2,736 $0 PST PST PST 39097 Kleberg County 72077 PST 38747 KO, YOUNG KON 57169 38835 Kroger Texas LP 79753 PST PST 37250 KSS Enterprises, Inc. 39631 2009-0307-PST-E HARRIS 10/31/2009 PST 38647 Laporte Petroleum Corporation 57274 2009-1796-PST-E HARRIS 08/09/2010 $16,026 $3,205 $12,821 $0 PST 38318 Larry J. Appelt 19630 2009-1454-PST-E LAVACA 04/25/2010 $26,798 $5,359 $21,439 $0 PST 37706 LCG Enterprise, Inc. 63159 2009-0798-PST-E TARRANT 10/31/2009 $3,794 $758 $3,036 $0 PST 31441 LE, THUY NGA * 43106 2006-1791-PST-E ORANGE 02/27/2010 $6,895 $0 $6,895 $0 PST 35943 LEEMAK 529 LLC 69783 2008-0865-PST-E HARRIS 06/26/2010 $62,316 $0 $31,158 $31,158 PST 38110 Leo Group, Inc. 40591 2009-1273-PST-E HARRIS 03/08/2010 $8,184 $1,636 $6,548 $0 $3,850 $0 $3,850 $0 PST 37956 LIND, ELLA L 83593 2009-1102-PST-E TRAVIS 04/11/2010 PST 37601 Little Star Inc. 49049 2009-0707-PST-E GALVESTON 09/21/2009 $3,096 $619 $2,477 $0 PST 37909 Longpoint Enterprises, Inc. 36603 2009-1029-PST-E HARRIS 02/07/2010 $20,894 $4,178 $16,716 $0 PST 38784 LOPEZ, RUBEN 73768 2009-1936-PST-E DIMMIT 08/09/2010 $6,096 $0 $6,096 $0 PST 38003 Lu Thi Pham 24134 2009-1150-PST-E JEFFERSON 05/15/2010 $6,300 $0 $6,300 $0 39046 LUJAN, RICHARD J 6438 2010-0155-PST-E LUBBOCK 07/11/2010 $1,750 $0 $1,750 $0 38074 LUU, KATHY 40177 2009-1229-PST-E HARRIS 03/08/2010 $3,149 $630 $2,519 $0 PST 38900 LY, BEN 68860 2009-2085-PST-E HARRIS 06/26/2010 $5,770 $1,154 $4,616 $0 PST 38809 M & F Holdings, Inc. 424 2009-1971-PST-E HARRIS 06/26/2010 $7,268 $1,453 $5,815 $0 PST 38270 M & F, Inc. 74164 2009-1393-PST-E HARRIS 07/31/2010 $4,696 $0 $4,696 $0 PST 39180 M & M Brother Corporation 72075 2010-0246-PST-E HARRIS 08/21/2010 $12,348 $2,469 $9,879 $0 PST 39365 M & S Business Corporation 35151 2010-0461-PST-E HARRIS 08/30/2010 $5,951 $1,190 $4,761 $0 PST PST * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 23 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2010-0129-PST-E HARRIS 08/09/2010 $6,517 $1,303 $5,214 $0 2008-0532-PST-E HARRIS 08/09/2010 $5,364 $0 $5,364 $0 2009-2015-PST-E PARKER 07/11/2010 $7,897 $1,579 $6,318 $0 2009-0565-PST-E TARRANT 09/21/2009 $5,976 $1,195 $4,781 $0 PST 44364 38943 M. Dumia, Inc. 35625 M.Y.M. Investment Inc. dba Kwik & Save 45095 Food Store 51520 38866 MANJARI INC 5690 37489 Mansour Ghaith * PST 37370 Maredia Inc 652 2009-0420-PST-E GRIMES 10/18/2009 $19,701 $3,940 $15,761 $0 37965 MARIAM, KIDANE 40235 2009-1098-PST-E DALLAS 11/27/2009 $6,140 $1,228 $4,912 $0 35861 Mary Automotive, Inc. 41920 2008-0776-PST-E DALLAS 12/12/2009 $6,850 $0 $6,850 $0 $2,735 $547 $2,188 $0 PST PST PST PST PST PST 37623 Maryem Shams, Inc. 18867 2009-0710-PST-E MCLENNAN 01/28/2010 PST 36130 Mattie Novosad 41621 2008-1068-PST-E BELL 10/24/2009 $7,875 $0 $7,875 $0 PST 27285 MCADAMS, ROBERT 29501 2008-1490-PST-E HENDERSON 05/09/2010 $46,145 $0 $46,145 $0 PST 37700 MCLARRIN, WILLIAM RANDLE 48760 2009-0556-PST-E 02/17/2010 $5,600 $0 $5,600 $0 PST 37666 McMahan General Store, LLC 73339 2009-0762-PST-E SAN JACINTO CALDWELL 06/26/2010 $7,210 $0 $7,210 $0 PST 37810 Mel Stevenson & Associates, Inc. 31378 2009-0928-PST-E BEXAR 11/27/2009 $8,373 $1,674 $6,699 $0 PST 36544 MEMON, FARHAN 39407 2008-1564-PST-E DALLAS 04/11/2010 $5,046 $0 $5,046 $0 PST 38938 META VENTURES INC 35344 2010-0034-PST-E HARRIS 07/11/2010 $5,100 $1,020 $4,080 $0 PST 39283 MFS Corporation 20768 2010-0412-PST-E MCLENNAN 08/30/2010 $4,500 $900 $3,600 $0 PST 39195 Midway Petroleum Unit 5, L.P. 74575 2010-0283-PST-E 08/09/2010 $2,222 $444 $1,778 $0 PST 39007 Miller of Denton, Ltd. 75063 2010-0084-PST-E MONTGOME RY DENTON 06/04/2010 $5,028 $1,005 $4,023 $0 PST 38621 MONTEMAYOR, FERNANDO * 45078 2009-1801-PST-E HARRIS 06/04/2010 $5,250 $1,050 $4,200 $0 PST 35166 Moore Larry G 4034 2008-0011-PST-E PANOLA 09/12/2009 $3,675 $0 $3,675 $0 35631 MORGAN, WAYNE T 12481 2008-0517-PST-E MORRIS 06/24/2010 $2,625 $0 $2,625 $0 38118 MPA River Oaks Limited Partnership 60032 2009-1299-PST-E HARRIS 02/07/2010 $11,295 $2,259 $9,036 $0 PST 38813 MTV Group LLC 77774 2009-1950-PST-E GALVESTON 06/04/2010 $9,910 $1,982 $7,928 $0 PST 37097 Mudor Rahman, Inc. 24028 2009-0118-PST-E ORANGE 04/25/2010 $2,055 $0 $2,055 $0 PST 38146 Mukhi Petroleum LLC 44573 2009-1316-PST-E TARRANT 08/09/2010 $2,163 $0 $2,163 $0 PST 37786 Munir Nasah 18892 2009-0870-PST-E MCLENNAN 12/18/2009 $5,550 $1,110 $4,440 $0 PST 38517 Murad Ali Plasticwala 27743 2009-1629-PST-E DALLAS 06/18/2010 $3,675 $735 $2,940 $0 38268 N & D Mekhail Enterprises, Inc. 48763 2009-1392-PST-E HARRIS 03/08/2010 $2,048 $409 $1,639 $0 38269 N#1 Airline Center, Inc. 39651 2009-1358-PST-E HARRIS 02/22/2010 $3,209 $641 $2,568 $0 38302 NANCE, FELIX 13460 2009-1431-PST-E 06/04/2010 $2,625 $0 $2,625 $0 2009-1724-PST-E 06/26/2010 $12,033 $2,406 $9,627 $0 PST PST PST PST PST PST 27498 38585 NASSER, ABU * 09/02/2010 BEXAR There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 24 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date 35116 2009-1368-PST-E HARRIS 04/25/2010 PST 38190 National Convenience Stores Incorporated 39012 Nausheen, Inc. 39840 2010-0087-PST-E HARRIS PST 35840 NAVARRO, GILBERT 30890 2008-0723-PST-E CROSBY PST 39722 Nazma, LLC. 83372 2010-0838-PST-E PST 36574 Neelam Markets, Inc. 35144 PST 26124 Nelco Distributing Co. PST Penalty Assessed Penalty Deferred $6,221 $1,244 08/09/2010 $4,907 02/17/2010 $15,750 HAYS 08/30/2010 2008-1502-PST-E HARRIS 28529 2005-1223-PST-E 38612 NELSON, ROBERT JR 37250 PST 37507 New K & T Quick Stop, Inc 65698 PST 38724 New Mart Corporation Payable Amount SEP Offset $2,489 $2,488 $981 $3,926 $0 $0 $15,750 $0 $875 $0 $875 $0 08/30/2010 $121,750 $0 $60,875 $60,875 10/11/2009 $4,200 $0 $4,200 $0 2009-1755-PST-E SAN PATRICIO DALLAS 05/09/2010 $2,625 $525 $2,100 $0 2009-0578-PST-E TARRANT 10/04/2009 $10,416 $2,083 $8,333 $0 14941 2009-1879-PST-E FORT BEND 05/09/2010 $5,168 $1,033 $4,135 $0 39033 New Open Pantry, LLC 14927 2010-0126-PST-E DALLAS 08/21/2010 $5,533 $1,106 $4,427 $0 38349 New Star Holdings, L.L.C. 66101 2009-1462-PST-E GALVESTON 05/09/2010 $2,344 $468 $1,876 $0 PST 36937 New Way Enterprise Inc. 35274 2008-1935-PST-E BRAZORIA 11/07/2009 $11,276 $0 $11,276 $0 PST 36438 NGUYEN, TUAN 65273 2008-1374-PST-E HARRIS 09/21/2009 $3,937 $0 $3,937 $0 PST 38742 Nhan Thi Tran 11926 2009-1870-PST-E JEFFERSON 06/18/2010 $2,625 $525 $2,100 $0 PST 35382 Nida, Inc. 29294 2008-0232-PST-E HARRIS 10/22/2009 $4,224 $0 $4,224 $0 PST 37926 NIPA ENTERPRISES INC. 60524 2009-1073-PST-E GALVESTON 06/04/2010 $15,695 $0 $15,695 $0 37472 NMAD Enterprises Inc. 12656 2009-0513-PST-E JEFFERSON 10/04/2009 $15,784 $3,156 $12,628 $0 36903 NN Business, Inc. 18571 2008-1892-PST-E NUECES 11/13/2009 $6,676 $0 $6,676 $0 PST 38947 Noble Enterprises, Inc. 35069 2010-0035-PST-E GALVESTON 07/11/2010 $2,487 $497 $1,990 $0 PST 39092 North Texas Fixture Company, Inc. 75791 2010-0176-PST-E TARRANT 08/09/2010 $2,525 $505 $2,020 $0 PST 39029 Nueces County 22966 2010-0110-PST-E NUECES 08/21/2010 $5,125 $1,025 $0 $4,100 PST 38891 Nueces Electric Cooperative, Inc. 29143 2009-2043-PST-E NUECES 06/18/2010 $4,131 $826 $3,305 $0 PST 38238 OCAMPO, ADAM R 62180 2009-1367-PST-E TARRANT 02/22/2010 $11,609 $2,321 $9,288 $0 38616 Olmos Construction, Inc. 18581 2009-1749-PST-E BEXAR 05/09/2010 $3,346 $669 $2,677 $0 38555 Olympia C-Store Management LLC 74065 2009-1672-PST-E TARRANT 05/09/2010 $5,536 $1,107 $4,429 $0 38125 One Tri-State Enterprises, L.L.C. 33094 2009-1286-PST-E HARRIS 02/07/2010 $5,996 $1,199 $4,797 $0 $2,831 $566 $2,265 $0 PST PST PST PST PST PST PST PST PST 38153 Oxford Convenience, Inc. 27149 2009-1272-PST-E DENTON 02/22/2010 PST 38723 P. L. Lam Corp. 45840 2009-1868-PST-E BASTROP 06/04/2010 $2,875 $575 $2,300 $0 PST 38519 Pacific Convenience & Fuels, LLC 45529 2009-1647-PST-E DALLAS 06/04/2010 $10,571 $2,114 $8,457 $0 PST 39174 PARK, CHIWOO 60283 2010-0250-PST-E HARRIS 08/21/2010 $4,565 $913 $3,652 $0 PST 37747 PARK, CHONG C 55446 2009-0854-PST-E HARRIS 12/18/2009 $9,414 $1,882 $7,532 $0 36927 PARK, SOOK 17119 2008-1945-PST-E NUECES 04/11/2010 $5,000 $0 $5,000 $0 PST * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 25 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 37466 Patton & Dial Quality Oil Company, LLC 24229 2655 2009-0540-PST-E HOUSTON 10/18/2009 $14,400 $2,880 $11,520 $0 2009-1667-PST-E EL PASO 03/20/2010 $4,532 $906 $3,626 $0 37958 PDRMK Properties I, Ltd. 77466 2009-1101-PST-E COOKE 12/18/2009 $11,724 $2,344 $9,380 $0 37542 Petrocapital Management, LLC 35088 2009-0617-PST-E GALVESTON 02/22/2010 $4,673 $934 $3,739 $0 39220 PETROGAS LLC 72376 2010-0305-PST-E HARRIS 08/30/2010 $5,848 $1,169 $4,679 $0 38773 Petroleum Wholesale, L.P. 29860 2009-1926-PST-E HARRIS 08/09/2010 $3,675 $735 $2,940 $0 PST 38812 Petroleum Wholesale, L.P. 49945 2009-1938-PST-E TARRANT 08/21/2010 $5,579 $1,115 $4,464 $0 PST 35617 Petroleum Wholesale, L.P. 44876 2008-0512-PST-E HARRIS 09/21/2009 $2,375 $0 $2,375 $0 PST 36698 Petroleum Wholesale, L.P. 22745 2008-1674-PST-E BASTROP 08/30/2010 $34,807 $0 $34,807 $0 PST 38283 Petroleum Wholesale, L.P. 65069 2009-1416-PST-E HARRIS 03/20/2010 $3,542 $708 $2,834 $0 PST 27012 Piazza, Joseph 23635 2005-1711-MLM-E EL PASO 12/17/2009 $10,800 $0 $10,800 $0 38754 Pilot Travel Centers LLC 78672 2009-1914-PST-E HARRIS 05/09/2010 $7,096 $1,419 $5,677 $0 38816 Pinak Corporation 70400 2009-1983-PST-E GALVESTON 07/11/2010 $3,076 $615 $2,461 $0 37913 Pine Forest Country Club 52804 2009-1046-PST-E HARRIS 06/04/2010 $14,521 $2,904 $11,617 $0 $10,096 $0 $10,096 $0 PST PST 38546 PAYAN, ANDRES PST PST PST PST PST PST PST PST 37836 PLATIS, JOHN 71362 2009-0963-PST-E HARRIS 05/09/2010 PST 38080 Post Oak Retailer's Inc. 35405 2009-1232-PST-E FORT BEND 03/20/2010 $5,315 $1,063 $4,252 $0 PST 38453 PP & MB Corporation 72254 2009-1602-PST-E HARRIS 04/25/2010 $5,064 $1,012 $4,052 $0 PST 37209 Preston Mery Properties, Inc. 64308 2009-0282-PST-E WILSON 03/20/2010 $7,000 $0 $7,000 $0 PST 39197 PROBH CORPORATION 42860 2010-0278-PST-E JOHNSON 08/30/2010 $10,687 $2,137 $8,550 $0 38380 PRYOR, MATTHEW A 48133 2009-1495-PST-E JEFFERSON 07/16/2010 $8,925 $0 $8,925 $0 39003 PTCAA Texas, L.P. 4953 2010-0054-PST-E ORANGE 08/21/2010 $11,743 $2,348 $9,395 $0 $6,821 $1,364 $5,457 $0 PST PST PST 38697 PVSS Enterprises, Inc. 75302 2009-1862-PST-E HARRIS 06/04/2010 PST 38444 Qandil, Inc. * 20379 2009-1576-PST-E BRAZOS 08/21/2010 $3,625 $0 $3,625 $0 PST 39069 Quick Fuel Fleet Services, LLC 74348 2010-0150-PST-E TARRANT 08/30/2010 $18,238 $3,647 $14,591 $0 PST 38755 R & D Distributing Ltd 30995 2009-1920-PST-E SHELBY 06/26/2010 $14,495 $2,899 $11,596 $0 PST 37447 R C McBryde Oil Company 1620 2009-0514-PST-E KIMBLE 06/18/2010 $67,600 $0 $67,600 $0 38573 R N Business,Inc. 39045 2009-1712-PST-E BRAZORIA 06/04/2010 $16,214 $0 $16,214 $0 38803 R. B. Rogers 62701 2009-1967-PST-E GRAY 08/09/2010 $2,625 $0 $2,625 $0 PST 38128 Raheel & Rida Inc. 27455 2009-1282-PST-E DALLAS 03/08/2010 $4,053 $810 $3,243 $0 PST 37086 Rahisa United, Inc. 77533 2009-0137-PST-E HARRIS 09/21/2009 $16,242 $3,248 $12,994 $0 PST 38108 Reena & Arish Business, Inc. 57108 2009-1280-PST-E HARRIS 03/08/2010 $3,770 $754 $3,016 $0 PST 38042 REYES, GILBERT 72395 2009-1205-PST-E EL PASO 10/31/2009 $875 $0 $875 $0 PST 38625 RF FOOD AND GAS, INC. 32238 2009-1773-PST-E BEXAR 06/26/2010 $6,446 $1,289 $5,157 $0 PST PST * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 26 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset PST 38983 Rio Grande Regional Hospital, Inc. 44597 2010-0071-PST-E HIDALGO 06/18/2010 $875 $0 $875 $0 PST 37820 Rios Ruben 16398 2009-0943-PST-E NUECES 03/28/2010 $7,700 $0 $7,700 $0 PST 36119 RIVAS, JUAN G 13582 2008-1038-PST-E DALLAS 02/07/2010 $13,071 $0 $13,071 $0 PST 37889 Riz Investment, Inc. 66760 2009-1019-PST-E BRAZORIA 08/09/2010 $7,031 $0 $7,031 $0 2009-0405-PST-E GRAYSON 07/16/2010 $6,300 $0 $6,300 $0 PST 37338 Road Runner Real Estate Inv Trust PST 35633 Robertina Haro 62431 2008-0534-PST-E HIDALGO 02/07/2010 $9,350 $0 $9,350 $0 PST 38466 Rosemin Enterprises, Inc. 32265 2009-1558-PST-E HARRIS 05/09/2010 $4,222 $844 $3,378 $0 PST 38103 Roshani Enterprises Inc. 65568 2009-1246-PST-E DALLAS 04/25/2010 $4,070 $814 $3,256 $0 PST 37013 RSE, Inc. 42276 2009-0053-PST-E DALLAS 10/18/2009 $2,945 $0 $2,945 $0 PST 36873 Rupaul Mini Mart, Inc. 67577 2008-1844-PST-E HARRIS 10/04/2009 $11,320 $0 $11,320 $0 PST 38423 RVR Investments, Inc. 15606 2009-1559-PST-E DALLAS 11/27/2009 $3,500 $0 $3,500 $0 39037 S.A.R ENTERPRISES, INC. 72640 2010-0115-PST-E TARRANT 08/21/2010 $16,656 $3,331 $13,325 $0 37848 SAAJ Corporation 39785 2009-0981-PST-E HARRIS 02/07/2010 $3,368 $673 $2,695 $0 38422 Sac-N-Pac Stores, Inc. 62317 2009-1537-PST-E HAYS 04/11/2010 $6,900 $1,380 $5,520 $0 $4,750 $950 $3,800 $0 PST PST PST PST 38829 Sada Bahar, Inc. 16571 2009-1988-PST-E ELLIS 06/26/2010 PST 39006 Sadiq Corporation 33170 2010-0085-PST-E DALLAS 08/09/2010 $3,728 $745 $2,983 $0 PST 37630 Sajida Corporation 26698 2009-0731-PST-E GALVESTON 12/18/2009 $4,771 $954 $3,817 $0 PST 24699 Salim Aziz Dossani 59152 2008-1254-PST-E HARRIS 02/22/2010 $65,088 $0 $65,088 $0 PST 37698 Salima Roheen, Inc. 40244 2009-0788-PST-E TARRANT 12/18/2009 $3,820 $764 $3,056 $0 38701 SAS HOUSTON PROPERTIES, LLC. 23095 2009-1856-PST-E HARRIS 06/04/2010 $2,795 $559 $2,236 $0 35644 Schilling Sierra INC. 68014 2008-0531-PST-E HUDSPETH 02/27/2010 $9,095 $0 $9,095 $0 $7,651 $1,530 $6,121 $0 PST PST PST 38901 Seis NLSS MG Corporation 69782 2009-2078-PST-E BRAZORIA 08/21/2010 PST 38568 SH & PN Investment Group Inc. 41224 2009-1708-PST-E HARRIS 06/18/2010 $11,490 $2,298 $9,192 $0 PST 35678 SHAH, MAULESH 6278 2008-0565-PST-E DENTON 03/20/2010 $4,500 $900 $3,600 $0 PST 38611 Shams Enterprises, L.P. 26177 2009-1761-PST-E GALVESTON 06/04/2010 $4,283 $856 $3,427 $0 PST 38152 Shannon Medical Center 48337 2009-1298-PST-E TOM GREEN 01/28/2010 $2,425 $485 $1,940 $0 2009-1949-PST-E POTTER 08/21/2010 $3,575 $715 $2,860 $0 2009-0483-PST-E GALVESTON 09/21/2009 $3,071 $614 $2,457 $0 PST 38785 SHAPIRO FAMILY LTD PARTNERSHIP 13780 33082 37424 Shareef I Enterprises, Inc. 4020 38104 Shawna, Inc. 2009-1238-PST-E EASTLAND 02/22/2010 $2,625 $525 $2,100 $0 PST 37613 SHEKHANI, AFZAL 33787 2009-0692-PST-E HARRIS 10/11/2009 $6,728 $0 $6,728 $0 PST 39072 SHIWAKOTI, BISHNU 33196 2010-0160-PST-E DALLAS 07/11/2010 $2,938 $587 $2,351 $0 PST 36849 Sindlo, Inc. 69987 2008-1825-PST-E HARRIS 12/03/2009 $2,884 $0 $2,884 $0 PST 38083 SINGH, AMRIK 29847 2009-1226-PST-E GALVESTON 05/15/2010 $5,500 $0 $5,500 $0 PST PST * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 27 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset PST 38556 Six Knastars, Inc 48125 2009-1754-PST-E FORT BEND 04/25/2010 $3,583 $716 $2,867 $0 PST 38729 SKY2C INC 70019 2009-1888-PST-E HARRIS 06/04/2010 $3,991 $798 $3,193 $0 PST 39204 Skyland Gas, Inc 32214 2010-0331-PST-E HARRIS 08/21/2010 $3,878 $775 $3,103 $0 PST 37559 SL Horizon, LLC 56859 2009-0635-PST-E LUBBOCK 11/13/2009 $20,502 $4,100 $16,402 $0 38836 SMHS 1 INC 27485 2009-1996-PST-E TARRANT 06/18/2010 $10,220 $2,044 $8,176 $0 36328 Song Yoon Soo 70271 2008-1288-PST-E HARRIS 05/09/2010 $13,839 $0 $13,839 $0 38005 Southern Tank Transport, Inc. 75421 2009-1159-PST-E COMAL 01/28/2010 $7,500 $1,500 $6,000 $0 37774 Spanky's Wrecker Service Incorporated 20548 44259 38936 Star 1485 West, Inc. 2009-0863-PST-E JEFFERSON 11/27/2009 $5,250 $1,050 $4,200 $0 PST 2009-2056-PST-E 08/09/2010 $8,250 $1,650 $6,600 $0 PST 38571 Star Fuels, Inc. 26734 2009-1736-PST-E MONTGOME RY HARRIS 06/04/2010 $2,446 $489 $1,957 $0 PST 37193 Star Fuels, Inc. 26344 2009-0273-PST-E HARRIS 02/22/2010 $11,596 $0 $11,596 $0 PST 36905 Star Fuels, Inc. 23115 2008-1886-PST-E HARRIS 02/07/2010 $6,075 $0 $6,075 $0 PST 38691 Star Fuels, Inc. 30587 2009-1826-PST-E HARRIS 06/26/2010 $8,802 $1,760 $7,042 $0 PST 39230 Steinhagen Oil Company, Inc. 9315 2010-0420-PST-E ORANGE 08/09/2010 $4,554 $910 $3,644 $0 PST 39269 Steinhagen Oil Company, Inc. 28671 2010-0320-PST-E JEFFERSON 08/21/2010 $3,497 $699 $2,798 $0 PST 38464 STELLA LINK BUSINESS LLC 63909 2009-1601-PST-E HARRIS 02/22/2010 $2,368 $473 $1,895 $0 37703 STEPHENSON, MICHAEL G 28210 2009-0799-PST-E MIDLAND 06/04/2010 $17,564 $3,512 $14,052 $0 37716 STEWART, DONALD 9518 2009-0816-PST-E KENEDY 07/08/2010 $8,925 $0 $8,925 $0 $20,148 $4,029 $16,119 $0 PST PST PST PST PST PST PST 36023 SUPERIOR GROCERS, INC 11375 2008-0947-PST-E JOHNSON 11/13/2009 PST 38657 SYED & NASRU ENTERPRISES, INC. 63985 2009-1751-PST-E HARRIS 08/30/2010 $6,706 $0 $6,706 $0 PST 37388 Tammy Jenkins * 10105 2009-0456-PST-E HOOD 07/31/2010 $2,625 $0 $2,625 $0 PST 38155 Tarpley, Inc. 19816 2009-1349-PST-E MEDINA 04/11/2010 $12,584 $2,516 $10,068 $0 PST 39260 TAWAKUL INVESTMENTS INC 38762 2010-0338-PST-E DALLAS 08/21/2010 $4,025 $805 $3,220 $0 36411 TCS 1 MANAGEMENT COMPANY, L.L.C. 37739 Texas Petroleum Group, LLC 54144 2008-1327-PST-E ORANGE 10/31/2009 $7,650 $0 $7,650 $0 52784 2009-0835-PST-E HARRIS 11/27/2009 $3,750 $750 $3,000 $0 39061 Thalji Enterprises, Inc. 26726 2010-0139-PST-E GALVESTON 07/11/2010 $3,301 $660 $2,641 $0 $2,910 $582 $2,328 $0 PST PST PST PST 38403 The Express 146 Enterprise Inc 74344 2009-1548-PST-E GALVESTON 06/04/2010 PST 38512 The Machi Corporation 42129 2009-1655-PST-E TARRANT 04/11/2010 $2,625 $525 $2,100 $0 PST 39342 Tien Shan, Inc. 69779 2010-0450-PST-E HARRIS 08/30/2010 $1,070 $214 $856 $0 PST 39470 Tiger Holdings, Inc. 71658 2010-0626-PST-E BRAZOS 08/21/2010 $3,500 $0 $3,500 $0 PST 37377 TMT, Inc. 66446 2009-0436-PST-E DALLAS 09/21/2009 $4,071 $814 $3,257 $0 38516 Tori Rose Land, Inc. 52265 2009-1630-PST-E COLLIN 04/11/2010 $2,683 $536 $2,147 $0 PST * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 28 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset PST 38132 TOUCEDO, PAUL 15954 2009-1296-PST-E HUNT 05/15/2010 $2,625 $0 $2,625 $0 PST 38805 Town & Country Market, LLC 75950 2009-1968-PST-E HARRIS 06/26/2010 $3,330 $666 $2,664 $0 PST 31760 TREVINO, EULALIO 34606 2006-1845-PST-E FRIO 11/07/2009 $5,775 $0 $5,775 $0 PST 39035 Tristar Convenience Stores, Inc. 66831 2010-0116-PST-E HARRIS 08/09/2010 $2,109 $421 $1,688 $0 PST 38067 Twister Investment, Inc. 76170 2009-1211-PST-E 12/18/2009 $7,980 $1,596 $6,384 $0 PST 37711 U S Capital Investments LLC 72153 2009-0834-PST-E MONTGOME RY TARRANT 12/18/2009 $4,846 $969 $3,877 $0 PST 38999 UNITED FA & S ENTERPRISE INC 79656 2010-0078-PST-E HARRIS 08/09/2010 $8,500 $1,700 $6,800 $0 PST 38085 United Parcel Service, Inc. 24414 2009-1240-PST-E EL PASO 03/08/2010 $4,417 $883 $3,534 $0 39678 United Parcel Service, Inc. 24420 2010-0772-PST-E LUBBOCK 08/21/2010 $1,750 $0 $1,750 $0 39509 United Supermarkets, L.L.C. 74538 2010-0605-PST-E LUBBOCK 08/09/2010 $1,750 $0 $1,750 $0 2009-0919-PST-E EL PASO 10/04/2009 $2,450 $0 $2,450 $0 2009-1611-PST-E TARRANT 04/25/2010 $13,682 $2,736 $10,946 $0 05/29/2010 $3,675 $0 $3,675 $0 PST 37789 University Behavioral Health of El Paso, 22385 LLC 44704 38477 Uppal Brothers, Inc. 32899 36018 USA Developers LLC 68487 38055 V & SS Enterprises, L.L.C. 2009-1189-PST-E FORT BEND 12/18/2009 $7,349 $1,469 $5,880 $0 PST 38148 V D N Enterprises, Inc. 31562 2009-1311-PST-E LIBERTY 05/01/2010 $7,721 $0 $7,721 $0 PST 34891 Vance Ronnie 4367 2007-1779-PST-E JONES 10/31/2009 $5,250 $1,650 $3,600 $0 37018 VELA, JAIME 53995 2009-0062-PST-E ZAPATA 03/28/2010 $6,300 $0 $6,300 $0 37670 Victoria Momin, Inc. 32802 2009-0763-PST-E HARRIS 11/13/2009 $10,459 $2,091 $8,368 $0 PST 37861 Virani Nazlin A 39292 2009-0933-PST-E BEXAR 12/18/2009 $8,196 $1,639 $6,557 $0 PST 38994 VNR Enterprises Inc. 39041 2010-0077-PST-E GALVESTON 06/26/2010 $5,519 $1,103 $4,416 $0 PST 38060 VSNB, LLC 57397 2009-1196-PST-E HARRIS 01/28/2010 $2,557 $511 $2,046 $0 PST 38087 W & J Investment, Inc. 69947 2009-1195-PST-E HARRIS 02/07/2010 $3,071 $614 $2,457 $0 PST 38304 W & J Investment, Inc. 73918 2009-1409-PST-E HARRIS 03/20/2010 $2,376 $475 $1,901 $0 37840 WAHAB, ZIA 51521 2009-0946-PST-E DALLAS 02/07/2010 $21,424 $4,284 $17,140 $0 37245 Wajed Ent. Inc. 71293 2009-0308-PST-E HARRIS 03/08/2010 $10,729 $0 $10,729 $0 38681 WALIA, SURJIT SINGH T002648 2009-1853-PST-E GALVESTON 06/24/2010 $4,834 $0 $4,834 $0 $2,625 $525 $2,100 $0 PST PST PST PST PST PST PST PST PST PST 2008-0992-PST-E PST 38433 WALKER, LEE A * 79856 2009-1588-PST-E VAL VERDE 04/11/2010 PST 37411 Wanda J Noah 10108 2009-0471-PST-E HOOD 10/04/2009 $3,575 $715 $2,860 $0 PST 62473 2009-1825-PST-E BEXAR 07/11/2010 $8,000 $1,600 $6,400 $0 PST 38680 Warm Springs Rehabilitation Hospitals, Inc. * 37551 We Are Crazy, Inc. 68602 2009-0637-PST-E ORANGE 02/17/2010 $8,873 $0 $8,873 $0 PST 39085 WESTSTAR SUNSHINE INC 66064 2010-0105-PST-E BRAZORIA 08/09/2010 $32,631 $6,526 $26,105 $0 * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 29 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset PST 35297 WILEY, MIKE A 2008-0155-PST-E JASPER 10/04/2009 $11,000 $0 $11,000 $0 PST 38462 WWY Inc. 42960 2009-1587-PST-E DALLAS 03/08/2010 $3,865 $773 $3,092 $0 PST 38079 YARBROUGH, LUTHER G * 30263 2009-1231-PST-E HARRIS 04/09/2010 $5,500 $0 $5,500 $0 PST 37535 Yoonason, LLC 63258 2009-0610-PST-E DALLAS 10/18/2009 $7,747 $1,549 $6,198 $0 38878 ZAFAR INC 17743 2009-2060-PST-E HARRIS 06/18/2010 $7,067 $1,413 $5,654 $0 38576 ZAZ, Inc. 10895 2009-1713-PST-E DALLAS 05/09/2010 $4,842 $968 $3,874 $0 PST 37506 Zeba, Inc. 68659 2009-0586-PST-E 10/18/2009 $2,625 $525 $2,100 $0 PST 38808 ZENU & NILU ENTERPRISE INC. 66023 2009-1919-PST-E SAN PATRICIO HARRIS 08/09/2010 $3,315 $663 $2,652 $0 $3,024,824 $373,112 $2,534,871 PST PST PST Orders Issued: 395 * 09/02/2010 Total: $116,841 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 30 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset PWS 38037 A. & P. Water Supply Corporation 1830017 2009-1208-PWS-E PANOLA 03/08/2010 $413 $82 $331 $0 PWS 37709 ABDELHAK, MARDOCHE 0150131 2009-0804-PWS-E BEXAR 02/22/2010 $2,533 $506 $2,027 $0 PWS 14329 ALDERS, WELDON W 1460098 2008-0362-MLM-E LIBERTY 12/18/2009 $61,390 $0 $61,390 $0 PWS 38420 Alexander Moulding Mill Company 0970010 2009-1553-PWS-E HAMILTON 02/07/2010 $4,789 $0 $4,789 $0 38514 Al's Investments Inc DBA Al's North Texas Property Management, Inc. 37547 Amistad Lago Villa Homeowner's Association, Inc. 37973 AMK Properties L L C 2490074 2009-1658-PWS-E WISE 04/11/2010 $535 $107 $428 $0 2330055 2009-0630-PWS-E VAL VERDE 10/04/2009 $2,622 $524 $2,098 $0 0820017 2009-1123-PWS-E FRIO 04/09/2010 $3,599 $0 $3,599 $0 38396 Aqua Texas, Inc. 2270282 2009-1533-PWS-E TRAVIS 04/25/2010 $1,975 $395 $1,580 $0 PWS PWS PWS PWS PWS 39693 ARMSTRONG, MARK E 2010-0789-WOC-E GRAYSON 08/30/2010 $210 $0 $210 $0 PWS 37494 BABB, TERRY L SR 1070024 2009-0569-MLM-E HENDERSON 03/14/2010 $7,537 $0 $7,537 $0 PWS 38801 BALL DWIGHT AND BALL LINDA 1013249 2009-1966-PWS-E HARRIS 06/26/2010 $125 $25 $100 $0 PWS 36618 BARNETT, NORMAN 1011183 2008-1620-PWS-E HARRIS 09/20/2009 $614 $0 $614 $0 PWS 37296 Barranca Corporation 0710121 2009-0369-PWS-E EL PASO 02/22/2010 $4,673 $934 $3,739 $0 38119 Beechwood WSC 2020014 2009-1279-PWS-E SABINE 12/18/2009 $1,429 $285 $1,144 $0 08/30/2010 $210 $0 $210 $0 0100084 2010-0874-WOC-E SAN PATRICIO 2009-0695-PWS-E BANDERA 04/11/2010 $2,535 $0 $2,535 $0 2009-0957-WOC-E LUBBOCK 09/21/2009 $210 $0 $210 $0 2009-0596-PWS-E LLANO 10/04/2009 $562 $112 $450 $0 2009-1242-PWS-E HILL 02/22/2010 $500 $100 $400 $0 2009-0971-PWS-E LLANO 12/18/2009 $856 $171 $685 $0 2009-0320-PWS-E KLEBERG 10/11/2009 $3,300 $0 $3,300 $0 KLEBERG 02/10/2010 $0 $0 $0 $0 09/09/2009 $0 $0 $0 $0 KLEBERG 01/07/2010 $0 $0 $0 $0 PWS PWS 39763 BICKHAM, DANIEL W PWS 37608 Blanca Cruz PWS 37833 BOCKMON, RICKEY G PWS 37495 BRADEN, MARIE 1500113 PWS 38048 Brandon-Irene Water Supply Corporation 1090018 1500003 37841 Buchanan Lake Village, Inc. 37229 Cain Addition HomeOwners Association 1370036 CAHA 36058 Cain Addition HomeOwners Association 1370036 CAHA * 36058 Cain Addition HomeOwners Association 1370036 CAHA * 36058 Cain Addition HomeOwners Association 1370036 CAHA * 1520251 38265 CANTU, REYES 2009-1408-PWS-E LUBBOCK 02/07/2010 $265 $53 $212 $0 PWS 38488 Caverns Inn Restaurant & Motel, Inc. * 1300028 2009-1627-PWS-E KENDALL 05/09/2010 $4,401 $0 $4,401 $0 38837 Central Bosque Water Supply Corporation 39853 CHILDERS, KENNY 1550061 2009-2014-PWS-E MCLENNAN 05/09/2010 $129 $25 $104 $0 2010-0964-WOC-E 08/30/2010 $210 $0 $210 $0 PWS PWS PWS PWS PWS PWS PWS PWS * 09/02/2010 2009-1069-UCR-E 2009-1069-UCR-E 2009-1069-UCR-E There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 31 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 Respondent Name TCEQ ID Order Date Penalty Assessed Penalty Deferred SEP Offset PGM Case No. PWS 0180026 2010-0040-PWS-E BOSQUE 07/11/2010 $6,340 $0 $0 $6,340 PWS 38959 Childress Creek Water Supply Corporation 38967 Circle T Promotions, Ltd. 0970015 2010-0064-PWS-E HAMILTON 08/09/2010 $1,264 $252 $1,012 $0 PWS 35781 City Int'l., Ltd. 1012512 2008-0680-PWS-E HARRIS 03/08/2010 $520 $0 $520 $0 PWS 38592 City of Austin 2270001 2009-1734-PWS-E TRAVIS 05/09/2010 $570 $114 $456 $0 PWS 38541 City of Austwell 1960006 2009-1683-PWS-E REFUGIO 05/09/2010 $267 $0 $267 $0 37656 City of Beeville 0130001 2009-0754-PWS-E BEE 11/13/2009 $5,161 $0 $5,161 $0 38578 City of Berryville 1070205 2009-1728-PWS-E HENDERSON 04/11/2010 $305 $61 $244 $0 $397 $0 $397 $0 PWS PWS Docket# County Payable Amount PWS 37569 City of Blanco 0160002 2009-0655-PWS-E BLANCO 09/21/2009 PWS 39511 City of Bruceville Eddy 1550024 2010-0600-PWS-E MCLENNAN 08/30/2010 $282 $56 $226 $0 PWS 38214 City of Bryan 0210001 2009-1465-PWS-E BRAZOS 03/20/2010 $4,341 $868 $3,473 $0 PWS 37661 City of Cameron 1660001 2009-0755-PWS-E MILAM 11/13/2009 $3,264 $652 $2,612 $0 PWS 39027 City of Center 2100001 2010-0104-PWS-E SHELBY 08/30/2010 $10,075 $2,015 $8,060 $0 PWS 36564 City of Corpus Christi 1780003 2008-1521-MLM-E NUECES 02/22/2010 $10,481 $0 $0 $10,481 PWS 38413 City of Crystal City 2540001 2009-1560-PWS-E ZAVALA 03/20/2010 $856 $171 $685 $0 2009-0589-PWS-E VAN ZANDT 10/04/2009 $2,160 $0 $0 $2,160 $0 25477 City Of Edgewood WQ001464800 PWS 37428 City of Edmonson 0950015 2009-0495-PWS-E HALE 10/04/2009 $210 $42 $168 PWS 35996 City of Elsa 1080005 2008-0915-PWS-E HIDALGO 09/21/2009 $10,782 $0 $10,782 $0 PWS 37422 City of Emory 1900001 2009-0485-PWS-E RAINS 10/18/2009 $19,430 $0 $0 $19,430 PWS 29904 City of Evant 0500015 2009-1356-PWS-E CORYELL 03/08/2010 $1,872 $0 $1,872 $0 PWS 37473 City of Granite Shoals 0270049 2009-0547-PWS-E BURNET 10/04/2009 $1,330 $0 $0 $1,330 PWS 38902 City of Gustine 0470003 2009-2080-PWS-E COMANCHE 08/30/2010 $2,675 $0 $2,675 $0 PWS 38972 CITY OF HENRIETTA 0390001 2010-0057-PWS-E CLAY 06/04/2010 $660 $132 $528 $0 PWS 16926 City of Huxley 2100019 2009-0493-PWS-E SHELBY 10/04/2009 $2,745 $0 $0 $2,745 PWS 38145 City of Kemp 1290004 2009-1309-PWS-E KAUFMAN 01/28/2010 $630 $126 $504 $0 PWS 37299 City of La Villa 1080023 2009-0370-PWS-E HIDALGO 02/07/2010 $3,172 $0 $0 $3,172 PWS 27681 City of Marlin 0730002 2005-2035-PWS-E FALLS 12/18/2009 $43,880 $0 $0 $43,880 PWS 38898 City of Murchison 1070027 2009-2081-PWS-E HENDERSON 06/04/2010 $635 $0 $635 $0 36669 City of Overton 2010002 2008-1650-PWS-E RUSK 02/07/2010 $2,108 $0 $2,108 $0 PWS 37708 City of Palestine 0010001 2009-0817-PWS-E ANDERSON 02/22/2010 $11,285 $0 $0 $11,285 PWS 37382 City of Petrolia 0390002 2009-0458-PWS-E CLAY 09/21/2009 $1,008 $201 $807 $0 PWS 39091 City of Rose City 1810139 2010-0202-PWS-E ORANGE 06/26/2010 $457 $0 $457 $0 PWS 38019 City of Rotan 0760002 2009-1176-PWS-E FISHER 11/13/2009 $2,677 $535 $2,142 $0 PWS PWS * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 32 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 Respondent Name TCEQ ID Order Date Penalty Assessed PGM Case No. PWS 37927 City of San Augustine 2030001 PWS 34792 City of San Augustine 2030001 PWS 38450 City of Santa Rosa 0310009 AUGUSTINE 2007-1678-PWS-E SAN AUGUSTINE 2009-1551-PWS-E CAMERON 03/08/2010 PWS 37732 City Of Slaton 1520004 2009-0836-PWS-E LUBBOCK 02/22/2010 PWS 36667 City of Strawn 1820005 2008-1652-PWS-E PALO PINTO 09/21/2009 $810 38486 City of Trinidad 1070004 2009-1628-PWS-E HENDERSON 04/11/2010 $1,776 PWS 37705 City of Trinity 2280002 2009-0826-PWS-E TRINITY 12/18/2009 PWS 37900 Consumers Water Inc. 1010219 2009-1030-PWS-E HARRIS PWS 38806 Copperas Cove MHC, LLC 0500043 PWS Docket# County Penalty Deferred Payable Amount SEP Offset 01/28/2010 $705 $0 $705 $0 11/13/2009 $9,525 $0 $0 $9,525 $895 $0 $895 $0 $17,468 $3,493 $0 $13,975 $0 $810 $0 $0 $1,776 $0 $7,930 $1,586 $0 $6,344 12/18/2009 $2,040 $408 $1,632 $0 2009-1980-MLM-E CORYELL 07/11/2010 $5,207 $1,041 $2,083 $2,083 2009-1697-PWS-E TRAVIS 04/25/2010 $545 $109 $436 $0 2009-1452-PWS-E MCLENNAN 03/20/2010 $635 $127 $508 $0 2009-0312-PWS-E MONTAGUE 01/07/2010 $1,590 $0 $1,590 $0 2009-1074-PWS-E SAN PWS 2270008 38481 Creedmoor-MAHA Water Supply Corporation 38320 Cross Country Water Supply Corporation 1550059 1690004 37235 Custom Water Co., L.L.C. PWS 37955 Custom Water Co., L.L.C. 1690011 2009-1092-PWS-E MONTAGUE 05/01/2010 $2,373 $0 $2,373 $0 37620 Cypress Springs Special Utility District 0800016 2009-0718-PWS-E FRANKLIN 11/27/2009 $820 $0 $820 $0 PWS 37146 D & M Water Supply Corporation 1740010 2009-0261-PWS-E NACOGDOC 10/04/2009 $620 $124 $496 $0 PWS 37876 D M Ventures, Inc. 1013276 HES 2009-1059-PWS-E HARRIS 03/28/2010 $4,540 $0 $4,540 $0 PWS 37681 Deadwood Water Supply Corporation 1830025 2009-0774-PWS-E PANOLA 11/13/2009 $735 $147 $588 $0 37523 Deanville Water Supply Corporation 0260014 2009-0631-PWS-E BURLESON 10/18/2009 $3,145 $629 $2,516 $0 36049 Derdeyn/Ford, Inc. 1580002 2008-0974-PWS-E MARION 09/20/2009 $585 $0 $585 $0 2010-0459-WOC-E HASKELL 08/09/2010 $210 $0 $210 $0 PWS PWS PWS PWS PWS PWS 39326 DIAZ, ISABEL P PWS 37429 DOLEN, DANNY J 1470034 2009-0516-PWS-E LIMESTONE 10/31/2009 $1,660 $332 $1,328 $0 PWS 37970 EAST CEDAR CREEK FWSD 1070167 2009-1164-PWS-E HENDERSON 10/31/2009 $1,320 $264 $1,056 $0 2009-1660-PWS-E MCLENNAN 03/20/2010 $802 $160 $642 $0 2009-2077-PWS-E JIM WELLS 08/25/2010 $0 $0 $0 $0 PWS 38513 East Crawford Water Supply Corporation 1550023 1250033 24528 ENGLISH, DON L PWS 24528 ENGLISH, DON L 1250033 2009-2077-PWS-E JIM WELLS 12/29/2009 $0 $0 $0 $0 24528 ENGLISH, DON L 1250033 2009-2077-PWS-E JIM WELLS 06/23/2010 $0 $0 $0 $0 PWS 24528 ENGLISH, DON L 1250033 2009-2077-PWS-E JIM WELLS 02/10/2010 $0 $0 $0 $0 PWS 37846 Etoile Water Supply Corporation 1740011 2009-0954-PWS-E NACOGDOC 10/18/2009 $850 $0 $850 $0 0610226 2007-1699-MLM-E HES DENTON 02/07/2010 $14,455 $0 $14,455 $0 0710189 2009-1943-PWS-E EL PASO 06/26/2010 $16,448 $0 $16,448 $0 PWS PWS PWS PWS 7258 Fair Road Properties, Inc. 35654 Feron Corporation * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 33 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM PWS Case No. Respondent Name TCEQ ID 36892 First Baptist Church of Jonestown, Texas 2270389 0210006 PWS 38712 Five Nine Seven Limited Partnership PWS 38096 Fort Gates Water Supply Corporation 0500017 Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2008-1880-PWS-E TRAVIS 02/07/2010 $5,070 $1,470 $3,600 $0 2009-1904-PWS-E BRAZOS 06/26/2010 $2,099 $419 $1,680 $0 2009-1260-PWS-E CORYELL 02/22/2010 $750 $150 $600 $0 2009-0406-PWS-E WILLIAMSON 11/20/2009 $168 $0 $168 $0 2009-1174-PWS-E COLLIN 11/27/2009 $262 $52 $210 $0 2009-1033-PWS-E HARRIS 06/18/2010 $8,663 $0 $8,663 $0 PWS 37340 Foster Consolidated Investments, L.L.C. 2460047 dba Chaparral III 0430035 38024 Frognot Water Supply Corporation 1012666 37902 GHANI, NORA * PWS 1011642 2010-0374-PWS-E HARRIS 08/30/2010 $1,500 $300 $1,200 $0 0460258 2009-1729-PWS-E COMAL 07/11/2010 $7,204 $0 $7,204 $0 2010-0342-PWS-E MADISON 08/09/2010 $822 $164 $658 $0 2008-1488-PWS-E BOSQUE 02/22/2010 $997 $0 $997 $0 2009-1927-PWS-E HILL 05/09/2010 $2,300 $0 $2,300 $0 PWS PWS PWS 39289 Harris County Municipal Utility District 154 38587 HEJL, GORDON * PWS 1570018 39169 HIGH PRAIRIE WATER SUPPLY CORPORATION 36524 Highland Park Water Supply Corporation 0180071 1090037 31668 Hilco United Services, Inc. PWS 38905 Hilco United Services, Inc. 0180015 2010-0009-PWS-E BOSQUE 06/18/2010 $187 $37 $150 $0 PWS 37638 HOLT, SYLL 0030037 2009-0737-PWS-E ANGELINA 02/17/2010 $305 $0 $305 $0 38931 Hudson Water Supply Corporation 0030023 2010-0112-PWS-E ANGELINA 06/25/2010 $840 $0 $840 $0 38818 Hunter Road Investments LLC 1050105 2009-2008-PWS-E HAYS 07/11/2010 $2,780 $556 $2,224 $0 PWS 37898 International A.L.E.R.T. Academy 2300009 2009-1028-PWS-E UPSHUR 03/08/2010 $9,062 $0 $9,062 $0 PWS 2460011 2009-1840-PWS-E WILLIAMSON 06/04/2010 $570 $114 $456 $0 PWS 38694 Jarrell-Schwertner Water Supply Corporation 34976 Jeanette Smith Raines 0260039 2007-1869-PWS-E BURLESON 06/04/2010 $4,138 $0 $4,138 $0 PWS 37105 Joe Thurman Lodge & Livery, Inc. 1670005 2009-0159-PWS-E MILLS 11/13/2009 $2,376 $475 $1,901 $0 PWS 36500 John Kiousis 1520184 2008-1560-PWS-E LUBBOCK 11/13/2009 $3,484 $0 $3,484 $0 PWS 37444 Kas Investments, Ltd. 0200366 2009-0529-PWS-E BRAZORIA 07/31/2010 $4,848 $0 $4,848 $0 37075 KBL Management, Inc 0270016 2009-0126-PWS-E BURNET 11/27/2009 $7,018 $0 $7,018 $0 PWS 37878 Kempner Water Supply Corporation 1410028 2009-1005-PWS-E LAMPASAS 11/13/2009 $1,762 $352 $0 $1,410 PWS 37866 King Cottle Water Supply Corporation 0510004 2009-0996-PWS-E COTTLE 11/27/2009 $277 $55 $222 $0 PWS 37873 Kingsbridge Municipal Utility District 0790158 2009-1003-PWS-E FORT BEND 11/27/2009 $1,500 $300 $1,200 $0 PWS 38097 Lake palo Pinto Area Water Supply Corporation 35040 LAKE RIDGE WATER SYSTEM, L.P. 1820069 2009-1268-PWS-E PALO PINTO 02/22/2010 $290 $58 $232 $0 2330029 2007-1944-PWS-E VAL VERDE 10/04/2009 $374 $0 $374 $0 38897 Leveretts Chapel Water Supply Corporation 37875 Libby Water Supply Corporation 2010036 2009-2082-PWS-E RUSK 06/26/2010 $952 $190 $762 $0 1740012 2009-1058-PWS-E NACOGDOC 11/13/2009 $367 $0 $367 $0 PWS PWS PWS PWS PWS PWS PWS PWS * 09/02/2010 HES There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 34 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset PWS 38386 Lillie's Kitchen & Store, LLC 2330065 2009-1518-PWS-E VAL VERDE 02/07/2010 $367 $73 $294 $0 PWS 38668 Lisa Lowery Trust 0460213 2009-1817-PWS-E COMAL 08/09/2010 $2,382 $0 $2,382 $0 PWS 38025 Luella Water Supply Corporation 0910032 2009-1175-PWS-E GRAYSON 11/27/2009 $280 $56 $224 $0 PWS 36363 LUKE, DOLORES A 1000071 2008-1303-PWS-E HARDIN 09/16/2009 $1,452 $0 $1,452 $0 37242 M R K Investment Corp. 2400024 2009-0313-PWS-E WEBB 06/04/2010 $10,736 $0 $10,736 $0 38013 MC Equities, LLC 1012154 2009-1167-PWS-E HARRIS 01/28/2010 $267 $53 $214 $0 PWS 37074 Mcmullen County WCID 2 1560001 2009-0125-PWS-E MCMULLEN 10/18/2009 $1,011 $202 $809 $0 PWS 38839 Melrose Water Supply Corporation 1740006 2009-2010-PWS-E NACOGDOC 07/11/2010 $20,348 $4,069 $16,279 $0 PWS 38077 Melrose Water Supply Corporation 1740006 12/18/2009 $3,540 $708 $2,832 $0 PWS 38733 Midway Petroleum, L.P. 1700619 06/26/2010 $4,603 $920 $3,683 $0 PWS 38772 Milano WSC 1660009 HES 2009-1236-PWS-E NACOGDOC HES 2009-1939-PWS-E MONTGOME RY 2009-1965-PWS-E MILAM 06/04/2010 $6,288 $1,257 $5,031 $0 PWS 37756 Miller Grove Water Supply Corporation 1120016 2009-0808-PWS-E HOPKINS 10/18/2009 $367 $0 $367 $0 PWS 35380 MILLER, BARBARA 0790190 2008-0268-PWS-E FORT BEND 11/07/2009 $11,714 $0 $11,714 $0 PWS 37830 Mirando City Water Supply Corporation 2400025 2009-0952-PWS-E WEBB 02/22/2010 $2,270 $454 $1,816 $0 2009-2061-PWS-E HENDERSON 06/25/2010 $715 $143 $572 $0 2008-1040-PWS-E MCLENNAN 09/20/2009 $1,674 $0 $1,674 $0 $3,851 $0 $3,851 $0 PWS PWS PWS 38887 Moore Station Water Supply Corporation 1070055 1550127 36120 MOORE, JOHN C PWS 37771 Moore's Water System of Beaver Lake, Inc. 35172 NEELY, JACK 1550127 2009-0917-PWS-E MCLENNAN 03/14/2010 2120051 2010-0287-PWS-E SMITH 08/21/2010 $960 $0 $960 $0 37978 NGUYEN, HA VAN 0270042 2009-1125-PWS-E BURNET 02/22/2010 $4,142 $0 $4,142 $0 PWS 38186 Ni America Operating LLC 1260103 2009-1354-PWS-E JOHNSON 04/25/2010 $660 $132 $528 $0 PWS 38328 North Milam Water Supply Corporation 1660011 2009-1458-PWS-E MILAM 03/20/2010 $635 $127 $508 $0 PWS 37899 North Runnels Wsc 2000005 2009-1031-PWS-E RUNNELS 10/31/2009 $267 $53 $214 $0 PWS 37905 Northwind Properties, LTD 1011947 2009-1040-PWS-E HARRIS 02/07/2010 $385 $0 $385 $0 PWS 36835 ONEILL, LARRY 0150186 2008-1829-PWS-E BEXAR 11/27/2009 $6,286 $0 $6,286 $0 2009-2083-WOC-E BEE 08/09/2010 $9,872 $0 $9,872 $0 PWS PWS PWS PWS 38896 OXFORD, JIM PWS 2350065 2009-1812-PWS-E VICTORIA 04/25/2010 $475 $95 $380 $0 PWS 38670 Paradise Ranch Landowners' Association Inc. 38789 Patton Lake, Inc. 1700488 2009-1946-PWS-E MONTGOME $299 $1,198 $0 PWS 37104 PETTY, KARA LEAH PWS 37627 Possum Kingdom Water Supply Corporation * 09/02/2010 07/11/2010 $1,497 2350062 RY 2009-0148-PWS-E VICTORIA 11/20/2009 $850 $0 $850 $0 1820076 2009-0719-PWS-E PALO PINTO 10/04/2009 $275 $55 $220 $0 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 35 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset PWS 38315 Prairie Hill Wsc 1470011 2009-1459-PWS-E LIMESTONE 03/20/2010 $930 $186 $744 $0 PWS 37704 Quick Deal Enterprises, Inc. 1012526 2009-0827-PWS-E HARRIS 10/31/2009 $2,502 $0 $2,502 $0 PWS 37418 Raymond C. Honke 0270104 2009-0484-PWS-E BURNET 09/21/2009 $1,332 $266 $1,066 $0 PWS 38574 RAYNOR, WALLACE ALLEN 0920028 2009-1732-PWS-E GREGG 04/11/2010 $405 $0 $405 $0 38851 Reagan County Water Supply District 1920007 2009-2032-PWS-E REAGAN 06/04/2010 $35,122 $7,024 $28,098 $0 37843 Rio WSC 2140016 2009-0972-PWS-E STARR 11/27/2009 $2,450 $490 $1,960 $0 PWS 38140 RISINGER, DALE 1250039 2009-1301-PWS-E JIM WELLS 05/09/2010 $1,990 $0 $1,990 $0 PWS 37270 River Bend Water Services, Inc. 1610030 2009-0355-PWS-E MATAGORD 02/22/2010 $646 $0 $646 $0 PWS 35218 ROBINSON, ANN 1090045 A 2008-0103-PWS-E HILL 02/07/2010 $3,093 $0 $3,093 $0 2010-1050-WOC-E GRAYSON 08/30/2010 $210 $0 $210 $0 2009-2009-PWS-E MCLENNAN 06/18/2010 $287 $57 $230 $0 PWS PWS PWS 39938 ROELKE, RICHARD R PWS 38841 Ross Water Supply Corporation 1550042 PWS 23808 S.L.C. Water Supply Corporation 1470031 2009-1315-MLM-E LIMESTONE 03/20/2010 $12,215 $0 $0 $12,215 PWS 38537 Salem Elm Ridge WSC 1660013 2009-1686-PWS-E MILAM 03/20/2010 $1,050 $210 $840 $0 PWS 19857 Sam Rayburn Water, Inc. 2030006 2009-0160-PWS-E SAN 01/28/2010 $4,475 $0 $4,475 $0 PWS 38059 SESSO, MICHAEL 2330061 AUGUSTINE 2009-1213-PWS-E VAL VERDE 01/28/2010 $1,281 $256 $1,025 $0 $2,141 $0 $2,141 $0 PWS 37295 SHUPAK, CURTIS J 0260042 2009-0361-MLM-E BURLESON 03/28/2010 PWS 39080 SIMS, PAUL 2390042 2010-0212-PWS-E WASHINGTO 08/30/2010 $607 $0 $607 $0 PWS 37395 SIMS, PAUL 2390042 08/30/2010 $577 $0 $577 $0 PWS 36089 South Texas Water Authority 1370035 N 2009-0472-PWS-E WASHINGTO N 2008-1016-PWS-E KLEBERG 02/07/2010 $4,455 $0 $4,455 $0 PWS 36066 SOZA, MICHAEL 2270030 2008-0993-PWS-E TRAVIS 09/20/2009 $1,630 $0 $1,630 $0 2009-1550-PWS-E MCLENNAN 03/20/2010 $802 $160 $642 $0 2009-1787-PWS-E EASTLAND 08/30/2010 $374 $74 $300 $0 2008-1257-PWS-E CASS 10/24/2009 $2,515 $0 $2,515 $0 $1,748 $0 $1,748 $0 PWS 38417 Spring Valley Water Supply Corporation 1550044 0670023 38640 Staff Water Supply Corporation PWS 0340019 PWS 36301 STEWART, DONA PWS 38184 Stratus Interests, Inc. 1300037 2009-1353-PWS-E KENDALL 07/11/2010 PWS 39077 TC Transport, Inc. 0710184 2010-0223-PWS-E EL PASO 08/09/2010 $339 $67 $272 $0 PWS 39020 Terra Southwest, Inc. 0610161 2010-0099-PWS-E DENTON 06/26/2010 $392 $78 $314 $0 PWS 38341 Texas Conference Association Of Seventh-Day Adventists 38873 Texas Department of Criminal Justice 1013330 2009-1589-PWS-E HARRIS 02/22/2010 $286 $57 $229 $0 0260048 2009-2041-PWS-E 08/30/2010 $3,675 $735 $0 $2,940 38303 Texas Department of Transportation 1680007 2009-1436-PWS-E MITCHELL 02/07/2010 $5,840 $0 $0 $5,840 37921 Texas Department of Transportation 1770005 2009-1062-PWS-E NOLAN 01/28/2010 $10,465 $0 $0 $10,465 PWS PWS PWS * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 36 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset PWS 37234 Texas H2O, Inc. 0460018 2009-0311-PWS-E COMAL 10/04/2009 $1,125 $225 $900 $0 PWS 36874 Texas Parks and Wildlife Department 0140159 2008-1863-PWS-E BELL 11/13/2009 $1,050 $0 $1,050 $0 PWS 37924 Texas Parks and Wildlife Department 0970013 2009-1065-PWS-E HAMILTON 02/22/2010 $3,250 $650 $2,600 $0 PWS 38596 The Consolidated Water Supply Corporation 38504 The Jarvis Adventure, Inc. 1130035 2009-1746-PWS-E HOUSTON 04/11/2010 $1,210 $242 $968 $0 1012205 2009-1646-PWS-E HARRIS 05/09/2010 $6,730 $0 $6,730 $0 38017 The Texas A&M University System 0210017 2009-1172-PWS-E BRAZOS 03/08/2010 $5,355 $1,071 $4,284 $0 0250031 2010-0912-UCR-E BROWN 08/11/2010 $0 $0 $0 $0 BROWN 06/04/2010 $0 $0 $0 $0 PWS PWS PWS PWS 2099 Thunderbird Bay Water Services, Inc. 2099 Thunderbird Bay Water Services, Inc. 0250031 2010-0912-UCR-E PWS 38308 Tlaloc Outdoors, Inc. 2330044 2009-1449-PWS-E VAL VERDE 05/09/2010 $446 $89 $357 $0 PWS 38222 Tom Green County FWSD 2 2260004 2009-1374-PWS-E TOM GREEN 04/11/2010 $2,534 $506 $2,028 $0 PWS 0470015 2009-1148-PWS-E COMANCHE 11/27/2009 $267 $53 $214 $0 PWS 37997 Upper Leon River Municipal Water District 37367 US Department of Agriculture 0030103 2009-0438-PWS-E ANGELINA 09/21/2009 $825 $0 $825 $0 PWS 37026 US Department of the Air Force 1013173 2009-0109-PWS-E HARRIS 08/30/2010 $990 $0 $990 $0 39277 Valley Mills Independent School District 1550133 2010-0537-PWS-E MCLENNAN 08/21/2010 $1,680 $0 $1,680 $0 38113 VANOVER, RHONDA C * 1520188 2009-1274-PWS-E LUBBOCK 03/20/2010 $4,408 $0 $4,408 $0 2007-1241-PWS-E POLK 10/07/2009 $3,196 $0 $3,196 $0 PWS PWS PWS 1870084 34348 WALKER, PAT PWS 34716 WATTS, ALLEN 2007-1590-WOC-E GUADALUPE 10/24/2009 $1,550 $0 $1,550 $0 PWS 37727 Webb County 2400022 2009-0818-PWS-E WEBB 10/31/2009 $965 $0 $965 $0 PWS 2280016 2009-1585-PWS-E TRINITY 03/08/2010 $305 $0 $305 $0 PWS 38449 Westwood Shores Municipal Utility District 37364 WHITE, CURTIS 2030013 2009-0439-PWS-E SAN PWS 36994 WINDHAM, RAYMOND E PWS 25905 Windwood Water System, Inc. PWS PWS PWS PWS PWS 09/21/2009 $610 $0 $610 $0 0250042 AUGUSTINE 2009-0039-PWS-E BROWN 10/31/2009 $2,030 $0 $2,030 $0 1010920 2008-0968-PWS-E HARRIS 10/04/2009 $637 $0 $637 $0 35264 WINSTEAD, DARRYL 2270210 2008-0136-PWS-E 06/04/2010 $2,375 $0 $2,375 $0 35264 WINSTEAD, DARRYL 2460046 2009-1017-UCR-E WILLIAMSON 03/10/2010 $0 $0 $0 $0 35264 WINSTEAD, DARRYL 2460046 2009-1017-UCR-E WILLIAMSON 09/23/2009 $0 $0 $0 $0 35264 WINSTEAD, DARRYL 2460046 2009-1017-UCR-E WILLIAMSON 02/04/2010 $0 $0 $0 $0 37838 Woodlawn WSC 0030029 2009-0966-PWS-E ANGELINA 10/31/2009 $354 $0 $354 $0 2009-1262-PWS-E SMITH 11/27/2009 $424 $0 $424 $0 PWS 38094 Wright City WSC 2120099 PWS 38216 Wright City WSC 2120027 PWS 37941 Z-Lab, Inc. * 09/02/2010 2009-1363-PWS-E SMITH 02/07/2010 $347 $0 $347 $0 2009-1082-PWS-E TRAVIS 02/07/2010 $350 $70 $280 $0 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 37 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Total: 2009-1470-UIC-E 38365 MATA, LOKEY POTTER Penalty Deferred Payable Amount $671,131 $42,918 $462,593 05/09/2010 $1,000 $200 $800 Total: $1,000 $200 $800 PWS Orders Issued: 208 UIC Penalty Assessed UIC Orders Issued: 1 SEP Offset $165,620 $0 $0 38687 Applied Materials, Inc. 2009-1849-WR-E TRAVIS 06/18/2010 $500 $100 $400 $0 WATERIGHT 36997 BENEFIELD, JAMES 2009-0081-WR-E BURNET 08/21/2010 $1,000 $0 $1,000 $0 WATERIGHT 38045 Central North Construction, LLC 2009-1214-WR-E NAVARRO 02/07/2010 $900 $180 $720 $0 2009-1959-WR-E MONTAGUE 03/20/2010 $350 $0 $350 $0 2009-1957-WR-E MONTAGUE 03/20/2010 $350 $0 $350 $0 WATERIGHT WATERIGHT 38783 J&J PRAIRIE OAKS RANCH LLC WATERIGHT 38782 J.R. Thompson, Inc. TXR05P730 WATERIGHT 39109 J3 Excavation Company, LLC 2010-0205-WR-E KIMBLE 06/26/2010 $350 $0 $350 $0 WATERIGHT 37985 James Construction Group, L.L.C. 2009-1134-WR-E BELL 11/27/2009 $710 $142 $568 $0 WATERIGHT 37886 KING, RICHARD C 2009-1036-WR-E VAN ZANDT 10/18/2009 $350 $0 $350 $0 WATERIGHT 39015 M J SHERIDAN OF TEXAS INC WATERIGHT 38780 Paramount Place, Inc. 2010-0101-WR-E SMITH 06/18/2010 $350 $0 $350 $0 2009-1955-WR-E JOHNSON 06/26/2010 $1,500 $300 $1,200 $0 01/28/2010 $350 $0 $350 $0 06/04/2010 $350 $0 $350 $0 WATERIGHT 38448 Septic Hydro-Tec, Inc. 2009-1591-WR-E POLK WATERIGHT 38988 Swan Oilfield Services, LP 2010-0083-WR-E ARCHER WATERIGHT 38921 T. J. Lambrecht Construction, Inc. 2010-0014-WR-E BAYLOR 05/09/2010 $350 $0 $350 $0 WATERIGHT 38915 Texas Energy Operations, LC 2010-0018-WR-E ARCHER 05/09/2010 $350 $0 $350 $0 Total: $7,760 $722 $7,038 01/07/2010 $2,832 $0 $2,832 Total: $2,832 $0 $2,832 WATERIGHT Orders Issued: 14 WATUTIL 29353 SANDOVAL, JOSEPH X0757 2006-0531-MLM-E BEXAR WATUTIL Orders Issued: 1 * 09/02/2010 $0 $0 $0 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 38 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County WQ 37730 AHMED, MOHAMMED VASEL WQ001496000 2009-0720-MWD-E POLK WQ 39130 Akzo Nobel Chemicals Inc. * TX0006688 2010-0210-IWD-E HARRIS Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 02/27/2010 $2,140 $0 $2,140 $0 08/30/2010 $33,875 $6,775 $13,550 $13,550 WQ 39907 ALLEN, JIMMY W 08/30/2010 $210 $0 $210 $0 WQ 38159 Alloy Polymers Orange LLC TX0104710 2009-1325-IWD-E ORANGE 03/08/2010 $13,300 $2,660 $5,320 $5,320 WQ 38510 Altura Homes DFW LP TXR15OK39 2009-1657-WQ-E ROCKWALL 02/07/2010 $700 $0 $700 $0 37674 Ameriforge Corporation TX0113972 2009-0766-IWD-E HARRIS 11/27/2009 $7,980 $1,596 $6,384 $0 WQ 38798 Aqua Utilities, Inc. TX0100684 2009-1962-MWD-E HAYS 07/11/2010 $4,775 $955 $3,820 $0 WQ001347700 WQ 2010-1031-WOC-E JEFFERSON 2010-0214-MWD-E TRAVIS 08/21/2010 $970 $194 $776 $0 2009-0739-EAQ-E BEXAR 10/31/2009 $2,700 $540 $2,160 $0 2008-1578-WQ-E HARRISON 09/12/2009 $3,150 $0 $3,150 $0 2010-0332-IWD-E ELLIS 08/30/2010 $2,750 $550 $2,200 $0 38716 Austin Montessori School, Inc. 11-09082804 2009-1893-EAQ-E TRAVIS 04/25/2010 $750 $150 $600 $0 37521 Aztec Cove Property Owners Association, Inc. 39462 Ballenger Construction Company TX0072109 2009-0595-MWD-E TRINITY 09/21/2009 $2,740 $548 $2,192 $0 TXR15OV75 2010-0542-WQ-E HAYS 08/21/2010 $700 $0 $700 $0 WQ 37224 BEDNAR, MILOS TXR15HY22 2009-0294-WQ-E 12/18/2009 $9,630 $0 $9,630 $0 WQ 38378 Bell 11700, Ltd. 11-09051903 2009-1508-EAQ-E MONTGOME RY TRAVIS 03/20/2010 $2,250 $450 $1,800 $0 38547 Bell County Water Control & Improvement District 2 37781 BLUE, DANIEL G JR TX0020257 2009-1763-MWD-E BELL 08/30/2010 $74,500 $0 $74,500 $0 13-09021301 2009-0895-EAQ-E BEXAR 10/18/2009 $1,400 $280 $1,120 $0 37311 BNSF Railway Company TX0070530 2009-0365-IWD-E HARRIS 10/04/2009 $9,020 $1,804 $7,216 $0 $700 $0 $700 $0 WQ 39123 Aqua Utilities, Inc. WQ 37598 ARENA, MIKE WQ 36633 Arnold Trucking, Inc. WQ 39237 Ash Grove Texas, L.P. TX0083437 WQ WQ WQ WQ WQ WQ TXR15PW55 2010-1002-WQ-E SMITH 08/30/2010 36865 Brazos Valley Construction, Incorporated TXR15FB85 TXR15MB92 36855 Brothers Paving, LLC 2008-1852-WQ-E BRAZOS 12/18/2009 $4,750 $950 $3,800 $0 WQ 2008-1838-WQ-E WEBB 12/18/2009 $3,150 $0 $3,150 $0 WQ 38690 BYNUM, DON W TXR05Y851 2009-1838-WQ-E JEFFERSON 02/22/2010 $700 $0 $700 $0 WQ 36675 Cacharel Texas Hawaii, Ltd. WQ001404600 2008-1648-MWD-E TARRANT 09/21/2009 $20,924 $4,184 $16,740 $0 37677 Cal-Maine Foods, Inc. TXR05O647 2009-0805-WQ-E 11/13/2009 $10,968 $2,193 $8,775 $0 06/26/2010 $2,413 $482 $1,931 $0 WQ WQ WQ 39874 Boone & Boone Construction, Ltd. WQ 38890 WQ 37881 WQ 38446 WQ 35112 CAMPBELL CONCRETE & MATERIALS TXG110054 LLC 1104080901B Capital Metropolitan Transportation Authority TXR15FG72 CAPITAL ONE NATIONAL ASSOCIATION WQ001451000 Carrizo Waste, Inc. * 09/02/2010 GONZALES 2009-2067-IWD-E 2009-1063-EAQ-E TRAVIS 11/13/2009 $750 $150 $600 $0 2009-1578-WQ-E SMITH 04/11/2010 $10,500 $2,100 $8,400 $0 09/21/2009 $45,800 $44,600 $1,200 $0 2007-2011-MWD-E NACOGDOC HES There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 39 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM WQ Case No. Respondent Name TCEQ ID TXG110235 38787 Centex Materials LLC Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 08/30/2010 $2,340 $468 $1,872 $0 2010-0128-MWD-E CHAMBERS 06/18/2010 $2,400 $480 $1,920 $0 2009-2066-IWD-E HUTCHINSO N 2009-1772-MWD-E CROCKETT 07/11/2010 $9,050 $1,810 $7,240 $0 06/18/2010 $1,155 $231 $924 $0 2009-1940-IWD-E TRAVIS WQ 39042 Chambers County Improvement District 1 TX0128325 38889 Chevron Phillips Chemical Company, LP TX0095869 WQ 38618 Circle Bar Truck Corral, Inc. WQ001424000 WQ 38976 City of Alto TX0025020 2010-0062-MWD-E CHEROKEE 06/04/2010 $4,760 $952 $0 $3,808 WQ 38314 City of Asherton TX0071056 2009-1464-MWD-E DIMMIT 04/25/2010 $3,380 $676 $2,704 $0 WQ 38307 City of Austin WQ001054301 2009-1428-MWD-E TRAVIS 03/20/2010 $8,200 $0 $8,200 $0 WQ 37992 City of Austwell TX0048038 2009-1146-MWD-E REFUGIO 06/18/2010 $4,440 $4,440 $0 $0 $1,500 $300 $1,200 $0 WQ 2009-1850-WQ-E JEFFERSON 04/11/2010 HOWARD WQ 38683 City of Beaumont WQ 38313 City of Big Spring 22238 2009-1457-SLG-E 05/09/2010 $7,290 $1,458 $0 $5,832 WQ 37982 City of Brazoria TX0025615 2009-1132-MWD-E BRAZORIA 02/22/2010 $38,420 $0 $0 $38,420 WQ 37910 City of Bridgeport TX0119733 2009-1034-MWD-E WISE 02/22/2010 $12,000 $2,400 $0 $9,600 WQ 38086 City of Brownwood TX0047040000 2009-1269-WQ-E 10/18/2009 $700 $0 $700 $0 WQ 38111 City of Buffalo TX0053627 2009-1267-MWD-E LEON 04/11/2010 $3,425 $685 $2,740 $0 WQ 37904 City of Canadian TX0053961 2009-1021-MWD-E HEMPHILL 11/27/2009 $4,400 $880 $3,520 $0 WQ 39024 City of Canton TX0099112 2010-0109-MWD-E VAN ZANDT 06/18/2010 $6,850 $1,370 $5,480 $0 38273 City of Carrizo Springs TX0025976 2009-1412-MWD-E DIMMIT 03/08/2010 $5,650 $1,130 $4,520 $0 37869 City of Celeste TX0024180 2009-1044-MWD-E HUNT 11/27/2009 $10,400 $2,080 $8,320 $0 $7,140 $1,428 $5,712 $0 WQ WQ BROWN WQ 38759 City of Celina TX0023272 2009-1889-MWD-E COLLIN 06/18/2010 WQ 37871 City of Centerville TX0077810 2009-0997-MWD-E LEON 10/31/2009 $6,150 $1,230 $4,920 $0 WQ 39095 City of Charlotte TX0033375 2010-0182-MWD-E ATASCOSA 06/26/2010 $7,710 $1,542 $6,168 $0 WQ 37157 City of Chillicothe TX0053066 2009-0202-MWD-E HARDEMAN 04/25/2010 $59,820 $59,820 $0 $0 WQ 39028 City of Cleveland TX0053473 2010-0103-MWD-E LIBERTY 06/18/2010 $5,460 $1,092 $4,368 $0 39107 City of Clifton TX0033936 2010-0199-MWD-E BOSQUE 06/26/2010 $3,500 $700 $2,800 $0 38910 City of Colorado City WQ001007700 2009-2088-MWD-E MITCHELL 06/18/2010 $1,410 $0 $1,410 $0 02/07/2010 $3,060 $612 $2,448 $0 WQ WQ 2009-1201-WQ-E BEXAR WQ 38009 City of Converse WQ 37811 City of Corpus Christi TX0047058 2009-0974-MWD-E NUECES 01/28/2010 $7,300 $0 $0 $7,300 WQ 38786 City of Dallas TX0047830 2009-1941-MWD-E DALLAS 08/30/2010 $9,100 $0 $0 $9,100 WQ 37116 City of Dublin TX0054348 2009-0164-MWD-E ERATH 08/21/2010 $102,000 $0 $102,000 $0 WQ 38771 City of Eagle Lake TX0072885 2009-1911-MWD-E COLORADO 06/18/2010 $8,505 $1,701 $6,804 $0 2009-0607-MWD-E MAVERICK 11/13/2009 $24,605 $0 $24,605 $0 2010-0201-MWD-E RAINS 08/09/2010 $7,895 $1,579 $0 $6,316 WQ WQ 37514 City of Eagle Pass Water Works System TX0107492 TX0101303 39118 City of East Tawakoni * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 40 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset WQ 37891 City of Elkhart WQ001073500 2009-1025-MWD-E ANDERSON 01/28/2010 $2,790 $558 $2,232 $0 WQ 38358 City of Fairfield TX0075850 2009-1492-MWD-E FREESTONE 06/04/2010 $9,970 $1,994 $0 $7,976 WQ 37821 City of Farwell WQ001066100 2009-0948-MWD-E PARMER 10/31/2009 $4,500 $900 $3,600 $0 WQ 38870 City of Florence TX0078247 2009-2048-MWD-E WILLIAMSON 08/30/2010 $5,970 $1,194 $4,776 $0 37835 City Of Follett WQ001050800 2009-0961-MWD-E LIPSCOMB 02/07/2010 $4,160 $832 $3,328 $0 TARRANT 11/13/2009 $6,250 $0 $0 $6,250 2010-0046-MWD-E TARRANT 08/09/2010 $7,550 $0 $0 $7,550 WQ 2009-0900-WQ-E WQ 37784 City of Fort Worth WQ 38951 City of Fort Worth TX0047295 WQ 38368 City of Galveston 21945 2009-1488-SLG-E 05/09/2010 $5,400 $1,080 $0 $4,320 WQ 38980 City of Gatesville WQ001017600 2010-0063-MWD-E CORYELL 06/26/2010 $5,130 $0 $5,130 $0 WQ 38660 City of Gonzales TX0027243 2009-1814-MWD-E GONZALES 04/11/2010 $3,525 $705 $2,820 $0 WQ 37374 City of Grapevine TX0032018 2009-0441-MWD-E TARRANT 10/04/2009 $3,750 $0 $0 $3,750 WQ 38035 City of Gregory 2009-1197-WQ-E 02/07/2010 $2,100 $420 $1,680 $0 WQ 38649 City of Groveton WQ001055600 SAN PATRICIO 2009-1799-MWD-E TRINITY 04/25/2010 $10,700 $2,140 $8,560 $0 WQ 38064 City of Hawk Cove TX0126691 2009-1193-MWD-E HUNT 03/08/2010 $3,575 $715 $2,860 $0 WQ 38760 City of Hempstead TX0023809 2009-1924-MWD-E WALLER 06/04/2010 $24,750 $0 $24,750 $0 WQ 38256 City of Hempstead TX0023809 2009-1401-MWD-E WALLER 04/11/2010 $15,875 $0 $15,875 $0 38622 CITY OF HENRIETTA TX0022306 2009-1774-MWD-E CLAY 04/11/2010 $5,074 $1,014 $4,060 $0 37718 City of Karnes City TX0086134 2009-0814-MWD-E KARNES 11/27/2009 $9,030 $0 $9,030 $0 05/09/2010 $18,690 $0 $18,690 $0 WQ WQ GALVESTON WQ 32700 City of Kemp TX0023396 2009-0964-MWD-E KAUFMAN WQ 36157 City of Kenedy WQ000452500 2008-1104-SLG-E KARNES 01/28/2010 $4,075 $0 $0 $4,075 WQ 38661 City of Krum TX0024198 2009-1815-MWD-E DENTON 05/09/2010 $4,860 $972 $0 $3,888 WQ 38955 City of La Coste TX0107743 2010-0038-MWD-E MEDINA 07/11/2010 $14,990 $0 $14,990 $0 WQ 38011 City of La Grange TX0020923 2009-0951-MWD-E FAYETTE 03/08/2010 $4,100 $820 $0 $3,280 WQ 38917 City of Leander $0 WQ 05/09/2010 $700 $0 $700 2009-1206-MWD-E WILLIAMSON 08/21/2010 $13,490 $2,698 $10,792 $0 WILLIAMSON 07/11/2010 $2,700 $540 $2,160 $0 2010-0016-WQ-E TX0092151 38050 City of Leander 2009-1149-WQ-E TRAVIS WQ 37991 City of Leander WQ 37562 City of Leonard TX0054208 2009-0661-MWD-E FANNIN 10/18/2009 $8,010 $1,602 $6,408 $0 WQ 38722 City of Lewisville TX0052892 2009-1890-MWD-E DENTON 06/04/2010 $4,850 $0 $4,850 $0 WQ 39385 City of Lipan TX0111333 2010-0476-MWD-E HOOD 08/30/2010 $2,067 $0 $2,067 $0 WQ 37988 City of Loraine TX0100056 2009-1136-MWD-E MITCHELL 01/28/2010 $2,675 $535 $2,140 $0 38791 City of Lubbock TX0106071 2009-1973-MLM-E LUBBOCK 06/26/2010 $66,665 $13,333 $53,332 $0 38133 City of Madisonville WQ001021500 2009-1248-MWD-E MADISON 03/08/2010 $4,425 $885 $0 $3,540 WQ WQ * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 41 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset WQ 38008 City of Marlin TXRNER264 2009-1170-WQ-E 10/18/2009 $700 $0 $700 WQ 38144 City of Mart TX0026051 2009-1302-MWD-E MCLENNAN 04/11/2010 $3,725 $745 $2,980 $0 WQ 38503 City of Maypearl TX0053571 2009-1641-MWD-E ELLIS 04/11/2010 $17,730 $0 $0 $17,730 WQ 39100 City of McCamey WQ001021800 2010-0200-MWD-E UPTON 06/26/2010 $4,000 $800 $3,200 $0 38142 City of McGregor WQ001021900 2009-1303-MWD-E MCLENNAN 04/11/2010 $3,825 $765 $3,060 $0 38021 City of Meadow WQ001034600 2009-1179-MWD-E TERRY 12/18/2009 $2,100 $420 $1,680 $0 WQ 39106 City of Mexia TX0052990 2010-0163-MWD-E LIMESTONE 08/21/2010 $6,850 $1,370 $5,480 $0 WQ 38102 City of Midway TX0102849 2009-1257-MWD-E MADISON 02/07/2010 $5,175 $1,035 $4,140 $0 WQ 38719 City of Mount Pleasant TX0105171 2009-1867-MWD-E TITUS 06/04/2010 $19,125 $0 $19,125 $0 WQ 36842 City of Mullin TX0119008 2008-1820-MWD-E MILLS 03/08/2010 $13,000 $13,000 $0 $0 WQ 39113 City of Nome TX0054178 2009-1981-MWD-E JEFFERSON 07/11/2010 $21,510 $4,302 $0 $17,208 WQ 37950 City of Olney TX0024261 2009-1114-MWD-E YOUNG 12/18/2009 $3,885 $777 $3,108 $0 WQ 37578 City of Palestine TX0025453 2009-0659-MWD-E ANDERSON 12/18/2009 $28,700 $5,740 $0 $22,960 WQ 38655 City of Palmer TX0026603 2009-1803-MWD-E ELLIS 06/12/2010 $9,430 $0 $0 $9,430 $2,300 $0 $2,300 $0 WQ WQ FALLS $0 WQ 38116 City Of Petersburg WQ001024600 2009-1256-MWD-E HALE 12/18/2009 WQ 39459 City of Pineland TX0027154 2010-0551-MWD-E SABINE 08/30/2010 $4,970 $994 $3,976 $0 WQ 39001 City of Premont WQ001025300 2010-0043-MWD-E JIM WELLS 06/26/2010 $2,955 $591 $2,364 $0 WQ 38698 City of Ranger TX0118702 2009-1843-MWD-E EASTLAND 06/26/2010 $39,600 $0 $39,600 $0 WQ 37589 City of Reno (Lamar Co) TX0082309 2009-0669-MWD-E LAMAR 10/31/2009 $12,015 $2,403 $0 $9,612 WQ 37757 City of Rio Grande City TX0068764 2009-0866-MWD-E STARR 06/18/2010 $25,686 $5,137 $0 $20,549 04/25/2010 $5,100 $0 $0 $5,100 $5,540 $0 $0 $5,540 WQ 2009-1473-WQ-E 38248 City of Robinson MCLENNAN 37500 City of Sabinal TX0118435 2009-0577-MWD-E UVALDE 10/31/2009 WQ 37738 City of Sadler TX0055361 2009-0840-MWD-E GRAYSON 06/26/2010 $11,200 $8,726 $2,474 $0 WQ 37552 City of San Benito TX0125971 2009-0626-MWD-E CAMERON 11/27/2009 $21,790 $4,358 $0 $17,432 WQ 36856 City of San Marcos 11-06071901 2008-1842-EAQ-E HAYS 09/21/2009 $2,140 $428 $0 $1,712 WQ 38869 City of San Marcos 11-08040302 2009-2040-EAQ-E HAYS 07/11/2010 $4,750 $950 $0 $3,800 38682 City of Santa Rosa TX0075451 2009-1899-MWD-E CAMERON 06/26/2010 $3,125 $625 $0 $2,500 36735 City of Seymour TX0117641 2008-1717-MWD-E BAYLOR 10/31/2009 $15,875 $3,175 $12,700 $0 WQ 38271 City of Shavano Park 13-09061102 2009-1404-EAQ-E 02/22/2010 $1,875 $375 $1,500 $0 WQ 37863 City of Sinton TX0024562 2009-0995-MWD-E SAN 02/22/2010 $2,360 $472 $1,888 $0 WQ 39023 City of Splendora TX0102512 07/11/2010 $6,288 $1,257 $5,031 $0 WQ 38974 City of Streetman TX0072338 08/09/2010 $5,370 $1,074 $4,296 $0 WQ WQ WQ * 09/02/2010 BEXAR PATRICIO 2010-0108-MWD-E MONTGOME RY 2010-0058-MWD-E FREESTONE There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 42 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset WQ 37520 City of Teague TX0034509 2009-0594-MWD-E FREESTONE 09/21/2009 $7,462 $1,492 $0 WQ 38624 City of Texarkana TX0099287 2009-1770-MWD-E BOWIE 04/25/2010 $6,200 $1,240 $4,960 $0 WQ 37564 City of Valley View TX0087343 2009-0629-MWD-E COOKE 11/27/2009 $15,470 $3,094 $0 $12,376 WQ 37610 City of Waller TX0032476 2009-0704-MWD-E WALLER 10/18/2009 $1,690 $338 $1,352 $0 37460 City of Webster TX0024589 2009-0536-MWD-E HARRIS 10/18/2009 $8,250 $1,650 $6,600 $0 WQ 37993 City of Wellman WQ001364200 2009-1145-MWD-E TERRY 02/07/2010 $2,725 $545 $0 $2,180 WQ 37512 City of Wellman WQ001364200 2009-0627-MWD-E TERRY 11/13/2009 $6,720 $1,344 $0 $5,376 WQ 37990 City of Wichita Falls TXR05Y564 2009-1154-WQ-E WICHITA 11/13/2009 $890 $178 $712 $0 WQ 37759 City of Willow Park TX0099732 2009-0864-MWD-E PARKER 10/18/2009 $8,610 $1,722 $6,888 $0 WQ 38072 City of Wortham WQ001055100 2009-1228-MWD-E FREESTONE 03/20/2010 $16,725 $3,345 $13,380 $0 WQ 37819 City Public Service Of San Antonio TX0063681 2009-0968-MWD-E BEXAR 02/22/2010 $5,350 $1,070 $0 $4,280 WQ 38884 Classic Special Real Estate, Ltd. 11-95012702 2009-2062-EAQ-E WILLIAMSON 08/09/2010 $3,000 $600 $2,400 $0 38277 Claybar Construction, LLP TXR05Y721 2009-1423-WQ-E ORANGE 11/13/2009 $700 $0 $700 $0 38007 CMH Parks, Inc. TX0116491 2009-1160-MWD-E COLLIN 01/28/2010 $9,990 $1,998 $7,992 $0 $1,850 $370 $1,480 $0 $3,140 $628 $2,512 $0 WQ WQ WQ $5,970 WQ 37574 CNL Income Splashtown, LLC * TX0073105 2009-0665-MWD-E HARRIS 03/08/2010 WQ TX0079235 2009-2027-MWD-E BRAZORIA 05/09/2010 WQ 38862 Columbia-Brazoria Independent School District 38757 Comal County 13-09082001 2009-1908-EAQ-E COMAL 04/11/2010 $750 $150 $600 $0 WQ 38405 Comal Independent School District 13-04101101 2009-1536-EAQ-E COMAL 03/08/2010 $4,700 $940 $3,760 $0 WQ 37582 Connie Rogers 710674 2009-0673-SLG-E HIDALGO 12/03/2009 $2,000 $0 $2,000 $0 38036 COOK, LOUIS 11-98090101 2009-1198-EAQ-E HAYS 01/28/2010 $2,000 $400 $1,600 $0 38062 Coston & Son, Inc. TXG110508 2009-1220-IWD-E LAMAR 04/11/2010 $10,440 $2,088 $8,352 $0 WQ 33028 Creek Park Corporation TX0118770 2007-0410-MWD-E JOHNSON 09/21/2009 $16,380 $0 $16,380 $0 WQ 37091 D & K Development Corp. TX0105872 WQ 38572 Daniels Building & Construction, Inc. WQ WQ 2009-0143-MWD-E TARRANT 2009-1719-WQ-E JEFFERSON 04/11/2010 $62,400 $19,212 $43,188 $0 02/22/2010 $700 $0 $700 $0 WQ 38843 Daniels Building & Construction, Inc. 2009-2013-WQ-E JEFFERSON 06/04/2010 $1,800 $360 $1,440 $0 WQ 38699 David Besser Homes, LLC TXR15LU59 2009-1874-WQ-E ROCKWALL 04/11/2010 $700 $0 $700 $0 WQ 39528 David Wood Construction, L.P. TXR15PJ62 2010-0640-WQ-E KING 08/21/2010 $700 $0 $700 $0 38718 Decoty Coffee Company TXRNEW721 2009-1873-WQ-E TOM GREEN 04/11/2010 $700 $0 $700 $0 10/18/2009 $1,011 $202 $809 $0 $1,050 $0 $1,050 $0 WQ WQ 37482 DENNIS, DOUG 2009-0555-OSI-E PARKER WQ 36094 Devon Development Corporation 2008-1018-WQ-E PARKER 09/21/2009 WQ 39504 Dominion Homes, L.P. 2010-0579-WQ-E RANDALL 08/09/2010 $700 $0 $700 $0 WQ 38795 Double Diamond Properties Construction TXR15OM52 Co. 2009-1948-WQ-E GRAYSON 08/21/2010 $5,550 $1,110 $4,440 $0 * 09/02/2010 TXR15PI45 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 43 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset WQ 39409 DOVER FLUID MANAGEMENT, INC. TXR05Z109 2010-0495-WQ-E SMITH 08/09/2010 $700 $0 $700 WQ 36678 Downstream Environmental, L.L.C. TXRNER937 2008-1660-WQ-E HARRIS 06/18/2010 $3,210 $0 $3,210 $0 $0 WQ 38073 Draper Construction & Land Development, LLC 39055 DRENNAN DAY CUSTOM HOMES INC. 11-10021201 2009-1241-WQ-E HARRISON 02/22/2010 $16,050 $0 $8,025 $8,025 2010-0147-EAQ-E WILLIAMSON 08/09/2010 $2,500 $500 $2,000 $0 2010-0667-WQ-E NACOGDOC HES 08/21/2010 $700 $0 $700 $0 WQ000478000 2010-0032-IWD-E HAYS 08/09/2010 $4,200 $840 $3,360 $0 38031 Duval County Conservation and Reclamation District 37648 Easher Corporation TX0127141 2009-1200-MWD-E DUVAL 01/28/2010 $2,675 $535 $2,140 $0 TX0118010 2009-0880-IWD-E PALO PINTO 11/27/2009 $3,060 $612 $2,448 $0 WQ 14612 EBAA Iron, Inc. TXR05K279 2004-0505-WQ-E EASTLAND 11/14/2009 $6,405 $0 $6,405 $0 WQ 37328 El Modeno Gardens, Inc. * 2009-0459-WQ-E TYLER 11/27/2009 $12,500 $2,500 $10,000 $0 WQ 38644 ELG Metals, Inc. TX0106861 2009-1795-IWD-E HARRIS 04/25/2010 $3,640 $728 $2,912 $0 WQ TX0066648 2009-1569-MWD-E FAYETTE 04/11/2010 $4,500 $0 $4,500 $0 WQ 38438 Ellinger Sewer and Water Supply Corporation 38603 Evonik Degussa Corporation TX0007544 2009-1747-IWD-E ORANGE 05/09/2010 $17,380 $3,476 $13,904 $0 WQ 38065 ExxonMobil Oil Corporation TX0118737 2009-1194-IWD-E JEFFERSON 06/04/2010 $5,819 $1,163 $4,656 $0 37567 FARASAT ALI DBA Alpine Used Auto Parts 37358 FLAT ROCK MINERALS LLC TXR05H784 2009-0690-WQ-E FORT BEND 04/09/2010 $29,580 $0 $29,580 $0 TXR05X737 2009-0421-WQ-E UPSHUR 07/16/2010 $10,650 $0 $10,650 $0 2009-0873-WQ-E BEXAR 09/21/2009 $700 $0 $700 $0 2009-0976-MWD-E FORT BEND 01/28/2010 $2,400 $480 $1,920 $0 2010-0059-MWD-E FORT BEND 08/21/2010 $6,960 $0 $6,960 $0 WQ WQ WQ WQ WQ WQ WQ 39570 Drewery Construction Company, Incorporated 38949 Duchmandola, Ltd. WQ 37760 WQ 37888 WQ 38975 Flournoy Construction Company, L.L.C. TXR15NX44 TX0126675 Fort Bend County Municipal Utility District 58 TX0119873 Fort Bend County Municipal Utility District No. 124 000000 FOSTER, JERICO WQ 37680 WQ 36869 Four D. Construction, Inc. WQ 37855 Fruitvale Independent School District WQ 37366 FUESSEL, TERRY WQ 39503 G.T.T. General Contractors, Inc. WQ 39115 GAY, BRIAN K WQ 38509 George Welch Custom Homes LLC WQ 39782 GILSON, GRANT H WQ 38356 GM Fabricators LP dba Gulf Marine Fabricators * 09/02/2010 TX0087246 TXR15PK76 TXR15OM80 TX0102890 2009-0775-SLG-E HARRIS 02/27/2010 $3,500 $0 $3,500 $0 2008-1851-WQ-E DALLAS 10/11/2009 $3,120 $0 $3,120 $0 10/31/2009 $5,520 $1,104 $4,416 $0 2009-0479-OSS-E IRION 01/28/2010 $262 $0 $262 $0 2010-0580-WQ-E 08/21/2010 $700 $0 $700 $0 2010-0203-OSI-E MONTGOME RY BRAZORIA 08/21/2010 $469 $93 $376 $0 2009-1656-WQ-E ROCKWALL 12/18/2009 $700 $0 $700 $0 2010-0928-LII-E ORANGE 08/30/2010 $175 $0 $175 $0 2009-1534-IWD-E SAN PATRICIO 02/07/2010 $4,316 $863 $3,453 $0 2009-0983-MWD-E VAN ZANDT There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 44 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset WQ 37084 GOMER, JEROME 2009-0145-WQ-E BELL 10/04/2009 $3,000 $0 $3,000 $0 WQ 38030 GOMEZ, ADRIAN TXR05Y312 2009-1165-WQ-E PALO PINTO 02/22/2010 $2,647 $529 $2,118 $0 WQ 37577 Grand Ranch Treatment Company TX0115991 2009-0660-MWD-E JOHNSON 10/04/2009 $1,310 $262 $1,048 $0 WQ 37742 GUERRA & REYNA INVESTMENTS LP 13-07083002 2009-0872-EAQ-E BEXAR 10/18/2009 $750 $150 $600 $0 WQ 39235 Haas-Anderson Construction, Ltd. 2010-0349-WQ-E KLEBERG 08/09/2010 $700 $0 $700 $0 WQ 37798 Halliburton Energy Services, Inc. TX0078638 2009-0923-IWD-E HARRIS 11/27/2009 $8,520 $0 $8,520 $0 37653 Hammond Mound Utilities, Inc. TX0117366 2009-0752-MWD-E WALLER 10/04/2009 $1,300 $260 $1,040 $0 WQ WQ 37461 Hampton-Kelley Investments, LLC 2009-0541-WQ-E PARKER 12/18/2009 $1,050 $210 $840 $0 WQ 38535 Hanson Aggregates West, LLC 13-02041002 2009-1685-EAQ-E COMAL 03/20/2010 $650 $130 $520 $0 WQ 37273 Hanson Aggregates, Inc. TX0000345 2009-0343-IWD-E WISE 10/04/2009 $8,108 $1,621 $6,487 $0 WQ 37452 Harris County Municipal District 148 TX0071897 2009-0575-MWD-E HARRIS 11/13/2009 $21,650 $4,330 $0 $17,320 WQ 37241 Harris County Municipal Utility District 109 37225 Harris County Municipal Utility District 167 38562 Harris County Municipal Utility District 238 38696 Harris County Municipal Utility District 285 39184 Harris County Municipal Utility District 304 39079 Harris County Municipal Utility District 401 37689 Harris County Municipal Utility District 82 TX0058963 2009-0305-MWD-E HARRIS 09/21/2009 $10,000 $0 $0 $10,000 TX0094307 2009-0304-MWD-E HARRIS 01/28/2010 $3,740 $748 $2,992 $0 TX0093891 2009-1831-MWD-E HARRIS 06/18/2010 $3,900 $780 $3,120 $0 TX0092991 2009-1841-MWD-E HARRIS 04/25/2010 $950 $190 $760 $0 TX0097225 2010-0275-MWD-E HARRIS 08/09/2010 $2,240 $448 $1,792 $0 TX0125687 2010-0172-MWD-E HARRIS 08/09/2010 $920 $184 $736 $0 TX0071528 2009-0784-MWD-E HARRIS 11/13/2009 $13,400 $0 $13,400 $0 11/27/2009 $750 $150 $600 $0 WQ WQ WQ WQ WQ WQ 2009-1124-EAQ-E WQ 37995 Hays Consolidated Independent School 11-09021801 District TXG110856 37503 Herlinda Deleon Enterprises, Inc. 2009-0614-IWD-E LUBBOCK 05/01/2010 $2,279 $0 $2,279 $0 WQ 38345 HOLDER, DOUG 2009-1480-OSI-E JOHNSON 11/27/2009 $210 $0 $210 $0 WQ 39417 Hoover Construction Company, Inc. TXR15PK17 2010-0501-WQ-E LIVE OAK 08/30/2010 $750 $150 $600 $0 WQ 39507 House of Boats, INC. TXR05R590 2010-0604-WQ-E ARANSAS 08/21/2010 $700 $0 $700 $0 37768 Hudspeth County Water Control And Improvement District 1 36052 Humble Partners Limited Partnership TX0115657 2009-0537-MWD-E HUDSPETH 10/04/2009 $8,400 $1,680 $6,720 $0 TX0020320 2008-1050-MWD-E HARRIS 08/30/2010 $3,529 $0 $3,529 $0 WQ 37741 HYDER, SYED N TX0071145 2009-0850-MWD-E BRAZOS 02/07/2010 $42,840 $8,568 $34,272 $0 WQ 33142 Ice Melt Products, L.L.C. TXR05Q769 2007-0748-MLM-E BORDEN 12/18/2009 $1,980 $0 $1,980 $0 WQ 38561 Igloo Products Corp. TX0079057 2009-1726-IWD-E WALLER 06/04/2010 $3,619 $723 $2,896 $0 WQ WQ WQ * 09/02/2010 HAYS There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 45 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset WQ 38471 Independence Woods, LLC. 11-05011402 2009-1608-EAQ-E TRAVIS 04/25/2010 $9,375 $1,875 $7,500 $0 WQ 38281 Ingram ReadyMix, Inc. TXG110027 2009-1414-IWD-E NUECES 02/07/2010 $3,420 $684 $2,736 $0 WQ 39378 Ingram ReadyMix, Inc. TXR05O439 2010-0463-IWD-E BURNET 08/21/2010 $900 $180 $720 $0 WQ 37607 Ingram ReadyMix, Inc. TXR05U444 2009-0698-MLM-E MEDINA 10/04/2009 $3,750 $750 $3,000 $0 37457 Inverness Forest Improvement District TX0023612 2009-0538-MWD-E HARRIS 09/21/2009 $4,050 $810 $3,240 $0 WQ 38166 Is Zen Center TX0126306 2009-1327-MWD-E MONTGOME 06/18/2010 $6,150 $1,230 $4,920 $0 WQ TXR15PN84 2009-2036-WQ-E 04/25/2010 $1,500 $300 $1,200 $0 WQ 38864 J & J NRH 100 Family Limited Partnership 39050 Jasper County Wcid 1 WQ 39032 Jefferson County Drainage District 6 WQ 38443 Jerry Resendez Enterprises, Inc. WQ RY TARRANT 08/09/2010 $2,800 $560 $2,240 $0 2010-0127-WQ-E JEFFERSON 06/18/2010 $700 $0 $700 $0 TXR15GG31 2009-1577-WQ-E WEBB 05/09/2010 $15,200 $3,040 $12,160 $0 39129 Jim Hogg County Wcid 2 TX0101826 2010-0165-MWD-E JIM HOGG 08/09/2010 $7,140 $0 $7,140 $0 WQ 38601 Joe Williamson Construction Company TXR15ON15 02/22/2010 $700 $0 $700 $0 13-02080502 06/26/2010 $13,000 $2,600 $10,400 $0 06/18/2010 $3,540 $708 $2,832 $0 WQ TX0021300 2010-0136-MWD-E JASPER 2009-1745-WQ-E HIDALGO 2009-1993-EAQ-E BEXAR WQ 38802 JSWC, Ltd. WQ 38310 K & H Holdings, LLC 2009-1442-MWD-E TARRANT WQ 37957 KAHLA, JOE 38366 Kaufman County Municipal Utility District TX0126454 12 TX0091847 35393 Keeper Management, LLC 2009-1110-OSI-E WQ 38775 Killeen Majestic Homes, Inc. 2009-1931-WQ-E BELL WQ 37544 Killeen Majestic Homes, Inc. 2009-0675-WQ-E BELL HAYS WQ WQ TXR15NN95 JASPER 2009-1511-MWD-E KAUFMAN 2008-0256-MWD-E HARRIS 10/18/2009 $210 $0 $210 $0 03/20/2010 $2,740 $548 $2,192 $0 02/17/2010 $2,160 $0 $2,160 $0 06/04/2010 $2,000 $400 $1,600 $0 12/18/2009 $750 $150 $600 $0 02/22/2010 $30,000 $0 $30,000 $0 WQ 36998 Kimball Hill Homes Austin, L.P. TXR15KP57 WQ 37671 Kleinwood Joint Powers Board TX0046817 2009-0783-MWD-E HARRIS 02/07/2010 $18,650 $0 $0 $18,650 WQ 37887 Knife River Corporation - South TXG110862 2009-1006-IWD-E ORANGE 04/11/2010 $13,707 $2,741 $10,966 $0 WQ 36557 KNIGHT, NANCY * 11-08051901 2008-1495-EAQ-E WILLIAMSON 02/22/2010 $11,000 $0 $11,000 $0 WQ 36208 KOBO, INC TXR15DM40 2008-1209-WQ-E LAMPASAS 10/04/2009 $2,372 $0 $2,372 $0 37459 Kopperl Independent School District TX0116661 2009-0535-MWD-E BOSQUE 10/04/2009 $6,600 $1,320 $5,280 $0 WQ 2009-0056-WQ-E 2009-1307-WQ-E FORT BEND 04/11/2010 $2,100 $420 $1,680 $0 2009-1324-EAQ-E COMAL 01/28/2010 $13,000 $2,600 $5,200 $5,200 WQ 38255 L. Guerrero & Sons Ready-Mix Company TXR05S401 13-08120501 38135 LA FONTANA SPRINGS LLC WQ 37434 Lake Lavon Baptist Encampment WQ001419200 2009-0576-MWD-E COLLIN 10/31/2009 $4,950 $990 $3,960 $0 WQ 37745 LCY Elastomers, L.P. TX0128015 2009-0853-IWD-E HARRIS 11/13/2009 $24,125 $4,825 $9,650 $9,650 WQ 37579 Leander ISD 11-09020601 2009-0658-EAQ-E WILLIAMSON 10/31/2009 $1,500 $300 $1,200 $0 WQ 38532 Linde North America, Inc. TX0124401 2009-1673-IWD-E LEON 03/20/2010 $1,900 $380 $1,520 $0 WQ * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 46 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID 38920 LOGGINS, ALLEN JR WQ 37713 Lower Colorado River Authority WQ 37505 Lucite International, Inc. * TX0125521 WQ 39665 Lupe Rubio Construction Company, Inc. TXR15PM24 TX0081299 37591 M.R. Patel * TX0092843 37915 Magnolia ISD WQ 38162 Manitou Ltd., Incorporated WQ WQ001201500 County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 04/25/2010 $700 $0 $700 $0 11/13/2009 $950 $190 $760 $0 2009-0649-IWD-E A JEFFERSON 02/22/2010 $10,000 $0 $10,000 $0 2010-0769-WQ-E BURNET 08/21/2010 $700 $0 $700 $0 2009-0671-MWD-E LIBERTY 02/22/2010 $51,710 $0 $51,710 $0 2009-1048-MWD-E MONTGOME 11/27/2009 $4,920 $984 $3,936 $0 03/08/2010 $6,950 $1,390 $5,560 $0 11/13/2009 $2,140 $428 $1,712 $0 2010-0015-WQ-E WQ WQ Docket# ANGELINA 2009-0815-MWD-E MATAGORD RY 2009-1275-MWD-E BRAZOS VICTORIA WQ 37690 Mark Gibbs 2009-0787-WQ-E WQ 39266 MARSDEN, JOE 2010-0355-EAQ-E WILLIAMSON 08/30/2010 $2,000 $400 $1,600 $0 WQ 35321 Master Medical Equipment, Inc. 2008-0178-WQ-E LLANO 09/21/2009 $2,100 $0 $2,100 $0 WQ 37814 Matagorda County Water Control and Improvement District 6 38521 MCCORKLE, MICHAEL * TX0024155 10/31/2009 $2,400 $480 $1,920 $0 38134 McMullen County Water Control & Improvement District No. 1 * 38442 Mid-Tex Properties LP TX0107646 WQ WQ WQ 2009-0944-MWD-E MATAGORD A 2009-1700-WQ-E TXR15JB02 HAYS 2009-1322-MWD-E MCMULLEN 08/30/2010 $1,375 $0 $1,375 $0 06/26/2010 $12,240 $2,448 $9,792 $0 2009-1528-WQ-E MCLENNAN 05/09/2010 $9,100 $1,820 $7,280 $0 2010-1001-WQ-E SMITH 08/30/2010 $700 $0 $700 $0 WQ 39875 Miles Construction Company, Inc. WQ TX0104612 2009-1373-MWD-E HIDALGO 02/07/2010 $7,200 $1,440 $5,760 $0 WQ 38226 Military Highway Water Supply Corporation 37662 MIRHAJ, KOBRA TX0094935 2009-0773-MWD-E HARRIS 01/28/2010 $7,360 $0 $7,360 $0 TX0113760 08/09/2010 $3,500 $700 $2,800 $0 2009-0792-OSI-E TYLER 10/04/2009 $210 $0 $210 $0 2007-1634-WQ-E TARRANT 02/22/2010 $3,150 $0 $3,150 $0 2010-0066-WQ-E HARDIN 07/11/2010 $1,530 $306 $1,224 $0 38377 NB Retail, Ltd. 13-09052101A 2009-1507-EAQ-E COMAL 02/07/2010 $3,000 $600 $2,400 $0 39117 New NGC Inc. TXR05Z156 2010-0206-WQ-E STONEWALL 06/26/2010 $700 $0 $700 $0 2009-0998-MWD-E ELLIS 02/22/2010 $21,423 $4,284 $0 $17,139 2009-1088-MWD-E DALLAS 01/28/2010 $5,600 $1,120 $0 $4,480 COMAL 10/11/2009 $48,450 $0 $48,450 $0 07/11/2010 $1,100 $220 $880 $0 02/22/2010 $1,055 $211 $844 $0 08/30/2010 $14,550 $2,910 $11,640 $0 WQ 39236 Monument Inn, Inc. WQ 37692 MOORE, T R WQ 34753 MOSONYI, MICAH WQ 38979 MST Lumberton Properties, Ltd. TXR15KP16 WQ WQ 2010-0308-MWD-E HARRIS WQ 37870 North Texas District Council Assemblies TX0118877 of God TX0023931 37931 North Texas Municipal Water District 13-07100401 36556 Ocean2Ocean, LLC TX0124699 38600 ODA, MIKE WQ 37813 Olivares Septic Cleaning 22487 2009-0938-SLG-E WQ 38560 Orange County Water Control and Improvement District 2 TX0054810 2009-1727-MWD-E ORANGE WQ WQ WQ * 09/02/2010 2008-1496-EAQ-E 2009-1742-MWD-E FORT BEND BEE There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 47 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID WQ TX0108073 38642 Orange County Water Control and Improvement District No. 1 38638 Owens Corning Insulating Systems, LLC TX0065749 TXR15S634 38859 Parker Pearson, L.P. WQ 39482 Parkside at Mayfield Ranch, Ltd. WQ 37169 Peaster Independent School District Public Facility Corporation 39110 Pedigo-Fuller, Inc. WQ WQ WQ Docket# County 2009-1793-MWD-E ORANGE 04/25/2010 $1,920 Penalty Deferred Payable Amount $384 $1,536 SEP Offset $0 ELLIS 05/09/2010 $19,054 $0 $19,054 $0 2009-2031-WQ-E PARKER 06/26/2010 $20,000 $4,000 $8,000 $8,000 11-10021202 2010-0571-EAQ-E WILLIAMSON 08/30/2010 $750 $150 $600 $0 TX0107981 2009-0227-MWD-E PARKER 02/07/2010 $31,460 $0 $0 $31,460 TXR15OZ28 2010-0207-WQ-E BELL 06/26/2010 $700 $0 $700 $0 2010-0095-OSI-E SCHLEICHE R TITUS 06/04/2010 $175 $0 $175 $0 04/25/2010 $43,700 $8,740 $34,960 $0 10/18/2009 $1,900 $380 $1,520 $0 07/11/2010 $11,220 $2,244 $8,976 $0 04/25/2010 $4,810 $0 $4,810 $0 03/08/2010 $950 $190 $760 $0 $34,236 $0 39010 PHILLIPS, ROBERT A WQ 38165 Pilgrim's Pride Corporation TX0062936 2009-1337-IWD-E WQ 37791 Pine Cove, Inc. TX0129429 2009-0962-MWD-E COLORADO 39078 Plains Cotton Cooperative Association WQ000259900 2010-0173-IWD-E 38597 Port Terminal Railroad Association TX0070645 2009-1740-MWD-E HARRIS WQ Penalty Assessed 2009-1788-IWD-E WQ WQ Order Date 2009-1415-WQ-E LAMB POLK WQ 38280 Postel Industries, Inc. WQ 37687 Preston Club Utility Corporation TX0102164 2009-0772-MWD-E GRAYSON 07/11/2010 $59,080 $24,844 WQ 38821 Pulte Homes of Texas, L.P. TX0128244 2009-1987-MWD-E HARRIS 07/11/2010 $1,150 $230 $920 $0 WQ 35405 R & A Harris South, LP TX0088897 2008-0298-IWD-E HARRIS 01/28/2010 $3,060 $612 $2,448 $0 WQ 35670 R & S Concrete, LLC TXG110384 2008-0576-MLM-E HARRIS 02/07/2010 $14,544 $0 $14,544 $0 WQ 37260 RAJ Construction LLC YOUNG 02/17/2010 $1,050 $0 $1,050 $0 WQ 38383 Real Holdings Group, LLC TX0086550 2009-1520-MWD-E LEE 03/20/2010 $9,250 $1,850 $7,400 $0 WQ 38502 Red River Authority of Texas TX0075591 2009-1648-MWD-E HALL 02/22/2010 $1,570 $314 $0 $1,256 WQ 39355 REN SERVICES, INC. 2010-0444-MLM-E NUECES 08/30/2010 $2,289 $457 $1,832 $0 WQ 37055 Reynolds & Kay, Ltd. TXR15IZ24 2009-0161-WQ-E 09/21/2009 $26,450 $0 $13,225 $13,225 WQ 39213 Richards ISD TX0106119 2010-0303-MWD-E GRIMES 08/21/2010 $6,360 $1,272 $5,088 $0 WQ 37207 RICHTER LAND LLC 13-08103101 2009-0303-MLM-E COMAL 10/04/2009 $12,000 $2,400 $9,600 $0 WQ 37363 Rita Laura Redow Karbalai TX0087785 2009-0460-MWD-E HARRIS 10/31/2009 $10,835 $2,167 $8,668 $0 37308 River City Ready Mix, Inc. R13ST0127 2009-0362-WQ-E COMAL 11/27/2009 $6,250 $0 $6,250 $0 37802 Rocky Point Estate Land Trust TX0123552 2009-0969-MWD-E DENTON 01/28/2010 $17,756 $0 $17,756 $0 2009-0726-EAQ-E WILLIAMSON 10/18/2009 $7,000 $1,400 $0 $5,600 2010-0151-EAQ-E WILLIAMSON 06/26/2010 $9,375 $1,875 $7,500 $0 2010-0045-EAQ-E WILLIAMSON 07/11/2010 $750 $150 $600 $0 WQ WQ 2009-0329-WQ-E SMITH WQ 37614 Round Rock Independent School District 11-09032601 39068 Round Rock Independent School District 11-08061801 38952 Round Rock Independent School District 11-09102903 WQ 37744 RP25 Development, LP TXR15GN36 2009-0855-WQ-E TARRANT 03/20/2010 $14,560 $2,912 $11,648 $0 WQ 38101 RTI Hot Mix, Ltd. 11-04091602 2009-1255-EAQ-E WILLIAMSON 03/20/2010 $800 $160 $640 $0 WQ WQ * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 48 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset WQ 37413 Sabine River Authority of Texas TX0079651 2009-0469-MWD-E ORANGE 09/21/2009 $1,514 $302 $1,212 WQ 36986 Sally F. Powell Company, Inc. TXR15NA59 2009-0021-WQ-E BEXAR 10/18/2009 $1,800 $0 $1,800 $0 WQ 38525 Samuel C. Mullin 2009-1662-OSS-E EASTLAND 04/25/2010 $500 $100 $400 $0 WQ 37682 San Antonio Water System TX0055689 2009-0897-MWD-E BEXAR 01/28/2010 $46,000 $0 $0 $46,000 WQ 37984 San Patricio County Mud 1 TX0110337 2009-1135-MWD-E SAN 03/08/2010 $2,875 $575 $2,300 $0 TX0121797 PATRICIO 2009-0527-MWD-E PALO PINTO $0 09/21/2009 $19,760 $3,952 $15,808 $0 06/04/2010 $175 $0 $175 $0 2009-1985-MWD-E KAUFMAN 06/04/2010 $4,515 $903 $3,612 $0 WQ001323800 2009-1707-MWD-E TRAVIS 05/09/2010 $2,675 $535 $2,140 $0 38520 Septic Hydro-Tec, Inc. 21619 2009-1659-SLG-E 03/20/2010 $2,887 $577 $2,310 $0 37619 Shelbyville Independent School District TX0102261 2009-0563-MWD-E SHELBY 10/18/2009 $15,000 $0 $15,000 $0 WQ 38946 SHEL-JENN, INC. 11-03090501 2010-0067-EAQ-E WILLIAMSON 08/09/2010 $3,550 $710 $2,840 $0 WQ 37438 SKELTON, THOMAS M * 11-09020201 2009-0508-EAQ-E WILLIAMSON 09/21/2009 $3,000 $600 $2,400 $0 WQ 37611 Skidmore Water Supply Corporation TX0119407 2009-0694-MWD-E BEE 10/04/2009 $3,090 $618 $0 $2,472 WQ 36590 SLC Construction LLC TXR05Y203 2008-1583-WQ-E ARANSAS 10/04/2009 $4,000 $0 $4,000 $0 WQ 39428 Smith County TXR05Z130 2010-0516-WQ-E SMITH 08/21/2010 $700 $0 $700 $0 39429 Smith County TXR05Z129 2010-0517-WQ-E SMITH 08/21/2010 $700 $0 $700 $0 39430 Smith County TXR05Z128 2010-0518-WQ-E SMITH 08/21/2010 $700 $0 $700 $0 2009-0321-WQ-E COLLIN 09/21/2009 $1,050 $210 $840 $0 WQ 37385 Scenic Point Northview, Inc. WQ 39011 SCROGGINS, JIM R WQ 38819 Scurry-Rosser Independent School District 38565 Senna Hills, Ltd. * TX0126128 WQ WQ WQ WQ WQ 2010-0096-OSI-E ERATH POLK WQ 37253 Sooners Group, LP WQ 38178 South Texas Aggregates, Inc. 2009-1346-EAQ-E UVALDE 01/28/2010 $970 $194 $776 $0 WQ 38602 Southeastern Freight Lines, Inc. 2009-1744-WQ-E NUECES 02/07/2010 $700 $0 $700 $0 38996 Southerland Communities RR Ranch Ltd 13-07010401 TXG110453 38888 Southern Star Concrete, Inc. 2010-0079-EAQ-E BEXAR 08/21/2010 $5,106 $1,021 $4,085 $0 2009-2063-IWD-E HARRIS 06/04/2010 $1,631 $326 $1,305 $0 2009-1207-IWD-E HARRIS 05/09/2010 $72,385 $0 $36,193 $36,192 2009-0685-WQ-E ARANSAS WQ WQ WQ 38053 Southwest Shipyard, L.P. WQ 37586 SPRAGUE, GEORGE WQ 13-08051502 TX0092282 TX0091791 37940 Spring Center, Inc. 12/17/2009 $3,150 $0 $3,150 $0 2009-1054-MWD-E HARRIS 02/22/2010 $17,765 $0 $17,765 $0 2009-1895-MWD-E HARRIS 06/04/2010 $4,560 $912 $3,648 $0 TX0031305 WQ 38736 Spring Independent School District dba Spring ISD Transportation Center and dba Wunsche Middle Schoo 37996 Springfield Custom Homes, Inc. 2009-1168-WQ-E DENTON 10/31/2009 $700 $0 $700 $0 WQ 37864 Springfield Custom Homes, Inc. TXR15OB88 2009-1037-WQ-E DALLAS 10/31/2009 $700 $0 $700 $0 37867 Springfield Custom Homes, Inc. TXR15OB80 2009-1039-WQ-E DENTON 10/31/2009 $700 $0 $700 $0 2009-1169-WQ-E DENTON 10/31/2009 $700 $0 $700 $0 WQ WQ WQ 38004 Springfield Custom Homes, Inc. * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 49 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset WQ 37865 Springfield Townhomes, Inc. TXR15OB95 2009-1038-WQ-E 10/31/2009 $700 $0 $700 $0 WQ 37216 St. Francis Village, Inc. TX0066745 2009-0279-MWD-E TARRANT 10/04/2009 $6,680 $1,336 $0 $5,344 WQ 37588 Stafford Mobile Home Park, Inc. TX0117358 2009-0667-MWD-E FORT BEND 02/17/2010 $7,500 $0 $7,500 $0 WQ 37618 Stallion Oilfield Services Ltd. 23464 2009-0705-SLG-E HARRIS 11/13/2009 $7,360 $1,472 $2,944 $2,944 WQ 37998 STEPHENS, LARRY D 2009-1152-OSI-E JOHNSON WQ WQ 38316 Stephenville Mobil Home Park, Ltd. TX0132039 37387 Stoneridge Custom Homes, Inc. DALLAS 2009-1448-MWD-E ERATH 2009-0473-WQ-E TARRANT 2009-0742-OSI-E HARDIN 11/13/2009 $210 $0 $210 $0 04/25/2010 $3,909 $781 $3,128 $0 11/07/2009 $1,050 $0 $1,050 $0 WQ 37652 SUMNER, BRIAN KING 09/21/2009 $175 $0 $175 $0 WQ 37968 T & I Taylor, Inc. TX0042081 2009-1118-MWD-E CHAMBERS 04/25/2010 $3,850 $770 $3,080 $0 WQ 37892 Texas Airstream Harbor, Inc. TX0068039 2009-1041-MWD-E ANGELINA 12/18/2009 $1,125 $225 $900 $0 WQ 37405 Texas Department of Criminal Justice TX0031585 2009-0462-MWD-E BRAZORIA 09/21/2009 $3,360 $672 $0 $2,688 WQ 39030 Texas Department of Criminal Justice TX0031551 2010-0113-MWD-E FORT BEND 08/21/2010 $1,880 $376 $0 $1,504 37412 Texas Department of Transportation TX0027855 2009-0434-MWD-E PALO PINTO 09/21/2009 $8,010 $1,602 $0 $6,408 37772 Texas Department of Transportation TX0075191 2009-0877-MWD-E ELLIS 12/18/2009 $5,140 $1,028 $0 $4,112 2009-0982-MWD-E HOOD 02/07/2010 $9,280 $1,856 $3,712 $3,712 WQ WQ WQ 37854 Texas H2O, Inc. TX0089338 WQ 37826 Texas Parks and Wildlife Department TX0124087 2009-0892-IWD-E HARRIS 02/07/2010 $5,040 $1,008 $0 $4,032 WQ 36218 Texas Petrochemicals LP * WQ000051100 2008-1177-IWD-E JEFFERSON 11/13/2009 $39,928 $7,985 $15,972 $15,971 WQ 37587 The Devereux Foundation TX0075744 2009-0668-MWD-E VICTORIA 10/04/2009 $4,160 $832 $0 $3,328 WQ 34179 The Fort Worth Boat Club TX0067504 2007-1117-MWD-E TARRANT 09/10/2009 $11,880 $0 $11,880 $0 38688 The Shredder Company, LLC TXRNEQ341 2009-1839-WQ-E EL PASO 03/08/2010 $700 $0 $700 $0 37765 Thomas Enterprises, Inc. 13-06100701 2009-0876-EAQ-E BEXAR 02/07/2010 $16,500 $3,300 $13,200 $0 POTTER 12/18/2009 $6,909 $1,381 $5,528 $0 WQ WQ WQ 37673 Thomas Redi-Mix Company, Inc. TXG110669 2009-0767-IWD-E 2010-0927-OSI-E ELLIS 08/30/2010 $210 $0 $210 $0 2009-1875-WQ-E EL PASO 06/04/2010 $6,000 $1,200 $4,800 $0 2008-1151-WQ-E BELL 11/20/2009 $2,100 $0 $2,100 $0 12/18/2009 $11,750 $2,350 $9,400 $0 07/11/2010 $9,180 $1,836 $3,672 $3,672 2009-0018-MWD-E BEE 08/30/2010 $26,215 $26,215 $0 $0 2009-2070-MWD-E MONTGOME RY 2009-1535-MLM-E SHELBY 08/21/2010 $1,090 $218 $872 $0 04/25/2010 $7,500 $0 $7,500 $0 38334 US Army Corps of Engineers TX0057991 2009-1478-MWD-E BOSQUE 04/25/2010 $1,200 $240 $960 $0 37486 US Department of the Army 13-09011302 2009-0553-EAQ-E 12/18/2009 $1,507 $0 $1,507 $0 WQ 39816 THOMAS, DAVID E WQ 38726 Torres Altos, L.P. WQ 36207 Total Land Development Corp. WQ 37770 Trinity Bay Conservation District TX0020460 2009-0878-MWD-E CHAMBERS WQ 38948 TXI Operations, LP TXG110183 2010-0036-IWD-E WQ 36978 Tynan Water Supply Corporation TX0119601 WQ 38912 U. S. Land Corp. TX0118851 WQ 38467 Union Pacific Railroad Company WQ WQ TXR15W877 * 09/02/2010 TARRANT BEXAR There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 50 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset TX0088455 2009-0317-IWD-E HARRIS 10/04/2009 $5,670 $1,134 $4,536 $0 TX0088455 2010-0655-IWD-E HARRIS 08/30/2010 $6,080 $1,216 $4,864 $0 WQ 37257 V&M Star, a Partnership with General and Limited Partners, LP 39564 V&M Star, a Partnership with General and Limited Partners, LP 38254 Vam USA LLC TX0129917 2009-1308-IWD-E HARRIS 03/20/2010 $33,280 $0 $16,640 $16,640 WQ 37576 Victoria County Wcid 1 TX0122246 2009-0662-MWD-E VICTORIA 11/13/2009 $34,676 $0 $0 $34,676 WQ 38770 Wallace Vernon 1998 Trust 11-08082102 2009-1912-EAQ-E 06/04/2010 $1,800 $360 $1,440 $0 WQ 37792 Warren Independent School District TX0076015 2009-0859-MWD-E TYLER 11/13/2009 $4,400 $880 $0 $3,520 WQ 37758 Weatherford U.S., L.P. TX0089940 2009-0865-IWD-E HARRIS 11/27/2009 $20,615 $0 $20,615 $0 WQ 38367 Webb County 21519 2009-1512-SLG-E WEBB 04/25/2010 $4,543 $0 $0 $4,543 WQ 37696 Webber, LLC TXR15NU90 2009-0796-WQ-E ORANGE 10/04/2009 $700 $0 $700 $0 WQ 36721 WERLINGER, DALE 2008-1684-WQ-E ROBERTSON 03/24/2010 $4,400 $0 $4,400 $0 WQ WQ WILLIAMSON WQ 37723 WEST, JIM 10/04/2009 $210 $0 $210 $0 WQ 38099 Western Dairy Transport, L.L.C. TX0131563 2009-1266-IWD-E ERATH 03/20/2010 $7,140 $1,428 $5,712 $0 WQ 26305 Western Trails WSC WQ001031300 2005-1335-MWD-E BEXAR 02/22/2010 $25,500 $21,900 $3,600 $0 WQ 37309 White Oak Utilities, Inc. TX0119857 2009-0367-MWD-E MONTGOME 09/21/2009 $8,010 $1,602 $6,408 $0 WQ 37650 Whitestone Custom Homes, Ltd. TXR15NQ05 WQ 39370 WHITWORTH, V C WQ 37746 Wilkins Contracting, Inc. 2009-0858-WQ-E SMITH 10/04/2009 $700 $0 $700 $0 WQ 38916 Williams & Thomas, LP 2010-0017-WQ-E TRAVIS 04/25/2010 $700 $0 $700 $0 WQ 38137 Williamson County * 2009-1326-WQ-E WILLIAMSON 06/18/2010 $22,950 $4,590 $18,360 $0 02/07/2010 $14,225 $2,845 $11,380 $0 2009-0414-WQ-E HES SMITH 09/21/2009 $11,875 $2,375 $9,500 $0 2009-1000-WQ-E BELL 02/27/2010 $1,050 $0 $1,050 $0 $3,185,678 $541,643 $1,988,642 2009-0828-WOC-E LIMESTONE 2010-0470-MLM-E MCCULLOCH TXR15AR46 WQ 37769 Woden Independent School District WQ001434500 WQ 37343 WRL General Contractors, Ltd. TXR15JY67 WQ 2009-0743-WQ-E RY BEXAR 37812 XINDARIS, CHRIS 2009-0898-MWD-E NACOGDOC 09/21/2009 $700 $0 $700 $0 08/30/2010 $1,292 $258 $1,034 $0 WQ Orders Issued: 389 * 09/02/2010 Total: $655,393 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 51 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Singles Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Penalty Assessed Penalty Deferred Payable Amount SEP Offset JOHNSON 07/11/2010 $2,080 $416 $1,664 $0 ERATH 07/31/2010 $2,200 $0 $2,200 $0 WQ000484400 2010-0486-AGR-E ERATH 08/30/2010 $2,075 $415 $1,660 $0 WQ000321100 2010-0033-AGR-E ERATH 07/11/2010 $1,010 $202 $808 $0 35934 George Ted DeVries WQ000306100 2008-0854-AGR-E ERATH 10/31/2009 $4,350 $870 $3,480 $0 37420 George Ted DeVries WQ000306100 2009-0488-AGR-E ERATH 08/09/2010 $28,755 $5,751 $23,004 $0 38088 GERRITS, FRANCISCUS BERDINE TXG920496 2009-1249-AGR-E WOOD 04/11/2010 $19,093 $3,818 $15,275 $0 WWA 39399 Aztex Dairy, Inc. WWA 38953 Erath County Dairy Sales, Inc. * WWA Order Date 2010-0130-AGR-E 39045 ALMEIDA, FABIAN 38333 ANGUIANO, SALVADOR WWA County 2009-1461-AGR-E TXG920055 WWA WWA WWA Docket# WWA 37912 Green Cow Compost, LLC 2009-1047-AGR-E ERATH 05/09/2010 $4,240 $848 $3,392 $0 WWA 37890 KOLLER, JOHNNY MINZE * 2009-1020-AGR-E CAMP 12/18/2009 $770 $154 $616 $0 WWA 39318 Lone Oak Feeders Inc TXG921109 2010-0408-AGR-E ERATH 08/30/2010 $1,630 $326 $1,304 $0 WWA 38261 LOZEMAN, GERRIT TXG920032 2009-1389-AGR-E HOPKINS 02/07/2010 $2,600 $520 $2,080 $0 35820 MONTANEZ, DAVID 2009-1741-AGR-E ERATH 07/31/2010 $11,250 $0 $11,250 $0 WWA 37975 Organic Residual Reclamation LLC 2009-1144-IWD-E ERATH 06/26/2010 $12,000 $2,400 $9,600 $0 WWA 34594 SCHIEVINK, JOCHUM 2009-0507-AGR-E ERATH 08/09/2010 $8,330 $0 $8,330 $0 $5,875 $0 $5,875 $0 WWA TXG920211 WWA 36660 Sonador Dairy, L.L.C. TXG920804 2008-1630-AGR-E HOPKINS 08/30/2010 WWA 37221 STUEVE, GLENN RONALD * TXG920260 2009-0291-AGR-E DEAF SMITH 10/04/2009 $2,650 $530 $2,120 $0 WWA 34194 SUBLETT, NICKIE JOE TXG920674 2007-1140-AGR-E HAMILTON 03/08/2010 $1,010 $0 $1,010 $0 WWA 37621 TUINIER, TJITTE TXG920121 2009-0724-AGR-E HOPKINS 11/27/2009 $15,083 $3,016 $12,067 $0 WWA 39295 Vander Horst Enterprises, LLC TXG920575 2010-0383-AGR-E ERATH 08/21/2010 $2,945 $589 $2,356 $0 37575 VEREECKEN, DIRK TXG920669 2009-0664-AGR-E HOPKINS 10/18/2009 $6,600 $1,320 $5,280 $0 ERATH 06/18/2010 $3,100 $620 $2,480 $0 $2,369 $473 $1,896 $0 $0 WWA WWA 38854 VISS, DANIEL 2009-2016-AGR-E WWA 37112 WEST, LARRY 2009-0150-AGR-E GRAYSON 10/31/2009 WWA 38674 WYLY, RANDY EARL 2009-1827-AGR-E ERATH 08/09/2010 WQ000316000 WWA Orders Issued: 23 * 09/02/2010 Total: $1,875 $375 $1,500 $141,890 $22,643 $119,247 $0 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 52 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Multi-Media Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID MM 37011 A-1 LUFKIN RENTAL CENTER, INC. MM 38678 ADDINGTON, BOBBY G II MM MM 37384 Advanced Environmental Recycling Technologies, Inc. 32138 Aguado Stone Incorporated MM 35427 ALONSO, JULIO S * 33180 Arfa & Shifa Business, Inc MM MM 38078 Attoyac Construction, LLC MM 35387 Austin Equipment Company, LC MM 33620 B & M Unclaimed Freight, Inc. MM 38686 BARKER, MAXWELL MM MM Docket# County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Offset 2009-0112-MLM-E ANGELINA 11/27/2009 $3,250 $0 $1,625 $1,625 2009-1823-WOC-E COLLIN 02/22/2010 $210 $0 $210 $0 79047 2009-0432-MLM-E KIMBLE 03/08/2010 $9,282 $1,856 $7,426 $0 78594 2008-1713-MLM-E WILLIAMSON 10/31/2009 $41,750 $0 $41,750 $0 F1992 2008-0317-MLM-E BEXAR 08/21/2010 $9,500 $0 $9,500 $0 F-1927 2007-0560-MLM-E JEFFERSON 04/25/2010 $9,495 $1,899 $7,596 $0 2009-1239-MLM-E SAN 03/08/2010 $8,750 $1,750 $7,000 $0 21323 AUGUSTINE 2009-0918-MLM-E WILLIAMSON 06/18/2010 $20,250 $0 $20,250 $0 2007-0859-MLM-E LIMESTONE 11/19/2009 $12,500 $0 $12,500 $0 WO0027249 2009-1837-WOC-E BROWN 02/22/2010 $210 $0 $210 $0 38219 BARRERA, FILIBERTO SW0004824 2009-1365-WOC-E CAMERON 11/13/2009 $210 $0 $210 $0 38558 Bixby Enterprises, Inc. 13-99090103 06/18/2010 $8,540 $1,708 $6,832 $0 11-05022201 2009-1693-MLM-E BEXAR MM 37421 Brady Implement Company 2009-0482-MLM-E MCCULLOCH 11/13/2009 $3,925 $785 $3,140 $0 MM 38549 BREAZEALE, DARRELL W 2009-1698-WOC-E POLK 05/09/2010 $368 $73 $295 $0 MM 34170 BRICKLE, JOHN R JR 455040171 2007-0874-MLM-E PARKER 12/03/2009 $2,100 $0 $2,100 $0 MM 37632 Bryan Iron & Metal, Ltd. TXR05L476 2009-0107-MLM-E BRAZOS 08/30/2010 $8,662 $0 $8,662 $0 36893 BULLARD, RYAN 2009-0842-MLM-E MARION 10/24/2009 $10,941 $0 $10,941 $0 2009-0756-WOC-E NAVARRO 09/21/2009 $210 $0 $210 $0 2009-1762-MLM-E HIDALGO 08/21/2010 $8,435 $1,687 $6,748 $0 MM MM 37645 BURNS, BECKY B MM 39009 CANTU, MARTIN 18465 UNA455160099 2010-0360-MLM-E LA SALLE 08/21/2010 $2,156 $431 $1,725 $0 2009-0652-MLM-E KAUFMAN 12/18/2009 $2,694 $538 $2,156 $0 MM 39275 CARL CHILDERS MM 37879 Charles Mullins MM 37478 City of Brady WQ000471200 2009-0546-MLM-E MCCULLOCH 10/04/2009 $3,775 $0 $0 $3,775 MM 37518 City Of Robert Lee 0410002 2009-0625-MLM-E COKE 10/24/2009 $11,174 $0 $0 $11,174 2140007 2008-0493-MSW-E 10/04/2009 $27,950 $0 $27,950 $0 2009-0135-MLM-E GALVESTON 02/17/2010 $1,580 $0 $1,580 $0 02/07/2010 $210 $0 $210 $0 09/21/2009 $1,270 $254 $1,016 $0 MM MM 319 City of Roma 37080 CLOUD, ALVIN MM 38604 COTTON, CLINTON 2009-1769-OSI-E COMANCHE MM 36511 Crescent NJK Corporation 104091574 2008-1432-DCL-E TARRANT MM 35752 CROUCH, WILLIAM S 102215704 2008-0640-MLM-E BOWIE 06/18/2010 $5,432 $1,086 $4,346 $0 MM 37897 CRUCE, MICHAEL W WW0029900 2009-1035-WOC-E UPSHUR 10/18/2009 $210 $0 $210 $0 MM 37470 Dal-Tile Corporation 18330 2009-0559-PST-E 09/21/2009 $2,527 $505 $2,022 $0 MM 38372 DE LUNA, OSCAR 2009-1516-WOC-E WILLACY 11/27/2009 $210 $0 $210 $0 MM 35171 Double Diamond Utilities Co. 2008-0036-MLM-E HILL 11/27/2009 $20,721 $0 $20,721 $0 * 09/02/2010 1820061 DALLAS There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 53 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Multi-Media Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID 28032 Docket# County 2007-1881-MLM-E NAVARRO Order Date Penalty Assessed 12/18/2009 $4,673 Penalty Deferred Payable Amount $0 $4,673 SEP Offset $0 MM 34980 Dowd & Sons Automobile Salvage Company, Inc. 30273 DUNN, JAMES C JR 2006-0992-DCL-E 09/12/2009 $3,185 $0 $3,185 $0 MM 39178 DYES, CARL 2010-0273-WOC-E NACOGDOC 08/09/2010 $210 $0 $210 $0 MM 38044 EVANS, CURTIS 2009-1178-MLM-E JEFF DAVIS 02/22/2010 $6,377 $1,275 $5,102 $0 $3,142 $0 $3,142 $0 $0 MM TXR000073692 HES MM 35688 FACHORN, SAMUEL MM 39512 FLOWERS, BRIAN O MM 5765 GABER, VICTORIA * 2008-0578-MLM-E BURLESON 09/21/2009 WW0011826 2010-0608-WOC-E MILAM 08/21/2010 $210 $0 $210 1840144 2006-0682-MLM-E PARKER 04/25/2010 $14,451 $0 $14,451 $0 2010-0829-WOC-E NUECES 08/30/2010 $210 $0 $210 $0 $0 MM 39734 GARZA, JUAN MARTINEZ MM 36087 Genesis Quality Aggregates, Ltd. 84019L001 2008-1026-MLM-E MAVERICK 35123 Gerald Grimes TXR000078062 2008-0038-DCL-E MM 09/21/2009 $5,000 $0 $5,000 DALLAS 02/17/2010 $1,537 $0 $1,537 $0 11/07/2009 $9,000 $0 $9,000 $0 03/20/2010 $210 $0 $210 $0 MM 36429 Gilbert Garcia 2008-1380-MLM-E TRAVIS MM 38764 GILLOTT, DAVID T 2009-1916-WOC-E WISE 43010 2009-0716-MLM-E BELL 04/11/2010 $17,706 $3,541 $14,165 $0 2009-1915-WOC-E SAN 03/08/2010 $210 $0 $210 $0 2009-0359-MLM-E MONTGOME 01/28/2010 $11,510 $2,302 $9,208 $0 2008-0205-MLM-E 06/26/2010 $8,500 $0 $8,500 $0 12/18/2009 $210 $0 $210 $0 10/18/2009 $700 $0 $700 $0 2010-0460-WOC-E LUBBOCK 08/09/2010 $210 $0 $210 $0 CALHOUN 02/07/2010 $34,999 $0 $34,999 $0 03/20/2010 $1,900 $380 $0 $1,520 08/09/2010 $2,553 $510 $2,043 $0 10/04/2009 $750 $150 $600 $0 MM 37583 GRANDY, GLEN L JR MM 38753 Griffin, Teresa MM 37289 H.H.J., Inc. MM 35332 HORKA, R F MM 38500 HORN, MICHAEL R WO0010103 2009-1642-WOC-E NEWTON 38057 Hudspeth County TXR05Y543 2009-1218-WQ-E 39331 HUGHES, RODNEY E WO0009274 37048 INEOS USA LLC 32164 2009-0089-MLM-E 2009-1422-MLM-E IRION 24054 2009-1798-MLM-E MAVERICK 2009-0934-WOC-E LIMESTONE MM MM MM PATRICIO TX0115827 RY HARDIN HUDSPETH MM 38329 Irion County MM 38650 Jacinto Enterprises, Inc. MM 37807 JACKSON, KENNEN W MM 38232 Jim Wells County UNA455140002 2009-1333-MLM-E JIM WELLS 08/09/2010 $2,000 $0 $2,000 $0 35806 JONES, JAMES 455040186 2008-0709-MLM-E GRAYSON 09/20/2009 $2,257 $0 $2,257 $0 37850 JUMA PALLETS, INC. TXR05Y918 2009-0977-MLM-E EL PASO 11/27/2009 $3,188 $637 $2,551 $0 38676 KING, JEREMY R SW0004886 2009-1830-WOC-E HARRIS 02/22/2010 $210 $0 $210 $0 MM MM MM MM 38499 KING, LEWIS 2009-1643-WOC-E WILBARGER 01/28/2010 $210 $0 $210 $0 MM 37783 L & M Woodwaste Recycling, Inc. 100223 2009-0851-MLM-E TRAVIS 12/18/2009 $5,000 $1,000 $4,000 $0 MM 36367 Lee Dry Clean, Inc. 104085550 2008-1263-DCL-E HARRIS 05/15/2010 $9,450 $0 $9,450 $0 * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 54 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Multi-Media Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County 2009-0226-MLM-E ORANGE Order Date 09/21/2009 Penalty Assessed $2,649 Penalty Deferred $529 Payable Amount $2,120 SEP Offset $0 MM 37195 LES PERRY DBA BILT RITE PORTABLE BUILDINGS 36191 Linda Forster DBA Furniture Sales, Inc. * 2008-1136-MLM-E JOHNSON 02/22/2010 $1,050 $0 $1,050 $0 MM 36596 LOPEZ, ROLANDO 2008-1562-WOC-E HIDALGO 10/18/2009 $1,875 $375 $1,500 $0 MM 37707 Manitex, Inc. 81466 2009-0807-MLM-E WILLIAMSON 12/18/2009 $11,222 $2,244 $8,978 $0 MM 37003 Marc Lopez dba M & R Aggregates 75790 2009-0088-MLM-E STARR 02/17/2010 $32,025 $0 $32,025 $0 38511 McDavid Austin-Acra, L.L.C. 47614 2009-1649-MLM-E WILLIAMSON 07/11/2010 $4,359 $871 $3,488 $0 01/07/2010 $8,475 $0 $8,475 $0 MM MM MM 36204 MCPIKE, RUBY 2008-1140-MLM-E JEFFERSON MM 38498 MEYERS, JOSEPH M 2009-1644-WOC-E SAN 12/18/2009 $210 $0 $210 $0 MM 38052 MEYERS, JOSEPH M 2009-1217-OSI-E 10/31/2009 $210 $0 $210 $0 JACINTO SAN JACINTO HARDIN MM 37777 Michael Arena 2009-0901-OSI-E 10/04/2009 $210 $0 $210 $0 MM 37825 MICHEL, JUAN 2009-0950-WOC-E EL PASO 09/21/2009 $210 $0 $210 $0 MM 38654 Mission Vacuum & Pump Truck Service, Inc. 31211 35971 Mooney Aircraft Corporation 2009-1813-MLM-E HIDALGO 06/26/2010 $3,317 $663 $2,654 $0 2008-0882-MLM-E KERR 04/11/2010 $5,450 $1,090 $4,360 $0 MM 37041 MOORE, PHYLLIS 2009-0106-MLM-E MCLENNAN 10/24/2009 $4,792 $0 $4,792 $0 MM 39246 National Oilwell Varco, L.P. MM MM MM MM 38868 PASSMORE, SCOTT G 08/30/2010 $25,839 $5,167 $20,672 $0 02/07/2010 $5,975 $0 $5,975 $0 2010-0226-MLM-E NUECES 08/30/2010 $15,700 $0 $15,700 $0 2008-1868-MLM-E MARION 10/24/2009 $10,941 $0 $10,941 $0 2009-2044-WOC-E PARKER 04/11/2010 $210 $0 $210 $0 2010-0324-MSW-E YOAKUM 2009-1438-MLM-E 36204 NELSON, PATRICIA RAMSEY 39190 Nueces County Water Control and Improvement District No. 5 36893 PARKER, DAVID MM 70895 TX0054291 JEFFERSON MM 38669 Patrick Billy Whitman 2009-1824-MLM-E HARDIN 06/04/2010 $1,984 $396 $1,588 $0 MM 38745 PATTERSON, TOMMY 2009-1900-WOC-E MCLENNAN 04/25/2010 $210 $0 $210 $0 MM 35616 Petroleum Wholesale, L.P. MM 38459 POPKO, GREGORY L MM 34991 Rapid Marine Fuels, LLC 48158 83463 09/21/2009 $6,600 $0 $6,600 $0 2009-1633-WOC-E DALLAS 04/09/2010 $376 $0 $376 $0 2007-1894-MLM-E EL PASO 04/25/2010 $6,092 $0 $6,092 $0 2008-0503-PST-E WILLIAMSON MM 34523 Ray Carpenter dba Carpenter Dirt Work 47035 2007-1807-MLM-E LAMPASAS 12/18/2009 $4,257 $0 $4,257 $0 MM 37597 REED S. LEHMAN GRAIN, LTD. 2009-0693-MLM-E BEXAR 02/07/2010 $1,050 $0 $1,050 $0 MM 37862 RIDLEHUBER, HAROLD 85019 2009-1022-MLM-E HILL 02/07/2010 $4,725 $945 $3,780 $0 MM 37297 Road Masters I G LLC 26828 2009-0247-MLM-E EL PASO 06/26/2010 $18,350 $3,670 $14,680 $0 MM 37860 RODRIGUEZ, GILBERT SR 2009-1085-MLM-E ATASCOSA 05/01/2010 $9,386 $0 $9,386 $0 37098 Roy Smalley 2009-0163-MLM-E RED RIVER 02/07/2010 $7,850 $4,250 $3,600 $0 MM * 09/02/2010 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 55 of 56 Appendix 9: List of Administrative Orders Issued FY2010 Multi-Media Program Date Range Selected : 09/01/2009 - 8/31/2010 PGM Case No. Respondent Name TCEQ ID Docket# County 2007-0859-MLM-E LIMESTONE Order Date Penalty Assessed Penalty Deferred 10/31/2009 $12,500 $8,900 $3,600 $0 06/26/2010 $950 $190 $760 $0 $0 Payable Amount SEP Offset MM 33620 RUTLEDGE, TOMMY MM 38817 S & A Lee Corporation 103970257 2009-1974-DCL-E MM 38163 Sabine River Authority of Texas 730046 2009-1304-MLM-E SABINE 01/28/2010 $1,900 $380 $1,520 MM 37734 Saguaro, Corp. 40237 2009-0831-MLM-E EL PASO 04/25/2010 $12,015 $2,403 $9,612 $0 ARCHER 05/09/2010 $1,050 $210 $840 $0 GRAYSON MM 38492 SCHENK, PAUL JR 2009-1699-AGR-E MM 38524 SCHLEY, CLARENCE 2009-1725-MLM-E FAYETTE 04/25/2010 $2,100 $420 $1,680 $0 08/09/2010 $210 $0 $210 $0 DENTON $0 MM 39325 SELLERS, AUNIE C 2010-0458-WOC-E CROSBY MM 35301 Sendero Exteriors, Inc. 2008-0212-WQ-E 12/03/2009 $8,736 $0 $8,736 MM 35255 SSS Construction, LLC 2008-0139-MLM-E BEXAR 03/08/2010 $15,000 $0 $15,000 $0 MM 38677 STAILEY, DWAYNE D 2009-1822-WOC-E COLLIN 02/22/2010 $210 $0 $210 $0 MM 37570 Tapia Dairy, Inc. TXG920973 2009-0651-AGR-E 10/31/2009 $1,290 $258 $1,032 $0 38797 TAYLOR, CHARLES H 21227 2009-1960-MLM-E WISE 06/04/2010 $650 $130 $520 $0 38131 THE J.B. ALLEN COMPANY 24139 2009-1293-MLM-E ZAVALA 03/08/2010 $1,895 $379 $1,516 $0 33880 Three Lakes Land Co., L.L.C. 455150134 01/28/2010 $40,250 $36,650 $3,600 $0 04/25/2010 $4,235 $0 $4,235 $0 MM MM MM MM 37782 Tom Dye, Contractor, LLC 11-07111901 11-97010304 MM 35836 TRUESTATES, LLC MM 36433 US Department of the Army * MM 36653 US Ecology Texas, Inc. MM 38058 VANDERPOOL, WESLEY MM 35750 Weirich Brothers, L.P. 2007-1075-MLM-E KG0017H CAMERON 2009-0903-MLM-E HAYS 2008-0702-MLM-E TRAVIS 2008-1265-WQ-E 50052 RUNNELS BELL 10/18/2009 $8,500 $0 $8,500 $0 10/18/2009 $2,444 $0 $2,444 $0 2008-0355-MLM-E NUECES 10/18/2009 $92,650 $18,530 $37,060 $37,060 2009-1261-MLM-E STARR 02/22/2010 $1,020 $204 $816 $0 2008-0642-MLM-E KIMBLE 11/29/2009 $10,795 $0 $10,795 $0 08/09/2010 $3,545 $709 $2,836 $0 10/04/2009 $210 $0 $210 $0 MM 38768 Westgate Homes, Inc. 2009-1923-MLM-E HOOD MM 37693 WILLIAMS, FRED S JR 2009-0794-WOC-E COLLIN MM 39906 WILLIAMSON, LAVERN 2010-1030-WOC-E PARKER 08/30/2010 $210 $0 $210 $0 MM 38177 WILSON, RANDY 2009-1345-WOC-E HARRIS 11/13/2009 $210 $0 $210 $0 MM 38332 Y S H CORPORATION TARRANT 06/04/2010 $8,187 $1,635 $6,552 $0 MM 38229 ZAVALA, PATRICK D 2009-1382-WOC-E DICKENS 11/13/2009 $210 $0 $210 $0 $814,836 $113,565 $646,117 $55,154 $11,309,521 $3,558,484 103953626 2009-1421-DCL-E Total: MM Orders Issued: 118 Total Orders Issued : 1,640 * 09/02/2010 GrandTotal: $17,081,898 $2,213,893 There are Multiple Respondent Names associated to this Case No. List of Administrative Orders Issued Page 56 of 56 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program Date Range Selected : PGM Case No. AQ 38895 09/01/2009 - 08/31/2010 Respondent Name The Lubrizol Corporation POLLUTION PREVENTION AQ DCP Midstream, LP 38577 POLLUTION PREVENTION AQ Jeld-Wen, Inc. 37290 POLLUTION PREVENTION Effective Date 06/26/2010 Ratio 1.00:1 Assessed Amt 8,970.00 Deferred Amt 1,794.00 Payable Amt 3,588.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Houston Regional Monitoring Corporation for the HRMC Houston Area Air Monitoring to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations (designated HRM Sites 1, 3, 4, 7, 8, 10, Wallisville, and Lynchburg Ferry) that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP Funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 04/11/2010 3,588.00 3,588.00 3,588.00 3,588.00 2,142.00 2,142.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Abandoned Tire Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 2,142.00 2,142.00 10/04/2009 1.00:1 5,500.00 1,071.00 SEP Offset 2,142.00 1.00:1 5,355.00 SEP Cost 1,100.00 2,200.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 2,200.00 2,200.00 2,200.00 2,200.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. * September 07, 2010 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 1 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program AQ 38794 E. I. du Pont de Nemours and Company POLLUTION PREVENTION AQ 38484 Occidental Permian Ltd. AQ 16,000.00 16,000.00 16,000.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Texas PTA Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 16,000.00 16,000.00 40,000.00 3,600.00 3,600.00 3,600.00 3,600.00 38769 TOTAL PETROCHEMICALS USA, 07/11/2010 1.00:1 38,300.00 7,660.00 15,320.00 INC. The Respondent shall contribute the SEP Amount to the Third-Party POLLUTION PREVENTION Recipient named above. The contribution will be Southeast Texas Regional Planning Commission to be used for the Southeast Texas Regional Air Monitoring Network Ambient Air Monitoring Station as set forth in agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. 15,320.00 15,320.00 15,320.00 15,320.00 4,098.00 4,098.00 Chevron Phillips Chemical Company, LP * September 07, 2010 11/13/2009 1.00:1 1.00:1 9,000.00 8,000.00 3,600.00 37477 05/09/2010 1.00:1 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Abandoned Tire Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. POLLUTION PREVENTION AQ 07/11/2010 10,245.00 1,800.00 2,049.00 4,098.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 2 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 4,098.00 4,098.00 15,520.00 15,520.00 15,520.00 15,520.00 9,118.00 9,118.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ AQ 38909 TOTAL PETROCHEMICALS USA, 08/09/2010 1.00:1 38,800.00 7,760.00 15,520.00 INC. The Respondent shall contribute the SEP Amount to the Third-Party POLLUTION PREVENTION Recipient named above. The contribution will be Southeast Texas Regional Planning Commission to be used for the Southeast Texas Regional Air Monitoring Network Ambient Air Monitoring Station as set forth in agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. 37498 Southern Union Gas Services, Ltd. * September 07, 2010 11/27/2009 1.00:1 22,794.00 4,558.00 9,118.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 3 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION 9,118.00 9,118.00 124,909.00 124,909.00 124,909.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Texas PTA Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. Performing Party shall: 1) retire current diesel powered or gasoline-powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled or low-emission vehicles or equipment; 2) convert current vehicles and equipment to alternative-fueled vehicles or equipment; or 3) retrofit current gasoline-powered and diesel-powered vehicles and equipment to decrease emissions from those sources. SEP Funds may only be used for: 1) the incremental costs of purchase of alternative-fueled or lower emission vehicles or equipment or retrofit of existing vehicles or equipment; 2) the incremental cost of purchase of alternative fuels versus regular gasoline or diesel fuels; or 3) other direct expenses authorized in advance and in writing by TCEQ. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Performing Party shall use SEP Funds to perform energy efficiency upgrades on public buildings and infrastructure. Specifically, SEP Funds may only be used for: 1) the costs of conducting energy efficiency audits; 2) the incremental costs for construction or implementation of energy-efficiency upgrades (versus the costs of non-energy efficiency upgrades); 3) the incremental costs of purchasing of equipment or appliances that are more energy-efficient (versus the costs of purchasing energy efficient equipment or appliances); or 4) other direct costs authorized in advance by TCEQ. 94,909.00 94,909.00 20,000.00 20,000.00 10,000.00 10,000.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 37907 Motiva Enterprises LLC POLLUTION PREVENTION POLLUTION PREVENTION POLLUTION PREVENTION * September 07, 2010 06/18/2010 1.00:1 312,272.00 62,454.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 4 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program AQ 37883 E. I. du Pont de Nemours and Company POLLUTION PREVENTION AQ TIN Inc. 38457 POLLUTION PREVENTION AQ 38922 Exxon Mobil Corporation POLLUTION PREVENTION AQ 02/07/2010 September 07, 2010 9,350.00 1,870.00 3,740.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 04/11/2010 3,740.00 3,740.00 2,351.00 2,351.00 2,351.00 2,351.00 08/30/2010 1.00:1 1,175.00 3,740.00 2,351.00 1.00:1 5,877.00 3,740.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Abandoned Tire Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 50,000.00 0.00 25,000.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Houston Regional Monitoring Corporation for the HRMC Houston Area Air Monitoring to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations (designated HRM Sites 1, 3, 4, 7, 8, 10, Wallisville, and Lynchburg Ferry) that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP Funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 37430 TOTAL PETROCHEMICALS USA, 10/04/2009 INC. * 1.00:1 1.00:1 9,475.00 1,895.00 3,790.00 25,000.00 25,000.00 25,000.00 25,000.00 3,790.00 3,790.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 5 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ INVISTA S.a r.l. 37304 POLLUTION PREVENTION Performing Party shall: 1) retire current diesel powered or gasoline-powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled or low-emission vehicles or equipment; 2) convert current vehicles and equipment to alternative-fueled vehicles or equipment; or 3) retrofit current gasoline-powered and diesel-powered vehicles and equipment to decrease emissions from those sources. SEP Funds may only be used for: 1) the incremental costs of purchase of alternative-fueled or lower emission vehicles or equipment or retrofit of existing vehicles or equipment; 2) the incremental cost of purchase of alternative fuels versus regular gasoline or diesel fuels; or 3) other direct expenses authorized in advance and in writing by TCEQ. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. 10/18/2009 1.00:1 5,356.00 1,071.00 2,143.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 3,790.00 3,790.00 2,142.00 2,142.00 2,142.00 2,142.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ Oxy Vinyls, LP 37937 POLLUTION PREVENTION AQ Rohm and Haas Texas Incorporated 37228 POLLUTION PREVENTION 12,425.00 12,425.00 12,425.00 Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 03/08/2010 12,425.00 12,425.00 23,880.00 23,880.00 23,880.00 Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 23,880.00 23,880.00 15,000.00 15,000.00 09/21/2009 1.00:1 1.00:1 24,850.00 59,700.00 0.00 11,940.00 The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. AQ 35824 Exxon Mobil Corporation * September 07, 2010 03/20/2010 1.00:1 30,000.00 0.00 15,000.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 6 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ TPC Group LLC 37445 POLLUTION PREVENTION AQ 37780 Huntsman Petrochemical Corporation POLLUTION PREVENTION AQ 38325 Robroy Industries-Texas, L. P. POLLUTION PREVENTION AQ 37334 Chevron Phillips Chemical Company, LP * September 07, 2010 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 10/18/2009 4,080.00 4,080.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region 106 as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations 4,080.00 4,080.00 27,490.00 27,490.00 27,490.00 27,490.00 03/20/2010 1.00:1 68,725.00 2,040.00 15,000.00 4,080.00 1.00:1 10,200.00 15,000.00 13,745.00 27,490.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. 10,500.00 10,500.00 10,500.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Abandoned Tire Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 04/25/2010 10,500.00 10,500.00 10,000.00 10,000.00 09/21/2009 1.00:1 1.00:1 26,250.00 25,000.00 5,250.00 5,000.00 10,000.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 7 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ 37462 Vopak Terminal Deer Park, Inc. POLLUTION PREVENTION AQ 38530 Flint Hills Resources, LP POLLUTION REDUCTION AQ 37213 Valero Refining-Texas, L.P. POLLUTION PREVENTION 10,000.00 10,000.00 2,880.00 2,880.00 2,880.00 Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 2,880.00 2,880.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Texas Air Quality Control Region 211 as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 10/04/2009 06/26/2010 1.00:1 1.00:1 7,200.00 52,054.00 1,440.00 10,410.00 20,822.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient named above. The contribution will be Southeast Texas Regional Planning Commission to be used for the West Port Arthur Home Energy Efficiency Program as set forth in agreement between the Third-Party Recipient and the TCEQ. Specifically, the Performing Party shall use SEP Funds to assist low-income residents in the West Port Arthur area by: 1) conducting home energy audits; 2) weatherizing homes to improve energy efficiency; and/or 3) repairing or replacing heating/cooling systems and major appliances with new, energy-efficient equipment. Weatherizing homes may include costs of caulking openings as well as insulating walls, floors, and attics in homes. Any heating/cooling systems or major appliances that are replaced must be scrapped and must not be reused in any way. Performing Party shall use consistent and reliable criteria for determining the low-income status of residents assisted with SEP Funds. 09/21/2009 1.00:1 24,484.00 0.00 12,242.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Performing Party is undertaking the acquisition and development of a 162-acre nature park and the construction of a nature center on the shores of Oso Bay. The Oso Conservation Interpretive Park will include a 15,270 square-foot nature center building, interpretive trails, and significant habitat for wildlife. 20,822.00 20,822.00 20,822.00 20,822.00 12,242.00 12,242.00 12,242.00 12,242.00 5,000.00 5,000.00 Performing Party shall develop the nature center to the U.S. Green Building Council's LEED (Leadership in Energy and Environmental Design (LEED) Green Building Rating System¿) standards. For example, the nature center will use photovoltaic panels to supply electricity, solar panels to heat water, and energy saving measures such as industrial light tubes to supply daytime lighting to classrooms and heat pumps to supply cooling and heating. AQ 38348 ConocoPhillips Company * September 07, 2010 03/20/2010 1.00:1 10,000.00 0.00 5,000.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 8 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ TPC Group LLC 37553 POLLUTION PREVENTION AQ 37603 Southern Crushed Concrete, LLC POLLUTION PREVENTION AQ 38156 Valero Refining-Texas, L.P. POLLUTION PREVENTION * September 07, 2010 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Texas PTA Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/07/2010 31,570.00 31,570.00 31,570.00 31,570.00 31,570.00 26,266.00 26,265.00 26,265.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 26,265.00 26,265.00 4,000.00 4,000.00 4,000.00 4,000.00 03/08/2010 01/28/2010 1.00:1 1.00:1 65,662.00 10,000.00 0.00 5,000.00 Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 1.00:1 63,140.00 5,000.00 13,131.00 2,000.00 4,000.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 9 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program AQ 38534 Exxon Mobil Corporation POLLUTION PREVENTION AQ Shell Chemical LP 38635 POLLUTION PREVENTION AQ 37210 E. I. du Pont de Nemours and Company POLLUTION PREVENTION 04/25/2010 16,000.00 16,000.00 16,000.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The Contribution will be to Houston Regional Monitoring Corporation for the Houston Area Monitoring program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 16,000.00 16,000.00 06/18/2010 1.00:1 40,000.00 4,000.00 4,000.00 4,000.00 The Respondents shall contribute the SEP offset amount to the Third-Party Recipient named above. The Contribution will be to Houston Regional Monitoring Corporation for the Houston Area Monitoring program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 4,000.00 4,000.00 5,671.00 5,671.00 5,671.00 5,671.00 12,375.00 12,375.00 12,375.00 12,375.00 9,827.00 9,827.00 10/04/2009 1.00:1 1.00:1 10,000.00 8,000.00 14,178.00 2,000.00 2,835.00 5,672.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 37432 The Premcor Refining Group Inc. POLLUTION REDUCTION AQ Alcoa, Inc. 36471 * September 07, 2010 03/20/2010 1.00:1 24,750.00 0.00 12,375.00 Conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency such as by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. 01/28/2010 1.00:1 19,655.00 0.00 9,828.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 10 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ 38071 ExxonMobil Oil Corporation POLLUTION PREVENTION AQ 38855 Baytown Asphalt Materials, Ltd. POLLUTION PREVENTION AQ ONEOK Hydrocarbon Southwest, LLC 37344 POLLUTION REDUCTION POLLUTION PREVENTION AQ 38382 Texmark Chemicals, Inc. * September 07, 2010 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. 03/08/2010 1.00:1 5,000.00 1,000.00 2,000.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. 06/18/2010 1.00:1 3,300.00 660.00 1,320.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Chambers County for the Chambers County Meteorological and Air Monitoring Program to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for meteorological and air monitoring to provide, at a minimum, wind direction, speed, ambient temperature and ultraviolet ray intensity date for use in understanding the production and travel of ozone. Performing Party shall install the monitoring devices at public buildings in Chambers County. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/07/2010 1.00:1 160,000.00 0.00 80,000.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Energy Efficiency in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to perform energy efficiency upgrades on public buildings and infrastructure. Specifically, the SEP funds may only be used for: 1) the cost of conducting energy efficiency audits; 2) the incremental cost for construction or implementation of energy-efficiency upgrades; 3) the incremental cost of the purchase of more energy-efficient equipment or appliances; and/or 4) or other direct costs authorized in advance by TCEQ. 06/04/2010 1.00:1 13,650.00 2,730.00 5,460.00 9,827.00 9,827.00 2,000.00 2,000.00 2,000.00 2,000.00 1,320.00 1,320.00 1,320.00 1,320.00 80,000.00 80,000.00 40,000.00 40,000.00 40,000.00 40,000.00 5,460.00 5,460.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 11 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ 38278 Exxon Mobil Corporation POLLUTION REDUCTION AQ Shell Chemical LP 37398 POLLUTION PREVENTION AQ 37938 Exxon Mobil Corporation POLLUTION PREVENTION * September 07, 2010 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Houston-Galveston AERCO for the Clean Cities/Clean Vehicles Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 06/04/2010 44,700.00 44,700.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The Contribution will be to Houston Regional Monitoring Corporation for the Houston Area Monitoring program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 44,700.00 44,700.00 10/31/2009 8,000.00 8,000.00 8,000.00 Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 8,000.00 8,000.00 03/08/2010 1.00:1 20,000.00 22,350.00 5,460.00 44,700.00 1.00:1 111,750.00 5,460.00 20,000.00 20,000.00 20,000.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 20,000.00 20,000.00 1.00:1 40,000.00 4,000.00 0.00 SEP Funds will only be used for the incremental costs of purchase of clean fuel or lower-emission vehicles or retrofit of existing vehicles and for the purchase of these cleaner burning fuels. There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 12 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program AQ 38685 Vopak Terminal Galena Park, Inc. POLLUTION PREVENTION AQ 38029 Vopak Terminal Deer Park, Inc. POLLUTION PREVENTION AQ 38039 ConocoPhillips Company POLLUTION PREVENTION AQ LANXESS Corporation 38970 POLLUTION PREVENTION AQ 34860 Lee-Var Inc. dba Palmer of Texas * September 07, 2010 06/26/2010 1.00:1 12,635.00 2,527.00 5,054.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Houston Regional Monitoring Corporation for the HRMC Houston Area Air Monitoring to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations (designated HRM Sites 1, 3, 4, 7, 8, 10, Wallisville, and Lynchburg Ferry) that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP Funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/07/2010 5,054.00 5,054.00 5,080.00 5,080.00 5,080.00 5,080.00 5,080.00 01/28/2010 1.00:1 16,975.00 0.00 5,054.00 Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 1.00:1 10,160.00 5,054.00 3,395.00 6,790.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/21/2010 1.00:1 5,050.00 1,010.00 2,020.00 Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be used by the City of Orange Alternative Fuel Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the SEP Offset Amount will be used to perform energy efficiency upgrades on public buildings and infrastructure. The SEP Offset Amount may only be used for: 1) the incremental costs of purchase of alternative-fueled or lower emission vehicles or equipment or retrofit of existing vehicles or equipment; 2) the incremental cost of purchase of alternative fuels versus regular gasoline or diesel fuels; or 3) other direct expenses authorized in advance and in writing by TCEQ. The SEP Offset Amount may only be used for the direct cost of performing this project and no portion will be spent on administrative costs. 11/13/2009 1.00:1 43,750.00 0.00 21,875.00 6,790.00 6,790.00 6,790.00 6,790.00 2,020.00 2,020.00 2,020.00 2,020.00 21,875.00 21,875.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 13 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ AQ 39160 TOTAL PETROCHEMICALS USA, 08/30/2010 1.00:1 9,905.00 1,981.00 3,962.00 INC. The Respondent shall contribute the SEP Amount to the Third-Party POLLUTION PREVENTION Recipient named above. The contribution will be Southeast Texas Regional Planning Commission to be used for the Southeast Texas Regional Air Monitoring Network Ambient Air Monitoring Station as set forth in agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. 36737 Marathon Petroleum Company LLC POLLUTION PREVENTION AQ 38115 Prism Gas Systems I, L.P POLLUTION PREVENTION AQ The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 37858 Exxon Mobil Corporation * September 07, 2010 01/28/2010 1.00:1 115,347.00 23,069.00 0.00 The Respondent shall operate and maintain the existing off-site ambient air benzene and meteorological monitoring station from January 1, 2010 through December 31, 2010; and shall upload the resulting data to the TCEQ Leading Environmental Analysis and Display System (LEADS) data system. This SEP will provide an additional twelve months of ambient air benzene and meteorological monitoring and data, as well as improve the data availability and add an alert system for elevated ambient air benzene levels. 03/20/2010 3,962.00 3,962.00 3,962.00 3,962.00 92,278.00 92,278.00 92,278.00 92,278.00 23,279.00 23,279.00 23,279.00 23,279.00 23,279.00 3,120.00 3,120.00 01/28/2010 1.00:1 7,800.00 11,639.00 21,875.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Texas PTA Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 1.00:1 58,197.00 21,875.00 1,560.00 3,120.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 14 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ Shell Chemical LP 38815 POLLUTION PREVENTION AQ 37441 Valero Refining-Texas, L.P. POLLUTION PREVENTION AQ 39187 Flint Hills Resources, LP * September 07, 2010 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 07/11/2010 1.00:1 55,899.00 11,179.00 22,360.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Houston Regional Monitoring Corporation for the HRMC Houston Area Air Monitoring to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations (designated HRM Sites 1, 3, 4, 7, 8, 10, Wallisville, and Lynchburg Ferry) that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP Funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 12/18/2009 22,360.00 22,360.00 22,360.00 22,360.00 5,482.00 5,482.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. The performing party shall establish three air quality monitoring stations within four facilities of the San Patricio Municipal Water District. The stations will consist of ambient air quality monitoring instruments, meteorological instruments, and ancillary equipment. The primary objective of these new monitoring stations is to provide continuous information on air quality. This includes generating data on background concentrations, pollutant transport from outside the air shed, and pollutant transport from the industrial district during the periods of predominant southeast to northwest wind patterns. The monitoring sites will be located at the Odem Raw Water Station, the Taft Texana Blending Station, and the San Patricio Country Municipal Water District Main Office. These new sites will be in addition to the already existing site located at the Aransas Pass Treatment Plant, for a total of four sites. SEP Funds will be used to pay for the instruments, installation, and maintenance and/or operation of the instruments, data validation, software license, and web server costs related solely to this project. 5,482.00 5,482.00 14,700.00 14,700.00 08/30/2010 1.00:1 2,741.00 3,120.00 5,483.00 1.00:1 13,706.00 3,120.00 29,400.00 0.00 14,700.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 15 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ 37455 Lucite International, Inc. POLLUTION PREVENTION AQ 37325 Exxon Mobil Corporation POLLUTION REDUCTION AQ INVISTA S.a r.l. 37490 POLLUTION REDUCTION AQ 37793 Flint Hills Resources, LP POLLUTION PREVENTION AQ 37164 Exxon Mobil Corporation * September 07, 2010 The Respondent shall contribute the SEP Amount to the Third-Party Recipient named above. The contribution will be Southeast Texas Regional Planning Commission to be used for the West Port Arthur Home Energy Efficiency Program as set forth in agreement between the Third-Party Recipient and the TCEQ. Specifically, the Performing Party shall use SEP Funds to assist low-income residents in the West Port Arthur area by: 1) conducting home energy audits; 2) weatherizing homes to improve energy efficiency; and/or 3) repairing or replacing heating/cooling systems and major appliances with new, energy-efficient equipment. Weatherizing homes may include costs of caulking openings as well as insulating walls, floors, and attics in homes. Any heating/cooling systems or major appliances that are replaced must be scrapped and must not be reused in any way. Performing Party shall use consistent and reliable criteria for determining the low-income status of residents assisted with SEP Funds. 10/18/2009 1.00:1 70,546.00 14,109.00 28,219.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Performing Party shall: 1) retire current diesel powered or gasoline-powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled or low-emission Vehicles or equipment; 2) convert current vehicles and equipment to alternative-fueled vehicles or equipment; or 3) retrofit current gasoline-powered and diesel-powered vehicles and equipment to decrease emissions from those sources. SEP Funds may only be used for: 1) the incremental costs of purchase of alternative-fueled or lower emission vehicles or equipment or retrofit of existing vehicles or equipment; 2) the incremental cost of purchase of alternative fuels versus regular gasoline or diesel fuels; or 3) other direct expenses authorized in advance and in writing by TCEQ. 08/30/2010 1.00:1 10,000.00 0.00 5,000.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 06/18/2010 1.00:1 22,660.00 0.00 11,330.00 RC&D shall use SEP Funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of retrofitting or replacing older diesel buses with alternative fueled or clean diesel technology to reduce air pollution emissions. 12/18/2009 1.00:1 18,275.00 0.00 9,138.00 Performing Party shall use SEP Funds to assist low-income residents in the West Port Arthur area by: 1) conducting home energy audits; 2) weatherizing homes to improve energy efficiency; and/or 3) repairing or replacing heating/cooling systems and major appliances with new, energy-efficient equipment. Weatherizing homes may include costs of caulking openings as well as insulating walls, floors, and attics in homes. Any heating/cooling systems or major appliances that are replaced must be scrapped and must not be reused in any way. Performing Party shall use consistent and reliable criteria for determining the low-income status of residents assisted with SEP Funds. 10/04/2009 1.00:1 18,725.00 3,745.00 7,490.00 14,700.00 14,700.00 28,218.00 28,218.00 28,218.00 28,218.00 5,000.00 5,000.00 5,000.00 5,000.00 11,330.00 11,330.00 11,330.00 11,330.00 9,137.00 9,137.00 9,137.00 9,137.00 7,490.00 7,490.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 16 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ 38331 Mitsubishi Caterpillar Forklift America Inc. POLLUTION PREVENTION POLLUTION REDUCTION AQ The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/30/2010 1.00:1 105,590.00 0.00 52,833.00 SEP funds will be used to install or retrofit, operate, maintain, and potentially expand air monitoring stations in Harris County to continuously monitor ambient air for total non-methane hydrocarbons and hazardous air pollutants (HAPs). Specifically, SEP funds will be used to purchase equipment (such as automated canister samplers), hardware, software, and licenses to enable the monitoring. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 35533 TOTAL PETROCHEMICALS USA, 10/31/2009 1.00:1 41,432.00 8,286.00 16,573.00 INC. The Respondent shall contribute to the Third-Party Recipient POLLUTION PREVENTION pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 7,490.00 7,490.00 52,757.00 52,757.00 32,757.00 32,757.00 20,000.00 20,000.00 16,573.00 16,573.00 16,573.00 16,573.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. * September 07, 2010 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 17 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program AQ 39062 SABINA PETROCHEMICALS LLC 08/09/2010 POLLUTION PREVENTION AQ 38172 Vopak Terminal Deer Park, Inc. POLLUTION PREVENTION AQ Hess Corporation 38018 POLLUTION PREVENTION 12,972.00 12,972.00 12,972.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas Air Quality Research Center at Lamar University for the Flare Speciation and Air Quality Modeling project to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for advanced modeling and simulations to identify the VOC species generated and emitted from industrial flares at chemical process facilities under various operating conditions and environmental conditions as well as determine the Combustion Efficiency (CE) and Destruction and Removal Efficiency (DRE). All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 12,972.00 12,972.00 06/18/2010 1.00:1 32,429.00 49,868.00 49,868.00 49,868.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The Contribution will be to Houston Regional Monitoring Corporation for the Houston Area Monitoring program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 49,868.00 49,868.00 03/08/2010 1.00:1 1.00:1 124,670.00 6,485.00 19,050.00 24,934.00 3,810.00 7,620.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 7,620.00 7,620.00 7,620.00 7,620.00 5,000.00 5,000.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 37392 Valero Refining-Texas, L.P. * September 07, 2010 09/21/2009 1.00:1 10,000.00 0.00 5,000.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 18 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ Albemarle Corporation 37501 POLLUTION REDUCTION AQ 37896 Chevron Phillips Chemical Company, LP POLLUTION PREVENTION AQ DCP Midstream, LP 37722 * September 07, 2010 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 07/11/2010 0.00 3,600.00 5,000.00 3,600.00 3,600.00 3,600.00 3,600.00 8,280.00 8,280.00 8,280.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 8,280.00 8,280.00 5,069.00 5,069.00 1.00:1 7,200.00 5,000.00 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 01/28/2010 11/27/2009 1.00:1 1.00:1 20,700.00 4,140.00 10,139.00 0.00 5,070.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 19 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ DCP Midstream, LP 37766 POLLUTION PREVENTION AQ 37305 Targa Midstream Services Limited Partnership POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 11/27/2009 1.00:1 12,300.00 2,460.00 4,920.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 10/18/2009 1.00:1 65,450.00 13,090.00 26,180.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replaces those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 5,069.00 5,069.00 4,920.00 4,920.00 4,920.00 4,920.00 26,180.00 26,180.00 26,180.00 26,180.00 8,000.00 8,000.00 8,000.00 8,000.00 71,730.00 71,730.00 SEP Funds will only be used for the incremental costs of purchase of clean fuel or lower-emission vehicles or retrofit of existing vehicles and for the purchase of these cleaner burning fuels. AQ AQ 37659 TOTAL PETROCHEMICALS USA, 11/27/2009 1.00:1 20,000.00 4,000.00 8,000.00 INC. The Respondent will contribute to Barbers Hill Independent School POLLUTION PREVENTION District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 38476 The Lubrizol Corporation * September 07, 2010 08/09/2010 1.00:1 143,460.00 0.00 71,730.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 20 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ 37248 Diamond Shamrock Refining Company, L.P. POLLUTION PREVENTION AQ 850 Pine Street, Inc. 37315 POLLUTION PREVENTION AQ 37999 ConocoPhillips Company POLLUTION PREVENTION AQ TPC Group LLC 38692 * September 07, 2010 SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. 10/04/2009 1.00:1 17,004.00 3,400.00 6,802.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 10/18/2009 1.00:1 9,575.00 1,915.00 3,830.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 12/18/2009 1.00:1 17,850.00 3,570.00 7,140.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap 06/04/2010 1.00:1 20,206.00 4,041.00 8,083.00 71,730.00 71,730.00 6,802.00 6,802.00 6,802.00 6,802.00 3,830.00 3,830.00 3,830.00 3,830.00 7,140.00 7,140.00 7,140.00 7,140.00 8,082.00 8,082.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 21 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ 37094 ConocoPhillips Company POLLUTION PREVENTION AQ AQ The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 11/27/2009 1.00:1 304,126.00 60,825.00 121,651.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Hutchinson County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 29445 TOTAL PETROCHEMICALS USA, 08/30/2010 1.00:1 493,200.00 0.00 246,600.00 INC. Performing Party shall: 1) retire current diesel powered or POLLUTION REDUCTION gasoline-powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled or low-emission vehicles or equipment; 2) convert current vehicles and equipment to alternative-fueled vehicles or equipment; or 3) retrofit current gasoline-powered and diesel-powered vehicles and equipment to decrease emissions from those sources. SEP Funds may only be used for: 1) the incremental costs of purchase of alternative-fueled or lower emission vehicles or equipment or retrofit of existing vehicles or equipment; 2) the incremental cost of purchase of alternative fuels versus regular gasoline or diesel fuels; or 3) other direct expenses authorized in advance and in writing by TCEQ. The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. The contribution will be used to reimburse local school districts for POLLUTION REDUCTION the cost of retrofitting or replacing school buses with cleaner technology buses to reduce air pollution emissions. 39196 ConocoPhillips Company POLLUTION PREVENTION * September 07, 2010 08/30/2010 1.00:1 10,000.00 0.00 5,000.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 8,082.00 8,082.00 121,650.00 121,650.00 121,650.00 121,650.00 246,600.00 246,600.00 100,000.00 100,000.00 146,600.00 146,600.00 5,000.00 5,000.00 5,000.00 5,000.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 22 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program AQ 38527 Bayer Materialscience LLC POLLUTION PREVENTION AQ 38833 Flint Hills Resources, LP POLLUTION PREVENTION AQ 38778 Firestone Polymers, LLC POLLUTION PREVENTION AQ 38257 GB Biosciences Corporation * September 07, 2010 4,529.00 4,529.00 4,529.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The Contribution will be to Houston Regional Monitoring Corporation for the Houston Area Monitoring program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 04/25/2010 4,529.00 4,529.00 07/11/2010 1.00:1 1.00:1 11,322.00 17,550.00 2,264.00 3,510.00 7,020.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient named above. The contribution will be Southeast Texas Regional Planning Commission to be used for the West Port Arthur Home Energy Efficiency Program as set forth in agreement between the Third-Party Recipient and the TCEQ. Specifically, the Performing Party shall use SEP Funds to assist low-income residents in the West Port Arthur area by: 1) conducting home energy audits; 2) weatherizing homes to improve energy efficiency; and/or 3) repairing or replacing heating/cooling systems and major appliances with new, energy-efficient equipment. Weatherizing homes may include costs of caulking openings as well as insulating walls, floors, and attics in homes. Any heating/cooling systems or major appliances that are replaced must be scrapped and must not be reused in any way. Performing Party shall use consistent and reliable criteria for determining the low-income status of residents assisted with SEP Funds. 06/04/2010 1.00:1 6,450.00 1,290.00 2,580.00 7,020.00 7,020.00 7,020.00 7,020.00 2,580.00 2,580.00 2,580.00 2,580.00 3,937.00 3,937.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Abandoned Tire Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/22/2010 1.00:1 9,843.00 1,968.00 3,938.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 23 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ 37510 E. I. du Pont de Nemours and Company POLLUTION PREVENTION AQ 37660 Diamond Shamrock Refining Company, L.P. POLLUTION REDUCTION AQ The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 10/31/2009 September 07, 2010 26,975.00 5,395.00 10,790.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/09/2010 1.00:1 245,227.00 0.00 122,614.00 Project will fuse funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. RC&D shall disburse funds to school districts, area transit agencies, or local governments on a needs-rated basis, using non-attainment area status, condition of buses, or economic status of recipient as possible rating factors if competition for funds exists. 38322 TOTAL PETROCHEMICALS USA, 03/20/2010 INC. * 1.00:1 1.00:1 20,550.00 4,110.00 8,220.00 3,937.00 3,937.00 10,790.00 10,790.00 10,790.00 10,790.00 122,613.00 122,613.00 122,613.00 122,613.00 8,220.00 8,220.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 24 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ DCP Midstream, LP 38684 POLLUTION PREVENTION AQ 38634 Vopak Logistics Services USA Inc. POLLUTION PREVENTION AQ 38609 Southern Union Pipeline, Ltd. POLLUTION PREVENTION * September 07, 2010 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to the City of Port Arthur to be used for the Port Arthur Alternative Fuel Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Performing Party shall: 1) retire current diesel powered or gasoline-powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled or low-emission vehicles or equipment; 2) convert current vehicles and equipment to alternative-fueled vehicles or equipment; or 3) retrofit current gasoline-powered and diesel-powered vehicles and equipment to decrease emissions from those sources. SEP Funds may only be used for: 1) the incremental costs of purchase of alternative-fueled or lower emission vehicles or equipment or retrofit of existing vehicles or equipment; 2) the incremental cost of purchase of alternative fuels versus regular gasoline or diesel fuels; or 3) other direct expenses authorized in advance and in writing by TCEQ. 06/18/2010 5,064.00 5,063.00 5,063.00 5,063.00 5,063.00 1,260.00 1,260.00 1,260.00 The Respondent shall contribute the SEP offset amount to the Third-Party Recipient named above. The Contribution will be to Houston Regional Monitoring Corporation for the Houston Area Monitoring program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 1,260.00 1,260.00 820.00 820.00 820.00 820.00 05/09/2010 05/09/2010 1.00:1 1.00:1 3,150.00 2,050.00 0.00 8,220.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Abandoned Tire Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 1.00:1 10,127.00 8,220.00 630.00 410.00 820.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Keep Texas Beautiful to be used for the Texas Waterways Cleanup Program. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 25 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program AQ 37435 Intercontinental Terminals Company LLC POLLUTION PREVENTION AQ Shell Oil Company 37712 POLLUTION PREVENTION AQ 38168 Flint Hills Resources, LP POLLUTION PREVENTION AQ 38323 Transcontinental Gas Pipe Line Company, LLC POLLUTION PREVENTION AQ INEOS USA LLC 37943 * September 07, 2010 10/18/2009 5,000.00 5,000.00 5,000.00 Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 5,000.00 5,000.00 03/20/2010 1.00:1 10,000.00 12,000.00 12,000.00 12,000.00 Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 12,000.00 12,000.00 02/22/2010 1.00:1 30,000.00 0.00 6,686.00 6,686.00 6,686.00 6,686.00 13,714.00 13,714.00 13,714.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Texas PTA Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 13,714.00 13,714.00 20,000.00 20,000.00 1.00:1 16,715.00 6,000.00 3,343.00 6,686.00 Performing Party shall use SEP Funds to assist low-income residents in the West Port Arthur area by: 1) conducting home energy audits; 2) weatherizing homes to improve energy efficiency; and/or 3) repairing or replacing heating/cooling systems and major appliances with new, energy-efficient equipment. Weatherizing homes may include costs of caulking openings as well as insulating walls, floors, and attics in homes. Any heating/cooling systems or major appliances that are replaced must be scrapped and must not be reused in any way. Performing Party shall use consistent and reliable criteria for determining the low-income status of residents assisted with SEP Funds. 03/20/2010 04/11/2010 1.00:1 1.00:1 34,285.00 6,857.00 40,000.00 0.00 20,000.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 26 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 20,000.00 20,000.00 8,000.00 8,000.00 8,000.00 8,000.00 25,022.00 25,022.00 25,022.00 25,022.00 4,180.00 4,180.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 37491 ExxonMobil Oil Corporation POLLUTION PREVENTION AQ 37165 Formosa Plastics Corporation, Texas POLLUTION PREVENTION AQ 38679 ISP Synthetic Elastomers LLC * September 07, 2010 10/04/2009 1.00:1 20,000.00 4,000.00 8,000.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 10/04/2009 1.00:1 62,555.00 12,511.00 25,022.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to assist in the rehabilitation of the wastewater treatment system, including: replacement of the main sanitary sewer lift station to prevent sewage overflows or backups of sewage into residences; replacement of the final effluent outfall line at the wastewater treatment facility site; demolition of portions of the former site to alleviate storm water inflow into the chlorine contact chamber; and engineering design and oversight for the project. 04/25/2010 1.00:1 10,450.00 2,090.00 4,180.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 27 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ 38485 KM Liquids Terminals LLC POLLUTION PREVENTION AQ 37694 Sunoco Partners Marketing & Terminals L.P. * September 07, 2010 The Respondent shall contribute the SEP Amount to the Third-Party Recipient named above. The contribution will be Southeast Texas Regional Planning Commission to be used for the Southeast Texas Regional Air Monitoring Network Ambient Air Monitoring Station as set forth in agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. 05/09/2010 4,800.00 4,800.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Houston-Galveston AERCO for the Clean Cities/Clean Vehicles Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 4,800.00 4,800.00 20,050.00 20,050.00 11/27/2009 1.00:1 50,125.00 2,400.00 4,180.00 4,800.00 1.00:1 12,000.00 4,180.00 10,025.00 20,050.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 28 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION 20,050.00 20,050.00 9,332.00 9,332.00 9,332.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Houston-Galveston AERCO for the Clean Cities/Clean Vehicles Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 9,332.00 9,332.00 7,950.00 7,950.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 38360 Valero Refining-Texas, L.P. POLLUTION PREVENTION AQ 37010 Exxon Mobil Corporation * September 07, 2010 05/09/2010 09/21/2009 1.00:1 1.00:1 23,330.00 19,875.00 4,666.00 3,975.00 7,950.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 29 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ 38010 Kinder Morgan Liquids Terminals LLC POLLUTION PREVENTION AQ 37928 Gulf Coast Waste Disposal Authority * September 07, 2010 7,950.00 7,950.00 5,392.00 5,392.00 5,392.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 5,392.00 5,392.00 5,880.00 5,880.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 04/25/2010 01/28/2010 1.00:1 1.00:1 13,480.00 7,350.00 2,696.00 1,470.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 30 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 5,880.00 5,880.00 56,177.00 56,177.00 56,177.00 56,177.00 37,919.00 37,919.00 37,919.00 37,919.00 SEP Funds will only be used for the incremental costs of purchase of clean fuel or lower-emission vehicles or retrofit of existing vehicles and for the purchase of these cleaner burning fuels. AQ 34660 Diamond Shamrock Refining Company, L.P. 36535 Eastman Chemical Company 38092 The Dow Chemical Company POLLUTION PREVENTION AQ 37573 140,443.00 28,088.00 56,178.00 01/28/2010 1.00:1 75,839.00 0.00 37,920.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. CLEAN UP AQ 1.00:1 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP AQ 11/13/2009 Exxon Mobil Corporation * September 07, 2010 73,459.00 73,458.00 73,458.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Texas PTA Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 04/11/2010 73,458.00 73,458.00 3,730.00 3,730.00 10/31/2009 1.00:1 1.00:1 146,917.00 9,325.00 0.00 1,865.00 3,730.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 31 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ DCP Midstream, LP 37893 POLLUTION PREVENTION AQ 38796 Exxon Mobil Corporation POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 02/22/2010 1.00:1 9,150.00 1,830.00 3,660.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 06/04/2010 1.00:1 10,000.00 0.00 5,000.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Barbers Hill Independent School District for the Alternative Fueled Vehicle and Equipment Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 3,730.00 3,730.00 3,660.00 3,660.00 3,660.00 3,660.00 5,000.00 5,000.00 5,000.00 5,000.00 4,000.00 4,000.00 SEP Funds will only be used for the incremental costs of purchase of clean fuel or lower-emission vehicles or retrofit of existing vehicles and for the purchase of these cleaner burning fuels. AQ 37762 Rohm and Haas Texas Incorporated * September 07, 2010 12/18/2009 1.00:1 10,000.00 2,000.00 4,000.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 32 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION AQ Rohm and Haas Texas Incorporated 37935 POLLUTION PREVENTION AQ Shell Oil Company 38908 POLLUTION PREVENTION AQ 39021 Valero Refining-Texas, L.P. POLLUTION PREVENTION AQ 36759 Exxon Mobil Corporation * September 07, 2010 4,000.00 4,000.00 271,125.00 271,125.00 271,125.00 271,125.00 5,000.00 5,000.00 5,000.00 Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 5,000.00 5,000.00 Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 08/30/2010 1.00:1 542,251.00 0.00 271,126.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 06/26/2010 08/09/2010 1.00:1 10,000.00 4,000.00 4,000.00 4,000.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Houston-Galveston AERCO for the Clean Cities/Clean Vehicles Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 4,000.00 4,000.00 15,000.00 15,000.00 10/18/2009 1.00:1 1.00:1 10,000.00 0.00 2,000.00 30,000.00 0.00 15,000.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 33 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION IHW Multi-Chem Group, LLC 37414 36521 E. I. du Pont de Nemours and Company POLLUTION PREVENTION IHW 38981 BFI Waste Services of Texas, LP * September 07, 2010 02/22/2010 141,335.00 28,267.00 56,534.00 15,000.00 15,000.00 56,534.00 56,534.00 56,534.00 56,534.00 34,200.00 34,200.00 34,200.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas Air Quality Research Center at Lamar University for the Flare Speciation and Air Quality Modeling project to be used as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for advanced modeling and simulations to identify the VOC species generated and emitted from industrial flares at chemical process facilities under various operating conditions and environmental conditions as well as determine the Combustion Efficiency (CE) and Destruction and Removal Efficiency (DRE). All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 34,200.00 34,200.00 3,060.00 3,060.00 1.00:1 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. CLEAN UP IHW The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/09/2010 08/21/2010 1.00:1 1.00:1 85,500.00 7,650.00 17,100.00 1,530.00 3,060.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 34 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION IHW 37278 Oglebay Norton Industrial Sands, Inc. POLLUTION PREVENTION IHW 38093 Exxon Mobil Corporation POLLUTION PREVENTION IHW 38867 Stolthaven Houston, Inc. POLLUTION PREVENTION IHW 36635 The Dow Chemical Company * September 07, 2010 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Gulf Coast Waste Disposal Authority to be used for the River, Lakes, Bays, and Bayous Trash Bash Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Trash Bash is an annual event that entails the use of volunteers to clean up trash and pollutants from Galveston Bay and waterways in the San Jacinto watershed. The project has resulted in the removal of an average of 141.7 tons of trash and 729 abandoned tires annually from these waterways. SEP monies will be used to pay for materials, supplies, disposal cost and transportation cost directly associated with the clean up of trash and pollutants from the Galveston Bay and waterways in the San Jacinto watershed. 10/04/2009 1.00:1 11,425.00 2,285.00 4,570.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 04/11/2010 1.00:1 40,550.00 8,110.00 16,220.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 08/30/2010 1.00:1 36,530.00 7,306.00 14,612.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 11/27/2009 1.00:1 97,500.00 19,500.00 39,000.00 3,060.00 3,060.00 4,570.00 4,570.00 4,570.00 4,570.00 16,220.00 16,220.00 16,220.00 16,220.00 14,612.00 14,612.00 14,612.00 14,612.00 39,000.00 39,000.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 35 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION MSW City of Crowell * 34964 POLLUTION REDUCTION MSW Village Farms, L.P. 38043 POLLUTION PREVENTION MSW City of Marshall * 36534 * September 07, 2010 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 06/18/2010 1.00:1 11,500.00 0.00 0.00 The Respondent Foard County shall provide supplemental energy efficiency upgrades to public buildings and infrastructure. Upgrades may include but are not limited to weatherization, energy-reduction modifications such as use of renewable energy sources; building envelope upgrades (cool roofs, exterior shading, optimized insulation and air sealing), installation of high-efficiency lighting fixtures and occupancy sensors for both lighting and HVAC, high-efficiency demand-controlled ventilation and energy-efficient boilers, more efficient exterior lighting and energy-efficient office equipment, replacing heating, ventilation, and cooling (HVAC) systems with more efficient boilers, motors, and variable-speed drives; reducing energy and maintenance costs by installing centralized energy management systems; lowering electric lighting and cooling loads and boosting productivity through increased use of daylighting, or installation of LED traffic lights. 01/28/2010 1.00:1 4,600.00 920.00 1,840.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 10/04/2009 1.00:1 5,400.00 1,080.00 2,160.00 39,000.00 39,000.00 11,500.00 11,500.00 11,500.00 11,500.00 1,840.00 1,840.00 1,840.00 1,840.00 2,160.00 2,160.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 36 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program The Respondents shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP PST LEEMAK 529 LLC 35943 38190 National Convenience Stores Incorporated POLLUTION PREVENTION PST 38001 Hempstead Independent School District POLLUTION PREVENTION PST 39319 BAYLOR UNIVERSITY POLLUTION PREVENTION * September 07, 2010 62,316.00 0.00 31,158.00 2,160.00 31,158.00 31,158.00 31,158.00 31,158.00 2,488.00 2,488.00 2,488.00 2,488.00 0.00 9,500.00 9,500.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Water or Wastewater Treatment Assistance Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 9,500.00 9,500.00 1.00:1 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. CLEAN UP PST 06/26/2010 2,160.00 04/25/2010 1.00:1 6,221.00 1,244.00 2,489.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Armand Bayou Nature Center to be used for the Coastal Tall Grass Management-Prescribed Burn Program and Prairie Restoration Project Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to pay for the labor and materials costs associated with conducting prescribed burns, removing non-native trees, and for planting native trees and plants. 02/22/2010 08/30/2010 1.00:1 11,875.00 2,375.00 0.00 3,100.00 3,100.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Water or Wastewater Treatment Assistance Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 3,100.00 3,100.00 1.00:1 3,875.00 775.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 37 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program PST Nueces County 39029 POLLUTION PREVENTION POLLUTION PREVENTION PST Neelam Markets, Inc. 36574 CLEAN UP PST Kleberg County 39097 POLLUTION PREVENTION PWS 37878 Kempner Water Supply Corporation * September 07, 2010 0.00 4,100.00 4,100.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Keep Texas Beautiful for the Stop Trashing Texas project as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will pay for the labor and disposal costs associated with cleanup of unauthorized trash dumps by supplying project coordination, labor, supplies, and materials for clean up events statewide. SEP funds used for this purpose shall be limited to the actual direct costs for the specific purpose necessary to meet the requirements of the SEP and no potion of the SEP funds will be spent on administrative costs related to this portion of the SEP. Trash dump cleanups may be coordinated with waste collection facilities and/or local governments to employ heavy machinery for the removal of large waste items. To the maximum extent possible, cleanups shall be accomplished with the use of volunteers from community groups, private companies, schools, and youth organizations. SEP Funds may be used for activities. This project will be administered in accordance with federal, state, and local environmental laws and regulations. 08/21/2010 2,050.00 2,050.00 2,050.00 2,050.00 1.00:1 5,125.00 1,025.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup unauthorized dump sites, recycle materials when feasible, and properly dispose of all waste. Eligible sites will be limited to those where a responsible party cannot be found or is unable to clean the site and where reasonable efforts have been made to prevent the dumping. 08/30/2010 60,875.00 60,875.00 60,875.00 Project shall identify sites where there is no responsible party who is able to pull the tanks. RC&D shall give written notification to TCEQ of the responsible parties who are not able to pull the tanks and request TCEQ approval of these sites. Once the site is approved by TCEQ, RC&D shall do the following: 1) conduct soil sampling and notify the TCEQ SEP Coordiantor & the appropriate TCEQ Regional Office w/in 24 hours as to whether sampling indicates a tank has or has not leaked; 2) remove & properly dispose of any liquids found inthe tanks; 3) do any necessary remediation; 4) backfill the hole; and 5) compile a UST closure report for each UST system removed. 60,875.00 60,875.00 07/11/2010 1.00:1 121,750.00 0.00 5,620.00 5,620.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Water or Wastewater Treatment Assistance Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 5,620.00 5,620.00 1,410.00 1,410.00 11/13/2009 1.00:1 1.00:1 7,025.00 0.00 1,405.00 1,762.00 352.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 38 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION PWS 38959 Childress Creek Water Supply Corporation POLLUTION PREVENTION PWS 36564 City of Corpus Christi ENVIRONMENTAL RESTORATION PWS City Of Edgewood 25477 POLLUTION PREVENTION * September 07, 2010 1,410.00 1,410.00 0.00 6,340.00 6,340.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Water or Wastewater Treatment Assistance Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 6,340.00 6,340.00 The Respondent will contribute to Lower Colorado River Authority ("LCRA") Household Hazardous Waste and Reusable Materials Collection. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Lower Colorado River Authority and the Texas Commission on Environmental Quality. SEP monies will be used to sponsor household hazardous waste collection events, battery collection events, used oil collection events, paint collection events, and tire collection events in conjunction with local city and county governments through the LCRA Statutory District. These collection events provide citizens with a safe and convenient opportunity to properly dispose of household hazardous wastes such as: paint, tires, pesticides, motor oil, oil filters, antifreeze, batteries, and household cleaners. Citizens will be encouraged to reuse unused portions of properly labeled and handled chemical products (i.e. fertilizers, paints, and some pesticides/herbicides) through the reusable materials exchange. SEP monies will be used by LCRA to supplement scheduled events, and to add additional collection events. The LCRA has not previously budgeted for these supplemental, additional, or special collection events and will not budget for them. 07/11/2010 02/22/2010 1.00:1 6,340.00 0.00 10,481.00 10,481.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Coastal Bend Bays & Estuaries Program for the Colonial Waterbird Rookery Island Enhancement Project to be used by the Third-Party Recipient as set forth in an agreement between the Third-Party Recipient and the TCEQ. The SEP Offset Amount will be used to pay for the labor and material costs associated with preventing erosion in the unprotected areas of the islands and restoring parts of the islands that have suffered from erosion. 10,481.00 10,481.00 10/04/2009 1.00:1 1.00:1 10,481.00 0.00 2,160.00 0.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 2,160.00 2,160.00 2,160.00 2,160.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 39 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program PWS City of Palestine 37708 POLLUTION PREVENTION PWS 38806 Copperas Cove MHC, LLC POLLUTION PREVENTION PWS City Of Slaton 37732 POLLUTION PREVENTION PWS 38303 Texas Department of Transportation POLLUTION PREVENTION PWS 37921 Texas Department of Transportation POLLUTION PREVENTION PWS City of La Villa 37299 * September 07, 2010 02/22/2010 1.00:1 11,285.00 0.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 07/11/2010 2,083.00 2,083.00 2,083.00 2,083.00 2,083.00 02/22/2010 1.00:1 17,468.00 1,041.00 11,285.00 11,285.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Water or Wastewater Treatment Assistance Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 1.00:1 5,207.00 11,285.00 11,285.00 3,493.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 02/07/2010 1.00:1 5,840.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 01/28/2010 1.00:1 10,465.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 02/07/2010 1.00:1 3,172.00 0.00 0.00 13,975.00 13,975.00 13,975.00 13,975.00 5,840.00 5,840.00 5,840.00 5,840.00 10,465.00 10,465.00 10,465.00 10,465.00 3,172.00 3,172.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 40 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION REDUCTION PWS City of Trinity 37705 POLLUTION PREVENTION PWS 37473 City of Granite Shoals POLLUTION PREVENTION PWS 34792 City of San Augustine POLLUTION PREVENTION PWS City of Huxley 16926 * September 07, 2010 Project will repair or replace failing water systems or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. 12/18/2009 1.00:1 7,930.00 1,586.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 10/04/2009 1.00:1 1,330.00 0.00 0.00 The Respondent will contribute to Lower Colorado River Authority ("LCRA") Household Hazardous Waste and Reusable Materials Collection. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Lower Colorado River Authority and the Texas Commission on Environmental Quality. SEP monies will be used to sponsor household hazardous waste collection events, battery collection events, used oil collection events, paint collection events, and tire collection events in conjunction with local city and county governments through the LCRA Statutory District. These collection events provide citizens with a safe and convenient opportunity to properly dispose of household hazardous wastes such as: paint, tires, pesticides, motor oil, oil filters, antifreeze, batteries, and household cleaners. Citizens will be encouraged to reuse unused portions of properly labeled and handled chemical products (i.e. fertilizers, paints, and some pesticides/herbicides) through the reusable materials exchange. SEP monies will be used by LCRA to supplement scheduled events, and to add additional collection events. The LCRA has not previously budgeted for these supplemental, additional, or special collection events and will not budget for them. 11/13/2009 1.00:1 9,525.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 10/04/2009 1.00:1 2,745.00 0.00 0.00 3,172.00 3,172.00 6,344.00 6,344.00 6,344.00 6,344.00 1,330.00 1,330.00 1,330.00 1,330.00 9,525.00 9,525.00 9,525.00 9,525.00 2,745.00 2,745.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 41 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION PWS 23808 S.L.C. Water Supply Corporation POLLUTION PREVENTION PWS 38873 Texas Department of Criminal Justice POLLUTION PREVENTION PWS City of Emory 37422 POLLUTION PREVENTION PWS City of Marlin 27681 City of Palestine 37578 * September 07, 2010 03/20/2010 12,215.00 0.00 0.00 2,745.00 2,745.00 12,215.00 12,215.00 12,215.00 12,215.00 0.00 2,940.00 2,940.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Water or Wastewater Treatment Assistance Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 2,940.00 2,940.00 1.00:1 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Keep Texas Beautiful to be used for the Texas Waterways Cleanup Program. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/30/2010 10/18/2009 1.00:1 1.00:1 3,675.00 735.00 19,430.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 12/18/2009 1.00:1 43,880.00 0.00 0.00 Project will coordinate with city and/or county government for the clean up of sites where trash and debris has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified, there is no preexisting obligation to clean up the site by the owner or the government, and reasonable efforts have already been taken to prevent the dumping. SEP funds shall be used for the direct cost of collection and disposal of the trash and debris. CLEAN UP WQ The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 12/18/2009 1.00:1 28,700.00 5,740.00 0.00 19,430.00 19,430.00 19,430.00 19,430.00 43,880.00 43,880.00 43,880.00 43,880.00 22,960.00 22,960.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 42 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION WQ City of Fort Worth 37784 POLLUTION PREVENTION WQ 37169 Peaster Independent School District Public Facility Corporation POLLUTION PREVENTION WQ 37614 Round Rock Independent School District POLLUTION PREVENTION WQ 37826 Texas Parks and Wildlife Department * September 07, 2010 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 11/13/2009 1.00:1 6,250.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/07/2010 1.00:1 31,460.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 10/18/2009 1.00:1 7,000.00 1,400.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/07/2010 1.00:1 5,040.00 1,008.00 0.00 22,960.00 22,960.00 6,250.00 6,250.00 6,250.00 6,250.00 31,460.00 31,460.00 31,460.00 31,460.00 5,600.00 5,600.00 5,600.00 5,600.00 4,032.00 4,032.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 43 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program ENVIRONMENTAL RESTORATION WQ 37611 Skidmore Water Supply Corporation POLLUTION PREVENTION WQ 38159 Alloy Polymers Orange LLC POLLUTION PREVENTION WQ Vam USA LLC 38254 POLLUTION PREVENTION WQ 38053 Southwest Shipyard, L.P. * September 07, 2010 The Respondent proposes to repair a gated weir in the Santa Anna Bayou marsh at the San Jacinto Battleground State Park that was damaged by Hurricane Ike in September 2008. The purpose of the weir is to prevent entry into the marsh of discharges from upstream industrial complexes located along the Phillips ditch which is used primarily for surface runoff of rain water. Occasionally a chemical spill may occur within the industrial complexes which may migrate into the Phillips ditch and empty into Santa Anna's bayou and eventually into the park's marsh. The Respondent shall utilize a contractor to provide heavy equipment to complete the highly specialized work. 10/04/2009 1.00:1 3,090.00 618.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 03/08/2010 1.00:1 13,300.00 2,660.00 5,320.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 03/20/2010 1.00:1 33,280.00 0.00 16,640.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Gulf Coast Waste Disposal Authority to be used for the River, Lakes, Bays, and Bayous Trash Bash Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Trash Bash is an annual event that entails the use of volunteers to clean up trash and pollutants from Galveston Bay and waterways in the San Jacinto watershed. The project has resulted in the removal of an average of 141.7 tons of trash and 729 abandoned tires annually from these waterways. SEP monies will be used to pay for materials, supplies, disposal cost and transportation cost directly associated with the clean up of trash and pollutants from the Galveston Bay and waterways in the San Jacinto watershed. 05/09/2010 1.00:1 72,385.00 0.00 36,193.00 4,032.00 4,032.00 2,472.00 2,472.00 2,472.00 2,472.00 5,320.00 5,320.00 5,320.00 5,320.00 16,640.00 16,640.00 16,640.00 16,640.00 36,192.00 36,192.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 44 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION WQ 38502 Red River Authority of Texas POLLUTION PREVENTION WQ City of Palmer 38655 POLLUTION PREVENTION WQ City of Maypearl 38503 * September 07, 2010 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Galveston Bay Foundation to be used for the Galveston Bay Foundation "Marsh Mania" as set forth in the agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to restore shoreline elevations, growing plants for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment to grade an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. The high elevation can then be planted with emergent vegetation. SEP monies will be used to pay for the direct costs of the implementation of the project, including material, equipment, and labor costs. 02/22/2010 1.00:1 1,570.00 314.00 0.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Keep Texas Beautiful to be used for the Texas Waterways Cleanup Program. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 06/12/2010 1.00:1 9,430.00 0.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 04/11/2010 1.00:1 17,730.00 0.00 0.00 36,192.00 36,192.00 1,256.00 1,256.00 1,256.00 1,256.00 9,430.00 9,430.00 9,430.00 9,430.00 17,730.00 17,730.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 45 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION WQ City of San Benito 37552 POLLUTION PREVENTION WQ City of Fairfield 38358 POLLUTION PREVENTION WQ City of La Grange 38011 * September 07, 2010 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Keep Texas Beautiful for the Stop Trashing Texas project as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will pay for the labor and disposal costs associated with cleanup of unauthorized trash dumps by supplying project coordination, labor, supplies, and materials for clean up events statewide. SEP funds used for this purpose shall be limited to the actual direct costs for the specific purpose necessary to meet the requirements of the SEP and no potion of the SEP funds will be spent on administrative costs related to this portion of the SEP. Trash dump cleanups may be coordinated with waste collection facilities and/or local governments to employ heavy machinery for the removal of large waste items. To the maximum extent possible, cleanups shall be accomplished with the use of volunteers from community groups, private companies, schools, and youth organizations. SEP Funds may be used for activities. This project will be administered in accordance with federal, state, and local environmental laws and regulations. 11/27/2009 1.00:1 21,790.00 4,358.00 0.00 The Respondent will contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will provide low income homeowners with failing on-site wastewater treatment systems or no system at all, with technical and financial assistance to install, repair, or replace those water and wastewater sewage systems. To reduce costs, the Third-Party Recipient teams with low income homeowners to solve water and wastewater problems by working together to build water and wastewater infrastructures. SEP contributions are to be used for material and labor costs. 06/04/2010 17,432.00 17,432.00 17,432.00 17,432.00 0.00 7,976.00 7,976.00 7,976.00 7,976.00 3,280.00 3,280.00 03/08/2010 1.00:1 1,994.00 17,730.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Unauthorized Trash Dump Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 1.00:1 9,970.00 17,730.00 4,100.00 820.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 46 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION WQ City of Corpus Christi 37811 POLLUTION PREVENTION WQ City of Rio Grande City 37757 POLLUTION PREVENTION WQ City of Alto 38976 POLLUTION PREVENTION WQ 36218 Texas Petrochemicals LP * * September 07, 2010 The Respondent will contribute to Lower Colorado River Authority ("LCRA") Household Hazardous Waste and Reusable Materials Collection. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Lower Colorado River Authority and the Texas Commission on Environmental Quality. SEP monies will be used to sponsor household hazardous waste collection events, battery collection events, used oil collection events, paint collection events, and tire collection events in conjunction with local city and county governments through the LCRA Statutory District. These collection events provide citizens with a safe and convenient opportunity to properly dispose of household hazardous wastes such as: paint, tires, pesticides, motor oil, oil filters, antifreeze, batteries, and household cleaners. Citizens will be encouraged to reuse unused portions of properly labeled and handled chemical products (i.e. fertilizers, paints, and some pesticides/herbicides) through the reusable materials exchange. SEP monies will be used by LCRA to supplement scheduled events, and to add additional collection events. The LCRA has not previously budgeted for these supplemental, additional, or special collection events and will not budget for them. 01/28/2010 1.00:1 7,300.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 06/18/2010 1.00:1 25,686.00 5,137.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 06/04/2010 7,300.00 7,300.00 7,300.00 7,300.00 20,549.00 20,549.00 20,549.00 20,549.00 0.00 3,808.00 3,808.00 3,808.00 3,808.00 15,971.00 15,971.00 11/13/2009 1.00:1 39,928.00 952.00 3,280.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Abandoned Tire Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 1.00:1 4,760.00 3,280.00 7,985.00 15,972.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 47 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION WQ 37589 City of Reno (Lamar Co) POLLUTION PREVENTION WQ City of Madisonville 38133 POLLUTION PREVENTION WQ City of Galveston 38368 POLLUTION PREVENTION WQ City of San Marcos 36856 * September 07, 2010 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. The project will use dredge spoil material to restore eight miles of shoreline within the Texas Point National Wildlife Refuge in Jefferson County, Sabine Pass, Texas. SEP monies will be used for the installation of an estimated 2,000,000 cubic yards of dredge spoil material along Sabine-Neches Waterway, as well as building up the jetties along the entrance to the Sabine Pass region and adding additional granite and dredge materials, which include rocks that will increase the base width and total height. Jefferson County Waterway and Navigation District will do sampling of the dredge spoilage beforehand to determine if human or environmental receptors will be adversely affected. 10/31/2009 1.00:1 12,015.00 2,403.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 03/08/2010 1.00:1 4,425.00 885.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 05/09/2010 9,612.00 9,612.00 9,612.00 9,612.00 3,540.00 3,540.00 3,540.00 3,540.00 0.00 4,320.00 4,320.00 4,320.00 4,320.00 1,712.00 1,712.00 09/21/2009 1.00:1 1,080.00 15,971.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Galveston Bay Foundation to be used for the Galveston Bay Foundation "Marsh Mania" as set forth in the agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to restore shoreline elevations, growing plants for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment to grade an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. The high elevation can then be planted with emergent vegetation. SEP monies will be used to pay for the direct costs of the implementation of the project, including material, equipment, and labor costs. 1.00:1 5,400.00 15,971.00 2,140.00 428.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 48 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION WQ 37452 Harris County Municipal District 148 POLLUTION PREVENTION WQ 39130 Akzo Nobel Chemicals Inc. * POLLUTION PREVENTION WQ City of Valley View 37564 POLLUTION REDUCTION WQ 38073 Draper Construction & Land Development, LLC * September 07, 2010 1,712.00 1,712.00 17,320.00 17,320.00 17,320.00 17,320.00 13,550.00 13,550.00 13,550.00 The Respondents shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Galveston Bay Foundation to be used for the Galveston Bay Foundation "Marsh Mania" as set forth in the agreement between the Third-Party Recipient and the TCEQ. SEP monies will be used to restore shoreline elevations, growing plants for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment to grade an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. The high elevation can then be planted with emergent vegetation. SEP monies will be used to pay for the direct costs of the implementation of the project, including material, equipment, and labor costs. 13,550.00 13,550.00 This project involves using the quarry to capture and hold diverted storm flow until it can be absorbed or recharged into the aquifer. It has been estimated that the quarry could divert up to 275 acre feet of storm runoff into the aquifer annually. This would help protect against low or cessation of flow to Barton Springs, which is comprised of four springs that provide the only known habitat for two species of Plethodontid salamanders, Eurycea sosorum, the Barton Springs Salamander, and Eurycea waterlooensis, the Austin Blind Salamander. Eurycea sosorum was federally listed as endangered in 1998 and E. waterlooensis is being evaluated for listing by the United States Fish and Wildlife Service. Additionally, the quarry is expected to attract nesting ducks and other waterfowl through mudflats and shallow water retention areas. 11/13/2009 1.00:1 21,650.00 4,330.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 08/30/2010 11/27/2009 1.00:1 1.00:1 33,875.00 15,470.00 6,775.00 3,094.00 0.00 The Respondent shall provide first-time wastewater service to at least two low-income residents with failing or inadequately designed septic systems. SEP monies will be used for the equipment, labor, and other necessary direct costs to install sewer lines, a manhole, a pumping station, and to properly decommission the existing residential septic systems. 02/22/2010 1.00:1 16,050.00 0.00 8,025.00 12,376.00 12,376.00 12,376.00 12,376.00 8,025.00 8,025.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 49 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION WQ City of East Tawakoni 39118 POLLUTION PREVENTION The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to the Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Abandoned Tire Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/09/2010 1.00:1 7,895.00 1,579.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 8,025.00 8,025.00 6,316.00 6,316.00 6,316.00 6,316.00 The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. WQ 37671 Kleinwood Joint Powers Board POLLUTION PREVENTION WQ City of Grapevine 37374 POLLUTION PREVENTION WQ 37587 The Devereux Foundation * September 07, 2010 02/07/2010 1.00:1 18,650.00 0.00 0.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. Trash Bash is an annual event that entails the use of volunteers to clean up trash and pollutants from Galveston Bay and waterways in the San Jacinto watershed. The project has resulted in the removal of an average of 141.7 tons of trash and 729 abandoned tires annually from these waterways. SEP monies will be used to pay for materials, supplies, disposal cost and transportation cost directly associated with the clean up of trash and pollutants from the Galveston Bay and waterways in the San Jacinto watershed. 10/04/2009 1.00:1 3,750.00 0.00 0.00 The Respondent shall hold a collection event to collect, properly dispose, or recycle household non-hazardous materials and electronics. Items to be collected will include, but not limited to, used motor oil, batteries, pesticides, antifreeze, televisions and computers. The Respondent shall offer a convenient drop off location at no cost to the public. The event will be advertised in a local newspaper to increase public awareness of and participation in the event. The Respondent shall use a qualified contractor to properly dispose of used oil, household chemicals, and electronics. 10/04/2009 1.00:1 4,160.00 832.00 0.00 18,650.00 18,650.00 18,650.00 18,650.00 3,750.00 3,750.00 3,750.00 3,750.00 3,328.00 3,328.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 50 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION WQ Texas Department of Transportation 37412 POLLUTION PREVENTION WQ Victoria County Wcid 1 37576 POLLUTION PREVENTION WQ 37870 North Texas District Council Assemblies of God POLLUTION PREVENTION WQ 37241 Harris County Municipal Utility District 109 POLLUTION PREVENTION WQ City of Robinson 38248 * September 07, 2010 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 09/21/2009 1.00:1 8,010.00 1,602.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 11/13/2009 1.00:1 34,676.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. An environmental restoration project to improve and maintain the wetland habitat of the Myrtle Foester-Whitmire Unit of the Aransas National Wildlife Refuge (Refuge) for waterfowl and shorebirds. The Guadalupe-Blanco River Trust, Guadalupe-Blanco River Authority (GBRA), and the Aransas National Wildlife Refuge (Refuge) are engaging in a cooperative program to provide a more reliable supply of water to the Myrtle Foester-Whitmire Unit and to improve the efficiency of the delivery of freshwater to and within the Unit. 02/22/2010 1.00:1 21,423.00 4,284.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 09/21/2009 1.00:1 10,000.00 0.00 0.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. Trash Bash is an annual event that entails the use of volunteers to clean up trash and pollutants from Galveston Bay and waterways in the San Jacinto watershed. The project has resulted in the removal of an average of 141.7 tons of trash and 729 abandoned tires annually from these waterways. SEP monies will be used to pay for materials, supplies, disposal cost and transportation cost directly associated with the clean up of trash and pollutants from the Galveston Bay and waterways in the San Jacinto watershed. 04/25/2010 1.00:1 5,100.00 0.00 0.00 3,328.00 3,328.00 6,408.00 6,408.00 6,408.00 6,408.00 34,676.00 34,676.00 34,676.00 34,676.00 17,139.00 17,139.00 17,139.00 17,139.00 10,000.00 10,000.00 10,000.00 10,000.00 5,100.00 5,100.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 51 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION WQ Texas H2O, Inc. 37854 POLLUTION PREVENTION WQ 37745 LCY Elastomers, L.P. POLLUTION PREVENTION WQ City of San Marcos 38869 * September 07, 2010 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Keep Texas Beautiful to be used for the Texas Waterways Cleanup Program. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/07/2010 1.00:1 9,280.00 1,856.00 3,712.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 11/13/2009 1.00:1 24,125.00 4,825.00 9,650.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. Trash Bash is an annual event that entails the use of volunteers to clean up trash and pollutants from Galveston Bay and waterways in the San Jacinto watershed. The project has resulted in the removal of an average of 141.7 tons of trash and 729 abandoned tires annually from these waterways. SEP monies will be used to pay for materials, supplies, disposal cost and transportation cost directly associated with the clean up of trash and pollutants from the Galveston Bay and waterways in the San Jacinto watershed. 07/11/2010 1.00:1 4,750.00 950.00 0.00 5,100.00 5,100.00 3,712.00 3,712.00 3,712.00 3,712.00 9,650.00 9,650.00 9,650.00 9,650.00 3,800.00 3,800.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 52 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION The Wenzel Tract Quarry is on an 85-acre property in Hays County, acquired by the Hill Country Conservancy and City of Austin to serve as an aquifer enhancement area for the Edwards Aquifer. 3,800.00 3,800.00 4,112.00 4,112.00 4,112.00 4,112.00 This project involves using the quarry to capture and hold diverted storm flow until it can be absorbed or recharged into the aquifer. It has been estimated that the quarry could divert up to 275 acre feet of storm runoff into the aquifer annually. This would help protect against low or cessation of flow to Barton Springs, which is comprised of four springs that provide the only known habitat for two species of Plethodontid salamanders, Eurycea sosorum, the Barton Springs Salamander, and Eurycea waterlooensis, the Austin Blind Salamander. Eurycea sosorum was federally listed as endangered in 1998 and Eurycea waterlooensis is being evaluated for listing by the United States Fish and Wildlife Service. Additionally, the quarry is expected to attract nesting ducks and other waterfowl through mudflats and shallow water retention areas. Performing Party shall use SEP Funds on the property to: 1) Remove invasive plants; 2) provide native plantings; 3) perform water sampling and analysis; 4) create mudflats and shallow water retention areas; 5) provide nesting structures for birds; 6) restore and enhance wetlands; and 7) construct diversion channel to capture storm flow for aquifer recharge enhancement. WQ Texas Department of Transportation 37772 POLLUTION PREVENTION WQ 38135 LA FONTANA SPRINGS LLC POLLUTION PREVENTION 12/18/2009 1.00:1 5,140.00 1,028.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 01/28/2010 1.00:1 13,000.00 2,600.00 5,200.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 5,200.00 5,200.00 5,200.00 5,200.00 4,480.00 4,480.00 The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. WQ 37931 North Texas Municipal Water District * September 07, 2010 01/28/2010 1.00:1 5,600.00 1,120.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 53 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION WQ 37216 St. Francis Village, Inc. City of Kenedy 36157 37055 Reynolds & Kay, Ltd. ENVIRONMENTAL ENHANCEMENT WQ 38859 Parker Pearson, L.P. POLLUTION PREVENTION WQ City of Fort Worth 38951 * September 07, 2010 1.00:1 6,680.00 1,336.00 0.00 01/28/2010 1.00:1 4,075.00 0.00 0.00 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. CLEAN UP WQ 10/04/2009 The Respondent shall hold a minimum of two one-day waterway cleanup events surrounding Lake Benbrook for the collection, recycling, and proper disposal of improperly disposed debris and wastes. The Respondent shall coordinate the events with the Corps of Engineers and shall use volunteers from the community, including a local Boy Scout Troop, to accomplish the events. Participating Boy Scouts may work toward earning merit badges for citizenship in the community, environmental science, and/or water conservation. Volunteers will collect and properly dispose of or recycle wastes surrounding Lake Benbrook shorelines. The events will be advertised in a local newspaper to increase public awareness and participation. CLEAN UP WQ The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 09/21/2009 1.00:1 26,450.00 0.00 13,225.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 06/26/2010 5,344.00 5,344.00 5,344.00 5,344.00 4,075.00 4,075.00 4,075.00 4,075.00 13,225.00 13,225.00 13,225.00 13,225.00 8,000.00 8,000.00 8,000.00 8,000.00 8,000.00 7,550.00 7,550.00 08/09/2010 1.00:1 4,000.00 4,480.00 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Water or Wastewater Treatment Assistance Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 1.00:1 20,000.00 4,480.00 7,550.00 0.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 54 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION WQ City of Dallas 38786 POLLUTION PREVENTION WQ 37819 City Public Service Of San Antonio POLLUTION PREVENTION WQ TXI Operations, LP 38948 * September 07, 2010 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Keep Texas Beautiful for the Stop Trashing Texas project as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will pay for the labor and disposal costs associated with cleanup of unauthorized trash dumps by supplying project coordination, labor, supplies, and materials for clean up events statewide. SEP funds used for this purpose shall be limited to the actual direct costs for the specific purpose necessary to meet the requirements of the SEP and no potion of the SEP funds will be spent on administrative costs related to this portion of the SEP. Trash dump cleanups may be coordinated with waste collection facilities and/or local governments to employ heavy machinery for the removal of large waste items. To the maximum extent possible, cleanups shall be accomplished with the use of volunteers from community groups, private companies, schools, and youth organizations. SEP Funds may be used for activities. This project will be administered in accordance with federal, state, and local environmental laws and regulations. 08/30/2010 0.00 9,100.00 9,100.00 9,100.00 9,100.00 0.00 4,280.00 4,280.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas State University for the Continuous Water Quality Monitoring Network in Bell County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP monies will be used by the Recipient to install and/or support a continuous monitoring station that will collect water quality data every fifteen (15) minutes and report data to the TCEQ LEADS system every hour using cellular telemetry. The following water quality parameters will be measured: dissolved oxygen, temperature, specific conductance, pH, turbidity, and water level. 4,280.00 4,280.00 3,672.00 3,672.00 02/22/2010 07/11/2010 1.00:1 1.00:1 5,350.00 9,180.00 0.00 7,550.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Keep Texas Beautiful for the Stop Trashing Texas project as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will pay for the labor and disposal costs associated with cleanup of unauthorized trash dumps by supplying project coordination, labor, supplies, and materials for clean up events statewide. SEP funds used for this purpose shall be limited to the actual direct costs for the specific purpose necessary to meet the requirements of the SEP and no potion of the SEP funds will be spent on administrative costs related to this portion of the SEP. Trash dump cleanups may be coordinated with waste collection facilities and/or local governments to employ heavy machinery for the removal of large waste items. To the maximum extent possible, cleanups shall be accomplished with the use of volunteers from community groups, private companies, schools, and youth organizations. SEP Funds may be used for activities. This project will be administered in accordance with federal, state, and local environmental laws and regulations. 1.00:1 9,100.00 7,550.00 1,070.00 1,836.00 3,672.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 55 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION WQ City of Krum 38661 POLLUTION PREVENTION WQ City of Big Spring 38313 37682 05/09/2010 3,888.00 3,888.00 3,888.00 3,888.00 05/09/2010 1.00:1 7,290.00 972.00 San Antonio Water System * September 07, 2010 3,672.00 0.00 1.00:1 4,860.00 3,672.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Keep Texas Beautiful for the Stop Trashing Texas project as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will pay for the labor and disposal costs associated with cleanup of unauthorized trash dumps by supplying project coordination, labor, supplies, and materials for clean up events statewide. SEP funds used for this purpose shall be limited to the actual direct costs for the specific purpose necessary to meet the requirements of the SEP and no potion of the SEP funds will be spent on administrative costs related to this portion of the SEP. Trash dump cleanups may be coordinated with waste collection facilities and/or local governments to employ heavy machinery for the removal of large waste items. To the maximum extent possible, cleanups shall be accomplished with the use of volunteers from community groups, private companies, schools, and youth organizations. SEP Funds may be used for activities. This project will be administered in accordance with federal, state, and local environmental laws and regulations. 1,458.00 0.00 The Respondent shall perform one or more cleanups of unauthorized trash and tire dumpsites in Howard County. The number of sites to be cleaned will be dependent upon the cost to clean each site. The Respondent shall spend at least the SEP Offset Amount and shall complete cleanup of at least one site. The Respondent shall ensure that it recycles, where possible, recyclable items removed from the sites. Eligible sites will be those where a responsible party cannot be found or is unable to clean the site and where reasonable efforts have been made to prevent the dumping. The Respondent shall post signs or implement other measures to ensure that the property owner implements measures to prevent future occurrences of illegal dumping. The Respondent shall ensure that cleanup areas lacking vegetation after completion of the cleanup shall be planted with native plants or vegetation to prevent erosion and resulting siltation. CLEAN UP WQ The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Keep Texas Beautiful for the Stop Trashing Texas project as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will pay for the labor and disposal costs associated with cleanup of unauthorized trash dumps by supplying project coordination, labor, supplies, and materials for clean up events statewide. SEP funds used for this purpose shall be limited to the actual direct costs for the specific purpose necessary to meet the requirements of the SEP and no potion of the SEP funds will be spent on administrative costs related to this portion of the SEP. Trash dump cleanups may be coordinated with waste collection facilities and/or local governments to employ heavy machinery for the removal of large waste items. To the maximum extent possible, cleanups shall be accomplished with the use of volunteers from community groups, private companies, schools, and youth organizations. SEP Funds may be used for activities. This project will be administered in accordance with federal, state, and local environmental laws and regulations. 01/28/2010 1.00:1 46,000.00 0.00 0.00 5,832.00 5,832.00 5,832.00 5,832.00 46,000.00 46,000.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 56 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION WQ City of Wellman 37993 POLLUTION PREVENTION WQ City of Teague 37520 POLLUTION PREVENTION WQ 37405 Texas Department of Criminal Justice POLLUTION PREVENTION 46,000.00 46,000.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas State University for the Continuous Water Quality Monitoring Network in Bell County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP monies will be used by the Recipient to install and/or support a continuous monitoring station that will collect water quality data every fifteen (15) minutes and report data to the TCEQ LEADS system every hour using cellular telemetry. The following water quality parameters will be measured: dissolved oxygen, temperature, specific conductance, pH, turbidity, and water level. 02/07/2010 1.00:1 2,725.00 545.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 09/21/2009 1.00:1 7,462.00 1,492.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 09/21/2009 1.00:1 3,360.00 672.00 0.00 The Respondent will contribute to Brazoria County to provide assistance to low income homeowners to repair or replace failing or inadequately designed On-Site Sewage Facilities ("OSSFs") within the county. Many of the OSSFs currently in operation in Brazoria County are substandard and result in the release of sewage in residential areas, public rights-of-way, and waterways. 2,180.00 2,180.00 2,180.00 2,180.00 5,970.00 5,970.00 5,970.00 5,970.00 2,688.00 2,688.00 2,688.00 2,688.00 5,376.00 5,376.00 Brazoria County shall not charge homeowners for any portion of the cost of the project paid for by SEP funds. WQ City of Wellman 37512 * September 07, 2010 11/13/2009 1.00:1 6,720.00 1,344.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 57 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION WQ Webb County 38367 39030 Texas Department of Criminal Justice POLLUTION PREVENTION WQ 37618 Stallion Oilfield Services Ltd. POLLUTION PREVENTION WQ City of Santa Rosa 38682 * September 07, 2010 04/25/2010 4,543.00 0.00 0.00 5,376.00 5,376.00 4,543.00 4,543.00 4,543.00 4,543.00 0.00 1,504.00 1,504.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Keep Texas Beautiful for the Stop Trashing Texas project as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will pay for the labor and disposal costs associated with cleanup of unauthorized trash dumps by supplying project coordination, labor, supplies, and materials for clean up events statewide. SEP funds used for this purpose shall be limited to the actual direct costs for the specific purpose necessary to meet the requirements of the SEP and no potion of the SEP funds will be spent on administrative costs related to this portion of the SEP. Trash dump cleanups may be coordinated with waste collection facilities and/or local governments to employ heavy machinery for the removal of large waste items. To the maximum extent possible, cleanups shall be accomplished with the use of volunteers from community groups, private companies, schools, and youth organizations. SEP Funds may be used for activities. This project will be administered in accordance with federal, state, and local environmental laws and regulations. 1,504.00 1,504.00 1.00:1 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. CLEAN UP WQ The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/21/2010 11/13/2009 1.00:1 1.00:1 1,880.00 7,360.00 376.00 1,472.00 2,944.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 06/26/2010 1.00:1 3,125.00 625.00 0.00 2,944.00 2,944.00 2,944.00 2,944.00 2,500.00 2,500.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 58 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION WQ City of Sabinal 37500 POLLUTION PREVENTION WQ City of Bridgeport 37910 POLLUTION PREVENTION WQ City of Brazoria 37982 POLLUTION PREVENTION WQ 37792 Warren Independent School District * September 07, 2010 The Respondent shall contribute to the SEP offset amount to the Third-Party Recipient named above. The contribution will be to Texas Association of Resource Conservation and Development Areas, Inc. to be used for the RC&D Abandoned Tire Clean-Up Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 10/31/2009 1.00:1 5,540.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/22/2010 1.00:1 12,000.00 2,400.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 02/22/2010 1.00:1 38,420.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Brazoria County shall provide assistance to low-income homeowners to repair or replace failing or inadequately designed On-Site Sewage Facilities ("OSSFs") within the county. Many of the OSSFs currently in operation in Brazoria County are substandard and result in the release of sewage in residential areas, public rights-of-way, and waterways. 11/13/2009 1.00:1 4,400.00 880.00 0.00 2,500.00 2,500.00 5,540.00 5,540.00 5,540.00 5,540.00 9,600.00 9,600.00 9,600.00 9,600.00 38,420.00 38,420.00 38,420.00 38,420.00 3,520.00 3,520.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 59 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Single Program POLLUTION PREVENTION WQ City of Nome 39113 POLLUTION PREVENTION Count of Single Program Orders: 214 * September 07, 2010 3,520.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 07/11/2010 1.00:1 21,510.00 4,302.00 0.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Jefferson County Government to be used for the Cheek Community First Time Sewer Service for Low Income Home Owners project. Specifically, SEP monies will be used to provide first time sewer service for low-income residential customers in the Candlelight and Martel Subdivisions (Cheek Community) located in the western area of Jefferson County. This area has open sewage pits or poorly maintained septic systems which are a hazard to human health and the environment. SEP Funds will be used to install wastewater infrastructure and a low pressure sewer system consisting of grinder pump stations located at each home. The project will be administered in accordance with federal, state, and local environmental laws and regulations. Total: 6,941,607.00 743,658.00 2,694,619.00 3,520.00 17,208.00 17,208.00 17,208.00 17,208.00 3,503,330.00 3,503,330.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 60 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Multi-Media Program Date Range Selected : PGM Case No. MM 37478 09/01/2009 - 08/31/2010 Respondent Name City of Brady POLLUTION PREVENTION MM 37011 A-1 LUFKIN RENTAL CENTER, INC. Effective Date 10/04/2009 Ratio 1.00:1 Assessed Amt Deferred Amt 3,775.00 0.00 Payable Amt 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 11/27/2009 1.00:1 3,250.00 0.00 1,625.00 Angelina Beautiful Clean (AB/C) is an affiliate member of Keep Texas Beautiful and sponsors cleanups throughout Angelina County, participates in the Texas Recycles Day, and provides information to the public about recycling and the benefits to maintaining a clean and healthy environment. Cleanup events will collect and properly dispose of illegally dumped waste in Angelina County. CLEAN UP SEP Cost SEP Offset 3,775.00 3,775.00 3,775.00 3,775.00 1,625.00 1,625.00 1,625.00 1,625.00 11,174.00 11,174.00 11,174.00 11,174.00 Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner. MM City Of Robert Lee 37518 POLLUTION PREVENTION MM Irion County 38329 POLLUTION PREVENTION MM 36653 US Ecology Texas, Inc. * September 07, 2010 10/24/2009 1.00:1 11,174.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 03/20/2010 1.00:1 1,900.00 380.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used purchase equipment for activities related to recycling efforts at the Citizen's Recycling Center. The center is open to the general public and currently accepts glass, plastics, e-waste, paper, aluminium, mixed metals, appliances, oil and filters, and batteries. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 10/18/2009 1.00:1 92,650.00 18,530.00 37,060.00 1,520.00 1,520.00 1,520.00 1,520.00 37,060.00 37,060.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 61 of 62 Appendix 10: List of SEP's & SEP Projects - FY2010 Multi-Media Program ENVIRONMENTAL ENHANCEMENT Count of Multi-Media Program Orders: 5 Grand Total Count of Orders: 219 * September 07, 2010 37,060.00 37,060.00 55,154.00 55,154.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used for the Colonial Waterbird Rookery Island Enhancement Project. Shamrock and Causeway Islands are important rookery islands with heavy bird usage that are experiencing significant loss of wetland and rookery habitat due to dredging activities and erosion from waves and ships. SEP monies will be used to pay for the labor and material costs associated with preventing erosion in the unprotected areas of the islands and restoring parts of the islands that have suffered from erosion. The project will protect critical bird habitat and also enhance the wetlands. Total: 112,749.00 18,910.00 Grand Total: 7,054,356.00 762,568.00 38,685.00 2,733,304.00 3,558,484.00 3,558,484.00 There are Multiple Respondent Names associated to this Case No. G:\Program Files\Business Objects\BusinessObjects Enterprise 11.5\Data\procSched\msboprd3b.reportj dnorwood/sps Page 62 of 62 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset AIREI 36104 Atrium Companies, Inc. DB4192G DALLAS 1/30/2009 770.00 154.00 616.00 0.00 0.00 AIREI 36362 Mansfield Plumbing Products LLC RL0008A RUSK 2/22/2009 1,050.00 210.00 840.00 0.00 0.00 1,820.00 364.00 1,456.00 0.00 0.00 AQ 35655 Owens Corning Composite Materials, LLC RB0010D RANDALL 9/22/2008 14,900.00 2,980.00 11,920.00 0.00 0.00 AQ 35295 La Porte Methanol Company, L.P. 2291 HARRIS 9/22/2008 3,925.00 785.00 1,570.00 1,570.00 1,570.00 AQ 34676 Belvan Corp. CZ0006F CROCKETT 9/22/2008 3,000.00 600.00 2,400.00 0.00 0.00 AQ 35383 Diamond Shamrock Refining Company, L.P. LK0009T LIVE OAK 9/22/2008 15,352.00 3,070.00 12,282.00 0.00 0.00 AQ 29997 Exxon Mobil Corporation 18287 HARRIS 9/22/2008 10,000.00 0.00 10,000.00 0.00 0.00 0.00 Subtotal for AIREI : 2 AQ 34346 Murphy Oil USA, Inc. EL PASO 9/22/2008 7,520.00 1,504.00 6,016.00 0.00 AQ 35484 Lee's United Construction Services, Inc. 919175M ZAPATA 9/22/2008 2,700.00 540.00 2,160.00 0.00 0.00 AQ 34300 Equistar Chemicals, LP MH0040N MATAGORDA 9/22/2008 51,984.00 10,396.00 20,794.00 20,794.00 20,794.00 TA0235N TARRANT 9/22/2008 1,975.00 395.00 1,580.00 0.00 0.00 21262 HARRIS 9/22/2008 80,000.00 0.00 40,000.00 40,000.00 40,000.00 AQ 35740 Miller Breweries West Limited Partnership AQ 34902 Shell Oil Company AQ 35213 SABINA PETROCHEMICALS LLC AQ 35503 Motiva Enterprises LLC AQ 35524 KM Aviation, Inc. AQ 35319 Texas Petrochemicals LP AQ 35313 BROTHERS MATERIALS, LTD 41945 JEFFERSON 9/22/2008 19,400.00 3,880.00 7,760.00 7,760.00 7,760.00 JE0095D JEFFERSON 9/22/2008 9,350.00 1,870.00 3,740.00 3,740.00 3,740.00 86083 GRAYSON 9/22/2008 2,000.00 400.00 1,600.00 0.00 0.00 JEA007G JEFFERSON 9/22/2008 7,300.00 1,460.00 5,840.00 0.00 0.00 WE0319D WEBB 9/22/2008 3,000.00 600.00 2,400.00 0.00 0.00 AQ 30876 Ya Razzak, Inc. EE1961R EL PASO 9/22/2008 1,200.00 0.00 1,200.00 0.00 0.00 AQ 34602 Shell Chemical LP HG0659W HARRIS 9/22/2008 70,415.00 0.00 35,208.00 35,207.00 35,207.00 AQ 35079 CICALO, SAM WISE 9/22/2008 6,300.00 1,260.00 5,040.00 0.00 0.00 AQ 35334 Seminole Pipeline Company FG0247O FORT BEND 9/22/2008 10,500.00 2,100.00 4,200.00 4,200.00 4,200.00 AQ 35342 McWane, Inc. SK0041T SMITH 10/6/2008 12,950.00 2,590.00 10,360.00 0.00 0.00 AQ 35135 Rohm and Haas Texas Incorporated HG0632T HARRIS 10/6/2008 81,400.00 16,280.00 32,560.00 32,560.00 32,560.00 AQ 35674 Equistar Chemicals, LP 4634B BRAZORIA 10/6/2008 7,375.00 1,475.00 5,900.00 0.00 0.00 AQ 35304 Exxon Mobil Corporation 18287 HARRIS 10/6/2008 65,300.00 13,060.00 26,120.00 26,120.00 26,120.00 AQ 35656 Chevron Phillips Chemical Company, LP 19718 BRAZORIA 10/6/2008 3,213.00 642.00 1,286.00 1,285.00 1,285.00 AQ 35791 DCP Midstream, LP HD0014P HANSFORD 10/6/2008 2,575.00 515.00 2,060.00 0.00 0.00 AQ 34587 HERNANDEZ, ADELFO DALLAS 10/6/2008 450.00 90.00 360.00 0.00 0.00 AQ 35961 J.C. Evans Construction Co., LP BEXAR 10/6/2008 1,900.00 380.00 1,520.00 0.00 0.00 AQ 35594 McGuffy Group, Inc. 84873 HARRIS 10/23/2008 2,000.00 400.00 1,600.00 0.00 0.00 AQ 35892 Union Carbide Corporation 48653 CALHOUN 10/23/2008 5,250.00 1,050.00 4,200.00 0.00 0.00 AQ 35595 E. I. du Pont de Nemours and Company OC0007J ORANGE 10/23/2008 13,350.00 2,670.00 10,680.00 0.00 0.00 AQ 35499 Texas Petrochemicals LP 20485 JEFFERSON 10/23/2008 3,224.00 644.00 2,580.00 0.00 0.00 AQ 35696 Equistar Chemicals, LP 4682B NUECES 10/23/2008 6,000.00 1,200.00 2,400.00 2,400.00 2,400.00 AQ 18611 Southwestern Electric Power Company TF0012D TITUS 10/23/2008 98,176.00 0.00 49,088.00 49,088.00 49,088.00 1 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset AQ Case No. 35667 Chevron Phillips Chemical Company, LP BL0758C BRAZORIA 10/23/2008 7,000.00 1,400.00 5,600.00 0.00 0.00 AQ 35629 Dolphin Petroleum, LP 257 REFUGIO 10/23/2008 2,300.00 460.00 1,840.00 0.00 0.00 0.00 AQ 6513 Newell Recycling of San Antonio, L.P. * AQ 10718 ExxonMobil Oil Corporation AQ 35324 Sunoco, Inc. (R&M) AQ 35598 The Dow Chemical Company AQ 35785 Oiltanking Beaumont Partners, L.P. AQ 35528 J. Cleo Thompson Investment Management, LLC 8185 BEXAR 10/23/2008 85,000.00 0.00 85,000.00 0.00 JE0062S JEFFERSON 10/23/2008 23,938.00 0.00 23,938.00 0.00 0.00 5572B HARRIS 10/23/2008 4,850.00 970.00 3,880.00 0.00 0.00 834 BRAZORIA 10/23/2008 20,000.00 4,000.00 8,000.00 8,000.00 8,000.00 21356 JEFFERSON 10/23/2008 2,650.00 530.00 2,120.00 0.00 0.00 CZ0035V CROCKETT 10/23/2008 3,625.00 725.00 2,900.00 0.00 0.00 AQ 34555 TOTAL PETROCHEMICALS USA, INC. JE0005H JEFFERSON 10/23/2008 529,300.00 105,860.00 211,720.00 211,720.00 211,720.00 AQ 35525 Ash Grove Texas, L.P. ED0034O ELLIS 10/23/2008 16,725.00 3,345.00 6,690.00 6,690.00 6,690.00 AQ 35938 LoneStar Fiberglass Pools, LLC 2808 GUADALUPE 10/23/2008 2,575.00 515.00 2,060.00 0.00 0.00 AQ 35551 The Goodyear Tire & Rubber Company 22110 JEFFERSON 10/23/2008 16,650.00 3,330.00 6,660.00 6,660.00 6,660.00 AQ 35764 Air Liquide Large Industries U.S. LP 73110 HARRIS 10/23/2008 3,950.00 790.00 3,160.00 0.00 0.00 4,000.00 AQ 35979 Houston Refining LP 2167 HARRIS 10/23/2008 10,000.00 2,000.00 4,000.00 4,000.00 AQ 12364 ExxonMobil Oil Corporation JE0062S JEFFERSON 10/23/2008 14,241.00 0.00 14,241.00 0.00 0.00 AQ 35816 Valero Refining-Texas, L.P. HG0130C HARRIS 10/23/2008 19,800.00 3,960.00 7,920.00 7,920.00 7,920.00 AQ 35227 DCP Midstream, LP AQ 35850 PD Glycol LP 79063 CRANE 11/6/2008 72,600.00 0.00 36,300.00 36,300.00 36,300.00 JE0049K JEFFERSON 11/6/2008 5,500.00 1,100.00 2,200.00 2,200.00 2,200.00 AQ 35810 Equistar Chemicals, LP 6257E HARRIS 11/6/2008 5,650.00 1,130.00 2,260.00 2,260.00 2,260.00 AQ 35454 Enbridge Pipelines (NE Texas) L.P. 2961 CAMP 11/6/2008 12,954.00 2,590.00 10,364.00 0.00 0.00 AQ 35554 Permian Tank & Manufacturing, Inc. 16285 ECTOR 11/6/2008 42,500.00 8,500.00 34,000.00 0.00 0.00 AQ 36038 Mobile Mini I, Inc. 25503 DALLAS 11/6/2008 2,100.00 420.00 1,680.00 0.00 0.00 AQ 35768 Mobil Chemical Company Inc. JE0065M JEFFERSON 11/6/2008 2,725.00 545.00 1,090.00 1,090.00 1,090.00 HG0659W HARRIS 11/6/2008 31,540.00 0.00 15,770.00 15,770.00 15,770.00 18287 HARRIS 11/6/2008 30,000.00 0.00 30,000.00 0.00 0.00 AQ 34213 Shell Chemical LP AQ 33027 Exxon Mobil Corporation AQ 35737 BP Amoco Chemical Company GB0001R GALVESTON 11/6/2008 10,000.00 2,000.00 8,000.00 0.00 0.00 AQ 34552 Gulf Coast Composite Marine Specialist Inc. GB0672K GALVESTON 11/6/2008 3,300.00 0.00 1,650.00 1,650.00 1,650.00 AQ 35854 Atlas Pipeline Mid-Continent WestTex, LLC 440 REAGAN 11/6/2008 1,875.00 375.00 1,500.00 0.00 0.00 AQ 35658 Gulf South Pipeline Company, LP 3,120.00 AQ 35280 Sid Richardson Carbon, LTD AQ 34199 455 POLK 11/6/2008 7,800.00 1,560.00 3,120.00 3,120.00 HW0017R HUTCHINSON 11/6/2008 24,072.00 4,814.00 19,258.00 0.00 0.00 Enterprise Products Operating LLC CI0008R CHAMBERS 11/6/2008 541,450.00 0.00 270,725.00 270,725.00 270,725.00 AQ 35561 Owens Corning Roofing and Asphalt, LLC DB0632E *MULTIPLE 11/6/2008 28,055.00 5,611.00 22,444.00 0.00 0.00 AQ 35364 TOTAL PETROCHEMICALS USA, INC. JE0005H JEFFERSON 11/6/2008 59,329.00 11,865.00 23,732.00 23,732.00 23,732.00 0.00 AQ 35946 Hess Corporation AQ 14112 NEGRETE, ROBERTO AQ 35603 Hill-Lake Gas Storage, L.P. AQ 29089 Formosa Plastics Corporation, Texas AQ 35881 INEOS USA LLC PSDTX328M3 EA0014H GAINES 11/6/2008 1,975.00 395.00 1,580.00 0.00 DALLAS 11/12/2008 1,250.00 0.00 1,250.00 0.00 0.00 EASTLAND 11/17/2008 94,950.00 18,990.00 37,980.00 37,980.00 37,980.00 7699 CALHOUN 11/17/2008 121,443.00 0.00 60,722.00 60,721.00 60,721.00 95 BRAZORIA 11/17/2008 17,400.00 3,480.00 13,920.00 0.00 0.00 2 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost AQ Case No. 35995 Copano Processing, L.P. CR0020C COLORADO 11/17/2008 6,250.00 1,250.00 5,000.00 0.00 SEP Offset 0.00 AQ 35886 Williamson Printing Corporation 1859 DALLAS 11/17/2008 10,000.00 2,000.00 4,000.00 4,000.00 4,000.00 AQ 35697 Brownfield Farmers, L.L.C. 72361L002 GAINES 11/17/2008 9,000.00 1,800.00 7,200.00 0.00 0.00 AQ 36043 CERTAINTEED CORPORATION 2638 GRAYSON 11/17/2008 1,925.00 385.00 1,540.00 0.00 0.00 AQ 34673 Valero Refining-Texas, L.P. 2937A NUECES 11/17/2008 5,382.00 1,076.00 2,153.00 2,153.00 2,153.00 AQ 35777 Exxon Mobil Corporation HG0228H HARRIS 11/17/2008 7,384.00 1,476.00 2,954.00 2,954.00 2,954.00 AQ 34861 Safety Railway Service, L.P. 21232 VICTORIA 11/17/2008 12,000.00 2,400.00 4,800.00 4,800.00 4,800.00 AQ 35682 Flint Hills Resources, LP 16989 JEFFERSON 11/17/2008 25,850.00 5,170.00 10,340.00 10,340.00 10,340.00 AQ 34699 Firestone Polymers, LLC 2565 ORANGE 11/17/2008 66,871.00 13,374.00 53,497.00 0.00 0.00 AQ 35805 M-I L L C 34447 ECTOR 11/17/2008 1,800.00 360.00 1,440.00 0.00 0.00 AQ 35685 BASF FINA Petrochemicals Limited Partnership JE0834F JEFFERSON 11/17/2008 250,753.00 50,150.00 100,302.00 100,301.00 100,301.00 AQ 35890 Arkema Inc. AQ 35819 TOTAL PETROCHEMICALS USA, INC. AQ 35600 DCP Midstream, LP AQ 36004 Clearstream Wastewater Systems, Incorporated AQ 35399 Shell Chemical LP * AQ 35843 US Department of the Army AQ 35755 Arrow Marble L.L.C. AQ 35565 Armstrong Hardwood Flooring Company AQ 35741 Exxon Mobil Corporation 22100 HARRIS 11/17/2008 3,874.00 774.00 3,100.00 0.00 0.00 JE0005H JEFFERSON 11/17/2008 15,496.00 3,099.00 6,199.00 6,198.00 6,198.00 4813500022 ECTOR 11/17/2008 7,950.00 1,590.00 3,180.00 3,180.00 3,180.00 1796 HARDIN 11/17/2008 4,750.00 950.00 3,800.00 0.00 0.00 HG0659W HARRIS 11/17/2008 20,000.00 4,000.00 8,000.00 8,000.00 8,000.00 1659 BELL 11/17/2008 4,750.00 950.00 0.00 3,800.00 3,800.00 HX2813G HARRIS 11/17/2008 20,250.00 4,050.00 16,200.00 0.00 0.00 49096 SHELBY 11/17/2008 46,075.00 9,215.00 36,860.00 0.00 0.00 HG0232Q HARRIS 12/4/2008 20,695.00 4,139.00 8,278.00 8,278.00 8,278.00 AQ 35284 Viron International Corporation 19049 BELL 12/4/2008 15,750.00 3,150.00 12,600.00 0.00 0.00 AQ 35743 Shell Oil Company * HG0659W HARRIS 12/4/2008 43,970.00 0.00 21,985.00 21,985.00 21,985.00 AQ 35999 Magellan Pipeline Terminals, L.P. EB0115M ECTOR 12/4/2008 2,450.00 490.00 1,960.00 0.00 0.00 AQ 35746 US Department of the Army NE0054S NUECES 12/4/2008 2,425.00 485.00 1,940.00 0.00 0.00 AQ 35143 Texas Port Recycling LP 82289 HARRIS 12/4/2008 900.00 180.00 720.00 0.00 0.00 AQ 35487 TOP GUN GUNITE COMPANY-GP LLC 86778 HARRIS 12/4/2008 5,000.00 1,000.00 4,000.00 0.00 0.00 AQ 36020 TOTAL PETROCHEMICALS USA, INC. HG0036S HARRIS 12/4/2008 10,000.00 2,000.00 8,000.00 0.00 0.00 AQ 35546 The Premcor Refining Group Inc. JE0042B JEFFERSON 12/4/2008 54,688.00 0.00 27,344.00 27,344.00 27,344.00 AQ 35974 Valero Refining-Texas, L.P. GB0073P GALVESTON 12/4/2008 9,375.00 1,875.00 3,750.00 3,750.00 3,750.00 AQ 35903 Rhodia Inc. HG0696Q HARRIS 12/4/2008 7,564.00 1,512.00 6,052.00 0.00 0.00 AQ 36149 Explorer Pipeline Company JE0160R JEFFERSON 12/4/2008 2,850.00 570.00 2,280.00 0.00 0.00 AQ 36000 Chevron Phillips Chemical Company, LP HW0013C HUTCHINSON 12/4/2008 7,425.00 1,485.00 5,940.00 0.00 0.00 AQ 35848 Sherwin Alumina, L.P. 48455 SAN PATRICIO 12/4/2008 23,200.00 4,640.00 9,280.00 9,280.00 9,280.00 AQ 35571 Texas Port Recycling LP 82289 HARRIS 12/4/2008 61,500.00 0.00 61,500.00 0.00 0.00 AQ 35878 ExxonMobil Oil Corporation 1173 JEFFERSON 12/4/2008 16,450.00 3,290.00 6,580.00 6,580.00 6,580.00 GB0005J GALVESTON 12/20/2008 3,625.00 725.00 2,900.00 0.00 0.00 84635L001 BELL 12/20/2008 3,000.00 600.00 2,400.00 0.00 0.00 AQ 35998 NuStar Terminals Texas, Inc. AQ 36110 storm reconstruction services inc 3 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name AQ 31118 Chevron Phillips Chemical Company, LP AQ 35976 C.B.H. Services, Inc. AQ 31081 BASF FINA Petrochemicals Limited Partnership TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset 1235 JEFFERSON 12/20/2008 92,677.00 0.00 46,339.00 46,338.00 46,338.00 OC0329H ORANGE 12/20/2008 3,000.00 600.00 2,400.00 0.00 0.00 36644 JEFFERSON 12/20/2008 203,125.00 0.00 101,563.00 101,562.00 101,562.00 AQ 35924 Oiltanking Beaumont Partners, L.P. 1804 JEFFERSON 12/20/2008 5,400.00 1,080.00 4,320.00 0.00 0.00 AQ 35590 S Fiberglass, Ltd. 2659 WISE 12/20/2008 2,375.00 475.00 950.00 950.00 950.00 AQ 36088 LCY Elastomers, L.P. HG3757A HARRIS 12/20/2008 3,650.00 730.00 2,920.00 0.00 0.00 AQ 36103 Gulf South Pipeline Company, LP JB0030S JACKSON 12/20/2008 2,000.00 400.00 1,600.00 0.00 0.00 AQ 31056 ExxonMobil Oil Corporation JE0149F JEFFERSON 12/20/2008 55,200.00 0.00 27,600.00 27,600.00 27,600.00 AQ 35790 CFF Recycling USA, Inc. 82937 *MULTIPLE 12/20/2008 11,550.00 0.00 11,550.00 0.00 0.00 AQ 31247 Chevron Phillips Chemical Company, LP 1504A HARRIS 12/20/2008 47,442.00 0.00 23,721.00 23,721.00 23,721.00 0.00 AQ 35358 International Wood, LLC AQ 36240 VIKING POOLS, LLC HN0371V HIDALGO 12/20/2008 2,375.00 475.00 1,900.00 0.00 36078 MIDLAND 12/20/2008 15,750.00 3,150.00 12,600.00 0.00 AQ 25458 0.00 Chevron Phillips Chemical Company, LP HG0310V HARRIS 12/20/2008 20,200.00 0.00 10,100.00 10,100.00 10,100.00 AQ 36091 Acme Brick Company PC0001E PARKER 12/20/2008 2,925.00 585.00 2,340.00 0.00 0.00 AQ 35889 UCAR Pipeline, Incorporated. JEA014N JEFFERSON 12/20/2008 9,000.00 0.00 4,500.00 4,500.00 4,500.00 AQ 27217 BASF FINA Petrochemicals Limited Partnership JE0843F JEFFERSON 12/20/2008 59,800.00 0.00 29,900.00 29,900.00 29,900.00 AQ 36322 Lindsey Contractors, Inc. MB0058O MCLENNAN 12/20/2008 850.00 170.00 680.00 0.00 0.00 AQ 36385 Universal Corrosion Specialists, Inc. 85078 FREESTONE 12/20/2008 900.00 180.00 720.00 0.00 0.00 AQ 35963 Pallet & Crating Co., Inc. 928589A GRAYSON 12/20/2008 1,425.00 285.00 1,140.00 0.00 0.00 AQ 35954 Exxon Mobil Corporation 18287 HARRIS 1/30/2009 47,600.00 0.00 23,800.00 23,800.00 23,800.00 AQ 36109 National Oilwell Varco, L.P. AQ 36100 SABINA PETROCHEMICALS LLC AQ 35989 Texas A&M University AQ 34572 The Premcor Refining Group Inc. AQ 36024 BLOCK CREEK CONCRETE PRODUCTS, L.L.C. AQ 36029 Flint Hills Resources, LP AQ 36431 The Goodyear Tire & Rubber Company AQ 36042 AQ 1084 HARRIS 1/30/2009 1,140.00 228.00 912.00 0.00 0.00 JE0843F JEFFERSON 1/30/2009 5,150.00 1,030.00 4,120.00 0.00 0.00 44762 *MULTIPLE 1/30/2009 4,375.00 875.00 3,500.00 0.00 0.00 JE0042B JEFFERSON 1/30/2009 14,641.00 0.00 7,321.00 7,320.00 7,320.00 83958 KENDALL 1/30/2009 10,000.00 0.00 10,000.00 0.00 0.00 JE0135Q JEFFERSON 1/30/2009 27,100.00 5,420.00 10,840.00 10,840.00 10,840.00 6618 HARRIS 1/30/2009 6,175.00 1,235.00 4,940.00 0.00 0.00 Citgo Products Pipeline Company 2891 TARRANT 1/30/2009 2,675.00 535.00 2,140.00 0.00 0.00 35762 Huntsman Petrochemical Corporation 19823 JEFFERSON 1/30/2009 49,728.00 9,945.00 19,892.00 19,891.00 19,891.00 AQ 36299 The Dow Chemical Company 436 GALVESTON 1/30/2009 6,725.00 1,345.00 5,380.00 0.00 0.00 AQ 35795 Chemical Lime, Ltd. CD0394P CAMERON 1/30/2009 1,050.00 210.00 840.00 0.00 0.00 AQ 36131 Ameron International Corporation WH0015Q WICHITA 1/30/2009 19,500.00 3,900.00 7,800.00 7,800.00 7,800.00 AQ 36227 Oldcastle Windows, Inc. 9396 KAUFMAN 1/30/2009 770.00 154.00 616.00 0.00 0.00 AQ 35922 Fleetwood Travel Trailers of Texas, Inc. GJ0166Q GREGG 1/30/2009 10,250.00 2,050.00 8,200.00 0.00 0.00 AQ 36264 Ant Enterprises Incorporated 52424L001 BEXAR 1/30/2009 750.00 150.00 600.00 0.00 0.00 AQ 36440 Trinity Industries, Inc. TA0539N TARRANT 2/8/2009 4,000.00 800.00 3,200.00 0.00 0.00 AQ 36167 State Service Co., Inc. SD0156E SAN PATRICIO 2/8/2009 5,775.00 1,155.00 4,620.00 0.00 0.00 4 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name AQ 36129 Oxy Vinyls, LP AQ 34128 Chevron Phillips Chemical Company, LP TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset 3855B HARRIS 2/8/2009 4,450.00 890.00 3,560.00 0.00 0.00 HG0310V HARRIS 2/8/2009 16,950.00 0.00 16,950.00 0.00 0.00 2868 JOHNSON 2/8/2009 2,500.00 500.00 2,000.00 0.00 0.00 HG0232Q HARRIS 2/8/2009 40,000.00 0.00 20,000.00 20,000.00 20,000.00 0.00 AQ 36403 Johnson County Pipe, Inc. AQ 32604 Exxon Mobil Corporation AQ 36325 HARRIS, DOUGLAS WAYNE HAMILTON 2/8/2009 10,000.00 0.00 10,000.00 0.00 AQ 36435 Atlas Roofing Corporation 2303 MORRIS 2/8/2009 4,850.00 970.00 3,880.00 0.00 0.00 AQ 33527 Shell Chemical LP * 21262 HARRIS 2/8/2009 166,530.00 0.00 83,265.00 83,265.00 83,265.00 AQ 35080 The Dow Chemical Company 20432 BRAZORIA 2/8/2009 30,000.00 0.00 15,000.00 15,000.00 15,000.00 AQ 35593 ConocoPhillips Company HW0018P HUTCHINSON 2/8/2009 40,150.00 8,030.00 16,060.00 16,060.00 16,060.00 20,370.00 AQ 35904 Building Materials Corporation of America DB0378S DALLAS 2/8/2009 50,925.00 10,185.00 20,370.00 20,370.00 AQ 35880 ExxonMobil Oil Corporation 2041 JEFFERSON 2/8/2009 17,250.00 3,450.00 6,900.00 6,900.00 6,900.00 AQ 36406 Valero Refining-Texas, L.P. GB0073P GALVESTON 2/8/2009 9,800.00 1,960.00 3,920.00 3,920.00 3,920.00 2733 JEFFERSON 2/8/2009 2,400.00 480.00 960.00 960.00 960.00 BL0758C BRAZORIA 2/8/2009 168,416.00 0.00 84,208.00 84,208.00 84,208.00 0.00 AQ 36163 Shell Pipeline Company LP AQ 32774 Chevron Phillips Chemical Company, LP AQ 36141 INEOS USA LLC BL0003Q BRAZORIA 2/8/2009 2,625.00 525.00 2,100.00 0.00 AQ 35869 Long Beach Shavings Co Inc MQ0494O MONTGOMERY 2/8/2009 4,750.00 950.00 3,800.00 0.00 0.00 AQ 35964 Kuraray America, Inc. HG1310O HARRIS 2/8/2009 20,200.00 4,040.00 8,080.00 8,080.00 8,080.00 AQ 36126 Holly Energy Partners - Operating, L.P. EE0057O EL PASO 2/8/2009 2,700.00 540.00 1,080.00 1,080.00 1,080.00 AQ 35520 Alcoa World Alumina LLC CB0003M CALHOUN 2/8/2009 96,360.00 19,272.00 77,088.00 0.00 0.00 AQ 36076 Matrix Metals LLC FG0044H FORT BEND 2/8/2009 9,675.00 1,935.00 7,740.00 0.00 0.00 AQ 36323 LDH Energy Mont Belvieu L.P. CI0197K CHAMBERS 2/8/2009 850.00 170.00 680.00 0.00 0.00 AQ 36168 Flint Hills Resources, LP 8803A NUECES 2/8/2009 5,075.00 1,015.00 4,060.00 0.00 0.00 AQ 36233 Rohm and Haas Texas Incorporated HG0632T HARRIS 2/22/2009 9,575.00 1,915.00 7,660.00 0.00 0.00 AQ 36410 Wyman-Gordon Forgings, Inc. HG0114A HARRIS 2/22/2009 3,725.00 745.00 1,490.00 1,490.00 1,490.00 AQ 34340 Valero Refining-Texas, L.P. GB0073P GALVESTON 2/22/2009 181,200.00 0.00 90,600.00 90,600.00 90,600.00 AQ 36399 UTLX Manufacturing, Inc. HG0811R HARRIS 2/22/2009 1,975.00 395.00 1,580.00 0.00 0.00 AQ 36518 West Fraser, Inc. 2702 RUSK 2/22/2009 2,250.00 450.00 1,800.00 0.00 0.00 AQ 36361 Saint-Gobain Ceramics & Plastics Inc BM0026Q BRAZOS 2/22/2009 2,475.00 495.00 1,980.00 0.00 0.00 AQ 36217 Texas Petrochemicals LP JEA007G JEFFERSON 2/22/2009 3,625.00 725.00 2,900.00 0.00 0.00 AQ 35830 The Premcor Refining Group Inc. JE0042B JEFFERSON 2/22/2009 46,213.00 0.00 23,107.00 23,106.00 23,106.00 AQ 36577 The Goodyear Tire & Rubber Company 6618 HARRIS 2/22/2009 6,422.00 1,284.00 5,138.00 0.00 0.00 AQ 36312 TexSand Distributors, LP TA0101M TARRANT 2/22/2009 7,020.00 1,404.00 5,616.00 0.00 0.00 AQ 36025 Formosa Plastics Corporation, Texas 7699 CALHOUN 2/22/2009 8,814.00 1,762.00 3,526.00 3,526.00 3,526.00 AQ 36077 DCP Midstream, LP 73352 SHERMAN 2/22/2009 7,600.00 1,520.00 3,040.00 3,040.00 3,040.00 AQ 35496 Alumax Mill Products, Inc. PSDTX886 BOWIE 2/22/2009 46,350.00 9,270.00 37,080.00 0.00 0.00 AQ 36562 El Paso Independent School District EE1015A EL PASO 2/22/2009 2,440.00 488.00 1,952.00 0.00 0.00 AQ 34566 Accord Construction, Inc. DALLAS 2/22/2009 30,000.00 0.00 15,000.00 15,000.00 15,000.00 AQ 36210 Cargill Meat Solutions Corporation PARMER 2/22/2009 19,294.00 3,858.00 15,436.00 0.00 0.00 PD0019U 5 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset Enterprise Products Operating LLC LHA011K LIBERTY 2/22/2009 10,100.00 0.00 5,050.00 5,050.00 5,050.00 36206 BASF FINA Petrochemicals Limited Partnership JE0843F JEFFERSON 2/22/2009 36,050.00 7,210.00 28,840.00 0.00 0.00 36463 XTO Energy Inc. 673 GREGG 2/22/2009 1,875.00 375.00 1,500.00 0.00 0.00 0.00 AQ 36068 AQ AQ AQ 36514 Mitsubishi Caterpillar Forklift America Inc. HG4873N HARRIS 3/12/2009 1,625.00 325.00 1,300.00 0.00 AQ 36272 Flint Hills Resources, LP 16989 JEFFERSON 3/12/2009 7,025.00 1,405.00 5,620.00 0.00 0.00 AQ 35856 Lucite International, Inc. JE0425E JEFFERSON 3/12/2009 31,600.00 6,320.00 12,640.00 12,640.00 12,640.00 AQ 36031 Vopak Terminal Deer Park, Inc. HG0629I HARRIS 3/12/2009 11,200.00 2,240.00 4,480.00 4,480.00 4,480.00 AQ 36108 The Imaging Bureau, Inc. 47553 TARRANT 3/12/2009 6,290.00 1,258.00 5,032.00 0.00 0.00 AQ 36335 Honeywell International, Inc. OC0001V ORANGE 3/12/2009 2,700.00 540.00 1,080.00 1,080.00 1,080.00 AQ 36526 Merisol USA LLC HG0486G HARRIS 3/12/2009 3,425.00 685.00 2,740.00 0.00 0.00 AQ 35799 ConocoPhillips Company BL0042G BRAZORIA 3/12/2009 40,000.00 8,000.00 32,000.00 0.00 0.00 AQ 34653 E. I. du Pont de Nemours and Company HG0218K HARRIS 3/12/2009 28,825.00 0.00 28,825.00 0.00 0.00 AQ 36303 BOSQUEZ, OFELIA EE1228E EL PASO 3/12/2009 1,420.00 284.00 1,136.00 0.00 0.00 AQ 36173 Overwraps Packaging, L.P. 1823 DALLAS 3/12/2009 2,375.00 475.00 950.00 950.00 950.00 AQ 36234 PD Glycol LP JE0049K JEFFERSON 3/12/2009 5,875.00 1,175.00 2,350.00 2,350.00 2,350.00 AQ 34611 BASF Corporation BL0021O BRAZORIA 3/12/2009 5,642.00 0.00 5,642.00 0.00 0.00 AQ 36277 Hood Flexible Packaging Corporation SK0043P SMITH 3/12/2009 2,550.00 510.00 2,040.00 0.00 0.00 AQ 36003 Chevron Phillips Chemical Company, LP HG0310V HARRIS 3/12/2009 15,850.00 3,170.00 6,340.00 6,340.00 6,340.00 AQ 36181 Eastman Chemical Company 21832 HARRISON 3/12/2009 39,290.00 7,858.00 15,716.00 15,716.00 15,716.00 AQ 36643 Frontera Generation Limited Partnership 1888 HIDALGO 3/12/2009 5,450.00 1,090.00 4,360.00 0.00 0.00 AQ 36583 INEOS USA LLC BL0002S BRAZORIA 3/12/2009 9,250.00 1,850.00 7,400.00 0.00 0.00 AQ 36726 Permian Enterprises, Ltd. 87265 ECTOR 3/12/2009 1,000.00 200.00 800.00 0.00 0.00 AQ 36368 E. I. du Pont de Nemours and Company JE0033C JEFFERSON 3/12/2009 6,656.00 1,331.00 5,325.00 0.00 0.00 AQ 36209 Ineos Polyethylene North America HG0665E HARRIS 3/12/2009 4,450.00 890.00 3,560.00 0.00 0.00 AQ 36407 ConocoPhillips Pipe Line Company 72815 LAMB 3/12/2009 3,325.00 665.00 2,660.00 0.00 0.00 AQ 36573 Whirlwind Steel Buildings Inc. HX1594C HARRIS 3/12/2009 10,700.00 2,140.00 8,560.00 0.00 0.00 AQ 36484 Greif Packaging LLC HG1221O HARRIS 3/12/2009 3,250.00 650.00 2,600.00 0.00 0.00 AQ 36369 Favelle Favco Cranes USA, Inc. 72677 CAMERON 3/12/2009 4,128.00 825.00 1,652.00 1,651.00 1,651.00 AQ 36481 Lufkin Industries, Inc. 8318 ANGELINA 3/12/2009 3,366.00 673.00 2,693.00 0.00 0.00 AQ 36289 ExxonMobil Oil Corporation JE0067I JEFFERSON 3/12/2009 10,000.00 2,000.00 4,000.00 4,000.00 4,000.00 EE2007P EL PASO 3/12/2009 12,250.00 2,450.00 9,800.00 0.00 0.00 1173 JEFFERSON 3/12/2009 8,100.00 1,620.00 3,240.00 3,240.00 3,240.00 AQ 36559 Johnson Plate and Tower Fabrication, Inc. AQ 36282 ExxonMobil Oil Corporation AQ 36507 Chevron Phillips Chemical Company, LP HG0310V HARRIS 3/23/2009 8,500.00 1,700.00 6,800.00 0.00 0.00 AQ 36533 Enstor Katy Storage and Transportation, L.P. 518 FORT BEND 3/23/2009 3,850.00 770.00 1,540.00 1,540.00 1,540.00 AQ 36591 American Acryl L. P. AQ 36114 Eagle Rock Field Services, L.P. AQ 36581 KMCO, L.P. 2655 HARRIS 3/23/2009 3,625.00 725.00 2,900.00 0.00 0.00 CF0070W CARSON 3/23/2009 8,241.00 1,648.00 3,297.00 3,296.00 3,296.00 9383 HARRIS 3/23/2009 10,222.00 0.00 10,222.00 0.00 0.00 6 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset 5171 HARRIS 3/23/2009 10,000.00 0.00 5,000.00 5,000.00 5,000.00 Flowers Baking Company of Tyler, LLC SK0346R SMITH 3/23/2009 1,925.00 385.00 1,540.00 0.00 0.00 AQ 36620 KM Liquids Terminals LLC AQ 36790 AQ 36504 Linde Gas North America LLC HX2334A HARRIS 3/23/2009 3,875.00 775.00 3,100.00 0.00 0.00 AQ 36006 Allied Feeds, Inc. BG0122L BEXAR 3/23/2009 2,640.00 0.00 1,320.00 1,320.00 1,320.00 5,560.00 AQ 36178 Gulf Coast Waste Disposal Authority 1710 HARRIS 3/23/2009 6,950.00 1,390.00 0.00 5,560.00 AQ 36613 E. I. du Pont de Nemours and Company JE0033C JEFFERSON 3/23/2009 5,450.00 1,090.00 4,360.00 0.00 0.00 AQ 36436 TOTAL PETROCHEMICALS USA, INC. JE0005H JEFFERSON 3/23/2009 7,775.00 1,555.00 3,110.00 3,110.00 3,110.00 AQ 36124 Invista S.a.r.l. 1302 ORANGE 3/23/2009 32,082.00 6,416.00 12,833.00 12,833.00 12,833.00 AQ 36470 Formosa Plastics Corporation, Texas CB0038Q CALHOUN 3/23/2009 7,425.00 1,485.00 2,970.00 2,970.00 2,970.00 AQ 36482 Hyman Farm Service, LLC 940673V ROBERTSON 3/23/2009 6,150.00 0.00 6,150.00 0.00 0.00 AQ 36370 Monsanto Ag Products LLC 4815300001 FLOYD 3/23/2009 1,875.00 375.00 1,500.00 0.00 0.00 AQ 32896 Exxon Mobil Corporation 1278 HARRIS 3/23/2009 22,016.00 0.00 22,016.00 0.00 0.00 AQ 36477 Raytheon Company 84943 DALLAS 3/23/2009 10,000.00 2,000.00 4,000.00 4,000.00 4,000.00 AQ 36341 Lucite International, Inc. 1743 JEFFERSON 3/23/2009 28,750.00 5,750.00 11,500.00 11,500.00 11,500.00 AQ 36485 Acme Brick Company 56206 HENDERSON 3/23/2009 3,850.00 770.00 3,080.00 0.00 0.00 AQ 36333 Cimarex Energy Co. 84967 LIBERTY 3/23/2009 3,750.00 750.00 3,000.00 0.00 0.00 AQ 36443 Belvan Corp. 326 CROCKETT 3/23/2009 133,900.00 0.00 133,900.00 0.00 0.00 AQ 36503 Shell Chemical LP HG0657D HARRIS 4/5/2009 9,300.00 1,860.00 3,720.00 3,720.00 3,720.00 AQ 36637 Texas Petrochemicals LP JEA007G JEFFERSON 4/5/2009 8,000.00 1,600.00 3,200.00 3,200.00 3,200.00 20,460.00 AQ 36071 TOTAL PETROCHEMICALS USA, INC. JE0005H JEFFERSON 4/5/2009 51,150.00 10,230.00 20,460.00 20,460.00 AQ 36587 Vopak Logistics Services USA Inc. HG0224P HARRIS 4/5/2009 5,825.00 1,165.00 2,330.00 2,330.00 2,330.00 AQ 36506 Exxon Mobil Corporation 1553 HARRIS 4/5/2009 30,400.00 6,080.00 12,160.00 12,160.00 12,160.00 AQ 36642 University of Texas at El Paso 4814100095 EL PASO 4/5/2009 770.00 154.00 616.00 0.00 0.00 AQ 35511 Texas Petrochemicals LP HG0562P HARRIS 4/5/2009 62,369.00 12,472.00 24,949.00 24,948.00 24,948.00 AQ 34356 Salzgitter Mannesmann Stainless Tubes USA, Inc. HG3179U HARRIS 4/5/2009 4,020.00 0.00 4,020.00 0.00 0.00 AQ 36216 AK/HA Manufacturing, LLC JE0820R JEFFERSON 4/5/2009 10,050.00 2,010.00 8,040.00 0.00 0.00 AQ 32866 Diamond Shamrock Refining Company, L.P. 1555 MOORE 4/5/2009 30,750.00 0.00 15,375.00 15,375.00 15,375.00 AQ 35039 Shumard Corporation 2785 TARRANT 4/5/2009 32,500.00 6,500.00 13,000.00 13,000.00 13,000.00 AQ 36488 Valero Refining-Texas, L.P. AQ 36430 MEMC Pasadena, Inc. 2507A HARRIS 4/5/2009 10,000.00 2,000.00 4,000.00 4,000.00 4,000.00 HX0029W HARRIS 4/5/2009 9,639.00 1,927.00 3,856.00 3,856.00 3,856.00 AQ 36894 Mine Service, Ltd. AQ 36696 Gilbert & Geraldine Malooly Children's Trust 45363 MCLENNAN 4/5/2009 1,800.00 360.00 1,440.00 0.00 0.00 EE0944B EL PASO 4/5/2009 1,250.00 250.00 1,000.00 0.00 AQ 36628 Clean Harbors Environmental Services, Inc. HG0633R 0.00 HARRIS 4/5/2009 5,950.00 1,190.00 4,760.00 0.00 0.00 AQ 36497 Fort Worth Excavating, Inc. TA1189L TARRANT 4/5/2009 5,450.00 1,090.00 4,360.00 0.00 0.00 AQ 36302 Chevron Phillips Chemical Company, LP 2151 BRAZORIA 4/20/2009 52,879.00 10,575.00 21,152.00 21,152.00 21,152.00 AQ 36498 Extrusion Plus LLC 87471 MONTGOMERY 4/20/2009 5,000.00 1,000.00 4,000.00 0.00 0.00 AQ 36588 Chevron Phillips Chemical Company, LP 1235 JEFFERSON 4/20/2009 27,350.00 0.00 13,675.00 13,675.00 13,675.00 AQ 36797 Insulfoam LLC 4814500003 FALLS 4/20/2009 1,925.00 385.00 1,540.00 0.00 0.00 7 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset 2100 CHAMBERS 4/20/2009 2,130.00 426.00 1,704.00 0.00 0.00 LUBBOCK 4/20/2009 2,000.00 400.00 1,600.00 0.00 0.00 939376B COLLIN 4/20/2009 2,900.00 580.00 2,320.00 0.00 0.00 DD0071C DEAF SMITH 4/20/2009 50,000.00 0.00 50,000.00 0.00 0.00 1230 ECTOR 4/20/2009 39,774.00 7,954.00 15,910.00 15,910.00 15,910.00 JE0149F JEFFERSON 4/20/2009 2,599.00 519.00 1,040.00 1,040.00 1,040.00 4368 CALDWELL 4/20/2009 3,000.00 600.00 2,400.00 0.00 0.00 TRAVIS 4/20/2009 3,000.00 600.00 2,400.00 0.00 0.00 Pasadena Refining System, Inc 1544 HARRIS 4/20/2009 33,144.00 6,628.00 26,516.00 0.00 0.00 36133 Union Tank Car Company 1539 LIBERTY 4/20/2009 11,530.00 2,306.00 4,612.00 4,612.00 4,612.00 AQ 36670 Nelson Bros. Ready Mix, Ltd. 43065 COLLIN 4/20/2009 1,975.00 395.00 1,580.00 0.00 0.00 AQ 36646 Invista S.a.r.l. 1897 ORANGE 4/20/2009 3,680.00 736.00 2,944.00 0.00 0.00 AQ 30922 Advantage Asphalt Products, Ltd. 76049L001 POTTER 4/23/2009 13,800.00 0.00 13,800.00 0.00 0.00 AQ 36522 Channel Energy Center, LP HX2690V HARRIS 5/3/2009 2,017.00 403.00 1,614.00 0.00 0.00 AQ 36359 Targa Midstream Services Limited Partnership 22088 CHAMBERS 5/3/2009 21,602.00 0.00 10,801.00 10,801.00 10,801.00 AQ 36585 Bayer Materialscience LLC AQ 36814 Rip Griffin Truck Service Center, Inc AQ 36578 TXI Operations, LP AQ 34443 Messer Construction Co., Inc. AQ 36472 Huntsman Advanced Materials, LLC AQ 36519 ExxonMobil Oil Corporation AQ 34315 K-C Grain, LLC AQ 36616 Carmax Auto Superstores, Inc. AQ 35729 AQ AQ 35985 Lauro Gonzalez NE0341M NUECES 5/3/2009 4,000.00 0.00 4,000.00 0.00 0.00 AQ 36623 Huntsman Petrochemical Corporation 1320 JEFFERSON 5/3/2009 117,715.00 23,543.00 47,086.00 47,086.00 47,086.00 AQ 36875 The Goodyear Tire & Rubber Company 9582 HARRIS 5/3/2009 5,150.00 1,030.00 2,060.00 2,060.00 2,060.00 AQ 36956 Brumley Manufacturing, LLC. 87761 WALLER 5/3/2009 2,100.00 420.00 1,680.00 0.00 0.00 AQ 36679 Circleville Store & Grain, Inc. WK0152A WILLIAMSON 5/3/2009 3,000.00 600.00 2,400.00 0.00 0.00 AQ 37408 Texas Petrochemicals LP HG0562P HARRIS 5/3/2009 0.00 0.00 0.00 0.00 0.00 AQ 36819 NuStar Terminals Partners TX L.P. 1677 GALVESTON 5/3/2009 4,394.00 878.00 3,516.00 0.00 0.00 AQ 36924 Houston County Ready-Mix Concrete Co. Inc. 85906 HOUSTON 5/3/2009 1,500.00 300.00 1,200.00 0.00 0.00 AQ 36338 The Lubrizol Corporation 1933 HARRIS 5/3/2009 20,410.00 0.00 10,205.00 10,205.00 10,205.00 AQ 36509 Leading Edge Aviation Services Inc PG0118H POTTER 5/3/2009 26,750.00 5,350.00 21,400.00 0.00 0.00 AQ 36953 Belco Manufacturing Company, Inc. BF0104B BELL 5/3/2009 2,500.00 500.00 2,000.00 0.00 0.00 AQ 36486 C & R Distributing, Inc. EE1274U EL PASO 5/3/2009 1,000.00 200.00 800.00 0.00 0.00 AQ 36799 Chevron Phillips Chemical Company, LP HW0013C HUTCHINSON 5/3/2009 6,400.00 1,280.00 5,120.00 0.00 0.00 AQ 35007 CIRCLE K STORES INC. EE1024W EL PASO 5/10/2009 8,040.00 0.00 8,040.00 0.00 0.00 AQ 36515 Load Trail, Ltd. 2412 LAMAR 5/18/2009 68,250.00 13,650.00 54,600.00 0.00 0.00 AQ 36963 ingram concrete llc 44504 PARKER 5/18/2009 4,050.00 810.00 3,240.00 0.00 0.00 AQ 36598 ConocoPhillips Company HW0018P HUTCHINSON 5/18/2009 10,150.00 2,030.00 8,120.00 0.00 0.00 AQ 34982 Lucite International, Inc. JE0425E JEFFERSON 5/18/2009 50,250.00 0.00 25,125.00 25,125.00 25,125.00 0.00 AQ 36700 Delek Refining, Ltd. AQ 36614 FLAT ROCK MINERALS LLC 5955A SMITH 5/18/2009 26,500.00 5,300.00 21,200.00 0.00 84664L001 UPSHUR 5/18/2009 3,470.00 694.00 2,776.00 0.00 AQ 35189 0.00 Solutia Inc. 18251 BRAZORIA 5/18/2009 117,048.00 0.00 58,524.00 58,524.00 58,524.00 AQ 36054 E. I. du Pont de Nemours and Company 9176 ORANGE 5/18/2009 12,859.00 2,571.00 10,288.00 0.00 0.00 8 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost AQ Case No. 36238 TOTAL PETROCHEMICALS USA, INC. HG0036S HARRIS 5/18/2009 83,424.00 16,684.00 66,740.00 0.00 SEP Offset 0.00 AQ 36687 Norit Americas, Inc. 1379 HARRISON 6/1/2009 28,760.00 5,752.00 11,504.00 11,504.00 11,504.00 AQ 35827 Diamond Shamrock Refining Company, L.P. MR0008T MOORE 6/1/2009 8,450.00 1,690.00 6,760.00 0.00 0.00 AQ 35926 The Dow Chemical Company 20432 BRAZORIA 6/1/2009 202,325.00 0.00 101,163.00 101,162.00 101,162.00 AQ 31739 JOHNSON, BOBBY SONNY 80293 GREGG 6/1/2009 16,200.00 0.00 16,200.00 0.00 0.00 AQ 36648 Maximus Coffee Group, LP 1018 HARRIS 6/1/2009 3,500.00 700.00 2,800.00 0.00 0.00 AQ 36945 Obbco Ranch Corporation ECTOR 6/1/2009 1,100.00 220.00 880.00 0.00 0.00 AQ 36095 The Premcor Refining Group Inc. JE0042B JEFFERSON 6/1/2009 17,100.00 3,420.00 6,840.00 6,840.00 6,840.00 AQ 37079 Bluff Manufacturing, Inc. 86325 TARRANT 6/1/2009 1,050.00 210.00 840.00 0.00 0.00 AQ 36663 Eagle Rock Field Services, L.P. 77131 ROBERTS 6/1/2009 57,589.00 11,517.00 23,036.00 23,036.00 23,036.00 AQ 36190 Southwest Convenience Stores, LLC EE0807M EL PASO 6/1/2009 4,850.00 970.00 3,880.00 0.00 0.00 AQ 37052 Rescar, Inc. OC0054A ORANGE 6/1/2009 3,050.00 610.00 2,440.00 0.00 0.00 AQ 36793 TOTAL PETROCHEMICALS USA, INC. HG0036S HARRIS 6/1/2009 43,103.00 8,620.00 34,483.00 0.00 0.00 AQ 36901 ConocoPhillips Company BL0042G BRAZORIA 6/15/2009 10,000.00 2,000.00 8,000.00 0.00 0.00 AQ 36840 E. I. du Pont de Nemours and Company 20204 ORANGE 6/15/2009 6,916.00 1,383.00 5,533.00 0.00 0.00 AQ 36682 Conner Steel Products Inc. 2820 TOM GREEN 6/15/2009 32,600.00 6,520.00 13,040.00 13,040.00 13,040.00 AQ 36680 Southwest Convenience Stores, LLC EE1130W EL PASO 6/15/2009 2,620.00 524.00 2,096.00 0.00 0.00 AQ 37178 Essner Manufacturing, L.P. AQ 36718 SandRidge CO2, LLC AQ 37081 Targa Midstream Services Limited Partnership AQ 36818 AQ 37016 74141 TARRANT 6/15/2009 1,600.00 320.00 1,280.00 0.00 0.00 PE0050P PECOS 6/15/2009 10,500.00 2,100.00 8,400.00 0.00 0.00 56431 CHAMBERS 6/15/2009 3,800.00 760.00 3,040.00 0.00 0.00 Citgo Refining and Chemicals Company L.P. PSDTX653M1 NUECES 6/15/2009 20,459.00 4,091.00 8,184.00 8,184.00 8,184.00 Pilot Travel Centers LLC dba Pilot Travel Center 435 EE2327R EL PASO 6/15/2009 1,220.00 244.00 976.00 0.00 0.00 CI0005A CHAMBERS 6/15/2009 13,100.00 2,620.00 10,480.00 0.00 0.00 21101 JEFFERSON 6/15/2009 14,560.00 2,912.00 5,824.00 5,824.00 5,824.00 10,580.00 AQ 36464 ONEOK Hydrocarbon Southwest, LLC AQ 36884 Chevron Phillips Chemical Company, LP AQ 36756 Exxon Mobil Corporation 3452 HARRIS 6/15/2009 26,450.00 5,290.00 10,580.00 10,580.00 AQ 33658 PRICE CONSTRUCTION, LTD. 7901 LUBBOCK 6/15/2009 5,145.00 0.00 5,145.00 0.00 0.00 AQ 36651 Shell Oil Company 1945 HARRIS 6/15/2009 21,275.00 0.00 10,638.00 10,637.00 10,637.00 AQ 37067 The Dow Chemical Company HG0769O HARRIS 7/9/2009 3,000.00 600.00 1,200.00 1,200.00 1,200.00 AQ 37179 CLW, Inc. 87202 SAN JACINTO 7/9/2009 2,000.00 400.00 1,600.00 0.00 0.00 AQ 37109 Huntsman Polymers Corporation 4813500005 ECTOR 7/9/2009 45,208.00 9,041.00 18,084.00 18,083.00 18,083.00 AQ 36182 Chemical Lime, Ltd. CS0020O COMAL 7/9/2009 2,875.00 575.00 2,300.00 0.00 0.00 AQ 35862 King Ranch, Inc. KLEBERG 7/9/2009 3,570.00 0.00 3,570.00 0.00 0.00 AQ 37128 Marathon Oil Company 87223 LEON 7/9/2009 1,000.00 200.00 800.00 0.00 0.00 AQ 36913 The Lubrizol Corporation 6221 HARRIS 7/9/2009 3,510.00 702.00 2,808.00 0.00 0.00 83,232.00 AQ 33795 The Dow Chemical Company BL0082R BRAZORIA 7/9/2009 166,465.00 0.00 83,233.00 83,232.00 AQ 37130 Enertech Industries Incorporated EB0759I ECTOR 7/9/2009 1,070.00 214.00 856.00 0.00 0.00 AQ 36935 Chevron Phillips Chemical Company, LP HG0310V HARRIS 7/9/2009 23,624.00 4,724.00 9,450.00 9,450.00 9,450.00 9 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost AQ Case No. 36767 Whiting Oil and Gas Corporation Respondent Name 2425 YOAKUM 7/9/2009 1,950.00 390.00 1,560.00 0.00 SEP Offset 0.00 AQ 37152 DCP Midstream, LP 676A ECTOR 7/9/2009 10,000.00 0.00 5,000.00 5,000.00 5,000.00 AQ 25508 J. C. Evans Construction Holdings, Inc. WILLIAMSON 7/9/2009 210,000.00 0.00 42,000.00 168,000.00 168,000.00 AQ 36231 E. I. du Pont de Nemours and Company OC0007J ORANGE 7/9/2009 31,408.00 6,281.00 12,564.00 12,563.00 12,563.00 AQ 36976 TOTAL PETROCHEMICALS USA, INC. 78962 HARRIS 7/9/2009 20,000.00 4,000.00 16,000.00 0.00 0.00 AQ 36223 Exxon Mobil Corporation HG0232Q HARRIS 7/9/2009 30,000.00 6,000.00 12,000.00 12,000.00 12,000.00 AQ 37099 Eagle Rock Field Services, L.P. RH0008Q *MULTIPLE 7/20/2009 2,575.00 515.00 2,060.00 0.00 0.00 840.00 AQ 36990 City of Plano COLLIN 7/20/2009 1,050.00 210.00 0.00 840.00 AQ 37198 CenterPoint Energy Field Services, Inc. 780 HARRISON 7/20/2009 2,300.00 460.00 1,840.00 0.00 0.00 AQ 32543 TOTAL PETROCHEMICALS USA, INC. JE0005H JEFFERSON 7/20/2009 749,910.00 0.00 374,955.00 374,955.00 374,955.00 AQ 31785 LI Holdings, Inc. FI0159N FREESTONE 7/20/2009 28,378.00 0.00 14,189.00 14,189.00 14,189.00 AQ 37167 TOTAL PETROCHEMICALS USA, INC. 78962 HARRIS 7/20/2009 10,000.00 2,000.00 8,000.00 0.00 0.00 0.00 AQ 37189 Apac-Texas, Inc. 3637 JASPER 7/20/2009 500.00 100.00 400.00 0.00 AQ 37197 Tenaska Frontier Partners, LTD. GK0077F GRIMES 7/20/2009 2,100.00 420.00 1,680.00 0.00 0.00 AQ 36931 Lide Industries LLC FI0159N FREESTONE 7/20/2009 30,100.00 0.00 15,050.00 15,050.00 15,050.00 AQ 37051 E. I. du Pont de Nemours and Company 4351 JEFFERSON 7/20/2009 5,643.00 1,128.00 4,515.00 0.00 0.00 AQ 36537 Kaneka Texas Corporation 2800 HARRIS 7/20/2009 5,150.00 1,030.00 4,120.00 0.00 0.00 AQ 37386 XTO Energy Inc. 87671 FREESTONE 7/20/2009 900.00 180.00 720.00 0.00 0.00 AQ 37220 INEOS USA LLC BL0002S BRAZORIA 7/20/2009 60,000.00 0.00 30,000.00 30,000.00 30,000.00 AQ 37114 Lucite International, Inc. JE0425E JEFFERSON 7/20/2009 5,357.00 1,071.00 2,143.00 2,143.00 2,143.00 AQ 37083 Exxon Mobil Corporation 18287 HARRIS 7/20/2009 10,000.00 2,000.00 4,000.00 4,000.00 4,000.00 AQ 37274 Valero Refining-Texas, L.P. HG0130C HARRIS 7/20/2009 10,439.00 2,087.00 4,176.00 4,176.00 4,176.00 BEXAR 7/29/2009 1,050.00 0.00 1,050.00 0.00 0.00 EE2482E EL PASO 8/9/2009 3,150.00 0.00 3,150.00 0.00 0.00 0.00 AQ 35700 DANIELS, FRANK EDWARD AQ 31162 Arturo Maldonado AQ 37237 Viridis Energy (Texas), LP 2565 *MULTIPLE 8/23/2009 5,500.00 1,100.00 4,400.00 0.00 AQ 37264 Eagle Rock Field Services, L.P. 47545 MOORE 8/23/2009 1,875.00 375.00 1,500.00 0.00 0.00 AQ 35089 Exxon Mobil Corporation HG0228H HARRIS 8/23/2009 496,201.00 0.00 248,101.00 248,100.00 248,100.00 AQ 34452 Lehigh Cement Company 1035 MCLENNAN 8/23/2009 160,140.00 0.00 104,550.00 55,590.00 55,590.00 AQ 37076 SABINA PETROCHEMICALS LLC JE0834F JEFFERSON 8/23/2009 7,550.00 1,510.00 6,040.00 0.00 0.00 AQ 528 Citgo Refining and Chemicals Company L.P. NE0192F NUECES 8/23/2009 68,640.00 0.00 34,320.00 34,320.00 34,320.00 HARRIS 8/23/2009 10,000.00 0.00 10,000.00 0.00 0.00 JE0052V JEFFERSON 8/23/2009 19,050.00 3,810.00 7,620.00 7,620.00 7,620.00 8/23/2009 2,750.00 550.00 1,100.00 1,100.00 1,100.00 AQ 37070 Seminole Pipeline Company AQ 37263 Huntsman Petrochemical Corporation AQ 37161 Magellan Terminals Holdings, L.P. HG0017W HARRIS TA0235N TARRANT 8/23/2009 7,640.00 1,528.00 6,112.00 0.00 0.00 1829 ORANGE 8/23/2009 24,075.00 4,815.00 9,630.00 9,630.00 9,630.00 AQ 37227 MillerCoors LLC AQ 37185 Honeywell International, Inc. AQ 18691 Citgo Refining and Chemicals Company L.P. NE0192F NUECES 8/23/2009 10,000.00 0.00 10,000.00 0.00 0.00 AQ 36156 Shell Oil Company * HG0659W HARRIS 8/23/2009 71,900.00 0.00 35,950.00 35,950.00 35,950.00 10 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name AQ 36536 Kaneka Texas Corporation AQ 37077 DCP Midstream, LP AQ 37154 INEOS Nova, LLC AQ 37393 Equalizer, Inc. AQ 37072 Flint Hills Resources, LP AQ 35305 ExxonMobil Oil Corporation AQ 37291 TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost 1152 HARRIS 8/23/2009 6,350.00 1,270.00 5,080.00 0.00 0.00 HD0014P HANSFORD 8/23/2009 7,600.00 1,520.00 3,040.00 3,040.00 3,040.00 1625 SEP Offset HARRIS 8/23/2009 5,642.00 1,128.00 2,257.00 2,257.00 2,257.00 MCLENNAN 8/23/2009 800.00 160.00 640.00 0.00 0.00 JE0135Q JEFFERSON 8/23/2009 12,950.00 2,590.00 10,360.00 0.00 0.00 JE0067I JEFFERSON 8/23/2009 106,600.00 0.00 53,300.00 53,300.00 53,300.00 Owens Corning Roofing and Asphalt, LLC 1779 ELLIS 8/31/2009 2,500.00 500.00 2,000.00 0.00 0.00 AQ 37017 Gregory Power Partners, L.P. 34824 SAN PATRICIO 8/31/2009 30,500.00 6,100.00 24,400.00 0.00 0.00 AQ 35498 Diamond Shamrock Refining Company, L.P. 9708 MOORE 8/31/2009 93,236.00 0.00 46,618.00 46,618.00 46,618.00 AQ 37313 ExxonMobil Oil Corporation JE0062S JEFFERSON 8/31/2009 9,925.00 1,985.00 3,970.00 3,970.00 3,970.00 AQ 36255 Citgo Refining and Chemicals Company L.P. 3119A NUECES 8/31/2009 10,482.00 0.00 10,482.00 0.00 0.00 HIDALGO 8/31/2009 1,100.00 220.00 880.00 0.00 0.00 JE0052V JEFFERSON 8/31/2009 28,615.00 0.00 14,308.00 14,307.00 14,307.00 AQ 37595 PEREZ, TOMAS AQ 37006 Huntsman Petrochemical Corporation AQ 37400 B & B Ready Mix, Inc. DB5347R DALLAS 8/31/2009 970.00 194.00 776.00 0.00 0.00 AQ 37123 LANXESS Corporation OC0004P ORANGE 8/31/2009 4,524.00 904.00 1,810.00 1,810.00 1,810.00 HG0310V HARRIS 8/31/2009 9,750.00 1,950.00 3,900.00 3,900.00 3,900.00 36644 JEFFERSON 8/31/2009 53,900.00 10,780.00 21,560.00 21,560.00 21,560.00 HG0659W HARRIS 8/31/2009 30,423.00 0.00 15,212.00 15,211.00 15,211.00 AQ 37365 Chevron Phillips Chemical Company, LP AQ 37261 BASF FINA Petrochemicals Limited Partnership AQ 36933 Shell Oil Company * AQ 37124 Air Liquide Large Industries U.S. LP 1735 HARRIS 8/31/2009 82,455.00 16,491.00 32,982.00 32,982.00 32,982.00 AQ 36717 The Dow Chemical Company 834 BRAZORIA 8/31/2009 63,000.00 0.00 31,500.00 31,500.00 31,500.00 AQ 35335 Chalico Concrete Materials, Inc. 77534 CAMERON 8/31/2009 5,350.00 0.00 5,350.00 0.00 0.00 AQ 37110 The Premcor Refining Group Inc. JE0042B JEFFERSON 8/31/2009 19,600.00 3,920.00 7,840.00 7,840.00 7,840.00 AQ 36494 CICALO, SAM 86676 WISE 8/31/2009 1,000.00 0.00 1,000.00 0.00 0.00 AQ 37316 Bells Conversions, Inc. 87762 DALLAS 8/31/2009 4,280.00 856.00 3,424.00 0.00 0.00 AQ 37540 Firestone Polymers, LLC 292 ORANGE 8/31/2009 5,475.00 1,095.00 4,380.00 0.00 0.00 AQ 37513 Enbridge Pipelines (NE Texas) L.P. 8986 CAMP 8/31/2009 3,000.00 600.00 2,400.00 0.00 0.00 AQ 37346 Shintech Incorporated 1361 BRAZORIA 8/31/2009 3,500.00 700.00 2,800.00 0.00 0.00 AQ 37144 Mobil Chemical Company Inc. JE0065M JEFFERSON 8/31/2009 3,675.00 735.00 1,470.00 1,470.00 1,470.00 AQ 37194 Chevron Phillips Chemical Company, LP 22690 BRAZORIA 8/31/2009 9,700.00 1,940.00 3,880.00 3,880.00 3,880.00 10,499,573.00 930,851.00 5,706,082.00 3,862,640.00 3,862,640.00 9/18/2008 1,185.00 0.00 1,185.00 0.00 0.00 Subtotal for AQ : 398 DC 30920 Hyeshin Han Bouwhuis 104096292 HARRIS DC 30887 DOSAN ENTERPRISES, INC. DC 31024 CHEA, YUNG 104996285 HARRIS 10/6/2008 1,185.00 0.00 1,185.00 0.00 0.00 TXR000075416 BELL 11/17/2008 1,185.00 0.00 1,185.00 0.00 DC 30701 Demitree Ochoa 0.00 TXR000073676 HARRIS 11/26/2008 1,185.00 0.00 1,185.00 0.00 DC 30884 0.00 CLEANING STOP LLC 103988812 *MULTIPLE 12/7/2008 270.00 0.00 270.00 0.00 DC 0.00 31209 Nhung T. Nguyen 104309794 FORT BEND 12/7/2008 1,185.00 0.00 1,185.00 0.00 0.00 DC 31501 Seong D. Roh 103200424 DALLAS 12/30/2008 1,185.00 0.00 1,185.00 0.00 0.00 11 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost DC Case No. 31224 Kim Phuong Tran dba Kims Cleaners Respondent Name 104995105 HARRIS 12/30/2008 1,185.00 0.00 1,185.00 0.00 0.00 DC 30569 Thanh Dung Nguyen 104098157 HARRIS 1/30/2009 656.00 0.00 656.00 0.00 0.00 DC 30635 Shali Enterprises, Inc. 104996400 HARRIS 2/19/2009 1,185.00 0.00 1,185.00 0.00 0.00 DC 30782 Fairmont Cleaners, Inc. 104086384 HARRIS 4/1/2009 1,185.00 0.00 1,185.00 0.00 0.00 DC 31021 WALK, HYON C 105010417 BELL 4/5/2009 1,535.00 0.00 1,535.00 0.00 0.00 DC 30897 Myung & Choon Kim, Inc. 100795848 DALLAS 4/25/2009 2,370.00 0.00 2,370.00 0.00 0.00 DC 30803 ASAP Enterprises, Inc. 100705763 HARRIS 5/23/2009 2,370.00 0.00 2,370.00 0.00 0.00 DALLAS 6/7/2009 3,606.00 0.00 3,606.00 0.00 0.00 104065958 *MULTIPLE 6/21/2009 1,185.00 0.00 1,185.00 0.00 0.00 22,657.00 0.00 22,657.00 0.00 0.00 0.00 DC 30287 Webera, Inc. DC 30806 TAM PHUONG CORPORATION Subtotal for DC : 16 SEP Offset ER 36274 Flying Star Transport, L.L.C. RANDALL 1/30/2009 1,200.00 240.00 960.00 0.00 ER 36469 JESKE CONSTRUCTION CO DALLAS 3/12/2009 7,500.00 0.00 7,500.00 0.00 0.00 ER 36655 Advance Hydrocarbon Corporation BRAZOS 4/20/2009 1,050.00 210.00 840.00 0.00 0.00 ER 35851 LINDGREN, JAMES LIMESTONE 6/7/2009 1,050.00 0.00 1,050.00 0.00 0.00 ER 36575 City of Cedar Park WILLIAMSON 8/23/2009 10,000.00 0.00 0.00 10,000.00 10,000.00 10,000.00 IHW 34165 PHILLIPS, BILL IHW 33474 U.S. Oil Recovery, L.P. 20,800.00 450.00 10,350.00 10,000.00 TXD097054878 LUBBOCK 9/22/2008 10,350.00 2,070.00 8,280.00 0.00 0.00 52123 HARRIS 11/6/2008 6,700.00 0.00 6,700.00 0.00 0.00 FALLS 11/6/2008 1,020.00 204.00 816.00 0.00 0.00 HUTCHINSON 11/6/2008 36,974.00 7,394.00 14,790.00 14,790.00 14,790.00 Subtotal for ER : 5 IHW 35675 COLLINS, ROGER IHW 35349 Chevron Phillips Chemical Company, LP TXD041516709 IHW 25611 Mickey D Wells TXR000058610 KERR 11/12/2008 28,355.00 0.00 28,355.00 0.00 0.00 IHW 35870 Houston Unlimited Inc. Metal Processing TX0000248633 WASHINGTON 12/20/2008 25,000.00 5,000.00 20,000.00 0.00 0.00 IHW 35343 Xklen Corporation 83163 BRAZORIA 12/24/2008 13,000.00 0.00 13,000.00 0.00 0.00 30391 *MULTIPLE 12/30/2008 44,685.00 0.00 44,685.00 0.00 0.00 TXR000046748 CHEROKEE 2/8/2009 63,500.00 12,700.00 50,800.00 0.00 0.00 IHW 31962 Van Der Horst U S A Corporation IHW 33082 Opti-Blast, Inc. IHW 34809 Itasca Landfill TX, LP 86925 HILL 2/8/2009 8,625.00 1,725.00 6,900.00 0.00 0.00 IHW 30057 Chevron Chemical Company TXR000004390 JEFFERSON 4/20/2009 19,287.00 0.00 19,287.00 0.00 0.00 IHW 36465 Oxea Corporation TXR000077784 MATAGORDA 4/20/2009 1,875.00 375.00 1,500.00 0.00 0.00 TXD000838896 JEFFERSON 5/18/2009 6,090.00 0.00 3,045.00 3,045.00 3,045.00 20324 HARRIS 5/18/2009 13,590.00 0.00 13,590.00 0.00 0.00 POLK 5/23/2009 101,000.00 0.00 101,000.00 0.00 0.00 IHW 35397 Veolia ES Technical Solutions, L.L.C. IHW 34877 Parrish Machine & Service, Inc. IHW 24637 Walker Wood Preserving, Inc. TXD026042168 IHW 12684 Irma Maldonado-Rullan TXR000031955 WEBB 7/9/2009 18,000.00 0.00 18,000.00 0.00 0.00 IHW 35015 BP Products North America Inc. 34507 *MULTIPLE 7/9/2009 650,000.00 0.00 325,000.00 325,000.00 325,000.00 IHW 33457 INEOS Americas LLC TXR000065730 JEFFERSON 7/9/2009 6,880.00 0.00 6,880.00 0.00 0.00 IHW 29616 Veolia ES Technical Solutions, LLC TXD000838896 JEFFERSON 7/9/2009 15,554.00 0.00 7,777.00 7,777.00 7,777.00 IHW 37040 Safety-Kleen Systems, Inc. TXD000729400 BEXAR 7/20/2009 1,750.00 350.00 1,400.00 0.00 0.00 IHW 36444 BP Products North America Inc. TXD008080533 GALVESTON 7/20/2009 12,650.00 2,530.00 10,120.00 0.00 0.00 IHW 33041 H. O. T. Transport, Ltd. TXR000076943 ANGELINA 7/20/2009 15,000.00 3,000.00 12,000.00 0.00 0.00 12 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name IHW 33299 Leading Edge Aviation Services Inc IHW 37024 City of Encinal IHW 35395 Citgo Refining and Chemicals Company L.P. MSW 28007 Triple A Dump Truck Service, L.L.C. MSW 35494 GRIFFIN, ROBERT H TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost TXD987992690 POTTER 8/23/2009 41,250.00 0.00 41,250.00 0.00 0.00 WEBB 8/31/2009 1,270.00 254.00 1,016.00 0.00 0.00 TXD051161990 NUECES 8/31/2009 23,460.00 0.00 23,460.00 0.00 0.00 1,165,865.00 35,602.00 779,651.00 350,612.00 350,612.00 455150139 HIDALGO 9/4/2008 4,200.00 0.00 4,200.00 0.00 0.00 MASON 10/6/2008 5,250.00 1,050.00 4,200.00 0.00 0.00 Subtotal for IHW : 25 MSW 34876 H. Mitchell Enterprises, Inc MSW 28196 KNOWLES, JAMES M MSW 34895 DIAZ, JUAN ANTONIO MSW 32827 MARROQUIN, JESUS MSW 35619 WHITFIELD, R J MSW 34643 McCarty Road Landfill TX, LP MSW 35863 Jimi Enterprise Inc MSW 1741 Brazosport Equipment & Rental, Inc. MSW 15894 MSW 35370 SEP Offset TARRANT 10/6/2008 8,942.00 0.00 8,942.00 0.00 0.00 455120107 MONTGOMERY 10/6/2008 1,050.00 0.00 1,050.00 0.00 0.00 BEXAR 10/12/2008 12,500.00 0.00 12,500.00 0.00 0.00 455150151 HIDALGO 10/12/2008 5,000.00 0.00 5,000.00 0.00 0.00 FALLS 10/23/2008 3,775.00 755.00 3,020.00 0.00 0.00 261A HARRIS 10/23/2008 3,720.00 744.00 2,976.00 0.00 0.00 MCLENNAN 10/23/2008 475.00 95.00 380.00 0.00 0.00 455120017 BRAZORIA 10/23/2008 5,500.00 0.00 5,500.00 0.00 0.00 Texas Mexican Railway Company UNA455160026 WEBB 10/23/2008 22,000.00 0.00 22,000.00 0.00 0.00 Friedman Recycling of El Paso, LP 100156 EL PASO 10/23/2008 13,872.00 2,774.00 11,098.00 0.00 0.00 MSW 35183 City of Corpus Christi 423A NUECES 11/17/2008 5,300.00 0.00 0.00 5,300.00 5,300.00 MSW 34390 Tyler County 40038 TYLER 11/17/2008 6,300.00 1,260.00 0.00 5,040.00 5,040.00 MSW 34666 GRANADOS, JOSE MSW 31942 George Zambrano MSW 36096 ROSAS, MAURICE 455150161 HIDALGO 11/17/2008 7,500.00 3,900.00 3,600.00 0.00 0.00 UNA455140033 JIM WELLS 11/26/2008 5,000.00 0.00 5,000.00 0.00 0.00 SCURRY 12/4/2008 1,050.00 210.00 840.00 0.00 0.00 TARRANT 12/4/2008 1,000.00 200.00 800.00 0.00 0.00 TARRANT 12/4/2008 3,000.00 600.00 2,400.00 0.00 0.00 MSW 35710 GREGORY, BEN MSW 36072 Cowtown Redi Mix, Inc. 455040185 MSW 34163 HINSON, HERMAN * 455100055 HARDIN 12/4/2008 2,100.00 0.00 2,100.00 0.00 0.00 MSW 31775 FRENCH, MICHAEL EUGENE 455040169 KAUFMAN 12/10/2008 1,000.00 0.00 1,000.00 0.00 0.00 MSW 35818 City of Laredo 1693A WEBB 12/20/2008 2,625.00 525.00 2,100.00 0.00 0.00 MSW 36001 GOPDQ.Net, LLC 2350 HARRIS 12/20/2008 8,625.00 0.00 8,625.00 0.00 0.00 MSW 29047 Garland Kimbrell 100015 LUBBOCK 12/20/2008 2,100.00 0.00 2,100.00 0.00 0.00 MSW 30108 MCCLURE, HEATHER L * 6200044 TAYLOR 12/20/2008 2,005.00 0.00 2,005.00 0.00 0.00 MSW 25476 P Johnston Ventures, Inc. 455120104 MONTGOMERY 12/24/2008 7,875.00 0.00 7,875.00 0.00 0.00 MSW 35997 CCAA, L.L.C. BRAZOS 1/30/2009 3,477.00 695.00 2,782.00 0.00 0.00 MSW 2760 David Hughitt HAMILTON 1/30/2009 6,930.00 0.00 6,930.00 0.00 0.00 MSW 15774 Aguero Ricardo WEBB 1/30/2009 27,500.00 0.00 27,500.00 0.00 0.00 MSW 35798 City of Kingsville KLEBERG 1/30/2009 12,540.00 2,508.00 0.00 10,032.00 10,032.00 6200066 235B MSW 33304 San Antonio Disposal Interests, L.P. BEXAR 2/8/2009 3,060.00 0.00 3,060.00 0.00 0.00 MSW 27278 Aguero Ricardo WEBB 2/8/2009 3,500.00 0.00 3,500.00 0.00 0.00 MSW 33901 CCRS - Consolidated Construction Recycling Services, Ltd. DENTON 2/22/2009 10,500.00 0.00 10,500.00 0.00 0.00 100135 13 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost MSW Case No. 35789 RAMIREZ, AGUSTIN Respondent Name 455150171 HIDALGO 2/22/2009 1,000.00 0.00 1,000.00 0.00 SEP Offset 0.00 MSW 36101 RAMON, MACLOVIO UNA455160063 DUVAL 2/22/2009 1,050.00 210.00 840.00 0.00 0.00 MSW 36468 Eagle Disposal Company, Inc. LIMESTONE 3/12/2009 3,888.00 777.00 3,111.00 0.00 0.00 MSW 35702 Four States Recycling, Inc. POTTER 3/12/2009 6,115.00 1,223.00 4,892.00 0.00 0.00 MSW 34649 Smith County Recycling, L.L.C. 100019 SMITH 3/23/2009 15,371.00 0.00 15,371.00 0.00 0.00 MSW 33640 RUIZ, RODOLFO 455150157 CAMERON 4/1/2009 5,250.00 0.00 5,250.00 0.00 0.00 MSW 34206 I.M.C. Waste Disposal, Inc. 2229 WICHITA 4/5/2009 1,050.00 0.00 1,050.00 0.00 0.00 MSW 34759 League City Paving Company, Inc. 455120121 GALVESTON 4/20/2009 7,350.00 0.00 7,350.00 0.00 0.00 MSW 36636 Mike Bowman 6200497 BOSQUE 4/20/2009 2,625.00 525.00 2,100.00 0.00 0.00 HAMILTON 4/25/2009 3,960.00 0.00 3,960.00 0.00 0.00 455100054 JEFFERSON 5/10/2009 1,050.00 0.00 1,050.00 0.00 0.00 DALLAS 5/10/2009 1,050.00 0.00 1,050.00 0.00 0.00 MSW 28386 CROY, CASEY MSW 33531 Burroughs Don MSW 35220 JUAREZ, EFRAIN MSW 34769 LUCKEY, JAMES * 455100056 JASPER 5/10/2009 4,450.00 0.00 4,450.00 0.00 0.00 MSW 36665 RJR BioEnergy, Inc. A85913 SAN PATRICIO 5/18/2009 7,761.00 1,552.00 6,209.00 0.00 0.00 MSW 37001 YTURRI, JOHN BEXAR 5/18/2009 5,553.00 1,110.00 4,443.00 0.00 0.00 MSW 36904 HERNANDEZ, MACARIO MILAM 5/18/2009 1,050.00 210.00 840.00 0.00 0.00 MSW 33864 HERMES, CHESTER BEXAR 5/22/2009 2,000.00 0.00 2,000.00 0.00 0.00 MSW 35453 Trash Solutions L.L.C. TRAVIS 6/1/2009 1,070.00 0.00 1,070.00 0.00 0.00 MSW 36973 SAPP, ALFRED LARUE LEON 6/1/2009 2,625.00 525.00 2,100.00 0.00 0.00 MSW 35033 IBARRA, JOSE MSW 33708 Pencco, Inc. 455150165 CAMERON 6/1/2009 2,000.00 0.00 2,000.00 0.00 0.00 SD0129H SAN PATRICIO 6/1/2009 8,450.00 0.00 8,450.00 0.00 0.00 MSW 35352 SILLER, ERNESTO ANTONIO 455150158 CAMERON 6/1/2009 1,050.00 0.00 1,050.00 0.00 0.00 MSW 33318 Republic Waste Services of Texas, Ltd. 1209C ELLIS 6/1/2009 MSW 36466 Angelina County 2105A ANGELINA 6/15/2009 5,000.00 0.00 5,000.00 0.00 0.00 13,000.00 2,600.00 0.00 10,400.00 10,400.00 MSW 36936 SANTIS, ROSA * 100152 TRAVIS 6/15/2009 900.00 MSW 28310 Danny Wilde 100145 TOM GREEN 6/15/2009 5,025.00 180.00 720.00 0.00 0.00 0.00 5,025.00 0.00 MSW 35634 Silvester and Martha Martinez TOM GREEN 7/5/2009 1,050.00 0.00 0.00 1,050.00 0.00 0.00 MSW 36050 JMJ Organics Ltd 100148 HARRIS 7/5/2009 MSW 36597 City of Fredericksburg 1995 GILLESPIE 7/9/2009 6,539.00 0.00 6,539.00 0.00 0.00 1,070.00 214.00 856.00 0.00 MSW 33662 AZTEC WASTE, INC. BEXAR 0.00 7/9/2009 3,210.00 0.00 3,210.00 0.00 MSW 34345 LOPEZ, VICTOR C 0.00 BEXAR 7/9/2009 2,000.00 0.00 2,000.00 0.00 0.00 MSW 35572 CASTRO, DONALD BEXAR 7/9/2009 1,050.00 0.00 1,050.00 0.00 0.00 0.00 MSW 32506 Fort Worth Excavating, Inc. 455040173 TARRANT 7/9/2009 15,900.00 0.00 15,900.00 0.00 MSW 34386 GARZA, EMMA G * 455150163 HIDALGO 7/9/2009 1,000.00 0.00 1,000.00 0.00 0.00 MSW 35388 Red River Service Corporation 100129 CAMERON 7/20/2009 9,000.00 0.00 9,000.00 0.00 0.00 MSW 34973 Bosque County MSW 36267 ROMO, ALEJANDRO MSW 36414 PEREZ, RAUL BOSQUE 7/20/2009 3,150.00 0.00 3,150.00 0.00 0.00 CHEROKEE 7/29/2009 5,000.00 0.00 5,000.00 0.00 0.00 KLEBERG 7/29/2009 15,000.00 0.00 15,000.00 0.00 0.00 14 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost MSW Case No. 36763 HERNANDEZ, BAUDELIO Z Respondent Name TCEQ ID MCLENNAN 7/29/2009 2,625.00 0.00 2,625.00 0.00 0.00 MSW 36276 The J.W. Grimes Family Limited Partnership *MULTIPLE 8/9/2009 15,000.00 0.00 15,000.00 0.00 0.00 MSW 35237 MATA, JUAN MIGUEL DIMMIT 8/9/2009 7,500.00 0.00 7,500.00 0.00 0.00 MSW 37359 Linda Kay Torres JOHNSON 8/23/2009 1,120.00 224.00 896.00 0.00 0.00 MSW 31509 Maverick County MAVERICK 8/31/2009 3,810.00 0.00 3,810.00 0.00 0.00 MSW 36037 DE LOS SANTOS, JOSE UNA455160066 MAVERICK 8/31/2009 1,050.00 0.00 1,050.00 0.00 0.00 414,038.00 24,666.00 358,600.00 30,772.00 30,772.00 OL 32187 TRAMMELL, DAVID LI0009716 HARRIS 10/6/2008 625.00 0.00 625.00 0.00 0.00 OL 36298 PATTERSON, LARRY DENTON 10/6/2008 210.00 0.00 210.00 0.00 0.00 OL 11125 BOLTON, BRAD COLEMAN 10/23/2008 750.00 0.00 750.00 0.00 0.00 TRAVIS 10/23/2008 4,000.00 0.00 4,000.00 0.00 0.00 BASTROP 11/6/2008 625.00 125.00 500.00 0.00 0.00 UNA455160074 Subtotal for MSW : 77 OL 25967 SISCA, JOEY OL 35260 JAMES, TERRY R OL 35846 SHERRELL, KEITH OL 33907 MARTINEZ, JAVIER R OL 34987 HUNT, JOHN OL 36202 HAMM, JEFF OL 34715 GALVAN, VICTOR R SEP Offset HOOD 11/6/2008 742.00 148.00 594.00 0.00 0.00 FORT BEND 12/24/2008 625.00 0.00 625.00 0.00 0.00 LI0007808 HARRIS 12/24/2008 267.00 0.00 267.00 0.00 0.00 HOOD 1/30/2009 986.00 197.00 789.00 0.00 0.00 LI0009567 BEXAR 2/22/2009 1,050.00 210.00 840.00 0.00 0.00 OL 31619 LIMAS, JOHN R LI0010919 POTTER 2/28/2009 1,250.00 0.00 1,250.00 0.00 0.00 OL 34403 VASQUEZ, CESAR BP0004334 EL PASO 3/14/2009 1,750.00 0.00 1,750.00 0.00 0.00 OL 35748 SLATER, JOE F LI0014284 HOOD 3/14/2009 1,336.00 0.00 1,336.00 0.00 0.00 OL 34689 HARRIS, CATHERINE E LI0008131 WILLIAMSON 3/14/2009 2,337.00 0.00 2,337.00 0.00 0.00 OL 33657 GOFF, JASON S LI0008261 TARRANT 4/1/2009 262.00 0.00 262.00 0.00 0.00 OL 34985 MELTON, REX D LI0012271 HUTCHINSON 4/5/2009 1,675.00 0.00 1,675.00 0.00 0.00 OL 32941 CAVAZOS, JORGE A LI0009529 MAVERICK 4/12/2009 2,500.00 0.00 2,500.00 0.00 0.00 OL 35002 BURSE, STANLEY WILLIAMSON 4/20/2009 594.00 0.00 594.00 0.00 0.00 OL 34393 GARZA, EMILIO HIDALGO 4/25/2009 262.00 0.00 262.00 0.00 0.00 OL 34749 WALLS, SHANE BEXAR 5/3/2009 400.00 0.00 400.00 0.00 0.00 OL 31520 CRUZ, ALFREDO C LI0010678 HARRIS 5/10/2009 625.00 0.00 625.00 0.00 0.00 OL 35050 HICKS, CORBY LI0014828 WILLIAMSON 5/10/2009 500.00 0.00 500.00 0.00 0.00 OL 36252 MEYER, JARROD L LI0014359 SMITH 5/23/2009 300.00 0.00 300.00 0.00 0.00 OL 32979 WEAVER, EVANS TRAVIS 6/15/2009 625.00 0.00 625.00 0.00 0.00 OL 36979 MARTINEZ, HIPOLITO HARRIS 6/15/2009 736.00 147.00 589.00 0.00 0.00 TARRANT 6/15/2009 1,992.00 398.00 1,594.00 0.00 0.00 TRAVIS 6/18/2009 625.00 0.00 625.00 0.00 0.00 COLLIN 7/9/2009 356.00 71.00 285.00 0.00 0.00 OL 36823 DENNIS, BENNIE OL 35275 GOMEZ, JUAN OL 37186 Gail A. Wright LI0015690 OL 37238 CALLEJAS, PEDRO HARRIS 7/20/2009 743.00 148.00 595.00 0.00 0.00 OL 34402 HACKNEY, JAMES W HARRIS 7/29/2009 736.00 0.00 736.00 0.00 0.00 OL 34822 LUGO, ROBERTO NUECES 7/29/2009 262.00 0.00 262.00 0.00 0.00 15 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name OL 35067 HARRIS, JOHN M OL 35210 ELLIS, ALBERT E OL 35276 BOYD, GREGORY W OL 36523 HUTCHINS, JAY L TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost WO0017946 DENTON 7/29/2009 250.00 0.00 250.00 0.00 SEP Offset 0.00 FORT BEND 7/29/2009 872.00 0.00 872.00 0.00 0.00 LI0014680 BEXAR 7/29/2009 207.00 0.00 207.00 0.00 0.00 WO0020085 BOSQUE 7/29/2009 1,367.00 0.00 1,367.00 0.00 0.00 HAYS 8/23/2009 262.00 0.00 262.00 0.00 0.00 LI0013828 FORT BEND 8/31/2009 250.00 0.00 250.00 0.00 0.00 0.00 OL 34383 VICKERY, CASEY L OL 36205 CARLSON, BRYAN D 32,954.00 1,444.00 31,510.00 0.00 PST 33268 DODSON, JOHN PAUL * 59397 WINKLER 9/4/2008 7,875.00 0.00 7,875.00 0.00 0.00 PST 33419 Husnain AFTAB Enterprises, Inc. 74484 ORANGE 9/4/2008 4,725.00 0.00 4,725.00 0.00 0.00 PST 30576 ANNA ENTERPRISES INC. 5425 HARRIS 9/18/2008 8,840.00 0.00 8,840.00 0.00 0.00 Subtotal for OL : 37 PST 31363 Martin Adelakun 74264 HARRIS 9/18/2008 24,600.00 0.00 24,600.00 0.00 0.00 PST 27373 B & F and Sons, LLC 5965 ELLIS 9/18/2008 3,210.00 0.00 3,210.00 0.00 0.00 PST 29444 Murmur Corporation 46177 DALLAS 9/21/2008 5,250.00 0.00 5,250.00 0.00 0.00 PST 35292 Development II Partners, Inc. 78439 HAYS 9/22/2008 5,625.00 1,125.00 4,500.00 0.00 0.00 PST 25638 Neptune International Inc. 67250 HARRIS 9/22/2008 19,950.00 0.00 19,950.00 0.00 0.00 PST 35668 BROWN, CHARLES R 11211 JONES 9/22/2008 4,750.00 950.00 3,800.00 0.00 0.00 PST 35471 15010, INC 68941 TRAVIS 9/22/2008 4,000.00 800.00 3,200.00 0.00 0.00 PST 35409 Entergy Gulf States, Inc. 16606 MONTGOMERY 9/22/2008 875.00 0.00 875.00 0.00 0.00 PST 35410 May Man Corp. 73843 HARRIS 9/22/2008 3,500.00 0.00 3,500.00 0.00 0.00 PST 35411 USA IDOL Inc 32838 WEBB 9/22/2008 2,625.00 0.00 2,625.00 0.00 0.00 PST 32107 F P N Enterprises, Inc. 72815 HARRIS 9/22/2008 4,400.00 0.00 4,400.00 0.00 0.00 PST 35272 KBEC Corporation 50396 HARRIS 9/22/2008 2,040.00 408.00 1,632.00 0.00 0.00 PST 35813 Southwest Convenience Stores, LLC 78444 EL PASO 10/6/2008 1,750.00 0.00 1,750.00 0.00 0.00 PST 35815 AGUILAR, ALONZO 48654 BREWSTER 10/6/2008 1,750.00 0.00 1,750.00 0.00 0.00 PST 35501 G & R STORE, INC. 27145 DENTON 10/6/2008 11,232.00 2,246.00 8,986.00 0.00 0.00 PST 36297 Shelter Park, L.P. 6835 LUBBOCK 10/6/2008 875.00 0.00 875.00 0.00 0.00 PST 35947 MOUSAVI, MOHSEN MAX 34078 LUBBOCK 10/6/2008 875.00 0.00 875.00 0.00 0.00 PST 35474 Sohail Malik 25210 HARRIS 10/6/2008 6,000.00 1,200.00 4,800.00 0.00 0.00 PST 35885 EGERT, SCOTT 22070 LUBBOCK 10/6/2008 2,625.00 0.00 2,625.00 0.00 0.00 PST 36174 Trans Health Management, Inc. 34487 LUBBOCK 10/6/2008 875.00 0.00 875.00 0.00 0.00 PST 35457 PEERMOHAMMED, KARIM ALI 36541 TRAVIS 10/6/2008 5,778.00 1,155.00 4,623.00 0.00 0.00 PST 2696 Friends International, Inc. 53128 HARRIS 10/8/2008 16,000.00 0.00 16,000.00 0.00 0.00 PST 26046 SAO Traders Inc. 27217 SAN JACINTO 10/12/2008 9,500.00 0.00 9,500.00 0.00 0.00 PST 2442 ELHOMMOUD, MOHAMMAD 16427 HARRIS 10/23/2008 14,500.00 0.00 14,500.00 0.00 0.00 PST 35526 Mosley Grady W 47151 SMITH 10/23/2008 6,300.00 1,260.00 5,040.00 0.00 0.00 PST 35686 AAMIR Enterprises, Inc. 30572 HARRIS 10/23/2008 4,576.00 915.00 3,661.00 0.00 0.00 PST 15128 Thatta Corp. Inc., D/B/A Stop-N-Drive #26 57470 JEFFERSON 10/23/2008 13,200.00 0.00 13,200.00 0.00 0.00 PST 13988 Virginia Ent Inc Dba Super Food Store 20328 JEFFERSON 10/23/2008 7,200.00 0.00 7,200.00 0.00 0.00 16 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost PST Case No. 35512 TROUT, CHRIS Respondent Name 42361 COLLIN 10/23/2008 7,230.00 1,446.00 5,784.00 0.00 SEP Offset 0.00 PST 15654 SINGH, JASPAL 20750 HUNT 10/23/2008 5,600.00 0.00 5,600.00 0.00 0.00 PST 35439 CARRILLO, RAMIRO 54760 *MULTIPLE 10/23/2008 18,392.00 3,678.00 14,714.00 0.00 0.00 PST 23791 "Cedar Park E&J, Ltd." 53512 WILLIAMSON 10/23/2008 23,625.00 20,025.00 3,600.00 0.00 0.00 PST 34981 Best Mart, Inc. 14194 TARRANT 10/23/2008 27,980.00 5,596.00 22,384.00 0.00 0.00 PST 31048 New Way Enterprise Inc. 35274 BRAZORIA 10/23/2008 6,200.00 0.00 6,200.00 0.00 0.00 PST 20320 Barton Good Oil Co., Inc 37168 HUNT 10/23/2008 4,000.00 0.00 4,000.00 0.00 0.00 PST 35912 Advance Petroleum Distributing Company, Inc. 38928 TARRANT 10/23/2008 1,120.00 224.00 896.00 0.00 0.00 PST 18851 Asuda Holdings LLC 71839 DENTON 10/23/2008 1,940.00 0.00 1,940.00 0.00 0.00 PST 35527 Donald C. Moore & Sons, Inc. 53382 LIVE OAK 10/23/2008 13,750.00 2,750.00 11,000.00 0.00 0.00 PST 35627 ALI, KHAVEED 20465 HARRIS 10/23/2008 8,856.00 1,771.00 7,085.00 0.00 0.00 PST 13831 Kas Investments, Ltd. 50247 BRAZORIA 10/23/2008 3,750.00 0.00 3,750.00 0.00 0.00 PST 35548 Aliahsan Enterprises, Inc. 29405 JEFFERSON 10/23/2008 4,200.00 840.00 3,360.00 0.00 0.00 13,500.00 PST 9562 D & P Management Services, L.L.C. 71218 HARRIS 10/23/2008 27,000.00 0.00 13,500.00 13,500.00 PST 16303 Ayers' Companies, Inc. 16431 DALLAS 10/23/2008 8,740.00 2,252.00 6,488.00 0.00 0.00 PST 35508 HADDAD, KENNETH * 1332 EL PASO 10/23/2008 6,500.00 1,300.00 5,200.00 0.00 0.00 PST 15652 MENDEZ, CRUZ 18552 GREGG 10/23/2008 16,500.00 0.00 16,500.00 0.00 0.00 PST 13950 CARRASCO, ESPERANZA 72780 PRESIDIO 10/23/2008 56,500.00 29,320.00 27,180.00 0.00 0.00 PST 35326 J.C. Conoco, Inc. 27473 HARRIS 10/23/2008 11,305.00 2,261.00 9,044.00 0.00 0.00 PST 35081 LA CHIRIPA, INC. 41915 TARRANT 10/23/2008 3,500.00 0.00 3,500.00 0.00 0.00 PST 35408 Sirajuddin Corporation 42370 COLLIN 10/23/2008 12,932.00 2,586.00 10,346.00 0.00 0.00 PST 34477 STRONG, DON 41667 BURLESON 10/26/2008 7,875.00 0.00 7,875.00 0.00 0.00 PST 34859 Dhanani Investment, Inc. 49609 HARRIS 10/26/2008 4,600.00 0.00 4,600.00 0.00 0.00 PST 35562 Desi Group, Inc. 6211 DALLAS 11/6/2008 12,038.00 2,407.00 9,631.00 0.00 0.00 PST 35709 Campbell Oil Co. 6124 HARDIN 11/6/2008 6,101.00 1,220.00 4,881.00 0.00 0.00 PST 35759 C & L Diamond Liquor, Inc. 380 TARRANT 11/6/2008 9,499.00 1,899.00 7,600.00 0.00 0.00 PST 35868 United Petroleum Transports, Inc. 1068030 EL PASO 11/6/2008 850.00 170.00 680.00 0.00 0.00 PST 35744 ESHAAN INVESTMENTS, L.L.C. 35391 HARRIS 11/6/2008 4,246.00 849.00 3,397.00 0.00 0.00 PST 35739 Bell Bottom Foundation Co. 12072 BRAZORIA 11/6/2008 9,500.00 1,900.00 7,600.00 0.00 0.00 PST 35443 H. G. Word 29702 GRAYSON 11/6/2008 7,875.00 1,575.00 6,300.00 0.00 0.00 PST 35659 Al-Azar Enterprises, Inc. 39690 HARRIS 11/6/2008 9,875.00 1,975.00 7,900.00 0.00 0.00 PST 34100 NASSIF, MICHAEL 40823 HARRIS 11/6/2008 5,145.00 0.00 5,145.00 0.00 0.00 PST 35929 AVALON GOLDEN JUBILEE, INC 26151 HARRIS 11/6/2008 4,418.00 883.00 3,535.00 0.00 0.00 PST 36073 Gasgo Markets, Inc. 21380 REFUGIO 11/6/2008 6,250.00 1,250.00 5,000.00 0.00 0.00 PST 35652 LESLIE, JOHN T 25361 MORRIS 11/6/2008 3,675.00 735.00 2,940.00 0.00 0.00 PST 15736 PATEL, BIPIN 69845 ANGELINA 11/12/2008 15,000.00 0.00 15,000.00 0.00 0.00 PST 9871 Sammy's Groceries Inc. 31931 HARRIS 11/12/2008 11,320.00 0.00 11,320.00 0.00 0.00 PST 14729 WARREN, MARIA E 31331 MONTAGUE 11/12/2008 19,000.00 0.00 19,000.00 0.00 0.00 17 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost PST Case No. 22062 Asad Enterprises, Inc. Respondent Name 55209 TYLER 11/12/2008 3,150.00 0.00 3,150.00 0.00 SEP Offset 0.00 PST 25126 SALDIVAR, IRMA M 74184 *MULTIPLE 11/12/2008 2,140.00 0.00 2,140.00 0.00 0.00 PST 9434 IZR Corporation 72525 DALLAS 11/12/2008 16,800.00 0.00 16,800.00 0.00 0.00 PST 35687 HABIB, MOHAMMAD RAFIUL 72365 DALLAS 11/12/2008 1,130.00 0.00 1,130.00 0.00 0.00 PST 17392 Bountheung Noymany 66667 TARRANT 11/12/2008 6,750.00 0.00 6,750.00 0.00 0.00 PST 25836 Frank Lewis 43595 *MULTIPLE 11/12/2008 18,975.00 0.00 18,975.00 0.00 0.00 PST 21940 JOHNSON, LEO 47814 MCLENNAN 11/12/2008 26,000.00 0.00 26,000.00 0.00 0.00 0.00 PST 12096 AROUD, MOHAMMED K 33010 HARRIS 11/12/2008 136,070.00 0.00 136,070.00 0.00 PST 21636 Yaman, Inc. 46485 GALVESTON 11/12/2008 3,210.00 0.00 3,210.00 0.00 0.00 PST 14107 Deer Park Business, Inc. 35149 HARRIS 11/12/2008 7,000.00 0.00 7,000.00 0.00 0.00 PST 23847 IZR Corporation 72525 DALLAS 11/12/2008 2,540.00 0.00 2,540.00 0.00 0.00 PST 36041 Currey Decatur Truckstop, Inc. 70548 WISE 11/17/2008 11,096.00 2,219.00 8,877.00 0.00 0.00 36063 0.00 PST 35965 Umer International, Inc. PST 34153 Bob Covington PST 35586 1403, INC 72599 HARRIS 11/17/2008 950.00 190.00 760.00 0.00 ORANGE 11/17/2008 625.00 0.00 625.00 0.00 0.00 TRAVIS 11/17/2008 8,000.00 1,600.00 6,400.00 0.00 0.00 PST 35653 Bucky's Navigation, Inc. 37568 NUECES 11/17/2008 12,315.00 2,463.00 9,852.00 0.00 0.00 PST 35665 MOHAN, BRIJINDER 18046 GRAYSON 11/17/2008 8,670.00 1,734.00 6,936.00 0.00 0.00 PST 35773 Petroleum Wholesale, L.P. 45458 HARRIS 11/17/2008 5,816.00 1,163.00 4,653.00 0.00 0.00 PST 35925 TEXAS BUSINESS NETWORKS INC 75154 NUECES 11/17/2008 2,200.00 440.00 1,760.00 0.00 0.00 PST 35618 OSMANI, TY 37832 GRAYSON 11/17/2008 33,428.00 6,684.00 26,744.00 0.00 0.00 PST 35899 Murphy Oil USA, Inc. 72011 ORANGE 11/17/2008 6,000.00 1,200.00 4,800.00 0.00 0.00 PST 34411 BREAUX, BEVERLY 15030 DEWITT 11/26/2008 10,500.00 0.00 10,500.00 0.00 0.00 PST 33540 LAWTON, SHURAN * PST 33144 SKINNER, SHARON MARION 11/26/2008 8,925.00 0.00 8,925.00 0.00 0.00 5032 COOKE 11/26/2008 8,925.00 0.00 8,925.00 0.00 0.00 PST 31345 A & L PARTNERS, LLC 44476 TARRANT 12/4/2008 5,500.00 0.00 5,500.00 0.00 0.00 PST 26186 BATAINEH, MOHAMED AHMED AL 56836 HARRIS 12/4/2008 1,050.00 0.00 1,050.00 0.00 0.00 PST 35701 Penske Truck Leasing Co., L.P. 10083 NUECES 12/4/2008 1,000.00 200.00 800.00 0.00 0.00 PST 35421 Allina Business, Inc. dba Five Star Food Mart 35649 HARRIS 12/4/2008 13,791.00 9,438.00 4,353.00 0.00 0.00 PST 36291 SAMY RETAIL SERVICES INC 32841 WEBB 12/4/2008 1,750.00 0.00 1,750.00 0.00 0.00 PST 36235 SHERA CORPORATION 63809 DALLAS 12/4/2008 3,721.00 744.00 2,977.00 0.00 0.00 PST 35476 PEREZ, MANUEL D 61619 MIDLAND 12/4/2008 2,625.00 525.00 2,100.00 0.00 0.00 PST 35793 HWANG, YOUNGMI 68332 DALLAS 12/4/2008 16,650.00 3,330.00 13,320.00 0.00 0.00 PST 34933 Pasadena Investment Group Corporation 43773 JEFFERSON 12/7/2008 24,500.00 0.00 24,500.00 0.00 0.00 PST 34783 TES, CHANTHORN PATRICK 25270 KAUFMAN 12/7/2008 10,500.00 0.00 10,500.00 0.00 0.00 PST 34358 JORDAN, TOM 62153 TARRANT 12/7/2008 4,280.00 0.00 4,280.00 0.00 0.00 PST 29941 S. P. Holmes, Inc. 26064 WILLIAMSON 12/10/2008 9,375.00 0.00 9,375.00 0.00 0.00 PST 30327 Shalynah, Inc. 69277 HARRIS 12/20/2008 11,790.00 0.00 11,790.00 0.00 0.00 PST 26725 SAMTANI, VASHU 71761 VAN ZANDT 12/20/2008 7,650.00 0.00 7,650.00 0.00 0.00 18 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost PST Case No. 35695 KISHORE, NAND Respondent Name 27559 GRAYSON 12/20/2008 7,726.00 1,545.00 6,181.00 0.00 SEP Offset 0.00 PST 36063 MOMIN, MEHEBOOB 47248 ORANGE 12/20/2008 5,327.00 1,065.00 4,262.00 0.00 0.00 PST 9296 Friend Enterprises Inc. 7146 TRAVIS 12/20/2008 15,300.00 0.00 15,300.00 0.00 0.00 PST 24937 MORALES, EVELIO 14781 MAVERICK 12/20/2008 61,690.00 0.00 61,690.00 0.00 0.00 PST 36599 KENDRICK OIL COMPANY 77088 LUBBOCK 12/20/2008 875.00 0.00 875.00 0.00 0.00 PST 36040 Jerry Spencer, L.P. 75159 TARRANT 12/20/2008 4,546.00 909.00 3,637.00 0.00 0.00 PST 36009 PAGE, DONALD 1377 BURNET 12/20/2008 6,243.00 1,248.00 4,995.00 0.00 0.00 PST 36137 NIAZI, ZAKI 57380 HARRIS 12/20/2008 7,875.00 1,575.00 6,300.00 0.00 0.00 PST 31223 A.Z.H.E. Corporation 62339 HARRIS 12/20/2008 3,150.00 0.00 3,150.00 0.00 0.00 PST 36220 Shy Investment, Inc. 23871 NUECES 12/20/2008 4,150.00 830.00 3,320.00 0.00 0.00 PST 35331 LOPEZ, ALBERTO 53317 HIDALGO 12/20/2008 6,300.00 1,260.00 5,040.00 0.00 0.00 PST 28087 Asalah, Inc. 17709 TARRANT 12/20/2008 6,000.00 0.00 6,000.00 0.00 0.00 PST 36180 Coastal Transport Co., Inc. PST 36263 Rusk Byron 23503 DALLAS 12/20/2008 1,100.00 220.00 880.00 0.00 0.00 HARRIS 12/20/2008 4,250.00 850.00 3,400.00 0.00 0.00 PST 31784 Bilal Enterprises, Inc. 66788 *MULTIPLE 12/20/2008 4,080.00 0.00 4,080.00 0.00 0.00 PST 25503 RAMIREZ, JAMES A 32996 TOM GREEN 12/20/2008 8,100.00 0.00 8,100.00 0.00 0.00 PST 26032 NGUYEN, JOEY 59369 TARRANT 12/24/2008 5,000.00 0.00 5,000.00 0.00 0.00 PST 26868 PEREZ, ARNOLDO 35982 HIDALGO 12/24/2008 3,150.00 0.00 3,150.00 0.00 0.00 PST 34858 JAMES, WILLIAM M 31177 PALO PINTO 12/24/2008 6,300.00 0.00 6,300.00 0.00 0.00 PST 30060 BLUFF SPRINGS FOOD MART, INC. 45723 TRAVIS 12/30/2008 4,500.00 0.00 4,500.00 0.00 0.00 PST 25174 Mohammed A. Swati 46246 HARRIS 12/30/2008 4,280.00 0.00 4,280.00 0.00 0.00 PST 25456 Name Investment, Inc. 15841 NUECES 12/30/2008 7,500.00 0.00 7,500.00 0.00 0.00 PST 35024 SWITZER, STEVEN 17557 DALLAS 1/14/2009 18,125.00 0.00 18,125.00 0.00 0.00 PST 33639 Nel-Mark Properties, LLC 2387 *MULTIPLE 1/14/2009 14,200.00 0.00 14,200.00 0.00 0.00 PST 28849 MCBIRNIE, DAVID 69084 CULBERSON 1/28/2009 6,405.00 0.00 6,405.00 0.00 0.00 PST 36159 Albertson's LLC 72643 TOM GREEN 1/30/2009 6,375.00 1,275.00 5,100.00 0.00 0.00 PST 36164 Addison Enterprises Inc. 42963 DALLAS 1/30/2009 5,821.00 1,164.00 4,657.00 0.00 0.00 PST 36036 Focus Metroplex, Inc. 17926 TARRANT 1/30/2009 5,400.00 1,080.00 4,320.00 0.00 0.00 PST 36530 KENDRICK OIL COMPANY 76552 LUBBOCK 1/30/2009 875.00 0.00 875.00 0.00 0.00 PST 35683 Greenspoint Enterprises LLC 64247 HARRIS 1/30/2009 6,869.00 1,373.00 5,496.00 0.00 0.00 PST 35894 De La O Javier 67811 HIDALGO 1/30/2009 10,450.00 2,090.00 8,360.00 0.00 0.00 PST 25052 RFK Enterprises, Inc. 16559 JEFFERSON 1/30/2009 4,950.00 0.00 4,950.00 0.00 0.00 PST 35834 Martinez JR Ramon 32366 LA SALLE 1/30/2009 5,250.00 4,050.00 1,200.00 0.00 0.00 PST 35923 JARODIYA & SONS LLC. 26481 DALLAS 1/30/2009 9,794.00 1,958.00 7,836.00 0.00 0.00 PST 36228 Texas Stop N Shine, Inc. 26236 DALLAS 1/30/2009 8,955.00 1,791.00 7,164.00 0.00 0.00 PST 13345 MZEE, Inc. 62822 HARRIS 1/30/2009 5,775.00 0.00 5,775.00 0.00 0.00 PST 9903 Ballpark Mart, Inc. 72638 TARRANT 1/30/2009 3,920.00 0.00 3,920.00 0.00 0.00 PST 36034 Rajwani & Ali's Corporation 42989 COLLIN 1/30/2009 3,150.00 630.00 2,520.00 0.00 0.00 19 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost PST Case No. 35935 AHMAD, ANAS Respondent Name 26747 HARRIS 1/30/2009 12,401.00 2,480.00 9,921.00 0.00 SEP Offset 0.00 PST 36290 HAKIMZADEH, JAFAR 23072 HARRIS 2/8/2009 8,044.00 1,608.00 6,436.00 0.00 0.00 0.00 PST 36152 MOHSIN INC. 18451 JIM WELLS 2/8/2009 8,550.00 1,710.00 6,840.00 0.00 PST 27926 KASSIRA, KAMAL 56693 *MULTIPLE 2/8/2009 5,625.00 0.00 5,625.00 0.00 0.00 PST 36239 SAJJAD, PASHA 18106 MONTGOMERY 2/8/2009 2,350.00 470.00 1,880.00 0.00 0.00 PST 36284 Fairway Enterprises, Inc. 66959 HARRIS 2/8/2009 4,100.00 820.00 3,280.00 0.00 0.00 PST 36806 City of Austin 47014 TRAVIS 2/8/2009 875.00 0.00 875.00 0.00 0.00 PST 36055 U-2 Stores, Inc. 68592 HARRIS 2/8/2009 5,200.00 1,040.00 4,160.00 0.00 0.00 PST 36365 Post Oak Retailer's Inc. 35405 FORT BEND 2/8/2009 7,740.00 1,548.00 6,192.00 0.00 0.00 PST 36257 BARCENAS, SANTOS 30202 TOM GREEN 2/8/2009 11,130.00 2,226.00 8,904.00 0.00 0.00 PST 36434 Awad Enterprises Inc 61086 HARRIS 2/8/2009 2,550.00 510.00 2,040.00 0.00 0.00 PST 31508 WADE, JACK 15920 HOUSTON 2/8/2009 3,745.00 0.00 3,745.00 0.00 0.00 PST 36118 METHODIST HOSPITAL, PLAINVIEW, TEXAS 58344 HALE 2/8/2009 3,375.00 675.00 2,700.00 0.00 0.00 0.00 PST 5692 BARUA, PULAK 40023 KAUFMAN 2/12/2009 217,775.00 0.00 217,775.00 0.00 PST 31104 Saif Malik Enterprises, Inc. 76601 HARRIS 2/19/2009 3,150.00 0.00 3,150.00 0.00 0.00 PST 31012 Mohammed K. Ali 35390 HARRIS 2/19/2009 8,250.00 0.00 8,250.00 0.00 0.00 PST 36563 Proton Realty Co. 42956 DALLAS 2/22/2009 5,103.00 1,020.00 4,083.00 0.00 0.00 PST 35754 SILVA, ROY 9508 KIMBLE 2/22/2009 9,746.00 1,949.00 7,797.00 0.00 0.00 2,160.00 PST 35858 WEHBE INVESTMENTS, INC. 53512 WILLIAMSON 2/22/2009 5,400.00 1,080.00 2,160.00 2,160.00 PST 36145 SHREEDHAR CORPORATION INC 27024 LUBBOCK 2/22/2009 29,155.00 5,831.00 23,324.00 0.00 0.00 PST 36396 Earnhardt El Paso Motors, LP 18758 EL PASO 2/22/2009 21,017.00 4,203.00 16,814.00 0.00 0.00 PST 36467 Metro Suppliers, Incorporated 73993 TRAVIS 2/22/2009 7,500.00 1,500.00 6,000.00 0.00 0.00 PST 36116 3AR INC 64658 TARRANT 2/22/2009 24,962.00 4,992.00 19,970.00 0.00 0.00 PST 36268 SWH Realty, Ltd. 31789 EL PASO 2/22/2009 8,450.00 1,690.00 6,760.00 0.00 0.00 PST 36428 K-Yoba, Inc. 60480 BEXAR 2/22/2009 7,922.00 1,584.00 6,338.00 0.00 0.00 PST 29278 Bountheung Noymany 66667 TARRANT 2/25/2009 21,000.00 0.00 21,000.00 0.00 0.00 PST 32109 Millenium Gasoline Corporation 32128 *MULTIPLE 2/28/2009 8,400.00 0.00 8,400.00 0.00 0.00 PST 30966 Classic Convenience Inc. 35306 HARRIS 2/28/2009 4,725.00 0.00 4,725.00 0.00 0.00 PST 36566 AAEMS LLC 39353 TARRANT 3/12/2009 9,521.00 1,904.00 7,617.00 0.00 0.00 PST 36402 Chevron U.S.A. Inc. 34732 KARNES 3/12/2009 6,300.00 1,260.00 5,040.00 0.00 0.00 PST 36547 HNQ, Inc. 67397 TRAVIS 3/12/2009 1,750.00 0.00 1,750.00 0.00 0.00 PST 36493 Neptune International Inc. * 65914 FORT BEND 3/12/2009 13,846.00 2,769.00 11,077.00 0.00 0.00 PST 36295 FERGUSON, GERENE 63033 LUBBOCK 3/12/2009 5,748.00 1,149.00 4,599.00 0.00 0.00 PST 31754 FORD, BUDDY 24657 HARRISON 3/12/2009 5,704.00 0.00 5,704.00 0.00 0.00 PST 36461 KHAWAJA, ATA UR RAHMAN 27219 HARRIS 3/12/2009 3,097.00 619.00 2,478.00 0.00 0.00 PST 36400 G & J International, Inc. 960 DENTON 3/12/2009 4,700.00 940.00 3,760.00 0.00 0.00 PST 36607 50'S Classic Car Wash of Lubbock, Inc. 66308 LUBBOCK 3/12/2009 1,750.00 0.00 1,750.00 0.00 0.00 PST 28311 HUSAINAT, AIEDEH * 12207 JEFFERSON 3/14/2009 8,925.00 0.00 8,925.00 0.00 0.00 20 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost PST Case No. 36571 KENDRICK OIL COMPANY Respondent Name 57198 LUBBOCK 3/23/2009 875.00 0.00 875.00 0.00 SEP Offset 0.00 PST 24391 ALTAF, MUHAMMAD 38082 JASPER 3/23/2009 19,500.00 15,900.00 3,600.00 0.00 0.00 PST 36499 Elvan Management Inc. 8960 HOOD 3/23/2009 6,498.00 1,299.00 5,199.00 0.00 0.00 PST 36260 JO PO AND ASSOCIATES INC 73209 JOHNSON 3/23/2009 18,900.00 3,780.00 15,120.00 0.00 0.00 11418 73,980.00 PST 25887 CITY OF EL PASO PST 34138 Orange Cty Development Company PST 36259 One Stop Food Stores, Inc. 46707 EL PASO 3/23/2009 73,980.00 0.00 0.00 73,980.00 ORANGE 3/23/2009 6,500.00 0.00 6,500.00 0.00 0.00 DALLAS 3/23/2009 58,975.00 11,795.00 47,180.00 0.00 0.00 PST 36697 Costco Wholesale Corporation 78225 DALLAS 3/23/2009 5,601.00 1,120.00 4,481.00 0.00 0.00 PST 33231 DAVIS, JAKE 56997 PALO PINTO 4/1/2009 7,875.00 0.00 7,875.00 0.00 0.00 PST 2659 FKD Enterprises Inc. dba Lucky Seven Food Mart 44882 BEXAR 4/1/2009 14,300.00 0.00 14,300.00 0.00 0.00 PST 32212 Prince Texas Group, Inc. 40085 JEFFERSON 4/1/2009 11,050.00 0.00 11,050.00 0.00 0.00 PST 36674 Aristos, Inc. 71598 ORANGE 4/5/2009 2,500.00 500.00 2,000.00 0.00 0.00 PST 36393 Shane Transportation, Inc. JEFFERSON 4/5/2009 4,100.00 820.00 3,280.00 0.00 0.00 PST 36671 HALBERT, SCOTT 77082 BASTROP 4/5/2009 3,379.00 675.00 2,704.00 0.00 0.00 PST 36810 J. T. Heath Home & Auto Supply Company 40989 CULBERSON 4/5/2009 2,412.00 482.00 1,930.00 0.00 0.00 PST 36656 Riyaan & Noorain Enterprises, Inc. 76191 BASTROP 4/5/2009 7,500.00 1,500.00 6,000.00 0.00 0.00 PST 36487 Victron Stores, L.P. 71352 JOHNSON 4/5/2009 10,606.00 2,121.00 8,485.00 0.00 0.00 PST 36193 DAVIDSON, JEFF 25839 IRION 4/5/2009 9,880.00 1,976.00 7,904.00 0.00 0.00 0.00 PST 36625 Misaq Enterprises Inc. 61142 HARRIS 4/5/2009 4,296.00 859.00 3,437.00 0.00 PST 36378 Terry County 66843 TERRY 4/5/2009 875.00 0.00 875.00 0.00 0.00 PST 36065 Patterson Nile J JR 54244 ARMSTRONG 4/5/2009 5,500.00 1,900.00 3,600.00 0.00 0.00 PST 36412 Bobby Enterprises, Inc. 43966 HARRIS 4/5/2009 1,650.00 330.00 1,320.00 0.00 0.00 PST 36652 United Fuel & Energy Corporation 7769 HOCKLEY 4/5/2009 4,300.00 860.00 3,440.00 0.00 0.00 15,000.00 PST 32844 West Texas Gas, Inc. 109976 TOM GREEN 4/5/2009 30,000.00 0.00 15,000.00 15,000.00 PST 36877 VAN NGUYEN, TOM 77987 TARRANT 4/5/2009 4,446.00 889.00 3,557.00 0.00 0.00 PST 36475 Nationial Stations, Inc. 8496 HALE 4/5/2009 6,756.00 1,351.00 5,405.00 0.00 0.00 PST 36686 RG Holdings Inc. 73842 COLLIN 4/5/2009 5,875.00 1,175.00 4,700.00 0.00 0.00 PST 15492 M & K Pantry LC 43553 HARDIN 4/5/2009 21,825.00 0.00 21,825.00 0.00 0.00 PST 36476 PNS Shell Inc 69730 HARRIS 4/5/2009 2,971.00 594.00 2,377.00 0.00 0.00 PST 28247 Dallas AOS Enterprises, Inc. 70705 DALLAS 4/12/2009 16,800.00 0.00 16,800.00 0.00 0.00 PST 32761 ALVARADO, SOCORRO 12248 WINKLER 4/12/2009 7,875.00 0.00 7,875.00 0.00 0.00 PST 31319 Almeda, Inc. 70523 HARRIS 4/12/2009 55,080.00 0.00 55,080.00 0.00 0.00 PST 35211 Edna L. Rayford 53122 CALDWELL 4/12/2009 11,550.00 0.00 11,550.00 0.00 0.00 PST 36889 M. Kashmiri Management, Inc. 27441 NUECES 4/20/2009 3,073.00 614.00 2,459.00 0.00 0.00 PST 36478 SE Young Corporation 74186 TARRANT 4/20/2009 6,271.00 1,254.00 5,017.00 0.00 0.00 PST 36815 Top New Wave, Inc. 50054 TARRANT 4/20/2009 9,692.00 1,938.00 7,754.00 0.00 0.00 PST 36631 NNY, Inc. 22884 DALLAS 4/20/2009 15,570.00 3,114.00 12,456.00 0.00 0.00 PST 36629 PERALES, JOSE 12199 LIBERTY 4/20/2009 3,675.00 735.00 2,940.00 0.00 0.00 21 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost PST Case No. 36138 ABUSALAH, ALBERT Respondent Name 34569 HARRIS 4/20/2009 12,500.00 2,500.00 10,000.00 0.00 SEP Offset 0.00 PST 36558 Tiger Glenn Apartments, Inc. 25037 NUECES 4/20/2009 2,625.00 525.00 2,100.00 0.00 0.00 PST 36954 Nila Akash Enterprises, Inc. 36378 HARRIS 4/20/2009 2,721.00 544.00 2,177.00 0.00 0.00 PST 36866 Save N More Corporation 30579 HARRIS 4/20/2009 2,414.00 482.00 1,932.00 0.00 0.00 PST 36627 Cal Development, Inc. 19599 HARRIS 4/20/2009 12,646.00 2,529.00 10,117.00 0.00 0.00 PST 36885 O`Donnell Oil & Butane Co., Inc. 2421 LYNN 4/20/2009 3,710.00 742.00 2,968.00 0.00 0.00 PST 36644 KNJ ENTERPRISES INC. 40109 HARRIS 4/20/2009 20,195.00 4,039.00 16,156.00 0.00 0.00 PST 36589 Crystal Falls Car Wash, Inc. 54828 LUBBOCK 4/20/2009 3,500.00 0.00 3,500.00 0.00 0.00 PST 36483 VAN DORN, ONA 8979 LIVE OAK 4/20/2009 2,625.00 525.00 2,100.00 0.00 0.00 PST 34703 Loveladdy Oil Company, Inc. 2194 SHELBY 4/20/2009 7,875.00 6,675.00 1,200.00 0.00 0.00 PST 34664 MAKHANI, AMIN 18794 BEXAR 4/20/2009 2,100.00 0.00 2,100.00 0.00 0.00 PST 34353 LUCIO, MIKE 13926 CAMERON 4/22/2009 17,000.00 0.00 17,000.00 0.00 0.00 PST 33149 WEBB, HUNTER 68180 POTTER 4/24/2009 5,250.00 0.00 5,250.00 0.00 0.00 PST 20720 Dahisar Business, Inc. dba Honey Stop 2 24455 ORANGE 4/25/2009 37,500.00 0.00 37,500.00 0.00 0.00 PST 34681 BRANNAN, RICHARD 68038 *MULTIPLE 4/25/2009 2,600.00 0.00 2,600.00 0.00 0.00 PST 35460 Hetherly Patrick H 64709 BOWIE 4/25/2009 8,925.00 0.00 8,925.00 0.00 0.00 PST 32928 IZR Corporation 72525 DALLAS 4/25/2009 11,102.00 0.00 11,102.00 0.00 0.00 PST 31188 SHEKHANI, AFZAL 38239 HARRIS 4/25/2009 11,000.00 0.00 11,000.00 0.00 0.00 PST 34388 DYER, DEWAYNE 12467 FANNIN 4/29/2009 6,300.00 0.00 6,300.00 0.00 0.00 PST 36857 Armstrong Mechanical Co., Inc. 62362 LUBBOCK 5/3/2009 1,750.00 0.00 1,750.00 0.00 0.00 PST 36649 HWEIDI, MIKE 53151 TARRANT 5/3/2009 16,858.00 3,371.00 13,487.00 0.00 0.00 PST 36693 SANM, Inc. 13401 DENTON 5/3/2009 17,600.00 3,520.00 14,080.00 0.00 0.00 PST 36831 Fatima Ladhani * 74454 ATASCOSA 5/3/2009 9,760.00 1,952.00 7,808.00 0.00 0.00 PST 36938 Mercantile Enterprises, Inc. 70546 HARRIS 5/3/2009 2,309.00 461.00 1,848.00 0.00 0.00 PST 36787 Quick Track, Inc. 5591 TARRANT 5/3/2009 2,631.00 526.00 2,105.00 0.00 0.00 PST 36928 John Ho Im 9004 NUECES 5/3/2009 2,500.00 500.00 2,000.00 0.00 0.00 PST 13530 GONZALEZ, TEOFILO R 57189 HIDALGO 5/3/2009 46,725.00 43,125.00 3,600.00 0.00 0.00 PST 36910 TC and E Realty, Inc. 10986 BELL 5/3/2009 9,200.00 1,840.00 7,360.00 0.00 0.00 PST 36911 Sunesara Investment Inc. 71455 HARRIS 5/3/2009 6,146.00 1,229.00 4,917.00 0.00 0.00 PST 36765 Kras Investments LLC 58846 BASTROP 5/3/2009 20,673.00 4,134.00 16,539.00 0.00 0.00 PST 31580 AP Livingston Limited Partnership 43007 POLK 5/3/2009 3,675.00 0.00 3,675.00 0.00 0.00 PST 36703 RIFAI, THOMAS 75329 DENTON 5/3/2009 9,518.00 1,903.00 7,615.00 0.00 0.00 0.00 PST 36850 Friendship Enterprises, Inc. 39758 HARRIS 5/3/2009 2,684.00 536.00 2,148.00 0.00 PST 36764 CMCR Corporation 1843 DALLAS 5/3/2009 6,596.00 1,319.00 5,277.00 0.00 0.00 PST 36676 S.A.A.A. ENTERPRISES, INC. 69698 HARRIS 5/3/2009 3,150.00 630.00 2,520.00 0.00 0.00 PST 36809 Lone Star Petroleum, LP 23158 HARRIS 5/3/2009 6,096.00 1,219.00 4,877.00 0.00 0.00 PST 35206 M-Co Auto Supply, Inc. 38399 BEXAR 5/3/2009 6,096.00 0.00 6,096.00 0.00 0.00 PST 34910 NTA Enterprises, Inc. 64498 NAVARRO 5/6/2009 13,900.00 0.00 13,900.00 0.00 0.00 22 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost PST Case No. 35232 PRICE, DWIGHT Respondent Name 13661 NAVARRO 5/6/2009 4,675.00 0.00 4,675.00 0.00 SEP Offset 0.00 PST 26299 AHMAD, ISSA TH 39462 BEXAR 5/6/2009 34,680.00 0.00 34,680.00 0.00 0.00 PST 33859 Quick & Convenience Pro - Victoria 1 LLC 25740 VICTORIA 5/10/2009 31,620.00 0.00 31,620.00 0.00 0.00 PST 35020 GAS2006 PARTNERS, LP 78861 HUNT 5/10/2009 19,900.00 0.00 19,900.00 0.00 0.00 PST 31366 Sakina, Inc. 36377 BRAZORIA 5/10/2009 5,100.00 0.00 5,100.00 0.00 0.00 PST 36740 RIDI, SAYED 5560 HARRIS 5/18/2009 3,325.00 665.00 2,660.00 0.00 0.00 PST 36917 NRH Group, Inc 74726 TARRANT 5/18/2009 8,916.00 1,783.00 7,133.00 0.00 0.00 PST 36878 Shaku Brothers Inc. 5428 HARRIS 5/18/2009 1,540.00 308.00 1,232.00 0.00 0.00 PST 36870 CORREA GARCIA, LINDA 47077 CAMERON 5/18/2009 5,500.00 1,100.00 4,400.00 0.00 0.00 PST 36879 Richdairy Ventures Inc 46108 HARRIS 5/18/2009 10,100.00 2,020.00 8,080.00 0.00 0.00 PST 36860 Lamb County Hospital 56992 LAMB 5/18/2009 875.00 0.00 875.00 0.00 0.00 PST 36848 MURFF, JOHN R 37389 LEON 5/18/2009 5,450.00 1,090.00 4,360.00 0.00 0.00 PST 36975 Ambica Corporation 27721 TRAVIS 5/18/2009 2,625.00 525.00 2,100.00 0.00 0.00 PST 36707 Yasinha INC. 5648 DALLAS 5/18/2009 19,057.00 3,811.00 15,246.00 0.00 0.00 PST 35650 PEREZ, ALBERTO SR 37212 JIM WELLS 5/18/2009 8,925.00 1,785.00 7,140.00 0.00 0.00 PST 27122 Sarn Management Inc. 39771 HARRIS 5/18/2009 5,152.00 0.00 5,152.00 0.00 0.00 PST 36846 MOMIN, MENDI T 63927 TRAVIS 5/18/2009 5,250.00 1,050.00 4,200.00 0.00 0.00 PST 35902 CKN, Inc. 8891 CALDWELL 5/18/2009 1,125.00 0.00 1,125.00 0.00 0.00 PST 36520 Momin Abdulbhai 63679 BRAZORIA 5/18/2009 16,196.00 3,239.00 12,957.00 0.00 0.00 PST 36902 BERRY CONTRACTING LP DBA BAY LTD 32082 NUECES 5/18/2009 6,990.00 1,398.00 5,592.00 0.00 0.00 PST 36916 CPG Investments L L C * 45881 BEXAR 5/18/2009 2,250.00 450.00 1,800.00 0.00 0.00 PST 36748 Poly Trucking, Inc. 72366 DALLAS 5/18/2009 34,919.00 6,983.00 27,936.00 0.00 0.00 PST 36704 Ashnoor, L.L.C. 23117 HARRIS 5/18/2009 8,419.00 1,683.00 6,736.00 0.00 0.00 PST 36083 Reddy-Gator, Inc. * 20758 MCLENNAN 5/20/2009 17,850.00 0.00 17,850.00 0.00 0.00 PST 27323 MALIK, TANVIR A 26593 DALLAS 5/22/2009 17,500.00 0.00 17,500.00 0.00 0.00 PST 35036 Je Jalaram Inc. 25733 VICTORIA 5/23/2009 16,320.00 0.00 16,320.00 0.00 0.00 PST 35241 Duran Properties, Inc. 19744 SAN PATRICIO 5/23/2009 23,625.00 0.00 23,625.00 0.00 0.00 PST 34820 MACIAS, JOE 47295 HASKELL 5/23/2009 7,875.00 0.00 7,875.00 0.00 0.00 PST 36249 BEGUM, KAZI 38836 MONTGOMERY 5/23/2009 6,390.00 0.00 6,390.00 0.00 0.00 PST 36271 GARCIA, LEONARD 8230 TOM GREEN 5/23/2009 16,800.00 0.00 16,800.00 0.00 0.00 PST 34627 SERENIL, GLORIA 1749 BEE 5/24/2009 16,800.00 0.00 16,800.00 0.00 0.00 PST 5117 NADAF, MUSTAFA 26337 TARRANT 5/31/2009 15,875.00 0.00 15,875.00 0.00 0.00 PST 36826 HRH Investments, LP 49714 TARRANT 6/1/2009 2,411.00 482.00 1,929.00 0.00 0.00 PST 37004 Hillside Grocery, Inc. 59917 TRAVIS 6/1/2009 5,644.00 1,128.00 4,516.00 0.00 0.00 PST 36824 CAHILL INVESTMENTS INC DBA RESLER CHEVRON 17854 EL PASO 6/1/2009 8,125.00 1,625.00 6,500.00 0.00 0.00 PST 34905 Huynh Hien 63984 HARRIS 6/1/2009 4,500.00 0.00 4,500.00 0.00 0.00 PST 35147 Addison Enterprises Inc. 45315 HARRIS 6/1/2009 1,070.00 0.00 1,070.00 0.00 0.00 PST 34581 BHAYANI INVESTMENT, INC. 29638 MCLENNAN 6/1/2009 3,500.00 0.00 3,500.00 0.00 0.00 23 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost PST 37095 Fondren ADP, Ltd. 26388 HARRIS 6/1/2009 3,058.00 611.00 2,447.00 0.00 SEP Offset 0.00 PST 34971 Vinklarek Underground Utilities Co. 47744 BASTROP 6/1/2009 3,675.00 0.00 3,675.00 0.00 0.00 PST 37023 S.W.G., Limited Partnership 63797 TRAVIS 6/1/2009 7,419.00 1,483.00 5,936.00 0.00 0.00 PST 36996 ROSE, MICHAEL D 43112 HUDSPETH 6/1/2009 5,100.00 1,020.00 4,080.00 0.00 0.00 PST 36989 Victron Stores, L.P. 79118 TARRANT 6/1/2009 8,938.00 1,787.00 7,151.00 0.00 0.00 PST 37107 Racetrac Petroleum, Inc. 68985 HARRIS 6/1/2009 5,599.00 1,119.00 4,480.00 0.00 0.00 PST 35897 RODRIGUEZ, JUAN 18436 CAMERON 6/1/2009 6,548.00 1,309.00 5,239.00 0.00 0.00 PST 31235 Oscar Food Corp 8919 HARRIS 6/1/2009 16,770.00 0.00 16,770.00 0.00 0.00 PST 36816 E-Z Star Inc. 14926 DALLAS 6/1/2009 2,686.00 537.00 2,149.00 0.00 0.00 PST 36770 Pro Mobil, Inc. 17689 DALLAS 6/1/2009 8,750.00 1,750.00 7,000.00 0.00 0.00 PST 36988 Valet Enterprises, Inc. 7086 BEXAR 6/1/2009 4,500.00 900.00 3,600.00 0.00 0.00 PST 37131 O`Donnell Oil & Butane Co., Inc. 2422 BORDEN 6/1/2009 1,855.00 371.00 1,484.00 0.00 0.00 0.00 PST 37073 Horizon Retail, L.L.C. 77716 HARRIS 6/1/2009 5,196.00 1,039.00 4,157.00 0.00 PST 26712 AHMAD, NISAR 67047 TARRANT 6/1/2009 17,655.00 0.00 17,655.00 0.00 0.00 PST 36969 City of Corpus Christi 48904 NUECES 6/1/2009 1,500.00 300.00 0.00 1,200.00 1,200.00 PST 36617 RIVERA, JESUS 79299 HIDALGO 6/3/2009 7,365.00 0.00 7,365.00 0.00 0.00 PST 34517 BRYMER, BERT 18976 GRAYSON 6/7/2009 13,125.00 0.00 13,125.00 0.00 0.00 PST 31606 ARMENDARIZ, JAVIER B 43280 ECTOR 6/7/2009 15,625.00 0.00 15,625.00 0.00 0.00 PST 33488 Gwen Gordan and Wanda Percy 40402 LAMAR 6/10/2009 1,000.00 0.00 1,000.00 0.00 0.00 PST 37139 United Fuel & Energy Corporation 7745 LUBBOCK 6/15/2009 3,500.00 0.00 3,500.00 0.00 0.00 PST 36944 Vimex Enterprises, Inc. 78865 HARRIS 6/15/2009 9,692.00 1,938.00 7,754.00 0.00 0.00 PST 37101 Terminal Market Garage , L.L.C. 31834 BEXAR 6/15/2009 7,000.00 1,400.00 5,600.00 0.00 0.00 PST 36762 Star Fuels, Inc. 26165 HARRIS 6/15/2009 2,518.00 503.00 2,015.00 0.00 0.00 PST 37180 OHM SAI, INC. 11326 WILLIAMSON 6/15/2009 5,728.00 1,145.00 4,583.00 0.00 0.00 PST 37118 JOSO Enterprises, Inc. 59582 COLLIN 6/15/2009 7,192.00 1,438.00 5,754.00 0.00 0.00 PST 37121 Racetrac Petroleum, Inc. 69122 HARRIS 6/15/2009 4,846.00 969.00 3,877.00 0.00 0.00 PST 37284 NICHOLS, BILL 11734 STEPHENS 6/15/2009 875.00 0.00 875.00 0.00 0.00 PST 37008 A N Trading Inc. 39434 DALLAS 6/15/2009 6,490.00 1,298.00 5,192.00 0.00 0.00 PST 37028 M&O Services, L.L.C. 45233 EL PASO 6/15/2009 19,499.00 3,899.00 15,600.00 0.00 0.00 PST 37030 Luckhany Enterprises Inc 36548 TARRANT 6/15/2009 11,116.00 2,223.00 8,893.00 0.00 0.00 PST 36769 Loay Daraghmeh 43275 DALLAS 6/15/2009 4,388.00 877.00 3,511.00 0.00 0.00 PST 27638 Asad Ali Coporation 5933 BEXAR 6/20/2009 2,340.00 0.00 2,340.00 0.00 0.00 PST 33643 Raul R. Martinez 61800 TARRANT 6/21/2009 5,250.00 0.00 5,250.00 0.00 0.00 PST 35406 Huong Th Tran 63136 JEFFERSON 6/21/2009 21,000.00 0.00 21,000.00 0.00 0.00 PST 15793 M.v.k, Inc. 18896 MCLENNAN 6/25/2009 1,000.00 0.00 1,000.00 0.00 0.00 PST 36269 CANTU, ARMANDO 38419 HIDALGO 6/26/2009 5,000.00 0.00 5,000.00 0.00 0.00 PST 35566 Linda Hill Barton 42047 *MULTIPLE 7/5/2009 7,875.00 0.00 7,875.00 0.00 0.00 PST 35970 MARTINEZ, CARMEN 34015 WILLACY 7/5/2009 22,050.00 0.00 22,050.00 0.00 0.00 24 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost PST Case No. 35557 FARRIS, PATRICIA A Respondent Name 29802 CASS 7/5/2009 6,300.00 0.00 6,300.00 0.00 SEP Offset 0.00 PST 35317 CASHION, CURTIS 73983 YOUNG 7/5/2009 7,875.00 0.00 7,875.00 0.00 0.00 PST 35766 Latham Miller Estate 12360 MASON 7/5/2009 11,550.00 0.00 11,550.00 0.00 0.00 PST 35270 PATEL, SHOBHANA 69641 MCLENNAN 7/5/2009 1,600.00 0.00 1,600.00 0.00 0.00 PST 35366 PARRISH, CHARLIE 40927 NAVARRO 7/5/2009 7,875.00 0.00 7,875.00 0.00 0.00 PST 34710 TES, CHANTHORN PATRICK 31351 KAUFMAN 7/8/2009 26,800.00 0.00 26,800.00 0.00 0.00 PST 37335 Southwest Convenience Stores, LLC ECTOR 7/9/2009 750.00 150.00 600.00 0.00 0.00 PST 37032 Selawi Unlimited, Inc. 60716 TARRANT 7/9/2009 10,915.00 2,183.00 8,732.00 0.00 0.00 PST 33317 MULLEN, JANIS * 9606 WILLIAMSON 7/9/2009 3,850.00 250.00 3,600.00 0.00 0.00 PST 36111 CHAUDHRY, FARAH 14538 NACOGDOCHES 7/9/2009 6,300.00 0.00 6,300.00 0.00 0.00 PST 32643 WARD, NED H 60058 STONEWALL 7/9/2009 5,250.00 0.00 5,250.00 0.00 0.00 PST 31241 Melvin Terral and Martha Terral 9594 *MULTIPLE 7/9/2009 8,000.00 6,800.00 1,200.00 0.00 0.00 PST 37236 RJR Restaurants of Denton, L. C. 76528 DENTON 7/9/2009 2,403.00 480.00 1,923.00 0.00 0.00 PST 37119 Big Diamond, Inc. 45987 EL PASO 7/9/2009 4,401.00 880.00 1,761.00 1,760.00 1,760.00 PST 34782 MERCADO, LUPE 38988 DEWITT 7/9/2009 7,875.00 0.00 7,875.00 0.00 0.00 PST 36907 Texas ARRM Investments Inc. 14917 DALLAS 7/9/2009 10,227.00 2,045.00 8,182.00 0.00 0.00 PST 35437 Gator Stop, Inc. 54324 LIBERTY 7/9/2009 5,160.00 0.00 5,160.00 0.00 0.00 PST 35127 SHAHJHAN, ALI 15591 TARRANT 7/9/2009 5,821.00 0.00 5,821.00 0.00 0.00 PST 36213 MSMS Inc 16526 DENTON 7/9/2009 12,300.00 0.00 12,300.00 0.00 0.00 PST 34914 Teth Investment 62776 FAYETTE 7/9/2009 2,625.00 0.00 2,625.00 0.00 0.00 PST 37354 Shanco Group LLC 35696 BRAZOS 7/9/2009 875.00 0.00 875.00 0.00 0.00 PST 37211 Racetrac Petroleum, Inc. 69123 HARRIS 7/9/2009 4,846.00 969.00 3,877.00 0.00 0.00 PST 36771 Klemme Entripreises Inc 22318 EL PASO 7/9/2009 15,881.00 3,176.00 12,705.00 0.00 0.00 PST 30968 10104 Inc 49412 HARRIS 7/9/2009 7,650.00 0.00 7,650.00 0.00 0.00 PST 36991 Jonestown Investments, Inc. 71068 TRAVIS 7/20/2009 4,339.00 867.00 3,472.00 0.00 0.00 PST 37182 Pamir, Inc. 46693 HARRIS 7/20/2009 7,597.00 1,519.00 6,078.00 0.00 0.00 PST 36914 Berry Contracting, L.P. 32080 NUECES 7/20/2009 3,600.00 720.00 2,880.00 0.00 0.00 PST 37089 GJN, LLC 29186 HARRIS 7/20/2009 8,601.00 1,720.00 6,881.00 0.00 0.00 PST 36920 Haribar, LLC 41360 MCLENNAN 7/20/2009 8,453.00 1,690.00 6,763.00 0.00 0.00 PST 35403 Gian O'Donnell 8797 HARRIS 7/20/2009 3,060.00 0.00 3,060.00 0.00 0.00 PST 33879 James J Flanagan Shipping Corporation 48086 HARRIS 7/20/2009 8,000.00 0.00 8,000.00 0.00 0.00 PST 37200 WOLDU, TES 28009 DALLAS 7/20/2009 2,337.00 467.00 1,870.00 0.00 0.00 PST 34361 CHA INC 639 MONTGOMERY 7/20/2009 6,230.00 0.00 6,230.00 0.00 0.00 PST 37205 Haroon & Khalid Investment Inc 72618 HARRIS 7/20/2009 4,221.00 844.00 3,377.00 0.00 0.00 PST 35864 NAJM, ADNAN 47269 HARRIS 7/29/2009 22,708.00 0.00 22,708.00 0.00 0.00 PST 36127 Lometa Davis 1920 SCHLEICHER 7/29/2009 17,600.00 0.00 17,600.00 0.00 0.00 PST 34892 Andrea Bennett, Trustee of the Randy Bennett GST Trust 66014 ERATH 7/29/2009 2,625.00 0.00 2,625.00 0.00 0.00 PST 35949 CHAPMAN, MARTHA BEXAR 7/29/2009 16,000.00 0.00 16,000.00 0.00 0.00 25 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost PST Case No. 36460 YUNUSALI, BADARPURA Respondent Name 41315 CHAMBERS 7/29/2009 17,893.00 0.00 17,893.00 0.00 SEP Offset 0.00 PST 33874 John R. Preston dba Refugio Exxon 18549 REFUGIO 7/29/2009 26,250.00 0.00 26,250.00 0.00 0.00 PST 35956 New Star Holdings, L.L.C. 69347 HARRIS 7/29/2009 4,725.00 0.00 4,725.00 0.00 0.00 PST 36332 AZY CORPORATION, INC. 3647 HARRIS 7/29/2009 10,500.00 0.00 10,500.00 0.00 0.00 PST 36473 CHENNAULT, HENRY 9894 DEWITT 7/29/2009 5,250.00 0.00 5,250.00 0.00 0.00 PST 35413 CARTER, GLADYS 67988 DENTON 7/29/2009 6,300.00 0.00 6,300.00 0.00 0.00 PST 36861 WIESEN, EDWARD S 74012 YOUNG 7/29/2009 3,675.00 0.00 3,675.00 0.00 0.00 PST 30874 R.D.S.A., Inc. 68892 HARRIS 7/29/2009 5,100.00 0.00 5,100.00 0.00 0.00 PST 20844 HABIB, MOHAMMAD RAFIUL 72365 DALLAS 7/29/2009 3,885.00 0.00 3,885.00 0.00 0.00 PST 33188 Hyer Rodney 1751 *MULTIPLE 8/6/2009 10,500.00 0.00 10,500.00 0.00 0.00 PST 35229 GOINS, SUE 19810 MORRIS 8/9/2009 9,900.00 0.00 9,900.00 0.00 0.00 PST 36565 Logics Enterprise, L.L.C. 57178 POLK 8/9/2009 35,696.00 0.00 35,696.00 0.00 0.00 0000755 TARRANT 8/23/2009 2,050.00 0.00 2,050.00 0.00 0.00 45238 EL PASO 8/23/2009 35,501.00 7,100.00 28,401.00 0.00 0.00 PST 34412 Lancaster Mini Mart, Inc. PST 36830 PEACE PARTNERS CAR WASH, L.L.C. PST 37390 Cal-Mod Enterprises, LLC 73324 HARRIS 8/23/2009 6,790.00 1,358.00 5,432.00 0.00 0.00 PST 37294 Avali Enterprise, Inc. 39849 HARRIS 8/23/2009 3,112.00 622.00 2,490.00 0.00 0.00 PST 37322 KWON, BRIAN 46066 HARRIS 8/23/2009 11,178.00 2,235.00 8,943.00 0.00 0.00 PST 36404 Gene's Go Truck Stop, Inc. 73440 KIMBLE 8/23/2009 2,500.00 0.00 2,500.00 0.00 0.00 PST 37529 Producers Cooperative Association 71157 BRAZOS 8/23/2009 875.00 0.00 875.00 0.00 0.00 PST 34897 GRANADOS, LUDIVINIA 46056 HIDALGO 8/23/2009 3,675.00 0.00 3,675.00 0.00 0.00 PST 35928 Mohammad A. Swati 55171 ORANGE 8/23/2009 1,100.00 0.00 1,100.00 0.00 0.00 PST 36576 Dumas Used Cars, Inc. 23287 CALHOUN 8/23/2009 5,250.00 1,650.00 3,600.00 0.00 0.00 PST 37319 Dallas Texas Properties, Inc. 44820 TARRANT 8/23/2009 10,621.00 2,124.00 8,497.00 0.00 0.00 PST 36888 RODRIGUEZ, EUSEBIO JR 47159 HIDALGO 8/23/2009 8,062.00 1,612.00 6,450.00 0.00 0.00 PST 36479 Lozano Ltd. 69213 ZAPATA 8/23/2009 7,650.00 0.00 7,650.00 0.00 0.00 PST 37170 Loop 12 Investment Corporation 76329 HUNT 8/23/2009 10,097.00 2,019.00 8,078.00 0.00 0.00 PST 35567 MOHAMMAD SULTAN 7643 ORANGE 8/23/2009 6,000.00 0.00 6,000.00 0.00 0.00 PST 36288 Denny Oil Company 25426 NACOGDOCHES 8/23/2009 2,000.00 400.00 1,600.00 0.00 0.00 PST 37251 ASH CORPORATION 64334 DALLAS 8/23/2009 3,535.00 707.00 2,828.00 0.00 0.00 PST 33803 SMITH, RUTH ANN 61851 PANOLA 8/23/2009 22,000.00 20,800.00 1,200.00 0.00 0.00 PST 9501 MBE, Inc. 48868 SAN AUGUSTINE 8/23/2009 5,100.00 0.00 5,100.00 0.00 0.00 PST 37181 Kori Services, LTD. 69546 TRAVIS 8/23/2009 21,759.00 4,351.00 17,408.00 0.00 0.00 PST 37449 Napm Enterprises Inc. 7077 BEXAR 8/23/2009 3,075.00 615.00 2,460.00 0.00 0.00 PST 37293 VO, HIEU 8294 JEFFERSON 8/23/2009 12,269.00 2,453.00 9,816.00 0.00 0.00 PST 36932 MATAR, FOUAD 6745 HARRIS 8/31/2009 3,218.00 0.00 3,218.00 0.00 0.00 PST 35368 GALINDO, LEOPOLDO E 19910 CRANE 8/31/2009 2,625.00 0.00 2,625.00 0.00 0.00 PST 37352 Paint Rock Independent School District 35526 CONCHO 8/31/2009 4,900.00 980.00 0.00 3,920.00 3,920.00 PST 35749 Hwy 29 Grocery, Inc. 52774 WILLIAMSON 8/31/2009 8,367.00 0.00 8,367.00 0.00 0.00 26 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost PST Case No. 37151 Tenet Hospitals Limited Respondent Name 16840 EL PASO 8/31/2009 4,230.00 846.00 3,384.00 0.00 0.00 PST 37268 CIRCLE K STORES INC. 5462 EL PASO 8/31/2009 3,246.00 649.00 2,597.00 0.00 0.00 BEXAR 8/31/2009 3,675.00 0.00 3,675.00 0.00 0.00 76443 NACOGDOCHES 8/31/2009 3,750.00 0.00 3,750.00 0.00 0.00 PST 35983 SKLOSS, PHIL PST 37383 Denny Transport, LLC SEP Offset PST 36336 CARTER, JOYCE 38943 CHAMBERS 8/31/2009 13,092.00 0.00 13,092.00 0.00 0.00 PST 36708 TREVINO, EDELIA I 61858 NUECES 8/31/2009 2,550.00 0.00 2,550.00 0.00 0.00 4,080,511.00 478,120.00 3,490,871.00 111,520.00 111,520.00 PWS 34485 Derdeyn/Ford, Inc. 1580002 *MULTIPLE 9/4/2008 5,647.00 0.00 5,647.00 0.00 0.00 PWS 35592 Elm Creek Water Supply Corporation 1550026 MCLENNAN 9/22/2008 472.00 94.00 378.00 0.00 0.00 PWS 35727 Eastern Cass Water Supply Corporation 0340068 CASS 9/22/2008 347.00 0.00 347.00 0.00 0.00 PWS 34039 Webb County 2400022 WEBB 9/22/2008 5,980.00 0.00 0.00 5,980.00 5,980.00 PWS 35459 Ranger Utility Company 2370008 WALLER 9/22/2008 2,030.00 406.00 1,624.00 0.00 0.00 PWS 35188 Moore's Water System of Beaver Lake, Inc. 1550127 MCLENNAN 9/22/2008 577.00 115.00 462.00 0.00 0.00 PWS 35314 Faith West, Inc. 1012702 HARRIS 9/22/2008 1,920.00 384.00 0.00 1,536.00 1,536.00 PWS 35176 City of Wortham 0810003 FREESTONE 9/22/2008 5,301.00 0.00 5,301.00 0.00 0.00 Subtotal for PST : 417 PWS 35341 Texas Tech University 1520079 *MULTIPLE 9/22/2008 306.00 61.00 245.00 0.00 0.00 PWS 35574 City of Newark 2490008 WISE 9/22/2008 1,130.00 226.00 0.00 904.00 904.00 PWS 25744 YAGUE, MARIO 0710157 EL PASO 9/22/2008 2,745.00 0.00 2,745.00 0.00 0.00 PWS 6067 New Progress Wsc 1840096 PARKER 9/22/2008 20,945.00 0.00 20,945.00 0.00 0.00 PWS 32369 City of Hubbard 1090002 HILL 10/6/2008 715.00 0.00 0.00 715.00 715.00 PWS 35279 City of Killeen 0140006 PWS 36296 BAZE, ROBERT WAYNE PWS 35673 CASTANEDA, JULIAN PWS 34993 Forest Creek Partnership Ltd. PWS 35168 City of Kenedy BELL 10/6/2008 5,216.00 1,043.00 4,173.00 0.00 0.00 TOM GREEN 10/6/2008 210.00 0.00 210.00 0.00 0.00 DALLAS 10/6/2008 210.00 0.00 210.00 0.00 0.00 1012905 HARRIS 10/6/2008 1,600.00 320.00 1,280.00 0.00 0.00 1280002 KARNES 10/6/2008 3,665.00 733.00 0.00 2,932.00 2,932.00 PWS 33422 ONEILL, MICHAEL LANTZ 2020028 SABINE 10/12/2008 6,670.00 0.00 6,670.00 0.00 0.00 PWS 26366 Austin Dr and Glenn Rd 1230099 JEFFERSON 10/23/2008 1,050.00 0.00 1,050.00 0.00 0.00 PWS 11945 SNI Corporation 0450065 COLORADO 10/23/2008 4,950.00 0.00 4,950.00 0.00 0.00 PWS 24392 GILLEM, TRUDY 0130058 BEE 10/23/2008 3,906.00 0.00 3,906.00 0.00 0.00 PWS 35714 City of Gordon 1820007 PALO PINTO 10/23/2008 725.00 0.00 725.00 0.00 0.00 PWS 35807 Axtell Water Supply Corporation 1550016 MCLENNAN 10/23/2008 687.00 137.00 550.00 0.00 0.00 PWS 35483 The Reinforced Earth Company 1550135 MCLENNAN 10/23/2008 1,507.00 301.00 1,206.00 0.00 0.00 PWS 35604 Fayette County WCID Monument Hill 0750009 FAYETTE 10/23/2008 347.00 0.00 347.00 0.00 0.00 PWS 26974 The Texas Latin American Conference of the International Pentecostal Holines Church 0370040 CHEROKEE 10/23/2008 1,925.00 0.00 1,925.00 0.00 0.00 PWS 35573 Gray Utility Service, L.L.C. 1230083 *MULTIPLE 10/23/2008 1,010.00 202.00 808.00 0.00 0.00 PWS 25207 Thunderbird Bay Water Services, Inc. 0320013 CAMP 10/23/2008 1,890.00 0.00 1,890.00 0.00 0.00 PWS 3025 REEVES, CLARENCE A 0490030 COOKE 10/25/2008 20,760.00 0.00 20,760.00 0.00 0.00 PWS 35626 Camp Champions Texas L.P. 0270059 BURNET 11/6/2008 105.00 21.00 84.00 0.00 0.00 27 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset PWS Case No. 35969 Rhodia Inc. 1011077 HARRIS 11/6/2008 937.00 0.00 937.00 0.00 0.00 PWS 35855 City of Bardwell 0700020 ELLIS 11/6/2008 188.00 37.00 151.00 0.00 0.00 PWS 35531 City of La Feria 0310003 CAMERON 11/6/2008 1,782.00 356.00 1,426.00 0.00 0.00 PWS 35259 Rincon Water Supply Corporation 2050073 SAN PATRICIO 11/6/2008 1,440.00 288.00 0.00 1,152.00 1,152.00 0260030 PWS 35984 Deep Water Holdings, Inc. PWS 35809 WATKINS, RODNEY W PWS 35891 City of Troup 2120003 BURLESON 11/6/2008 262.00 52.00 210.00 0.00 0.00 FREESTONE 11/6/2008 500.00 100.00 400.00 0.00 0.00 SMITH 11/6/2008 3,815.00 763.00 3,052.00 0.00 0.00 PWS 7251 Kmali Enterprises, Inc. 1012339 HARRIS 11/12/2008 804.00 0.00 804.00 0.00 0.00 PWS 27649 LINES, GUSS 0220038 *MULTIPLE 11/12/2008 6,813.00 0.00 6,813.00 0.00 0.00 PWS 35179 The Consolidated Water Supply Corporation 1130028 HOUSTON 11/17/2008 16,956.00 3,391.00 13,565.00 0.00 0.00 PWS 36993 SAUCIER JR, LESTER A * 1810188 ORANGE 11/17/2008 0.00 0.00 0.00 0.00 0.00 PWS 36084 MURPHEY, LYLE 2270186 TRAVIS 11/17/2008 1,015.00 203.00 812.00 0.00 0.00 1080238 HIDALGO 11/17/2008 2,850.00 570.00 2,280.00 0.00 0.00 MARION 11/17/2008 1,875.00 0.00 1,875.00 0.00 0.00 0930031 GRIMES 11/17/2008 1,777.00 355.00 1,422.00 0.00 0.00 PWS 35933 ROMERO, GERARDO PWS 33626 DERDEYN, DAVID P PWS 35560 Interstate Southwest, Ltd. PWS 15229 Butler WSC 0810013 FREESTONE 11/17/2008 5,163.00 0.00 5,163.00 0.00 0.00 PWS 35268 Quail Oak Property Owners Association 1013138 HARRIS 11/17/2008 2,035.00 407.00 1,628.00 0.00 0.00 PWS 36090 City of Granger 2460002 WILLIAMSON 11/17/2008 525.00 105.00 420.00 0.00 0.00 PWS 35654 Feron Corporation 0710189 EL PASO 11/17/2008 7,640.00 0.00 7,640.00 0.00 0.00 PWS 17752 City of Kirvin 0810019 FREESTONE 11/17/2008 3,114.00 0.00 3,114.00 0.00 0.00 PWS 28327 Hari Enterprises, L.L.C. 2410064 WHARTON 11/26/2008 2,835.00 0.00 2,835.00 0.00 0.00 PWS 36372 VANOVER, RHONDA C LUBBOCK 12/4/2008 210.00 0.00 210.00 0.00 0.00 PWS 36075 MUELLER, HARTMUT HARRY BLANCO 12/4/2008 600.00 120.00 480.00 0.00 0.00 PWS 36067 Zion Lutheran Church of Mission Valley, Texas 2350059 VICTORIA 12/4/2008 325.00 65.00 260.00 0.00 0.00 PWS 35936 Jefferson County Water Control & Improvement District 10 1230003 JEFFERSON 12/4/2008 550.00 110.00 440.00 0.00 0.00 PWS 35849 City of Coolidge 1470001 LIMESTONE 12/4/2008 3,201.00 640.00 2,561.00 0.00 0.00 PWS 35981 MORETTI, CYNTHIA ANN 1460097 *MULTIPLE 12/4/2008 3,295.00 0.00 3,295.00 0.00 0.00 PWS 36115 Chicken House Flea Market, Inc. 0720049 *MULTIPLE 12/4/2008 2,056.00 0.00 2,056.00 0.00 0.00 PWS 35811 Kenedy Manor Nursing Homes, Inc. 1280012 KARNES 12/20/2008 844.00 168.00 676.00 0.00 0.00 PWS 35968 McClelland Water Supply Corporation 2100011 SHELBY 12/20/2008 1,634.00 327.00 1,307.00 0.00 0.00 PWS 31746 WSWS Company 0910112 GRAYSON 12/20/2008 1,050.00 0.00 1,050.00 0.00 0.00 PWS 35519 Custom Water Co., L.L.C. 1690004 MONTAGUE 12/20/2008 3,737.00 747.00 2,990.00 0.00 0.00 PWS 35845 CARO Water Supply Corporation 1740007 NACOGDOCHES 12/20/2008 2,312.00 462.00 1,850.00 0.00 0.00 PWS 36993 HODGES, RICHARD H * 1810188 ORANGE 1/28/2009 0.00 0.00 0.00 0.00 0.00 PWS 36198 ALLEN, JAMES LEWIS 1020028 HARRISON 1/30/2009 356.00 71.00 285.00 0.00 0.00 PWS 35027 Dirgin Water Suppy Corporation 2010013 RUSK 1/30/2009 27,557.00 23,957.00 3,600.00 0.00 0.00 PWS 35162 Monarch Utilities I L.P. 0910052 GRAYSON 1/30/2009 2,100.00 420.00 1,680.00 0.00 0.00 28 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset PWS 36046 VANOVER, JACK * 1520188 LUBBOCK 1/30/2009 1,850.00 370.00 1,480.00 0.00 0.00 PWS 36250 City of Cresson 1260053 JOHNSON 1/30/2009 3,165.00 0.00 3,165.00 0.00 0.00 PWS 35833 WHEELER, DARRYL 1870116 POLK 1/30/2009 2,335.00 0.00 2,335.00 0.00 0.00 PWS 36047 Cottonwood Creek MHP, L.P. 0570094 DALLAS 2/8/2009 993.00 198.00 795.00 0.00 0.00 PWS 36419 FREITAG, BOYD R 0160028 BLANCO 2/8/2009 200.00 40.00 160.00 0.00 0.00 PWS 36331 City of Mount Vernon 0800001 FRANKLIN 2/8/2009 300.00 60.00 240.00 0.00 0.00 PWS 35817 San Pedro Canyon Water Company 2330011 VAL VERDE 2/8/2009 1,877.00 0.00 1,877.00 0.00 0.00 PWS 36261 Greenwood Ventures Inc. 1650006 MIDLAND 2/8/2009 541.00 108.00 433.00 0.00 0.00 PWS 36069 City of Lawn 2210005 TAYLOR 2/8/2009 1,645.00 329.00 1,316.00 0.00 0.00 PWS 36142 Richland SUD 2060012 SAN SABA 2/22/2009 1,370.00 274.00 1,096.00 0.00 0.00 PWS 36425 SWEA GARDENS ESTATES UTILITY, INC. 1010218 HARRIS 2/22/2009 210.00 42.00 168.00 0.00 0.00 PWS 36321 City of Fort Worth 2200012 TARRANT 2/22/2009 8,400.00 0.00 0.00 8,400.00 8,400.00 PWS 36045 BALL, DWIGHT 1013249 HARRIS 2/22/2009 1,293.00 258.00 1,035.00 0.00 0.00 PWS 27041 City of Del Rio 2330001 VAL VERDE 2/22/2009 2,448.00 0.00 0.00 2,448.00 2,448.00 PWS 36086 Delta County Municipal Utility District 0600018 DELTA 2/22/2009 2,210.00 442.00 1,768.00 0.00 0.00 PWS 30488 D.W. Subdivision Water Supply Corporation 2390016 *MULTIPLE 2/28/2009 12,765.00 0.00 12,765.00 0.00 0.00 PWS 35711 PETTY, PATETREEN 2500019 WOOD 3/2/2009 8,672.00 7,400.00 1,272.00 0.00 0.00 PWS 33793 MAIB, CORINNE 2350036 VICTORIA 3/12/2009 2,365.00 473.00 1,892.00 0.00 0.00 PWS 34461 T S Ranch & Retreat, Inc. 1840160 PARKER 3/12/2009 3,350.00 0.00 3,350.00 0.00 0.00 PWS 34524 City of Hale Center 0950002 HALE 3/12/2009 336.00 0.00 336.00 0.00 0.00 PWS 36287 THAMES, JULIE ANN 1260108 JOHNSON 3/12/2009 588.00 117.00 471.00 0.00 0.00 PWS 36360 The Grove Water Supply Corporation 0500023 CORYELL 3/12/2009 2,265.00 453.00 1,812.00 0.00 0.00 PWS 36389 Clarkson Energy Homes Inc. 0720025 ERATH 3/12/2009 5,146.00 1,029.00 4,117.00 0.00 0.00 PWS 16927 Fort Gates Water Supply Corporation 0500017 CORYELL 3/12/2009 480.00 0.00 480.00 0.00 0.00 PWS 36135 ONEILL, MICHAEL LANTZ 2020028 SABINE 3/14/2009 716.00 0.00 716.00 0.00 0.00 PWS 36666 Bethany-Hearne Water Supply Corporation 1980006 ROBERTSON 3/23/2009 154.00 30.00 124.00 0.00 0.00 PWS 33840 FABRE, BRIEN 1520225 LUBBOCK 3/23/2009 1,612.00 0.00 1,612.00 0.00 0.00 PWS 36568 Bosqueville Green Acres Water Supply Corporation 1550080 MCLENNAN 3/23/2009 1,474.00 0.00 1,474.00 0.00 0.00 PWS 36491 City of Cranfills Gap 0180013 BOSQUE 3/23/2009 787.00 157.00 630.00 0.00 0.00 PWS 36739 Mullin Independent School District 1670013 MILLS 3/23/2009 552.00 110.00 442.00 0.00 0.00 PWS 36586 South Rusk County Water Supply Corporation 2010039 RUSK 3/23/2009 1,333.00 266.00 1,067.00 0.00 0.00 PWS 36432 Diamond Water Company 0100042 BANDERA 3/23/2009 280.00 56.00 224.00 0.00 0.00 PWS 36442 Glenwood Water Supply Corporation 2300005 UPSHUR 3/23/2009 3,003.00 600.00 2,403.00 0.00 0.00 0.00 PWS 32980 Los Ojuelos Water Company, Inc. 2400017 WEBB 3/23/2009 684.00 0.00 684.00 0.00 PWS 34937 CANTU, HANK 0270128 BURNET 4/1/2009 3,640.00 0.00 3,640.00 0.00 0.00 PWS 36610 STAFFORD, BILLY A MCLENNAN 4/5/2009 210.00 0.00 210.00 0.00 0.00 PWS 36706 GARCIA, GUILLERMO JR NUECES 4/5/2009 680.00 136.00 544.00 0.00 0.00 29 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset PWS Case No. 36474 Sidney Independent School District 0470019 COMANCHE 4/5/2009 892.00 178.00 714.00 0.00 0.00 PWS 36387 City of Moran 2090002 SHACKELFORD 4/5/2009 110.00 22.00 88.00 0.00 0.00 PWS 36615 Macedonia Eylau Municipal Utility District 1 0190012 BOWIE 4/5/2009 3,239.00 647.00 2,592.00 0.00 0.00 PWS 36685 Coke County Water Supply Corporation 0410017 COKE 4/5/2009 2,160.00 0.00 0.00 2,160.00 2,160.00 PWS 36602 City of Del Rio 2330013 VAL VERDE 4/5/2009 755.00 151.00 604.00 0.00 0.00 PWS 34802 STEWART, DONA * 0340019 CASS 4/10/2009 8,601.00 0.00 8,601.00 0.00 0.00 PWS 34990 GARCIA, FREDERICO 1013154 HARRIS 4/12/2009 157.00 0.00 157.00 0.00 0.00 PWS 31426 Triumph Christian Center, Inc 0790365 FORT BEND 4/12/2009 2,800.00 0.00 2,800.00 0.00 0.00 PWS 33073 KARL, ALAN 0360114 CHAMBERS 4/20/2009 800.00 0.00 800.00 0.00 0.00 1250039 JIM WELLS 4/20/2009 600.00 120.00 480.00 0.00 0.00 BAILEY 4/20/2009 210.00 0.00 210.00 0.00 0.00 WICHITA 4/20/2009 215.00 43.00 172.00 0.00 0.00 PWS 36538 RISINGER, DALE PWS 36710 SCOLLEY, ANTONIO T PWS 36968 City of Electra 2430002 PWS 34707 Cowcatchers, L.L.C. 0460254 COMAL 4/25/2009 3,757.00 0.00 3,757.00 0.00 0.00 PWS 36705 Foster Consolidated Investments, L.L.C. dba Chaparral III 2460016 WILLIAMSON 5/3/2009 168.00 33.00 135.00 0.00 0.00 0.00 PWS 31301 Fatima Family Village, Inc. 1010746 HARRIS 5/3/2009 417.00 0.00 417.00 0.00 PWS 34916 BELTRAN, MARIA A 2140030 STARR 5/3/2009 2,500.00 0.00 2,500.00 0.00 0.00 PWS 36582 City of New Summerfield 0370028 CHEROKEE 5/3/2009 2,492.00 498.00 1,994.00 0.00 0.00 PWS 36761 City of Thornton 1470005 LIMESTONE 5/3/2009 282.00 56.00 226.00 0.00 0.00 PWS 36215 LINES, GUSS 0220038 BREWSTER 5/3/2009 1,191.00 0.00 1,191.00 0.00 0.00 PWS 36792 Comcast of Houston, LLC 1013304 HARRIS 5/3/2009 4,252.00 0.00 4,252.00 0.00 0.00 PWS 36505 Cardinal Meadows Improvement District 1230020 JEFFERSON 5/3/2009 1,804.00 360.00 1,444.00 0.00 0.00 PWS 36993 HODGES, RICHARD H * 1810188 ORANGE 5/15/2009 0.00 0.00 0.00 0.00 0.00 PWS 36776 Bexar Metropolitan Water District Public Facility Corporation 0150054 BEXAR 5/18/2009 508.00 101.00 407.00 0.00 0.00 PWS 37015 IH 10/FIS Building, L.P. 0150548 BEXAR 5/18/2009 2,665.00 533.00 2,132.00 0.00 0.00 PWS 36871 City of La Ward 1200013 JACKSON 5/18/2009 1,664.00 332.00 1,332.00 0.00 0.00 PWS 36754 Cherokee Independent School District 2060010 SAN SABA 5/18/2009 3,008.00 0.00 3,008.00 0.00 0.00 PWS 30777 Peach Creek Dam & Lake Club 1700064 MONTGOMERY 5/21/2009 1,400.00 1,400.00 0.00 0.00 0.00 PWS 27473 MPR Investments, LLC 1260031 JOHNSON 5/21/2009 13,420.00 0.00 13,420.00 0.00 0.00 0.00 PWS 36946 Lake Whitney Resorts, LLC 1090075 HILL 6/1/2009 5,094.00 1,018.00 4,076.00 0.00 PWS 36845 Federal Bureau of Prisons 0570128 DALLAS 6/1/2009 1,079.00 0.00 1,079.00 0.00 0.00 PWS 34136 City Of Edgewood 2340002 VAN ZANDT 6/1/2009 16,321.00 0.00 0.00 16,321.00 16,321.00 PWS 36923 E. I. du Pont de Nemours and Company 1810114 *MULTIPLE 6/1/2009 3,712.00 0.00 3,712.00 0.00 0.00 PWS 36981 LEONARD, AL 0210062 BRAZOS 6/1/2009 291.00 58.00 233.00 0.00 0.00 0.00 PWS 35738 City of Texarkana 0190004 BOWIE 6/1/2009 715.00 0.00 715.00 0.00 PWS 32826 Swenson WSC 2170002 STONEWALL 6/1/2009 2,250.00 0.00 2,250.00 0.00 0.00 PWS 36813 Marlow Water Supply Corporation 1660014 MILAM 6/1/2009 255.00 51.00 204.00 0.00 0.00 PWS 35620 POPPE, GLORIA ANN * 2350058 VICTORIA 6/7/2009 850.00 0.00 850.00 0.00 0.00 30 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost PWS Case No. 36057 WATTS, ALLEN 0940029 GUADALUPE 6/7/2009 2,068.00 0.00 2,068.00 0.00 SEP Offset 0.00 PWS 35747 RUSSEL, RANDY 0200183 BRAZORIA 6/7/2009 1,010.00 0.00 1,010.00 0.00 0.00 PWS 37133 Sanderson Farms, Inc. (Production Division) 1550141 6/15/2009 525.00 105.00 420.00 0.00 0.00 PWS 37065 City of Groesbeck 1470002 LIMESTONE 6/15/2009 3,378.00 675.00 2,703.00 0.00 0.00 PWS 35003 HUTCHESON, TONY 1520156 LUBBOCK 6/15/2009 2,062.00 0.00 2,062.00 0.00 0.00 PWS 26237 US Dept of Agriculture, Animal and Plant Health Inspection Service 1080075 HIDALGO 6/15/2009 2,850.00 0.00 2,850.00 0.00 0.00 PWS 36593 RICHTER, FRANCISCA 0710050 EL PASO 6/15/2009 383.00 76.00 307.00 0.00 0.00 PWS 36952 City of Hewitt 1550031 MCLENNAN 6/15/2009 5,636.00 1,127.00 4,509.00 0.00 0.00 PWS 37288 City of Stanton 1590001 MARTIN 6/15/2009 975.00 0.00 975.00 0.00 0.00 PWS 36334 ORTIZ, GERARD 0270065 BURNET 6/15/2009 3,906.00 781.00 3,125.00 0.00 0.00 PWS 36993 HODGES, RICHARD H * 1810188 ORANGE 6/26/2009 0.00 0.00 0.00 0.00 0.00 PWS 14128 Moss Lake Water Supply Corporation 0490017 COOKE 7/4/2009 4,453.00 4,305.00 148.00 0.00 0.00 PWS 36172 SULLIVAN, RICHARD 1520247 LUBBOCK 7/5/2009 1,475.00 0.00 1,475.00 0.00 0.00 PWS 36668 BILLINGS, RICHARD 0940085 GUADALUPE 7/5/2009 669.00 0.00 669.00 0.00 0.00 PWS 36058 Cain Addition HomeOwners Association CAHA 1370036 KLEBERG 7/5/2009 1,850.00 0.00 1,850.00 0.00 0.00 PWS 25318 PETTY, DELORIS 0610016 *MULTIPLE 7/5/2009 22,844.00 0.00 22,844.00 0.00 0.00 PWS 37113 Brazos Valley Septic & Water, Inc. 0260021 BURLESON 7/9/2009 735.00 0.00 735.00 0.00 0.00 PWS 37145 Rolling Hills Water Service, Inc. 1110032 HOOD 7/9/2009 355.00 0.00 355.00 0.00 0.00 PWS 37222 Buena Vista WSC 2100032 SHELBY 7/9/2009 1,060.00 212.00 848.00 0.00 0.00 PWS 37027 Post Oak Hill Water Supply Corporation 0260009 BURLESON 7/9/2009 355.00 0.00 355.00 0.00 0.00 PWS 28194 City of McGregor 1550004 MCLENNAN 7/9/2009 10,812.00 0.00 10,812.00 0.00 0.00 PWS 37039 Texas Parks and Wildlife Department 0250003 BROWN 7/9/2009 1,095.00 219.00 876.00 0.00 0.00 PWS 36058 Cain Addition HomeOwners Association CAHA * 1370036 *MULTIPLE 7/16/2009 0.00 0.00 0.00 0.00 0.00 PWS 37192 Bi County WSC 1720013 MORRIS 7/20/2009 575.00 0.00 575.00 0.00 0.00 PWS 27420 City of Laredo 2400001 WEBB 7/20/2009 48,747.00 0.00 0.00 48,747.00 48,747.00 PWS 36106 Lakewood On Lake Conroe Property Owners Association, Inc. 1700661 MONTGOMERY 7/20/2009 318.00 63.00 255.00 0.00 0.00 PWS 37244 City of West Tawakoni 1160012 HUNT 7/20/2009 5,850.00 0.00 5,850.00 0.00 0.00 PWS 37177 Pure Utilities, L.C. 1870149 POLK 7/20/2009 1,996.00 399.00 1,597.00 0.00 0.00 PWS 33490 KL Comfort Park, Ltd. 0140169 BELL 7/20/2009 1,102.00 0.00 1,102.00 0.00 0.00 PWS 37333 LITTLE, LARRY G DICKENS 7/20/2009 718.00 143.00 575.00 0.00 0.00 PWS 37160 Rodell Water System, Inc. 1450032 LEON 7/20/2009 1,909.00 381.00 1,528.00 0.00 0.00 PWS 37351 City of Cisco 0670001 EASTLAND 7/20/2009 1,050.00 0.00 1,050.00 0.00 0.00 PWS 37134 NEW HORIZONS RANCH AND CENTER INC 1670009 MILLS 7/20/2009 1,005.00 0.00 1,005.00 0.00 0.00 PWS 27347 Trent Water Works, Inc. 0200041 BRAZORIA 7/20/2009 1,275.00 0.00 1,275.00 0.00 0.00 PWS 37188 Combined Consumers Special Utility District 1160052 HUNT 7/20/2009 720.00 0.00 720.00 0.00 0.00 31 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset PWS Case No. 36918 Child INC. 0160015 BLANCO 7/20/2009 2,168.00 433.00 1,735.00 0.00 0.00 PWS 34348 WALKER, PAT 1870084 POLK 7/29/2009 3,196.00 0.00 3,196.00 0.00 0.00 PWS 35993 REEVES, CLARENCE A 0490041 COOKE 7/29/2009 3,117.00 0.00 3,117.00 0.00 0.00 PWS 36811 AMK Enterprises, LLC 0150363 BEXAR 7/29/2009 4,867.00 0.00 4,867.00 0.00 0.00 PWS 36307 GRIMES, TILLIE 2350061 VICTORIA 7/29/2009 3,350.00 0.00 3,350.00 0.00 0.00 PWS 35917 Red Rock Wsc 0610113 DENTON 7/29/2009 624.00 0.00 624.00 0.00 0.00 PWS 33542 BARNETT, VICKY 0340071 CASS 7/29/2009 9,067.00 0.00 9,067.00 0.00 0.00 0.00 PWS 36170 LIMAS, LEROY LEONARD 0710158 EL PASO 7/29/2009 598.00 0.00 598.00 0.00 PWS 28010 Bosque Basin Water Supply Corporation 1550074 MCLENNAN 8/9/2009 1,573.00 0.00 1,573.00 0.00 0.00 PWS 36035 HORVATH, SHAWN M 0610243 DENTON 8/9/2009 5,133.00 0.00 5,133.00 0.00 0.00 PWS 36659 YOUNG, JOHN R 1010520 HARRIS 8/9/2009 754.00 0.00 754.00 0.00 0.00 PWS 35264 WINSTEAD, DARRYL 2460046 WILLIAMSON 8/10/2009 0.00 0.00 0.00 0.00 0.00 PWS 36594 City of Wolfe City 1160005 HUNT 8/23/2009 1,797.00 359.00 1,438.00 0.00 0.00 PWS 35916 Copperas Cove MHC, LLC 0500043 CORYELL 8/23/2009 90.00 18.00 72.00 0.00 0.00 PWS 34625 Roofing Supply Inc. 1013215 HARRIS 8/23/2009 157.00 0.00 157.00 0.00 0.00 PWS 34791 FENOGLIO, DAVID A 1690007 MONTAGUE 8/23/2009 10,210.00 0.00 10,210.00 0.00 0.00 PWS 37136 Maverick County 1620003 MAVERICK 8/23/2009 2,652.00 0.00 0.00 2,652.00 2,652.00 PWS 31699 City of La Joya 1080213 HIDALGO 8/23/2009 2,511.00 0.00 2,511.00 0.00 0.00 PWS 37206 City of Del Rio 2330001 *MULTIPLE 8/23/2009 2,992.00 598.00 2,394.00 0.00 0.00 0.00 PWS 37345 North San Saba Wsc 2060003 SAN SABA 8/23/2009 1,274.00 254.00 1,020.00 0.00 PWS 37265 City of Eagle Pass Water Works System 1620001 MAVERICK 8/23/2009 6,466.00 0.00 6,466.00 0.00 0.00 PWS 37427 City of Bogata 1940001 RED RIVER 8/23/2009 1,050.00 210.00 840.00 0.00 0.00 PWS 37389 1404 Blaketree, L.P. 1700784 MONTGOMERY 8/31/2009 4,578.00 915.00 3,663.00 0.00 0.00 PWS 36961 RINKER, JUDY * 0460128 COMAL 8/31/2009 2,052.00 0.00 2,052.00 0.00 0.00 PWS 34151 Lewis Blessing, L.P. 2460031 WILLIAMSON 8/31/2009 1,656.00 0.00 1,656.00 0.00 0.00 PWS 35915 HALL, DARRELL 0930063 GRIMES 8/31/2009 6,885.00 1,377.00 5,508.00 0.00 0.00 PWS 37037 Longhorn Mobile Home Community Ltd. 1010587 HARRIS 8/31/2009 4,212.00 0.00 4,212.00 0.00 0.00 PWS 36839 BIRD, LEO 0030006 ANGELINA 8/31/2009 354.00 0.00 354.00 0.00 0.00 PWS 36179 Royal Oak Water System Inc 1330013 KERR 8/31/2009 3,893.00 778.00 3,115.00 0.00 0.00 PWS 37029 Amistad Lake Developments, Inc. 2330015 VAL VERDE 8/31/2009 1,801.00 0.00 1,801.00 0.00 0.00 PWS 25076 City of Queen City WQ0011225001 CASS 8/31/2009 745.00 0.00 745.00 0.00 0.00 PWS 35440 Shore-Tech, Inc. 0840229 GALVESTON 8/31/2009 352.00 0.00 352.00 0.00 0.00 PWS 36755 GUZMAN, HECTOR 1460047 LIBERTY 8/31/2009 Subtotal for PWS : 210 7,872.00 0.00 7,872.00 0.00 0.00 619,071.00 69,734.00 455,390.00 93,947.00 93,947.00 WATE RIGHT 35786 Chesapeake Energy Marketing, Inc. TARRANT 9/22/2008 575.00 115.00 460.00 0.00 0.00 WATE RIGHT 36177 Chisholm Operating, INC. RUNNELS 10/6/2008 350.00 0.00 350.00 0.00 0.00 WATE RIGHT 36176 Starr County STARR 10/6/2008 350.00 0.00 350.00 0.00 0.00 32 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset TARRANT 10/6/2008 350.00 0.00 350.00 0.00 0.00 TRAVIS 10/23/2008 10,000.00 2,000.00 8,000.00 0.00 0.00 JOHNSON 11/6/2008 1,711.00 342.00 1,369.00 0.00 0.00 Range Resources Corporation PARKER 12/4/2008 350.00 0.00 350.00 0.00 0.00 36569 FLAT ROCK MINERALS LLC UPSHUR 12/20/2008 875.00 0.00 875.00 0.00 0.00 WATE RIGHT 36595 Wagner & Brown, Ltd. HARRISON 2/22/2009 575.00 115.00 460.00 0.00 0.00 WATE RIGHT 36779 Steve Simpson & Associates, Inc. SABINE 5/3/2009 350.00 0.00 350.00 0.00 0.00 WATE RIGHT 36965 Quicksilver Resources Inc. TARRANT 5/18/2009 700.00 140.00 560.00 0.00 0.00 WATE RIGHT 37356 Eberle Materials, Inc. HIDALGO 7/9/2009 350.00 0.00 350.00 0.00 0.00 WATE RIGHT 35541 Sonntag Materials, Inc. HOOD 7/29/2009 1,875.00 0.00 1,875.00 0.00 0.00 WATE RIGHT 36601 Gulf Colorado & San Saba Railway Corporation LAMPASAS 7/29/2009 2,000.00 0.00 2,000.00 0.00 0.00 WATE RIGHT 37511 Sand Hill Foundation, LLC SHELBY 8/23/2009 350.00 0.00 350.00 0.00 0.00 WATE RIGHT 37594 Brystar Contracting, Inc. JEFFERSON 8/31/2009 350.00 0.00 350.00 0.00 0.00 WATE RIGHT 37360 Stallion Oilfield Services Ltd. TARRANT 8/31/2009 575.00 115.00 460.00 0.00 0.00 21,686.00 2,827.00 18,859.00 0.00 0.00 WATE RIGHT 36195 EnCana Oil & Gas (USA) Inc. WATE RIGHT 35391 The Golf Club at Circle C, LP WATE RIGHT 35966 Chesapeake Energy Marketing, Inc. WATE RIGHT 36380 WATE RIGHT TCEQ ID WRPERM 5852 Subtotal for WATERIGHT : 17 WQ 35679 Weatherford Brothers WQ 35355 Harris County TX0083526 WQ 35643 Troy T. Hunt Management Corporation TXR15EC72 WQ 35606 DRENNAN DAY CUSTOM HOMES INC. WQ 35287 City of Blooming Grove TX0075418 TOM GREEN 9/22/2008 1,050.00 210.00 840.00 0.00 0.00 HARRIS 9/22/2008 6,490.00 1,298.00 0.00 5,192.00 5,192.00 MIDLAND 9/22/2008 1,650.00 330.00 1,320.00 0.00 0.00 WILLIAMSON 9/22/2008 26,000.00 5,200.00 20,800.00 0.00 0.00 NAVARRO 9/22/2008 6,402.00 1,280.00 5,122.00 0.00 0.00 WQ 35703 Bruni Rural Water Supply Corporation WQ0013924001 WEBB 9/22/2008 210.00 42.00 168.00 0.00 0.00 WQ 35694 City of Maud WQ0014025001 BOWIE 9/22/2008 9,400.00 1,880.00 0.00 7,520.00 7,520.00 WQ 35353 CRVC Via Bayou, LLC WQ0014326001 GALVESTON 9/22/2008 20,660.00 4,132.00 16,528.00 0.00 0.00 WQ 35376 City of Roxton WQ0010204001 LAMAR 9/22/2008 12,595.00 2,519.00 10,076.00 0.00 0.00 WQ 35774 GONZALEZ, MR PECOS 9/22/2008 1,050.00 210.00 840.00 0.00 0.00 WQ 25471 Chilton Water Supply and Sewer Service Corporation TPDES0053520 FALLS 9/22/2008 22,750.00 19,150.00 3,600.00 0.00 0.00 WQ 35322 Homes Unique, Inc. TXR15FI04 MIDLAND 9/22/2008 1,425.00 285.00 1,140.00 0.00 0.00 WQ 35717 284 San Gabriel, L.L.C. TXR15JT41 BURNET 9/22/2008 750.00 150.00 600.00 0.00 0.00 WQ 35101 North Texas Municipal Water District WQ0010363001 *MULTIPLE 9/22/2008 58,475.00 11,695.00 0.00 46,780.00 46,780.00 WQ 35563 Oxbow Carbon & Minerals LLC WQ0002670000 GALVESTON 9/22/2008 4,030.00 806.00 1,612.00 1,612.00 1,612.00 33 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost WQ 33739 R & S Concrete, LLC TXG110601 FORT BEND 9/22/2008 4,560.00 0.00 4,560.00 0.00 SEP Offset 0.00 WQ 35637 Apple Springs Independent School District WQ0014086001 TRINITY 9/22/2008 4,500.00 900.00 0.00 3,600.00 3,600.00 WQ 35473 Columbia-Brazoria Independent School District WQ0012103001 BRAZORIA 9/22/2008 8,640.00 1,728.00 6,912.00 0.00 0.00 WQ 34926 Shirley Creek Marina, Inc. TX0054224 NACOGDOCHES 9/22/2008 13,338.00 2,668.00 10,670.00 0.00 0.00 WQ 27387 The Meadows at Quail Run GP, LLC 130100082 WILSON 9/22/2008 27,300.00 0.00 27,300.00 0.00 0.00 WQ 35517 Fernco Development, Ltd. * TX0075841 HARRIS 9/22/2008 15,080.00 3,016.00 12,064.00 0.00 0.00 WQ 35734 Safety-Kleen Systems, Inc. WQ0004336000 DENTON 9/22/2008 4,070.00 814.00 3,256.00 0.00 0.00 WQ 36012 City of Tyler WQ0010653002 SMITH 10/6/2008 700.00 0.00 700.00 0.00 0.00 WQ 35491 San Antonio Water System WQ0010137004 BEXAR 10/6/2008 7,400.00 1,480.00 5,920.00 0.00 0.00 WQ 35475 Gulf Coast Waste Disposal Authority WQ0011571001 HARRIS 10/6/2008 7,810.00 1,562.00 0.00 6,248.00 6,248.00 WQ 35726 First Texas Homes, Inc. TXR15JT59 DENTON 10/6/2008 700.00 0.00 700.00 0.00 0.00 WQ 35778 KAMARY DEVELOPMENT LTD 13-07120301 BEXAR 10/6/2008 14,625.00 2,925.00 11,700.00 0.00 0.00 WQ 34107 J.W. Garrett & Son, Inc. JEFFERSON 10/6/2008 4,200.00 0.00 4,200.00 0.00 0.00 WQ 36015 The Card Group, Inc. ANGELINA 10/6/2008 700.00 0.00 700.00 0.00 0.00 WQ 36011 City of Wichita Falls WICHITA 10/6/2008 700.00 0.00 700.00 0.00 0.00 WQ 35883 REDDING, ALBERT B CALHOUN 10/6/2008 210.00 0.00 210.00 0.00 0.00 WQ 35724 First Texas Homes, Inc. TXR15JT46 TARRANT 10/6/2008 700.00 0.00 700.00 0.00 0.00 WQ 35884 Milk Transport Services, L.P. TXR05X363 LUBBOCK 10/6/2008 700.00 0.00 700.00 0.00 0.00 WQ 35312 Lankford Construction, L.L.C. TXR15IF07 NACOGDOCHES 10/6/2008 4,200.00 840.00 3,360.00 0.00 0.00 WQ 36013 Seven Points Sand & Gravel, Inc. TXR05X093 NAVARRO 10/6/2008 700.00 0.00 700.00 0.00 0.00 WQ 36016 City of Carthage TXR05X218 PANOLA 10/6/2008 700.00 0.00 700.00 0.00 0.00 WQ 35690 City of McGregor WQ0010219002 MCLENNAN 10/6/2008 3,507.00 701.00 2,806.00 0.00 0.00 WQ 35587 First Texas Homes, Inc. COLLIN 10/6/2008 700.00 0.00 700.00 0.00 0.00 TXR15KF80 WQ 35553 Sentinel Transportation Company WQ 35538 Teen Challenge of Texas TXR05X038 WICHITA 10/6/2008 700.00 0.00 700.00 0.00 0.00 WQ0011689001 NUECES 10/6/2008 5,080.00 0.00 5,080.00 0.00 WQ 35307 SandRidge Energy, Inc. 0.00 PECOS 10/6/2008 700.00 0.00 700.00 0.00 WQ 36196 Hal Jones Development, LLC 0.00 ARANSAS 10/6/2008 700.00 0.00 700.00 0.00 WQ 36014 City of Wichita Falls 0.00 WICHITA 10/6/2008 700.00 0.00 700.00 0.00 0.00 WQ 32513 Bruce's, Inc. JASPER 10/8/2008 3,950.00 0.00 3,950.00 0.00 0.00 WQ 35769 Aero Greensmor, LP TX0081388 HARRIS 10/23/2008 5,100.00 1,020.00 4,080.00 0.00 0.00 WQ 35452 Mammoet USA, Inc. TXR05W048 BRAZORIA 10/23/2008 6,160.00 1,232.00 4,928.00 0.00 0.00 WQ 35788 American Commodities, Inc. TXR05X381 WEBB 10/23/2008 1,800.00 360.00 1,440.00 0.00 0.00 WQ 27015 City of Joaquin WQ0012718001 SHELBY 10/23/2008 92,040.00 18,408.00 0.00 73,632.00 73,632.00 TXR15KR69 WQ 21143 City of Haskell TXR05O585 HASKELL 10/23/2008 6,300.00 0.00 0.00 6,300.00 6,300.00 WQ 35596 City of Corpus Christi TX0047082 NUECES 10/23/2008 18,180.00 3,636.00 0.00 14,544.00 14,544.00 WQ 7767 Southwood Estates, Inc. WQ0012780001 BRAZORIA 10/23/2008 31,350.00 0.00 31,350.00 0.00 0.00 WQ 35865 TXI Operations, LP TXG110184 DALLAS 10/23/2008 4,950.00 990.00 3,960.00 0.00 0.00 WQ 25315 Mason Ready Mix, Inc. R08ST0061 MASON 10/23/2008 6,000.00 0.00 6,000.00 0.00 0.00 34 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM WQ Case No. 35825 Respondent Name Houston Oaks Golf Management Company, L.P. WQ 18892 Fort Worth Excavating, Inc. WQ 35599 CastleRock Communities, L.P. TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset WQ0012402001 WALLER 10/23/2008 3,120.00 624.00 2,496.00 0.00 0.00 TXR05R611 TARRANT 10/23/2008 3,210.00 0.00 3,210.00 0.00 0.00 MONTGOMERY 10/23/2008 1,800.00 360.00 1,440.00 0.00 0.00 6,420.00 WQ 17870 City of Springtown TPDES0032646 PARKER 10/23/2008 6,420.00 0.00 0.00 6,420.00 WQ 27886 American Golf Corporation * 0610306 DENTON 10/23/2008 2,200.00 0.00 2,200.00 0.00 0.00 WQ 35837 Montgomery County MUD 83 WQ0014482001 MONTGOMERY 10/23/2008 2,300.00 460.00 1,840.00 0.00 0.00 WQ 22423 Fincher Bros., Inc. WQ 35608 Dessau Fountains Estates, L.L.C. TARRANT 10/23/2008 7,350.00 0.00 7,350.00 0.00 0.00 TX0093173 TRAVIS 10/23/2008 31,500.00 0.00 31,500.00 0.00 0.00 WQ0010342004 NACOGDOCHES 10/23/2008 15,975.00 0.00 0.00 15,975.00 15,975.00 VAL VERDE 10/23/2008 4,200.00 0.00 4,200.00 0.00 0.00 HARRISON 10/23/2008 11,660.00 2,332.00 9,328.00 0.00 0.00 SOMERVELL 10/23/2008 1,500.00 300.00 1,200.00 0.00 0.00 3,660.00 3,660.00 3,660.00 25,296.00 WQ 12584 City of Nacogdoches WQ 2754 PERRY, BOB WQ 35438 BAKER, MAMIE DELL WQ 35564 Melrose Construction, Inc. WQ 35032 Veolia ES Technical Solutions, L.L.C. WQ0002417000 JEFFERSON 10/23/2008 7,320.00 0.00 WQ0014467001 WQ 35008 City of Pasadena TPDES0117528 HARRIS 10/23/2008 31,620.00 6,324.00 0.00 25,296.00 WQ 36379 L H Lacy Co Ltd TXR15GC89 COLLIN 11/6/2008 700.00 0.00 700.00 0.00 0.00 WQ 35664 City of Bishop TX0023019 NUECES 11/6/2008 6,000.00 1,200.00 0.00 4,800.00 4,800.00 PECOS 11/6/2008 1,050.00 210.00 840.00 0.00 0.00 TX0087254 HARRIS 11/6/2008 17,213.00 3,442.00 6,886.00 6,885.00 6,885.00 WQ 35661 Pete Terrazas WQ 35765 Texas Petrochemicals LP WQ 35719 City of Weatherford TPDES0047724 PARKER 11/6/2008 3,050.00 610.00 0.00 2,440.00 2,440.00 WQ 35400 Harris County Water Control and Improvement District 89 WQ0012939001 HARRIS 11/6/2008 18,000.00 0.00 18,000.00 0.00 0.00 COLLIN 11/6/2008 11,250.00 0.00 0.00 11,250.00 11,250.00 TX0026913000 HARRIS 11/6/2008 3,150.00 630.00 0.00 2,520.00 2,520.00 13-99122001 BEXAR 11/6/2008 750.00 150.00 600.00 0.00 0.00 HARRIS 11/6/2008 4,320.00 864.00 3,456.00 0.00 0.00 11/6/2008 2,205.00 0.00 2,205.00 0.00 0.00 WQ 34449 City of Plano WQ 35613 Harris County Fresh Water Supply District 1A WQ 35794 Archdiocese of San Antonio WQ 35910 Northwest Harris County Municipal Utility District 5 TX0072346 WQ 33143 Advantage Asphalt Products, Ltd. TXR05R223 ARMSTRONG KAUFMAN 11/6/2008 175.00 0.00 175.00 0.00 0.00 WQ0014746001 HARRISON 11/6/2008 2,440.00 488.00 976.00 976.00 976.00 WQ 36451 GILLISPIE, KENNETH LOUIS WQ 35857 ALLEN, JAMES LEWIS WQ 26298 LAURA STRAWBRIDGE YOUNG 11/12/2008 2,100.00 0.00 2,100.00 0.00 0.00 WQ 35859 EAST CEDAR CREEK FWSD TX0074861 HENDERSON 11/17/2008 5,370.00 1,074.00 0.00 4,296.00 4,296.00 WQ 34795 CITY OF HENRIETTA TX0022314 CLAY 11/17/2008 18,700.00 0.00 18,700.00 0.00 0.00 WQ 36374 Thurman Woodle Investments, LLC TXR15KJ36 PARKER 11/17/2008 700.00 0.00 700.00 0.00 0.00 WQ 35978 Montgomery County Municipal Utility District No. 24 TX0071412 MONTGOMERY 11/17/2008 1,400.00 280.00 1,120.00 0.00 0.00 WQ 35415 City of Normangee TPDES0027448 LEON 11/17/2008 44,315.00 37,665.00 6,650.00 0.00 0.00 WQ 34721 Village of Wimberly * WQ0013321001 HAYS 11/17/2008 8,000.00 1,600.00 0.00 6,400.00 6,400.00 WQ 35660 MUNIZ, EMMA * ECTOR 11/17/2008 1,050.00 210.00 840.00 0.00 0.00 35 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. WQ 34299 WQ 35647 WQ 35461 Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost PALO PINTO 11/26/2008 5,000.00 0.00 5,000.00 0.00 0.00 Kendall County Water Control and Improvement District No. 1 WQ0010414001 KENDALL 12/4/2008 6,960.00 1,392.00 5,568.00 0.00 0.00 City of Bellevue WQ0011235001 CLAY 12/4/2008 20,100.00 4,020.00 16,080.00 0.00 0.00 WQ0010781004 WALKER 12/4/2008 8,675.00 1,735.00 0.00 6,940.00 6,940.00 TXR05W759 UPSHUR 12/4/2008 9,368.00 1,873.00 3,748.00 3,747.00 3,747.00 MORRIS, LEONARD WQ 35829 City of Huntsville WQ 35990 Nash Trucking & Construction, Ltd. WQ 36453 W.M. Group LP WQ 35720 City of Groesbeck WQ 36376 City of Dallas Park and Recreation Department WQ 35642 City of Walnut Springs WQ 35801 Micobe, Inc. WQ 35775 City of Burkburnett WQ 35792 WQ 35906 WQ 33047 City of Oakwood WQ 36102 City of Keene WQ 35853 Smith & Coffman, Ltd. WQ 35942 TX0117587 WQ0013436001 SEP Offset SAN JACINTO 12/4/2008 700.00 0.00 700.00 0.00 0.00 LIMESTONE 12/4/2008 6,800.00 1,360.00 0.00 5,440.00 5,440.00 DALLAS 12/4/2008 700.00 0.00 700.00 0.00 0.00 1,000.00 BOSQUE 12/4/2008 1,250.00 250.00 0.00 1,000.00 CORYELL 12/4/2008 2,100.00 420.00 1,680.00 0.00 0.00 WQ0010002001 WICHITA 12/4/2008 23,800.00 0.00 0.00 23,800.00 23,800.00 Shell Chemical LP * WQ0001853000 HARRIS 12/4/2008 4,830.00 966.00 1,932.00 1,932.00 1,932.00 Aqua Utilities, Inc. dba Aqua Texas, Inc. WQ0013293001 HAYS 12/4/2008 5,850.00 1,170.00 4,680.00 0.00 0.00 TPDES0116173 LEON 12/4/2008 15,402.00 3,080.00 12,322.00 0.00 0.00 WQ0010611002 JOHNSON 12/4/2008 5,280.00 1,056.00 4,224.00 0.00 0.00 TXG830129 SMITH 12/4/2008 11,503.00 2,300.00 9,203.00 0.00 0.00 Northwest Harris County Municipal Utility District 20 TX0081337 HARRIS 12/4/2008 9,525.00 1,905.00 0.00 7,620.00 7,620.00 TXR15KE99 DENTON 12/4/2008 800.00 160.00 640.00 0.00 0.00 PARKER 12/4/2008 2,850.00 570.00 2,280.00 0.00 0.00 ARCHER 12/4/2008 6,000.00 1,200.00 4,800.00 0.00 0.00 HAYS 12/4/2008 13,260.00 2,652.00 10,608.00 0.00 0.00 WQ 36082 Cliff Lewis Custom Homes, LLC WQ 35800 Weatherford 202, LLP WQ 35911 City of Windthorst WQ 35518 ROTTER, ROBERT WQ 25924 Lutenbaker-Coleman, Ltd. TXG110311 WISE 12/20/2008 5,945.00 0.00 5,945.00 0.00 0.00 WQ 29871 C.L. Castillo Builders, Inc. TXR15CZ08 HUNT 12/20/2008 1,800.00 0.00 1,800.00 0.00 0.00 WQ 35802 Holy Trinity Episcopal School of Greater Houston Inc. TX0125326 HARRIS 12/20/2008 4,500.00 900.00 3,600.00 0.00 0.00 WQ 35436 City of Humble WQ0010763002 HARRIS 12/20/2008 6,500.00 1,300.00 0.00 5,200.00 5,200.00 WQ 36542 Trademark Homes, Inc. WQ 35522 Dripping Springs Independent School District WQ 35808 WQ 36608 WQ 35945 RACE 4 TIME, INC. WQ 35896 TXI Operations, LP WQ 35940 Clover Creek Mud WQ 36030 WQ WQ WQ WQ0011399001 TXR15LT30 BEXAR 12/20/2008 700.00 0.00 700.00 0.00 0.00 WQ0013748002 HAYS 12/20/2008 9,450.00 1,890.00 0.00 7,560.00 7,560.00 Cobra Stone, Inc. 11-08043006 WILLIAMSON 12/20/2008 39,000.00 7,800.00 31,200.00 0.00 0.00 SMITH, LARRY TXR15Q731 SOMERVELL 1/30/2009 700.00 0.00 700.00 0.00 0.00 LIPSCOMB 1/30/2009 6,000.00 1,200.00 4,800.00 0.00 0.00 TXG110631 *MULTIPLE 1/30/2009 3,566.00 713.00 2,853.00 0.00 0.00 TX0097969 MONTGOMERY 1/30/2009 2,700.00 540.00 2,160.00 0.00 0.00 City of Mount Pleasant WQ0010575004 TITUS 1/30/2009 9,500.00 1,900.00 0.00 7,600.00 7,600.00 36059 THE SALVATION ARMY WQ0013904001 ELLIS 1/30/2009 4,085.00 817.00 3,268.00 0.00 0.00 35930 LAMBERTI USA, INCORPORATED WQ0002469000 WHARTON 1/30/2009 80,507.00 16,101.00 64,406.00 0.00 0.00 36219 Standley Feed & Seed, Inc. MADISON 1/30/2009 7,500.00 1,500.00 6,000.00 0.00 0.00 36 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name WQ 29041 DURHAM, ROBERT WQ 36340 Ross Construction, Inc. WQ 35835 City of Pflugerville WQ 36606 FLAT ROCK MINERALS LLC WQ 35988 Texas Department of Transportation WQ 36192 NEW WEST CONSTRUCTION LLC WQ 36128 HYDER, SYED N TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost *MULTIPLE 1/30/2009 2,040.00 0.00 2,040.00 0.00 0.00 TRAVIS 1/30/2009 1,500.00 300.00 1,200.00 0.00 0.00 WQ0011845002 TRAVIS 1/30/2009 10,300.00 2,060.00 0.00 8,240.00 8,240.00 TXR05X737 UPSHUR 1/30/2009 700.00 0.00 700.00 0.00 0.00 WQ0011959001 *MULTIPLE 1/30/2009 10,345.00 2,069.00 0.00 8,276.00 8,276.00 ELLIS 2/8/2009 5,113.00 1,022.00 4,091.00 0.00 0.00 WQ0011778001 BRAZOS 2/8/2009 43,993.00 8,798.00 35,195.00 0.00 0.00 TXR15KQ19 WQ 36242 1977 Kindred II, L.P. WQ 35939 TIN Inc. WQ 36056 Central Texas Water Supply Corporation WQ 35986 Campbell Soup Supply Company L.L.C. WQ 36852 Image Homes, Ltd. TXR15MT25 WQ 36805 Red River Biodiesel, Ltd. WQ 36060 Harris County SEP Offset TX0075078 HARRIS 2/8/2009 3,750.00 750.00 3,000.00 0.00 0.00 WQ0001185000 ORANGE 2/8/2009 28,860.00 5,772.00 11,544.00 11,544.00 11,544.00 0140161 BELL 2/8/2009 4,250.00 0.00 0.00 4,250.00 4,250.00 WQ0001012000 LAMAR 2/8/2009 3,480.00 696.00 2,784.00 0.00 0.00 BEXAR 2/8/2009 700.00 0.00 700.00 0.00 0.00 TXR05X886 BOWIE 2/8/2009 700.00 0.00 700.00 0.00 0.00 WQ0010932001 HARRIS 2/8/2009 3,340.00 668.00 0.00 2,672.00 2,672.00 WQ 35681 City of Orange WQ0010626001 ORANGE 2/8/2009 58,555.00 11,711.00 0.00 46,844.00 46,844.00 WQ 36251 City of Byers WQ0010890001 CLAY 2/8/2009 11,500.00 2,300.00 9,200.00 0.00 0.00 WQ 35953 Harris County Municipal Utility District 82 TX0071528 HARRIS 2/8/2009 3,525.00 705.00 2,820.00 0.00 0.00 WQ 36294 IH 10 LOOP 1604 PARTNERS LTD WQ 36397 South Fort Worth RV Ranch, LLC WQ 35532 SMITH, WILLIAM DONALD WQ 36552 Endeavour, Inc. WQ 36416 City of Willow Park 13-08042502 BEXAR 2/8/2009 10,500.00 2,100.00 8,400.00 0.00 0.00 WQ0014680001 JOHNSON 2/22/2009 3,870.00 774.00 3,096.00 0.00 0.00 TX0090735 HARRIS 2/22/2009 20,800.00 4,160.00 16,640.00 0.00 0.00 PARKER 2/22/2009 700.00 0.00 700.00 0.00 0.00 PARKER 2/22/2009 2,800.00 0.00 2,800.00 0.00 0.00 WQ0013759001 WQ 36426 City of Kerrville TX0047333 KERR 2/22/2009 12,300.00 2,460.00 0.00 9,840.00 9,840.00 WQ 36808 SR Denton 2181, LLC TXR15MP81 DENTON 2/22/2009 700.00 0.00 700.00 0.00 0.00 WQ 36662 City of Elkhart TX0022578 ANDERSON 2/22/2009 8,720.00 1,744.00 6,976.00 0.00 0.00 WQ 36541 Encino Developers, Inc. TXR15LS07 TOM GREEN 2/22/2009 700.00 0.00 700.00 0.00 0.00 WQ 36681 City of Shiner WQ0010280001 LAVACA 2/22/2009 2,440.00 488.00 1,952.00 0.00 0.00 WQ 36151 Metroplex Quarry's Inc. WQ0004820000 PALO PINTO 2/22/2009 14,311.00 2,862.00 5,725.00 5,724.00 5,724.00 WQ 34947 Dr. Gobbler, Ltd. TXR05S883 BOSQUE 2/22/2009 1,575.00 315.00 1,260.00 0.00 0.00 WQ 36121 Hereford Highway Properties, Ltd. TXR15EK73 RANDALL 2/22/2009 5,600.00 1,120.00 4,480.00 0.00 0.00 WQ 36027 GM TRUCKS & EQUIPMENT, INC. TXR05P185 WEBB 2/22/2009 16,200.00 3,240.00 12,960.00 0.00 0.00 WQ 36098 Austwell Aqua Farm, Inc. TX0115002 REFUGIO 3/12/2009 1,270.00 254.00 1,016.00 0.00 0.00 WQ 33523 City of Port Arthur WQ0010364010 JEFFERSON 3/12/2009 13,860.00 2,772.00 0.00 11,088.00 11,088.00 WQ 35104 Carotex, Inc. WQ0001674000 JEFFERSON 3/12/2009 9,800.00 1,960.00 3,920.00 3,920.00 3,920.00 WQ 35663 A.K. Interests-Hunterwood, L.P. TX0027332 HARRIS 3/12/2009 2,834.00 566.00 2,268.00 0.00 0.00 WQ 36458 City of Hallsville TX0026921 HARRISON 3/12/2009 4,780.00 0.00 4,780.00 0.00 0.00 WQ 36293 City of Riesel WQ0011015001 MCLENNAN 3/12/2009 1,950.00 390.00 1,560.00 0.00 0.00 WQ 36490 Altivia Corporation TX0116076 HARRIS 3/12/2009 5,350.00 1,070.00 4,280.00 0.00 0.00 37 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset COLLIN 3/12/2009 1,500.00 300.00 1,200.00 0.00 0.00 ARANSAS 3/12/2009 700.00 0.00 700.00 0.00 0.00 TXR15IX45 CORYELL 3/12/2009 1,050.00 210.00 840.00 0.00 0.00 TXR15BX03 TRAVIS 3/12/2009 4,000.00 800.00 3,200.00 0.00 0.00 TXR15T154 SMITH 3/12/2009 17,000.00 0.00 17,000.00 0.00 0.00 Cornerbrook Construction, L.P. TXR15MA14 GALVESTON 3/23/2009 700.00 0.00 700.00 0.00 0.00 36452 Edge Concepts, LLC TXR15KP54 RANDALL 3/23/2009 700.00 0.00 700.00 0.00 0.00 WQ 36820 Mira Vista, Inc. TXR15S820 TAYLOR 3/23/2009 2,000.00 400.00 1,600.00 0.00 0.00 WQ 36741 Avalon Water Supply And Sewer Service Corporation WQ0013981001 ELLIS 3/23/2009 9,950.00 1,990.00 7,960.00 0.00 0.00 2100410 WQ 36153 SILO ROAD PARTNERS LTD WQ 36549 Larry Oates Construction Company WQ 36684 HCN Management, LLC WQ 36496 Toll Bros., Inc. WQ 34336 ICI Construction, Inc. WQ 36551 WQ WQ 35822 Timpson Rural Water Supply Corporation WQ 36604 Jordan Paving Corporation WQ 36572 PARADISE MANUFACTURING COMPANY, INC. WQ 36531 RIDGECREST, INC. WQ 36673 WQ 36329 TCEQ ID SHELBY 3/23/2009 570.00 114.00 456.00 0.00 0.00 TAYLOR 3/23/2009 700.00 0.00 700.00 0.00 0.00 TXRNEV868 POTTER 3/23/2009 700.00 0.00 700.00 0.00 0.00 TXR15LP16 TOM GREEN 3/23/2009 700.00 0.00 700.00 0.00 0.00 City of Groesbeck WQ0010182001 LIMESTONE 3/23/2009 2,580.00 516.00 0.00 2,064.00 2,064.00 West Hardin County Consolidated Independent School District WQ0011274001 HARDIN 3/23/2009 9,579.00 1,915.00 7,664.00 0.00 0.00 WQ 36786 E. E. Hood & Sons, Inc. 13-08051501 UVALDE 3/23/2009 33,750.00 6,750.00 27,000.00 0.00 0.00 WQ 36766 Texas Department of Transportation WQ0012024001 VICTORIA 3/23/2009 6,380.00 1,276.00 0.00 5,104.00 5,104.00 WQ 36415 City of Gatesville WQ0010176002 CORYELL 3/23/2009 23,000.00 0.00 0.00 23,000.00 23,000.00 WQ 33019 Town of Mustang TPDES0125199 NAVARRO 3/23/2009 20,000.00 0.00 20,000.00 0.00 0.00 WQ0010389002 WISE 3/23/2009 4,795.00 959.00 3,836.00 0.00 0.00 TX0032255 *MULTIPLE 3/23/2009 15,408.00 0.00 15,408.00 0.00 0.00 ERATH 3/23/2009 2,000.00 0.00 2,000.00 0.00 0.00 WQ 36784 City of Bridgeport WQ 34141 Harvest Communities of Houston, Inc. WQ 34202 SPARKS, JIM WQ 36245 Harris County Municipal Utility District 24 TX0076856 HARRIS 3/23/2009 25,270.00 5,054.00 0.00 20,216.00 20,216.00 WQ 36394 Metroplex Retaining Walls, Inc. TXG110585 TARRANT 3/23/2009 17,876.00 3,575.00 14,301.00 0.00 0.00 WQ 35689 City of Evant WQ0011011001 CORYELL 3/23/2009 10,335.00 2,067.00 8,268.00 0.00 0.00 WQ 36339 City of Magnolia TX0072702 MONTGOMERY 3/23/2009 8,520.00 1,704.00 6,816.00 0.00 0.00 WQ 35223 City of Goodlow TX0092223 *MULTIPLE 3/23/2009 41,166.00 41,166.00 0.00 0.00 0.00 WQ 36199 Fort Worth Crushed Stone, LC TXR05L416 HOOD 3/23/2009 5,643.00 1,128.00 4,515.00 0.00 0.00 WQ 27522 Clear Lake City Water Authority TX0022543 HARRIS 3/25/2009 3,400.00 0.00 3,400.00 0.00 0.00 WQ 34821 Stoneridge Custom Homes, Inc. TARRANT 4/1/2009 4,000.00 0.00 4,000.00 0.00 0.00 WQ 36570 City of Henderson TXR05X643 RUSK 4/5/2009 700.00 0.00 700.00 0.00 0.00 WQ 36079 City of Hempstead WQ0010948001 WALLER 4/5/2009 3,900.00 780.00 3,120.00 0.00 0.00 WQ 36532 Sierra Vista Construction, Inc. TXR15LP81 TOM GREEN 4/5/2009 700.00 0.00 700.00 0.00 0.00 WQ 36401 Timber Lane Utility District TX0046680 HARRIS 4/5/2009 10,250.00 2,050.00 0.00 8,200.00 8,200.00 WQ 36701 H. E. Butt Grocery Company 13-01052301 BEXAR 4/5/2009 2,000.00 400.00 1,600.00 0.00 0.00 WQ 36021 City of Crowell WQ0014888001 FOARD 4/5/2009 12,600.00 2,520.00 0.00 10,080.00 10,080.00 WQ 34869 City of Roscoe WQ0010263001 NOLAN 4/5/2009 6,300.00 1,260.00 5,040.00 0.00 0.00 38 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name WQ 36548 Jacobs, Edward T. WQ 35610 Geosource, Inc. WQ 35707 Westphalia Water & Sewer Supply Corporation WQ 36567 Wayne Dobbins WQ 36720 Fin & Feather Lodge LLC WQ 36611 WQ TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset SMITH 4/5/2009 700.00 0.00 700.00 0.00 0.00 13-06030103 COMAL 4/5/2009 3,500.00 0.00 3,500.00 0.00 0.00 WQ0014382001 FALLS 4/5/2009 7,245.00 1,449.00 5,796.00 0.00 0.00 22343 VICTORIA 4/5/2009 3,080.00 616.00 2,464.00 0.00 0.00 WQ0012143001 SABINE 4/5/2009 3,200.00 640.00 2,560.00 0.00 0.00 Rimrock Development, L.L.C. TXR15MK35 TOM GREEN 4/5/2009 700.00 0.00 700.00 0.00 0.00 36817 Burdick Homes, Ltd. TXR15MQ03 BEXAR 4/5/2009 3,000.00 600.00 2,400.00 0.00 0.00 WQ 36417 South Texas Aggregates, Inc. TXR05P450 UVALDE 4/20/2009 36,400.00 7,280.00 29,120.00 0.00 0.00 WQ 36802 Dale K. Farrow WQ 36752 City of Itasca WQ 36775 WQ WQ TXR05Y026 CHEROKEE 4/20/2009 3,600.00 720.00 2,880.00 0.00 0.00 WQ0010423001 HILL 4/20/2009 4,580.00 916.00 3,664.00 0.00 0.00 Dean Word Company, Ltd. TXR05N843 TRAVIS 4/20/2009 17,250.00 3,450.00 13,800.00 0.00 0.00 36672 Barr / Principle Builders, LLC TXR15MB61 BEXAR 4/20/2009 900.00 180.00 720.00 0.00 0.00 36621 Red River Redevelopment Authority WQ0004664000 BOWIE 4/20/2009 12,850.00 2,570.00 0.00 10,280.00 10,280.00 WQ0000475000 ORANGE 4/20/2009 15,150.00 3,030.00 12,120.00 0.00 0.00 WEBB 4/20/2009 1,070.00 214.00 856.00 0.00 0.00 WQ0010824001 LIMESTONE 4/20/2009 3,475.00 695.00 2,780.00 0.00 0.00 13-08072401 BEXAR 4/20/2009 2,250.00 450.00 0.00 1,800.00 1,800.00 TX0071544 RAINS 4/20/2009 11,524.00 2,304.00 9,220.00 0.00 0.00 WQ 36381 E. I. du Pont de Nemours and Company WQ 36070 Century Export Company, Inc. WQ 36794 City of Thornton WQ 36694 City of San Antonio WQ 36743 City of Point WQ 36727 MAYFIELD, MIKE L MONTAGUE 4/20/2009 175.00 0.00 175.00 0.00 0.00 WQ 34408 City of Rosebud WQ0010731001 FALLS 4/20/2009 3,825.00 765.00 0.00 3,060.00 3,060.00 WQ 36689 City of Whitesboro TPDES0023566 GRAYSON 4/20/2009 5,160.00 1,032.00 0.00 4,128.00 4,128.00 WQ 36783 Forest Glen Inc TX0071765 WALKER 4/20/2009 4,485.00 897.00 3,588.00 0.00 0.00 WQ 34322 LAMAS, FRANK TXR05W149 SAN PATRICIO 4/25/2009 4,200.00 0.00 4,200.00 0.00 0.00 WQ 33535 W W Cattle Feeds, Inc. dba W W Cattle Feeds TXR05V993 PARKER 4/25/2009 3,640.00 0.00 3,640.00 0.00 0.00 11-08061201 WILLIAMSON 5/3/2009 1,875.00 375.00 1,500.00 0.00 0.00 TRAVIS 5/3/2009 3,600.00 0.00 3,600.00 0.00 0.00 WQ 36450 CLS Excavation, Inc. WQ 34904 JKD Builder, LLC WQ 36864 Grand Texas Homes, Inc. TXR15MT08 COLLIN 5/3/2009 700.00 0.00 700.00 0.00 0.00 WQ 36712 Southland Contracting, Inc. TXR05X891 TARRANT 5/3/2009 700.00 0.00 700.00 0.00 0.00 WQ 36441 Chireno ISD WQ0013917001 NACOGDOCHES 5/3/2009 5,114.00 1,022.00 4,092.00 0.00 0.00 WQ 36729 City of Madisonville WQ0010215001 MADISON 5/3/2009 6,500.00 1,300.00 0.00 5,200.00 5,200.00 WQ 36358 City of Rochester WQ0011636001 HASKELL 5/3/2009 7,490.00 1,498.00 5,992.00 0.00 0.00 WQ 34951 City of Kirbyville WQ0014384001 JASPER 5/3/2009 29,470.00 29,470.00 0.00 0.00 0.00 WQ 36736 City of Kennard WQ0011474001 HOUSTON 5/3/2009 8,745.00 0.00 8,745.00 0.00 0.00 WQ0013528001 NAVARRO 5/3/2009 6,600.00 1,320.00 5,280.00 0.00 0.00 13-08080701 BEXAR 5/3/2009 4,500.00 900.00 3,600.00 0.00 0.00 WQ0014842001 TRINITY 5/3/2009 26,425.00 5,285.00 21,140.00 0.00 0.00 TX0107158 HARRIS 5/3/2009 3,760.00 752.00 3,008.00 0.00 0.00 WQ 36714 Bosque Utilities Corporation WQ 36555 C.H. Investments, Inc. WQ 36821 Trinity Pines Conference Center, Inc. WQ 36716 JWR-HO, L.P. 39 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset WQ Case No. 36829 Beach Road Municipal Utility District Respondent Name WQ0013563001 MATAGORDA 5/3/2009 4,350.00 870.00 3,480.00 0.00 0.00 WQ 36837 City of Hawk Cove WQ0014522001 HUNT 5/3/2009 2,500.00 500.00 2,000.00 0.00 0.00 WQ 36788 CONCAN COUNTRY CLUB INC 13-08091001 UVALDE 5/3/2009 14,000.00 2,800.00 11,200.00 0.00 0.00 WQ 36895 MPII, Inc. 13-08072501 BEXAR 5/3/2009 750.00 150.00 600.00 0.00 0.00 WQ 16788 Duke Pendergraft dba Pendergraft Stone *MULTIPLE 5/10/2009 14,850.00 0.00 14,850.00 0.00 0.00 WQ 36863 Red River Redevelopment Authority TXR05X978 BOWIE 5/18/2009 700.00 0.00 700.00 0.00 0.00 WQ 36900 Bentwood Estates, Inc. TX0091693 HARRIS 5/18/2009 3,318.00 663.00 2,655.00 0.00 0.00 WQ 36934 United States Postal Service WQ 36854 Tyson Fresh Meats, Inc. WQ 36832 Trinity Materials, Inc. WQ 36162 FRANCISCO CORNEJO WQ 37036 City of Emory WQ 36695 MASSEY, JIMMIE WAYNE WQ 36964 Pavilion Assisted Living, LLC WQ 36987 Liberty Materials, Inc. WQ 36926 WQ 36967 11-08121901 WILLIAMSON 5/18/2009 1,500.00 300.00 1,200.00 0.00 0.00 WQ0001873000 POTTER 5/18/2009 3,040.00 608.00 2,432.00 0.00 0.00 TXR05O531 COKE 5/18/2009 770.00 154.00 616.00 0.00 0.00 TARRANT 5/18/2009 2,100.00 420.00 1,680.00 0.00 0.00 TX0002658 RAINS 5/18/2009 5,250.00 1,050.00 0.00 4,200.00 4,200.00 WQ0011768001 MATAGORDA 5/18/2009 3,000.00 600.00 2,400.00 0.00 0.00 11-08100801 TRAVIS 5/18/2009 750.00 150.00 600.00 0.00 0.00 TXR05R964 MONTGOMERY 5/18/2009 1,900.00 380.00 1,520.00 0.00 0.00 City of Fort Worth TARRANT 5/18/2009 3,750.00 0.00 0.00 3,750.00 3,750.00 Allen Keller Company GILLESPIE 5/18/2009 700.00 0.00 700.00 0.00 0.00 WQ 36812 Aqua Water Supply Corporation TX0119962 BASTROP 5/18/2009 5,800.00 1,160.00 0.00 4,640.00 4,640.00 WQ 36858 Adrian Balderas dba AB Builders TXR15MZ24 TOM GREEN 5/18/2009 700.00 0.00 700.00 0.00 0.00 WQ 36690 Frank Prado 23838 KLEBERG 5/18/2009 8,950.00 1,790.00 7,160.00 0.00 0.00 WQ 33819 Hamshire Community Water Supply Corporation WQ0014899001 JEFFERSON 5/18/2009 46,000.00 42,400.00 3,600.00 0.00 0.00 WQ 36984 Luna Creek, Ltd. 11-08100601 WILLIAMSON 5/18/2009 1,500.00 300.00 1,200.00 0.00 0.00 WQ 32019 Angelina County WCID 3 WQ0014201001 ANGELINA 5/18/2009 0.00 0.00 0.00 0.00 0.00 WQ 36789 TXI Operations, LP TXG110167 DENTON 5/18/2009 14,400.00 2,880.00 5,760.00 5,760.00 5,760.00 WQ 29354 City of Thornton TPDES0075639 LIMESTONE 5/22/2009 48,480.00 24,240.00 24,240.00 0.00 0.00 WQ 34787 AYALA, RICHARD NUECES 5/23/2009 1,050.00 0.00 1,050.00 0.00 0.00 WQ 35651 Tynan Water Supply Corporation WQ0014123001 *MULTIPLE 5/23/2009 26,750.00 0.00 26,750.00 0.00 0.00 WQ 37057 SAGE, RICK TXR05Y080 SMITH 6/1/2009 700.00 0.00 700.00 0.00 0.00 WQ 36603 City of Kerens WQ0010745001 NAVARRO 6/1/2009 16,725.00 0.00 0.00 16,725.00 16,725.00 WQ 37009 The Rosebud Development, Ltd. TXR15NC26 ELLIS 6/1/2009 700.00 0.00 700.00 0.00 0.00 WQ 36982 Leander ISD 11-08090803 WILLIAMSON 6/1/2009 1,875.00 375.00 1,500.00 0.00 0.00 WQ 36728 North Texas District Council Assemblies of God TPDES0118877 ELLIS 6/1/2009 7,050.00 1,410.00 5,640.00 0.00 0.00 WQ 36886 Gulf Coast Water Authority 730049 GALVESTON 6/1/2009 2,080.00 416.00 1,664.00 0.00 0.00 WQ 36959 Brazier Construction, Inc. JACK 6/1/2009 700.00 0.00 700.00 0.00 0.00 WQ 36942 City of Bardwell WQ0013675001 ELLIS 6/1/2009 2,335.00 467.00 1,868.00 0.00 0.00 WQ 36985 Sonterra Development LLC of Jarrell Texas TX0127221 WILLIAMSON 6/1/2009 3,440.00 688.00 2,752.00 0.00 0.00 WQ 36891 City of Houston TPDES0069736 HARRIS 6/1/2009 7,800.00 1,560.00 0.00 6,240.00 6,240.00 40 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset WQ Case No. 35060 One Way Hauling, Inc. Respondent Name TXR05V539 WEBB 6/1/2009 14,500.00 0.00 14,500.00 0.00 0.00 WQ 36947 Thomas Enterprises, Inc. 13-08090802 BEXAR 6/1/2009 750.00 150.00 600.00 0.00 0.00 WQ 37085 Texas A&M University TPDES0116912 BRAZOS 6/1/2009 4,340.00 868.00 3,472.00 0.00 0.00 WQ 34866 City of Laredo TPDES0025461 WEBB 6/1/2009 12,933.00 0.00 0.00 12,933.00 12,933.00 WQ 36881 Killeen Majestic Homes, Inc. WQ 37141 City of Waco WQ 36356 Aqua Utilities, Inc. dba Aqua Texas, Inc. WQ 37153 BULVERDE-SPRING BRANCH EMS * WQ 36753 City of Hackberry WQ 36807 Parkway Construction & Associates, L.P. WQ 37064 Dripping Springs Independent School District WQ 37034 City of Shepherd WQ 37137 INGRAM, WILLIAM K WQ 37035 WQ MCLENNAN 6/1/2009 2,700.00 540.00 2,160.00 0.00 0.00 TXR05T062 MCLENNAN 6/1/2009 700.00 0.00 700.00 0.00 0.00 WQ0012109001 ORANGE 6/1/2009 7,410.00 1,482.00 5,928.00 0.00 0.00 13-09010902 COMAL 6/1/2009 1,900.00 380.00 1,520.00 0.00 0.00 WQ0013434001 DENTON 6/1/2009 7,800.00 1,560.00 6,240.00 0.00 0.00 TXR15MQ97 DENTON 6/1/2009 700.00 0.00 700.00 0.00 0.00 11-08043012B HAYS 6/15/2009 3,750.00 750.00 3,000.00 0.00 0.00 WQ0011380001 SAN JACINTO 6/15/2009 6,910.00 1,382.00 0.00 5,528.00 5,528.00 JOHNSON 6/15/2009 210.00 0.00 210.00 0.00 0.00 City of West TX0020451 MCLENNAN 6/15/2009 7,260.00 1,452.00 5,808.00 0.00 0.00 34844 West Houston Airport Corporation TX0089907 HARRIS 6/15/2009 28,980.00 5,796.00 23,184.00 0.00 0.00 WQ 36405 City of Eustace TX0027481 HENDERSON 6/15/2009 12,360.00 2,472.00 0.00 9,888.00 9,888.00 WQ 35356 Patriot Car Wash LLC TRAVIS 6/15/2009 1,070.00 0.00 1,070.00 0.00 0.00 WQ 25449 Olmito Water Supply Corporation TX0113875 CAMERON 6/15/2009 8,800.00 0.00 8,800.00 0.00 0.00 WQ 36795 WESTERN RIM INVESTMENT ADVISORS INC TXR15DX85 SMITH 6/15/2009 19,758.00 3,951.00 7,904.00 7,903.00 7,903.00 WQ0010645001 MCLENNAN 6/15/2009 18,375.00 3,675.00 14,700.00 0.00 0.00 HAYS 6/15/2009 700.00 0.00 700.00 0.00 0.00 WQ 36906 City of Mart WQ 37138 City of San Marcos WQ 36841 Clemsa Lumber Company TPDES0123064 ANGELINA 6/15/2009 1,290.00 258.00 1,032.00 0.00 0.00 WQ 37005 Joseph Realty Group, LLC 11-08102402 WILLIAMSON 6/15/2009 2,250.00 450.00 1,800.00 0.00 0.00 WQ 35693 City of Crandall TX0024929 KAUFMAN 6/15/2009 63,616.00 63,616.00 0.00 0.00 0.00 WQ 904 City of Newark WQ0011626001 WISE 6/15/2009 21,812.00 0.00 0.00 21,812.00 21,812.00 TX0079570 HARRIS 6/15/2009 39,900.00 0.00 39,900.00 0.00 0.00 23845 JOHNSON 7/5/2009 1,530.00 0.00 1,530.00 0.00 0.00 HAYS 7/5/2009 2,100.00 0.00 2,100.00 0.00 0.00 TX0091804 HARRIS 7/9/2009 4,600.00 920.00 3,680.00 0.00 0.00 13-08043002 COMAL 7/9/2009 1,500.00 0.00 1,500.00 0.00 0.00 ROCKWALL 7/9/2009 1,050.00 0.00 1,050.00 0.00 0.00 WQ 33903 International Airport Square Investment, Ltd. WQ 36019 Danny J Shipman, Jr. WQ 36062 S & J Endeavors, L.L.C. WQ 37150 Harris County FWSD 61 WQ 36448 Heiser Hollow Partners, LLC WQ 32932 Everett Custom Homes, L.L.C. WQ 37058 Oak Manor Mud WQ0010700001 BRAZORIA 7/9/2009 2,740.00 548.00 2,192.00 0.00 0.00 WQ 30800 City of Goodrich WQ0012711001 POLK 7/9/2009 12,150.00 0.00 12,150.00 0.00 0.00 WQ 37202 Reed Parque Limited Partnership TPDES0117862 HARRIS 7/9/2009 2,700.00 540.00 2,160.00 0.00 0.00 WQ 36925 City of Sonora TX0023191 SUTTON 7/9/2009 26,192.00 0.00 0.00 26,192.00 26,192.00 WQ 36553 City of Bonham TX0021814 FANNIN 7/9/2009 26,125.00 0.00 0.00 26,125.00 26,125.00 WQ 37218 Conroe Independent School District WQ0012205001 MONTGOMERY 7/9/2009 3,020.00 604.00 2,416.00 0.00 0.00 WQ 36266 Thompson Water Company, Inc. WQ0011508001 FREESTONE 7/9/2009 16,500.00 3,300.00 13,200.00 0.00 0.00 41 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset WQ0012104001 JEFFERSON 7/9/2009 10,322.00 2,064.00 8,258.00 0.00 0.00 TX0092746 *MULTIPLE 7/9/2009 3,240.00 648.00 2,592.00 0.00 0.00 Timberlake Trails, LLC TXR15IE96 DENTON 7/9/2009 700.00 0.00 700.00 0.00 0.00 Silver Creek Lodge, Marina, and Yacht Club, Incorporated TX0063746 BURNET 7/9/2009 17,550.00 3,510.00 14,040.00 0.00 0.00 37280 M. J. Boyle General Contractor, Inc. TXR15NJ12 COMAL 7/9/2009 700.00 0.00 700.00 0.00 0.00 36899 Geaux Corporation TXR15MI96 SMITH 7/9/2009 12,625.00 2,525.00 10,100.00 0.00 0.00 WQ 37281 SIMS, JOHN D ANGELINA 7/9/2009 175.00 0.00 175.00 0.00 0.00 WQ 37282 Shepherd Place Homes, Inc. ELLIS 7/9/2009 700.00 0.00 700.00 0.00 0.00 WQ 37159 Union Oil Company of California WQ0000316000 JEFFERSON 7/9/2009 8,400.00 1,680.00 6,720.00 0.00 0.00 WQ 36980 SASSON, ELI GRAVRIEL TX0104795 HARRIS 7/9/2009 4,892.00 978.00 3,914.00 0.00 0.00 WQ 37355 Cooper Medical Buildings, Inc. TXR15NN12 DEAF SMITH 7/9/2009 700.00 0.00 700.00 0.00 0.00 WQ 37126 ROCKFIELD INVESTMENTS LLC 13-08090401 COMAL 7/9/2009 5,625.00 1,125.00 4,500.00 0.00 0.00 WQ 34125 David Golden TXRNEU110 HARDIN 7/9/2009 3,280.00 656.00 2,624.00 0.00 0.00 WQ 37183 City of China WQ 37259 Trinity @ Windfern LLC WQ 37279 WQ 34817 WQ WQ WQ 37208 LEDEZMA READY MIX LLC TXG110909 MCCULLOCH 7/9/2009 4,000.00 800.00 3,200.00 0.00 0.00 WQ 37173 Montgomery County MUD 15 TX0022055 MONTGOMERY 7/9/2009 950.00 190.00 760.00 0.00 0.00 WQ 37310 Granite Stonebridge Health Center LLC WQ0013860001 TRAVIS 7/20/2009 14,250.00 2,850.00 11,400.00 0.00 0.00 WQ 37148 Martin Operating Partnership L. P. TX0003662 JEFFERSON 7/20/2009 20,400.00 4,080.00 8,160.00 8,160.00 8,160.00 WQ 37115 City of Frisco COLLIN 7/20/2009 3,750.00 0.00 3,750.00 0.00 0.00 WQ 37469 PIATT, JON D WQ 37147 City of Sanger WQ 37464 Whitehead Construction, Inc. WQ 36212 City of Big Wells WQ 37368 Texas Barge & Boat, Inc. WQ 37465 Trans Pecos Foods, LP WQ 37275 Harris County Municipal Utility District 130 WQ 37283 WQ WQ0014372001 DENTON 7/20/2009 210.00 0.00 210.00 0.00 0.00 DENTON 7/20/2009 5,700.00 0.00 0.00 5,700.00 5,700.00 TXR15NQ43 ECTOR 7/20/2009 700.00 0.00 700.00 0.00 0.00 TPDES0104884 DIMMIT 7/20/2009 11,950.00 0.00 11,950.00 0.00 0.00 TX0126322 BRAZORIA 7/20/2009 5,970.00 1,194.00 4,776.00 0.00 0.00 TXR05M531 REEVES 7/20/2009 700.00 0.00 700.00 0.00 0.00 WQ0012574001 HARRIS 7/20/2009 5,800.00 1,160.00 4,640.00 0.00 0.00 LEDEZMA READY MIX LLC TXR05Y198 MASON 7/20/2009 700.00 0.00 700.00 0.00 0.00 37357 Air Liquide Large Industries U.S. LP TXRNEW301 ECTOR 7/20/2009 700.00 0.00 700.00 0.00 0.00 WQ 37002 City of Cotulla WQ0010153001 *MULTIPLE 7/20/2009 25,166.00 5,033.00 0.00 20,133.00 20,133.00 WQ 37100 Post Oak Development of Texas, Inc. * 0.00 WQ 37246 Harris County Municipal Utility District 249 WQ 37175 City of Pearland WQ 35550 JENKINES, KEN WQ 34909 ADCOCK, DOUGLAS WQ 36862 US Department of the Army WQ 37468 The Crosby Group, Inc. WQ 37287 WQ WQ TXR15Z191 BEXAR 7/20/2009 17,500.00 3,500.00 14,000.00 0.00 WQ0013765001 HARRIS 7/20/2009 1,100.00 220.00 880.00 0.00 0.00 TX0116581 BRAZORIA 7/20/2009 16,950.00 3,390.00 0.00 13,560.00 13,560.00 13-08011801 COMAL 7/20/2009 8,000.00 0.00 8,000.00 0.00 0.00 WQ0013807001 HARRIS 7/20/2009 11,520.00 0.00 11,520.00 0.00 0.00 BELL 7/20/2009 855.00 0.00 855.00 0.00 0.00 TXR05Y262 GREGG 7/20/2009 700.00 0.00 700.00 0.00 0.00 B & J Excavating, Inc. ANGELINA 7/20/2009 2,000.00 400.00 1,600.00 0.00 0.00 35506 ESPINOSA, GILBERT CONCHO 7/29/2009 627.00 0.00 627.00 0.00 0.00 36275 Y-D ENTERPRISES LLC TARRANT 7/29/2009 3,150.00 0.00 3,150.00 0.00 0.00 42 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name WQ 35753 J.R.'s Concrete Incorporated WQ 36898 PSW Real Estate, LLC. WQ 36600 HUGHES, WARREN WQ 36171 Lunsford James F dba Fairview Joint Venture WQ 35951 SUNCOAST ENVIRONMENTAL & CONSTRUCTION INC TCEQ ID 11-08091002 County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost WILLIAMSON 7/29/2009 5,400.00 0.00 5,400.00 0.00 SEP Offset 0.00 TRAVIS 7/29/2009 5,000.00 0.00 5,000.00 0.00 0.00 TXR15DY57 BELL 7/29/2009 7,280.00 0.00 7,280.00 0.00 0.00 TPDES0066737 COLLIN 7/29/2009 38,850.00 0.00 38,850.00 0.00 0.00 LEON 7/29/2009 2,100.00 0.00 2,100.00 0.00 0.00 WQ 35578 Industrial Anchors, Inc. WQ 35662 R & B Homes R10ST0044 JEFFERSON 8/9/2009 2,000.00 0.00 2,000.00 0.00 0.00 PARKER 8/9/2009 2,100.00 0.00 2,100.00 0.00 0.00 WQ 37556 Haciendas Adobe Development, L.P. EL PASO 8/23/2009 700.00 0.00 700.00 0.00 0.00 WQ 37019 WQ 37373 MEIER, DOUG ELLIS 8/23/2009 3,150.00 630.00 2,520.00 0.00 0.00 PATEL, NANU ROBERTSON 8/23/2009 4,356.00 871.00 3,485.00 0.00 WQ 37557 ABC Custom Homes, Inc. 0.00 ECTOR 8/23/2009 700.00 0.00 700.00 0.00 WQ 35692 D.L. Finney Investments, Inc 0.00 LAMPASAS 8/23/2009 2,100.00 0.00 2,100.00 0.00 WQ 37558 5 & 1 Investors, Ltd. 0.00 BELL 8/23/2009 700.00 0.00 700.00 0.00 0.00 WQ 36732 Value Family Properties - Denton, L.P. WQ 36751 Town of Flower Mound WQ0011321001 DENTON 8/23/2009 5,650.00 1,130.00 4,520.00 0.00 0.00 DENTON 8/23/2009 19,100.00 3,820.00 0.00 15,280.00 15,280.00 WQ 34321 D & M Water Supply Corporation WQ 37093 East Texas Precast Co., Ltd. WQ0013927001 NACOGDOCHES 8/23/2009 28,980.00 0.00 0.00 28,980.00 28,980.00 TXG110719 *MULTIPLE 8/23/2009 1,940.00 388.00 1,552.00 0.00 WQ 37530 0.00 City of Edinburg TXR05Y266 HIDALGO 8/23/2009 700.00 0.00 700.00 0.00 0.00 WQ WQ 35646 B&M Marshall Road, Ltd. 13-08011803 BEXAR 8/23/2009 25,000.00 0.00 25,000.00 0.00 0.00 35952 Lochinvar Golf Club TX0131555 HARRIS 8/23/2009 6,600.00 1,320.00 5,280.00 0.00 WQ 0.00 37330 City of Houston-Houston Airport System TX0088111 HARRIS 8/23/2009 2,540.00 508.00 0.00 2,032.00 2,032.00 TXR15IJ48 TXR15NO62 TXR15NQ51 WQ 36825 City of Jacksonville TPDES0024392 CHEROKEE 8/23/2009 5,400.00 0.00 0.00 5,400.00 5,400.00 WQ 37103 Camp Olympia, Inc. WQ0014261001 TRINITY 8/31/2009 5,640.00 0.00 0.00 5,640.00 5,640.00 WQ 37267 Air Products LLC WQ0001280000 HARRIS 8/31/2009 2,540.00 508.00 2,032.00 0.00 0.00 WQ 37258 City of Lott TX0053376 FALLS 8/31/2009 6,140.00 1,228.00 4,912.00 0.00 0.00 WQ 37301 Indian Petro Corp. TX0117196 SAN JACINTO 8/31/2009 4,640.00 928.00 3,712.00 0.00 0.00 WQ 37483 Bell County Water Control & Improvement District 2 TX0020249 BELL 8/31/2009 2,750.00 550.00 2,200.00 0.00 0.00 WQ 37458 Town of Buckholts TX0073008 MILAM 8/31/2009 3,840.00 768.00 3,072.00 0.00 0.00 WQ 36798 City of Groveton TX0076104 TRINITY 8/31/2009 31,531.00 0.00 0.00 31,531.00 31,531.00 0.00 WQ 35201 Monarch Utilities I L.P. TX0078255 HENDERSON 8/31/2009 10,110.00 2,022.00 8,088.00 0.00 WQ 37285 Aqua Utilities, Inc. dba Aqua Texas, Inc. WQ0013022001 HOOD 8/31/2009 3,520.00 0.00 3,520.00 0.00 0.00 WQ 17893 MPR Investments, LLC WQ0013376001 *MULTIPLE 8/31/2009 14,650.00 0.00 14,650.00 0.00 0.00 WQ 37378 100 Century Oaks, Ltd. 13-09010701 BEXAR 8/31/2009 2,250.00 450.00 1,800.00 0.00 0.00 WQ 37410 Bright Star-Salem Special Utility District WQ0014220001 WOOD 8/31/2009 2,700.00 540.00 2,160.00 0.00 0.00 WQ 33648 Barmont, LP WQ 36413 CATHEY, LARRY WQ 37361 El Dorado Utility District WQ0011302001 PARKER 8/31/2009 2,000.00 400.00 1,600.00 0.00 0.00 MCLENNAN 8/31/2009 3,210.00 0.00 3,210.00 0.00 0.00 HARRIS 8/31/2009 6,500.00 1,300.00 5,200.00 0.00 0.00 43 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset WQ Case No. 37593 H & H Iron and Metal, Inc. Respondent Name TXR05Y315 NUECES 8/31/2009 700.00 0.00 700.00 0.00 0.00 WQ 37592 Mueller Supply Company, Inc. TXRNEW406 RUNNELS 8/31/2009 700.00 0.00 700.00 0.00 0.00 WQ 36999 City of Gatesville WQ0010176002 CORYELL 8/31/2009 1,975.00 0.00 1,975.00 0.00 0.00 WQ 37376 City of Savoy TX0023299 FANNIN 8/31/2009 7,500.00 1,500.00 6,000.00 0.00 0.00 3,176,020.00 656,739.00 1,698,454.00 820,827.00 820,827.00 Subtotal for WQ : 390 WWA 35509 Salvador G. Gonzalez dba Gonzalez Dairy WWA 22465 WHB Cattle L.P. WWA 34594 SCHIEVINK, JOCHUM WWA 35860 Tommy Manion Of Texas, INC. WWA 35973 HALL, THELMA TXG920211 TOM GREEN 10/6/2008 5,775.00 1,155.00 4,620.00 0.00 0.00 LIPSCOMB 10/23/2008 5,000.00 0.00 5,000.00 0.00 0.00 ERATH 11/17/2008 2,550.00 0.00 2,550.00 0.00 0.00 DENTON 11/17/2008 1,900.00 380.00 1,520.00 0.00 0.00 FRANKLIN 11/17/2008 23,400.00 4,680.00 18,720.00 0.00 0.00 WWA 33138 TALSMA, KLAAS WQ0003145000 ERATH 11/20/2008 3,100.00 0.00 3,100.00 0.00 0.00 WWA 35866 Stowater Jon And Pool James R05AG0018 HOPKINS 12/4/2008 11,445.00 2,289.00 4,578.00 4,578.00 4,578.00 WWA 36169 Dirk de Boer R05AG0124 BOWIE 12/20/2008 2,100.00 420.00 1,680.00 0.00 0.00 WWA 35708 VAN GOSLIGA BOSMA, JANTJE TXG920515 HOPKINS 1/30/2009 9,575.00 1,915.00 7,660.00 0.00 0.00 WWA 36203 Caprock Dairy, L.L.C. TXG920718 LAMB 2/8/2009 4,080.00 816.00 3,264.00 0.00 0.00 WWA 36125 Jon Klemme TXG920425 HUTCHINSON 2/8/2009 4,430.00 886.00 3,544.00 0.00 0.00 WWA 36241 Bert & Heidi Velson ERATH 2/22/2009 850.00 170.00 680.00 0.00 0.00 WWA 36107 Kempenaar Real Estate, Ltd. TXG920117 HOPKINS 2/22/2009 8,085.00 0.00 8,085.00 0.00 0.00 WWA 36211 TALSMA, KLAAS WQ0003145000 ERATH 3/12/2009 10,815.00 2,163.00 8,652.00 0.00 0.00 WWA 35820 MONTANEZ, DAVID ERATH 3/23/2009 3,150.00 630.00 2,520.00 0.00 0.00 WWA 34457 HARRIS, JERRY DEAN TXG920999 BROWN 3/23/2009 2,000.00 0.00 2,000.00 0.00 0.00 WWA 36634 LLOYD, DAVID TXG920503 JOHNSON 4/5/2009 6,420.00 1,284.00 5,136.00 0.00 0.00 WWA 33809 MOERMAN, WAYNE TXG920040 COMANCHE 4/20/2009 1,600.00 0.00 1,600.00 0.00 0.00 WWA 36654 NUTT, GARY LANE TXG920358 CASTRO 4/20/2009 2,140.00 428.00 1,712.00 0.00 0.00 WWA 36382 GARMAN, JR JR TXG921055 DEAF SMITH 5/3/2009 5,340.00 1,068.00 4,272.00 0.00 0.00 WWA 36955 BOEHNING, BRIAN PAUL WWA 36166 SCHOUTEN, CORNELIUS T * TXG920491 LAMB 6/1/2009 4,380.00 876.00 3,504.00 0.00 0.00 WQ0004133000 ERATH 6/15/2009 5,215.00 1,043.00 4,172.00 0.00 WWA 36657 0.00 Sudan Feedyard, Inc. TXG920047 LAMB 7/9/2009 7,280.00 1,456.00 5,824.00 0.00 WWA 37317 0.00 DEBOER, NICO JAAP WQ0003856000 HENDERSON 8/23/2009 950.00 190.00 760.00 0.00 0.00 Subtotal for WWA : 24 Total for Singles Programs : 1,618 131,580.00 20,186,575.00 21,849.00 105,153.00 4,578.00 4,578.00 2,222,646.00 12,679,033.00 5,284,896.00 5,284,896.00 44 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Multi-Media Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM MM Case No. 33644 Respondent Name Texas Industrial Scrap Iron & Metal Company, Inc. MM 34389 JACKSON, LAWRENCE MM 33045 ONEILL, MICHAEL LANTZ MM 29870 Waste Control Specialists LLC MM 35149 MARTINI, RICHARD MM 35145 50'S Group Properties, LTD. MM 36197 SERTH, ROBERT MM 35814 Yellow Transportation, Inc. TCEQ ID County Order Date 455040144 TARRANT 9/4/2008 Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset 26,775.00 0.00 26,775.00 0.00 0.00 BURLESON 9/4/2008 5,840.00 0.00 5,840.00 0.00 0.00 TX0022918 SABINE 9/18/2008 48,535.00 0.00 48,535.00 0.00 0.00 TXD988088464 ANDREWS 9/22/2008 151,200.00 0.00 85,230.00 65,970.00 65,970.00 HARRIS 9/22/2008 2,813.00 562.00 1,126.00 1,125.00 1,125.00 TOM GREEN 9/22/2008 2,850.00 570.00 2,280.00 0.00 0.00 KLEBERG 10/6/2008 210.00 0.00 210.00 0.00 0.00 TXRNEQ039 JEFFERSON 10/6/2008 700.00 0.00 700.00 0.00 0.00 TX0002542 TXR000055111 MM 32938 City of Laredo WEBB 10/6/2008 8,030.00 0.00 0.00 8,030.00 8,030.00 MM 36010 BAIN, FRANKLIN HALE 10/6/2008 210.00 0.00 210.00 0.00 0.00 MM 35371 LEWIS, DONNIE PALO PINTO 10/6/2008 210.00 0.00 210.00 0.00 0.00 MM 35852 STRICKLIN, JOHNNY KAUFMAN 10/6/2008 210.00 0.00 210.00 0.00 0.00 MM 36194 MCBRIDE, LEROY SHELBY 10/6/2008 210.00 0.00 210.00 0.00 0.00 MM 35478 BROWN, KERRY CHARLES MM 22886 Pat, Inc. dba Action Excavating SCHLEICHER 10/6/2008 210.00 0.00 210.00 0.00 0.00 TARRANT 10/23/2008 9,660.00 0.00 9,660.00 0.00 0.00 MM 10819 City of Wolfe City 730055 HUNT 10/23/2008 70,361.00 0.00 70,361.00 0.00 0.00 MM 11105 KIM, JIMMY TXD988080123 HARRIS 10/23/2008 18,428.00 0.00 18,428.00 0.00 0.00 MM 14811 Degussa Engineered Carbons, L.P. TPDES0003832 HARRIS 10/23/2008 51,510.00 0.00 51,510.00 0.00 0.00 MM 9755 Parker County's Squaw Creek Downs, L.P. MM 6058 South Hampton Resources, Inc. MM 30795 New SM, Inc. MM 29350 Multi-Chem Group, LLC MM 18749 MM MM 30672 PARKER 10/23/2008 5,350.00 0.00 5,350.00 0.00 0.00 HARDIN 10/23/2008 274,433.00 0.00 137,217.00 137,216.00 137,216.00 TARRANT 10/23/2008 1,067.00 0.00 1,067.00 0.00 0.00 TXR000068635 SUTTON 10/23/2008 68,816.00 0.00 68,816.00 0.00 0.00 The Dow Chemical Company BL0082R BRAZORIA 10/23/2008 648,904.00 0.00 324,452.00 324,452.00 324,452.00 17869 E. I. du Pont de Nemours and Company OC0007J ORANGE 10/23/2008 176,575.00 0.00 88,288.00 88,287.00 88,287.00 35828 Pac N Sac Stores, Inc. 18195 HAYS 10/23/2008 8,701.00 1,740.00 6,961.00 0.00 0.00 MM 29958 Faridabano Gaffar TXD981909906 TARRANT 10/26/2008 1,185.00 0.00 1,185.00 0.00 0.00 MM 30888 Royal Superior Corporation TXD988021101 HARRIS 10/26/2008 5,948.00 0.00 5,948.00 0.00 0.00 MM 35239 BAZAN, JOEL UNA455160075 DUVAL 11/6/2008 10,054.00 2,010.00 8,044.00 0.00 0.00 HG0048L HARRIS 11/6/2008 481,105.00 96,221.00 192,442.00 192,442.00 192,442.00 GREGG 11/6/2008 210.00 0.00 210.00 0.00 0.00 F1998 RUSK 11/6/2008 26,000.00 5,200.00 20,800.00 0.00 0.00 11-05022201B WILLIAMSON 11/6/2008 18,415.00 3,683.00 14,732.00 0.00 0.00 ZA0177P ZAPATA 11/12/2008 9,375.00 0.00 9,375.00 0.00 0.00 0.00 MM 35779 Houston Refining LP MM 36377 THOMPSON, DOROTHY A MM 35417 Near Bore Resources, INC. MM 35387 Austin Equipment Company, LC MM 5685 Matt Diez Co., Ltd. MM 35515 Willie Jesus Garza TXR000079097 KLEBERG 11/17/2008 8,020.00 1,604.00 6,416.00 0.00 MM 30841 Opel Business, Inc. TXR000069815 *MULTIPLE 11/17/2008 2,370.00 0.00 2,370.00 0.00 0.00 MM 36371 TREJO, VIDAL TARRANT 11/17/2008 210.00 0.00 210.00 0.00 0.00 MM 35543 Lake Whitney Resorts, LLC * MM 35384 Apache Disposal, Inc. 1090816 HILL 11/17/2008 14,375.00 0.00 14,375.00 0.00 0.00 78892 GUADALUPE 11/17/2008 5,200.00 1,040.00 4,160.00 0.00 0.00 45 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Multi-Media Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name MM 35826 Anh P. Brown Corporation MM 36375 CLARKSON, CHARLES MM 35579 Kleberg County MM 31243 Inwood Center, LLC MM 35763 DEGUIRE, JOHN MM 36373 RODRIGUEZ, JIMMY L MM 28867 Shell Chemical LP * MM 34946 FOX TREE & LANDSCAPE NURSERY INC MM 36454 JONES, BILLY MM 34810 ADAMS, JOE LEE MM 36270 H & W Petroleum Company, Inc. MM 27150 BROWN, BETTY TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost 51473 TRAVIS 11/17/2008 12,500.00 2,500.00 10,000.00 0.00 0.00 ERATH 11/17/2008 210.00 0.00 210.00 0.00 0.00 KLEBERG 11/17/2008 3,150.00 630.00 2,520.00 0.00 0.00 HARRIS 11/26/2008 420.00 0.00 420.00 0.00 0.00 BELL 12/4/2008 4,650.00 930.00 3,720.00 0.00 0.00 WG0000869 ELLIS 12/4/2008 210.00 0.00 210.00 0.00 0.00 HG0659W HARRIS 12/4/2008 345,744.00 0.00 172,872.00 172,872.00 172,872.00 TXR000070458 76846 TXR000066191 SEP Offset NUECES 12/4/2008 16,721.00 0.00 16,721.00 0.00 0.00 LIMESTONE 12/4/2008 210.00 0.00 210.00 0.00 0.00 HILL 12/7/2008 1,050.00 0.00 1,050.00 0.00 0.00 ANGELINA 12/20/2008 1,875.00 375.00 1,500.00 0.00 0.00 TOM GREEN 12/20/2008 6,000.00 0.00 6,000.00 0.00 0.00 MM 30651 Carol Bailey TXR000070995 HARRIS 12/24/2008 1,185.00 0.00 1,185.00 0.00 0.00 MM 30708 JKY Store Inc. TXR000072842 HARRIS 12/30/2008 1,185.00 0.00 1,185.00 0.00 0.00 MCLENNAN 12/30/2008 1,100.00 0.00 1,100.00 0.00 0.00 BEXAR 1/30/2009 3,787.00 757.00 3,030.00 0.00 0.00 MM 31664 RICHARDSON, ROYCE MM 35175 River City Waste, Inc. MM 35676 Wendland Properties, Inc. 39150 TOM GREEN 1/30/2009 6,420.00 1,284.00 5,136.00 0.00 0.00 MM 36005 Ehan, Inc. 36538 WILLIAMSON 1/30/2009 5,350.00 1,070.00 4,280.00 0.00 0.00 MM 36232 City of Victoria 38843 VICTORIA 2/8/2009 3,850.00 770.00 3,080.00 0.00 0.00 MM 35783 VANDERLEI, KORNELIS WILT * TXG920043 LAMB 2/8/2009 3,080.00 616.00 1,232.00 1,232.00 1,232.00 2370016 WALLER 2/8/2009 8,356.00 0.00 8,356.00 0.00 0.00 455100057 HARDIN 2/19/2009 13,580.00 0.00 13,580.00 0.00 0.00 MM 31120 GALE, LONZO MM 34771 GORE, JOHNNY MM 30729 Shali Enterprises, Inc. MM 34370 City of Cisco MM 29046 City of Alvarado MM 35482 SHERMAN DRY CLEAN CITY INC. MM 36048 Arrowhead Shores Owners Association MM 29777 Chez-Salin Quality Cleaners, Inc. MM 32460 Kirtley Gravel Co.,Inc MM 36254 RAMON, ROGELIO MM 35542 ROWLAND, JEFF MM 36605 DUNHAM, KEVIN MM 35879 City of Terrell MM 36527 Minsa Corporation MM 36579 Pasadena Refining System, Inc MM 36540 SHUPAK, CURTIS J MM 33871 POWELL, WILMER MM 33642 Liberty Waste Systems, Inc. 103956769 HARRIS 2/19/2009 1,185.00 0.00 1,185.00 0.00 0.00 WQ0010424001 EASTLAND 2/22/2009 29,235.00 0.00 0.00 29,235.00 29,235.00 1260001 JOHNSON 2/22/2009 54,900.00 54,900.00 0.00 0.00 0.00 TXR000079149 GRAYSON 2/22/2009 3,500.00 700.00 2,800.00 0.00 0.00 HOOD 2/22/2009 1,050.00 210.00 840.00 0.00 0.00 104087416 BEXAR 2/22/2009 4,740.00 0.00 4,740.00 0.00 0.00 FAYETTE 2/22/2009 525.00 0.00 525.00 0.00 0.00 UNA455140043 JACKSON 3/12/2009 3,740.00 748.00 2,992.00 0.00 0.00 TX00493 RAINS 3/14/2009 1,050.00 0.00 1,050.00 0.00 0.00 COMANCHE 3/23/2009 210.00 0.00 210.00 0.00 0.00 1473 KAUFMAN 3/23/2009 6,500.00 1,300.00 0.00 5,200.00 5,200.00 0090019 BAILEY 4/5/2009 4,545.00 909.00 3,636.00 0.00 0.00 20246 HARRIS 4/5/2009 4,975.00 995.00 3,980.00 0.00 0.00 BURLESON 4/5/2009 210.00 0.00 210.00 0.00 0.00 455100053 TRINITY 4/12/2009 3,150.00 0.00 3,150.00 0.00 0.00 87197 HARRIS 4/19/2009 2,200.00 0.00 2,200.00 0.00 0.00 46 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Multi-Media Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset MM 36723 RAPER, TOMMY C SW0004589 MOORE 4/20/2009 210.00 0.00 210.00 0.00 0.00 MM 36609 WARREN, CHARLES L MCMULLEN 4/20/2009 210.00 0.00 210.00 0.00 0.00 0.00 MM 36801 OXFORD, JIM MM 31050 Fallbrook Enterprises, Inc MM 36749 ADAMS, HARLIE G MM 30819 N T & M, Inc. MM 36772 I.C.A. Properties, Inc. MM 36777 MYERS, ROBERT D MM 36804 Dale K. Farrow MM 36778 BOWDEN, DOUG C MM 36711 Ed Bell Construction Company MM 36859 VASQUEZ, FRANCISCO J WW0031719 MM 36447 Rehmania Cleaners, L.L.C. 90593 MM 36957 ACUNA, MAXIMINO III MM 23364 Quest Diagnostics Clinical Laboratories, Inc. MM 36632 HALL, JAMES MM 33627 City of Broaddus MM 37000 RODRIQUEZ, THOMAS V MM 36081 BOEKHORST, PETRUS ADRIANUS MM 36958 MM MM TXR000073031 TXR000072686 TXR05Y026 BEE 4/20/2009 210.00 0.00 210.00 0.00 HARRIS 4/20/2009 1,185.00 0.00 1,185.00 0.00 0.00 COCHRAN 4/20/2009 210.00 0.00 210.00 0.00 0.00 HARRIS 4/20/2009 1,185.00 0.00 1,185.00 0.00 0.00 MIDLAND 5/3/2009 1,705.00 341.00 1,364.00 0.00 0.00 MCLENNAN 5/3/2009 210.00 0.00 210.00 0.00 0.00 CHEROKEE 5/3/2009 350.00 0.00 350.00 0.00 0.00 COMANCHE 5/3/2009 210.00 0.00 210.00 0.00 0.00 DENTON 5/3/2009 5,000.00 0.00 2,500.00 2,500.00 2,500.00 CROCKETT 5/18/2009 210.00 0.00 210.00 0.00 0.00 HARRIS 5/18/2009 2,164.00 432.00 1,732.00 0.00 0.00 SAN PATRICIO 5/18/2009 210.00 0.00 210.00 0.00 0.00 HARRIS 5/18/2009 51,100.00 0.00 51,100.00 0.00 0.00 LIMESTONE 5/18/2009 1,491.00 298.00 1,193.00 0.00 0.00 SAN AUGUSTINE 5/18/2009 29,367.00 28,079.00 1,288.00 0.00 0.00 HASKELL 5/18/2009 210.00 0.00 210.00 0.00 0.00 HOPKINS 6/1/2009 11,776.00 2,355.00 9,421.00 0.00 0.00 WALDEN, JOHN D JR JACK 6/1/2009 210.00 0.00 210.00 0.00 0.00 37214 WRIGHT, SID HILL 6/1/2009 210.00 0.00 210.00 0.00 0.00 36922 City of Amherst LAMB 6/1/2009 1,000.00 200.00 800.00 0.00 0.00 0.00 MM 35126 Karl Tatsch MM 30125 SALAS, RODRIGO MM 33539 Salt Fork UWCD 87396 WQ0011772001 TXG920170 104089891 7406500 *MULTIPLE 6/7/2009 350.00 0.00 350.00 0.00 DALLAS 6/7/2009 3,172.00 0.00 3,172.00 0.00 0.00 KENT 6/10/2009 0.00 0.00 0.00 0.00 0.00 MM 36699 PECAN GROVE HOMES, LP GUADALUPE 6/15/2009 6,050.00 1,210.00 4,840.00 0.00 0.00 MM 36742 WILEY, VIRGIL WAYNE GUADALUPE 6/15/2009 3,486.00 697.00 2,789.00 0.00 0.00 MM 37140 BUNDY, SCOTT A ANDERSON 6/15/2009 210.00 0.00 210.00 0.00 0.00 MM 37247 NELSON, DAVID HILL 6/15/2009 210.00 0.00 210.00 0.00 0.00 MM 33361 LUKE, DOLORES A HARDIN 6/15/2009 1,730.00 0.00 1,730.00 0.00 0.00 MM 37215 LEE, DEANNA HILL 6/15/2009 210.00 0.00 210.00 0.00 0.00 MM 35677 WILLETT, KERMIT SAN JACINTO 7/5/2009 2,290.00 0.00 2,290.00 0.00 0.00 1000071 MM 30910 TRAN, JOHN 104137443 *MULTIPLE 7/5/2009 6,500.00 0.00 6,500.00 0.00 0.00 MM 34941 GARZA, JOEL 455150148 HIDALGO 7/5/2009 2,370.00 0.00 2,370.00 0.00 0.00 MM 35481 City Market Group of Sun City, L.P. MM 36265 VASQUEZ, MARK A MM 35327 MM 35823 70055 WILLIAMSON 7/9/2009 11,590.00 0.00 11,590.00 0.00 0.00 100618552 BEXAR 7/9/2009 9,337.00 1,866.00 7,471.00 0.00 0.00 CHURCHES HILL GROCERY, INC. 69511 WILLIAMSON 7/20/2009 9,375.00 0.00 9,375.00 0.00 0.00 5D DRILLING & PUMP SERVICE, INC. F1999 BEXAR 7/20/2009 11,426.00 0.00 11,426.00 0.00 0.00 47 of 48 Appendix 11: List of Administrative Orders Issued FY2009 Multi-Media Programs Date Range Selected : 09/01/2008 - 08/31/2009 PGM Case No. Respondent Name TCEQ ID County Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost WO0018029 ERATH 7/20/2009 210.00 0.00 210.00 0.00 0.00 GUILES, MONTY * 50274 NUECES 7/20/2009 38,640.00 0.00 38,640.00 0.00 0.00 37305 0.00 MM 37454 JAMES, CORY L MM 34432 MM 34430 Effluent Recycling, Inc. MM 36421 GILES, RUSSELL MM 29966 PAEK, NAM SUN MM 36028 EGGEN, JOHN R MM 27007 MCHANEY, JOE MM 32937 LAVOIE, PAUL MM 35200 DUTTON, JEFF MM 35994 LUFKIN CREOSOTING CO., INC. MM 35722 CAMPBELL, KENNETH MM 34927 Valero Refining-Texas, L.P. MM 37467 OLIVEROS, JOSE MM 37163 Sam's Truck Stop Business, Inc. MM 30977 Denison Snow White Laundry, LLC MM 37499 PENA, JULIAN J MM 35716 Northwest Petroleum LP SEP Offset *MULTIPLE 7/20/2009 86,660.00 83,060.00 3,600.00 0.00 MCLENNAN 7/29/2009 1,757.00 0.00 1,757.00 0.00 0.00 TXD981056872 *MULTIPLE 7/29/2009 2,006.00 0.00 2,006.00 0.00 0.00 DALLAS 7/29/2009 328.00 0.00 328.00 0.00 0.00 84814 TARRANT 8/6/2009 29,903.00 0.00 29,903.00 0.00 0.00 UNA455140054 SAN PATRICIO 8/6/2009 2,100.00 0.00 2,100.00 0.00 0.00 MASON 8/9/2009 9,975.00 0.00 9,975.00 0.00 0.00 ANGELINA 8/23/2009 18,262.00 3,652.00 7,305.00 7,305.00 7,305.00 SHELBY 8/23/2009 2,378.00 0.00 2,378.00 0.00 0.00 30530 *MULTIPLE 8/23/2009 108,900.00 0.00 54,450.00 54,450.00 54,450.00 BEXAR 8/23/2009 210.00 0.00 210.00 0.00 0.00 0550016 CULBERSON 8/23/2009 2,823.00 564.00 2,259.00 0.00 0.00 TXD008063661 TXR000075309 69454 GRAYSON 8/23/2009 2,370.00 0.00 2,370.00 0.00 0.00 VAL VERDE 8/31/2009 225.00 45.00 180.00 0.00 0.00 WILLIAMSON 8/31/2009 9,600.00 0.00 9,600.00 0.00 0.00 0.00 MM 37402 RICHTER, DAVID M WO0002771 EL PASO 8/31/2009 210.00 0.00 210.00 0.00 MM 37599 BRITE, CODY M WO0016411 VAL VERDE 8/31/2009 210.00 0.00 210.00 0.00 0.00 MM 37600 HERNANDEZ, DAVID A WW0032948 VICTORIA 8/31/2009 210.00 0.00 210.00 0.00 0.00 MM 37522 MALDONADO, ANDRES WS0006347 MAVERICK 8/31/2009 210.00 0.00 210.00 0.00 0.00 MM 35718 Hwy 2243 Grocery, Inc. 16750 WILLIAMSON 8/31/2009 14,059.00 0.00 14,059.00 0.00 0.00 BROWN 8/31/2009 1,992.00 0.00 1,992.00 0.00 0.00 13682 ORANGE 8/31/2009 3,150.00 0.00 3,150.00 0.00 0.00 304,123.00 1,845,511.00 1,090,316.00 1,090,316.00 2,526,769.00 14,524,544.00 6,375,212.00 6,375,212.00 MM 36658 SCHRAM, CHARLES E III MM 32680 Derek Broussard Total for Multi-Media Programs : 138 Total for all Programs : 1,756 3,239,950.00 23,426,525.00 Summary of SEPs: Total Orders : Orders with SEPs : Orders with SEPs % : Orders with SEP Offset % : * 1756 282 16.1 30.5 There are Multiple Respondent Names associated to this Case No. 48 of 48 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program Date Range Selected : PGM Case No. AQ 36302 09/01/2008 - 08/31/2009 Respondent Name Chevron Phillips Chemical Company, LP POLLUTION PREVENTION AQ 35135 Rohm and Haas Texas Incorporated POLLUTION REDUCTION AQ 35741 Exxon Mobil Corporation * October 04, 2009 Effective Date 04/20/2009 Ratio 1.00:1 Assessed Amt 52,879.00 Deferred Amt 10,575.00 Payable Amt 21,152.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 10/06/2008 1.00:1 81,400.00 16,280.00 32,560.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 12/04/2008 1.00:1 20,695.00 4,139.00 8,278.00 SEP Cost SEP Offset 21,152.00 21,152.00 21,152.00 21,152.00 32,560.00 32,560.00 32,560.00 32,560.00 8,278.00 8,278.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 1 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 8,278.00 8,278.00 3,720.00 3,720.00 3,720.00 3,720.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ Shell Chemical LP 36503 POLLUTION PREVENTION AQ 36637 Texas Petrochemicals LP POLLUTION PREVENTION AQ 36682 Conner Steel Products Inc. * October 04, 2009 04/05/2009 1.00:1 9,300.00 1,860.00 3,720.00 The Respondents will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 04/05/2009 1.00:1 8,000.00 1,600.00 3,200.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Jefferson County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 06/15/2009 1.00:1 32,600.00 6,520.00 13,040.00 3,200.00 3,200.00 3,200.00 3,200.00 13,040.00 13,040.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 2 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used purchase equipment for activities related to recycling efforts at the Citizen's Recycling Center. The center is open to the general public and currently accepts glass, plastics, e-waste, paper, aluminium, mixed metals, appliances, oil and filters, and batteries. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP AQ 35498 Diamond Shamrock Refining Company, L.P. DCP Midstream, LP 35227 35856 Lucite International, Inc. POLLUTION REDUCTION AQ City of Plano 36990 POLLUTION PREVENTION * October 04, 2009 93,236.00 0.00 46,618.00 11/06/2008 1.00:1 72,600.00 0.00 36,300.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. CLEAN UP AQ 1.00:1 RC&D will coordinate with local city and county government officials to clean-up sites where tires have been disposed of illegally. Contributions will be used to clean up illegal tire sites. Eligible sites will be limited to areas where a responsible party can not be identified and where there is no preexisting obligation to clean up the site by the owner or government. SEP monies will be used for the direct cost of collection and disposal of debris and tires. CLEAN UP AQ 08/31/2009 03/12/2009 1.00:1 31,600.00 6,320.00 12,640.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 07/20/2009 210.00 13,040.00 46,618.00 46,618.00 46,618.00 46,618.00 36,300.00 36,300.00 36,300.00 36,300.00 12,640.00 12,640.00 12,640.00 12,640.00 0.00 840.00 840.00 The Performing Party shall provide reimbursement to schools, school districts, or school bus operators that retrofit, repower, or replace older school buses with newer model year buses or cleaner technology. Retrofitting, in this context, means installing devices to reduce exhaust emissions that are verified or certified by the U.S. Environmental Protection Agency (EPA) or the California Air Resources Board (CARB) as proven retrofit technologies. Repowering, in this context, means replacing older engines with newer, cleaner engines but keeping the same vehicle body. All replacement engines must be certified or verified by the EPA or CARB. 840.00 840.00 1.00:1 1,050.00 13,040.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 3 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program AQ 36410 Wyman-Gordon Forgings, Inc. POLLUTION PREVENTION AQ 34340 Valero Refining-Texas, L.P. POLLUTION PREVENTION AQ 37313 ExxonMobil Oil Corporation POLLUTION PREVENTION 02/22/2009 1.00:1 3,725.00 745.00 1,490.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Harris County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/22/2009 1.00:1 181,200.00 0.00 90,600.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/31/2009 1.00:1 9,925.00 1,985.00 3,970.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 1,490.00 1,490.00 1,490.00 1,490.00 90,600.00 90,600.00 90,600.00 90,600.00 3,970.00 3,970.00 3,970.00 3,970.00 2,200.00 2,200.00 All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ PD Glycol LP 35850 * October 04, 2009 11/06/2008 1.00:1 5,500.00 1,100.00 2,200.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 4 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION AQ Hill-Lake Gas Storage, L.P. 35603 CLEAN UP AQ POLLUTION REDUCTION AQ 37067 The Dow Chemical Company * October 04, 2009 11/17/2008 1.00:1 94,950.00 18,990.00 37,980.00 2,200.00 2,200.00 37,980.00 37,980.00 37,980.00 37,980.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. Exxon Mobil Corporation 35954 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. 01/30/2009 1.00:1 47,600.00 0.00 23,800.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 07/09/2009 1.00:1 3,000.00 600.00 1,200.00 23,800.00 23,800.00 23,800.00 23,800.00 1,200.00 1,200.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 5 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 35810 Equistar Chemicals, LP POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 11/06/2008 1.00:1 5,650.00 1,130.00 2,260.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 1,200.00 1,200.00 2,260.00 2,260.00 2,260.00 2,260.00 374,955.00 374,955.00 86,468.00 86,468.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 32543 TOTAL PETROCHEMICALS USA, 07/20/2009 1.00:1 749,910.00 0.00 374,955.00 INC. The Respondent shall contribute the SEP Offset Amount to the POLLUTION REDUCTION Third-Party Recipient named above. The contribution will be to City of Port Arthur in Jefferson County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to replace three of the City's old diesel-powered generators with more environmentally friendly natural gas fueled generators. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. * October 04, 2009 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 6 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION POLLUTION PREVENTION AQ 36031 Vopak Terminal Deer Park, Inc. POLLUTION PREVENTION AQ 29089 Formosa Plastics Corporation, Texas POLLUTION PREVENTION SEP monies for the West Port Arthur Home Energy Efficiency Program will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes, which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating the homes and appliances, as well as for replacing heating and cooling systems and major appliances with new, energy efficient equipment. SEP monies for the Southeast Texas Regional Air Monitoring Network will be used to will maintain, operate, and repair seven monitoring stations located at Beaumont, Cove School, Mauriceville, Sabine Pass, Southeast Texas Regional Airport, Port Neches, and West Orange. These monitoring stations monitor ozone (O3), nitrogen oxides (NOx), and volatile organic compounds (VOC). 03/12/2009 2,240.00 4,480.00 25,000.00 263,487.00 263,487.00 4,480.00 4,480.00 4,480.00 4,480.00 60,722.00 60,721.00 60,721.00 The City of Point Comfort will use SEP funds to assist in rehabilitation of the wastewater treatment system as follows: 60,721.00 60,721.00 20,460.00 20,460.00 1.00:1 11,200.00 25,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 11/17/2008 1.00:1 121,443.00 0.00 " Replacement of the main sanitary sewer lift station (excluding the cost of installation of new high level alarms) to prevent sewage overflows or backups of sewage into residences; " Replacement of the final effluent outfall line at the wastewater treatment facility site; " Simultaneous deconstruction of portions of the former site to alleviate stormwater inflow into the chlorine contact chamber at the treatment facility; and " Engineering design and oversight. SEP funds will be used to pay contractors for direct costs associated with performance of the project and no portion will be spent on administrative costs. AQ 36071 TOTAL PETROCHEMICALS USA, 04/05/2009 INC. * October 04, 2009 1.00:1 51,150.00 10,230.00 20,460.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 7 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION POLLUTION PREVENTION AQ 35089 Exxon Mobil Corporation POLLUTION PREVENTION AQ 36533 Enstor Katy Storage and Transportation, L.P. * October 04, 2009 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Jefferson County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to City of Port Arthur in Jefferson County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to replace three of the City's old diesel-powered generators with more environmentally friendly natural gas fueled generators. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/23/2009 1.00:1 496,201.00 0.00 248,101.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Houston Regional Monitoring Corporation for the HRMC Houston Area Air Monitoring in Harris County as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used to supplement existing operation of a network of ambient air monitoring stations (designated HRM Sites 1, 3, 4, 7, 8, 10, Wallisville, and Lynchburg Ferry) that continuously measure and record concentrations of ambient air pollutants. Specifically, SEP Funds will be used to operate, maintain, and potentially expand portions of the existing ambient air quality monitoring network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP Funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 03/23/2009 1.00:1 3,850.00 770.00 1,540.00 12,960.00 12,960.00 7,500.00 7,500.00 248,100.00 248,100.00 248,100.00 248,100.00 1,540.00 1,540.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 8 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 35295 La Porte Methanol Company, L.P. POLLUTION PREVENTION AQ Shell Chemical LP * 35743 * October 04, 2009 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 09/22/2008 1.00:1 3,925.00 785.00 1,570.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 12/04/2008 1.00:1 43,970.00 0.00 21,985.00 1,540.00 1,540.00 1,570.00 1,570.00 1,570.00 1,570.00 21,985.00 21,985.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 9 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION AQ 36114 Eagle Rock Field Services, L.P. Chevron Phillips Chemical Company, LP 31118 POLLUTION REDUCTION AQ 36587 Vopak Logistics Services USA Inc. * October 04, 2009 03/23/2009 8,241.00 1,648.00 3,297.00 21,985.00 21,985.00 3,296.00 3,296.00 3,296.00 3,296.00 46,339.00 46,338.00 46,338.00 SEP funds will be used to The SETRPC will use the funds to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating the homes and appliances as well as for replacing heating and cooling systems and major appliances with new, energy efficient equipment. 46,338.00 46,338.00 2,330.00 2,330.00 1.00:1 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP AQ The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 12/20/2008 04/05/2009 1.00:1 1.00:1 92,677.00 5,825.00 0.00 1,165.00 2,330.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 10 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ Honeywell International, Inc. 36335 POLLUTION PREVENTION AQ Lehigh Cement Company 34452 POLLUTION REDUCTION AQ 37109 Huntsman Polymers Corporation CLEAN UP * October 04, 2009 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 03/12/2009 1.00:1 2,700.00 540.00 1,080.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Orange County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/23/2009 1.00:1 160,140.00 0.00 104,550.00 The contribution will be used to reimburse local school districts for the cost of retrofitting or replacing school buses with cleaner technology buses to reduce air pollution emissions. 07/09/2009 9,041.00 2,330.00 1,080.00 1,080.00 1,080.00 1,080.00 55,590.00 55,590.00 55,590.00 55,590.00 18,084.00 18,083.00 18,083.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Keep Odessa Beautiful, Inc. for the Household Hazardous Waste, Tire Collection, and Recycling program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide citizens and schools with a safe and convenient opportunity to properly dispose of harmful chemicals and prevent illegal dumping of harmful wastes or tires. The following types of materials will be accepted: batteries, oil and oil filters, paints, household and/or school chemicals, and used tires. The items collected in these events will be either reused or properly disposed. Citizens may "reuse" unused portions of properly labelled and handled chemical products through the reusable materials exchange. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 18,083.00 18,083.00 1.00:1 45,208.00 2,330.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 11 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program AQ 36588 Chevron Phillips Chemical Company, LP POLLUTION PREVENTION AQ 36506 Exxon Mobil Corporation POLLUTION PREVENTION AQ LI Holdings, Inc. 31785 POLLUTION PREVENTION AQ 36620 KM Liquids Terminals LLC * October 04, 2009 04/20/2009 1.00:1 27,350.00 0.00 13,675.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 04/05/2009 1.00:1 30,400.00 6,080.00 12,160.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Liberty County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 07/20/2009 1.00:1 28,378.00 0.00 14,189.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Freestone County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 03/23/2009 1.00:1 10,000.00 0.00 5,000.00 13,675.00 13,675.00 13,675.00 13,675.00 12,160.00 12,160.00 12,160.00 12,160.00 14,189.00 14,189.00 14,189.00 14,189.00 5,000.00 5,000.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 12 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ Norit Americas, Inc. 36687 POLLUTION PREVENTION AQ Equistar Chemicals, LP 35696 CLEAN UP The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 06/01/2009 1.00:1 28,760.00 5,752.00 11,504.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Harrison County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 10/23/2008 1,200.00 5,000.00 11,504.00 11,504.00 11,504.00 11,504.00 2,400.00 2,400.00 2,400.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup unauthorized dump sites, recycle materials when feasible, and properly dispose of all waste. Eligible sites will be limited to those where a responsible party cannot be found or is unable to clean the site and where reasonable efforts have been made to prevent the dumping. 2,400.00 2,400.00 34,320.00 34,320.00 34,320.00 34,320.00 7,320.00 7,320.00 1.00:1 6,000.00 5,000.00 SEP monies will be used for the direct cost of collection and disposal of waste. No SEP monies will be spent on administrative costs. AQ 528 Citgo Refining and Chemicals Company L.P. POLLUTION REDUCTION AQ 34572 The Premcor Refining Group Inc. * October 04, 2009 08/23/2009 1.00:1 68,640.00 0.00 34,320.00 The contribution will be used to reimburse local school districts for the cost of retrofitting or replacing school buses with cleaner technology buses to reduce air pollution emissions. 01/30/2009 1.00:1 14,641.00 0.00 7,321.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 13 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ BASF FINA Petrochemicals Limited Partnership 31081 POLLUTION REDUCTION AQ 35768 Mobil Chemical Company Inc. POLLUTION REDUCTION AQ 37006 Huntsman Petrochemical Corporation POLLUTION PREVENTION AQ 35304 Exxon Mobil Corporation * October 04, 2009 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 12/20/2008 1.00:1 203,125.00 0.00 101,563.00 Home energy audits in the West Port Arthur area 11/06/2008 1.00:1 2,725.00 545.00 1,090.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. 08/31/2009 1.00:1 28,615.00 0.00 14,308.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 10/06/2008 1.00:1 65,300.00 13,060.00 26,120.00 7,320.00 7,320.00 101,562.00 101,562.00 101,562.00 101,562.00 1,090.00 1,090.00 1,090.00 1,090.00 14,307.00 14,307.00 14,307.00 14,307.00 26,120.00 26,120.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 14 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 35830 The Premcor Refining Group Inc. POLLUTION PREVENTION AQ Huntsman Petrochemical Corporation 37263 POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 02/22/2009 1.00:1 46,213.00 0.00 23,107.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 08/23/2009 1.00:1 19,050.00 3,810.00 7,620.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 26,120.00 26,120.00 23,106.00 23,106.00 23,106.00 23,106.00 7,620.00 7,620.00 7,620.00 7,620.00 49,088.00 49,088.00 All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 18611 Southwestern Electric Power Company * October 04, 2009 10/23/2008 1.00:1 98,176.00 0.00 49,088.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 15 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION AQ 37161 Magellan Terminals Holdings, L.P. POLLUTION PREVENTION AQ Exxon Mobil Corporation 32604 POLLUTION REDUCTION AQ 35926 The Dow Chemical Company * October 04, 2009 Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contributions will be to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for the Clean School Bus program in Titus County. Specifically, SEP monies for the Clean School Bus program will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of retrofitting or replacing older diesel buses with alternative fueled or clean diesel buses to reduce emissions. SEP funds may be used in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. 08/23/2009 1.00:1 2,750.00 550.00 1,100.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 02/08/2009 1.00:1 40,000.00 0.00 20,000.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. 06/01/2009 1.00:1 202,325.00 0.00 101,163.00 49,088.00 49,088.00 1,100.00 1,100.00 1,100.00 1,100.00 20,000.00 20,000.00 20,000.00 20,000.00 101,162.00 101,162.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 16 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ Targa Midstream Services Limited Partnership 36359 POLLUTION PREVENTION AQ Honeywell International, Inc. 37185 POLLUTION PREVENTION AQ 36025 Formosa Plastics Corporation, Texas * October 04, 2009 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 05/03/2009 1.00:1 21,602.00 0.00 10,801.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 08/23/2009 10,801.00 10,801.00 10,801.00 10,801.00 9,630.00 9,630.00 9,630.00 9,630.00 9,630.00 3,526.00 3,526.00 02/22/2009 1.00:1 8,814.00 4,815.00 101,162.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Texas PTA Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 1.00:1 24,075.00 101,162.00 1,762.00 3,526.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 17 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ Shell Chemical LP 34213 POLLUTION REDUCTION AQ 35886 Williamson Printing Corporation POLLUTION REDUCTION AQ 35511 Texas Petrochemicals LP * October 04, 2009 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to assist in the rehabilitation of the wastewater treatment system, including: replacement of the main sanitary sewer lift station to prevent sewage overflows or backups of sewage into residences; replacement of the final effluent outfall line at the wastewater treatment facility site; demolition of portions of the former site to alleviate storm water inflow into the chlorine contact chamber; and engineering design and oversight for the project. 11/06/2008 1.00:1 31,540.00 0.00 15,770.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 11/17/2008 1.00:1 10,000.00 2,000.00 4,000.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 04/05/2009 1.00:1 62,369.00 12,472.00 24,949.00 3,526.00 3,526.00 15,770.00 15,770.00 15,770.00 15,770.00 4,000.00 4,000.00 4,000.00 4,000.00 24,948.00 24,948.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 18 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ Shell Chemical LP * 36156 POLLUTION PREVENTION AQ Shell Chemical LP * 33527 * October 04, 2009 This SEP will provide significant and discernible environmental benefits to the Harris County area by providing measurements of concentrations of certain air pollutants. The information obtained from this monitoring site will provide the community with more knowledge of the types and quantities of pollutants present in this industrialized area. Data obtained from the monitoring site, and made available to the public, may be used by the TCEQ, EPA, scientists, local government and industry to reduce emissions, as appropriate. Because air quality is an important priority in the Harris County area, this project is focused on providing air quality data that may be used by the TCEQ, local programs, and other stakeholders to investigate and improve knowledge of any identified air quality concerns. Data from the project may be used to detect and track air emissions in near real-time to determine air pollution source locations for enforcement actions, permitting and regulatory decisions, potential future health effects studies and/or as part of a pollution program such as the Environmental Monitoring and Response System. The data also can be used by the TCEQ and the EPA to help determine if additional air quality problems that have not yet been detected exist in the Harris County area. 08/23/2009 1.00:1 71,900.00 0.00 35,950.00 24,948.00 24,948.00 35,950.00 35,950.00 35,950.00 35,950.00 83,265.00 83,265.00 The Respondents will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 02/08/2009 1.00:1 166,530.00 0.00 83,265.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 19 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION AQ LANXESS Corporation 37123 ENVIRONMENTAL RESTORATION AQ 36818 Citgo Refining and Chemicals Company L.P. POLLUTION PREVENTION AQ 35080 The Dow Chemical Company POLLUTION REDUCTION * October 04, 2009 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in Harris County in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. 08/31/2009 904.00 1,810.00 83,265.00 1,810.00 1,810.00 1,810.00 1,810.00 8,184.00 8,184.00 8,184.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to implement the AutoCheck program. AutoCheck is a remote sensing system that detects polluting vehicles as they drive past the system. Motorists are informed if their vehicles are polluting via a large electronic sign. Once a vehicle is identified, qualified service stations perform repairs on these vehicles. Pre and post emissions tests are performed and tracked, and the service stations are reimbursed for their expenses. The monies shall be used to only pay for the repair vouchers, equipment maintenance, and a program operator. The operator shall only work on the AutoCheck program. 8,184.00 8,184.00 1.00:1 4,524.00 83,265.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Ducks Unlimited, Inc. for Reforestation and Enhancement of Tony Houseman State Park & Wildlife Management Area at Blue Elbow Swamp as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for the restoration and enhancement of the forested wetlands at the park. SEP monies will be used to pay for the cost of trees, labor, and for the equipment needed to plant tree and remove undesired exotic species. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 06/15/2009 02/08/2009 1.00:1 1.00:1 20,459.00 4,091.00 30,000.00 0.00 15,000.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. 15,000.00 15,000.00 15,000.00 15,000.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 20 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program AQ 32866 Diamond Shamrock Refining Company, L.P. 37365 Chevron Phillips Chemical Company, LP POLLUTION PREVENTION AQ 35039 Shumard Corporation POLLUTION PREVENTION AQ 35593 ConocoPhillips Company 36029 Flint Hills Resources, LP * October 04, 2009 30,750.00 0.00 15,375.00 08/31/2009 1.00:1 9,750.00 1,950.00 3,900.00 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Energy Efficiency in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to perform energy efficiency upgrades on public buildings and infrastructure. Specifically, the SEP funds may only be used for: 1) the cost of conducting energy efficiency audits; 2) the incremental cost for construction or implementation of energy-efficiency upgrades; 3) the incremental cost of the purchase of more energy-efficient equipment or appliances; and/or 4) or other direct costs authorized in advance by TCEQ. 04/05/2009 1.00:1 32,500.00 6,500.00 13,000.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to host a one-day even in Tarrant County where 167 operational gas-powered walk-behind lawn mowers may be traded in for a discount on a clean-running electric mower. The City of Fort Worth ("the City") shall coordinate with retailers and/or manufacturers to provide a 20% discount off the retail cost of electric mowers. The City will pay 40% of the retail cost with SEP funds to keep out-of-pocket consumer costs comparable to that of buying a gas-powered mower. The discounted price for the consumer will be approximately $209 for an electric mower that usually costs $449. 02/08/2009 1.00:1 40,150.00 8,030.00 16,060.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP AQ 1.00:1 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP AQ 04/05/2009 01/30/2009 1.00:1 27,100.00 5,420.00 10,840.00 15,375.00 15,375.00 15,375.00 15,375.00 3,900.00 3,900.00 3,900.00 3,900.00 13,000.00 13,000.00 13,000.00 13,000.00 16,060.00 16,060.00 16,060.00 16,060.00 10,840.00 10,840.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 21 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION AQ Huntsman Petrochemical Corporation 36623 POLLUTION PREVENTION AQ 35904 Building Materials Corporation of America POLLUTION REDUCTION AQ 35880 ExxonMobil Oil Corporation POLLUTION REDUCTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 05/03/2009 1.00:1 117,715.00 23,543.00 47,086.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 02/08/2009 1.00:1 50,925.00 10,185.00 20,370.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Dallas County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/08/2009 1.00:1 17,250.00 3,450.00 6,900.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 10,840.00 10,840.00 47,086.00 47,086.00 47,086.00 47,086.00 20,370.00 20,370.00 20,370.00 20,370.00 6,900.00 6,900.00 6,900.00 6,900.00 15,050.00 15,050.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ Lide Industries LLC 36931 * October 04, 2009 07/20/2009 1.00:1 30,100.00 0.00 15,050.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 22 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 34300 Equistar Chemicals, LP POLLUTION REDUCTION The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Freestone County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 09/22/2008 1.00:1 51,984.00 10,396.00 20,794.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 15,050.00 15,050.00 20,794.00 20,794.00 20,794.00 20,794.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 36406 Valero Refining-Texas, L.P. POLLUTION PREVENTION AQ DCP Midstream, LP 36077 * October 04, 2009 02/08/2009 1.00:1 9,800.00 1,960.00 3,920.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 02/22/2009 1.00:1 7,600.00 1,520.00 3,040.00 3,920.00 3,920.00 3,920.00 3,920.00 3,040.00 3,040.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 23 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP AQ 34673 Valero Refining-Texas, L.P. POLLUTION REDUCTION AQ 35777 Exxon Mobil Corporation POLLUTION PREVENTION AQ S Fiberglass, Ltd. 35590 * October 04, 2009 11/17/2008 2,153.00 2,153.00 2,153.00 2,153.00 2,153.00 11/17/2008 1.00:1 7,384.00 1,076.00 3,040.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to implement the AutoCheck program. AutoCheck is a remote sensing system that detects polluting vehicles as they drive past the system. Motorists are informed if their vehicles are polluting via a large electronic sign. Once a vehicle is identified, qualified service stations perform repairs on these vehicles. Pre and post emissions tests are performed and tracked, and the service stations are reimbursed for their expenses. The monies shall be used to only pay for the repair vouchers, equipment maintenance, and a program operator. The operator shall only work on the AutoCheck program. 1.00:1 5,382.00 3,040.00 1,476.00 2,954.00 2,954.00 2,954.00 2,954.00 2,954.00 950.00 950.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 12/20/2008 1.00:1 2,375.00 475.00 950.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 24 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP AQ 34861 Safety Railway Service, L.P. POLLUTION REDUCTION 11/17/2008 1.00:1 12,000.00 2,400.00 4,800.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 950.00 950.00 4,800.00 4,800.00 4,800.00 4,800.00 960.00 960.00 960.00 960.00 1,320.00 1,320.00 1,320.00 1,320.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 36163 Shell Pipeline Company LP POLLUTION PREVENTION AQ Allied Feeds, Inc. 36006 POLLUTION REDUCTION * October 04, 2009 02/08/2009 1.00:1 2,400.00 480.00 960.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 03/23/2009 1.00:1 2,640.00 0.00 1,320.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Bexar County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 25 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program AQ 35762 Huntsman Petrochemical Corporation POLLUTION REDUCTION AQ 36884 Chevron Phillips Chemical Company, LP POLLUTION PREVENTION AQ 37261 BASF FINA Petrochemicals Limited Partnership POLLUTION PREVENTION AQ 36178 Gulf Coast Waste Disposal Authority * October 04, 2009 01/30/2009 1.00:1 49,728.00 9,945.00 19,892.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 06/15/2009 1.00:1 14,560.00 2,912.00 5,824.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 08/31/2009 1.00:1 53,900.00 10,780.00 21,560.00 Performing Party shall use SEP Funds to assist low-income residents in the West Port Arthur area by: 1) conducting home energy audits; 2) weatherizing homes to improve energy efficiency; and/or 3) repairing or replacing heating/cooling systems and major appliances with new, energy-efficient equipment. Weatherizing homes may include costs of caulking openings as well as insulating walls, floors, and attics in homes. Any heating/cooling systems or major appliances that are replaced must be scrapped and must not be reused in any way. Performing Party shall use consistent and reliable criteria for determining the low-income status of residents assisted with SEP Funds. 03/23/2009 1.00:1 6,950.00 1,390.00 0.00 19,891.00 19,891.00 19,891.00 19,891.00 5,824.00 5,824.00 5,824.00 5,824.00 21,560.00 21,560.00 21,560.00 21,560.00 5,560.00 5,560.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 26 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 35682 Flint Hills Resources, LP POLLUTION PREVENTION AQ 31056 ExxonMobil Oil Corporation POLLUTION REDUCTION AQ Shell Chemical LP * 36933 * October 04, 2009 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 11/17/2008 1.00:1 25,850.00 5,170.00 10,340.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 12/20/2008 1.00:1 55,200.00 0.00 27,600.00 The county will purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. The retired vehicles and equipment will not be resold as working vehicles, but will only be sold for scrap. The county will also convert current equipment and vehicles to alternative fueled equipment and vehicles and to retrofit current gasoline and diesel powered equipment in order to lower emissions. 08/31/2009 1.00:1 30,423.00 0.00 15,212.00 5,560.00 5,560.00 10,340.00 10,340.00 10,340.00 10,340.00 27,600.00 27,600.00 27,600.00 27,600.00 15,211.00 15,211.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 27 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 35598 The Dow Chemical Company POLLUTION PREVENTION AQ 34552 Gulf Coast Composite Marine Specialist Inc. * October 04, 2009 The Respondents will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 10/23/2008 1.00:1 20,000.00 4,000.00 8,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 11/06/2008 1.00:1 3,300.00 0.00 1,650.00 15,211.00 15,211.00 8,000.00 8,000.00 8,000.00 8,000.00 1,650.00 1,650.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 28 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION AQ 36875 The Goodyear Tire & Rubber Company POLLUTION PREVENTION AQ 37124 Air Liquide Large Industries U.S. LP * October 04, 2009 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 05/03/2009 1.00:1 5,150.00 1,030.00 2,060.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/31/2009 1.00:1 82,455.00 16,491.00 32,982.00 1,650.00 1,650.00 2,060.00 2,060.00 2,060.00 2,060.00 32,982.00 32,982.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 29 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 36173 Overwraps Packaging, L.P. ENVIRONMENTAL RESTORATION AQ 36488 Valero Refining-Texas, L.P. * October 04, 2009 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 03/12/2009 1.00:1 2,375.00 475.00 950.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Dallas County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 04/05/2009 1.00:1 10,000.00 2,000.00 4,000.00 32,982.00 32,982.00 950.00 950.00 950.00 950.00 4,000.00 4,000.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 30 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 35546 The Premcor Refining Group Inc. POLLUTION PREVENTION AQ 35656 Chevron Phillips Chemical Company, LP POLLUTION PREVENTION * October 04, 2009 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 12/04/2008 1.00:1 54,688.00 0.00 27,344.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 10/06/2008 1.00:1 3,213.00 642.00 1,286.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 4,000.00 4,000.00 27,344.00 27,344.00 27,344.00 27,344.00 1,285.00 1,285.00 1,285.00 1,285.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 31 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program AQ AQ 36436 TOTAL PETROCHEMICALS USA, 03/23/2009 1.00:1 7,775.00 1,555.00 3,110.00 INC. The Respondent shall contribute the SEP Offset Amount to the POLLUTION PREVENTION Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Jefferson County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. MEMC Pasadena, Inc. 36430 POLLUTION PREVENTION AQ Chevron Phillips Chemical Company, LP 32774 POLLUTION REDUCTION AQ 36095 The Premcor Refining Group Inc. * October 04, 2009 04/05/2009 1.00:1 9,639.00 1,927.00 3,856.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 02/08/2009 1.00:1 168,416.00 0.00 84,208.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap 06/01/2009 1.00:1 17,100.00 3,420.00 6,840.00 3,110.00 3,110.00 3,110.00 3,110.00 3,856.00 3,856.00 3,856.00 3,856.00 84,208.00 84,208.00 84,208.00 84,208.00 6,840.00 6,840.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 32 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 35658 Gulf South Pipeline Company, LP Invista S.a.r.l. 36124 POLLUTION PREVENTION AQ PD Glycol LP 36234 POLLUTION PREVENTION AQ 36472 Huntsman Advanced Materials, LLC * October 04, 2009 11/06/2008 1.00:1 7,800.00 1,560.00 3,120.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP AQ The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 03/23/2009 1.00:1 32,082.00 6,416.00 12,833.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Orange County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 03/12/2009 1.00:1 5,875.00 1,175.00 2,350.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. 04/20/2009 1.00:1 39,774.00 7,954.00 15,910.00 6,840.00 6,840.00 3,120.00 3,120.00 3,120.00 3,120.00 12,833.00 12,833.00 12,833.00 12,833.00 2,350.00 2,350.00 2,350.00 2,350.00 15,910.00 15,910.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 33 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 36717 The Dow Chemical Company POLLUTION PREVENTION AQ 35685 BASF FINA Petrochemicals Limited Partnership POLLUTION PREVENTION AQ 36756 Exxon Mobil Corporation * October 04, 2009 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Keep Odessa Beautiful, Inc. for the Household Hazardous Waste, Tire Collection, and Recycling program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide citizens and schools with a safe and convenient opportunity to properly dispose of harmful chemicals and prevent illegal dumping of harmful wastes or tires. The following types of materials will be accepted: batteries, oil and oil filters, paints, household and/or school chemicals, and used tires. The items collected in these events will be either reused or properly disposed. Citizens may "reuse" unused portions of properly labelled and handled chemical products through the reusable materials exchange. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 08/31/2009 1.00:1 63,000.00 0.00 31,500.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 11/17/2008 1.00:1 250,753.00 50,150.00 100,302.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 06/15/2009 1.00:1 26,450.00 5,290.00 10,580.00 15,910.00 15,910.00 31,500.00 31,500.00 31,500.00 31,500.00 100,301.00 100,301.00 100,301.00 100,301.00 10,580.00 10,580.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 34 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 35974 Valero Refining-Texas, L.P. POLLUTION REDUCTION AQ 34982 Lucite International, Inc. The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 12/04/2008 1.00:1 9,375.00 1,875.00 3,750.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 05/18/2009 1.00:1 50,250.00 0.00 25,125.00 The county will use SEP funds for the incremental costs to POLLUTION REDUCTION purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. The retired vehicles and equipment will not be resold as working vehicles, but will only be sold for scrap. The county will also convert current equipment and vehicles to alternative fueled equipment and vehicles and to retrofit current gasoline and diesel powered equipment in order to lower emissions. * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps 10,580.00 10,580.00 3,750.00 3,750.00 3,750.00 3,750.00 25,125.00 25,125.00 25,125.00 25,125.00 Page 35 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program AQ 33795 The Dow Chemical Company POLLUTION REDUCTION AQ 36003 Chevron Phillips Chemical Company, LP POLLUTION PREVENTION AQ 31247 Chevron Phillips Chemical Company, LP * October 04, 2009 07/09/2009 83,233.00 83,232.00 83,232.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 83,232.00 83,232.00 6,340.00 6,340.00 6,340.00 6,340.00 23,721.00 23,721.00 03/12/2009 1.00:1 1.00:1 166,465.00 15,850.00 0.00 3,170.00 6,340.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 12/20/2008 1.00:1 47,442.00 0.00 23,721.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 36 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION AQ DCP Midstream, LP 37077 36181 Eastman Chemical Company POLLUTION PREVENTION AQ 34566 Accord Construction, Inc. POLLUTION REDUCTION AQ 36131 Ameron International Corporation POLLUTION PREVENTION AQ 35964 Kuraray America, Inc. * October 04, 2009 08/23/2009 1.00:1 7,600.00 1,520.00 3,040.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP AQ The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for 03/12/2009 1.00:1 39,290.00 7,858.00 15,716.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Harrison County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/22/2009 1.00:1 30,000.00 0.00 15,000.00 The contribution will be used to reimburse local school districts for the cost of retrofitting or replacing school buses with cleaner technology buses to reduce air pollution emissions. 01/30/2009 1.00:1 19,500.00 3,900.00 7,800.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Wichita County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/08/2009 1.00:1 20,200.00 4,040.00 8,080.00 23,721.00 23,721.00 3,040.00 3,040.00 3,040.00 3,040.00 15,716.00 15,716.00 15,716.00 15,716.00 15,000.00 15,000.00 15,000.00 15,000.00 7,800.00 7,800.00 7,800.00 7,800.00 8,080.00 8,080.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 37 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION AQ INEOS USA LLC 37220 POLLUTION PREVENTION AQ The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 07/20/2009 34555 TOTAL PETROCHEMICALS USA, 10/23/2008 INC. * October 04, 2009 1.00:1 60,000.00 0.00 30,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 1.00:1 529,300.00 105,860.00 211,720.00 8,080.00 8,080.00 30,000.00 30,000.00 30,000.00 30,000.00 211,720.00 211,720.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 38 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 211,720.00 211,720.00 2,970.00 2,970.00 2,970.00 2,970.00 270,725.00 270,725.00 270,725.00 270,725.00 9,450.00 9,450.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 36470 Formosa Plastics Corporation, Texas POLLUTION PREVENTION AQ 34199 Enterprise Products Operating LLC POLLUTION REDUCTION AQ 36935 Chevron Phillips Chemical Company, LP * October 04, 2009 03/23/2009 1.00:1 7,425.00 1,485.00 2,970.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to assist in the rehabilitation of the wastewater treatment system, including: replacement of the main sanitary sewer lift station to prevent sewage overflows or backups of sewage into residences; replacement of the final effluent outfall line at the wastewater treatment facility site; demolition of portions of the former site to alleviate storm water inflow into the chlorine contact chamber; and engineering design and oversight for the project. 11/06/2008 1.00:1 541,450.00 0.00 270,725.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 07/09/2009 1.00:1 23,624.00 4,724.00 9,450.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 39 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ ExxonMobil Oil Corporation 36519 POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 04/20/2009 A. 1.00:1 2,599.00 519.00 1,040.00 9,450.00 9,450.00 1,040.00 1,040.00 1,040.00 1,040.00 Project The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. AQ Ash Grove Texas, L.P. 35525 POLLUTION PREVENTION AQ 35551 The Goodyear Tire & Rubber Company * October 04, 2009 10/23/2008 1.00:1 16,725.00 3,345.00 6,690.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to host a one-day event in Tarrant County where 167 operational gas-powered walk-behind lawn mowers may be traded in for a discount on a clean-running electric mower. The City of Fort Worth ("the City") shall coordinate with retailers and/or manufacturers to provide a 20% discount off the retail cost of electric mowers. The City will pay 40% of the retail cost with SEP funds to keep out-of-pocket consumer costs comparable to that of buying a gas-powered mower. The discounted price for the consumer will be approximately $209 for an electric mower that usually costs $449. 10/23/2008 1.00:1 16,650.00 3,330.00 6,660.00 6,690.00 6,690.00 6,690.00 6,690.00 6,660.00 6,660.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 40 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ Shell Oil Company 36651 POLLUTION PREVENTION AQ 36126 Holly Energy Partners Operating, L.P. POLLUTION PREVENTION AQ INEOS Nova, LLC 37154 POLLUTION PREVENTION AQ Shell Oil Company 34902 * October 04, 2009 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conducts home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 06/15/2009 1.00:1 21,275.00 0.00 10,638.00 6,660.00 6,660.00 10,637.00 10,637.00 10,637.00 10,637.00 1,080.00 1,080.00 1,080.00 1,080.00 The Respondents will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 02/08/2009 1.00:1 2,700.00 540.00 1,080.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in El Paso County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 2,257.00 2,257.00 2,257.00 Performing Party shall use SEP Funds to operate, maintain, and potentially expand portions of the existing Houston Regional Monitoring Corporation Ambient Air Quality Monitoring Network in the Houston area in order to continue to provide information on data quality and trends to the public, TCEQ, and industry representatives. SEP funds may be used to operate a single monitoring site or multiple sites contingent upon the amount of SEP funds provided. 08/23/2009 2,257.00 2,257.00 40,000.00 40,000.00 09/22/2008 1.00:1 1.00:1 5,642.00 1,128.00 80,000.00 0.00 40,000.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 41 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION AQ 35213 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. SABINA PETROCHEMICALS LLC 09/22/2008 POLLUTION PREVENTION 1.00:1 19,400.00 3,880.00 7,760.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 40,000.00 40,000.00 7,760.00 7,760.00 7,760.00 7,760.00 All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ Motiva Enterprises LLC 35503 POLLUTION PREVENTION AQ 36663 Eagle Rock Field Services, L.P. * October 04, 2009 09/22/2008 1.00:1 9,350.00 1,870.00 3,740.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 06/01/2009 1.00:1 57,589.00 11,517.00 23,036.00 3,740.00 3,740.00 3,740.00 3,740.00 23,036.00 23,036.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 42 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 36338 The Lubrizol Corporation POLLUTION PREVENTION AQ Solutia Inc. 35189 POLLUTION REDUCTION AQ 35979 Houston Refining LP * October 04, 2009 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Roberts County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 05/03/2009 1.00:1 20,410.00 0.00 10,205.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 05/18/2009 1.00:1 117,048.00 0.00 58,524.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used in Brazoria County to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. 10/23/2008 1.00:1 10,000.00 2,000.00 4,000.00 23,036.00 23,036.00 10,205.00 10,205.00 10,205.00 10,205.00 58,524.00 58,524.00 58,524.00 58,524.00 4,000.00 4,000.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 43 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 37114 Lucite International, Inc. ENVIRONMENTAL ENHANCEMENT AQ 4,000.00 4,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 07/20/2009 1.00:1 5,357.00 1,071.00 2,143.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 35819 TOTAL PETROCHEMICALS USA, 11/17/2008 1.00:1 15,496.00 3,099.00 6,199.00 INC. The Respondent shall contribute to the Third-Party Recipient POLLUTION PREVENTION pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 2,143.00 2,143.00 2,143.00 2,143.00 6,198.00 6,198.00 6,198.00 6,198.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. * October 04, 2009 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 44 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program AQ 37110 The Premcor Refining Group Inc. POLLUTION PREVENTION AQ 25458 Chevron Phillips Chemical Company, LP POLLUTION REDUCTION AQ 37083 Exxon Mobil Corporation POLLUTION PREVENTION AQ 08/31/2009 October 04, 2009 19,600.00 3,920.00 7,840.00 Performing Party shall use SEP Funds to assist low-income residents in the West Port Arthur area by: 1) conducting home energy audits; 2) weatherizing homes to improve energy efficiency; 3) repairing or replacing heating/cooling systems and major appliances with new, energy-efficient equipment. Weatherizing homes may include costs of caulking openings as well as insulating walls, floors, and attics in homes. Any heating/cooling systems or major appliances that are replaced must be scrapped and must not be reused in any way. Performing Party shall use consistent and reliable criteria for determining the low-income status of residents assisted with SEP Funds. 12/20/2008 1.00:1 20,200.00 0.00 10,100.00 Project will use funds to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fueled or clean diesel buses; or 2) retrofitting older diesel buses with new cleaner technology. RC&D shall disburse funds to school districts, area transit agencies, or local governments on a needs-rated basis, using non-attainment area status, condition of buses, or economic status of recipient as possible rating factors if competition for funds exists. 07/20/2009 1.00:1 10,000.00 2,000.00 4,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 35364 TOTAL PETROCHEMICALS USA, 11/06/2008 INC. * 1.00:1 1.00:1 59,329.00 11,865.00 23,732.00 7,840.00 7,840.00 7,840.00 7,840.00 10,100.00 10,100.00 10,100.00 10,100.00 4,000.00 4,000.00 4,000.00 4,000.00 23,732.00 23,732.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 45 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ DCP Midstream, LP 37152 CLEAN UP AQ 35889 UCAR Pipeline, Incorporated. POLLUTION REDUCTION AQ Raytheon Company 36477 POLLUTION PREVENTION AQ DCP Midstream, LP 35600 * October 04, 2009 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 07/09/2009 5,000.00 5,000.00 5,000.00 5,000.00 5,000.00 12/20/2008 1.00:1 0.00 23,732.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Keep Odessa Beautiful, Inc. for the Household Hazardous Waste, Tire Collection, and Recycling program as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide citizens and schools with a safe and convenient opportunity to properly dispose of harmful chemicals and prevent illegal dumping of harmful wastes or tires. The following types of materials will be accepted: batteries, oil and oil filters, paints, household and/or school chemicals, and used tires. The items collected in these events will be either reused or properly disposed. Citizens may "reuse" unused portions of properly labelled and handled chemical products through the reusable materials exchange. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 1.00:1 10,000.00 23,732.00 9,000.00 0.00 4,500.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to install, operate, and maintain a stationary ambient air monitoring station in the vicinity of Memorial High School Ninth Grade Campus. The station will employ canister sampling, a hydrocarbon analyzer, and/or a chromatograph. Ancillary equipment will include a sample conditioning system, a ten meter meteorological tower, a climate controlled equipment shelter, a remote communications system, and have electronic data logging capabilities. The station will continuously sample and analyze the ambient air for a wide range of hydrocarbon species in accordance with Environmental Protection Agency's recommended "TO-14" list. SEP monies will be used for the cost of purchasing, installing, operating, and maintaining the air monitoring station along with its ancillary equipment. 03/23/2009 1.00:1 10,000.00 2,000.00 4,000.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Dallas County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 11/17/2008 1.00:1 7,950.00 1,590.00 3,180.00 4,500.00 4,500.00 4,500.00 4,500.00 4,000.00 4,000.00 4,000.00 4,000.00 3,180.00 3,180.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 46 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP AQ ExxonMobil Oil Corporation 35305 POLLUTION REDUCTION AQ Shell Chemical LP * 35399 POLLUTION PREVENTION AQ 36068 Enterprise Products Operating LLC * October 04, 2009 08/23/2009 1.00:1 106,600.00 0.00 53,300.00 The SEP Offset Amount will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles, and retire diesel and gasoline powered equipment and vehicles. The retired vehicles and equipment will not be resold as working vehicles, but will only be sold for scrap. The SEP Amount will also be used to convert current equipment and vehicles to alternative fueled equipment and vehicles and to retrofit current gasoline and diesel powered equipment in order to lower emissions. 11/17/2008 1.00:1 20,000.00 4,000.00 8,000.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 02/22/2009 1.00:1 10,100.00 0.00 5,050.00 3,180.00 3,180.00 53,300.00 53,300.00 53,300.00 53,300.00 8,000.00 8,000.00 8,000.00 8,000.00 5,050.00 5,050.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 47 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ US Department of the Army 35843 POLLUTION REDUCTION AQ J. C. Evans Construction Holdings, Inc. 25508 POLLUTION REDUCTION CLEAN UP AQ 36369 Favelle Favco Cranes USA, Inc. ENVIRONMENTAL RESTORATION AQ 35848 Sherwin Alumina, L.P. * October 04, 2009 The Respondent will contribute to Barbers Hill Independent School District's ("Barbers Hill ISD") Alternative Fueled Vehicle and Equipment Program in Chambers County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Barbers Hill ISD and the Texas Commission on Environmental Quality. SEP monies will be used to retire current diesel-powered or gasoline powered vehicles and equipment and replace those vehicles and equipment with alternative-fueled vehicles and equipment; convert current vehicles and equipment to alternative-fueled equipment; or retrofit current gasoline or diesel-powered equipment. 11/17/2008 950.00 0.00 5,050.00 3,800.00 3,800.00 3,800.00 3,800.00 42,000.00 168,000.00 168,000.00 The Respondent shall perform an air pollution reduction project involving paving (with non-asphalt base materials) unpaved parking and driving areas at 9601 Clinton Drive in Houston, Texas. The subject site is a 0.773 acre commercial tract located at the northeast corner of Clinton Drive and Clinton Park Avenue in the Galena Park area of Houston. The legal description is: Business Tract "C", of CLINTON PARK ADDITION, a subdivision in the John Brown Survey, Abstract No. 8, in Houston, Harris County, Texas, according to the map or plat thereof, recorded in Volume 18, Pages 28, 29 and 30 of the Map Records of Harris County, Texas. The Respondent shall provide site specific engineer work, obtain permits, provide excavation and disposal of dirt, asphalt and concrete from areas 1, 3 & 4, perform site preparation, and install 6" concrete pavement in those same areas as shown in the scope of work approved by TCEQ. This project will only receive a contribution if the Respondent does not complete Project 1 (custom SEP). Any remaining balance will be contributed to Texas RC&D for the Cleanup of Unauthorized Dumpsites 168,000.00 168,000.00 0.00 0.00 1.00:1 4,750.00 5,050.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Bell County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 07/09/2009 03/12/2009 1.00:1 1.00:1 210,000.00 0.00 4,128.00 825.00 1,652.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Friends of Laguna Atascosa National Wildlife Refuge for the Flooding of Bahia Grande Project in Cameron County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to work with the United States Fish and Wildlife Service to re-flood the Bahia Grande. This will restore tidal wetland habitats that went dry with the construction of the Brownsville ship channel. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 12/04/2008 1.00:1 23,200.00 4,640.00 9,280.00 1,651.00 1,651.00 1,651.00 1,651.00 9,280.00 9,280.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 48 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION AQ 37274 Valero Refining-Texas, L.P. POLLUTION PREVENTION AQ 36341 Lucite International, Inc. POLLUTION PREVENTION AQ 36133 Union Tank Car Company * October 04, 2009 The Respondent will contribute to Texas A&M University-Kingsville, Air Quality Monitoring in San Patricio County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between Texas A&M University-Kingsville and the Texas Commission on Environmental Quality. The 3rd party will establish three air quality monitoring stations in the San Patricio Water District. The stations will consist of ambient air monitoring instruments, meteorological instruments, and ancillary equipment. The primary objective of these new monitoring stations is to provide continuous non-regulatory information on air quality. The stations will also generate data on background concentrations, pollutant transports from outside the air shed, and from the industrial district during the periods of predominant southeast to northwest wind patterns. The monitoring sites will be located at the Odem Raw Water Stations, Taft Texana Blending Station, and the San Patricio Country Municipal Water District Main Office, and the existing site at the Aransas Pass Treatment Plant. 07/20/2009 1.00:1 10,439.00 2,087.00 4,176.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 03/23/2009 1.00:1 28,750.00 5,750.00 11,500.00 9,280.00 9,280.00 4,176.00 4,176.00 4,176.00 4,176.00 11,500.00 11,500.00 11,500.00 11,500.00 4,612.00 4,612.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 04/20/2009 1.00:1 11,530.00 2,306.00 4,612.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 49 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 36231 E. I. du Pont de Nemours and Company POLLUTION PREVENTION AQ 27217 BASF FINA Petrochemicals Limited Partnership POLLUTION REDUCTION AQ Shell Chemical LP 34602 * October 04, 2009 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Liberty County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 07/09/2009 1.00:1 31,408.00 6,281.00 12,564.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Orange County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 12/20/2008 1.00:1 59,800.00 0.00 29,900.00 Conduct home energy audits and to assist low income residents in the West Port Arthur area in improving their homes' energy efficiency such as by caulking, weatherizing, insulating, and replacing heating and cooling systems and major appliances with new, energy efficient equipment. 09/22/2008 1.00:1 70,415.00 0.00 35,208.00 4,612.00 4,612.00 12,563.00 12,563.00 12,563.00 12,563.00 29,900.00 29,900.00 29,900.00 29,900.00 35,207.00 35,207.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 50 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION AQ 36289 ExxonMobil Oil Corporation POLLUTION PREVENTION AQ 35878 ExxonMobil Oil Corporation POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 03/12/2009 1.00:1 10,000.00 2,000.00 4,000.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 12/04/2008 1.00:1 16,450.00 3,290.00 6,580.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 35,207.00 35,207.00 4,000.00 4,000.00 4,000.00 4,000.00 6,580.00 6,580.00 6,580.00 6,580.00 7,920.00 7,920.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. AQ 35816 Valero Refining-Texas, L.P. * October 04, 2009 10/23/2008 1.00:1 19,800.00 3,960.00 7,920.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 51 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 37144 Mobil Chemical Company Inc. POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/31/2009 1.00:1 3,675.00 735.00 1,470.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will contribute to Jefferson County for its Retrofit/Replacement of Heavy Equipment and Vehicles with Alternative Fueled Equipment and Vehicles. Specifically, the contribution will be used to purchase alternative fueled equipment such as propane or electric powered lawn mowers, propane powered light duty and heavy equipment, and alternative fueled vehicles and retire diesel and gasoline powered equipment and vehicles. Jefferson County will also convert current equipment and vehicles to alternative fueled equipment in order to lower emissions. 7,920.00 7,920.00 1,470.00 1,470.00 1,470.00 1,470.00 12,000.00 12,000.00 All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. AQ 36223 Exxon Mobil Corporation * October 04, 2009 07/09/2009 1.00:1 30,000.00 6,000.00 12,000.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 52 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ 35334 Seminole Pipeline Company POLLUTION REDUCTION AQ 37194 Chevron Phillips Chemical Company, LP * October 04, 2009 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 09/22/2008 1.00:1 10,500.00 2,100.00 4,200.00 The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Fort Bend County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 08/31/2009 1.00:1 9,700.00 1,940.00 3,880.00 12,000.00 12,000.00 4,200.00 4,200.00 4,200.00 4,200.00 3,880.00 3,880.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 53 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION AQ ExxonMobil Oil Corporation 36282 POLLUTION PREVENTION The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Brazoria County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 03/12/2009 1.00:1 8,100.00 1,620.00 3,240.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 3,880.00 3,880.00 3,240.00 3,240.00 3,240.00 3,240.00 Acceptable retrofit technologies include particulate matter traps, diesel particulate matter filters, nitrogen oxides (NOx) reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by the United States Environmental Protection Agency ("EPA") or the California Air Resources Board. ER City of Cedar Park 36575 POLLUTION PREVENTION IHW 35397 Veolia ES Technical Solutions, L.L.C. ENVIRONMENTAL RESTORATION * October 04, 2009 08/23/2009 10,000.00 10,000.00 10,000.00 10,000.00 3,045.00 3,045.00 3,045.00 The project will use dredge spoil material to restore eight miles of shoreline within the Texas Point National Wildlife Refuge in Jefferson County, Sabine Pass, Texas. SEP monies will be used to assist with the installation of an estimated 2,000,000 cubic yards of dredge spoil material along Sabine- Neches Waterway. 3,045.00 3,045.00 1.00:1 10,000.00 0.00 0.00 The Respondent shall hold a collection event to collect, properly dispose, or recycle household non-hazardous materials such as used motor oil, batteries, and antifreeze. The Respondent shall offer a convenient drop off location at no cost to the public. The event will be advertised in a local newspaper to increase public awareness of and participation in the event. 05/18/2009 1.00:1 6,090.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 54 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program IHW 35015 BP Products North America Inc. ENVIRONMENTAL RESTORATION IHW 29616 Veolia ES Technical Solutions, LLC POLLUTION REDUCTION IHW 35349 Chevron Phillips Chemical Company, LP Angelina County 36466 35183 City of Corpus Christi City of Kingsville 35798 POLLUTION PREVENTION MSW Tyler County 34390 * October 04, 2009 0.00 325,000.00 Respondent shall purchase a minimum of 125 accres of contiguious property in and around Texas City; perform a cleanup of contamination on the property; and preserve it in perpetuity as a park and nature preserve through a conservation easement. 07/09/2009 1.00:1 15,554.00 0.00 7,777.00 SEP Funds will be used to conduct home energy audits, to make repairs and upgrades to older homes, and to cover the incremental cost of replacing older energy-inefficient appliances with more energy-efficient ones for low-income homeowners in the West Port Arthur area. This project is an pollution reduction project that will result in a reduction of air pollutants in the airshed. 11/06/2008 1.00:1 36,974.00 7,394.00 14,790.00 06/15/2009 1.00:1 13,000.00 2,600.00 0.00 11/17/2008 1.00:1 5,300.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used for the Colonial Waterbird Rookery Island Enhancement Project. Shamrock and Causeway Islands are important rookery island with heavy bird usage that are experiencing significant loss of wetland and rookery habitat due to dredging activities and erosion from waves and ships. SEP monies will be used to pay for the labor and material costs associated with preventing erosion in the unprotected areas of the islands and restoring parts of the islands that have suffered from erosion. The project will protect critical bird habitat and also enhance the wetlands. CLEAN UP MSW 650,000.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to collect and properly dispose of illegally dumped waste. Eligible sites will be limited to areas where a responsible party cannot be identified and where there is no pre-existing obligation to clean up the site by the owner. CLEAN UP MSW 1.00:1 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP MSW 07/09/2009 01/30/2009 1.00:1 12,540.00 2,508.00 0.00 The Respondent shall hold a cleanup event to remove and properly dispose of or recycle used tires throughout the city. 11/17/2008 1.00:1 6,300.00 1,260.00 0.00 325,000.00 325,000.00 325,000.00 325,000.00 7,777.00 7,777.00 7,777.00 7,777.00 14,790.00 14,790.00 14,790.00 14,790.00 10,400.00 10,400.00 10,400.00 10,400.00 5,300.00 5,300.00 5,300.00 5,300.00 10,032.00 10,032.00 10,032.00 10,032.00 5,040.00 5,040.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 55 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION PST 37352 Paint Rock Independent School District POLLUTION PREVENTION PST 35858 WEHBE INVESTMENTS, INC. CLEAN UP PST Big Diamond, Inc. 37119 CITY OF EL PASO 25887 32844 West Texas Gas, Inc. * October 04, 2009 1.00:1 4,900.00 980.00 0.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas PTA for the Clean School Bus Program in Concho County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to reimburse local school districts for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 02/22/2009 1.00:1 5,400.00 1,080.00 2,160.00 07/09/2009 1.00:1 4,401.00 880.00 1,761.00 The Respondent will contribute to Audubon Society Rio Bosque Wetlands Park. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Audubon Society and the Texas Commission on Environmental Quality. Specifically, the contribution will be used for wetland restoration of 372 acres. The project will involve planting native plants, habitat redefinition, and wetlands restoration. 03/23/2009 1.00:1 73,980.00 0.00 0.00 The contribution will be to Keep Texas Beautiful for the Stop Trashing Texas project in El Paso County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will pay for the labor and disposal costs associated with cleanup of unauthorized trash dumps by supplying project coordination, labor, supplies, and materials for clean up events statewide. CLEAN UP PST 08/31/2009 5,040.00 5,040.00 3,920.00 3,920.00 3,920.00 3,920.00 2,160.00 2,160.00 2,160.00 2,160.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs ENVIRONMENTAL ENHANCEMENT PST The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 04/05/2009 1.00:1 30,000.00 0.00 15,000.00 1,760.00 1,760.00 1,760.00 1,760.00 73,980.00 73,980.00 73,980.00 73,980.00 15,000.00 15,000.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 56 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION PST 9562 D & P Management Services, L.L.C. POLLUTION REDUCTION PST 36969 City of Corpus Christi CLEAN UP The Respondent shall contribute to the San Angelo Friends of the Environment (S.A.F.E.) - Recycling Program for Electronics, Glass, Plastics. Specifically, the contribution will be used in accordance with the Supplemental Environmental Project Agreement between the San Angelo Friends of the Environment and the Texas Commission on Environmental Quality. SEP funds will be used for the direct cost of purchasing recycling equipment, for labor costs, and for other for disposal and recycling costs associated with this project. All dollars contributed will be used solely for the direct cost of the project, and no portion will be spent on administrative costs. 10/23/2008 1.00:1 27,000.00 0.00 13,500.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. 06/01/2009 300.00 15,000.00 13,500.00 13,500.00 13,500.00 13,500.00 0.00 1,200.00 1,200.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup unauthorized dump sites, recycle materials when feasible, and properly dispose of all waste. Eligible sites will be limited to those where a responsible party cannot be found or is unable to clean the site and where reasonable efforts have been made to prevent the dumping. 1,200.00 1,200.00 1.00:1 1,500.00 15,000.00 SEP monies will be used for the direct cost of collection and disposal of waste. No SEP monies will be spent on administrative costs. PWS City of Laredo 27420 POLLUTION PREVENTION PWS City Of Edgewood 34136 1.00:1 48,747.00 0.00 0.00 06/01/2009 1.00:1 16,321.00 0.00 0.00 Project will coordinate with city and/or county government for hte clean up of sites where trash and debris has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified, there is no preexisting obligation to clean up the site by the owner or the government, and reasonable efforts have already been taken to prevent the dumping. SEP funds shall be used for the direct cost of collection and disposal of the trash and debris. CLEAN UP * October 04, 2009 07/20/2009 The Respondent will contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient will provide low income homeowners with failing on-site wastewater treatment systems or no system at all, with technical and financial assistance to install, repair, or replace those water and wastewater sewage systems. To reduce costs, the Third-Party Recipient teams with low income homeowners to solve water and wastewater problems by working together to build water and wastewater infrastructures. SEP contributions are to be used for material and labor costs. 48,747.00 48,747.00 48,747.00 48,747.00 16,321.00 16,321.00 16,321.00 16,321.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 57 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program PWS City of Fort Worth 36321 City of Hubbard 32369 POLLUTION REDUCTION PWS City of Del Rio 27041 8,400.00 0.00 0.00 10/06/2008 1.00:1 715.00 0.00 0.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. 02/22/2009 1.00:1 2,448.00 0.00 0.00 Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be to the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for the Water or Wastewater Assistance project in Val Verde County. Specifically, SEP monies will pay for the labor and disposal costs associated with assistance to low-income residents with shallow, improperly designed, or contaminated drinking water wells or failing wastewater systems, or plugging of abandoned wells. CLEAN UP PWS 1.00:1 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP PWS 02/22/2009 Webb County 34039 POLLUTION PREVENTION 09/22/2008 1.00:1 5,980.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 8,400.00 8,400.00 8,400.00 8,400.00 715.00 715.00 715.00 715.00 2,448.00 2,448.00 2,448.00 2,448.00 5,980.00 5,980.00 5,980.00 5,980.00 1,152.00 1,152.00 1,152.00 1,152.00 2,652.00 2,652.00 The Respondent certifies that there is no prior commitment to do this project and that it is being performed solely in an effort to settle this enforcement action. PWS 35259 Rincon Water Supply Corporation ENVIRONMENTAL ENHANCEMENT PWS Maverick County 37136 * October 04, 2009 11/06/2008 1.00:1 1,440.00 288.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. The Coastal Bend Audubon Society owns the North Bay Sanctuary. It is a 75-acre, largely wooded tract containing a 5-acre pond. The site includes a 12-foot viewing tower that can accommodate 15 people on the upper platform. Specifically, the contribution will be used to maintain the existing roads in the sanctuary, control Prickly Pear Cacti in a 20-acre section of the sanctuary, and assist in the removal of invasive reeds and other plants from the eastern section of the pond. 08/23/2009 1.00:1 2,652.00 0.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 58 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP PWS 36685 Coke County Water Supply Corporation POLLUTION PREVENTION PWS Faith West, Inc. 35314 City of Kenedy 35168 POLLUTION REDUCTION PWS City of Newark 35574 Camp Olympia, Inc. 37103 * October 04, 2009 2,160.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 09/22/2008 1.00:1 1,920.00 384.00 0.00 10/06/2008 1.00:1 3,665.00 733.00 0.00 The Respondent shall provide first-time sewer service for one low-income individual that is currently utilizing a septic system. The project shall include purchasing and installing sanitary sewer line and other materials as required, to perform the work as well as properly decommissioning the existing septic system at no cost to the homeowner. 09/22/2008 1.00:1 1,130.00 226.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP WQ 1.00:1 The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. CLEAN UP PWS 04/05/2009 08/31/2009 1.00:1 5,640.00 0.00 0.00 2,652.00 2,652.00 2,160.00 2,160.00 2,160.00 2,160.00 1,536.00 1,536.00 1,536.00 1,536.00 2,932.00 2,932.00 2,932.00 2,932.00 904.00 904.00 904.00 904.00 5,640.00 5,640.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 59 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION WQ City of Port Arthur 33523 POLLUTION REDUCTION ENVIRONMENTAL RESTORATION WQ City of Kerens 36603 POLLUTION PREVENTION WQ Carotex, Inc. 35104 ENVIRONMENTAL RESTORATION WQ 35859 EAST CEDAR CREEK FWSD POLLUTION PREVENTION WQ City of Shepherd 37034 POLLUTION PREVENTION * October 04, 2009 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 03/12/2009 1.00:1 13,860.00 2,772.00 0.00 The Respondent shall provide first-time sewer service for one low-income household in Jefferson County. Respondent shall properly decommission (empty and remove or backfill) the existing septic tank at no cost to the homeowner. The project shall include purchasing and installing sewer system piping, clean-outs, and other materials required to complete the work and make it fully operational. This project will help stabilize the shoreline by placing vinyl sheets of piling and erosion control blankets along a stretch of waterway along Pleasure Island. Continued erosion from wave action caused by passing ships is compromsing the integrity of the shoreline along Pleasure Island. The embankment will be reclaimed and sloped to stabilize approximately 5 miles of shoreline. 06/01/2009 1.00:1 16,725.00 0.00 0.00 The Respondent shall hold two one-day events for the collection, recycling, or proper disposal of tires, batteries, electronics, and lawn clippings. The Respondent shall offer a designated drop-off location where the public can drop off materials for disposal or recycling at no cost to the citizens. The events will be advertised in a local newspaper to increase public awareness of and participation in the events. 03/12/2009 1.00:1 9,800.00 1,960.00 3,920.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to stabilize the shoreline by placing vinyl sheets of piling and erosion control blankets along a stretch of waterway along Pleasure Island. Continued erosion from wave action caused by passing ships is compromising the integrity of the shoreline along Pleasure Island. The embankment will be reclaimed and sloped to stabilize approximately 5 miles of shoreline. 11/17/2008 1.00:1 5,370.00 1,074.00 0.00 Specifically, Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. Third-Party Recipient shall use SEP Funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. Third-Party recipient shall use a consistent and documented system for determining eligible participants. 06/15/2009 1.00:1 6,910.00 1,382.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 5,640.00 5,640.00 11,088.00 11,088.00 6,000.00 6,000.00 5,088.00 5,088.00 16,725.00 16,725.00 16,725.00 16,725.00 3,920.00 3,920.00 3,920.00 3,920.00 4,296.00 4,296.00 4,296.00 4,296.00 5,528.00 5,528.00 5,528.00 5,528.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 60 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program WQ City of Huntsville 35829 POLLUTION PREVENTION WQ City of Sonora 36925 POLLUTION PREVENTION WQ City of Bonham 36553 POLLUTION REDUCTION WQ 35990 Nash Trucking & Construction, Ltd. 35475 Gulf Coast Waste Disposal Authority * October 04, 2009 1.00:1 8,675.00 1,735.00 0.00 07/09/2009 1.00:1 26,192.00 0.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. 07/09/2009 1.00:1 26,125.00 0.00 0.00 The Respondent shall provide first-time wastewater service to two low-income homes currently utilizing failing or inadequately designed septic systems. The SEP Offset Amount will be used to install an estimated 1,600 linear feet of sewer lines, to install an estimated four manholes, to connect the two residences to the central sewer line, and to properly decommission the existing septic systems. The Respondent and its agents shall perform this project in accordance with all federal, state and local environmental laws and regulations 12/04/2008 1.00:1 9,368.00 1,873.00 3,748.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP WQ 12/04/2008 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 10/06/2008 1.00:1 7,810.00 1,562.00 0.00 6,940.00 6,940.00 6,940.00 6,940.00 26,192.00 26,192.00 26,192.00 26,192.00 26,125.00 26,125.00 26,125.00 26,125.00 3,747.00 3,747.00 3,747.00 3,747.00 6,248.00 6,248.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 61 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program The Respondent will contribute to Galveston Bay Foundation "Marsh Mania" in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Galveston Bay Foundation and the Texas Commission on Environmental Quality. SEP monies will be used to restore shoreline elevations, growing plants for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment to grade an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. The high elevation can then be planted with emergent vegetation. SEP monies will be used to pay for the direct costs of the implementation of the project, including material, equipment, and labor costs. CLEAN UP WQ City of Bishop 35664 11/06/2008 1.00:1 6,000.00 1,200.00 0.00 The Respondent shall perform a cleanup of an unauthorized dumpstie on at least two properties in Nueces County and shall utilize recycling of recyclable materials where possible. Eligible sites will be those where a responsible party cannot be found or is unable to clean the site and where reasonable efforts have been made to prevent the dumping. The Respondent shall post signs or implement other measures in an effort to prevent future occurrences of illegal dumping. CLEAN UP 6,248.00 6,248.00 4,800.00 4,800.00 4,800.00 4,800.00 5,192.00 5,192.00 5,192.00 5,192.00 73,632.00 73,632.00 The Respondent shall use contract labor to perform the project or shall only receive credit for its employee labor to the extent that it is used on an overtime basis and can be documented. The Respondent will not receive credit for gratuities or inducements for volunteers. The Respondent shall use the SEP Offset Amount only for the direct cost of implementing the project and no portion shall be spent on administrative costs. The Respondent shall perform this project in accordance with all federal, state and local environmental laws and regulations. WQ Harris County 35355 ENVIRONMENTAL ENHANCEMENT WQ City of Joaquin 27015 * October 04, 2009 09/22/2008 1.00:1 6,490.00 1,298.00 0.00 The Respondent will contribute to Galveston Bay Foundation "Marsh Mania" in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Galveston Bay Foundation and the Texas Commission on Environmental Quality. SEP monies will be used to restore shoreline elevations, growing plants for shoreline restoration, and planting new habitat. Historic subsidence and erosion have resulted in shoreline elevations which are too low to support vegetation. This project will seek to raise elevations by scraping and terracing. Scraping involves the use of earthmoving equipment to grade an eroded, bluff-like shoreline so that it slopes gradually towards the water resulting in the ability of plant growth. Terracing uses earthmoving equipment to create small levees by burrowing and stacking sediment in shallow water. The high elevation can then be planted with emergent vegetation. SEP monies will be used to pay for the direct costs of the implementation of the project, including material, equipment, and labor costs. 10/23/2008 1.00:1 92,040.00 18,408.00 0.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 62 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION WQ 37148 Martin Operating Partnership L. P. ENVIRONMENTAL ENHANCEMENT WQ City of Haskell 21143 POLLUTION REDUCTION WQ 35596 City of Corpus Christi ENVIRONMENTAL ENHANCEMENT WQ City of Sanger 37147 * October 04, 2009 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 07/20/2009 1.00:1 20,400.00 4,080.00 8,160.00 73,632.00 73,632.00 8,160.00 8,160.00 8,160.00 8,160.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to stabilize the shoreline by placing vinyl sheets of piling and erosion control blankets along a stretch of waterway along Pleasure Island. Continued erosion from wave action caused by passing ships is compromising the integrity of the shoreline along Pleasure Island. The embankment will be reclaimed and sloped to stabilize approximately 5 miles of shoreline. 10/23/2008 1.00:1 6,300.00 0.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP funds will be used by the Texas Association of Resource Conservation and Development Areas, Inc. ("RC&D") for the Wastewater Treatment Assistance program in Haskell County. In the alternative, if all SEP funds are not expended on the clean up of illegal trash dumps, the funds will be spent on the Abandoned Tire Site Clean-Up, Unauthorized Trash Dump Clean-Up, or other pre-approved SEP project in Haskell County. 10/23/2008 1.00:1 18,180.00 3,636.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used for the Colonial Waterbird Rookery Island Enhancement Project. Shamrock and Causeway Islands are important rookery island with heavy bird usage that are experiencing significant loss of wetland and rookery habitat due to dredging activities and erosion from waves and ships. SEP monies will be used to pay for the labor and material costs associated with preventing erosion in the unprotected areas of the islands and restoring parts of the islands that have suffered from erosion. The project will protect critical bird habitat and also enhance the wetlands. 07/20/2009 1.00:1 5,700.00 0.00 0.00 6,300.00 6,300.00 6,300.00 6,300.00 14,544.00 14,544.00 14,544.00 14,544.00 5,700.00 5,700.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 63 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION WQ City of Kerrville 36426 POLLUTION PREVENTION WQ TIN Inc. 35939 ENVIRONMENTAL RESTORATION WQ 35765 Texas Petrochemicals LP POLLUTION PREVENTION WQ City of Groesbeck 36673 * October 04, 2009 5,700.00 5,700.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to aid local school districts, area transit agencies, and local governments in need of funding assistance to pay for the cost of the following activities to reduce emissions: 1) replacing older diesel buses with alternative fuelled or clean diesel buses; or 2) retrofitting older diesel buses with new, cleaner technology. The funds will be disbursed on a needs-rated basis, using non-attainment area status, condition of buses, and economic status of the recipient as possible rating factors if competition for the funds exists. To maximize funds, retrofitting will take priority over replacement of buses. Older buses deemed not suitable for retrofitting will be permanently retired and sold only for scrap. 02/22/2009 1.00:1 12,300.00 2,460.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 02/08/2009 1.00:1 28,860.00 5,772.00 11,544.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Ducks Unlimited, Inc. for Reforestation and Enhancement of Tony Houseman State Park & Wildlife Management Area at Blue Elbow Swamp as set forth in an agreement between the Third-Party Recipient and the TCEQ. SEP funds will be used for the restoration and enhancement of the forested wetlands at the park. SEP monies will be used to pay for the cost of trees, labor, and for the equipment needed to plant tree and remove undesired exotic species. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 11/06/2008 1.00:1 17,213.00 3,442.00 6,886.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. Third-Party Recipient shall use SEP Funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. Third-Party recipient shall use a consistent and documented system for determining eligible participants. 03/23/2009 1.00:1 2,580.00 516.00 0.00 9,840.00 9,840.00 9,840.00 9,840.00 11,544.00 11,544.00 11,544.00 11,544.00 6,885.00 6,885.00 6,885.00 6,885.00 2,064.00 2,064.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 64 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION WQ City of Weatherford 35719 City of Maud 35694 City of Madisonville 36729 POLLUTION PREVENTION WQ 36401 Timber Lane Utility District City of Groesbeck 35720 * October 04, 2009 3,050.00 610.00 0.00 09/22/2008 1.00:1 9,400.00 1,880.00 0.00 05/03/2009 1.00:1 6,500.00 1,300.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 04/05/2009 1.00:1 10,250.00 2,050.00 0.00 The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and TCEQ. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. CLEAN UP WQ 1.00:1 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP WQ 11/06/2008 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP WQ The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 12/04/2008 1.00:1 6,800.00 1,360.00 0.00 2,064.00 2,064.00 2,440.00 2,440.00 2,440.00 2,440.00 7,520.00 7,520.00 7,520.00 7,520.00 5,200.00 5,200.00 5,200.00 5,200.00 8,200.00 8,200.00 8,200.00 8,200.00 5,440.00 5,440.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 65 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP WQ City of Eustace 36405 POLLUTION REDUCTION WQ 36621 Red River Redevelopment Authority CLEAN UP WQ 35642 City of Walnut Springs 12,360.00 2,472.00 0.00 04/20/2009 1.00:1 12,850.00 2,570.00 0.00 9,888.00 9,888.00 9,888.00 9,888.00 10,280.00 10,280.00 10,280.00 10,280.00 12/04/2008 1.00:1 1,250.00 250.00 0.00 1,000.00 1,000.00 1,000.00 1,000.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. City of Groveton 36798 POLLUTION REDUCTION * October 04, 2009 1.00:1 5,440.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP WQ 06/15/2009 The Respondent shall provide first-time central sewer service to three low-income residences that are currently utilizing failing or inadequately designed septic systems. SEP monies will be used to pay for a private contractor to install low-pressure systems to each of the residences, to connect the residences to central sewer, and to properly decommission the existing septic tanks and drain field systems. 5,440.00 08/31/2009 1.00:1 31,531.00 0.00 0.00 The Respondent shall repair or replace failing or inadequately designed private sewer lines, access units, and clean-outs for low-income residents. The Respondent anticipates repair or replacement of private sewer lines at approximately 10 homes in Trinity County. SEP monies will be used to pay contractor costs to perform the project. The Respondent and its agents shall perform this project in accordance with all federal, state and local environmental laws and regulations 31,531.00 31,531.00 31,531.00 31,531.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 66 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program WQ City of Plano 34449 POLLUTION PREVENTION WQ 36056 Central Texas Water Supply Corporation POLLUTION PREVENTION WQ City of Humble 35436 34721 Village of Wimberly * City of Crowell 36021 0.00 0.00 11,250.00 11,250.00 0.00 4,250.00 4,250.00 The Respondent shall contribute the SEP Offset Amount to the Third-Party Recipient named above. The contribution will be to Texas State University for the Continuous Water Quality Monitoring Network in Bell County as set forth in an agreement between the Third-Party Recipient and the TCEQ. Specifically, SEP monies will be used by the Recipient to install and/or support a continuous monitoring station that will collect water quality data every fifteen (15) minutes and report data to the TCEQ LEADS system every hour using cellular telemetry. The following water quality parameters will be measured: dissolved oxygen, temperature, specific conductance, pH, turbidity, and water level. 4,250.00 4,250.00 02/08/2009 12/20/2008 1.00:1 1.00:1 4,250.00 6,500.00 0.00 1,300.00 0.00 11/17/2008 1.00:1 8,000.00 1,600.00 0.00 04/05/2009 1.00:1 12,600.00 2,520.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP * October 04, 2009 11,250.00 The Respondents shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to clean-up sites where tires have been disposed of illegally. Eligible sites will be limited to those where a responsible party cannot be found and where reasonable efforts have been made to prevent the dumping. SEP monies will be used to pay for the direct cost of collecting and disposing of tires. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP WQ 11,250.00 11,250.00 1.00:1 The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. CLEAN UP WQ 11/06/2008 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 5,200.00 5,200.00 5,200.00 5,200.00 6,400.00 6,400.00 6,400.00 6,400.00 10,080.00 10,080.00 10,080.00 10,080.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 67 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program WQ City of Houston 36891 ENVIRONMENTAL ENHANCEMENT WQ City of Emory 37036 POLLUTION PREVENTION WQ 36766 Texas Department of Transportation POLLUTION PREVENTION WQ City of Burkburnett 35775 CLEAN UP WQ City of Gatesville 36415 36751 Town of Flower Mound * October 04, 2009 1.00:1 7,800.00 1,560.00 0.00 05/18/2009 1.00:1 5,250.00 1,050.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 03/23/2009 1.00:1 6,380.00 1,276.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 12/04/2008 1.00:1 23,800.00 0.00 0.00 6,240.00 6,240.00 6,240.00 6,240.00 4,200.00 4,200.00 4,200.00 4,200.00 5,104.00 5,104.00 5,104.00 5,104.00 23,800.00 23,800.00 23,800.00 23,800.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. POLLUTION PREVENTION WQ 06/01/2009 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to pay for the labor and materials costs associated with conducting prescribed burns, removing non-native trees, and for planting native trees and plants. 03/23/2009 1.00:1 23,000.00 0.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 08/23/2009 1.00:1 19,100.00 3,820.00 0.00 23,000.00 23,000.00 23,000.00 23,000.00 15,280.00 15,280.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 68 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION REDUCTION WQ Harris County Fresh Water Supply District 1A 35613 ENVIRONMENTAL RESTORATION WQ City of Laredo 34866 POLLUTION REDUCTION WQ 36795 WESTERN RIM INVESTMENT ADVISORS INC ENVIRONMENTAL ENHANCEMENT WQ 34321 D & M Water Supply Corporation POLLUTION REDUCTION WQ City of Springtown 17870 POLLUTION REDUCTION Respondent shall perform an erosion control project in a creek to reduce siltation in a tributary of the Trinity River in Denton County. This project will consist of the installation of approximately 60 linear feet of slope protection to eliminate ongoing erosion of the creek bank adjacent to 1201 Savannah Court in Flower Mound, Texas. Slope stabilization will be addressed by the installation of R-Rap Walls (also referred to as a Bag Wall installation). The R-Rap wall installation will begin above the sanitary creek crossing and will extend south for approximately 20 feet on the east side of the creek and 40' feet on the west side of the creek. 11/06/2008 1.00:1 3,150.00 630.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to pay for the labor and materials costs associated with conducting prescribed burns, removing non-native trees, and for planting native trees and plants. 06/01/2009 1.00:1 12,933.00 0.00 0.00 Project will repair or replace failing water systems or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. Benefit: Protect water sources for drinking, recreation and wildlife from contamination from the failing treatment systems; protect public health from contaminated drinking water supplies. 06/15/2009 1.00:1 19,758.00 3,951.00 7,904.00 The Respondent will contribute to Tyler Audubon Society Habitat Improvement for its habitat improvement on Langley Island on Lake Tyler. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Audubon Society and the Texas Commission on Environmental Quality. Specifically, the contribution will be used for transportation via boat to the island, for purchase of hand tools for clearing undergrowth and unwanted trees, and for needed signs to mark trails and post rules for island usage. 08/23/2009 1.00:1 28,980.00 0.00 0.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. 10/23/2008 1.00:1 6,420.00 0.00 0.00 The Respondent shall, through a licensed professional installer, construct a compressed natural gas ("CNG") fueling station and convert at least two of its existing fleet of diesel and regular gasoline powered vehicles to natural gas fueled vehicles. The Respondent shall use SEP funds to pay for the direct cost of the CNG fueling station installation and the cost of conversion of the vehicles and will not use SEP funds for administrative costs or for purchasing fuel. The Respondent shall continue the operation of the CNG fueling station and the use of CNG fuel in its converted vehicles for a minimum of three years following the effective date of this Agreed Order. 15,280.00 15,280.00 2,520.00 2,520.00 2,520.00 2,520.00 12,933.00 12,933.00 12,933.00 12,933.00 7,903.00 7,903.00 7,903.00 7,903.00 28,980.00 28,980.00 28,980.00 28,980.00 6,420.00 6,420.00 6,420.00 6,420.00 The Respondent shall perform this project in accordance with all federal, state and local environmental laws and regulations. * October 04, 2009 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 69 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program WQ City of Mount Pleasant 36030 POLLUTION PREVENTION WQ 35101 North Texas Municipal Water District City of San Antonio 36694 ENVIRONMENTAL RESTORATION WQ 36151 Metroplex Quarry's Inc. City of Cotulla 37002 * October 04, 2009 9,500.00 1,900.00 0.00 09/22/2008 1.00:1 58,475.00 11,695.00 0.00 04/20/2009 1.00:1 2,250.00 450.00 0.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to restore the 600-acre upland habitat at the Mitchell Lake Audubon Center and Sanctuary by removing non-native, exotic plant species and re-establishing native grasses, forbs, and woody vegetation. The re-introduction of the native vegetation throughout the uplands will provide maximum benefit for the wildlife of Mitchell Lake. 02/22/2009 1.00:1 14,311.00 2,862.00 5,725.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP WQ 1.00:1 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP WQ 01/30/2009 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 07/20/2009 1.00:1 25,166.00 5,033.00 0.00 7,600.00 7,600.00 7,600.00 7,600.00 46,780.00 46,780.00 46,780.00 46,780.00 1,800.00 1,800.00 1,800.00 1,800.00 5,724.00 5,724.00 5,724.00 5,724.00 20,133.00 20,133.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 70 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP WQ City of Fort Worth 36926 CLEAN UP WQ 35563 Oxbow Carbon & Minerals LLC 36812 Aqua Water Supply Corporation Shell Chemical LP * 35792 * October 04, 2009 3,750.00 0.00 0.00 09/22/2008 1.00:1 4,030.00 806.00 1,612.00 05/18/2009 1.00:1 5,800.00 1,160.00 0.00 The Respondent will contribute to Lower Colorado River Authority ("LCRA") Household Hazardous Waste and Reusable Materials Collection. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Lower Colorado River Authority and the Texas Commission on Environmental Quality. SEP monies will be used to sponsor household hazardous waste collection events, battery collection events, used oil collection events, paint collection events, and tire collection events in conjunction with local city and county governments through the LCRA Statutory District. These collection events provide citizens with a safe and convenient opportunity to properly dispose of household hazardous wastes such as: paint, tires, pesticides, motor oil, oil filters, antifreeze, batteries, and household cleaners. Citizens will be encouraged to reuse unused portions of properly labeled and handled chemical products (i.e. fertilizers, paints, and some pesticides/herbicides) through the reusable materials exchange. SEP monies will be used by LCRA to supplement scheduled events, and to add additional collection events. The LCRA has not previously budgeted for these supplemental, additional, or special collection events and will not budget for them. CLEAN UP WQ 1.00:1 The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. CLEAN UP WQ 05/18/2009 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. 12/04/2008 1.00:1 4,830.00 966.00 1,932.00 20,133.00 20,133.00 3,750.00 3,750.00 3,750.00 3,750.00 1,612.00 1,612.00 1,612.00 1,612.00 4,640.00 4,640.00 4,640.00 4,640.00 1,932.00 1,932.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 71 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program The Respondents will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. CLEAN UP WQ City of Pearland 37175 POLLUTION PREVENTION 07/20/2009 1.00:1 16,950.00 3,390.00 0.00 The Respondent will contribute to Brazoria County to provide assistance to low income homeowners to repair or replace failing or inadequately designed On-Site Sewage Facilities ("OSSFs") within the county. Many of the OSSFs currently in operation in Brazoria County are substandard and result in the release of sewage in residential areas, public rights-of-way, and waterways. 1,932.00 1,932.00 13,560.00 13,560.00 13,560.00 13,560.00 3,600.00 3,600.00 3,600.00 3,600.00 20,216.00 20,216.00 20,216.00 20,216.00 Brazoria County shall not charge homeowners for any portion of the cost of the project paid for by SEP funds. WQ Apple Springs Independent School District 35637 36245 Harris County Municipal Utility District 24 POLLUTION PREVENTION WQ City of Rosebud 34408 1.00:1 4,500.00 900.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to collect and properly dispose of illegally dumped waste. Eligible sites will be limited to areas where a responsible party cannot be identified and where there is no pre-existing obligation to clean up the site by the owner. CLEAN UP WQ 09/22/2008 POLLUTION REDUCTION POLLUTION REDUCTION 03/23/2009 1.00:1 25,270.00 5,054.00 0.00 The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and TCEQ. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. 04/20/2009 1.00:1 3,825.00 765.00 0.00 Project 1 - Erosion Control The Respondent shall perform an erosion control project at three locations in Falls County. The Respondent shall regrade the slopes of the creek or waterway banks and plant vegetation or other approved non-eroding materials to prevent further erosion and siltation, as well as to reduce the likelihood of downstream flooding. The erosion currently is causing turbidity and sedimentation. The Respondent shall utilize city employees to perform regrading, seeding, and/or installation of materials, and shall encourage the growth of the vegetation. Project 2 - Wastewater Assistance 3,060.00 3,060.00 1,530.00 1,530.00 1,530.00 1,530.00 7,560.00 7,560.00 The Respondent shall repair or replace sanitary sewer service lines, cleanouts, and caps on approximately 3 residences of low-income homeowners in Falls County. The project will reduce inflow and infiltration into the sanitary sewer collection system and help prevent stoppages and backups of sewage into residential areas. The Respondent shall not charge the homeowners for the costs of the SEP. WQ 35522 Dripping Springs Independent 12/20/2008 1.00:1 9,450.00 1,890.00 School District * There are Multiple Respondent Names associated to this Case No. October 04, 2009 G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt 0.00 dnorwood/sps Page 72 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION WQ Harris County 36060 35942 Northwest Harris County Municipal Utility District 20 City of Whitesboro 36689 City of Orange 35681 12584 City of Nacogdoches * October 04, 2009 668.00 0.00 12/04/2008 1.00:1 9,525.00 1,905.00 0.00 04/20/2009 1.00:1 5,160.00 1,032.00 0.00 02/08/2009 1.00:1 58,555.00 11,711.00 0.00 Specifically, the contribution will be used to provide local residents with a means of properly disposing household hazardous wastes such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers in one day collection events. SEP monies will be used to pay for the associated labor, materials, and disposal costs. Citizens will not be charged disposal fees. The project is administered in accordance with TCEQ guidance on household hazardous waste and in compliance with federal, state, and local environmental laws and regulations. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. CLEAN UP WQ 3,340.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP WQ 1.00:1 The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. CLEAN UP WQ 02/08/2009 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP WQ The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. Third-Party Recipient shall use SEP Funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. Third-Party recipient shall use a consistent and documented system for determining eligible participants. 10/23/2008 1.00:1 15,975.00 0.00 0.00 7,560.00 7,560.00 2,672.00 2,672.00 2,672.00 2,672.00 7,620.00 7,620.00 7,620.00 7,620.00 4,128.00 4,128.00 4,128.00 4,128.00 46,844.00 46,844.00 46,844.00 46,844.00 15,975.00 15,975.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 73 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program ENVIRONMENTAL RESTORATION WQ City of Pflugerville 35835 CLEAN UP WQ 37330 City of Houston-Houston Airport System POLLUTION PREVENTION WQ Texas Department of Transportation 35988 POLLUTION PREVENTION WQ 35032 Veolia ES Technical Solutions, L.L.C. * October 04, 2009 The Respondent shall construct a retaining wall to control erosion and stabilize the east bank of Banita Creek, south of West Main Street (State Highway 21). Erosion along the creek bank has resulted in loss of soils and silting of the creek. The Respondent proposes to construct the wall because the slope of the bank is too steep to maintain native vegetation as a means to control the erosion. The Respondent proposes this SEP to take advantage of cost sharing with a private entity whose property is also impacted by the erosion. A portion of the eroded bank is very close to the pier and beam foundation that supports a historic building. The Respondent is paying approximately 40% of the total project cost. The total project cost is estimated to be $39,950. 01/30/2009 0.00 8,240.00 8,240.00 8,240.00 8,240.00 2,032.00 2,032.00 2,032.00 2,032.00 8,276.00 8,276.00 8,276.00 8,276.00 3,660.00 3,660.00 08/23/2009 1.00:1 2,060.00 15,975.00 The Respondent will contribute to Lower Colorado River Authority ("LCRA") Household Hazardous Waste and Reusable Materials Collection in Travis County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Lower Colorado River Authority and the Texas Commission on Environmental Quality. SEP monies will be used to sponsor household hazardous waste collection events, battery collection events, used oil collection events, paint collection events, and tire collection events in conjunction with local city and county governments through the LCRA Statutory District. These collection events provide citizens with a safe and convenient opportunity to properly dispose of household hazardous wastes such as: paint, tires, pesticides, motor oil, oil filters, antifreeze, batteries, and household cleaners. Citizens will be encouraged to reuse unused portions of properly labeled and handled chemical products (i.e. fertilizers, paints, and some pesticides/herbicides) through the reusable materials exchange. SEP monies will be used by LCRA to supplement scheduled events, and to add additional collection events. The LCRA has not previously budgeted for these supplemental, additional, or special collection events and will not budget for them. 1.00:1 10,300.00 15,975.00 2,540.00 508.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to pay for the labor and materials costs associated with conducting prescribed burns, removing non-native trees, and for planting native trees and plants. 01/30/2009 1.00:1 10,345.00 2,069.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to provide low income rural homeowners with assistance to enable the repair or replacement of their failing on-site wastewater systems. SEP monies will be used to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. 10/23/2008 1.00:1 7,320.00 0.00 3,660.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 74 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program POLLUTION PREVENTION WQ City of Pasadena 35008 ENVIRONMENTAL RESTORATION WQ City of Newark 904 POLLUTION PREVENTION WQ ALLEN, JAMES LEWIS 35857 POLLUTION PREVENTION WQ City of Jacksonville 36825 POLLUTION PREVENTION WQ TXI Operations, LP 36789 35866 Stowater Jon And Pool James * October 04, 2009 10/23/2008 1.00:1 31,620.00 6,324.00 0.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to pay for the labor and materials costs associated with conducting prescribed burns, removing non-native trees, and for planting native trees and plants. 06/15/2009 1.00:1 21,812.00 0.00 0.00 Project shall coordinate collection events for local residents to bring in household hazardous waste such as paint, thinners, pesticides, oil and gas, corrosive cleaners, and fertilizers for proper disposal. Where available, the projects may also offer electronics collection and recycling. SEP funds shall be used for collection, recycling and disposal. 11/06/2008 1.00:1 2,440.00 488.00 976.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 08/23/2009 1.00:1 5,400.00 0.00 0.00 The Respondent shall hold a one-day cleanup event to collect, properly dispose, or recycle household bulky solid waste items not normally disposed of by regular solid waste pickup. The Respondent shall ensure that it does not collect hazardous waste materials during the event. The Respondent shall offer approximately six convenient drop-off locations at no cost to the public. The event will be advertised in a local newspaper to increase public awareness of and participation in the event. 05/18/2009 1.00:1 14,400.00 2,880.00 5,760.00 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to cleanup rivers, lakes, and shorelines, by supplying project coordination, labor, supplies, and materials for cleanup events and by providing assistance with disposal fees for proper disposal of wastes collected at events. To maximize the event, cleanups will use volunteers for labor. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP WWA The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to conduct home energy audits and to assist low income residents in the West Port Arthur area by weatherizing their homes which will improve their homes' energy efficiency. SEP monies will be used to pay for the cost of caulking and insulating homes, replacing heating and cooling systems and major appliances with new, energy efficient equipment. 12/04/2008 1.00:1 11,445.00 2,289.00 4,578.00 3,660.00 3,660.00 25,296.00 25,296.00 25,296.00 25,296.00 21,812.00 21,812.00 21,812.00 21,812.00 976.00 976.00 976.00 976.00 5,400.00 5,400.00 5,400.00 5,400.00 5,760.00 5,760.00 5,760.00 5,760.00 4,578.00 4,578.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 75 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Single Program Count of Single Program Orders: 268 * October 04, 2009 4,578.00 The Respondents shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP Total: 10,285,809.00 776,054.00 4,224,859.00 4,578.00 5,284,896.00 5,284,896.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 76 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Multi-Media Program Date Range Selected : PGM Case No. MM 35994 09/01/2008 - 08/31/2009 Respondent Name LUFKIN CREOSOTING CO., INC. 08/23/2009 35779 Houston Refining LP ENVIRONMENTAL ENHANCEMENT POLLUTION REDUCTION MM 34927 Valero Refining-Texas, L.P. * October 04, 2009 Ratio Assessed Amt 3,652.00 Payable Amt 7,305.00 SEP Cost SEP Offset 7,305.00 7,305.00 7,305.00 7,305.00 192,442.00 192,442.00 192,442.00 The Respondent will contribute to The Trust for Public Land ("TPL") Galveston Bay Natural Area Acquisition and Conservation Project in Galveston County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between TPL and the Texas Commission on Environmental Quality. SEP monies will be used to acquire land to preserve open space in the Galveston Bay watershed. The preserved open space would provide more land for public enjoyment, while protecting wildlife habitats. Areas of focus would include: Armand Bayou, Bray's Bayou, Buffalo Bayou, Chambers County, Clear Creek, Columbia Bottomlands, Hall's Bayou, Spring Creek, and West Galveston Island. TPL will work with local interests to identify acquisition projects, purchase land to remove it from the market, and transfer the land to a public agency or nonprofit organization, which will be the ultimate fee title holder and permanent steward of the property. TPL will ensure that each property is encumbered with a conservation easement that will preserve the property into perpetuity. The Respondent will contribute to Houston-Galveston AERCO's Clean Cities/Clean Vehicles Program in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to aid local school districts and area transit agencies in reaching local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP monies will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. Those SEP monies will be used exclusively by the school districts and transit agencies as supplements to meet the local match requirements of the EPA. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. The old buses will be permanently retired and only sold for scrap. The schools and transit agencies will also use the SEP monies to retrofit more buses to reduce emissions. Houston-Galveston AERCO will send the TCEQ verification in the form of paid invoices and other documentation to show that the retrofits were completed. Retrofit technologies include particulate matter traps, diesel particulate matter filters, NOx reduction catalyst technology in combination with diesel particulate filters, and other emission control technologies that are developed and approved by EPA or the California Air Resources Board. 96,221.00 96,221.00 96,221.00 96,221.00 54,450.00 54,450.00 1.00:1 18,262.00 Deferred Amt The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to collect and properly dispose of illegally dumped waste. Eligible sites will be limited to areas where a responsible party cannot be identified and where there is no pre-existing obligation to clean up the site by the owner. CLEAN UP MM Effective Date 11/06/2008 08/23/2009 1.00:1 1.00:1 481,105.00 96,221.00 108,900.00 0.00 54,450.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 77 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Multi-Media Program The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP MM 29870 Waste Control Specialists LLC POLLUTION PREVENTION MM MARTINI, RICHARD 35149 City of Cisco 34370 POLLUTION REDUCTION MM Shell Chemical LP * 28867 POLLUTION REDUCTION MM City of Laredo 32938 POLLUTION REDUCTION MM 36711 Ed Bell Construction Company * October 04, 2009 1.00:1 151,200.00 0.00 85,230.00 09/22/2008 1.00:1 2,813.00 562.00 1,126.00 The Respondent will contribute to Gulf Coast Waste Disposal Authority ("GCWDA") for its River, Lakes, Bays 'N Bayous Trash Bash in Harris County. The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the GCWDA and the Texas Commission on Environmental Quality. Specifically, the contribution will be used to pay for materials, supplies, disposal costs, and transportation costs directly associated with the cleanup of trash and pollutants from the Galveston Bay and the San Jacinto watershed. CLEAN UP MM 09/22/2008 The City of Andrews shall provide first time water and sewer service for older, single-family, low-income residences in the 600 block of Southwest 11th Place. The area to be serviced contains open sewage pits and nearby abandoned water wells that have not been properly closed. The sewage pits are a hazard to human health and the environment. 02/22/2009 1.00:1 29,235.00 0.00 0.00 Project will coordinate with city and/or county government for hte clean up of sites where trash and debris has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified, there is no preexisting obligation to clean up the site by the owner or the government, and reasonable efforts have already been taken to prevent the dumping. SEP funds shall be used for the direct cost of collection and disposal of the trash and debris. 12/04/2008 1.00:1 345,744.00 0.00 172,872.00 The contribution will be used in accordance with the Supplemental Environmental Project Agreement between the Houston-Galveston AERCO and the Texas Commission on Environmental Quality. SEP monies will be used to pay for the cost of replacing older diesel buses with alternative fueled or clean diesel buses. 10/06/2008 1.00:1 8,030.00 0.00 0.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing system. 05/03/2009 1.00:1 5,000.00 0.00 2,500.00 54,450.00 54,450.00 65,970.00 65,970.00 65,970.00 65,970.00 1,125.00 1,125.00 1,125.00 1,125.00 29,235.00 29,235.00 29,235.00 29,235.00 172,872.00 172,872.00 172,872.00 172,872.00 8,030.00 8,030.00 8,030.00 8,030.00 2,500.00 2,500.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 78 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Multi-Media Program POLLUTION PREVENTION MM 6058 South Hampton Resources, Inc. POLLUTION REDUCTION MM 35783 VANDERLEI, KORNELIS WILT * 18749 The Dow Chemical Company POLLUTION REDUCTION MM 17869 E. I. du Pont de Nemours and Company * October 04, 2009 10/23/2008 1.00:1 274,433.00 0.00 137,217.00 Project will repair or replace failing water systmes or on-site wastewater systems for low-income homeowners in Hardin County. SEP funds will be used to pay for the labor and material costs related to repairing or replacing the failing systems. 02/08/2009 3,080.00 616.00 1,232.00 2,500.00 2,500.00 137,216.00 137,216.00 137,216.00 137,216.00 1,232.00 1,232.00 1,232.00 1,232.00 324,452.00 324,452.00 324,452.00 The Respondent shall contribute the SEP Amount to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used in accordance with the Supplemental Environmental Project Agreement between AERCO and the Texas Commission on Environmental Quality for the Clean Cities/Clean Vehicles Program in Brazoria County. SEP monies will be used to aid local school districts and area transit agencies, and may be used to reach local match requirements mandated by the Federal Highway Administration's ("FHWA") Congestion Mitigation/Air Quality funding program. SEP funds will be disbursed to school districts and transit agencies in need of funding assistance in the Houston-Galveston non-attainment area. SEP funds will be used for the costs of retrofitting or replacing older diesel buses with alternative fueled or clean fuel diesel buses. The older "high emission" buses will be permanently retired and sold only for scrap. 324,452.00 324,452.00 88,287.00 88,287.00 1.00:1 The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the contribution will be used to coordinate with city and/or county governmental officials regarding the clean up of sites where trash has been disposed of illegally. Eligible sites will be limited to those where a responsible party can not be identified and where there is no pre-existing obligation to clean up the site by the owner or the government. Additionally, reasonable efforts must have already been taken to prevent the dumping. SEP monies will be used to pay for the direct cost of collection and disposal of debris. All dollars contributed will be used solely for the direct cost of the project and no portion will be spent on administrative costs. The SEP will be done in accordance with all federal, state and local environmental laws and regulations. CLEAN UP MM The Respondent shall contribute to the Third-Party Recipient pursuant to the agreement between the Third-Party Recipient and the TCEQ. Specifically, the Third-Party Recipient shall repair or replace failing water systems or on-site wastewater systems for low income homeowners. The Third-Party Recipient shall use SEP funds to pay for the labor and materials costs related to repairing or replacing the failing systems. The recipients will not be charged for the cost of replacing or repairing the failing systems. The Third-Party recipient shall use a consistent and documented system for determining eligible participants. 10/23/2008 10/23/2008 1.00:1 1.00:1 648,904.00 176,575.00 0.00 0.00 88,288.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 79 of 80 Appendix 12: List of SEP's & SEP Projects FY2009 Multi-Media Program ENVIRONMENTAL RESTORATION MM City of Terrell 35879 88,287.00 Reforestation and Enhancement of Tony Houseman State Park & Wildlife Management Area at Blue Elbow Swamp Description: Restoration and enhancement of the forested wetlands located at Tony Houseman State Park & Wildlife Management Area at Blue Elbow Swamp between the Sabine River and Orange, Texas. The wetland has historically been impacted by heavy logging. Ducks Unlimited, Inc. will begin reforestation by planting 2.0 acres of Bald Cypress and Water Tupelo trees at a density of about 300 trees per acre. Planted trees will be approximately three feet in height, spaced 12 feet apart, and will be protected from herbivores using tree guards. Undesirable exotic plants such as the Chinese Tallow tree will be removed. SEP monies will be used to pay for the cost of trees and for the equipment needed to plant trees and remove exotics, and for the labor associated with planting the trees and removing exotics. 03/23/2009 1.00:1 6,500.00 1,300.00 0.00 The Respondent shall perform a cleanup of an unauthorized trash dumpsite along Windsor Avenue and South Rockwall Streets in Terrell in Kaufman County. The Respondent shall ensure that collected wastes are properly disposed of or recycled. The Respondent shall ensure that the event: CLEAN UP 88,287.00 5,200.00 5,200.00 5,200.00 5,200.00 " occurs on a weekend or after-hours " results in proper disposal or recycling of wastes " is performed on a property where no responsible party can be found The Respondent shall post No Dumping signs in the area where the dumping occurred. SEP monies may be used for the following: equipment including heavy equipment, roll-off bins, and trailers; over time labor of employees, signage, and proper disposal or recycling of the wastes. The Respondent shall use the SEP Offset Amount only for the direct cost of implementing the project and no portion shall be spent on administrative costs. The Respondent recognizes that additional funds over and above the SEP Offset Amount may be necessary to conduct the event. Count of Multi-Media Program Orders: 14 Grand Total Count of Orders: 282 * October 04, 2009 Total: 2,259,781.00 102,351.00 1,067,114.00 Grand Total: 12,545,590.00 878,405.00 5,291,973.00 6,375,212.00 1,090,316.00 1,090,316.00 6,375,212.00 There are Multiple Respondent Names associated to this Case No. G:\Report Job Server Temp\procSched\msboprd3b.reportjobserver3\~tmp1d305dbc6fd8ef52.rpt dnorwood/sps Page 80 of 80 Appendix 13: List of Court Orders Issued FY2014 Singles Programs Date Range Selected : PGM Case No. 09/01/2013 - 08/31/2014 Respondent Name Order Types Selected : TCEQ ID County BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY, CONTEMPT Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset Attorney Fees Court Costs LGL106615313 HARRIS 9/10/2013 11,437.50 0.00 11,437.50 0.00 0.00 2,500.00 229.00 AKZO NOBEL CHEMICALS DEER PARK * HG0717K HARRIS 10/2/2013 18,750.00 0.00 18,750.00 0.00 0.00 2,500.00 325.00 950261O WEBB 12/2/2013 125,602.25 0.00 125,602.25 0.00 0.00 8,325.00 0.00 3194 BAILEY 1/31/2014 175,000.00 0.00 175,000.00 0.00 0.00 27,500.00 0.00 PSDTX891 HOWARD 2/13/2014 515,000.00 0.00 515,000.00 0.00 0.00 35,000.00 0.00 3/19/2014 AQ 46492 Drilling Structures International, Inc. * AQ 46671 AQ 40037 BROTHERS MATERIALS, LTD AQ 41862 Natural Gas Pipeline Company of America LLC AQ 35821 Alon USA, LP AQ 45236 Equistar Chemicals, LP * 1768 HARRIS 50,000.00 0.00 50,000.00 0.00 0.00 11,000.00 325.00 38061 LUGO, GUADALUPE * 87165 HARRIS 8/25/2014 Subtotal for AQ: 7 0.00 895,789.75 0.00 0.00 0.00 0.00 0.00 500.00 0.00 895,789.75 0.00 0.00 86,825.00 1,379.00 DALLAS 2/12/2014 Subtotal for DC: 1 48,974.00 48,974.00 0.00 48,974.00 0.00 0.00 2,000.00 0.00 0.00 48,974.00 0.00 0.00 2,000.00 0.00 225,000.00 0.00 225,000.00 0.00 0.00 2,000.00 0.00 CAMERON 8/13/2014 Subtotal for MSW: 2 22,625.00 247,625.00 0.00 22,625.00 0.00 0.00 4,375.00 0.00 0.00 247,625.00 0.00 0.00 6,375.00 0.00 AQ DC 34557 Patrick Yong Soo Shin MSW 33472 WASHINGTON, ALVIN MSW 44011 Ernesto Garcia 100607845 TRAVIS 455150192 7/15/2014 PST 34353 LUCIO, MIKE 13926 CAMERON 10/15/2013 101,708.08 0.00 101,708.08 0.00 0.00 5,160.00 0.00 PST 35061 RAY, MATT * 41914 DALLAS 11/26/2013 19,216.09 0.00 19,216.09 0.00 0.00 4,200.00 0.00 PST 33540 LAWTON, RAY * MARION 1/7/2014 99,575.00 0.00 99,575.00 0.00 0.00 7,100.00 0.00 PST 39415 WHALEY, DUSTIN 52799 OLDHAM 3/19/2014 50,275.00 0.00 50,275.00 0.00 0.00 5,675.00 0.00 PST 40895 SALEH, ADNEN M 53692 TARRANT 6/2/2014 46,344.19 0.00 46,344.19 0.00 0.00 2,837.50 0.00 PST 38564 Adan and Melinda Marquez 39333 5,000.00 322,118.36 0.00 5,000.00 0.00 0.00 3,700.00 0.00 0.00 322,118.36 0.00 0.00 28,672.50 0.00 STARR 8/5/2014 Subtotal for PST: 6 WQ 47532 CHAVEZ, SIMON R11106789027 TRAVIS 10/1/2013 75.00 0.00 75.00 0.00 0.00 150.00 0.00 WQ 36950 San Antonio Water System WQ001013703 3 BEXAR 10/15/2013 1,300,000.00 0.00 1,300,000.00 0.00 0.00 0.00 0.00 WQ 46565 William Mark Outterside * LGL106607062 BRAZORIA 1/3/2014 10,500.00 5,250.00 5,250.00 0.00 0.00 0.00 0.00 WQ 47243 BEST FOREIGN AND AMERICAN * HARRIS 3/31/2014 33,270.00 0.00 33,270.00 0.00 0.00 4,000.00 395.00 Subtotal for WQ: 4 1,343,845.00 5,250.00 1,338,595.00 0.00 0.00 4,150.00 395.00 Total for Singles Programs : 20 2,858,352.11 5,250.00 2,853,102.11 0.00 0.00 128,022.50 1,774.00 9/11/2014 List of Court Orders Issued Page 1 of 2 Appendix 13: List of Court Orders Issued FY2014 Multi-Media Programs Date Range Selected : PGM Case No. 09/01/2013 - 08/31/2014 Respondent Name MM 37096 Port Arthur Chemical & Environmental Services, LLC * MM 40110 Otila Grimes MM 45192 JGC Platinum Odessa LLC * Order Types Selected : TCEQ ID County BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY, CONTEMPT Order Date Penalty Deferred Payable Amount SEP Cost SEP Offset Attorney Fees Court Costs TXD008950461 HARRIS 3/13/2014 3,234,162.50 0.00 3,234,162.50 0.00 0.00 0.00 0.00 2350061 VICTORIA 6/11/2014 84,005.00 0.00 84,005.00 0.00 0.00 4,375.00 0.00 LGL106522030 ECTOR 6/11/2014 7,500.00 3,325,667.50 0.00 7,500.00 3,000.00 3,325,667.50 0.00 0.00 0.00 0.00 0.00 7,375.00 0.00 0.00 6,184,019.61 5,250.00 6,178,769.61 0.00 0.00 135,397.50 1,774.00 Total for Multi-Media Programs : 3 Total for all Programs : 23 * Penalty Assessed There are Multiple Respondent Names associated to this Case No. 9/11/2014 List of Court Orders Issued Page 2 of 2 Appendix 14: List of Court Orders Issued FY2013 Singles Programs Date Range Selected : PGM Case No. 09/01/2012 - 08/31/2013 Respondent Name Order Types Selected : TCEQ ID County BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset Attorney Fees Court Costs AQ 43896 SOCOTHERM GULF OF MEXICO LLC HARRIS 10/8/2012 4,062.50 0.00 4,062.50 0.00 0.00 875.00 0.00 AQ 44209 HARRIS CO MUD 81 WATER TOWER * HARRIS 10/16/2012 3,000.00 0.00 3,000.00 0.00 0.00 350.00 0.00 AQ 46144 Airgas Specialty Gases, INC. * HARRIS 4/2/2013 43007 Exxon Mobil Corporation * AQ 3452 HARRIS 6/5/2013 Subtotal for AQ: 4 17,500.00 0.00 17,500.00 0.00 0.00 1,500.00 0.00 277,500.00 302,062.50 69,375.00 69,375.00 138,750.00 138,750.00 65,000.00 0.00 69,375.00 93,937.50 138,750.00 138,750.00 67,725.00 0.00 1,043,312.50 0.00 0.00 25,000.00 0.00 DC 42802 PMSV/River Oaks, LP * 104064142 HARRIS 11/26/2012 1,043,312.50 0.00 DC 30897 Myung & Choon Kim, Inc. 104094933 DALLAS 11/28/2012 Subtotal for DC: 2 2,666.25 1,045,978.75 0.00 2,666.25 0.00 0.00 1,800.00 0.00 0.00 1,045,978.75 0.00 0.00 26,800.00 0.00 BEXAR 10/1/2012 Subtotal for ER: 1 32,718.08 32,718.08 0.00 32,718.08 0.00 0.00 8,600.00 0.00 0.00 32,718.08 0.00 0.00 8,600.00 0.00 HARRIS 35,000.00 0.00 35,000.00 0.00 0.00 2,500.00 237.00 0.00 35,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 35,000.00 0.00 0.00 2,500.00 237.00 ER 36921 RODRIGUEZ, ARTURO IVAN * IHW 46134 Ineos Polyethylene North America IHW 43050 NEF Partners, Inc. * TXD980625958 90710 1/16/2013 WALLER 5/16/2013 Subtotal for IHW: 2 29047 KIMBRELL, GARLAND LUBBOCK 10/9/2012 15,450.00 0.00 15,450.00 0.00 0.00 4,093.75 0.00 MSW 38445 Eastex Sand & Materials, Inc. HARDIN 10/9/2012 25,200.00 0.00 25,200.00 0.00 0.00 4,781.25 0.00 MSW 34895 DIAZ, JUAN ANTONIO BEXAR 10/19/2012 0.00 0.00 0.00 0.00 0.00 0.00 0.00 MSW 45139 LARRY D WEISE * LGL106474380 HARRIS 12/6/2012 7,500.00 7,000.00 500.00 0.00 0.00 500.00 253.00 MSW MSW 100015 40173 BEVERLIN, TERRY 455100063 HARDIN 2/27/2013 18,084.00 0.00 18,084.00 0.00 0.00 2,000.00 0.00 MSW 40720 SANCHEZ, EVA 455150185 HIDALGO 6/12/2013 27,225.00 0.00 27,225.00 0.00 0.00 1,750.00 0.00 MSW 41603 VASQUEZ, ROSA * 455150196 HIDALGO 7/23/2013 Subtotal for MSW: 7 84,550.00 178,009.00 0.00 84,550.00 0.00 0.00 2,160.00 0.00 7,000.00 171,009.00 0.00 0.00 15,285.00 253.00 0.00 PST 41176 Pathan Investments, INC. DBA Time Out 16557 PST JEFFERSON 11/28/2012 537,184.00 0.00 537,184.00 0.00 0.00 5,175.00 34782 MERCADO, LUPE 38988 DEWITT 12/20/2012 182,558.45 0.00 182,558.45 0.00 0.00 5,400.00 0.00 PST 36111 CHAUDHRY, FARAH 14538 NACOGDOCHES 1/7/2013 12,600.00 0.00 12,600.00 0.00 0.00 3,300.00 247.60 PST 35877 KHALAF, TAREK 43157 YOUNG 2/14/2013 0.00 0.00 0.00 0.00 0.00 0.00 0.00 PST 37847 KHAIL, TAJRANGEZA * 12207 JEFFERSON 5/3/2013 174,225.00 0.00 174,225.00 0.00 0.00 3,600.00 0.00 PST 28446 HUERECA, JESUS L 33821 EL PASO 6/3/2013 21,000.00 0.00 21,000.00 0.00 0.00 2,400.00 0.00 9/18/2013 List of Court Orders Issued Page 1 of 3 Appendix 14: List of Court Orders Issued FY2013 Singles Programs Date Range Selected : 09/01/2012 - 08/31/2013 PGM Case No. PST 35413 CARTER, GLADYS 67988 PST 40056 MOSLEY, ROBBIE 15644 33086 Brooks Special Company * 30767 PST Respondent Name Order Types Selected : TCEQ ID 6346 NORRA, CAROL ANN 1011926 PWS 34177 Barbara Miller 0790190 43628 Krebs Utilities, Inc. * WQ 38956 Hexagon Honeycomb Corporation * WQ 46565 Geraldine K. Brock * WQ 46565 SUBDIVISION OF TRACTS 26 27 AND 31 * Order Date DENTON 6/3/2013 LAMB 6/11/2013 CAMERON 8/26/2013 Subtotal for PST: 9 PWS WQ County BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY HARRIS 3/13/2013 FORT BEND 6/20/2013 Subtotal for PWS: 2 Penalty Assessed Penalty Deferred Payable Amount 62,300.00 0.00 SEP Cost SEP Offset 62,300.00 0.00 0.00 Attorney Fees Court Costs 2,400.00 0.00 84,730.49 0.00 84,730.49 0.00 0.00 1,600.00 0.00 1,026,000.00 2,100,597.94 0.00 1,026,000.00 0.00 0.00 16,875.00 0.00 0.00 2,100,597.94 0.00 0.00 40,750.00 247.60 0.00 0.00 0.00 0.00 0.00 0.00 0.00 292,414.00 292,414.00 0.00 292,414.00 0.00 0.00 6,000.00 0.00 0.00 292,414.00 0.00 0.00 6,000.00 0.00 HARRIS 9/4/2012 64,845.74 64,845.74 0.00 0.00 0.00 5,000.00 265.00 KERR 3/11/2013 0.00 0.00 0.00 0.00 0.00 0.00 0.00 LGL106609233 BRAZORIA 4/15/2013 0.00 0.00 0.00 0.00 0.00 0.00 0.00 LGL106609233 BRAZORIA 4/15/2013 0.00 0.00 0.00 0.00 0.00 0.00 0.00 64,845.74 64,845.74 0.00 0.00 0.00 5,000.00 265.00 LGL106331945 Subtotal for WQ: 4 WWA G 26892 John Roof dba Roof Dairy WQ000327700 0 JOHNSON 11/16/2012 315,000.00 0.00 315,000.00 0.00 0.00 4,000.00 0.00 WWA G 2942 Justin David Loper * WQ000308900 0 ERATH 6/12/2013 37,500.00 0.00 37,500.00 0.00 0.00 7,500.00 0.00 WWA G 44199 Fisher Ham and Meat Co. * HARRIS 6/12/2013 20,000.00 10,000.00 10,000.00 0.00 0.00 4,000.00 0.00 Subtotal for WWAG: 3 372,500.00 10,000.00 362,500.00 0.00 0.00 15,500.00 0.00 Total for Singles Programs : 34 4,424,126.01 151,220.74 4,134,155.27 138,750.00 138,750.00 188,160.00 1,002.60 9/18/2013 List of Court Orders Issued Page 2 of 3 Appendix 14: List of Court Orders Issued FY2013 Multi-Media Programs Date Range Selected : PGM 09/01/2012 - 08/31/2013 Order Types Selected : County BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset Attorney Fees Court Costs Case No. Respondent Name TCEQ ID MM 33641 WILLIAMS, GEORGE 455130098 BEXAR 10/17/2012 14,000.00 0.00 14,000.00 0.00 0.00 3,312.50 0.00 MM TXR000062471 MASON 12/18/2012 308,000.00 0.00 308,000.00 0.00 0.00 5,760.00 0.00 ECTOR 1/16/2013 2,500.00 0.00 2,500.00 0.00 0.00 1,200.00 0.00 25187 PRIESS, RANDY * MM 45264 Holloman Corporation * MM 36204 MCPIKE, RUBY JEFFERSON 2/21/2013 63,475.00 0.00 63,475.00 0.00 0.00 4,000.00 0.00 MM 36204 NELSON, PATRICIA RAMSEY JEFFERSON 2/21/2013 50,500.00 0.00 50,500.00 0.00 0.00 4.00 0.00 MM 6945 WALTERS, LLOYD MM 43668 UNAUTHORIZED DUMP SITE 2224 LIVE OAK * MM 26724 Shawn D. Fuller MM 39478 Gulf Chemical & Metallurgical Corporation JE0257B JEFFERSON 3/5/2013 96,150.00 0.00 96,150.00 0.00 0.00 38,450.00 0.00 LGL106329089 HUNT 6/11/2013 92,500.00 0.00 92,500.00 0.00 0.00 73,000.00 0.00 1520232 LUBBOCK 7/31/2013 70,000.00 0.00 70,000.00 0.00 0.00 3,000.00 0.00 19793 BRAZORIA 8/14/2013 7,500,000.00 1,500,000.00 6,000,000.00 0.00 0.00 300,000.00 0.00 8,197,125.00 1,500,000.00 6,697,125.00 0.00 0.00 428,726.50 0.00 12,621,251.01 1,651,220.74 10,831,280.27 138,750.00 138,750.00 616,886.50 1,002.60 Total for Multi-Media Programs : 9 Total for all Programs : 43 * There are Multiple Respondent Names associated to this Case No. 9/18/2013 List of Court Orders Issued Page 3 of 3 Appendix 15: List of Court Orders Issued FY2012 Singles Programs Date Range Selected : PGM Case No. 09/01/2011 - 08/31/2012 Respondent Name AQ 41574 Akzo Nobel Polymer Chemicals LLC * AQ 42774 CHEVRON PHILLIPS CHEMICAL COMPANY LP * AQ 32061 BP Products North America Inc. AQ 44104 DTX Oil, LLC AQ 43594 AGRIFOS FERTILIZER PASADENA * AQ 40401 Aruba Petroleum, INC. AQ 41401 El Paso Natural Gas Company AQ 40323 McCain Farms, LLC AQ 42761 TOTAL PETROCHEMICALS USA LA PORTE PLANT * AQ 33649 Clint West ER 36921 Order Types Selected : TCEQ ID County BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset Attorney Fees Court Costs HARRIS 9/8/2011 6,250.00 0.00 6,250.00 0.00 0.00 2,500.00 302.00 4437A HARRIS 11/29/2011 15,000.00 0.00 15,000.00 0.00 0.00 2,000.00 246.00 GB0004L GALVESTON 12/20/2011 49,500,000.00 0.00 49,500,000.00 0.00 0.00 500,000.00 0.00 HARRIS 1/3/2012 43,750.00 0.00 43,750.00 0.00 0.00 4,500.00 0.00 HG0534U HARRIS 4/11/2012 9,375.00 0.00 9,375.00 0.00 0.00 1,500.00 315.00 93483 WISE 4/13/2012 98,000.00 49,000.00 49,000.00 49,000.00 49,000.00 10,000.00 0.00 21538 R10105096317 RODRIGUEZ, ARTURO IVAN * POTTER 6/11/2012 120,000.00 0.00 120,000.00 0.00 0.00 8,000.00 0.00 CAMERON 6/21/2012 10,000.00 0.00 10,000.00 0.00 0.00 2,000.00 0.00 HARRIS 6/22/2012 12,500.00 0.00 12,500.00 0.00 0.00 1,800.00 314.00 JEFFERSON 7/9/2012 Subtotal for AQ: 10 4,150.00 49,819,025.00 0.00 4,150.00 0.00 0.00 3,412.50 0.00 49,000.00 49,770,025.00 49,000.00 49,000.00 535,712.50 1,177.00 BEXAR 11/14/2011 Subtotal for ER: 1 0.00 0.00 0.00 0.00 0.00 0.00 3,000.00 0.00 0.00 0.00 0.00 0.00 3,000.00 0.00 IHW 32631 WHEATLEY, RON * 87488 RAINS 9/12/2011 4,400,000.00 0.00 4,400,000.00 0.00 0.00 75,000.00 0.00 IHW 35053 McCulloch County F1759 MCCULLOCH 12/15/2011 0.00 0.00 0.00 0.00 0.00 0.00 0.00 IHW 432 River City Metal Finishing, Inc. * 82605 BEXAR 8/29/2012 281,400.00 0.00 281,400.00 0.00 0.00 11,925.00 0.00 4,681,400.00 0.00 4,681,400.00 0.00 0.00 86,925.00 0.00 Subtotal for IHW: 3 TARRANT 10/26/2011 50,000.00 0.00 50,000.00 0.00 0.00 35,000.00 0.00 455150022 HIDALGO 10/31/2011 117,175.00 0.00 117,175.00 0.00 0.00 10,593.75 0.00 RUNNELS 11/17/2011 0.00 0.00 0.00 0.00 0.00 0.00 0.00 CAMERON 3/21/2012 100,000.00 0.00 100,000.00 0.00 0.00 4,618.75 0.00 MSW 32506 Fort Worth Excavating, Inc. 455040173 MSW 2806 Quality Caliche Pit, Inc. * MSW 1817 Doyle Rinn DBA Ballinger Auto Wrecking 26102 MSW 2818 WALDREP, BOBBY RAY 14413 MSW 36893 PARKER, DAVID MARION 5/3/2012 117,841.00 0.00 117,841.00 0.00 0.00 7,650.00 0.00 MSW 36893 BULLARD, RYAN MARION 5/10/2012 119,041.00 0.00 119,041.00 0.00 0.00 8,100.00 0.00 MSW 2621 Astro Waste, Inc. HARRIS 6/20/2012 38,015.00 0.00 38,015.00 0.00 0.00 16,000.00 0.00 MSW 4815 HUGHES, SCOTT JONES 8/2/2012 105,000.00 0.00 105,000.00 0.00 0.00 2,000.00 0.00 MSW 659 WORD, PRESTON * COMAL 8/9/2012 97,960.00 0.00 97,960.00 0.00 0.00 20,000.00 0.00 9/14/2012 40147 List of Court Orders Issued Page 1 of 3 Appendix 15: List of Court Orders Issued FY2012 Singles Programs Date Range Selected : PGM Case No. 09/01/2011 - 08/31/2012 Respondent Name Order Types Selected : TCEQ ID County BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY Order Date Subtotal for MSW: 9 Penalty Deferred Payable Amount SEP Cost SEP Offset Attorney Fees Court Costs 745,032.00 0.00 745,032.00 0.00 0.00 103,962.50 0.00 10/3/2011 41,950.00 0.00 41,950.00 0.00 0.00 13,568.75 0.00 11/29/2011 0.00 0.00 0.00 0.00 0.00 0.00 0.00 PST 33643 Raul R. Martinez 61800 PST 2375 HALL, BILLY G 67740 PST 36271 GARCIA, LEONARD 8230 TOM GREEN 12/14/2011 46,950.00 0.00 46,950.00 0.00 0.00 1,600.00 0.00 JEFFERSON 2/22/2012 63,150.00 0.00 63,150.00 0.00 0.00 7,600.00 0.00 ORANGE 6/28/2012 50,623.00 0.00 50,623.00 0.00 0.00 2,137.00 0.00 25,425.00 228,098.00 0.00 25,425.00 0.00 0.00 1,505.00 0.00 0.00 228,098.00 0.00 0.00 26,410.75 0.00 PST 34933 Pasadena Investment Group Corporation 43773 PST 37551 We Are Crazy, Inc. 68602 PST 35449 JONES, THOMAS * 21661 TARRANT Penalty Assessed GRAYSON 7/26/2012 Subtotal for PST: 6 PWS 36058 Cain Addition HomeOwners Association CAHA * 1370036 *MULTIPLE 10/11/2011 0.00 0.00 0.00 0.00 0.00 0.00 0.00 PWS 7462 KELLY, FRANCIS * 0250032 BROWN 1/12/2012 0.00 0.00 0.00 0.00 0.00 0.00 0.00 PWS 42482 Cyndie Park 2 Water Supply Corporation 1780050 NUECES 2/21/2012 153,700.00 0.00 153,700.00 0.00 0.00 6,297.50 0.00 PWS 7009 RIVER RUN WATER SYSTEM * 0200575 BRAZORIA 3/7/2012 0.00 0.00 0.00 0.00 0.00 0.00 0.00 PWS 42001 ESSEX, DOROTHY A 0150156 BEXAR 4/16/2012 7009 RIVER RUN WATER SYSTEM * 0200575 PWS 116,850.00 0.00 116,850.00 0.00 0.00 8,312.50 0.00 BRAZORIA 4/26/2012 Subtotal for PWS: 6 64,250.00 334,800.00 0.00 64,250.00 0.00 0.00 17,500.00 0.00 0.00 334,800.00 0.00 0.00 32,110.00 0.00 WQ 2686 HAWLEY, BAILEY RAY WQ0013853001 *MULTIPLE 9/30/2011 149,650.00 0.00 149,650.00 0.00 0.00 57,000.00 0.00 WQ 33444 THOMAS, TOMMY JOE WQ0012919001 HARRIS 10/24/2011 16,500.00 0.00 16,500.00 0.00 0.00 8,500.00 0.00 WQ 43310 SAMUEL OGUNTOPE DBA UNIQUE FOREIGN & AMERICAN USED AUTO PARTS * TXR05V918 HARRIS 1/10/2012 21,775.00 0.00 21,775.00 0.00 0.00 0.00 242.00 WQ 43061 NORTHWOODS APARTMENTS LGL106258171 * HARRIS 2/10/2012 93,750.00 0.00 93,750.00 0.00 0.00 0.00 0.00 WQ 43891 Vam USA LLC * HARRIS 2/14/2012 72,500.00 36,250.00 36,250.00 72,500.00 72,500.00 2,000.00 0.00 WQ 43103 Advanced Formulas, Inc. HARRIS 5/18/2012 17,562.00 0.00 17,562.00 0.00 0.00 0.00 0.00 WQ 42974 Arch-Con Corporation * HARRIS 8/29/2012 Subtotal for WQ: 7 17,500.00 389,237.00 0.00 17,500.00 0.00 0.00 6,000.00 307.00 36,250.00 352,987.00 72,500.00 72,500.00 73,500.00 549.00 85,250.00 56,112,342.00 121,500.00 121,500.00 861,620.75 1,726.00 WQ0003420000 Total for Singles Programs : 42 9/14/2012 56,197,592.00 List of Court Orders Issued Page 2 of 3 Appendix 15: List of Court Orders Issued FY2012 Multi-Media Programs Date Range Selected : PGM Case No. 09/01/2011 - 08/31/2012 Respondent Name Order Types Selected : TCEQ ID County BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset Attorney Fees Court Costs MM 41291 Intercontinental Terminals Company LLC * TXR05X836 HARRIS 9/29/2011 32,500.00 0.00 32,500.00 0.00 0.00 9,000.00 0.00 MM 32452 TREE DISPOSAL SITE * 100003 BEXAR 12/12/2011 0.00 0.00 0.00 0.00 0.00 235,000.00 0.00 MM 38192 NOLAN, CLARENCE LEE BASTROP 4/16/2012 24,300.00 0.00 24,300.00 0.00 0.00 1,031.25 0.00 MM 28934 MARTIN, VERGIL 1010232 HARRIS 5/17/2012 0.00 0.00 0.00 0.00 0.00 0.00 0.00 MM 35680 MCC Recycling LLP * A85794 HARRIS 5/18/2012 1,330,000.00 0.00 1,330,000.00 0.00 0.00 450,000.00 0.00 MM 7319 Sunilandings Utilities INC * TX0092142 CALHOUN 8/1/2012 0.00 1,386,800.00 0.00 0.00 0.00 1,386,800.00 0.00 0.00 0.00 0.00 0.00 695,031.25 0.00 0.00 57,584,392.00 85,250.00 57,499,142.00 121,500.00 121,500.00 1,556,652.00 1,726.00 Total for Multi-Media Programs : 6 Total for all Programs : 48 * There are Multiple Respondent Names associated to this Case No. 9/14/2012 List of Court Orders Issued Page 3 of 3 Appendix 16: List of Court Orders Issued FY2011 Singles Programs Date Range Selected : PGM Case No. 09/01/2010 - 08/31/2011 Respondent Name Order Types Selected : TCEQ ID County BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset Attorney Fees Court Costs AQ 37672 KM Liquids Terminals LLC 5171 HARRIS 12/20/2010 40,000.00 0.00 40,000.00 0.00 0.00 4,000.00 0.00 AQ 41871 301 HARRIS 2/8/2011 5,000.00 0.00 5,000.00 0.00 0.00 1,000.00 0.00 AQ 42338 CARPENTER URETHANES I, LLC * AIR PRODUCTS PASADENA PLANT * HG0011L HARRIS 8/2/2011 18,300.00 0.00 18,300.00 0.00 0.00 2,000.00 237.00 IHW 26555 A.I. Divestitures, Inc. * TXD981054273 Subtotal for AQ : 3 63,300.00 0.00 63,300.00 0.00 0.00 7,000.00 237.00 WEBB 5/18/2011 Subtotal for IHW : 1 200,000.00 200,000.00 100,000.00 100,000.00 100,000.00 100,000.00 70,000.00 0.00 100,000.00 100,000.00 100,000.00 100,000.00 70,000.00 0.00 MSW 1740 CARR, ROBERT SR * 455040105 DENTON 12/6/2010 60,000.00 40,000.00 20,000.00 0.00 0.00 20,000.00 0.00 MSW 2806 Quality Caliche Pit, Inc. * 455150022 HIDALGO 1/7/2011 110,175.00 0.00 110,175.00 0.00 0.00 7,593.75 0.00 MSW 28386 CROY, CASEY HAMILTON 1/13/2011 31,480.00 0.00 31,480.00 0.00 0.00 1,600.00 0.00 MSW 39397 PHAETHON DISPOSAL & GONZALEZ JOE & GONZALEZ EVA & ATLANTIC WASTE * HARRIS 1/26/2011 12,500.00 0.00 12,500.00 0.00 0.00 6,000.00 0.00 Subtotal for MSW : 4 214,155.00 40,000.00 174,155.00 0.00 0.00 35,193.75 0.00 PST 14729 WARREN, MARIA E 31331 MONTAGUE 9/23/2010 44,937.50 0.00 44,937.50 0.00 0.00 1,800.00 0.00 PST 4632 G B A K Properties, Inc. 69783 HARRIS 12/6/2010 25,000.00 0.00 25,000.00 0.00 0.00 8,000.00 0.00 PST 2843 Sonal Enterprises Inc. 7106 BEXAR 12/20/2010 83,400.00 0.00 83,400.00 0.00 0.00 31,800.00 0.00 PST 31606 ARMENDARIZ, JAVIER B 43280 ECTOR 1/13/2011 49,325.00 0.00 49,325.00 0.00 0.00 1,400.00 0.00 PST 33144 SKINNER, SHARON 5032 COOKE 1/13/2011 33,150.00 0.00 33,150.00 0.00 0.00 1,200.00 0.00 PST 431 32494 ATASCOSA 2/23/2011 434,300.00 0.00 434,300.00 0.00 0.00 11,000.00 0.00 PST 35211 Southwest Oil Company of San Antonio, Inc. Edna L. Rayford 53122 CALDWELL 6/8/2011 41,907.65 21,000.00 20,907.65 0.00 0.00 2,000.00 247.60 PST 36489 BEARDEN, BILL 74804 62,550.00 774,570.15 0.00 62,550.00 0.00 0.00 6,400.00 0.00 21,000.00 753,570.15 0.00 0.00 63,600.00 247.60 20,000.00 0.00 20,000.00 0.00 0.00 5,000.00 0.00 230.00 WQ 41853 WQ 41065 ROADWAY INN INTERNATIONAL AIRPORT WWTP * Texas K & N International, Inc. * WQ 39405 Brazoria Estates, LLC * WQ 42029 MMI Products, Inc. * WQ 25840 BULLOCK, DORIS WQ 41351 Monument G.P. Corp. * WWA 32211 VERNON FARM WILBARGER * 9/12/2011 WQ001440500 1 TXR05N261 ELLIS 7/14/2011 Subtotal for PST : 8 HARRIS 11/19/2010 HARRIS 12/16/2010 1,260.00 0.00 1,260.00 0.00 0.00 1,000.00 BRAZORIA 1/14/2011 15,000.00 0.00 15,000.00 15,000.00 15,000.00 4,000.00 0.00 HARRIS 1/14/2011 60,000.00 0.00 60,000.00 0.00 0.00 15,000.00 246.00 HARDIN 4/14/2011 22,750.00 0.00 22,750.00 0.00 0.00 12,500.00 0.00 HARRIS 6/20/2011 Subtotal for WQ : 6 62,807.00 181,817.00 47,307.00 15,500.00 0.00 0.00 2,500.00 0.00 47,307.00 134,510.00 15,000.00 15,000.00 40,000.00 476.00 *MULTIPLE 8/10/2011 Subtotal for WWA : 1 633,333.00 633,333.00 0.00 633,333.00 0.00 0.00 133,000.00 0.00 0.00 633,333.00 0.00 0.00 133,000.00 0.00 Total for Singles Programs : 23 2,067,175.15 208,307.00 1,858,868.15 115,000.00 115,000.00 348,793.75 960.60 LGL101527737 TXG920750 List of Court Orders Issued Page 1 of 2 Appendix 16: List of Court Orders Issued FY2011 Multi-Media Programs Date Range Selected : PGM Case No. 09/01/2010 - 08/31/2011 Respondent Name MM 35424 Shamrock Soil Products, Inc. MM 33045 ONEILL, MICHAEL LANTZ MM 41089 MM 37947 MM 41163 MM 33642 CUTTEN ROAD AUTO STORAGE * Port Arthur Chemical & Environmental Services, LLC American Opportunity For Housing 2002 Portfolio, LLC * Liberty Waste Systems, Inc. Order Types Selected : TCEQ ID TX0022918 TXR000079307 87197 County BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY Order Date Penalty Deferred Payable Amount SEP Cost SEP Offset Attorney Fees Court Costs BEXAR 10/5/2010 16,000.00 0.00 16,000.00 0.00 0.00 14,000.00 298.00 SABINE 12/20/2010 1,336,971.00 0.00 1,336,971.00 0.00 0.00 26,972.50 0.00 HARRIS 4/12/2011 18,250.00 0.00 18,250.00 0.00 0.00 1,750.00 0.00 JEFFERSON 7/7/2011 841,000.00 0.00 841,000.00 0.00 0.00 135,162.50 0.00 HARRIS 8/10/2011 61,775.00 0.00 61,775.00 0.00 0.00 2,500.00 0.00 HARRIS 8/18/2011 244,800.00 2,518,796.00 0.00 244,800.00 0.00 0.00 13,050.00 0.00 0.00 208,307.00 2,518,796.00 0.00 0.00 193,435.00 298.00 4,377,664.15 115,000.00 115,000.00 542,228.75 1,258.60 Total for Multi-Media Programs : 6 Total for all Programs : 29 * Penalty Assessed 4,585,971.15 There are Multiple Respondent Names associated to this Case No. 9/12/2011 List of Court Orders Issued Page 2 of 2 Appendix 17: List of Court Orders Issued FY2010 Singles Programs Date Range Selected : 09/01/2009 - 9/13/2010 PGM Case No. Respondent Name AQ 39083 AQ 21063 Order Types Selected : TCEQ ID Dist. Court# BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY County 12/21/2009 $7,813 $0 $7,813 $0 Randy Roan Construction, Inc. MONTGOMERY 11/04/2009 $23,000 $5,000 $18,000 $0 05/12/2010 $44,500 $0 $44,500 $0 09/23/2009 $1,900,000 $950,000 $950,000 $950,000 Total: $1,975,313 $1,020,313 $950,000 $0 $0 $0 $0 The Goodyear Tire & Rubber Company 6618 AQ 3166 The Premcor Refining Group Inc. 30004 D-1-GV-09-001823 JEFFERSON IHW 39947 North Richey Street Site * AQ Court Orders Issued: 4 52123 2009-32636 HARRIS IHW Court Orders Issued: 1 MSW 33475 37049 SEP Offset HARRIS 36229 MSW Payable Amount 2009-07542 HX0029W AQ 1470 Penalty Deferred Penalty Assessed 2009-25440 MEMC Pasadena, Inc. D-1-GV-10-000475 HARRIS MSW Order Date Arnoldo V. Moya Sr. BIG BIRD TREE SERVICE, INC. * Bulldog Tire Recycling, Inc. 03/11/2010 $0 $955,000 $0 $0 Total: $0 455150010 D-1-GV-07-001281 HIDALGO 01/26/2010 $17,750 $0 $17,750 $0 100157 D-1-GV-09-001483 DALLAS 05/24/2010 $0 $0 $0 $0 6200422 D-1-GV-09-000946 LIBERTY 04/28/2010 $0 $0 $0 $0 100033 D-1-GV-09-001190 HARRIS 06/17/2010 $45,500 $0 $45,500 $0 $0 MSW 25608 BURKHARDT, DONALD MSW 24703 Capitol City Disposal, Inc. D-1-GV-09-001222 TRAVIS 10/16/2009 $28,700 $0 $28,700 MSW 34895 DIAZ, JUAN ANTONIO D-1-GV-09-001149 BEXAR 03/24/2010 $31,500 $0 $31,500 $0 MSW 308 FRIESENHAHN, DAVID D-1-GV-03-004436 BEXAR 04/20/2010 $100,000 $50,000 $50,000 $0 MERCADO, PHILLIP 455150153 D-1-GV-10-000151 HIDALGO 07/08/2010 $83,900 $0 $83,900 $0 100224 2007-73897 06/03/2010 $25,000 $0 $25,000 $0 Total: $332,350 MSW 32800 MSW 37243 RIOS, MARIA DEL CARMEN OL 35050 HICKS, CORBY HARRIS MSW Court Orders Issued: 9 D-1-GV-09-001994 WILLIAMSON $31,800 Total: $31,800 68977 D-1-GV-08-001621 DALLAS 09/22/2009 $54,700 $0 36318 D-1-GV-09-001923 COLEMAN 05/05/2010 $95,100 $0 OL Court Orders Issued: 1 PST 28788 PST 32682 AHMEDI, ABDULLAH CULLINS, CHARLES D PST Court Orders Issued: 2 PWS 6623 LIMAS, LEROY LEONARD SAUCIER JR, LESTER A 1810188 D-1-GV-09-001984 ORANGE PWS Court Orders Issued: 3 List of Court Orders Issued $0 $0 $1,000 $0 $1,000 $0 05/04/2010 $10,000 $0 $10,000 $0 Total: $310,500 $310,500 $0 07/08/2010 36993 $54,700 $299,500 $299,500 PWS $0 $0 11/09/2009 2340011 $31,800 $0 0710158 Little Hope-Moore Water Supply Corporation $0 $0 $149,800 4870 $0 $0 $31,800 $95,100 D-1-GV-09-001336 EL PASO PWS $0 $282,350 $149,800 Total: D-1-GV-08-001179 VAN ZANDT 09/13/2010 $50,000 01/05/2010 LI0014828 $0 $0 Page 1 of 3 Appendix 17: List of Court Orders Issued FY2010 Singles Programs Date Range Selected : 09/01/2009 - 9/13/2010 PGM Case No. Respondent Name WQ 2880 WQ WQ 32664 34305 City of Port Arthur Panama Materials, LLC Rodman Excavation, Inc. * Order Types Selected : Dist. Court# BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY Penalty Deferred Payable Amount Order Date WQ001036400 D-1-GV-07-001556 JEFFERSON 10/06/2009 $275,000 $200,000 $75,000 $75,000 TXR05R648 D-1-GV-09-000470 PALO PINTO 05/27/2010 $21,850 $0 $21,850 $0 D-1-GV-07-002293 HAYS 06/11/2010 $300,000 $300,000 $0 $300,000 $96,850 $375,000 WQ Court Orders Issued: 3 09/13/2010 Penalty Assessed County TCEQ ID Total: List of Court Orders Issued $596,850 $500,000 SEP Offset Page 2 of 3 Appendix 17: List of Court Orders Issued FY2010 Multi-Media Programs Date Range Selected : 09/01/2009 - 9/13/2010 PGM Case No. Respondent Name MM 26819 MM 394 Order Types Selected : TCEQ ID Dist. Court# BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY County Penalty Assessed Penalty Deferred Payable Amount SEP Offset DOSS, MILTON D-1-GV-09-001992 BOWIE 04/13/2010 $114,345 $0 $114,345 $0 HARRIS, JOHN ALLEN 99-00868 SMITH 07/08/2010 $14,883 $0 $14,883 $0 HARRIS 03/09/2010 $30,000 $75,000 $30,000 $20,000 HARRIS 03/11/2010 $66,120 $0 $66,120 $0 Total: $225,348 $3,621,961 $75,000 $225,348 $20,000 $1,580,000 $2,116,961 $1,345,000 MM 34216 JAYNES, RICHARD WARREN * 78459 2007-08396 MM 35680 U.S. Oil Recovery, L.P. * 52123 2009-32636 MM Court Orders Issued: 4 Total Court Orders Issued : 27 09/13/2010 Order Date List of Court Orders Issued GrandTotal: Page 3 of 3 Appendix 18: List of Court Orders Issued FY2009 Singles Programs Date Range Selected : 09/01/2008 - 9/22/2009 PGM Case No Respondent Name AQ 38384 Reytec Construction Resources, Inc. * IHW 3262 Astro Plating, Inc. IHW 14489 Marshall Holding Group, Inc. Order Types Selected : TCEQ ID County BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY Order Date Penalty Assessed 36,250.00 08/24/2009 HARRIS AQ Court Orders Issued: 1 Total: 37656 BEXAR 07/13/2009 50333 HARRISON 11/06/2008 IHW Court Orders Issued: 2 0.00 Payable Amount SEP Cost 36,250.00 0.00 SEP Offset 0.00 36,250.00 0.00 36,250.00 0.00 0.00 307,220.00 0.00 307,220.00 0.00 0.00 127,800.00 435,020.00 Total: Penalty Deferred 0.00 127,800.00 0.00 0.00 0.00 435,020.00 0.00 0.00 MSW 30699 BEALE, EDDIE NACOGDOCHES 07/13/2009 90,750.00 0.00 90,750.00 0.00 0.00 MSW 34895 DIAZ, JUAN ANTONIO BEXAR 07/27/2009 0.00 0.00 0.00 0.00 0.00 MSW 24207 Ellis, Angela DBA ELLIS AUTO DETAIL 6200080 TOM GREEN 09/29/2008 46,631.63 40,000.00 6,631.63 0.00 0.00 MSW 26144 Jay Eisenberg 100054 DALLAS 02/03/2009 20,000.00 0.00 20,000.00 0.00 0.00 MSW 32208 PORTER, CHARLES * 6200295 WOOD 12/11/2008 539,350.00 0.00 539,350.00 0.00 0.00 MSW 32208 PORTER, CHARLES * 6200295 WOOD 07/29/2009 0.00 0.00 0.00 0.00 0.00 MSW 26144 Randy Williams * 100054 DALLAS 01/22/2009 10,616.00 0.00 10,616.00 0.00 0.00 MSW 6059 Safe Tire Disposal Corp. * 67506 BEXAR 10/27/2008 2,071,250.00 0.00 2,071,250.00 0.00 0.00 MSW 35730 WEBB, LANCE * LUBBOCK 08/28/2009 MSW Court Orders Issued: 9 Total: 100,001.46 2,878,599.09 0.00 100,001.46 0.00 0.00 40,000.00 2,838,599.09 0.00 0.00 PST 32618 CRAGHEAD, CURTIS * 43261 MITCHELL 08/24/2009 32,075.00 0.00 32,075.00 0.00 0.00 PST 5719 Faye Smein dba One Stop Grocery 33682 BELL 12/22/2008 1,156.00 0.00 1,156.00 0.00 0.00 PST 4044 GADDI, RIZWAN G 29865 HARRIS 12/17/2008 192,050.00 0.00 192,050.00 0.00 0.00 PST 2965 WINNETT, GERALD * 8250 EASTLAND 04/13/2009 518,894.70 0.00 518,894.70 0.00 0.00 0.00 744,175.70 0.00 0.00 60,000.00 80,000.00 0.00 0.00 0.00 PST Court Orders Issued: 4 Total: 05/13/2009 744,175.70 PWS 7423 Deer Creek Ranch Water Co., LLC. * 2270049 TRAVIS PWS 6619 LUCAS, GARY M 0710034 EL PASO 10/16/2008 0.00 0.00 0.00 0.00 PWS 2099 Thunderbird Bay Water Services, Inc. 0250031 BROWN 06/05/2009 70,000.00 20,000.00 50,000.00 0.00 0.00 80,000.00 130,000.00 0.00 0.00 PWS Court Orders Issued: 3 Total: 140,000.00 210,000.00 WQ 26966 BARGER, JERRY LAMPASAS 11/05/2008 80,500.00 0.00 80,500.00 0.00 0.00 WQ 38387 Dien Van Tran * HALE 07/21/2009 1,000.00 0.00 1,000.00 0.00 0.00 WQ 30825 Flores Albert & Veronica BRAZORIA 09/05/2008 0.00 0.00 0.00 0.00 0.00 WQ 35158 THOMPSON, GEORGE W SR WQ001194900 ANGELINA 09/15/2008 0.00 0.00 0.00 0.00 0.00 0.00 81,500.00 0.00 0.00 WQ Court Orders Issued: 4 09/22/2009 Total: List of Court Orders Issued 81,500.00 Page 1 of 2 Appendix 18: List of Court Orders Issued FY2009 Multi-Media Programs Date Range Selected : 09/01/2008 - 9/22/2009 PGM Case No Respondent Name Order Types Selected : TCEQ ID County BANKRUPTCY, DISMISSAL, FINAL JUDGMENT, RECEIVERSHIP, SETTLEMENT, TEMPORARY Order Date Penalty Assessed Penalty Deferred Payable Amount SEP Cost SEP Offset MM 1675 City of Edcouch TPDES005761 HIDALGO 07/12/2009 105,000.00 55,000.00 50,000.00 0.00 0.00 MM 9664 Conner Steel Products Ltd TXR05P061 09/25/2008 149,000.00 50,000.00 99,000.00 50,000.00 50,000.00 MM 38264 KMCO, Inc. * WQ000271200 HARRIS 07/24/2009 87,500.00 37,500.00 50,000.00 75,000.00 75,000.00 MM 6465 Lyondell Chemical Company * 2178 NUECES 10/01/2008 6,500,000.00 1,000,000.00 5,500,000.00 1,000,000.00 1,000,000.00 MM 34059 MAJOR, DARYL SAN JACINTO 08/26/2009 55,300.00 0.00 55,300.00 0.00 0.00 MM 27741 PK B Interests, Ltd. * 100067 HARRIS 01/02/2009 11,000.00 0.00 11,000.00 0.00 0.00 5,765,300.00 1,125,000.00 1,125,000.00 1,125,000.00 1,125,000.00 TOM GREEN MM Court Orders Issued: 6 Total Court Orders Issued : 29 09/22/2009 Total: 6,907,800.00 1,142,500.00 GrandTotal: 11,293,344.79 1,262,500.00 List of Court Orders Issued 10,030,844.79 Page 2 of 2 Appendix 19: Criminal Convictions FY 2014 1. Case Name Jose Ibarra & Guido Construction Case Specifics: Media Type Number of Defendants Felony Counts TERP 1 Individual 1 Corporation 2 Misdemeanor Counts Date of Case Resolution 9/5/13 On July 25, 2013, Jose Villarreal Ibarra pleaded guilty to one second degree felony count of Securing Execution of a Document by Deception, Tex. Penal Code § 32.46. On September 5, 2013, Mr. Ibarra was sentenced to five years’ probation, and ordered to pay $220,000 restitution to the TCEQ, and publish a public apology in the Dallas Morning News. On July 25, 2013, Guido Construction, Inc. pleaded guilty to one first degree felony count of Securing Execution of a Document by Deception, Tex. Penal Code § 32.46. On September 5, 2013, Guido Construction, Inc. was ordered to pay a $30,000 fine. An investigation conducted by the TCEQ Environmental Crimes Unit, EPA Criminal Investigation Division, and the TPWD Environmental Crimes Unit determined that Mr. Ibarra and Guido Construction, Inc. submitted falsified documents to the TCEQ TERP program. The case was prosecuted by the Travis County District Attorney’s Office. 2. Case Name IPMR/William Lafon Musgrove Case Specifics: Media Type Number of Defendants Air 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 9/12/13 On August 7, 2013, William Lafon Musgrove pleaded guilty to one misdemeanor count of Negligent Release of an Extremely Hazardous Substance, 42 USC § 7413(c)(4). On September 12, 2013, Mr. Musgrove was sentenced to three years’ probation, and ordered to pay a $10,000 fine. Mr. Musgrove is the vice president and operations manager of Industrial Precious Metals Recovery, Inc. (IPMR), in Royse City, Texas. An investigation conducted by the EPA Criminal Investigation Division and TCEQ Environmental Crimes Unit and determined that Mr. Musgrove allowed IPMR’s metal recovery process to release Nitrogen Oxides without utilizing the company’s air scrubber. The case was prosecuted by the United States Attorney’s Office for the Eastern District of Texas. Page 1 of 14 Appendix 19: Criminal Convictions FY 2014 3. Case Name Media Type Number of Defendants Felony Counts Marquis Clyburn IHW/Water 1 Individual 2 Misdemeanor Counts Date of Case Resolution 10/3/13 Case Specifics: On October 3, 2013, Marquis Edward Clyburn pleaded guilty to one felony count of Intentional or Knowing Unauthorized Discharge of Waste, Tex. Water Code § 7.145, and one felony count for Violations Related to Hazardous Waste, Tex. Water Code § 7.162. Mr. Clyburn was sentenced to two years’ confinement in the Texas Department of Criminal Justice. Mr. Clyburn also pleaded guilty and was sentenced to three additional felony offenses related to theft, forgery, and theft by check. An investigation conducted by the Texas Parks and Wildlife Environmental Crimes Unit and the TCEQ Environmental Crimes Unit determined that Mr. Clyburn intentionally or knowingly stored corrosive hazardous waste in violation of TCEQ rules, and discharged industrial waste into a storm drain. The case was prosecuted by the Harris County District Attorney’s Office. 4. Case Name Patrick Todd/ Texas Lone Star Leasing Case Specifics: Media Type Number of Defendants Felony Counts TERP 1 Individual 1 Misdemeanor Counts Date of Case Resolution 10/4/2013 On July 29, 2013, Patrick Garfield Todd pleaded guilty to one first degree felony count of Securing Execution of a Document by Deception, Tex. Penal Code § 32.46. On October 4, 2013, Mr. Todd was sentenced to five years’ probation, and required to publish a public apology in the Dallas Morning News. In FY13, Todd’s company, Texas Lone Star Leasing, paid $194,610 restitution to the TERP program. An investigation conducted by the TCEQ Environmental Crimes Unit, EPA Criminal Investigation Division, and TPWD Environmental Crimes Unit determined that Mr. Todd submitted falsified information to the TCEQ in a TERP grant application. The case was prosecuted by the Travis County District Attorney’s Office. Page 2 of 14 Appendix 19: Criminal Convictions FY 2014 5. Case Name Media Type Number of Defendants Gary Thompson Water 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 10/9/2013 Case Specifics: On October 9, 2013, Gary Lee Thompson pleaded guilty to one misdemeanor count of Tampering with a Governmental Record, Tex. Penal Code § 37.10. Mr. Thompson was ordered to pay a $4,000 fine. An investigation conducted by the TCEQ Environmental Crimes Unit and the EPA Criminal Investigation Division determined that Mr. Thompson knowingly submitted a false report to the TCEQ regarding the cause of a release of ferric sulfate into the environment. The case was prosecuted by the Travis County District Attorney’s Office. 6. Case Name Media Type Number of Defendants Felony Counts Misdemeanor Counts Date of Case Resolution CES, Matthew Bowman, Ryan C. Thomas IHW 2 individuals 2 1 10/28/13 7/14/14 Case Specifics: On May 9, 2013, Matthew Bowman pleaded guilty to one misdemeanor count of Willfully Causing Death to an Employee, 29 USC § 666 and one felony count of False Statement, 18 USC § 1001. On October 28, 2013, Matthew Bowman was sentenced to 12 months incarceration, 1 year probation, and a $5,000 fine. On July 14, 2014, Ryan Christopher Thomas pleaded guilty to one felony count of False Statement, 18 U.S.C. § 1001, and was sentenced to one year probation, 100 hours community service, and a $500 fine. An investigation conducted by the EPA Criminal Investigation Division, TCEQ Environmental Crimes Unit, US Dept. of Transportation, TPWD Environmental Crimes Unit, and Houston Police Department determined that Mr. Bowman, the former President of Port Arthur Chemical and Environmental Services, LLC, failed to protect employees from exposure hydrogen sulfide gas, and directed employees to falsify documents related to wastewater disposal. The investigation determined that Ryan Thomas, Logistics Manager for PACES, falsified non-hazardous waste manifests related to waste managed at the PACES facility. The case was prosecuted by the US Attorney’s Office for the Eastern District of Texas and the US Dept. of Justice Environmental Crimes Section. Page 3 of 14 Appendix 19: Criminal Convictions FY 2014 7. Case Name Primo Garage/Ivan Yave Gonzalez Case Specifics: Media Type Number of Defendants Felony Counts Air 1 Individual 1 Misdemeanor Counts Date of Case Resolution 11/1/13 On November 1, 2013, Ivan Y. Gonzalez pleaded guilty to one felony count of Tampering with a Governmental Record, Tex. Penal Code § 37.10. Mr. Gonzalez was ordered to serve 5 years’ deferred adjudication probation. An investigation conducted by the Houston Police Department and TCEQ Environmental Crimes Unit found that Mr. Gonzalez made a false entry in a Texas Vehicle Inspection Report. The case was prosecuted by the Harris County District Attorney’s Office. 8. Case Name Mijelum, Raymundo Soto, Jaime Montenajo Case Specifics: Media Type Number of Defendants MSW 2 Individuals Felony Counts Misdemeanor Counts Date of Case Resolution 2 11/5/13 1/27/14 On November 5, 2013, Raymundo Soto pleaded guilty to one misdemeanor count of Illegal Dumping, Tex. Health & Safety Code § 365.012. Mr. Soto was sentenced to 12 months deferred adjudication, a $500 fine, and 50 hours of community service. On January 27, 2014, Jaime Montenajo pleaded guilty to one misdemeanor count of Illegal Dumping, Tex. Health & Safety Code § 365.012. Mr. Montejano was sentenced to 12 months deferred adjudication, a $3000 fine, and 80 hours of community service. An investigation conducted by the TCEQ Environmental Crimes Unit determined that Mr. Soto and Mr. Montejano disposed street sweeping debris at an unpermitted location in El Paso County. The case was prosecuted by the El Paso County Attorney’s Office. Page 4 of 14 Appendix 19: Criminal Convictions FY 2014 9. Case Name Media Type Number of Defendants Juan Deanda MSW 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 10 11/20/13 Case Specifics: On January 26, 2011, Juan Deanda pleaded guilty to Illegal Dumping, Tex. Health & Safety Code § 365.012, was sentenced to 3 years’ deferred adjudication, and ordered to pay a $100,000 fine and to clean up the dump site within 60 days. On November 20, 2013, Juan Deanda plead true to a Motion to Adjudicate for violating conditions of his probation, and was adjudicated guilty of 10 counts of attempted illegal dumping under Tex. Health & Safety Code § 365.012. Mr. Deanda was ordered to serve 10 days in jail. An investigation conducted by the Travis County Attorney’s Office and the TCEQ Environmental Crimes Unit found that Capitol City Disposal, Inc., Mr. Deanda’s company, operated an unpermitted landfill in Travis County. The case was prosecuted by the Travis County District Attorney’s Office. 10. Case Name Billy Ray Ellis Media Type Number of Defendants Water 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 12/13/13 Case Specifics: On December 13, 2013, Billy Ray Ellis pleaded guilty to one count of Unauthorized Discharge, Tex. Water Code § 7.147, and sentenced to 3 days in county jail. An investigation conducted by TPWD Environmental Crimes Unit and the TCEQ Environmental Crimes unit determined that Mr. Ellis illegally disposed demolition debris in the Neches River, in Jasper County. The case was prosecuted by the Travis County Attorney’s Office. Page 5 of 14 Appendix 19: Criminal Convictions FY 2014 11. Case Name CITGO Media Type Number of Defendants Felony Counts Misdemeanor Counts Date of Case Resolution Air 2 Corporations 4 3 01/05/14 Case Specifics: On January 5, 2014, CITGO Petroleum Corporation was ordered to pay a $1,000,000 fine for two felony violations of Mishandling a Hazardous Air Pollutant, 42 U.S.C. §§ 7413(c)(1) and 7411(e). On January 5, 2014, CITGO Refining and Chemicals Company, LLP was ordered to pay a $1,000,000 fine for two felony violations of Mishandling a Hazardous Air Pollutant, 42 U.S.C. §§ 7413(c)(1) and 7411(e), and a $45,000 fine for three misdemeanor counts for Taking of Migratory Birds Without a Permit, 16 U.S.C. §§ 703 and 707(a). An investigation conducted by EPA Criminal Investigation Division, TCEQ Environmental Crimes Unit, Federal Bureau of Investigation, US. Fish and Wildlife Service, and TPWD Environmental Crimes Unit found that CITGO operated two open top tanks at its Corpus Christi refinery without required emission control devices. The case was prosecuted by the US Dept. of Justice Environmental Crimes Section. 12. Case Name Enterprise Transport Case Specifics: Media Type Number of Defendants Air 1 Corporation 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 6 1/13/2014 On January 7, 2014, Enterprise Logistic Services, L.L.C. pleaded guilty to four misdemeanor counts of Violations Related to Hazardous Waste, Tampering with a Pollution Control Device, Tex. Water Code § 7.162(a)(6). Enterprise Logistic Services was ordered to pay a $1,000,000 fine. On January 7, 2014, John C. Schultz pleaded guilty to two misdemeanor counts of Violations Related to Hazardous Waste, Tampering with a Pollution Control Device, Tex. Water Code § 7.162(a)(6). Mr. Schultz was sentenced to two years’ deferred adjudication, and ordered to pay a $200,000 fine. An investigation conducted by the TCEQ Environmental Crimes Unit, TPWD Environmental Crimes Unit, and EPA Criminal Investigation Division determined that Mr. Schultz, the manager Enterprise Logistic Services’ tank truck washing facility in Freeport, TX, caused chemical tank trucks to be cleaned without venting emissions though a flare, as required by TCEQ regulations. The case was prosecuted by the Travis County District Attorney’s Office. Page 6 of 14 Appendix 19: Criminal Convictions FY 2014 Case Name Media Type Number of Defendants Rodney Greenwood Water 1 Individual 13. Felony Counts Misdemeanor Counts Date of Case Resolution 1 1/17/14 Case Specifics: On January 14, 2014, Rodney C. Greenwood pleaded guilty to one misdemeanor count of Tampering with a Governmental Record, Tex. Penal Code § 37.10. Mr. Greenwood was sentenced to two years’ community supervision, ordered to complete a wastewater operator class, and pay a $3,000 fine. An investigation conducted by the TCEQ Environmental Crimes Unit and EPA Criminal Investigation Division determined that Mr. Greenwood submitted false Discharge Monitoring Reports to the TCEQ. The case was prosecuted by the Travis County District Attorney’s Office. 14. Case Name Califco Jonathan Shokrian Case Specifics: Media Type Number of Defendants Felony Counts IHW 1 Corporation 1 Individual 2 Misdemeanor Counts Date of Case Resolution 2/27/14 On April 9, 2013, Jonathan Isaac Shokrian pleaded guilty to 1 felony count of Failure to Notify, 42 U.S.C. § 7413(c)(2)(B). On February 27, 2014, Mr. Shokrian was sentenced to 1 year and 1 day of imprisonment, ordered to pay a $25,000 fine, and make restitution to the victims of his crime by paying for medical monitoring for those exposed to asbestos. Upon release, Shokrian will be under supervised release for 1 year. On April 9, 2013, Califco LLC pleaded guilty to 1 felony count of Failure to Notify, 42 U.S.C. § 7413(c)(2)(B). On February 27, 2014, Califco LLC was placed on probation for a period of five years, ordered to pay a fine of $500,000, and make restitution to the victims of the crime by paying for medical monitoring for those exposed to asbestos. An investigation conducted by the EPA Criminal Investigation Division, TCEQ Environmental Crimes Unit, and TPWD Environmental Crimes Unit found that Mr. Shokrian and Califco LLC improperly disposed asbestos containing material, and exposed employees to asbestos. The case was prosecuted by the United States Attorney’s Office for the Northern District of Texas. Page 7 of 14 Appendix 19: Criminal Convictions FY 2014 15. Case Name Anthony Hanks Media Type Number of Defendants Felony Counts Air 1 Individual 1 Misdemeanor Counts Date of Case Resolution 2/27/14 Case Specifics: On February 27, 2014, Anthony Hanks pleaded guilty to one second degree felony count of Tampering with a Governmental Record, Tex. Penal Code § 37.10. Mr. Hanks was sentenced to 3 years’ deferred adjudication, ordered to pay $1,000 fine. Mr. Hanks is required to perform 100 hours of community service, and is prohibited from conducting vehicle inspections for 3 years. An investigation conducted by the Houston Police Department and TCEQ Environmental Crimes Unit found that Mr. Hanks made a false entry in a Texas Vehicle Inspection Report. The case was prosecuted by the Harris County District Attorney’s Office 16. Case Name Media Type Number of Defendants AARC Water 1 Corporation Felony Counts Misdemeanor Counts Date of Case Resolution 1 3/21/14 Case Specifics: On March 21, 2014, AARC Environmental Services Inc., pleaded guilty to one misdemeanor count of Tampering with a Governmental Record, Tex. Penal Code § 37.10. AARC Environmental Services Inc. was ordered to pay a $100,000 fine. An investigation conducted by the TCEQ Environmental Crimes Unit and TPWD Environmental Crimes Unit determined that AARC Environmental Services Inc. submitted false Discharge Monitoring Reports to the TCEQ. The case was prosecuted by the Travis County District Attorney’s Office. Page 8 of 14 Appendix 19: Criminal Convictions FY 2014 17. Case Name LTW Enterprise/Lamont Waits Case Specifics: Media Type Number of Defendants MSW 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 4/1/14 On April 1, 2014, Lamont Tyrone Waits pleaded guilty to one misdemeanor count of Illegal Dumping, Tex. Health & Safety Code § 365.012. Mr. Waits was sentenced to 1 year deferred adjudication, was ordered to pay $200 restitution and a $1,000 fine, and perform 24 hours of community service. An investigation conducted by the TCEQ Environmental Crimes Unit and the Houston Police Department determined that Lamont Waits disposed municipal solid waste in a vacant lot, which was not an authorized waste disposal site. The case was prosecuted by the Harris County District Attorney’s Office. 18. Case Name Red Dog Track, Inc. Media Type Number of Defendants TERP 1 Corporation Felony Counts Misdemeanor Counts Date of Case Resolution 1 4/4/14 Case Specifics: On April 4, 2014, Red Dog Track, Inc. pleaded guilty to one misdemeanor count of Tampering with a Governmental Record, Tex. Penal Code § 37.10. On April 4, 2014, Red Dog Track, Inc. was ordered to pay $150,000 restitution to the TCEQ and a $7,500 fine. An investigation conducted by the TCEQ Environmental Crimes Unit and the TPWD Environmental Crimes Unit determined that employees of Red Dog Track, Inc. submitted fraudulent usage reports to the TCEQ TERP program. The case was prosecuted by the Travis County District Attorney’s Office. Page 9 of 14 Appendix 19: Criminal Convictions FY 2014 19. Case Name Alice Alexandria Media Type Number of Defendants Water 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 4/7/14 Case Specifics: On April 7, 2014, Alice Alexandria pleaded guilty to one misdemeanor count of Water Pollution, Tex. Water Code § 7.147, and was ordered to pay a $1,500 fine. An investigation conducted by the TCEQ ECU and Houston Police Department determined that Alice Alexandria, a dock worker at a business on the Houston Ship Channel, punctured two drums of drilling fluid with a fork lift and allowed the contents to discharge into the ship channel. The case was prosecuted by the Harris County District Attorney’s Office. 20. Case Name Warrior Resources, Inc. Case Specifics: Media Type Number of Defendants Water 1 Corporation Felony Counts Misdemeanor Counts Date of Case Resolution 1 4/30/14 On April 30, 2014, Warrior Resources, Inc. pleaded guilty to one misdemeanor count of Unauthorized Discharge, Tex. Water Code § 7.147, and was ordered to pay a $15,000 fine. An investigation conducted by TPWD Environmental Crimes Unit and the TCEQ Environmental Crimes Unit determined that employees of Warrior Resources, Inc. allowed the discharge of a pollutant into water in the state. The case was prosecuted by the Travis County District Attorney’s Office. Page 10 of 14 Appendix 19: Criminal Convictions FY 2014 21. Case Name Insul-8, MS Industrial Services Inc. Case Specifics: Media Type Number of Defendants Water 1 Corporation Felony Counts Misdemeanor Counts Date of Case Resolution 1 5/22/14 On May 22, 2014, MS Industrial Services Inc. pleaded guilty to 1 misdemeanor counts water pollution, Tex. Water Code 7.147, and was ordered to pay a $12,500 fine. An investigation conducted by the Houston Police Department and the TCEQ Environmental Crimes Unit determined that on October 10, 2013, employees of MS Industrial Services Inc, dba Insul-8 allowed the discharge of fiberglass insulation material into the Houston Ship Channel, in violation of TCEQ rules. The case was prosecuted by the Harris County District Attorney’s Office. 22. Case Name Tank’s Paintball Media Type Number of Defendants Felony Counts Water 1 Corporation 1 Misdemeanor Counts Date of Case Resolution 6/20/14 Case Specifics: On June 20, 2014, Tank’s Paintball Park, Inc. pleaded guilty to 1 felony count of Unauthorized Discharge, Tex. Water Code § 7.145, and was ordered to pay a $7,500 fine. An investigation conducted by the TCEQ Environmental Crimes Unit and the Houston Police Department determined that Tank’s Paintball Park, Inc. caused a failing septic system to discharge into a Harris County flood control ditch. The case was prosecuted by the Travis County District Attorney’s Office. Page 11 of 14 Appendix 19: Criminal Convictions FY 2014 23. Case Name Media Type Number of Defendants Felony Counts Misdemeanor Counts Date of Case Resolution Woodscape Apartments/ Water 1 Corporation 1 6/25/14 Amaz Property Management Case Specifics: On June 25, 2014, Amaz Property Management USA, Inc. plead no contest to one misdemeanor count water pollution, Tex. Water Code § 7.147, and was ordered to pay a $10,000 fine, and $1,269.35 in restitution to the City of Houston. The case investigation conducted by TCEQ Environmental Crimes Unit determined that Amaz Property Management USA, Inc. allowed the discharge of sewage into a storm drain located near 9707 South Gessner Rd, in Houston. The case was prosecuted by the Harris County District Attorney’s Office. 24. Case Name Randall Kersh Media Type Number of Defendants MSW 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 7 7/1/14 Case Specifics: On July 1, 2014, Randall Kersh pleaded guilty to seven misdemeanor counts of Illegal Dumping, Tex. Health & Safety Code § 365.012. Mr. Kersh was sentenced to 2 years of community supervision, and ordered to pay a $7,200 fine An investigation conducted by the TCEQ Environmental Crimes Unit determined that Mr. Kersh disposed scrap tires at an unpermitted location in Rusk County. The case was prosecuted by the Travis County District Attorney’s Office. Page 12 of 14 Appendix 19: Criminal Convictions FY 2014 25. Case Name HDI Media Type Number of Defendants Water 1 Corporation Felony Counts Misdemeanor Counts Date of Case Resolution 2 7/17/14 Case Specifics: On July 17, 2014, HDI, Inc. pleaded guilty to 2 misdemeanor counts of Unauthorized Discharge, Tex. Water Code § 7.147, and was ordered to pay a $20,000 fine. An investigation conducted by TPWD Environmental Crimes Unit and the TCEQ Environmental Crimes Unit determined that employees of HDI, Inc. allowed the discharge of a pollutant into water in the state. The case was prosecuted by the Travis County District Attorney’s Office. 26. Case Name System Launch Media Type Number of Defendants Felony Counts Air 1 Individual 2 Misdemeanor Counts Date of Case Resolution 8/19/14 Case Specifics: On January 14, 2014, Michael G. Johnson pleaded guilty to felony counts of Wire Fraud, 13 U.S.C. § 1843, and False Statements Under the Clean Air Act, 42 U.S.C. §7413(c)(2)(A). On August 19, 2014, Mr. Johnson was sentenced to 28 months imprisonment, and ordered to pay $354,529 in restitution. An investigation conducted by the EPA Criminal Investigation Division and the TCEQ Environmental Crimes Unit determined that Mr. Johnson obtained EPA-issued Certificates of Conformity by submitting fraudulent vehicle engine emission tests. The case was prosecuted by the United States Attorney’s Office for the Northern District of Texas. Page 13 of 14 Appendix 19: Criminal Convictions FY 2014 27. Case Name Tonda Helms, Spring Lake MHP Case Specifics: Media Type Number of Defendants Water 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 8/28/14 On August 28, 2014, Tonda Jolane Helms pleaded guilty to one misdemeanor count of Unauthorized Discharge, Tex. Water Code § 7.147, and was sentenced to 2 years’ probation, 80 hours of community service and ordered to pay $1005 in restitution to the TCEQ. An investigation conducted by the TCEQ Environmental Crimes Unit determined that Ms. Helms operated a wastewater treatment plant at Spring Lake Mobile Home Park, near Tyler, without the required permit. The case was prosecuted by the Travis County District Attorney’s Office. Page 14 of 14 Appendix 20: Criminal Convictions FY 2013 1. Case Name Media Type Number of Defendants Felony Counts Upland Investments Air 5 Individuals 5 Misdemeanor Counts Date of Case Resolution 3/18/13 Case Specifics: On November 8, 2011, Bich Dong Ngo pleaded guilty to one felony count of False Statement under the Clean Air Act, 42 U.S.C. § 7413(c)(2)(A). On September 21, 2012, the United States District Court for the Northern District of Texas sentenced Bich Dong Ngo to 1 year probation, and no fine. On January 1, 2012, Dahn Cong Tran pleaded guilty to one felony count of False Statement under the Clean Air Act, 42 U.S.C. § 7413(c)(2)(A). On September 5, 2012, the United States District Court for the Northern District of Texas sentenced Dahn Cong Tran to 1 year probation, and no fine. On October 4, 2011, Huy Ngoc Nguyen pleaded guilty to one felony count of False Statement under the Clean Air Act, 42 U.S.C. § 7413(c)(2)(A). On September 5, 2012, the United States District Court for the Northern District of Texas sentenced Huy Ngoc Nguyen to 1 year probation, and no fine. On August 7, 2012, Nghiem Van Tran pleaded guilty to one felony count of Conspiracy to Violate the Clean Air Act, 18 U.S.C. § 371, and 42 U.S.C. § 7413(c)(2)(A). On March 18, 2013, the United States District Court for the Northern District of Texas sentenced Nghiem Van Tran to 15 months imprisonment, which will begin on February 25, 2014, followed by one year of supervised release, and a $5,000 fine. On August 20, 2012, Nghi Cong Tran pleaded guilty to one felony count of Conspiracy to Violate the Clean Air Act, 18 U.S.C. § 371, and 42 U.S.C. § 7413(c)(2)(A). On December 5, 2012, the United States District Court for the Northern District of Texas sentenced Nghi Cong Tran to 15 months imprisonment, followed by one year of supervised release, and no fine. A joint investigation conducted by TCEQ ECU, TX DPS, and EPA-CID determined that the defendants participated in a scheme to falsify vehicle emission tests. This case was prosecuted by the United States Attorney’s Office for the Northern District of Texas. Page 1 of 7 Appendix 20: Criminal Convictions FY 2013 2. Case Name Media Type Number of Defendants Felony Counts Hot Transport IHW 1 Individual 1 Misdemeanor Counts Date of Case Resolution 10/23/12 Case Specifics: On October 23, 2012, David Overdorf, pleaded guilty to one felony count of Disposal of Hazardous Waste without a Permit, 42 U.S.C. § 6928(d)(2)(A). Mr. Overdorf was sentenced to five years probation, and ordered to pay a $50,000 fine. An investigation conducted by EPA-CID and TCEQ ECU determined that Mr. Overdorf illegally disposed of hazardous waste generated by HOT Transport. The hazardous waste consisted of tank wash wastewater that had the characteristics of ignitability and benzene toxicity. This case was prosecuted by the United States Attorney’s Office for the Eastern District of Texas. 3. Case Name Media Type Number of Defendants Felony Counts Pemco Services, Inc Water 1 Corporation 8 Misdemeanor Counts Date of Case Resolution 11/2/12 Case Specifics: On November 2, 2012, Pemco Services, Inc. pleaded guilty to eight felony counts of Unauthorized Discharge of a Waste or Pollutant, Tex. Water Code § 7.145(a)(1) and (a)(2). After a sentencing hearing, Pemco Services, Inc. was ordered to pay a $1,350,000 fine and $14,534.31 restitution to the Texas Parks and Wildlife Department. An investigation conducted by the TPWD and TCEQ ECU determined that Pemco Services Inc. operated a drilling mud landfarm in violation of its Railroad Commission permit. Pemco Services Inc. disposed more than the permit volume of drilling mud at the site, and allowed stormwater contaminated with drilling mud to run off the facility, in violation of Railroad Commission rules. This case was prosecuted by the Travis County District Attorney’s Office. Page 2 of 7 Appendix 20: Criminal Convictions FY 2013 4. Case Name Media Type Number of Defendants Felony Counts Misdemeanor Counts Date of Case Resolution Team Industrial Air 1 Corporation 1 11/15/12 Services, Inc. Case Specifics: On November 15, 2012, Team Industrial Services pleaded guilty to one count of Negligent Release of Hazardous Air Pollutants, 42 USC § 7413(c)(4) and 18 USC § 2. Team Industrial Services, Inc. was sentenced to five years probation, and a $200,000.00 fine. An investigation by EPA-CID and TCEQ ECU determined that Team admitted that it negligently released hazardous pollutants from a refinery in Borger, Texas. Team Industrial Services did not follow required emission monitoring protocols, manipulated testing, and reported false information to EPA and TCEQ. This case was prosecuted by the United States Attorney’s Office for the Northern District of Texas. 5. Case Name Media Type Number of Defendants Felony Counts Misdemeanor Counts Date of Case Resolution Battery Waste 3 Individuals 3 12/12/12 Reclamation, Inc. On December 3, 2012, Kathlene Ann Cox pleaded guilty to one misdemeanor count of Negligent Release of a Hazardous Air Pollutant, 42 U.S.C. § 7413(c)(4). On December 12, 2012, Ms. Cox was sentenced to 1 year probation. On December 3, 2012, Robert L. Curry, Sr. pleaded guilty to one misdemeanor count of Negligent Release of a Hazardous Air Pollutant, 42 U.S.C. § 7413(c)(4). On December 12, 2012, Mr. curry was sentenced to 1 year probation. On December 3, 2012, Herbert A.F. Larsen pleaded guilty to one misdemeanor count of Negligent Release of a Hazardous Air Pollutant, 42 U.S.C. § 7413(c)(4). On December 12, 2012, Mr. Larsen was sentenced to 1 year probation. An investigation conducted by the TCEQ ECU and the EPA-CID determined that the defendants operated a battery recycling facility in Pecos, Texas. The processing of alkaline batteries at the facility resulted in the large amounts of zinc manganese powder which was contaminated with mercury and cadmium. The stockpiling of this waste at the facility resulted in the continued release of hazardous air pollutants from the facility. This case was prosecuted by the United States Attorney’s Office for the Western District of Texas. Page 3 of 7 Appendix 20: Criminal Convictions FY 2013 6. Case Name Media Type Number of Defendants McCulloch Air 1 Corporation Felony Counts Misdemeanor Counts Date of Case Resolution 1 12/14/12 On December 14, 2012 McCulloch Auto Salvage, Inc. pleaded no contest to one misdemeanor count of Tampering with a Governmental Record, Tex. Penal Code § 37.10. McCullogh Auto Salvage, Inc. was ordered to pay a $2,000 fine. An investigation conducted by the TCEQ ECU determined that McCullogh Auto Salvage submitted a falsified “Air Check Texas Retired Vehicle Transfer Manifest” to the TCEQ, which falsely indicated that a vehicle had been destroyed pursuant to the Low Income Vehicle Repair Assistance, Retrofit, and Accelerated Vehicle Retirement Program (LIRAP). This case was prosecuted by the Travis County Attorney’s Office. 7. Case Name Media Type Number of Defendants Felony Counts Misdemeanor Counts Date of Case Resolution 1 Corporation 2 2 12/19/12 1 Individual On December 19, 2012, Champion Dirt, Inc. pleaded guilty to two first degree felony counts of Aggregated Securing Execution of a Document by Deception, Tex. Penal Code § 32.46. Champion Dirt, Inc. was ordered to pay a $10,000 fine. Champion Dirt Air On December 19, 2012, Billy Ray Martinez, Sr. pleaded guilty to two misdemeanor counts of Securing Execution of a Document by Deception, Tex. Penal Code § 32.46. Billy Ray Martinez was sentenced to 2 years probation, and ordered to pay $340,000 restitution to the TCEQ TERP program. An investigation conducted by the TCEQ ECU determined that Billy Ray Martinez and Champion Dirt, Inc. obtained several TERP grants from the TCEQ by fraud. This case was prosecuted by the Travis County District Attorney’s Office. Page 4 of 7 Appendix 20: Criminal Convictions FY 2013 8. Case Name Media Type Number of Defendants Terra Biochem, LLC Water 1 Corporation Felony Counts Misdemeanor Counts Date of Case Resolution 1 2/1/13 On February 1, 2013, Terra Biochem, LLC pleaded guilty to one misdemeanor count of Unauthorized Discharge, Tex. Water Code § 7.147. Terra Biochem, LLC was ordered to pay a $37,447 fine and $12,552.89 restitution to the Texas Parks and Wildlife Department. An investigation by the TCEQ ECU and Texas Parks and Wildlife determined that Terra Biochem, LLC discharged industrial wastewater from its facility without a permit. The case was prosecuted by the Travis County District Attorney’s Office. 9. Case Name Media Type Number of Defendants Felony Counts Misdemeanor Counts Date of Case Resolution Charles Holston, Water 3 Corporations 3 10/16/2012 Inc. On October 16, 2012, Industrial Truck Lift, Inc. pleaded guilty to a class C misdemeanor count of Illegal Dumping, Tex. Health & Safety Code § 365.012, and paid a $2000 fine. On October 16, 2012, Rig Tools, Inc. pleaded guilty to a class C misdemeanor count of Illegal Dumping, Tex. Health & Safety Code § 365.012, and paid a $2000 fine. On October 16, 2012, BMG Industrial, Inc. pleaded guilty to a class C misdemeanor count of Illegal Dumping, Tex. Health & Safety Code § 365.012, and paid a $2000 fine. In investigation by TPWD and TCEQ ECU determined that companies associated with Charles Holston, Inc. illegally disposed contaminated stormwater from oil/gas separation facility in Center, Texas. The case was prosecuted by the Travis County Attorney’s Office. Page 5 of 7 Appendix 20: Criminal Convictions FY 2013 10. Case Name Media Type JT Kennard Number of Defendants Felony Counts 1 Individual 1 Misdemeanor Counts Date of Case Resolution 3/7/13 On March 7, 2013, JT Kennard pleaded guilty to one state jail felony count of Tampering with a Governmental Record, Tex. Penal Code § 37.10. JT Kennard was sentenced to 2 years deferred adjudication, and ordered to pay a $200 fine. An investigation conducted by the TCEQ ECU determined that JT Kennard submitted falsified solid waste disposal records to the TCEQ Dallas/Fort Worth Regional Office. The falsified records were related to compliance with a pending administrative enforcement case. The case was prosecuted by the Tarrant County District Attorney’s Office. 11. Case Name Fermin Collaso Media Type Number of Defendants Felony Counts Waste 1 Individual 1 Misdemeanor Counts Date of Case Resolution 7/16/13 On July 16, 2013, Fermin Collaso pleaded guilty to one state jail felony count of Illegal Dumping, Tex. Health & Safety Code § 365.012. Fermin Collaso was sentenced to 3 years deferred adjudication, and ordered to pay a $1,000 fine. An investigation conducted by the TCEQ ECU determined that Fermin Collaso illegally disposed solid waste, for commercial purposes, at 10040 Farm to Market Road 1346, in Bexar County. The case was prosecuted by the Bexar County District Attorney’s Office. Page 6 of 7 Appendix 20: Criminal Convictions FY 2013 12. Case Name Media Type Number of Defendants Felony Counts Misdemeanor Counts Date of Case Resolution 1 Corporation 8/1/13 1 1 1 Individual 8/29/13 On July 29, 2013, Texas Lone Star Leasing, LLC pleaded guilty to one felony count of Aggregated Securing Execution of a Document by Deception, Tex. Penal Code § 32.46. Texas Lone Star Leasing, LLC, was ordered to pay a $25,000 fine and $194,610 in restitution to the TCEQ TERP program. Stomper Air On August 29, 2013, Raymond Tupper, Manager of Texas Lone Star Leasing, LLC pleaded guilty to one misdemeanor count of Securing Execution of a Document by Deception, Tex. Penal Code § 32.46. Mr. Tupper was sentenced to 2 years deferred adjudication. An investigation by the TCEQ ECU and EPA-CID determined that Patrick Todd, President of Texas Lone Star Leasing, LLC, and Raymond Tupper, Manager of Texas Lone Star Leasing, LLC obtained TERP grants though fraud. Specifically, the defendants submitted grant applications for replacement of three trucks, which contained falsified photographs indicating the trucks being replaced were larger and contained additional axles. The case was prosecuted by the Travis County District Attorney’s office. Page 7 of 7 Appendix 21: Criminal Convictions FY 2012 1. Case Name Media Type Number of Defendants Stacy Wasek WQ 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 2 10/04/2011 Case Specifics: Case Specifics: On October 4, 2011, Stacey Wasek pleaded guilty to two counts of Attempted Unauthorized Discharge of a Waste or Pollutant in violation of Tex. Water Code § 7.147. Ms. Wasek was sentenced to one year of deferred adjudication and was ordered to pay a $70,000 fine, complete a TCEQ PST Operator training class, and perform 25 hours of community service. A TCEQ investigation determined that Ms. Wasek submitted falsified documents to a TCEQ Region 11 investigator in response to a Notice of Violation. The falsified documents indicated that necessary repairs had been made to spill and overfill equipment for an underground storage tank system, when in fact those repairs had not been made. The case was prosecuted by the Travis County District Attorney’s Office. 2. Case Name Enviro Technology, Brian Spacek Case Specifics: Media Type Number of Defendants Felony Counts WQ 1 Individual 1 Misdemeanor Counts Date of Case Resolution 10/20/11 On October 20, 2011, Brian Spacek pleaded guilty to one state jail felony count of Tampering with a Governmental Record, Tex. Penal Code § 37.10. Mr. Spacek was sentenced to two years of probation. A TCEQ investigation determined that Brian Spacek falsified chain of custody and laboratory analytical reports. The analytical reports were submitted to the City of Austin and other governmental entities by clients of Mr. Spacek’s company, Enviro Technology, Inc. for the purpose of wastewater compliance monitoring required by the Clean Water Act. The case was prosecuted by the Travis County District Attorney’s Office. Page 1 of 11 Appendix 21: Criminal Convictions FY 2012 3. Case Name Media Type Number of Defendants Felony Counts Thunderbolt WQ 1 Individual 2 Corporations 6 Misdemeanor Counts Date of Case Resolution 10/24/2011 Case Specifics: On October 24, 2011, I.C.T Engines, Inc., DBA Thunderbolt pleaded guilty to two felony counts of an Unauthorized Discharge, in violation of the Tex. Water Code § 7.145. I.C.T Engines, Inc. was ordered to pay a $6,000 fine. On October 24, 2011, Impaco, Inc. pleaded guilty to two felony counts of an Unauthorized Discharge, in violation of the Tex. Water Code § 7.145. Impaco, Inc. was ordered to pay a $6,000 fine. On October 24, 2011, Harry Hartley II pleaded guilty to two felony counts of an Unauthorized Discharge, in violation of the Tex. Water Code § 7.145. Mr. Hartley was sentenced to ten years of probation, ordered to pay $6,000 in fines and ordered to pay $30,000 in restitution to the City of Houston. A joint investigation by TPWD, TCEQ and the Houston Police Department determined that the defendants violated Tex. Water Code § 7.145 by discharging industrial waste water into a storm drain. Page 2 of 11 Appendix 21: Criminal Convictions FY 2012 4. Case Name A & F Industrial Services Case Specifics: Media Type Number of Defendants Felony Counts WQ 2 Individuals 3 Misdemeanor Counts Date of Case Resolution 11/09/2011 On July 7, 2011, Julie Perez pleaded guilty to one count of conspiracy to violate the Clean Water Act, 18 U.S.C. § 371. On November 9, 2011, Ms. Perez was sentenced to five years probation and ordered to pay $11,300 restitution to the San Antonio Water System. On July 7, 2011, Patricia Guzman pleaded guilty to one count of Conspiracy to violate the Clean Water Act, 18 U.S.C. § 371 and one count of Removal of Property to Prevent Seizure, 18 U.S.C. § 2232. On November 9, 2011, Ms. Guzman was sentenced to five years probation and ordered to pay $11,300 restitution to the San Antonio Water System. A joint EPA and TCEQ investigation determined that Julie Perez and Patricia Guzman conspired to discharge thousands of gallons of used restaurant grease and sludge into Huebner Creek and sewer pipes leading to Dos Rios Water Recycling Center by completing missing information on disposal manifests and forging driver’s signatures on disposal manifests, which indicated under-reporting of grease and sludge waste. The case was prosecuted by the United States Attorney’s Office for the Western District of Texas. 5. Case Name Media Type Number of Defendants Salvador Farias MSW 1 Felony Counts Misdemeanor Counts Date of Case Resolution 1 11/15/11 Case Specifics: On November 15, 2011, Salvador Farias, III, pleaded guilty to 1 misdemeanor count of Illegal Dumping, Tex. Health & Safety Code § 365.012. Mr. Farias was sentenced to one year deferred adjudication and ordered to pay a $500 fine. An investigation conducted by TCEQ and the San Antonio Police Department determined that Mr. Farias allowed the disposal of construction demolition debris and wood debris on his property, located at 13105 Babcock Road, in San Antonio. This case was prosecuted by the Bexar County District Attorney’s Office. Page 3 of 11 Appendix 21: Criminal Convictions FY 2012 6. Case Name Media Type Number of Defendants Felony Counts HOT Transport IHW 1 Individual 1 Misdemeanor Counts Date of Case Resolution 11/22/11 Case Specifics: On November 22, 2011, Clinton Promise pleaded to one felony count of Disposal of Hazardous Waste Without a Permit, 42 USC § 692(d)(2)(A). Mr. Promise was sentenced to three years probation, ordered to pay a $3,000.00 fine and to perform 40 hours of community service. An investigation by EPA and TCEQ determined that Mr. Promise illegally disposed approximately 45,000 lbs of hazardous waste generated by HOT Transport. The hazardous waste consisted of tank wash wastewater that had the characteristics of Ignitability and Benzene Toxicity. This case was prosecuted by the United States Attorney’s Office for the Eastern District of Texas. 7. Case Name Media Type Number of Defendants Felony Counts Carlos Pedro Martinez MSW 1 Individual 1 Misdemeanor Counts Date of Case Resolution 01/04/12 Case Specifics: On January 4, 2012, Carlos Pedro Martinez, pleaded guilty to 1 felony count of Illegal Dumping, in violation of Tex. Health & Safety Code § 365.012. Mr. Martinez was sentenced to 4 years deferred adjudication and ordered to pay a $1000 fine, and complete 120 hours of community service. An investigation by TCEQ and the Nueces County Constable’s Office determined that Mr. Martinez, the owner of Coastal Sweeping Services, Inc., disposed more than 40 loads of street sweeping waste at an unpermitted location. The case was prosecuted by the Nueces County District Attorney’s office. Page 4 of 11 Appendix 21: Criminal Convictions FY 2012 8. Case Name Media Type Number of Defendants Maria Huerta WQ 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 01/09/12 Case Specifics: On January 9, 2012, Maria Huerta pleaded guilty to one count of Tampering with a Governmental Record in violation of Tex. Penal Code § 37.10. Ms. Huerta was sentenced to 12 months deferred adjudication, ordered to pay a $1,500 fine and ordered to forfeit her OSSF License for the period of probation. A TCEQ investigation determined that Mary Huerta submitted a false governmental record to the TCEQ. Specifically, Ms. Huerta attended the 2010 Texas On-Site Wastewater Treatment Research Council training, and on February 23, 2011, submitted documentation to the TCEQ which indicated Angel Huerta had also attended that training, and Angel Huerta did not attend the training. The case was prosecuted by the Travis County Attorney’s Office. Page 5 of 11 Appendix 21: Criminal Convictions FY 2012 9. Case Name Belvan Corp. Michael Davis, Daniel Meacham & Robert Stewart Case Specifics: Media Type Number of Defendants AIR 1 Corporation 3 Individuals Felony Counts 1 Misdemeanor Counts 3 Date of Case Resolution 3/23/12 1/18/12 On December 22, 2011, Belvan Corp pleaded guilty to 1 felony count of Violating the Clean Air Act, 42 USC § 7412(c)(2)(B), Failure to Notify or Report under the Clean Air Act, 42 USC § 7413(c)(2)(B), and Aiding and Abetting, 18 USC § 2. On March 23, 2012, Belvan Corp was sentenced to five years probation, and ordered to pay a $500,000 fine. On January 18, 2012, Michael Davis, Vice President of Engineering and Operations of Belvan Corp., pleaded guilty to one misdemeanor count of Negligent Endangerment under the Clean Air Act, 42 USC § 7413(c)(4), and Aiding and Abetting, 18 USC § 2. Mr. Davis was sentenced to one year probation, ordered to pay a $50,000 fine, and ordered to complete an 8 Hour Environmental Awareness Training. On January 18, 2012, Daniel Valmer Meacham, Operations Supervisor of Belvan Corp., pleaded guilty to 1 misdemeanor count of Negligent Endangerment under the Clean Air Act, 42 USC § 7413(c)(4), and Aiding and Abetting, 18 USC § 2. Mr. Meacham was sentenced to one year probation, ordered to pay a $22,000 fine, and ordered to complete an 8 Hour Environmental Awareness Training. On January 18, 2012, Robert Mark Stewart, Environmental Coordinator of Belvan Corp., pleaded guilty to 1 misdemeanor count of Negligent Endangerment under the Clean Air Act, 42 USC § 7413(c)(4), and Aiding and Abetting, 18 USC § 2. Mr. Stewart was sentenced to one year probation, ordered to pay a $15,000 fine, and to complete an 8 Hour Environmental Awareness Training. A joint EPA and TCEQ investigation determined that the Defendants violated the Clean Air Act by allowing the release of hydrogen sulfide, sulfur dioxide, and other air pollutants from the Belvan Midway Lane Gas Processing Plant, from October 15, 2005 to December 12, 2008, and negligently placed people in imminent danger of death or serious bodily injury. The Defendants also negligently failed to notify the appropriate regulatory authorities of the continuing emission event, as required by the Clean Air Act. The case was prosecuted by the United States Attorney’s Office for the Northern District of Texas. Page 6 of 11 Appendix 21: Criminal Convictions FY 2012 10. Case Name Allan Doss Media Type Number of Defendants MSW 1 Felony Counts Misdemeanor Counts Date of Case Resolution 1 1/20/12 Case Specifics: On January 20, 2012, pleaded no contest to one misdemeanor count of Illegal Dumping, Texas Health & Safety Code § 365.012. Mr. Doss was sentenced to one month deferred adjudication, and ordered to pay a $500 fine. And investigation conducted by TPWD and TCEQ determined that Mr. Doss disposed a brush pile and a dead horse in the Colorado River. The case was prosecuted by the Travis County Attorney’s Office. 11. Case Name Bencor, LLC/Christine Giese Case Specifics: Media Type Number of Defendants Felony Counts Misdemeanor Counts Date of Case Resolution IHW 1 Corporation 1 Individual 1 1 3/23/12 On March 23, 2012, Bencor, LLC pleaded guilty to one felony count of Transportation of Hazardous Waste Without a Manifest, in violation of Texas Water Code § 7.162. Bencor, LLC was ordered to pay a $50,000 fine. On March 23, 2012, Christine Giese pleaded guilty to one misdemeanor count of Violations Relating to Hazardous Waste. Ms. Giese was sentenced to 1 year deferred adjudication probation and ordered to pay $15,138.86 in restitution to the TCEQ. An investigation conducted by TCEQ, TPWD, and EPA determined that Christine Giese and Bencor, LLC caused drums containing hazardous wastes to be transported from the Bencor, LLC facility in Brenham to storage unit on Ponds Springs Road in Austin, Texas. The hazardous wastes were then abandoned in the storage unit. The case was prosecuted by the Travis County District Attorney’s Office. Page 7 of 11 Appendix 21: Criminal Convictions FY 2012 12. Case Name Curby Ohneiser/ Ohnheiser Properties Case Specifics: Media Type Number of Defendants AIR 1 Corporation Felony Counts Misdemeanor Counts Date of Case Resolution 1 6/11/12 On June 11, 2012, Ohneiser Properties pleaded no contest to 1 misdemeanor Tampering with a Governmental Record in violation of Tex. Penal Code § 37.09. count of Ohneiser Properties was ordered to pay a $10,000 fine. An investigation by the TCEQ Environmental Crimes Unit determined that Curby Ohneiser, owner of Ohnheiser Properties, submitted a falsified Request for Reimbursement to the TCEQ TERP program. On July 19, 2010, Ohneiser submitted a Request for Reimbursement for a 2007 John Deere tractor, with supporting documentation which indicated the tractor was purchased from Brazos Valley Equipment Company in Waco, when in fact the tractor was purchased from a private seller. The case was prosecuted by the Travis County Attorney’s Office. Page 8 of 11 Appendix 21: Criminal Convictions FY 2012 13. Case Name Rodgers Media Type Number of Defendants Felony Counts Misdemeanor Counts Date of Case Resolution MSW 2 Individuals 1 1 6/11/12 Case Specifics: On June 11, 2012, Gregory Allan Rodgers pleaded guilty to one felony count of illegal dumping in violation of Texas Health & Safety Code § 365.012. Mr. Rodgers was ordered to pay $25,038.89 restitution (joint and several liability with codefendant), sentenced to 5 years of probation, and ordered to complete 100 hours of community service and forfeit his TCEQ scrap tire hauler license. On June 11, 2012, Ruth Rodgers pleaded guilty to one misdemeanor count of Illegal Dumping in violation of Texas Health & Safety Code § 365.012. Mrs. Rodgers was ordered to pay $25,038.89 restitution (joint and several liability with codefendant), sentenced to 2 years of probation, and ordered to complete 100 hours of community service and forfeit her TCEQ scrap tire hauler license. A joint investigation conducted by TCEQ and the Travis County Attorney’s Office determined that Mr. and Mrs. Rodgers illegally dumped tires at unpermitted location, 5490 East Highway 290, Giddings, Texas, which was not an approved solid waste disposal site. The case was prosecuted by the Travis County District Attorney’s Office. Page 9 of 11 Appendix 21: Criminal Convictions FY 2012 14. Case Name Hisle Media Type Number of Defendants WQ 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 6/12/12 Case Specifics: On June 12, 2012, James Fredrick Hisle pleaded no contest to the offense of Unauthorized Discharge, in violation of the Tex. Water Code § 7.147. Mr. Hisle was ordered to pay a fine of $2,000.00. An joint investigation conducted by TCEQ and TPWD determined that on or about July 1, 2010, Mr. Hisle allowed the discharge of a waste or a pollutant into water in the state. The case was prosecuted by the Travis County Attorney’s Office. 15. Case Name Jack Kile Media Type Number of Defendants Felony Counts PWS 1 Individual 1 Misdemeanor Counts Date of Case Resolution 8/6/12 Case Specifics: On August 6, 2012, Jack Kile pleaded guilty to one state jail felony count of Tampering with a Governmental Record in violation of Tex. Penal Code § 37.09. Mr. Kile was sentenced to 3 years deferred adjudication, ordered to pay a $2500 fine, must and complete a water utility management course. An investigation by the TCEQ Environmental Crimes Unit determined Mr. Kile knowingly submitted falsified Surface Water Monthly Operating Reports to the Texas TCEQ from June 2009 to January 2010. The falsified reports indicated that the turbidity in drinking water produced by West Cedar Creek MUD was within acceptable limits, when in fact the turbidity was too high. The case was prosecuted by the Travis County District Attorney’s Office. Page 10 of 11 Appendix 21: Criminal Convictions FY 2012 16. Case Name Up-Land Investments / Ngan Tien Tran Case Specifics: Media Type Number of Defendants Felony Counts AIR 1 Individual 1 Misdemeanor Counts Date of Case Resolution 8/13/12 On April 2, 2012, 2012, Ngan Tien Tran pleaded guilty to one felony count of Making a False Statement in violation of Title 18, USC § 1001. On August 13, 2012, Mr. Tran was sentenced to 12 months and one day imprisonment, and one year probation. A joint investigation conducted by TCEQ, TX DPS, and EPA-CID investigation determined that Mr. Tran participated in a scheme to falsify vehicle emission tests. The case was prosecuted by the United States Attorney’s Office for the Northern District of Texas. Page 11 of 11 Appendix 22: Criminal Convictions FY 2011 1. Case Name Outdoor Creations Company Case Specifics: Media Type Number of Defendants Felony Counts PI 1 Individual 1 Misdemeanor Counts Date of Case Resolution 9/03/10 On July 24, 2009, Robert Barton McCans, Jr., was convicted of one count of violating Texas Penal Code 31.02, Theft ($1,500-$20,000 [SJF]). McCans was sentenced to five (5) years of probation, fined $500, and ordered to pay restitution of $10,100 to the victims of his scheme. On September 3, 2010, Mr. McCans was found to be in violation of conditions of his probation and was sentenced to one year of incarceration. The charges are a result of Mr. McCans holding himself out as a TCEQ-licensed landscape irrigator to securing job contracts and payments then absconding with payment. Page 1 of 12 Appendix 22: Criminal Convictions FY 2011 2. Case Name Fleet Management Limited Media Type Number of Defendants Felony Counts WQ 1 Corporation 6 Misdemeanor Counts 2 Individuals Date of Case Resolution 9/14/2010 11/22/10 Case Specifics: On June 3, 2010, Fleet Management Limited pleaded guilty to one count of failing to maintain an accurate oil record book as required by the Act to Prevent Pollution in violation of 18 U.S.C., Section 2 and two counts of making false statements to the U.S. Coast Guard in violation of 18 U.S.C., Section 1001(a). On September 14, 2010, Fleet Management Limited was ordered to serve four years of probation and pay a $3,000,000 fine. On November 22, 2010, Prasada Reddy Mareddy pleaded guilty of one count of Conspiracy to Obstruct a U.S. Coast Guard Investigation in violation of 18 U.S.C. Section 371 and 1519. Mr. Mareddy was ordered to serve five years of probation and pay a $300 fine. On November 22, 2010,John Porunnolil Zacharias pleaded guilty of one count of Conspiracy to Obstruct a U.S. Coast Guard Investigation in violation of 18 U.S.C. Section 371 and 1519 and one count of Failure to Maintain an Oil Record Book in violation of 33 U.S.C. Section 1908(a), 33 C.F. R. Section 151.25. Mr. Zacharias was ordered to serve five years probation and pay a $300 fine. The charges resulted from allegations made by crewman from vessel Lowlands Sumida alleging that the vessel was bypassing oil water separator and discharging unmonitored waste oil, sludge, and oily bilge water, directly the open sea. Page 2 of 12 Appendix 22: Criminal Convictions FY 2011 3. Case Name Media Type Number of Defendants Felony Counts Misdemeanor Counts Date of Case Resolution WQ 1 Corporation 1 9/15/10 Bell County Carpet Case Specifics: On September 15, 2010, Bell County Carpet Cleaning, Inc. pleaded guilty to one count of unauthorized discharge, in violation of Tex. Water Code section 7.147. Bell County Carpet Cleaning, Inc. was ordered to pay a $3,700 fine. The charges are a result of an employee of Bell County Carpet Cleaning, Inc. discharging wastewater and cleaning solution into a storm sewer. 4. Case Name Gulf Chemical & Metallurgical Corp, Case Specifics: Media Type Number of Defendants Felony Counts WQ 1 Individual 11 Misdemeanor Counts Date of Case Resolution 9/28/10 On September 28, 2010, Raj Vadlamudi, a former environmental manager of Gulf Chemical, pleaded guilty to 11 counts of intentional or knowing unauthorized discharge, in violation of Tex. Water Code 7.145. Mr. Vadlamudi was ordered to serve three years probation and pay a $5,000 fine. The charges resulted from Gulf Chemical & Metallurgical Corp. intentionally discharging wastewater which exceeded their permit limits. 5. Case Name Michael Lloyd Norfleet Case Specifics: Media Type Number of Defendants PI WQ 1 Individual / Felony Counts Misdemeanor Counts Date of Case Resolution 1 10/1/10 On October 1, 2010, Michael Lloyd Norfleet pleaded guilty to one count of tampering with a governmental record in violation of Tex. Penal Code section 37.09. Mr. Norfleet was ordered to pay a $2000 fine. The charge resulted from Mr. Norfleet’s submission of a falsified notice of construction for a petroleum storage tank removal. Page 3 of 12 Appendix 22: Criminal Convictions FY 2011 6. Case Name C & C Road Construction Inc. Case Specifics: Media Type Number of Defendants MSW 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 10/13/10 On October 13, 2010, Alfredo Francisco Corral, the Superintendent of C & C Road Construction Inc. pleaded guilty to one count of illegal dumping in violation of Tex. Health & Safety Code section 365.012. Mr. Corral was ordered to pay a $500 fine. C & C Road Construction Inc. also agreed to provide up to $10,000 of clean-up services to Keep El Paso Beautiful. The charges resulted from C & C Road Construction Inc. illegally dumping waste generated from the Keep El Paso Beautiful, Mesa Project in El Paso County. 7. Case Name Media Type Number of Defendants Felony Counts Daniel Sloan/ PI/Air 1 Individual 2 1 Corporation 4 Emission Reduction Specialists Case Specifics: Misdemeanor Counts Date of Case Resolution 11/19/10 On November 19, 2010, Daniel J. Sloan, owner and President of Emissions Reduction Specialists (ERS), pleaded guilty to two counts of Securing Execution of Document by Deception, a 2nd Degree Felony. In addition, the corporation Emission Reduction Specialist, pleaded guilty to four 1st Degree Felony counts of Securing Execution of Document by Deception. Mr. Sloan was sentenced to 10 years of probation and must pay $90,000 in restitution to the Texas Commission on Environmental Quality TERP program and Emission Reduction Specialist, received a $10,000 fine. The investigation conducted by the TCEQ Environmental Crimes Unit found that Sloan included inflated bid quotes in grant applications submitted to TCEQ’s Texas Emission Reduction Plan (TERP). Specifically, Mr. Sloan inflated the quotes to include his consultant fees, which Mr. Sloan knew was not allowed by the TERP program. Page 4 of 12 Appendix 22: Criminal Convictions FY 2011 8. Case Name Media Type Number of Defendants Felony Counts Bruce Schibik WQ/PI 1 Individual 26 Misdemeanor Counts Date of Case Resolution 12/2/10 Case Specifics: On December 2, 2010, Bruce Schibik pleaded guilty to 26 counts of an intentional or knowing unauthorized discharge in violation of Tex. Water Code section 7.145. Mr. Schibik was ordered to pay a $26,000 fine, to serve five years of probation and to not work as an environmental manager during the term of his probation. The investigation conducted by the TCEQ Environmental Crimes Unit found that Schibik trained and directed certain Bayshore Industrial employees to take grab samples rather than flow weighted composite samples of treated wastewater required by Bayshore Industrial’s NPDES permit. Schibik then allowed the samples to be analyzed at an offsite contract laboratory knowing the samples were not collected properly. Once Schibik received the data back from the lab for the samples, he hand wrote the lab results on the DMR form, hand wrote on the DMR that the samples were composite samples, signed the DMR and submitted it to the TCEQ every month for thirty-six (36) months from January 2006 to December 2008. Schibik submitted the DMRs to the TCEQ Austin Office with full knowledge of their falsity and with the intent that the DMRs be accepted by the TCEQ as a genuine and truthful governmental record. Bayshore Industrial discovered what Schibik was doing and, after conducting an internal investigation, fired Schibik on 3/24/09. 9. Case Name Media Type Number of Defendants Felony Counts Ricky Pruitt IHW 1 Individual 1 Misdemeanor Counts Date of Case Resolution 1/25/11 Case Specifics: On January 25, 2011 Ricky Pruitt was found to be in violation of conditions of his probation and his probation was revoked. Mr. Pruitt was ordered to serve two years at TDCJ. Mr. Pruitt was originally placed on probation on July 9, 1999 as a result of his conviction related to providing falsified insurance documentation to the TCEQ that was required under TCEQ hazardous waste rules. Page 5 of 12 Appendix 22: Criminal Convictions FY 2011 10. Case Name Nelson King d/b/a Affordable Lawn Care Case Specifics: Media Type Number of Defendants Air 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 2/02/11 On February 2, 2011, Nelson King pleaded guilty to one count of misdemeanor illegal outdoor burning in violation of the Tex. Water Code 7.177. Mr. King was sentenced to 8 months probation, fined $500, and must perform 40 hours of community supervised release. The charges resulted from an illegal outdoor burning incident which occurred in 2008. Mr. King had been previously informed about the outdoor burning prohibition by Wise County Fire Marshall and a TCEQ investigator, while investigating identical complaints received on Mr. King. 11. Case Name North American Steel Corporation Case Specifics: Media Type Number of Defendants PI / AIR 1 Corporation Felony Counts Misdemeanor Counts Date of Case Resolution 1 2/08/11 On February 8, 2011, North American Steel Corporation pleaded guilty to one count of tampering with a governmental record in violation of Tex. Penal Code section 37.10. North American Steel Corporation was ordered to a $100,000 fine. The investigation conducted by the TCEQ Environmental Crimes Unit found that North American Steel Corporation submitted an air permit application which falsely represented that certain pollution control measure were in place. Page 6 of 12 Appendix 22: Criminal Convictions FY 2011 12. Case Name Capitol City Disposal, Incorporated Case Specifics: Media Type Number of Defendants Felony Counts MSW 1 Corporation 26 2/08/11 1 Individual 26 4/14/11 Misdemeanor Counts Date of Case Resolution On January 26, 2011, Capitol City Disposal, Incorporated pleaded guilty to 26 counts of felony illegal dumping in violation of Tex. Health & Safety Code section 365.012. On April 14, 2011, Juan Deanda pleaded guilty to 26 counts of felony illegal dumping in violation of Tex. Health & Safety Code section 365.012. Capitol City Disposal, Incorporated was ordered to pay $200,000 fine. Juan Deanda was sentenced to 3 years probation, ordered to pay a $100,000 fine, and ordered to restore the property where the illegal dumping occurred to its original condition within 60 days. The investigation conducted jointly with the Travis County Attorney’s Office and the Texas Environmental Task Force found that Capitol City Disposal, Inc. was operating an unpermitted landfill in Travis County. 13. Case Name YDIDI I, L.P., d/b/a Chaparral Ice Center Case Specifics: Media Type Number of Defendants Felony Counts WQ 1 Corporation 1 Misdemeanor Counts Date of Case Resolution 2/08/11 On February 8, 2011, YDIDI I, L.P., d/b/a Chaparral Ice Center pleaded guilty to 1 count of felony intentional or knowing unauthorized discharge in violation of Tex. Water Code section 7.145. YDIDI I, L.P., d/b/a Chaparral Ice Center was ordered to pay a $75,000 fine. The investigation conducted jointly with the Travis County Attorney’s Office, Travis County Sheriff’s Office and TCEQ found that YDIDI I, L.P., d/b/a Chaparral Ice Center intentionally and knowingly discharged industrial waste. Specifically, waste ice removed from the ice rink, which contained a chemical colorant, was allowed to melt into a storm drain which then flowed into a nearby creek. Page 7 of 12 Appendix 22: Criminal Convictions FY 2011 14. Case Name A&F Industrial Services Case Specifics: Media Type Number of Defendants Felony Counts WQ 1 Individual 2 Misdemeanor Counts Date of Case Resolution 4/13/11 On April 13, 2011, Jacob Tom Ojeda pleaded guilty to 1 count of Conspiracy, 18 USC 371 and to 1 count of Knowing discharge of a pollutant and Falsification of Records, 18, USC 1519. Jacob Tom Ojeda was sentenced in the Western District of Texas to 13 months imprisonment, three years supervised release, $100 special assessment and $11,300 in restitution as applied to Count 1 of the Indictment. He was also sentenced to 13 months imprisonment; two years supervised release and $100 special assessment as applied to Count #4 of the Indictment. Count 1 and Count 4 are to run concurrently. This is the result of Jacob Tom Ojeda’s unpermitted discharge into the sewers of San Antonio, thereby unpermitted disposal of waste to the waters of the State of Texas and the waters of the U.S. through an investigation conducted jointly with the EPA-CID and the TCEQ ECU. 15. Case Name Arturo A. Gerardo Media Type Number of Defendants MSW 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 4/14/11 Case Specifics: On April 14, 2011, Arturo A. Gerardo pleaded guilty to 1 count of count of illegal dumping in violation of Tex. Health & Safety Code section 365.012. Mr. Gerardo was ordered to pay a fine of $750. This is the result of Arturo Gerardo illegally dumping residential trash into the Arroyo adjacent to 713 Coach, Canutillo, Texas. Page 8 of 12 Appendix 22: Criminal Convictions FY 2011 16. Case Name Ricardo Gonzales/ Media Type Number of Defendants AIR R&K Fabricating, Inc. Case Specifics: Felony Counts Misdemeanor Counts Date of Case Resolution 1 Individual 2 5/23/11 1 Corporation 1 5/23/11 On May 23, 2011, Ricardo Gonzales pleaded guilty to 2 counts of intentionally or knowingly violating the Clean Air Act, in violation of Tex. Water Code section 7.177. In addition R&K Fabrication, Inc. pleaded guilty to 1 count of intentionally or knowingly Violating the Clean Air Act, in violation of Tex. Water Code section 7.177. Mr. Ricardo Gonzales was sentenced to 1 year probation, ordered to pay a fine of $25,000, and ordered to cease all sandblasting and surface coating operations until all required permits are obtained from the TCEQ. R & K Fabrication was ordered to pay a fine of $175,000. The investigation conducted by the TCEQ and the Travis County Attorney’s Office determined that Ricardo Gonzalez had been operating a manufacturing facility that included sandblasting and surface coating operations that are subject to TCEQ air quality permits. Mr. Gonzales was aware of the permitting requirements, and continued his operation without obtaining the required air quality permits. 17. Case Name Riedel Imaging/Pro Med Tech, Inc. Case Specifics: Media Type Number of Defendants MSW 1 Corporation Felony Counts Misdemeanor Counts Date of Case Resolution 1 7/13/11 On July 13, 2011, Pro Med Tech, Inc. pleaded to 1 misdemeanor count of Littering, in violation of Tex. Health and Safety Code section 365.012. Pro Med. Tech, Inc. was assessed a $400 fine. An Investigation conducted by the TCEQ, Texas Parks and Wildlife Department ECU, and the Travis County Attorney’s office determined that Pro Med Tech, Inc. illegally disposed of waste at in a car wash drain, without the appropriate authorization. Page 9 of 12 Appendix 22: Criminal Convictions FY 2011 18. Case Name Jaime Tarango Media Type Number of Defendants Felony Counts MSW 1 Individual 1 Misdemeanor Counts Date of Case Resolution 7/15/11 Case Specifics: On July 15, 2011, Jaime Tarango pleaded guilty to 1 count of illegal dumping, in violation of Tex. Health & Safety Code section 365.012. Mr. Jaime Tarango was sentenced to 5 years Deferred Adjudication, ordered to pay $9,472.45 in restitution to TXDOT, and pay a $4,000 fine. A TCEQ ECU investigation determined that on July 17, 2009, Mr. Tarango disposed 21 gallons of a diesel/gasoline mixture into the grass area abutting Interstate 10, near Plateau, Texas, in Culberson County. Mr. Tarango’s actions resulted in TXDOT remediating the site, at a cost of $9,472.45. 19. Case Name Odis Pfeifer Media Type Number of Defendants PWS 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 08/08/11 Case Specifics: On August 8, 2011, Odis Hermann Pfeiffer II pleaded guilty to 1 misdemeanor count of Tampering with a Governmental Record, in violation of Tex. Penal Code section 37.10. Mr. Pfeiffer was sentenced to 2 years of probation and ordered to complete 100 hours of community service. An investigation conducted by TCEQ Environmental Crimes Unit determined that Mr. Pfeiffer falsified Disinfectant Level Quarterly Operating Reports submitted for the Fayette Water Supply Corporation. Page 10 of 12 Appendix 22: Criminal Convictions FY 2011 20. Case Name OSU Media Type Number of Defendants Felony Counts WQ 1 Individual 1 Misdemeanor Counts Date of Case Resolution 8/10/11 Charles Ray Smith Case Specifics: On August 10, 2011, Charles Ray Smith pleaded guilty to one count of Unauthorized Discharge, in violation of Texas Water Code, Section 7.145. Mr. Smith was sentenced to 4 years of probation, deferred adjudication and ordered to pay a fine of $10,000, with $9,000 of the fine deferred. An investigation conducted by TCEQ Environmental Crimes Unit and Texas Parks and Wildlife determined that Mr. Smith discharged salt water from a drilling operation into water in the state. 21. Case Name Mohammad Sultan Media Type Number of Defendants Felony Counts PST 1 Individual 6 Misdemeanor Counts Date of Case Resolution 8/18/11 Case Specifics: On August 18, 2011, Mohammad Aftab Sultan pleaded guilty to five counts of Attempted Tampering with or Fabricating Physical Evidence, in violation of Tex. Penal Code section 32.09, and one count of Tampering with a Governmental Record, in violation of Tex. Penal Code section 32.10. Mr. Sultan was sentenced to 2 years of probation and ordered to pay a $60,000.00 fine. A TCEQ ECU investigation determined that Mr. Sultan submitted falsified documents to the TCEQ in response to a petroleum storage tank inspection conducted by the TCEQ Beaumont Regional Office. Page 11 of 12 Appendix 22: Criminal Convictions FY 2011 22. Case Name Oil Patch Media Type Number of Defendants Felony Counts WQ 1 Corporation 1 Misdemeanor Counts Date of Case Resolution 8/26/11 Case Specifics: On August 26, 2011, Oil Patch Water & Sewer Services, LLC, pleaded guilty to one count of Intentional or Knowing Unauthorized Discharge, in violation of Tex. Water Code section 7.145 Oil Patch Water & Sewer Services, LLC was ordered to pay a $150,000 fine. An investigation conducted by TCEQ ECU and TPWD determined that Oil Patch Water & Sewer Services, LLC, which provides septic hauling services for oil and gas drilling sites, discharged wastewater into a pond in Hill County, without a permit. Page 12 of 12 Appendix 23: Criminal Convictions FY 2010 1. Case Name Lilly Grove Special Utility District Case Specifics: Media Type Number of Defendants Felony Counts Air 1 Corporation 1 Misdemeanor Counts Date of Case Resolution 10/22/09 On October 22, 2009, Lilly Grove Special Utility District was convicted of committing one count of Reckless Emission of Air Contaminant & Endangerment in violation of TWC 7.182. The court ordered Lilly Grove Special Utility District to contribute $5000 to Keep Nacogdoches Beautiful in lieu of assessing a fine. The charges were result of the release of a leaking 100-pound canister of chlorine gas into the air in January 6, 2009 by an employee under the direct instruction of a utility manager. Liquid chlorine, a contaminant when airborne, is harmful to the eyes, skin and mucous membranes, and can be fatal if ingested in high concentrations. 2. Case Name Media Type Number of Defendants Laredo Paving, Inc. Air /PI Felony Counts Misdemeanor Counts Date of Case Resolution 1 Corporation 1 11/10/09 1 Individual 1 12/17/09 Case Specifics: On November 10, 2009, Laredo Paving, Inc. pleaded guilty to one count of Interference with Public Duties in violation of TPC 38.15. Laredo Paving was ordered to pay a $20,000 fine. On December 17, 2009 Lane McMillan plead guilty to one count of Tampering with a Governmental Record in violation of TPC 37.10. Mr. Lane was order to one year probation and to pay a $900 fine. The charges are a result of an employee of Laredo Paving, Inc., causing a falsified TCEQ authorization to operate a rock crusher to be submitted to the TCEQ during the course of an enforcement action. Page 1 of 6 Appendix 23: Criminal Convictions FY 2010 3. Case Name Media Type Number of Defendants Felony Counts Claude D. Stang Air/PI 1 Individual 12 Misdemeanor Counts Date of Case Resolution 11/24/09 Case Specifics: On November 24, 2009, Claude Stang pleaded guilty to twelve counts of Engaging in Organized Criminal Activity, with an underlying offense of Tampering with a Governmental Record in violation of TPC 71.02. Mr. Stang was ordered to serve (5) five years in the State Penitentiary The charges are a result of Mr. Stang causing false information to be submitted in multiple TERP Grant applications. 4. Case Name Media Type Number of Defendants Philip Robins WQ/PI 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 12/17/09 Case Specifics: On December 17, 2009, Philip Ching Robins, owner of Robins Engineering, pleaded guilty to one count of submitting false statement to the TCEQ in violation of TWC 7.149. Mr. Robins was ordered to serve two years probation, pay a $10,000 fine and to relinquish his maintenance provider license for the period of probation. The charges are a result of Mr. Robins making and presenting falsified on-site sewage facilities maintenance inspection reports to the TCEQ and Rockwall County. Page 2 of 6 Appendix 23: Criminal Convictions FY 2010 5. Case Name Steve Simpson Drilling Case Specifics: Media Type Number of Defendants WQ 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 1/4/10 On January 4, 2010, Steve Simpson plead guilty to one count of unauthorized discharge in violation of TWC 7.147. Steve Simpson received 30 days deferred adjudication and a $1000 fine. Simpson was ordered to pay $880 restitution for lab analyses. In addition, The charges are a result of Steve Simpson Drilling land applying drilling fluids to a property with an expired permit for land application. 6. Case Name Media Type Number of Defendants Philip Isaacs WQ 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 3/4/10 Case Specifics: On March 4, 2010, Philip Isaacs plead guilty to one count of unauthorized discharge in violation of TWC 7.147. Lamar Isaacs was ordered to serve one year probation and order to pay a $4,000 fine. The charges are a result of Philip Isaacs discharging a cow manure slurry from a cargo cattle trailer after off-loading cattle. The discharge occurred at the side of the road on Highway 285, into a drainage ditch which is a few hundred yards up gradient from a tributary known as Salado creek. Page 3 of 6 Appendix 23: Criminal Convictions FY 2010 7. Case Name Media Type Number of Defendants Lamar Isaacs WQ 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 3/4/10 Case Specifics: On March 4, 2010, Lamar Isaacs plead guilty to one count of unauthorized discharge in violation of TWC 7.147. Lamar Isaacs was ordered to serve one year probation and order to pay a $4,000 fine. The charges are a result of Lamar Isaacs discharging a cow manure slurry from a cargo cattle trailer after off-loading cattle. The discharge occurred at the side of the road on Highway 285, into a drainage ditch which is a few hundred yards up gradient from a tributary known as Salado creek. 8. Case Name Thomas Ray Moore Jr. Case Specifics: Media Type Number of Defendants WQ/PI 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 2 4/14/10 On April 14, 2010, Thomas Ray Moore Jr. plead guilty to installing an On Site Sewage Facility (OSSF) without an installer license in violation of TWC 7.172 and installing an OSSF prior to receiving authorization in violation of TWC 7.174. Mr. Moore was ordered to pay a $500 fine. A previous civil action against Mr. Moore was taken by the agency (2009-0792-OSI-E) for similar actions at another site. Page 4 of 6 Appendix 23: Criminal Convictions FY 2010 9. Case Name Henry Trujillo Trucking Case Specifics: Media Type Number of Defendants SW 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 2 5/13/10 On May 13, 2010 Enrique Trujillo, owner of Henry Trujillo Trucking, plead guilty to two counts of illegal dumping in violation of H&SC 365.012. Mr. Trujillo was order to pay a $4,000 fine. The charges are a result of Mr. Trujillo illegally dumping 36 cubic yards of solid waste consisting of PVC pipes, plastic hoses, metal rebar, concrete and asphalt. Since this is Mr. Trujillo’s second conviction for illegal dumping any vehicles used in the commission of the offense are subject to forfeiture. 10. Case Name Gulf Chemical & Metallurgical Corp, Case Specifics: Media Type Number of Defendants Felony Counts WQ 1 Corporation 11 Misdemeanor Counts Date of Case Resolution 5/28/10 On May 28, 2010, Gulf Chemical & Metallurgical Corp. pleaded guilty to 11 counts of intentional discharging wastewater in violation of TWC 7.145. Gulf Chemical & Metallurgical Corp. was ordered to pay a $2,750,000 fine and to comply with special conditions related to upgrading the wastewater treatment system. The charges resulted from Gulf Chemical & Metallurgical Corp. intentionally discharging wastewater which exceeded their permit limits. Page 5 of 6 Appendix 23: Criminal Convictions FY 2010 11. Case Name Tony’s Tires and Road Service Case Specifics: Media Type Number of Defendants SW 1 Individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 6/1/10 On June 1, 2010, Juan Antonio Diaz plead to one count of illegal handling of solid waste in violation H&SC 365.012, specifically the illegal disposal of used tires. Mr. Diaz was sentenced to one year of deferred adjudication and ordered to pay a $1,500 fine. In addition, Mr. Diaz was ordered to remove all tires from the site and dispose of them properly. 12. Case Name Texas Oil & Gathering Media Type Number of Defendants Felony Counts HW/ 1 Corporation 2 SDW 2 Individuals 2 each Misdemeanor Counts Date of Case Resolution 7/21/10 Case Specifics: On July 21, 2010, Texas Oil and Gathering, Inc. (TOG), its' owner John Kessel, and operations manager Edgar Pettijohn, were sentenced in U.S. District Court, Houston, Texas, on one count of conspiracy to violate the Safe Drinking Water Act and one count of knowingly disposing of waste in violation of the Act. TOG was formerly authorized by the state to handle and transport used oil products. Kessel was sentenced to 5 years of probation, ordered to perform 100 hours community service, and ordered to pay a $50,000 fine. Pettijohn was sentenced to 5 years of probation, ordered to perform 100 hours community service, and ordered to pay a $200 special assessment. TOG was sentenced to 3 years of probation, ordered to pay an $80,000 fine and a $200 special assessment. According to factual statements filed with the pleas, Kessel and Pettijohn directed the falsification of documents such as bills of lading and driver logs in order to illegally dispose of hazardous waste water at an injection well knowing the injection well was not permitted to receive hazardous wastes. Page 6 of 6 Appendix 24: Criminal Convictions FY 2009 1. Case Name Media Type Number of Defendants Felony Counts Site Concrete, Inc. PI 3 Individuals 3 Misdemeanor Counts Date of Case Resolution 9/11/08 Case Specifics: On February 26, 2008, Roman Castilleja, former construction foreman for Site Concrete, Inc. plead guilty to one count of violating 18 USC 101, False Statements to the Government. On September 9, 2008, Roman Castilleja, construction foreman, was sentenced to three (3) years of probation and ordered to pay a $5,000 fine and a $100 court assessment. Castilleja was also ordered to serve 50 hours of community service. Standard conditions of probation were imposed. On March 18, 2008, Jose Jesus Lopez, former job superintendent for Site Concrete, Inc. plead guilty to one count of violating 18 USC 101, False Statements to the Government. On September 9, 2008, Jose Jesus Lopez, for his role as construction superintendent and setting the scheme in place, was sentenced on to three (3) years of probation and ordered to pay a $10,000 fine and a $100 court assessment. Lopez was also ordered to serve 50 hours of community service. Standard conditions of probation were imposed. On March 25, 2008, Rodolfo Macias-Ramos , former construction foreman for Site Concrete, Inc. plead guilty to one count of violating 18 USC 101, False Statements to the Government. On September 9, 2008, Rodolfo Macias-Ramos was sentenced to three (3) years of probation and ordered to pay a $4,000 fine and a $100 court assessment. According to information presented in court, Site Concrete was responsible for constructing new drinking water lines in Fairview, Texas. As part of its construction project, Site Concrete was required to draw samples of the water from the water lines and submit them to the EPA, acting through the Texas Commission for Environmental Quality, for testing for the presence of microbiological contamination. Through its employees and agents, Site Concrete caused false water samples to be submitted in order to conceal the presence of contamination. Page 1 of 7 Appendix 24: Criminal Convictions FY 2009 2. Case Name Media Type Number of Defendants Fujicolor Processing WQ 1 individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 10/09/08 Case Specifics: On June 18, 2008, Gerald Lakota, a former employee plead guilty to willfully concealing and covering up a material fact in reports required under the CWA. On October 8, 2008 Lakota was ordered to serve two (2) years of probation. The charges where based on the discovery that from 1999 through July 2002 employees were selectively reporting to the City of Terrell, only test results that fell within permit limits. Industrial facilities report results to local agencies for permit compliance purposes. Employees would send part of a sample to a laboratory for screening and, if the sample met permit limits, it would be submitted to the city. If a sample did not meet the silver limit, employees would keep collecting samples until they found one that fell within allowable limits. 3. Case Name Wheeler Street Burning Case Specifics: Media Type Number of Defendants Air 1 individual Felony Counts Misdemeanor Counts Date of Case Resolution 1 10/31/08 On October 31, 2008, Steven Bridges plead guilty to one (1) count unauthorized outdoor burning in violation of Texas Clean Air Act. On October 31, 2008 Mr. Bridges was ordered to serve 90 days in county jail and to pay a $200 fine. The charges are based on Mr. Bridges stealing copper wire from different sources. He would later burn the insulation off the wire, so he could sell the copper to recycling centers. Page 2 of 7 Appendix 24: Criminal Convictions FY 2009 4. Case Name Media Type Number of Defendants Felony Counts Randall McLerran PI 1 individual 1 Misdemeanor Counts Date of Case Resolution 1/20/09 Case Specifics: On December 5, 2008 Randall McLerran plead guilty to Securing Execution of a Document by Deception. Mr. McLerran was sentenced to seven (7) years of probation and was ordered to pay restitution in the amount of $27,989.95. The charges are based on Mr. McLerran’s falsification of a loan application for a truck purchased through the TCEQ’s Texas Emissions Reduction Plan rebate grant program. 5. Case Name Media Type Number of Defendants Felony Counts GenMar WQ/PI 1 corporation 2 individuals 3 Case Specifics: Misdemeanor Counts Date of Case Resolution 2/12/09 3/13/09 On November 27, 2008, a US federal court has convicted General Maritime Management Portugal, a subsidiary of US-based tanker company General Maritime (GenMar) and two of its engineer officers of oil record book offences. The company and the Chief Engineer Antonio Rodrigues and First Engineer Jose Cavadas of the tanker M/T Genmar Defiance were found guilty by a jury in Corpus Christi, Texas, on two (2) counts of violating the Act to Prevent Pollution from Ships and 18 USC 1001. On February 10, 2009, Mr. Rodrigues was sentenced three months of confinement in a halfway house, assessed a $500 fine and five (5) years of probation. Mr. Cavadas was sentenced six months of confinement in a half-way house, assessed a $500 fine and five years of probation. On March 13, 2009, GenMar was ordered to pay a $1,000,000 fine and serve five years of probation. The case came to light because two engine room crew members secretly photographed an alleged illegal, “magic pipe”, bypass of the oily water separator connection and provided the photographs to the Coast Guard during a routine boarding of the vessel in November last year when the vessel called at the Valero refinery, Corpus Christi. Page 3 of 7 Appendix 24: Criminal Convictions FY 2009 6. Case Name Media Type Number of Defendants Felony Counts BP Texas City Air 1 corporation 1 Misdemeanor Counts Date of Case Resolution 3/12/09 Case Specifics: On October 25, 2007, BP Products North America Inc., plead guilty to a felony violation of the Clean Air Act for its conduct that resulted in the fatal explosion on March 23, 2005 at their Texas City Refinery. On March 12, 2009 BP was ordered to pay a $50,000,000 fine. In addition to the standard probationary conditions, BP was also ordered to comply with the terms of a compliance order issued by the TCEQ and ordered to comply with Conditions of Compliance issued by OSHA. The charges where based on the catastrophic explosion that occurred on March 23, 2005 at the Texas City refinery, which resulted in the death of fifteen contract workers and injuries of over 170 others. The explosion was the result of hydrocarbon liquid and vapor being released from a “blow down stack” and igniting during the startup of a unit that is used to increase octane content in unleaded gasoline. The unit had been shut down for nearly a month for maintenance and repairs. BP admitted that from 1999 up until the morning of March 23, 2005, several procedures required by the Clean Air Act for ensuring the mechanical integrity and a safe startup had either not been established or were being ignored. This is the first prosecution under a section of the Clean Air Act specifically enacted to prevent accidental releases that may result in death or serious injury. The case was prosecuted by the Environmental Crimes Section of the Department of Justice and the U.S. Attorney’s Office for the Southern District of Texas. The case was investigated by the EPA’s Criminal Investigation Division and the FBI in cooperation with the Texas Commission on Environmental Quality. Page 4 of 7 Appendix 24: Criminal Convictions FY 2009 7. Case Name Heartland Automotive Services, Inc. Case Specifics: Media Type Number of Defendants WQ 1 Corporation Felony Counts Misdemeanor Counts Date of Case Resolution 3 4/9/09 On April 9, 2009, Heartland Automotive Services, Inc. plead guilty to three (3) counts of a unauthorized discharge in violation of TWC 7.147. Heartland Automotive Services, Inc. was ordered to pay a $300,000 dollar fine and to print a public apology in the Austin American Statesmen. The charges where based on evidence showing that employees of Heartland Automotive Services, Inc., a franchisee of Jiffy Lube, routinely and without authorization discharged oil and wastewater into the city’s sewer system with the knowledge of regional and district managers. 8. Case Name Simply Aquatics, Inc. Case Specifics: Media Type Number of Defendants Felony Counts HW 2 individuals 2 Misdemeanor Counts Date of Case Resolution 5/27/09 On August 8 and 12, 2008 Lyle and Kevin Hester owners of Simply Aquatics, Inc. plead guilty to the illegal disposal of hazardous waste. On May prison. Hesters amount 27, 2009 Kevin Wayne Hester, 34, was sentenced to 20 months in federal His father, Lyle Hester, 62, was sentenced to 14 months in federal prison. The were ordered by U.S. District Judge Ron Clark to jointly pay restitution in the of $391,442.57. The Hesters buried numerous chlorine gas cylinders on the owners’ property. The buried gas cylinders were located and excavated and removed from the site by an EPA contractor. A total of 113 gas cylinders were removed from the site. Thirty three of the cylinders were determined to be under high pressure and contained a combined total of 952 pounds of chlorine. The case was investigated by investigators from the EPA Criminal Investigation Division and the TCEQ Environmental Crimes Unit. Page 5 of 7 Appendix 24: Criminal Convictions FY 2009 9. Case Name J&L Recycling #2 LLC Case Specifics: Media Type Number of Defendants Felony Counts WQ 1 corporation 1 Misdemeanor Counts Date of Case Resolution 7/1/09 On July 7, 2009 J&L Recycling #2 LLC, plead guilty to one (1) count of the illegal handling of used oil in violation of TWC 7.176. J&L Services LLC was order to pay a $47,500 fine. The charges where based on evidence which showed that J&L Recycling #2 LLC routinely handled used oil in a manner which allowed it to drain onto the ground in violation of TWC 7.176. 10. Case Name Teer Plating I, Ltd. Media Type Number of Defendants Felony Counts HW WQ 1 corporation 2 Misdemeanor Counts Date of Case Resolution 7/8/09 Case Specifics: On July 8, 2009, Teer Plating I, Ltd., through its corporate parent, SEI Metaltek, plead guilty to one (1) count storage of a hazardous waste in violation of TWC 7.162 and one (1) count of unauthorized discharge of a pollutant in violation of TWC 7.145. The corporation was ordered to pay a $90,000 fine. Teer Plating I, Ltd. was under Texas Environmental Enforcement Task Force investigation for alleged mishandling of hazardous and industrial waste at their plating job shop in Dallas, Texas. The company engaged in electroplating zinc, chromium onto metal parts, and anodizing and/or conversion coating of metal parts. Page 6 of 7 Appendix 24: Criminal Convictions FY 2009 11. Case Name Santana / Luna wire burner Case Specifics: Media Type Number of Defendants Felony Counts HW 1 individual 3 Misdemeanor Counts Date of Case Resolution 7/7/09 On July 7, 2009 Antonio Santana Jr. plead guilty to one (1) count of theft in violation of TPC 31.01, and two (2) counts of illegal disposal of hazardous waste in violation of TWC 7.162. Mr. Santana was ordered to serve seven (7) years of probation and ordered to pay $15,500 restitution to Lufkin Industries for the theft of copper wire. The charges where based on evidence which showed that Mr. Santana was an accomplice in the theft of copper wire and then burned the insulation off the wire so the copper could be sold to recyclers. The burning of the insulation generated a hazardous waste. 12. Case Name OCC/Outdoor Creations Co. Case Specifics: Media Type Number of Defendants Felony Counts PI 1 1 Misdemeanor Counts Date of Case Resolution 7/24/09 On Jul 24, 2009, Robert Barton McCans, Jr., plead guilty to one count of theft of services in violation of TPC 31.04. Mr. McCans has been under investigation for securing job contracts and payment then absconding with payment while indicating he was a TCEQ licensed landscape irrigator. Mr. McCans was sentenced to five years of probation, fined $500, and ordered to pay court costs. McCans was also ordered to pay $10,100 in restitution to the victims of his schemes. Page 7 of 7