MCE 01 Identity Management Requirements Definition Minimum ?Biographi?c Minimum biographicinformation is:listed in information First Name Middle Name (optional) - Last Name - Date of Birth - Gender . - Associated identity document number (e.g.,.passport driver?s license number, etc.), if applicable - Document Issuing Authority or state), if applicable- Needs?Specific View A unified display of biographic and biometric information presented to a decision- maker. The information contained is determined based on roles and responsibilities. Owning Agency The organizational entity that has the authority and responsibility to ensure the quality pf the information associated with a record. A Print of Record The data set aga'inst?which biometric verification or searches are performed. Prints The term prints include either rolled or flat fingerprints unleSs specifically? indicated. RapBack The notification of biometrically confirmed interactions against a set of fingerprints to the originating entity if requested. Response Time Response time is the time involved for the solution to Search, retrieve, and display information to the user. Response time-beginsiwhen the user submits?a query and ends when the user is provided with the requested?information. Role The reason an individual is being fingerprinted. Rolled Prints .?Full fingerprint image captured asit is rolled from one.- edge of the fingernail to the other. 7 Temporary Unique A unique number associated to an individual?s biographic information. Number 7 Update 7 The addition,'subtraction, or modification of information to improve the accuracy or completeness of data. 7 User Any individual authorized to use the solution; operator. Verification one-to-one comparison of captured prints to stored prints in order to'cownfirr'n the identity of a previously enumerated individual. Figure 0?1. Glossary FOR OFFICIAL USE ONLY FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l18l7l6-l Total Deleted Page(s) 2 3 Page 190 Duplicate; Page 249 Duplicate; Page 256 Duplicate; Deleted Page(s) No Duplication Fee For this Page FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206912-0 Total Deleted Page(s) Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page 46 Duplicate FOIA 1206915? CJIS Box 16 Section 4; 44 b7E; 45 b7E; 130 b7E; 131 b7E; 159 b7E; 160 b7E; 161 b7E; 212 b7E; 213 b7E; 214 b7E; 216 b7E; 217 b7E; 343 b7E; 344 b7E; 345 b7E; Deleted Page(s) No Duplication Fee For this Page lRa Isaclt?Service I RAP BACK: Notification to an Authorized Contributor that activity criminal, civil, External System activity) has occurred on a previously enrolled subject?s record. For Of?cial Use Only I Slide 42 Unclassi?ed 42 a In or in?? z? Data Management Services Direct Rap Back Enrollment For Of?cial Use Only Slide 210 7 Unclassi?ed 210 5? ?13? Data Management Servic?s Rap Back Maintenance! Renewal 0 For Official Use Only Slide 214 Unclassi?ed 214 t, I mg? of Rap Back For Of?ciai Use Only Slide 341 Unclassi?ed 341 NGI Update RISC Rgg?qgh Guidance .aceaanlcnIo-Inl . a I a IIETF SRR IS Subcommittee Requirements Phase CJIS APB Working Groups compact Council Standards Committee AFB 1 1 . ll. LCMD Gate 2 - Begins Acquisition Phase Mar-07 Apr-07 I May-07 Jun-07 Jul-D7 Aug-07 Sap-07 Oct-07 Nov-07 Dec-07 Jan-08" Feb-08 Source Selection based on Due Source an estimated number of Relegse Diligence Selection responses Awaruesn For Of?cial Use Only Slide 348 Unclassi?ed 348 FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206912-0 Total Deleted Page(s) Page Page Page Page Page Page Page Page Page Page 10 5 b7E; 35 Referral/Direct; 36 Referral/Direct; 37 Referral/Direct; 38 Referral/Direct; 39 Referral/Direct; 60 Duplicate FOIA 1181716?1 99 Duplicate FOIA 1181716?1 155 b7E; 161 b7E; CJIS Box 1 Section 6; CJIS Box 6 Section 1; Deleted Page(s) No Duplication Fee For this Page Quick Wins DHS and 0PM ISSUE: Revetting QUICK WIN: Interim Rap Back Revetting seems to be a common issue among the members and they indicated that Rap Back could be a possible solution once implemented in 2014 to fill the "gap" of information sharing. 50 as a result of the discussions during the September 20th meeting of the NSS IPC, Compact Council, APB, and the FBI, the FBI has decided to implement "Interim Rap Back? until 2014 and full Rap Back is operational. Implementation: Tentatively April 2012. b7E Participating Agencies: Initially then it may be opened up to other federal agencies and to the : Initiative for CJIS.P4 NGI Major Milestones or Tasks . Start End Responsible MilestonelTask Complete Increment 0 System Acceptance Review 50 Advanced Technology Workstations 02?25/09 09,14,09 ASC Increment 1 System Acceptance Review 22 Identi?cation Fingerprint 0226/09 ASC Initial Operating Capability 0 12106110 1206110 ASC Increment 2 System Acceptance Review . 0 RISC and Initial NGI Infrastructure 10,14,09 02122111 ASC 6 Increment 3 System Acceptance Review 0 I Latent. Palms, and Full NGI Infrastructure 03,08? 0 09,30," Ase 7 Increment 4 System Acceptance Review 0 Photos Rap Back and IAFIS Migration 08,301?) 11,281? ASC Increment 5 SystemAcceptance Review 0 03,02? 1 09 [26 I13 ASC Full User Functionality Increment 6 System Acceptance Review 0 Performance Valida?on 09127111 09126113 .ASC Full Operating Capability 0 06105114 06105114 ASC Increment 1 SAR and IOC dates are expected to change due to results of the Trade Study. Expected completion date of revised schedule is mid July 2009. NOTE: Based on Version 17 of the Contractor IMS. All Increment start dates are IBR dates. End dates are SAR dates. a Increment 0 - Advanced Technology Workstation Functionality -. Replace Service Provider workstation Bene?t - Use of commodity platform for HMI lowers Total Cost of Ownership (TCO) Increment 1 - Identi?cation Fingerprint Trade Study Implementation Functionality - Advanced Fingerprint Identi?cation Technology (AFIT) identification Bene?ts - More accurate ?ngerprint search and better support for ?ats and less than 10 ?ngers IOC - Initial Operating Capability Functionality - Implementation of AFIT solution on Operational Environment Bene?t - Early look of functionality of NGI system Increment 2 - Initial deployment of NGI Infrastructure Objective Repository for Individuals of Special Concern (RISC) deployment Functionality - RISC rapid search using NGI infrastructure Bene?t - Fast RISC response times and opportunity to evaluate NGI infrastructure under operational use Increment 3 - Initial Deployment of NGI?Work?ow and National Palmprint System Functionality - Investigative ?ngerprint and Palmprint on NGI infrastructure Bene?t - All latent functionality hosted on NGI infrastructure and National Palmprint System Increment 4 - Retirement of legacy IAFIS High priority NGI Functionality - IAFIS mi%ration to NGI 1 Rap back [Shared services I EIR operational 1 Facial and Scars, Marks, and Tattoos SMT) search 1 is osition reporting via CJIS WAN and NCIC 1 Unique identity I-RISC noti?cations IFIngerprint veri rcation- Services 1 A I legacy HMI capabilities re-implemented Bene?t - All latent functionality hosted on NGI infrastructure and National Palmprint System Increment 5 - Full deployment of NGI functional requirements Functionality - All NGI?functionality- Bene?t - All NGI user functionality available Increment 6 - Performance Validation Functionality - Disaster Recovery and all performance speci?cations met or exceeded Bene?t - Complete NGI System FOC - Full Operating Capability Functionality - Final implementation of the NGI System on Operational Environment Bene?t - Complete System Implementation GI Capabilities - Advanced Fingerprint Identification Technology Increase existing IAFIS functions: Capacity, Storage, &Accuracy Enhance Latent Processing Services Create the RISC - Enhanced IAFIS Repository Utilize the civil file for ten-print searching purposes Provide Iris services Provide Rap Back Services Five additional repositories - National Palm Print System Establish a Palm Print Repository with latent functionality 57 Quality Check (QC) Automation- The Quality Check function of IAFIS is one of the first . ste sin IAFIS tenprint processing in which textual information is reviewed. At one point in time lilof all transactions required a manual review. As of July 1, 2007. Auto QC was [mp emented and has reduced the manual processing time from an average 01 Ito an average of - nterstate Photo System Mugshots - The capability will enhance the enrollment of photos, the retrieval capability of photos and provide additional search capabilities of photo repositories (including SMT photos) using biographical data and/or facial recognition technology. Disposition Reporting Improvements Approximatelyl: of our records contain dispositions. Therefore, this initiative proposes the development of four enhancements as alternatives for the submission of disposition information: Submissions Via Submissions Via Modernization of our magnetic tape based Machine Readable Data (MRD) Process; and Direct Federal Court Submissions. A portion of this modernization began on for existinq MRD users. b6 b7C b7E 57 FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l206912-0 Total Deleted Page(s) Page Page Page Page Page 13 b7E; 89 Duplicate 1181716?1 CJIS Box 1 Section 1; 145 b7E; 151 Duplicate FOIA 1206919? CJIS Box 26 Section 7; 301 b5; Deleted Page(s) No Duplication Fee For this Page GI Capabilities - Advanced Fingerprint Identification Technology Increase existing IAFIS functions: Capacity, Storage, &Accuracy Enhance Latent Processing Services Create the RISC - Enhanced IAFIS Repository Utilize the civil file for ten-print searching purposes Provide Iris services Provide Rap Back Services Five additional repositories - National Palm Print System Establish a Palm Print Repository with latent functionality 57 Quality Check (QC) Automation- The Quality Check function of IAFIS is one of the first . ste sin IAFIS tenprint processing in which textual information is reviewed. At one point in time lilof all transactions required a manual review. As of July 1, 2007. Auto QC was [mp emented and has reduced the manual processing time from an average 01 Ito an average of - nterstate Photo System Mugshots - The capability will enhance the enrollment of photos, the retrieval capability of photos and provide additional search capabilities of photo repositories (including SMT photos) using biographical data and/or facial recognition technology. Disposition Reporting Improvements Approximatelyl: of our records contain dispositions. Therefore, this initiative proposes the development of four enhancements as alternatives for the submission of disposition information: Submissions Via Submissions Via Modernization of our magnetic tape based Machine Readable Data (MRD) Process; and Direct Federal Court Submissions. A portion of this modernization began on for existinq MRD users. b6 b7C b7E 57 RapBack, Facial, SMT Search Capabilities Migration of Remaining IAFIS Functionality (Increment 4) Rap Back notification of criminal activity on previously enrolled individuals Facial and SMTs expansion of facial and searches for investigative purposes Disposition reporting via Wide Area Network (WAN) Unique Identity more complete and accurate history records by using a unique identity reference Full DHS Interoperability to include transition of shared services to NGI Fingerprint verification services UNCLASSIFIED FOUO 12 Rap Back, Facial, SMT Search Capabilities Migration of Remaining IAFIS Functionality (Increment 4) - Rap Back noti?cation of criminal activity on previously enrolled individuals 0 Facial and SMTs expansion of facial and SMT searches for investigative purposes - Disposition reporting via CJIS Wide Area Network (WAN) - Unique Identity more complete and accurate history records by using a unique identity reference - Full to include transition 1073 of 1ared services to NGI - Fingerprint veri?cation services FOUO 12 INCREMENT 4 (2013) In Increment 4, all remaining IAFIS functionality, which includes the high priority functionality previously delivered as QUICKWINS, will be migrated to the NGI architecture. At a minimum, IAFIS response and accuracy requirements will be met or exceeded, however, the advanced NGI. response and accuracy requirements will be realized in Increment 6. The expansion of the facial and scars, marks, and tattoos search will be included in this increment. The verification transaction will enable users to submit a transaction to confirm an identity based on a one-to-one comparison. The Enhanced Repository (EIR) will be operational supporting the unique identity concept and Rap Back capability. As a new feature, the Rap Back Service will provide authorized criminal justice and non-criminal justice users the capability to receive subsequent notification of criminal activity posted to an enrolled individual?s record. NGI will include criminal and civil submissions, biometric submissions, special population files, unsolved- latent/biometric files, etc. A unique identity reference (alphanumeric character) will identify and collectively locate individuals contained within the files. Additionally, disposition reporting via the CJIS WAN will be included with this increment as will the shared services to providel I interoperability. 12 I Rap Back Activities 0. Reviewing Best Practices and Lessons Learned Currently identified : states with Rap Back business lines Strategic-discussions to align with a national implementation - Identifying Policy Focus Areas Engage Law Enforcement Partners Continue working with Subject Matter Experts UNCLASSIFIED 9 For of?cial use only - Going Forward b7E FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l206913-0 Total Deleted Page(s) 2 Page 92 Referral/Consult; Deleted Page(s) No Duplication Fee For this Page FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206913-0 Total Deleted Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page 123 124 126 127 128 129 130 131 132 133 141 142 143 146 151 152 153 168 170 171 172 173 196 213 244 b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; Deleted Page(s) No Duplication Fee For this Page FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206913-0 Total Deleted Page(s) 3 Page 71 Duplicate; Page 103 Duplicate; Page 255 Duplicate; Deleted Page(s) No Duplication Fee Forthis Page IAFIS UPGRADES 2006 - AFIS 64-Way uplift to support FY 2006 User Fee initiatives - Capacity Increase: 30% -40% increase in AFIS processing capacity Skde 20 Next Generation Identification - Improving ldentifiCati?on? 7 Enhancing Crime Prevention?v increasing Public Safety FUTURE IAFIS UPGRADES - AFIS Segment Controller Rehost - Migration of Data to Enterprise Storage ME Area Network (ESAN) - Data Warehouse Rehost I Shde 21 Next Generation identification - Next Generation Identi?cation (NGI) will protect the United States by providing proactive investigative and intelligence biometric capabilities to Homeland Security. Law Enforcement and Defense . communities throughout the nation. It will capitalize on the nexus between law enforcement and counter terrorism through biometric information sharing to proactively disrupt terrorist activities and improve intelligence. Citizens in positions of trust will be ?agged for rap back to protect national security. Flat ?ngerprints will be processed through wireless access in real-time with rapid notification back' to front line law enforcement of?cers. Comprehensive criminal history information will be fused with multi- mgdaliwiometrigs to aid investigations byaccessing biometric databases across the US Government. Stde 23' Next Generation Identi?cation - Next Generation Identi?cation (NGI) will protect the United States by providin proactive investigative and intelligence biometric capabilities to Homeland Security. Law Enforcement and Defense communities throughout the nation. it will capitalize on the nexus between law enforcement and counter terrorism through biometric information sharing to proactively disrupt terrorist activities and improve intelligence. Citizens in positions of trust will be flagged for rap back to protect national security. Flat ?ngerprints will be processed throuh wireless access in real-time with rapid noti?cation back to front line law enforcement of?cers. Comprehensive criminal history information will be fused with multi- - modal biometrics to aid investigations by accessing biometric databases across the US Government. a Alignment Goals One and Three of 00.! Strategic Goals Prevent terrorism and promote the nation's secunty Assist state, local. and tribal efforts to prevent or reduce crime and violence i5riority One. Two. Nine and Ten of FBI Strategic initiatives Protect the United States from terrorist attack Protect the United States from foreign intelligence operations and espionage . Support federal. state. local. and intemationai partners Upgrade technology to successfully perform the FBi's mission Goals 8 and of the CJIS Strategic Plan 8 Meet customer demands for new services 0 Expand the availability of CJIS services using web technology Side 8 Side 9 By incorporating technical and infrastructure enhancements into the IAFIS. the FBI will: - Project Sponsor - FBIICJIS Division. Assistant Director?l?homas E. Bush. [it I Provide a flexible. scalable mold-modal biometrics framework. I vid id a] it Icaitnbai dl ti all i I Whowmbenem?om New ??isi'r?cn?cal Criminaljustice and authorized non-criminal justice ag encies. access?, spequ ?es andrdemca?on ?known ominags "mush federal. state. local. tribal. lntematlonal law enforcement ?ngerprint Identification services (civil. criminal. and latent). agencies, federal homeland secunty and intelIrgence agencies and ultimately the public. I SuppottHomeland Security andthewar on terrorism through strategic Me's 0" Swami? - Proposed Preliminary Project Timeline ?Se te ber 2006' Allow the EBlrto improve information sharing at at levels of criminal iustlce compme smdy Efren . - .. . a 7 if W7 new, faster services. Projected Implementation Completion - 2011? (based upon incremental funding. deployment. and study I Result in faster identxfica?on of known or suspected and wanted strategy recommendations) persons. pig?? improved infomLatig'r: sharing for iawvs?mrcement and non7 - NeSrt GenerationsIdentification Next Generation identi?cation (NGI) will protect the United States by providing proactive investigative and Intelligence biometric capabilities to Homeland Security; Law Entorcementand Defense communities throughout the nation. it capitalize?on?the nexus between law enforcement and counter terrorism through biometric information sharing to roactrvely disrupt terrorist activities and improve Intelligence. rtrzens in posrtrons of trust will be flagged for rap back to protect national security. Flat ?ngerprints will be 7 A processed through wrrele_ss?access in real-time with rapid . .7 noti?cation back to law enforcement of?cers? Comprehensive'criminal history information will be fused'withmulti- 7? modal biometrics to aid investigations by accessing biometric A 5 r, y. - 3. Next GeneratiOnidentification - 0 Improving Identification? Enhancing Crime Prevention- Increasing Public Safety in -- Side-?21} Goals One and Three oi DDJ Strategic Goals - Prevent terrorism and promote the nation?s security Assist state? tocat, and tribal efforts to prevent or reduce crime and violence Priority One, Two, Nine and Ten of FBI Strategic initiatives 2* Protect the United States from terrorist attack? Protect the United States from foreign intelligence operations and espionage -- 7 A Support federai. stale, iocal. and international partners to successluily perform the FBl's mission fGoals and of the Strategic Plan - BMeet customfrdemands iornew services a a I - Expand the availabiirty oi CJIS services usingweb technolong FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l2069l3-0 Total Deleted Page(s) 2 3 Page 38 b7E; Page 39 b7E; Page 53 Duplicate; Deleted Page(s) No Duplication Fee For this Page FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206913-0 Total Deleted Page(s) 2 49 Page 19 b5; Page 60 b5; Page 62 b5; Page 63 b5; Page 64 b5; Page 65 b5; Page 66 b5; Page 67 b5; Page 68 b5; Page 69 b5; Page 70 b5; Page 71 b5; Page 79 b5; Page 80 b5; Page 82 b5; Page 86 b5; Page 87 b5; Page 89 b5; Page 92 b5; Page 113 b5; Page 114 b5; Page 115 b5; Page 116 b5; Page 117 b5; Page 118 b5; Page 119 b5; Page 125 b5; Page 126 b5; Page 129 b5; Page 133 b5; Page 134 b5; Page 136 b5; Page 140 b5; Page 141 b5; Page 143 b5; Page 148 b5; Page 155 b5; Page 173 b5; Page 210 b5; Page 211 b5; Page 226 b5; Page 230 b5; Page 231 b5; Page 296 b5; Page 312 b5; Page 313 b5; Page 314 b5; Page 315 b5; Page 316 b5; Deleted Page(s) No Duplication Fee For this Page Compact Council Meeting Topic #16, Handout #1 NGI Program Status Update December 8-9, 2011 Status - Completed successful Final Design Review - Working towards System Acceptance Review Target Deployment Spring 2013 - Collected 3 million palm prints to date - EBTS 9.3 Developed and ready for ?nal approval I Resulting Benefits - Enable palm prints to be searched across the US. More latent identi?cations to support terrorist and violent crime Investigations Upgraded Universal Latent Workstation Software Provides rapid response for DI-IS Customs and Border Protection transactions 0 UNCLASSIFIED For oI?chl use any Rap Back, Facial, Search Capabilities, Migration of Remaining IAFIS Functionality (Increment 4 Status - Facial Search - Text based scars, marks, and tattoo (SMT) searches - Rap Back - Enhanced Interoperability - Fingerprint veri?cation services - Improved response times if 7 7 7 777 a Resulting Benefits - Enhance public safety National level investigative searches of photos/SMTs - More accurate and complete criminal history records - Flexible and scalable architecture for future needs UNCLASSIFIED For of?ciaiuse 01w b6 b7C FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206913-0 Total Deleted Page(s) Page Page Page Page Page Page Page Page 131 211 275 366 367 368 369 370 Duplicate; Duplicate; Duplicate; Duplicate; b5; b5; b5; b5; Deleted Page(s) No Duplication Fee For this Page What is Next Generation Identification NGI will improve, expand, and create new biometric services and will incrementally replace existing Integrated Automated Fingerprint Identification System (IAFIS) components, providing both new and improved identification and increased criminal history information services. NGI was developed and is being deployed over a multiple year time span. NGI will increase information processing and sharing needs of the more than 18,000 local, state, federal, and international agencies who are our customers. NGI will also provide a framework to support multimodal developments in biometrics like palmprints, scars, marks, and tattoos (SMT), and facial measurement and offer state-of- the-art biometric identification services. Incremento Jeri Advanced Technology Workstations IReplace obsolete;_ hardware - Provide high resolution of biometrics NGI Implementation Schedule Operational Capability -ldentilicetion Fingerprint Search Capability IMore accurate searches - Better supportfor rollodll'lat processing Incrementz Emmi?) 3% Rise and Initial NGI Infrastructure I Repository: for Individuals? SpociaIConcem (RISC) - Rapidmobile searches misery? Services increment 3 Palms and Latents Ilnvestigativa Palmpn'nt search capabili?es INational repository - Latent Enhancements -Unsolved Latent File cascaded searches -Rspid raspon SB IncremenM Rap Back, Facial, PhotoiSfiiT Search Capabilities -'Incrensed Response Times searches Functionality Replaced ~Enhanead Interoperability - Disposition type of transactions -Web Services We i lncrem ent 5 -Conduct Iris Pilot based on trade. studyresulls ,i . increments Full Operational Capability -Tochn_ology refreshment Unclassified/FOUO Them ana?lt?s?dev?r?e pment?co nTr?actor, continue to move forward with the design and development of the NGI System. The following NGI capabilities will be deployed in seven increments, spanning ten years. Increment 0 The first completed incremental delivery of NGI, replaced 840 legacy workstations with new Advanced Technology Workstations (ATWs). The installation process was completed seamlessly on March 26, 2010. Each ATW has a 30-inch, high resolution LCD monitor that increases operational efficiency to current lAFISService Providers. Increment 1 This increment will support Initial Operating Capability (IOC) by replacing the existing Automated Fingerprint Identification System (AFIS) with the new Automated Fingerprint Identification Technology (AFIT) and was successfully implemented on February 25, 2011. AFIT will improve search accuracy to over 99 percent from the current 92 percent. AFIT features include faster processing, increased automated processing, and improved flat print searching. Increment 2 Still in the final design stage, this increment will offer the Repository for Individuals of Special Concern (RISC) and initial NGI infrastructure in 2012. RISC allows rapid search of the databases containing wanted persons, sexual offender registry subjects, and known or appropriately suspected terrorists (KSTs), and other persons of special interest. These searches will be submitted from mobile devices by law enforcement to assess the level of threat of an encountered individual. The CJIS Division is currently piloting the RISC capability with several law enforcement agencies. Increment 2 will support both RISC rapid searches received as e-mails or as web service requests. Increment 3 Increment 3 establishes the National Palmprint System and transitions IAFIS latent functionality to the new NGI infrastructure. A Latent Fingerprint and Palmprint Trade Study and subsequent report were completed in January. The CJIS Division has collected over 1 million palmprints in preparation of future search and retrieval. Increment 3 will also deliver latent enhancements such as increased penetration rates, investigative accuracy, and increased unsolved latent file capacity. Additionally, Increment 3 will provide a rapid response to the Department of Homeland Security (DHS) Customs and Border Protection (CBP) primary ports of entry. Increment 4 Increment 4 will deliver the Rap Back Service to address a growing need for additional and timely notification of criminal activity involving individuals holding positions of trust. This Increment will deliver the capability for face, scars, marks, and tattoos searches and replace the IAFIS infrastructure. This increment also provides for enhanced interoperability and provides record?linking capabilities with DHS entities. Increment 5 This increment will offer an Iris Pilot based on trade study results. This capability has the potential to. benefit law enforcement by requiring less interaction with subjects and will allow quicker acquisition. Increment 6 . . performance specifications will be met and additional tuning to meet non-functional requirements will occur. How will NGI change Interoperability? The NGI Development Contract will provide products and services that will implement legacy and future Interoperability functionality. These products and services will be leveraged in order to enable a? comprehensive model for information sharing. This model will ensure the processes and protections are in place to provide accurate, timely, relevant and, complete data while maintaining mission independence for each agency. NextGeneration Identification (NGI) - Improving Identification- Enhancing Crime Prevention? lncreasing Public Safety Program name is in the process of being changed from Next Generation IAFIS to Next Generation Identi?cation slide a Next Generation Identification - Next Generation Identification (NGI) will protect the United States by providing proactive investigative and intelligence biometric capabilities to Homeland Security, Law En orcement and Defense communities throughout the nation. It will capitalize on the nexus between law enforcement and counter terrorism through biometric information sharing to roactively disrupt terrorist activrties and improve intelligence. itizens in positions of trustwill be flagged'for rap back to Erotect national security. Flat fingerprints will be processed rough Wireless access in real-time with rapid notification? back to front line law enforcement officers. Comprehensive criminal history information will be fused with multi- modal biometrics to aid investigations by accessing biometric databases across the US Government. Slide 9 FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l206913-0 Total Deleted Page(s) 2 2 Page 7 b5; Page 45 b5; Deleted Page(s) No Duplication Fee For this Page Next Generation Identification Next Generation Identi?cation (NGI) will protect the United States by providing proactive investigative and intelli ence biometric capabilities to Homeland Security, Law En orcement and Defense communities throughout the nation. Itwill capitalize on the nexus between law enforcement and counter terrorism through biometric 'information sharing to roactively disrupt terrorist activrties and improve intelligence. itizens in positions of trust will be flagged for rap back to protect national security. Flat ?ngerprints will be processed rough wireless access in real-time with rapid noti?cation back to front line law enforcement of?cers. Comprehensive criminal history information will be fused with multi- modal biometrics to aid investigations by accessing biometric databases across the US Government. Alignment Goals One and Three of DOJ Strategic Goals Prevent terrorism and promote the nation?s security Assist state. local. and tribal efforts to prevent or reduce crime and violence Priority One, Two, Nine and Ten of FBI Strategic Initiatives Protect the United States from terrorist attack Protect the United States from foreign intelligence operations =andespienage?? - a Support federal. state. local. and international partners Upgrade technology to successfully perform the FBI's mission Goals and of the CJIS Strategic Plan Meet customer demands for new sewices Expand the availability of CJIS services using web technology Next Generation Identification - Next Generation identification will protect the United States by providing proactive investigative and intelli ence biometric capabilities to Homeland Security, Law En orcement and Defense communities throughout the nation. ltwill capitalize on the nexus between law enforcement and counter terrorism through biometric information sharing to roactively disrupt terrorist activrties and improve Intelligence. itizens in positions of trust will be flagged for rap back to protect national security. Flat fingerprints will be processed rough wireless access in real?time with rapid notification back to front line law enforcement officers. Comprehensive criminal history information will be fused with multi- modal biometrics to aid investigations by accessing biometric databases across the US Government. Slide 24 Alignment - Goals One and Three of DOJ Strategic Goals Prevent terrorism and promote the nation's security Assist state, local. and tribal efforts to prevent or reduce crime and violence Priority One, Two, Nine and Ten of FBI Strategic Initiatives Protect the United States from terrorist attack Protect the United States from foreign intelligence operations and espionage Support federal. state. localfand?international partr?rs Upgrade technology to successfully perform the mission - Goals and of the CJIS Strategic Plan Meet customer demands for new services Expand the availability of CJIS services using web technology Slide 25 FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206913-0 Total Deleted Page(s) 2 50 Page 19 Duplicate; Page 60 b5; Page 63 b5; Page 64 Duplicate; Page 65 Duplicate; Page 66 Duplicate; Page 67 b5; Page 68 Duplicate; Page 69 Duplicate; Page 70 Duplicate; Page 71 Duplicate; Page 72 Duplicate; Page 80 b5; Page 81 Duplicate; Page 83 b5; Page 87 Duplicate; Page 88 Duplicate; Page 90 Duplicate; Page 93 Duplicate; Page 114 Duplicate; Page 115 Duplicate; Page 116 Duplicate; Page 117 Duplicate; Page 118 Duplicate; Page 119 Duplicate; Page 120 Duplicate; Page 126 Duplicate; Page 127 Duplicate; Page 130 Duplicate; Page 134 Duplicate; Page 135 Duplicate; Page 137 Duplicate; Page 141 Duplicate; Page 142 Duplicate; Page 144 Duplicate; Page 149 Duplicate; Page 156 b5; Page 167 b5; Page 182 Duplicate; Page 219 Duplicate; Page 220 Duplicate; Page 235 Duplicate; Page 239 Duplicate; Page 240 Duplicate; Page 305 Duplicate; Page 321 Duplicate; Page 322 Duplicate; Page 323 Duplicate; Page 324 Duplicate; Page 325 Duplicate; Deleted Page(s) No Duplication Fee For this Page Next Generation Identification - Next Generation Identification (NGI) will protect the Urliited States by providing proactive investigative and intelligence biometric capabilities to Homeland Security, Law Enforcement and Defense communities throughout the nation. It will capitalize o: the nexus between law enforcement and counter terrorism throu biometric information sharing to proactively disrupt terrorist acti ities and improve intelligence. Citizens in positions of trust will be flagged for rap back to protect national security. Flat fingerprintsr ill be processed through wireless access in real-time with ralpid notification back to front line law enforcement officers. Comprehensive criminal history information will be fused with multi? modal biometrics to aid investigations by accessing bilometric databases across the US Government. FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206913-0 Total Deleted Page(s) 2 50 Page 9 b5; Page 11 b5; Page 13 b5; Page 15 b5; Page 17 b5; Page 18 b5; Page 22 b5; Page 26 b5; Page 47 b5; Page 75 b5; Page 101 b5; Page 102 b5; Page 103 b5; Page 104 b5; Page 107 b5; Page 108 b5; Page 120 b5; Page 122 b5; Page 123 b5; Page 124 b5; Page 130 b5; Page 135 b5; Page 139 b5; Page 144 b5; Page 145 b5; Page 221 b7E; Page 222 b7E; Page 223 b7E; Page 224 b7E; Page 225 b7E; Page 229 b7E; Page 230 b7E; Page 232 b7E; Page 235 b7E; Page 246 b7E; Page 247 b7E; Page 248 b7E; Page 249 b7E; Page 250 b7E; Page 251 b7E; Page 254 b7E; Page 255 b7E; Page 256 b7E; Page 259 b7E; Page 265 b7E; Page 266 b7E; Page 267 b7E; Page 268 b7E; Page 345 b7E; Page 346 b7E; Deleted Page(s) No Duplication Fee For this Page Unclassi?ed For Litltited Official Use Only Unclassi?ed For Limited Of?cial Use Only Term De?nition Term De?nition assd?ciated with a record. Person-Centric View A mprehensive, consistent, accurate, and integrated viev?lr of individuals that is shared across multiple govhmment agencies and organizations Reports Organized output, system status reporting is generated by the system (infrastructure), Management Information Reporting (MIR) is generated by the application. Platen Theiglass scanning region on a ?atbed Fingerprint 5 nor that records the prints. Positive Identi?cation sante individual. bior etries have been compared and found to be c:ldenti?cation. Positive Identification implies that Priority Levels Im Irediate: response within 10-30 seconds; High: resiionsc within 15 minutes; Medium: response within twothours; Low: response within 24 hours, and up to 30 days Repository A central location where the biometric and biographie data is stored and maintained. This can be multiple databases or ?les located for distribution over a network. Requester The authorized individual requesting a biometric search. Response Filtering Restricting biographic response information to requesting users based on user pro?le and record-based access controls Processing Any: speci?c directives on how to manipulate the giants for a desired output. Purge The batch removal of records for charges that are no loafer considered criterion offenses based on changes to .. tate law. Query Time The length of time a query takes to be processed. Querying Of?cer authorized individual requesting a biometric Sealch. RAP Sheet ord of Arrests and Prosecutions sheet. it describes arr and subsequent dispositions attributable to an ind-'vidual. Rap Back The noti?cation of subsequent criminal and/or civil data to an existing record for biometrically con?rmed interactions to the originating entity if requested. Response Time The time involved for the solution to search, retrieve, and display information to the user. Response time begins when a user submits a query and ends when the user is provided with the requested information. Risk Assessment Data Determines the threat a person or situation represents. This category is comprised of, at minimum, wanted subjects, terrorists, and sexual offender registrants. Roles Dictates what data and/or procedures are available to a spici?c individual based on their agency or position. Rolled Fingerprints Full ?ngerprint image captured as it is rolled from one edge of the ?ngernail to tl_t_e__qth__er Scalable Adaptable to increased demands. Score Threshold The parameter used to de?ne AFIS cum Recidivist Rel'ers to an sub-?le containing the ?ngerprints of El subject repeatedly encountered, but not necessarily by DHS. Remove Removal of an entire record or record link from an system. A removal request will be issued foriany record that has been issued a court order for exliungement and does not qualify for immigration retdntion purposes President or Governor issued pattlorr, mistaken identity) and for records which have Special Population Cognizant Files Subcategories of ?ngerprints from a repository that may be physically or logically separated from the main -y and searched separately. Stakeholder Any user, organization, or agency that has a vested interest in the development of the interoperability solution be it purged. Version 3.1, March 13, 20' 7 Final 1 lunlnani?m} Bau- l? :?h?hnr! ?Maia-11h- ml" Version 3.1, March 13, 2007 Final Hutu?mm: animator I b7E uLuc A More Detailed Look at EIR Rap Back Service :3 Accept Rap Back enrollments for a specified identity. E3 Provide Rap Back notifications for specified event types. Et Maintain Rap Back subscriptiOn information. K: Provide Rap Back subscription renewal notification. Kt Provide Rap Back subscription status. For Official Use Only Slide 10 Unclassi?ed 1O EIR Rap Back Service. Recommendations Standards Committee input related to criminal justice Rap Back services will be forwarded to the IS for consideration. 1) The Rap Back service utilizes the same dissemination protocols currently in place for criminal/civil ?ngerprint submissions. For Of?cial Use Only S?de 11 Unclassi?ed 11 EIR Rap Back Service Recommendations 2) Prior to sending a Rap Back noti?cation to the authorized agency(ies), a Rap Back pre-noti?cation would be sent to the submitting agency indicating that has received subsequent activity on anenrolled individual. The submitting agency would need to con?rm, through a response, that the individual is still of interest prior to releasing the Rap Back noti?cation. For Of?cial Use Only Slide 12 Unclassi?ed 12 EIR Rap Back Service Recommendations 3) The Rap Back event that triggered the Rap Back notification will be highlighted within the Rap Back response. 4) Disposition data submitted to on an enrolled Rap Back identity would trigger a Rap Back notification. For Of?cial Use Only Side 13 Unclassi?ed 13 1? 3i? . 21"" ar a - i ggesmswow . i a; 0 - lion Year 1 - lion Year2 - tion Year 3 - Hon Year4 0 - lion Year on?. You om 2m 1m Iw? guts, 1:126:32; gag; Rlsc?brow- Walk 3 gram a i i Contract BIL RISC Prototype Full User 15 FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l2069l5-0 Total Deleted Page(s) 2 2 Page 300 Duplicate; Page 301 Duplicate; Deleted Page(s) No Duplication Fee For this Page . :1 I - . w: - 1;?Autorrflaitlidn m?teirstatei 1 System: (M ugshonts) PhOto an: reprinting Improvements 1 ?higeirprrint Identi?cation i w; - (ZETISY 1.7 3:1nWanced I i 9 apBacik Na" a Print system IAFIS Repository 0r Civil? Records Jon iolida 'tial lice H: .- ?G?Onal iILRefcr BacR 1 Mt *Ilnti Qty per-5b ?5 3K) i FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206915-0 Total Deleted Page(s) Page Page Page Page Page Page Page Page Page Page Page Page 301 302 303 304 305 306 307 308 309 310 311 312 b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b7E; b7E; b7E; b7E; b7E; b7E; b7E; b7E; b7E; b7E; b7E; b7E; Deleted Page(s) No Duplication Fee For this Page FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l2069l5-0 Total Deleted Page(s) 2 Page 8 b5; b7E; Deleted Page(s) No Duplication Fee For this Page Implementation Schedule Advanced Technology Workstations oReplace obsolete hardware oProvide high resolution of biometrics Increment 1 Initial Operational Capab??y oldentification Fingerprint Search Capab?ny oMore accurate searches oBetter support for rolled/flat processing Increment 2 RISC and Initial NGI Infrastructure Repository for Individuals of Special Concern (RISC) ORapid mobile searches Web Services Increment 3 Palms and Latents oinvestigative Palm Print search capabilities oNationaI Palm Print repository ?Latent Enhancements -Unsolved Latent File cascaded searches oRapid DHS CBP response Increment 4 Rap Back, Facial, Photo/SMT Search Capabilities olncreased Response Times oFacial and SMT searches Functionality Replaced 0Verification oEnhanced Interoperability oDisposition type of transactions oWeb Services Increment 5 Iris Pilot Technology Refreshment oConduct Iris Pilot based on trade study results Resulting BEi l1?fitS nRap Back, Facial, SMT Search Capabilities, Migration of Remaining IAFIS Functionality ll. Rap Back Facial Search Text based stars, marks, and tattoo (SMT) searches Enhanced Interoperability Fingerprint verification services Improved response times Target Deployment - Summer 2014 Enhance pudlic safety National lev?al investigative searches of photos/SMTs More accurate and complete criminal history records Flexible and pcalable architecture for future needs b6 b7C 0. Reviewirig Best Practices and Lessons Learned Currently identified with Rap Back business lines 1 Strategic discussions to align with a national impie' entation - Identifying Policy Focus Areas 0 Going Forward Engagie Law Enforcement Partners Continue working'with Subject Matter Experts b?7E FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l2069l5-0 Total Deleted Page(s) Page Page Page Page Page Page Page 286 287 297 308 309 310 316 b5; b5; b5; b5; b5; b5; b5; Deleted Page(s) No Duplication Fee For this Page LaleslSlatus: All Screens have been completed Nola that: 4 screen related to Rap Back may be impacted based on resolution of internal . legal questions 1064 55/3? Nole: - 18 were added to metrics for 2??1 0 Miss Analysis. UFB, Exception Handling for a total projected count of 147 vs baseline screens 123?llod-ups (mule laCK?'lfD mn?krru . Inc.4.cr3?r?? i lmlOl/Developmem us 111' [.?luehelln I M95335 i? ?Wm-oh #7 ?msmm: LacxHEEn Mn'n'rlnr- . FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206915-0 Total Deleted Page(s) Page Page Page Page Page Page Page 267 277 288 294 317 318 319 b5; b5; b5; b5; b5; b5; b5; Deleted Page(s) No Duplication Fee For this Page FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l2069l5-0 Total Deleted Page(s) 2 Page 45 Duplicate; Deleted Page(s) No Duplication Fee For this Page FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l2069l5-0 Total Deleted Page(s) 2 2 Page 230 Duplicate; Page 258 Duplicate; Deleted Page(s) No Duplication Fee For this Page FY 2008 Contract Years Timeline FY 2014 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 A Contract Update nun-1:? . .Il System Design Dim; .'_ikj i I Rolling I Base Dev Otion Year 1 Otion Year 2 Otion Year 3 Otion Year 4 Otion Year 5 i a ?my "Ti??7 I I I 1 Deploymenti i totheGE Advanced Technology Workstations .IncriO . ?vwmx?u'lun .w ?I?r was wow-uu?tc eve opmen u?v?h I a . ,1 Md" mun-cm new-nun? an .5 Han? RISC Prototype I 3 Identification Fingerprint '99 ?ilndi?n?ndent??ov?t Testing; RISC Initial NGI Infrastructure 12%] 7' Frill 'Inert I. . . Latent, Palms, Full NGI Infrastructure Photos, Rap Back, IAFIS Migration Full User Functionality Performance Validation Biometric Search Analysis Studies ?Identification Slap Segmentationw 100 Initial Operating Capability FOC- Final Operating Capability rlnvestigativeFP OE- Operating Environment 1 3 Palm Print?; FP-Algorithms Rolled Flats Department Investment Review BoardPhotos Rap Back 2011 2012 2013 FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l2069l5-0 Total Deleted Page(s) 2 Page 8 Duplicate; Deleted Page(s) No Duplication Fee For this Page FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206915-0 Total Deleted Page(s) 14 Page 137 b7E; Page 138 b7E; Page 223 b7E; Page 252 b7E; Page 253 b7E; Page 254 b7E; Page 305 b7E; Page 306 b7E; Page 307 b7E; Page 309 b7E; Page 310 b7E; Page 436 b7E; Page 437 b7E; Page 438 b7E; Deleted Page(s) No Duplication FeeX Forthis Page Status I ene?t Allocation Some capabilities have little or no tangible bene?ts identi?ed I IPS and EIR have no tangible bene?ts in the Noblis CBA other than cost avoidance. I No tangible bene?t was calculated for functionality within a capability such as Face Recognition, Rap Back or Iris I Only CJIS labor savings to process dispositions were estimated for DRI. Potential savings to society as a result of more available dispositions impact on NICS) were not estimated. 12 NEXT GENERATION UNCLASSIFIED I FOR OFFICIAL USE ONLY IDENTIFICATION Notional NGI Incremental Development Strategy - Requirements Development - Acquisition Planning 0 Source Selection - CD Capability for (MRD) - QC Automation Phase FY08 CONTRACT 7 mm Ta I . :Algorithm Trade Study :System Design I. Implement?RISC Rapid Search - Initial implementation of AF IT search capacity I0 Identity Management i (Civil/Criminal) 1 Unique Identi?er Enhanced Disposition Data Submission I0 Enhanced Photo i Repository INPPS Enhanced IAFIS Repository Interoperability I- Initial External Repository Record Link - Biometric Search Capability nun?n?n? 5- Disposition (New 1 Message) Disposition via CJIS WAN RISC Prototype Increment 1_ animatuuannmw '13. 41.1 .55.: 355- - ?3.15 . Eh, FY09 FY10 FY11 FY12 FY13 AFIT Increase search capacity to 268,500 - Increase RISC capacity to 25,000 EIR - Conversion (Civil/Criminal) Expanded Identity Management Expanded Repository Infrastructure p?I U) - Photo Text Searches Interoperability - Complete External Repository Record Link Biometric Search Capacity 0 - Accept 1000 ppi Receipt and Storage whip-"nun =Eil?efem??t? I, 3; i 0 Enhanced Finger i 1 Processing A - ?Hwy?? Enhanced Latent I Increment 4 Processing 1? AFIT I i 0 Increase search i . i i I capacityto331,000 5 $3000 I. A . In i. Increase 151283000 1 Increase RISC i 1 1 EEIc?paCIty 0 i capacity to 75,000 Rap 330k services a {Place Recognition i - Increase seai?ch i Iris Services i capacity to 422,000 1 i - palm services Increase RISC I i Expanded IAFIS Interoperability caPaCity to 125,000 i RBPOSitories 0 Increase search Interoperability NPPS capacity i - Increase seaich i Expanded IAFIS capacity Repositories Interoperability I - Increase search i 1 capacity I i I I i Men-W. . ?er Rap Back Service I RAP BACK: a Notification to an Authorized Contributor that activity criminal, civil, External System activity) has occurred on a previously enrolled subject?s record. For Official Use Only Slide 42 Unclassified Wu - .r-v ?ct?"Hm Rap Enrolment Rap Back Enrollment Indicate on a Ten?Print Fingerprint Identification Search Request Indicate Rap Back Expiration Date Default if not designatedor invalid indicate event types that trigger Rap Back no??ca?ons Civil, Criminal, External Designate recipients of Rap Back notifications Reject if search is rejected For Official Use Only Slide 45 Unclassified l: Information The service that provides specific biographic or biometric information on an individual. Biometric Image Retrieval Biometric Features Retrieval Biometric Audit Trail Retrieval Biometric Information Retrieval Identity History Request Certification File Request Rap Back Subscription List Request Rap Back Rap Sheet Request For Official Use Only Slide 104 Unclassified g?g *Jdmm?functionality .?iffcz $1.31: Subscriberto request a f? 1:3 912?:th after receipt of Rap Back Activity Notification Rap Sheet indicates event that triggered the Rap Back Contributing sources Authorized IAFIS Contributors For Official Use Only Slide 130 Unclassified .2 t? - w- .r Kama 2W ?lg'??sgandnotion a i ity R-icrootric Notification Special Population Cognizant File Notification Syetem Link Notification ??Rap BaCk Activity Notification Rap Ba~ckReneWal Notification RISCNotification Intern ationai Terrorist Fiie NotificatiOn. Immigration Violator File NotificatiOn For Of?Cialz use; Only I Slide 154 a IUnCIassmtefd a Hf?, A 4-p- New Functionality (cont.)e Special Population Cognizant File Maintenance 4 Direct Rap Back Enrollment Rap Back Maintenance Renewal External System Record Link Maintenance External System Link Activity Noti?cation ITF Maintenance IVF Maintenance For Official Use Only Slide 175 Unclassified Direct Rap Back Enrollment For Official Use Only Slide 210 Unclassified 777._.77._77 7 7 7 7. 7 7 Rap Back Maintenance ReneWal For Official Use Only Slide 214 7 Unclassified Administrative Control Services I: Minimally impacted by NGI System Status Reporting Centralize functions System Administration El Create Manage new repositories Manage Workflow Work Queues Manage workflow for new biometrics Transaction History El Centralized functions Supports new services -- User Fee Billing I: Rap Back For Official Use Only Slide 238 Unclassified . .n . ~h ,7 u, Identity Information Biographic information Biometric Information Event Information Special Processing Indicators Notification Indicators Want, Flash, SOR, ITF, IVF, Rap Back) For Official Use Only - Slide 247 Unclassified ?3 System Reliability System Reliability Process all transactions to completion Fingerprint Disposition Submissions Latent - ITF Searches Photo - Rap Back Palms Major Case Print (MCP) IRIS Repository Management Rapid Searches Identity Management For Official Use Only Slide 278 Unclassified . 7 Lm?> - .4. Rap Back Response Times Rap Back notification: Rap Back subscription list: Maintenance Renewal: b7E For Official Use Only Slide 298 Unclassified Rap Back ForOfficial Use Only Slide341 Unclassified FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l2069l6-0 Total Deleted Page(s) 2 3 Page 268 b5; Page 321 b5; Page 325 b5; Deleted Page(s) No Duplication Fee For this Page UNCLASSIFIED NON-RECORD I Please let me know who will review for- CI IS. Thank youll b6 b7C Policy, Administrative and Liaison Branch Criminal Justice Information Services Division- From: I IIOCA) (FBI) b6 Sent: Thursdav. April 17. 2008 4:43 PM To: Cc: s?ubject: Review of 015 Response to AG 1/30/08 SJC QFR, Feingold 220 Importance: High UNCLASSIFIED NON-RECORD On VIZ/wgllorwarded to me a response -to a Congressional Question for the Record (QFR) re: (Feingold 2 copie ow). Our Office of the General Counsel : happened to see that response in the context of a separate review, and he wanted to ensure that all the right folks have reviewed that response for accuracy. In particular, he believes NGI may involve the retention of fingerprints unrelated to the Rap Back service, which would contradict the first sentence of the second paragraph, highlighted below. I .that all the folks who might be knowledgeable review this response carefully? I've copie so they can help to do everything necessary to ensure our response is clear and correct. DOJ has requested any edits by 9:30 am tomorrow, but get more time if necessary to ensure we are completely accurate. Thanks for your help. Let me know if you have questions. Office of Congressional Affairs JEH Building Room 7270 {Send mail to, Room 7240)" b5 Policy, Administrative and Liaison Branch Criminal Justice Information Services Division b6 b7C From: I (FBI) Sent: Thursday, April 17, 2008 4:43 PM To: Cc: Subject: Review of (DIS Response to AG 1/30/08 SJC QFR, Feingold 220 Importance: High UNCLASSIFIED NON-RECORD b6 I we On 3/1 2108. Iforwarded to me a response to a Congressional Question for the Record (QFR) re: NGI (Feingold 220, copied below). Our Office of the General Counsel happened to see that response in the context of a separate review, and he wanted to ensure that all the right'o ave reviewed that response for accuracy. in particular, he believes NGI may involve the retention of fingerprints unrelated to the NGI Rap Back service, which would contradict the first sentence of the second paragraph, highlighted below. Could that all the folks who might be knowledgeable review this response carefully? I've copied so they can help to do everything necessary to ensure our response is clear and correct. DOJ has requested any edits by 9:30 am tomorrow, but I'll get more time if necessary to ensure we are completely accurate. Thanks for your help. Let me know if you have questions. g?lce of'Congressional Affairs JEH Building Room 7270 (Send mail to Room 7240) b5 Biometric SerVIces Section (888) Criminal Justice Information Services Division (Fax) (Cell) E-mail: SIPRNET: From: (CJIS) (FBI) Sent: Friday, April 18, 2008 7:38 AM To: Cc: Subject: Importance: High UNCLASSIFIED NON-RECORD Please let me know Who will review for CJIS. Thank youllf Policy, Administrative and Liaison Branch ?form?ion Services Division 'be From: I IOCA) (FBI) Sent: Thursday, April 17, 2008 4:43 PM To: Cc: Subject: gala 22o Importance: High UNCLASSIFIED NON-RECORD On 3/12/08, : forwarded to me a response to a Congressional Question for the Record (QFR) re: NGI (Feingold 220, copied below). I Our Office of the General Counsel: happened to see that response in the context of a separate review, and he wanted to ensure that all the right folks have reviewed that response for accuracy. In particular, he believes NGI may involve the retention of fingerprints unrelated to the NGI Rap Back service, which would contradict the first sentence of the second paragraph, highlighted below. Could-you please ensure that all the folks who might be knowledgeable review this response carefully? We copied I so they can help to do everything necessary to ensure our response is clear and correct. 2 b6 b7C b7C b6 b7C DOJ has requested any edits by 9:30 am tomorrow, but I'll get accurate. Thanks for your help. Let me know if you have questions. UTTlce 0 Congressional Affairs JEH Building Room 7270 {Send mail to Room 7240) more time if necessary to ensure we are completely b6 b7C b5 FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206916-0 Total Deleted Page(s) Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page Page 110 115 126 134 247 261 266 271 274 296 319 333 338 343 346 368 b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b5; b7E; b7E; Deleted Page(s) No Duplication Fee For this Page will include business logic that provides a single, consistent result. The identi?cation of people using the automated matching and/or correlation of multiple biometric data based on the following physiological traits are authorized: Facial, Hand Geometry, Iris, Retinal. The enhancements to the IAFIS will also update the technical architecture to a more current, ?exible, modular system. This will support easier and faster modi?cations to enable future multi?modal developments in biometrics, such as facial recognition, iris, and retina. It will also allow easier modi?cation of the work?ow to support future business process requirements. Enhanced IAFIS Repository (EIR). The Enhanced IAFIS Repository recommends consolidating the records for subjects with multiple records. The project will also offer a new service to authorized users who desire immediate noti?cation when a person of interest may pose a threat to national security or the well being of others. This service is commonly referred to as the Rap Back Program. Agencies that employ persons in high security positions or positions of trust want options in keeping abreast of an employee?s criminal history other than performing reinvestigations and submitting ?ngerprints on a continual basis. Even with regular background checks, the employer may discover long after the fact that an employee has been charged with crimes while entrusted with high security information or provided access to a high-security facility. The entire project will require the CJ IS Division to develop new functionality for the automated civil ?le, collectively locate civil history and criminal history information, and enhance the search, storage, ?le maintenance, and reSponse generation capabilities. Interstate Photo System Enhancements (IPS). The following recommended enhancements will increase the number of photos in the allow easier access to the photos by CJ IS Division customers; and increase the IAFIS photo capabilities. Allow submission of photos independent of an arrest submission with ten or less ?ngerprints and a quoted FBI Number (FNU) and continue to allow existing capabilities of photo submissions with arrests Allow bulk submission of photos maintained at state/federal level. Encourage submission of photos other than facial scars, marks, tattoos Allow search of record for facial, S, M, and photos. Allow IPS photo retrieval via the National Crime Information Center (NCIC) Allow submission of photos with Civil Types of Transactions Eliminate restriction of ten photo sets per FBI record. Automation of Quality Check (QC). Automation of QC will automate the QC function by including automatic processing of User Fee transactions which currently require manual review or action. This will require automation of complex business rules and deve10pment of a new Human Machine Interface (HMI) so that the business rules can be modi?ed as needed. Advanced Fingerprint Identi?cation Technology (AFIT). The goal of this initiative is to improve the services provided by the Integrated Automated Fingerprint Identi?cation System (IAFIS) by increasing the Automated Fingerprint Identi?cation System (AFIS) accuracy; improving the IAFIS criminal and civil response time; creating a new IAFIS service that provides a rapid (eight second) search of known or suspected terrorists and wanted persons. Improving the search capabilities will ensure fewer mistakes in ?ngerprint searches, which is especially important in relation to national security. Additionally, this project will increase the number of searches the IAFIS can process per day, provide more ef?cient AFIS processing of ?at ?ngerprint impressions, improve the latent processing services, and reduce the IAF IS out of service time. Disposition Reporting Improvements (DRI). This enhancement will support the development of additional The FBI is proposing to develop four additional methods to allow expanded disposition acceptance capabilities. These include the following: 1) addition of disposition information to an existing criminal history record utilizing the NCIC Interstate Identi?cation Index message key, 2) modernization of the current MRD process via the Internet and formatting, 3) the electronic submission of disposition information utilizing a new Type of?Transaction, supported by FBI Number, descriptive data, and/or fingerprint images, via the CJ IS Wide Area Network (WAN), and 4) Federal Courts submit disposition information electronically to the IAFIS. It is imperative that the FBI maintain a complete CHRI database in order to provide customers with information necessary to make informed decisions regarding the backgrounds of individuals whether for criminal justice purposes, noncriminal justice purposes for employment, licensing, and gun permit matters, or for purposes of national and international security. Disposition data is information pertaining to the resolutions of arrest charges or the custody or supervisory status of subjects subsequent to convictions. Disposition data is the core of the criminal history database. Currently, disposition data is included on only approximately 46 percent of arrest records. It is imperative that the FBI provide the law enforcement community with a means of submitting disposition information in a more timely and ef?cient manner. Lack of disposition data on criminal history records has been a major problem for the National Instant Criminal Background Check System (N ICS) program and is a major factor in the cost of the NICS program. As a result, the FBI has dedicated a large number of personnel resources to retrieving disposition data in order to make timely decisions relating to the transfer of ?rearms. Availability of complete computerized criminal records is vital for criminal investigations, prosecutorial charging, sentencing decisions, correctional supervision and release, and background checks for licensing, purchasing of handguns, and applying for child-care positions or other responsibilities involving children, the elderly, and the disabled. Enhancing the CI-IRI database within the IAFIS will allow the FBI to take advantage of the improvements that state and local law enforcement partners have made to their criminal history record systems using National Criminal History Improvement Program funds. C. Enhanced IAFIS Repository (EIR) - Civil File Enhancements The current civil repository does not provide suf?cient functionality in order to meet the ever-growing needs of the FBI's customers. Expanding the functionality of this repository will enable the FBI to provide new services such as Rap Back and advanced search capabilities. The Rap Back initiative will allow certain IAFIS customers to know when criminal activities occur concerning individuals who are currently in positions of trust, resulting in an increased confidence level for those employers. The existing LAFIS criminal and civil repositories are maintained as separate and distinct databases that do not allow for the automated transfer of records among repositories. The proposed IAFIS design change combines the records from the civil and criminal repositories into an interoperable repository. The repository design will facilitate the transition, search, addition, consolidation, modi?cation, expungement, response generation, and ?le maintenance of criminal and civil information; provide the ability to search the civil records with remote latent ?ngerprint submissions; and support user required ?ngerprint search and noti?cation capabilities. With this initiative, the records from the civil and criminal repdsitories will be maintained in one interoperable repository. utilizing a new Type of Transaction, supported by FBI Number, descriptive data, and/or ?ngerprint images, via the CJIS Wide Area Network (WAN), and 4) Federal Courts submit disposition information electronically to the IAFIS. It is imperative that the FBI maintain a complete CHRI database in order to provide customers with information necessary to make informed decisions regarding the backgrounds of individuals whether for criminal justice purposes, noncriminal justice purposes for employment, licensing, and gun permit matters, or for purposes of national and international security. Disposition data is information pertaining to the resolutions of arrest charges or the custody or supervisory status of subjects subsequent to convictions. Disposition data is the core of the criminal history database. Currently, disposition data is included on only approximately 46 percent of arrest records. It is imperative that the FBI provide the law enforcement community with a means of submitting disposition information in a more timely and ef?cient manner. Lack of disposition data on criminal history records has been a major problem for the FBI's National Instant Criminal Background Check System (NICS) program and is a major factor in the cost of the NICS program. As a result, the FBI has dedicated a large number of personnel resources to retrieving disposition data in order to make timely decisions relating to the transfer of ?rearms. Availability of complete computerized criminal records is vital for criminal investigations, prosecutorial charging, sentencing decisions, correctional supervision and release, and background checks for licensing, purchasing of handguns, and applying for child?care positions or other responsibilities involving children, the elderly, and the disabled. Enhancing the CHRI database within the IAFIS will allow the FBI to take advantage of the improvements that state and local law enforcement partners have made to their criminal history record systems using National Criminal History Improvement Program funds. C. Enhanced IAFIS Repository (EIR) - Civil File Enhancements The current civil repository does not provide suf?cient functionality in order to meet the ever-growing needs of the FBI's customers. Expanding the functionality of this repository will enable the FBI to provide new services such as Rap Back and advanced search capabilities. The Rap Back initiative will allow certain IAFIS customers to know when criminal activities occur concerning individuals who are currently in positions of trust, resulting in an increased con?dence level for those employers. The existing IAFIS criminal and civil repositories are maintained as separate and distinct databases that do not allow for the automated transfer of records among repositories. The proposed IAFIS design change combines the records from the civil and criminal repositories into an interoperable repository. The repository design will facilitate the transition, search, addition, consolidation, modi?cation, expungement, response generation, and ?le maintenance of criminal and civil information; provide the ability to search the civil records with remote latent ?ngerprint submissions; and support user required ?ngerprint search and noti?cation capabilities. With this initiative, the records from the civil and criminal repositories will be maintained in one interoperable repository. The EIR initiative envisions two categories of subjects with the redesign of LAFIS. The ?rst category would include all records of individuals who have a criminal cycle within their IAFIS history record. The records may also contain civil cycles for the individual. These records would be Rap Back initiative will allow certain IAFIS customers to_know when criminal activities occur concerning individuals who are currently in positions of trust, resulting in an increased con?dence level for those employers. The existing IAFIS criminal and civil repositories are maintained as separate and distinct databases that do not allow for the automated transfer of records among repositories. The proposed LAFIS design change combines the records from the civil and criminal repositories into an interoperable repository. The repository design will facilitate the transition, search, addition, consolidation, modi?cation, expungement, response generation, and ?le maintenance of criminal and civil information; provide the ability to search the civil records with remote latent fingerprint submissions; and support user required ?ngerprint search and noti?cation capabilities. With this initiative, the records from the civil and criminal repositories will be maintained in one interoperable repository. The EIR initiative envisions two categories of subjects with the redesign of IAFIS. The ?rst category would include all records of individuals who have a criminal cycle within their IAFIS history record. The records may also contain civil cycles for the individual. These records would be available to authorized users for criminal, civil, humanitarian, and remote and internal latent ?ngerprint search purposes. Responses generated as the result of a positive identi?cation or non-identi?cation will require format changes. The second category would include records of individuals who only have civil cycles within their LAFIS history record. These records would be available to authorized users for criminal, civil, humanitarian, and remote and internal latent search purposes. Responses generated as the result of a positive identi?cation or non-identi?cation will require development. The FBI currently plans to deliver this functionality in FY2010. - A summary of the funding required for the projects listed under initiative two is provided below: Item Ac uisition Hardware Software Maintenance b7E Hardware Software Services Travel Total Next Generation IAFIS (N GD NGI is a major upgrade to expand current IAFIS capabilities and add additional capabilities. NGI will improve IAFIS speed and accuracy, enhance the Criminal History Record Information Database, and provide Latent Palm Print capabilities through development of the following enhancements: Quality Check (QC) Automation - reduce the QC Manual workload from 50 to approximately 25 percent of 10-print submissions. nil: Disposition Reporting Improvements (DRI) - allow electronic and bulk disposition submissions. nil; Advanced Fingerprint Identi?cation Technology (AFIT), including the Enhanced Terrorist Identi?cation System (ETIS) - ensure close to 100 percent accuracy rate, increase IAFIS processing and capacity, decrease response times, and provide a rapid search of known or suspected terrorists and wanted persons. i? National Palm Print System (N PPS) receive, store, and search palm prints. ail; Interstate Photo System (IPS) - allow submission of photos independent of an arrest submission, bulk submissions, and searches of photos (facial, scars, tattoos, etc.). I?ll: Enhanced IAFIS Repository - electronic searches of the civil ?le, civil record maintenance consolidation for individuals with multiple records, and a new service to users who desire immediate noti?cation when a person in a position of trust has been arrested ?Rap Back?. ri Multi?Modal Framework advance the integration strategies and indexing of additional biometric data, provide an expandable, scalable and ?exible framework for multi?modal biometric fusion. Current Functionality NGI Enhancements Manual QC is performed on 55% of all Ten-print Transactions; 5% Reject Rate QC-FY07- Manual QC is performed on 25% of all Ten-print Transactions; 4% Reject Rate DRI- 46% of criminal arrests retained in the repository contain disposition information DRI-FYOS- Number of criminal arrests that contain disposition information retained in the repository will increase to 55% within one year of new capability ETIS- No capability to provide a fast response to searches of a known or suspected terrorist and wanted person database Provide a fast response to our customers after a search of the ETIS database of known or suSpected terrorists and wanted persons NPPS- No capability to submit latent palm print Capability to receive, store, and search palm prints IPS- No search capability for photos contained IPS- Retain up to ten photo sets per FBI record Allow search capability for facial, scar, mark, and tattoo photos - IPS-FYO9- Will retain up to twenty-?ve photo sets per FBI record AFIT- Accepts ?at ?ngerprints on a very limited basis AFIT-FYIO- 100% of agencies transmitting civil applicant submissions will have the capability to submit ten-?at ?ngerprint impressions instead of ten- rolled EIR- No capability for electronic civil ?le searches No rap back functionality EIR-FYIO- Allow electronic search capability of the civil ?le for authorized agencies Authorized participating agencies will be electronically noti?ed when an enrolled employee has a subsequent arrest (U) Both categories of data would be available to authorized users for criminal, civil, humanitarian, and remote and internal latent search purposes. With this initiative, only one record would be needed for each subject, and responses will be generated to submitting agencies. For instance, a Rap Back functionality will enable the FBI to notify authorized customers of any updates to records belonging to individuals in positions of trust. (U) The FBI currently plans to deliver additional methods for the submission of disposition information to the IAF IS in FY 2008, expanded photo ?le capabilities in FY 2009, and EIR in FY 2010. (U) Latent Palm Print Capabilities! I (U) IAFIS does not allow [from the FBI's Laboratory Division, as well as federal, state, and local law enforcement and criminal justice agencies nationwide. However, according to the International Association for Tdenti?catinn I I Ultimately, the increased use of latent palm print capabilities would provide customers with an additional tool that will solve more crimes. The FBI currently plans to deliver this functionality in FY 2009. (U) The table below summarizes the bene?ts NGI would provide compared with current IAFIS capabilities. Current Capability IAFIS NGI Benefits Sealch Capability 95% AF IS accuracy rate in 0 Increased reliability - Interoperability with other systems the current system speci?cations rate to as close to 100% as technologically possible Improve ef?ciency of processing ?at ?ngerprints 0 More ef?cient searches Ensure fewer misses in ?ngerprint searches Fingerprint Requirements Ten rolled ?ngerprints only Ten or fewer ?ngerprint capabilities, ?at or rolled Compatible with other systems More ef?cient searches Search Capacity 160,000 searches/day - 200,000 searches/day Accommodates increased needs in pre-employment 1,000 latent searches/day 15,000 latent background checks, licenses, etc. searches/day - Will support increase in border patrol and checks 0 Avoids hiring additional sta?' to accommodate increased workload volumes Quality Cheek 50% of ten-print 0 Automation will 0, Veri?es authorized users Function submissions require a reduce the manual 0 Guarantees only serious offenses are retained in the manual QC work load to approximately 25% database Streamlines work processes, reduces overall response time Reduces number of ten-print'transactions rejected by the FBI, saving costs to local law enforcement and allowing more timely updates of records (eight seconds) of known or suspected terrorists based on a two fingerprint search; providing a green light/red light response in seconds. Enhanced IAFIS Repository The IAFIS Civil File currently has very limited capabilities. There is no search capability for authorized agencies and no method for the CJIS Division to modify or locate multiple submissions that may exist for the same? individual. The Enhanced.IAFIS Repository will allow electronic searches of the civil file, and allow civil record maintenance and consolidations for individuals with multiple civil fingerprint records. A new Rap Back Service will provide authorized users the ability to obtain an automatic notification when.an enrolled subject has subsequent criminal activity. National Ralm Print System (NPPS) The current IAFIS does not retain palm prints. The NPPS will allow IAFIS to receive, store, and search palm prints, provide the capability to receive bulk palm print submissions, and allow the search of the Unsolved Latent File. The NPPS will also be built to allow for future incorporation of multi?modal identification functionality. NGI development will be based on the NGI Study findings. It is anticipated that new functionality will be NGI development will provide various capabilities that .provide benefits to the Interoperability project. These capabilities include, partitioning the CHRI database for segmented searches of known or suspected terrorists and wanted individuals (ETIS), providing a Rap Back service to authorized users by automatically notifying them when an enrolled subject has subsequent criminal activity, providing the capability to process flat fingerprint impressions, providing a more accurate CHRI database for decision making purposes and improving the IAFIS speed and accuracy. NGI development will not provide various capabilities that are required for the Interoperability project. For example NEED INPUT FROM IDENT . Background: The Next Generation IAFIS WGI) will be a major upgrade to the current IAFIS that will provide new functionality, as well as, improve upon current functionality. The NGI, because it is a major upgrade to the existing IAFIS, was included in the previous IAFIS OMB 300 submission. This year, the NGI was separated from the IAFIS Exhibit 300 for Management Control purposes based on guidance from the Of?ce of the Chief Information Of?cer (OCIO). Implementation of the NGI enhancements will bene?t the law enforcement community and non- criminal justice agencies by providing functionality that currently does not exist and expanding and/or improving the existing IAFIS services. Although has the largest and most state- of-?the?art ?ngerprint identi?cation system in the world, exceptions and spoo?ng of a single biometric identi?er offers threats which demand safeguards. Fusion of multiple biometrics will further improve matching performance and accuracy protecting the integrity of a thorough criminal or terrorist related background check. The NGI initiative will study the integration strategies and indexing of additional biometric data which will support a futuristic multimodal system. Furthermore, NGI will identify storage opportunities via the appropriate standard to grow repositories containing various kinds of biometric information, prior to the integration of multimodal searching. Finally, and more speci?c to the current biometric ?data collected by CJ IS, NGI will identify near-term opportunities for multimodal searching of the Interstate Identi?cation Index Photo File, the Fingerprint Criminal Master File, and the NGI Palm Print Repository. The following summaries are provided to describe each of the NGI initiatives: Enhanced IAFIS Repository The Enhanced IAFIS Repository recommends consolidating the records for subjects with multiple records. The project will also offer a new service to authorized users who desire immediate noti?cation when a person of interest may pose a threat to national security or the well being of others. This service is commonly referred to as the Rap Back Program. The entire project will require the CI IS Division to .develop new functionality for the automated civil ?le, collectively locate civil history and criminal history information, and enhance the search, storage, ?le maintenance, and response generation capabilities. Interstate Photo System Enhancements The following recommended enhancements will increase the number of photos in the allow easier access to the photos by CJ IS Division customers; and increase the IAFIS photo capabilities. -1. Allow submission of photos independent of an arrest submission with ten or less ?ngerprints and a quoted FBI Number (FNU) and continue to allow existing capabilities of photo submissions with arrests a. Allow bqu submission of photos maintained at state/federal level 2. Encourage submission of photos other than facial scars, marks, tattoos a. Allow search of record for. facial, S, M, and photos 3. Allow photo retrieval via the National Crime Information Center (N CIC) 4. Allow submission of photos with Civil Types of Transactions (TOTs) FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l2069l6-0 Total Deleted Page(s) 2 6 Page 5 Duplicate; Page 9 Duplicate; Page 22 Duplicate; Page 321 b5; Page 322 b5; Page 323 b5; b7E; Deleted Page(s) No Duplication Fee For this Page Scope The Next Generation IAFIS (N GI) is a compilation of initiatives within the Criminal Justice Information Services (CJ IS) Division of the Federal Bureau of Investigation (FBI) that will either improve or expand existing biometric identi?cation services. The NGI Program will be a major upgrade to the current IAFIS that will provide new functionality, as well as improve upon current functionality. Objectives Upgrading the existing LAFIS technology with the NGI initiatives will accommodate increased information processing and sharing demands from local, state, federal, tribal, and international agencies, as well as meet customer demands for new and faster services. The NGI Initiatives are outlined below: Advanced Fingerprint Identi?cation Technoloav (AFIT) Component The goal of this initiative is to improve the services provided by the IAFIS by increasing the Automated Fingerprint Identi?cation System (AF IS) accuracy, improving the IAFIS criminal and civil response time, and creating a new IAF IS service, the Enhanced Terrorist Identi?cation Service (ETIS). This functionality will provide a rapid search of known or suspected terrorists and wanted person's. Additionally, this component will increase the number of searches the IAFIS can process per day, provide more ef?cient AFIS processing of ?at ?ngerprint impressions, improve the .latent processing services, and reduce the IAF IS out-of?service time. Disposition Reporting Improvements (DRI) Component This enhancement will support the development of additional options for the submission of disposition information to IAFIS, thereby increasing the availability of disposition information. ?banced IAFIS Repository (EIR) Component This initiative involves consolidating the records for subjects with multiple records. The component will also offer a new service to authorized users who desire immediate noti?cation when a person of interest may pose a threat to national security or the well being of others, commonly referred to as the Rap Back program. Development of EIR enhancements will require the Division to develop new functionality for the automated civil ?le, collectively locate civil history and criminal history information, and enhance the search, storage, ?le maintenance, and response generation capabilities. Interstate Photo Svstem (IPS) Enhancement Component This enhancement will increase the number of photos in the IPS, allow easier access to the photos by IS Division customers, and increase the LAFIS photo capabilities. This enhancement will: allow submission of photos independent of an arrest submission; allow bulk submission of photos; encourage submission of photos other than facial scars, marks, tattoos allow search of records for facial and SMT photos; allow IPS photo retrieval via the allow submission of photos with Civil and eliminate restriction of ten photo sets per FBI record. National Palm Print System (NPPS) Component This enhancement will support the development of a centralized palm print repository consisting of known pahn prints. that may be searched to provide a list of candidates for latent palm print comparison to support criminal investigations. Quality Check. Automation (QCA) This enhancement will automate transactions which currently require manual review or action. Status FBI and IntelliDyne personnel began the elicitation of user requirements/information gathering during the month of October 2005 by conducting onsite interviews at the following agencies/organizations: the National Institute of Standards and Technology (NIST), Arizona Department of Public Safety, the American Society of Crime Laboratory Directors (ASCLD), and the National Law Enforcement Telecommunications System (NLETS). This effort will continue through January 2006. The study is anticipated to conclude in August 2006 and will provide functional and system requirements for the development of the NGI initiatives. NGI has been actively involved in the Interoperability and the Transition to 10?Print Integrated Project Teams (IPTs) that have been established to identify a solution to the data Isharing issues that have occurred in the past between the Department of Homeland Security's Automated Biometrics Identi?cation System (IDENT) and the IAFIS. Requirements for NGI's ?ngerprint-based technology components are being considered and may satisfy some of the InterOperability requirements. This enhancement to the IAFIS will support the development of additional options for the submission of disposition information to IAFIS thereby increasing the availability of disposition information. The new options are: 1) Electronic submission of disposition information using a new TOT, supported by FNU, descriptive data, and/or ?ngerprint images, via the CJ IS Wide Area Network (WAN). a) Modernization of the current Machine-Readable Data (MRD) process via the Intemet and Compact Disk Read Only Memory (CD-ROM) formatting. b) Addition of disposition information to an existing Criminal History Record (CHR) utilizing a new Interstate Identi?cation Index message key. 0) Federal Courts submit disposition information electronically to the IAFIS. 0 Enhanced IAFIS Re osito IR Com onent The Enhanced IAFIS Repository recommends consolidating the records for subjects with multiple records. The component will also. offer a new service to authorized users who desire immediate noti?cation when a person of interest may pose threat to national security or the well being of others. This service is commonly referred to as the Rap Back Program. The component will require the CJ IS Division to develop new functionality for the automated civil ?le, collectively locate civil history and criminal history information, and enhance the search, storage, ?le maintenance, and response generation capabilities. 0 Quality Check Automation (QCA) QCA will include automatic processing of User Fee transactions which currently require manual review or action. This will require automation of complex business rules and development of a new Hmnan Machine Interface (HMI) so that the business rules can be modi?ed as needed. 2.4 Program Authority and Oversight Authority and oversight for this program is provided by the Assistant Director in Charge (ADIC) of the IS Division, the Advisory Policy Board (APB), and Executive?level Review Boards Investment Management Project Review Board (IMPRB), Technical Review Board (TRB), Change Management Board (CMB), Enterprise Architecture Board (EAB), and the IT Policy Review Board (ITPRB). NGI will be managed in accordance with the FBI Information Technology Life Cycle Management Directive (IT LCMD). 2.4.1 Program Sponsor The Sponsor for the program is the Assistant Director in Charge (ADIC), IS Division. 2.4.2 Key Decision Authority The Key Decision Authority reviews and approves program and project plans, establishes concurrence of phase completion, and provides approval to proceed to the next life cycle phase. All FBI IT Programs are reviewed and managed according to the process described in the LCMD. Those processes include seven Executive-level Control Gates. The Executive-level Review Boards listed below serve as the decision authority for Control Gate Review. Input from other NGI Program Cost Management Plan Unclassi?ed For Of?cial Use Only FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l2069l6-0 Total Deleted Page(s) 2 4 Page 329 b7E; Page 362 Duplicate; Page 374 Duplicate; Page 377 Duplicate; Deleted Page(s) No Duplication Fee For this Page Independent Verification Validation 0 Encourage submission/categorization of photos other than facial scars, marks, tattoos 0 Allow retrieval of photos in the IPS via the National Crime Information Center (N CIC). 0 Allow submission of photos with a civil Type of Transactions (TOT). 0 Eliminate restriction of ten photo sets per FBI record. Although facial recognition is not advanced enough to be a viable biometric for large database identi?cation services, this effort is a necessary initial step toward collecting data to ?eld facial identi?cation services in a future multimodal system. 1.1.3.4 Disposition Reporting Improvements (DRI) Disposition data is information pertaining to the resolutions of arrest charges, court counts or the custody or supervisory status of subjects subsequent to convictions. Disposition data is the core of the criminal history database. The IAFIS disposition process continues to rely on the submission of hard copy forms and dated Machine Readable Data (MRD) technology. The FBI is proposing to deve10p four additional methods to allow expanded dispOsition acceptance capabilities. These include the receiving of dispositions by adding disposition information to an existing CHR utilizing a new message key via NCIC, the modernization of the current MRD process via the Internet and standard media formatting, the electronic submission of disposition information utilizing Wide Area Network (WAN), and Federal Courts submitting disposition information electronically to the IAFIS. It is imperative that the FBI maintain a complete CHR database in order to provide customers with information necessary to make informed decisions regarding the backgrounds of individuals whether it be for criminal justice purposes; noncriminal justice purposes for employment, licensing, and gun permit matters; or for purposes of national and international security. It is imperative that the FBI provide the law enforcement community with a means of submitting disposition information in a more timely and ef?cient manner. 1.1.3.5 Enhanced IAFIS Repository - Civil. File Enhancements The current civil repository does not provide suf?cient functionality or capacity to meet the ever-growing needs of the customers. Expanding the ?mctionality and capacity of this repository will enable the FBI to provide new services such as Rap Back and advanced search capabilities. The capacity of this repository will increase dramatically with the future retention of all civil submissions (when requested) to support these new services. The Rap Back initiative will notify certain IAFIS customers when criminal and/or possibly civil activities occur concerning individuals who are currently in positions of trust, resulting in an increased con?dence level for those employers. The IAFIS criminal and civil repositories are currently maintained as logically separate and distinct databases that do not allow for the automated transition of records between repositories. The redesign will collectively consolidate civil history and criminal history information into one central IAFIS repository for biographic data and history information and one central IAFIS repository for ?ngerprint features. The civil repository should have all the capabilities currently available in the criminal repository, including the ability to maintain, search, and modify records. With this initiative, there will be only one record of the highest quality composite set of ?ngerprint images and features for each Version 1.2 For O?oia/ Use (?nk/Sensitive Buf'Unc/assified 02/02/2006 NGI Independent Verification Validation WAN Wide Area Network XML Extensible Markup Language 4.2 GLOSSARY Biometrics is the method of utilizing a physical identi?er such as ?ngerprints, facial, iris scanning, or other unique physiological feature to identify and authenticate the identi?cation of an individual. Deviations are speci?c written authorizations, granted prior to manufacture/development of an item/product, to depart from a particular requirement of an item's/product's current approved con?guration documentation for a speci?c number of units or a speci?ed period of time. [Modi?ed (This is an obsolete term. See Variance) Effectivity is the determination and solidi?cation upon when a change will be effective. The effectivity is based upon the type of end-item being addressed. Effectivity is signi?ed by a date, build, release, lot, or serial number classi?cation. A designation de?ning the product range serial, lot numbers, model, dates) or event at which a change to a speci?c product is to be (or has been) effected or to which a variance applies. Exceptions are a fault or mistake, either in the software or on the part of the user that causes a program to stop running (crash) or to produce unexpected results. Exception handling is a programming language mechanism designed to handle runtime exceptions or other problems during the execution of a computer system. Multimodal Biometric Systems are those which utilize, or are capable of utilizing, more than one physiological or behavioral characteristic for enrollment, veri?cation, or identi?cation. Rap Back is the capability to notify authorized agencies of a ?ngerprint submission to IAFIS so that the agency can take appropriate action. Scope creep is a condition in which the scope of a product continues to increase, typically in an uncontrolled fashion, throughout the development process. [Wiegers' Software Requirements] Spoo?ng is the unauthorized use of legitimate identi?cation and authentication data to gain access to a system by pretending to be an authorized user. A premeditated and conscious act (or inducement) by a perpetrator that causes an incorrect (or inappropriate) action to be taken by a user, system, or other resource. Version 1.2 02/02/2006 For O??ioia/ Use Only/Sensitive But Unclassi?ed 20 NGI Program Charter Automated Fingerprint Identi?cation Technology (AFIT) The IAF IS ?ngerprint search capability is based on technology that is almost ten years old. Although periodic technology refresh helps with hardware and operating systems upgrades, the need still exists to improve functionality. The IS Division will better serve customers by increasing the Automated Fingerprint Identi?cation System (AFIS) accuracy and improving the IAFIS criminal and civil response times. This component will increase the number of searches the IAFIS can process per day, provide more ef?cient AFIS processing of ?at ?ngerprint impressions, improve latent processing services, and reduce the IAF IS out-of- service time. This component will also create a new IAFIS service known as the Repository for Individuals of Special Concern (RISC) that will provide a rapid ten second search of known or suspected terrorists, wanted persons, and other persons of special interest. Disposition Reporting Improvements (DRI) This enhancement will provide additional methods for submitting dispositions to the IAFIS. Disposition information is extremely important to the user community when making ?tness determinations for licensing, employment, and volunteer positions. The IAFIS disposition process currently relies on the submission of hard copy forms and Machine Readable Data (MRD) format which utilizes out-of-date technology. Automated methods will Speed the process and improve accuracy. Enhanced IAFIS Repository (EIR) Redesign of the IAFIS criminal and civil histOry repository will improve the overall effectiveness of the IAF IS, develop new and streamline existing internal user processes, and provide new search and response services to the customers. Additionally, modi?cations will be made to incorporate multimodal biometric identi?cation capabilities for future needs. The EIR will offer a new Rap Back service allowing authorized agencies to receive noti?cation of criminal activity on individuals holding positions of trust. Iris is being introduced as a new biometric modality that will be supported by the EIR. IAFIS users will have the ability to enroll iris images and features for a subject being enrolled into the system, search against the IAFIS iris repositories (Special Populations, Criminal, Civil, and RISC) using the submitted subject?s data, and to retrieve iris images and features for an identi?ed subject. Interstate Photo System IPS) Enhancement Currently, the IAFIS can accept photographs (mugshots) with criminal tenprint submissions. The NGI will allow customers to add photographs to previously submitted arrest data (possibly from existing photo databases) and allow for easier retrieval of photos. Enhancements will include the ability to accept and search for photographs of scars, marks, and tattoos (SMT). National Palmprint System (NPPS) The NGI will include the capability for the IAF IS to accept, store, and search palmprint submissions from local, state, and federal law enforcement and criminal justice agencies nationwide. The NPPS will provide a centralized repository for palmprint data that can be accessed nationwide, providing customers with an additional tool to solve crimes. 21_Sept_2007 For Of?cial Use Only/ Executive Summary - 2 Version 2.0 Sensitive But Unclassi?ed NGI Program Charter DRI Current IAFIS NGI Bene?ts 0 46 percent of arrest records 0 Improved methods of 0 Will facilitate a more contained within the IAF IS submitting Disposition complete CHR that will Criminal History Repository Information support local, state, and (CHR) have disposition data federal criminal justice Establishment of a new agencies Interstate Identi?cation 0 Three methods to submit Index Key 0 A more complete CHR will dis osition information: . i also bene?t the ad'udication 01:) United States Postal MOdemlzauon of the MRD of civil applicant Service process background checks 0 MRD Process 0 Federal Courts submitting 0 With initial disposition information ?ngerprint submission 3.2.4 Enhanced IAFIS Repository The IAFIS repository is currently comprised of multiple sets of data including criminal history; civil history; criminal ?ngerprint images; civil ?ngerprint images; criminal ?ngerprint features; and civil ?ngerprint features. There are subjects in the IAFIS who have more than one civil record, and the enhancement recommendation is to consolidate the records for subjects with multiple records. The EIR capability has four objectives: Identity Management, Iris, Rap Back, and Expanded Repository Infrastructure. Identifv Management Services: The existing IAFIS criminal and civil repositories are maintained as separate and distinct databases that do not allow for interaction of records among repositories. The EIR capability will address this issue through Identify Management objective, which involves combining records from the civil, criminal, and new repositories into an interoperable repository tied by a unique identity reference. Such design will facilitate enrollment, search, consolidation, modi?cation, deletion, and ?le maintenance of all identity and biometric information. Iris Services: Iris is being introduced as a new biometric modality that will be supported by EIR. The supported functionality for iris will be similar to the functionality offered for other biometrics, such as photos and palmprints. The EIR will offer IAFIS users the ability to enroll iris images and features for any subject being enrolled into the system, search against the IAFIS iris repositories (Special Populations, Criminal, Civil, and RISC) using the submitted subject?s data, and retrieve iris images and features for an identi?ed subject. The proposed enhancements will also allow IAFIS users to maintain iris data by offering functionality to update and delete a subject?s iris data. Rap Back Services: The Rap Back objective will allow IAFIS users to enroll identities for Rap Back based on events, maintain their subscription information, and receive noti?cation on the subject when selected activities occur against the subj ect?s records. The Rap Back 21?Sept?2007 For Of?cial U39 Onlif/ . 12 Version 2.0 Sensitive But?Unclassmed to add photographs to previously submitted arrest data, submit photos with civil submissions, and submit photos in bulk formats. The IPS will also allow fer easier retrieval of photos, include the ability to accept and search for photographs of scars, marks, and tattoos, and the use of facial recognition technology. National Palmprint System WPPS) The NPPS will support the establishment of a centralized repository for palmprint data within the NGI. by facilitating the search and storage of both known and unknown palmprints. The NPPS will be accessible by authorized criminal justice and noncriminal justice agencies nationwide. This new capability will enable criminal justice agencies to search latent palmprints obtained from crime scenes against a national repository, enhancing law enforcement's ability to solve' crime. Quality Check Automation (QCA) - The QCA capability has successfully enabled faster response times by eliminating the manual Quality Check review of the majority of ?ngerprint transactions. The QCA capability implemented electronic business rules to provide an automated quality check review, automating the decision precess and making it more consistent. Enhanced IAFIS Repository (EIR) - Redesign of the IAFIS criminal and civil history repository will improve the overall effectiveness of the IAFIS, deveIOp new and streamline existing internal user processes, and prOvide new search and response serviCes to the customers. Additionally, modi?cations will be made to incOrporate multimodal biOmetric identi?cation capabilities for future needs. The EIR capability will allow compatibility between existing civil and criminal repositories as well as new repositories by providing single identity management. The EIR will offer a new Rap Back service allowing authorized agencies to receive noti?cation of criminal activity on individuals holding pesitions of trust. Iris is being introduced as a new biometric modality that will be supported by the EIR. IAF IS users will have the ability to enroll Iris images and features for a subject being enrolled into the system, search against the IAFIS Iris repositories (Special Populations, Criminal, Civil, and RISC) using the submitted subject?s data, and to retrieve Iris images and features for an identi?ed subject. Shared Services - The long?term vision of the FBI is to make the NGI system fully interoperable with other biometric systems. Ongoing efforts are underway to ful?ll congressional mandates to achieve interOperability between the NGI and other syStems, such as the Department of Homeland Security?s (DHS) Autbrnated Biometric Identi?cation System (IDENT). The Shared Services capability developed under the NGI development and integration contract will allow, at a minimum, the following: 0 Provide a dedicated communiCation portal between the NGI system and IDENT. Capability to conduct biometric searches of the IDENT system or other interoperable systems requested by CJ IS contributing agencies. - Capability to conduct biometric search requests of NGI directly frOrn the IDENT system, as initiated by IDENT authOrized contributors. NGI-DOC-O7234-3.0, 02 April-2010 For Official Use Only/ Executive Summary Version 3.0 Sensitive But Unclassi?ed 0 Federal Courts Submitting Disposition Information to the IAFIS. The CI IS Division EE is exploring the feasibility of authorizing Federal Courts to transmit electronic ?ngerprint-based disposition information directly to the IAFIS. The IAFIS repository is currently comprised of multiple sets of data including criminal history; civil history; criminal ?ngerprint images; civil ?ngerprint images; criminal ?ngerprint features; and civil ?ngerprint features. There are subjects in the IAFIS who have more than one civil record, and the enhancement recommendation is to consolidate the records for subjects with multiple records. The EIR capability has four objectives, Identity Management, Iris, Rap Back, and Expanded Repository Infrastructure. 1. Identify Management Services: The existing IAFIS criminal and civil repositories are maintained as separate and distinct databases that do not allow for interaction of records among repositories. The EIR initiative will address this issue through Identify Management objective, which involves combining records from the civil, criminal, and new repositories into an interoperable repository tied by a unique identity reference. Such design will facilitate enrollment, search, consolidation, modi?cation, deletion, and ?le maintenance of all identity and biometric information. Iris Services: Iris is being introduced as a new biometric modality that will be supported by EIR. The supported functionality for Iris will be similar to the functionality offered for other biometrics, such as Photos and Palmprints. EIR will offer IAFIS users the ability to enroll Iris images and features for any subject being enrolled into the system, search against the IAFIS Iris repositories (Special Populations, Criminal, Civil, and RISC using the submitted subject?s data, and retrieve Iris images and features for an identi?ed subject. The proposed enhancements will also allow IAFIS users to maintain Iris data by offering functionality to update and delete a subj ect?s Iris data. Rap Back Services: The Rap Back objective will allow IAFIS users to enroll identities for Rap Back based on events, maintain their subscription information, and receive noti?cation on the subject when selected activities occur against the subject?s records. The Rap Back objective allows the users to select the activities that will trigger a noti?cation to be sent, and the Speci?c data to be included in that noti?cation such as Criminal; Civil, or both. Expanded Repository Infrastructure: The Expanded Repository Infrastructure objective indirectly supports users by providing the structures and system support necessary to allow EIR and all the NGI capabilities to implement their respective capabilities. The objective will enhance the capabilities of legacy repositories criminal, civil, Unsolved Latent File as well as provide new unsolved biometric ?les. The repository infrastructure will be enhanced to meet the challenges of a multimodal biometric framework and new biometric modalities. In addition, this objective will support Special Population Cognizant Files, the RISC, and the capability to create new repositories based on congressional mandates, executive orders, or Attorney General Directives. 2 April 2010 Version 3.0 For Of?cial Use Only/ 12 Sensitive But Unclassi?ed NGI Mission Needs Statement impressions, improve latent processing services, and reduce the IAFIS out-of?service time. This component will create a new IAFIS service known as the Enhanced Terrorist Identi?cation Service (ETIS) that will provide a rapid (eight second) search of known or suspected terrorists and wanted persons. This service will be expanded into the National Security Interest File (NSIF) that will incorporate all ?ngerprints and corresponding contextual data within IAF IS that have been designated to be of national security interest, including military detainees, suspected intelligence of?cers, and a miscellaneous category for other individuals who are believed to be of interest from a national security perspective, but who are not suspected terrorists. Disposition Reporting Improvements (DRI) This enhancement will provide additional methods for submitting dispositions to the IAFIS. Disposition information is extremely important to the user community when making ?tness determinations for licensing, employment, and volunteer positions. The IAFIS disposition process currently relies on the submission of hard copy forms and MachineReadable Data (MRD) format which utilizes out-of-date technology. Automated methods will speed the process and improve accuracy. - Enhanced IAFIS Repository (EIR) Redesign of the IAFIS criminal and civil history repository will improve the overall effectiveness of the IAFIS, develop new and streamline existing internal user processes, and provide new search and response services to the customers. The EIR will also offer a new Rap Back service that will allow authorized agencies to receive noti?cation of criminal activity on individuals holding positions of trust. Additionally, modi?cations will be made to incorporate multimodal biometric identi?cation capabilities for future needs. Interstate Photo System (IPS) Enhancement Currently, the IAFIS can accept photographs (mugshots) with criminal ten-print submissions. The NGI will allow customers to add photographs to previously submitted arrest data (possibly from existing photo databases) and allow for easier retrieval of photos. Enhancements will include the ability to accept and search for photographs of scars, marks, and tattoos (SMT). National Palm Print System (N PPS) The NGI will include the capability for the IAFIS to accept, store, and search palm print submissions from local, state, tribal, and federal law enforcement and criminal justice agencies nationwide. The NPPS will provide a centralized repository for palm print data that can be accessed nationwide, providing customers with an additional tool to solve crlmes. Quality Check Automation" (OCA) Current IAFIS ?mctionality requires human intervention to perform the Quality Check (QC) function which delays the processing, as the submissions must be queued while waiting to be processed. Automation of QC will enhance the CJ IS Division?s ability to provide timely and accurate information by streamlining processes, improving consistency of actions, and reducing the IAFIS response times. 19-Jun-06 For Of?cial Use Only/ Executive Summary - Sensitive But Unclassi?ed NGI Mission Needs Statement 6.4 6.5 6.6 Automation of complex business rules. Development of a new HMI so that the business rules Can be modi?ed as needed. Provide veri?cation of authorized users. Establish consistency for data veri?cation and better management of user fee transactions. Streamline work processes and improve overall response time. Reduce number of ten-print transactions rejected by the IAFIS, saving costs to local law enforcement. Allow more timely updates of records. Avoid hiring additional staff to accommodate increased workload volumes. IPS Enhancements Increase the number of photos in the IPS. Allow easier submission and retrieval of photos into database. Provide new search capabilities. Ability to collect and retain data to ?eld facial identi?cation services. Ability to submit photos independent of an arrest submission with ten or less ?ngerprints and an FBI Number (FNU). Allow bulk submission of photos maintained at state/federal level. Allow submission of photos other than facial SMTs). Ability to search records for SMTs. Ability to retrieve photos via the NCIC. Allow submission of photos with civil Types of Transactions (TOT). DRI Provide additional options for the submission of disposition information to IAF IS thereby increasing the availability of disposition information. Some of these options include electronic submission of disposition information, modernization of the current MRD, and receipt of electronic submission of disposition information from Federal Courts. Provide a more complete CHR that will support local, state, federal, and international criminal justice agencies, as well as the adjudication of civil applicant background checks. EIR Provide a new service to authorized users who desire immediate noti?cation when a person of interest may pose a threat to national security or the well-being of others (commonly referred to as the Rap Back program). Allow for the transition of ?les between civil and criminal repositories. Create new search and response generation functionality for the civil ?le. Provide the ability to search the civil records with remote latent ?ngerprint submissions. Collectively locate civil history and CHR to facilitate the search, addition, consolidation, modi?cation, expungement, response generation, and ?le maintenance of civil and criminal information. 19-Jun-06 For O?icial Use Only 12 Sensitive But Unclassi?ed 2008 2009 2010 2011 2012 2013 2014 01011 ?1 Yer Otion Year5 I 1 _m 1 ?wow 1 ff? 14?2 9? 6/29 - ?6/16 1 1216 212211 9/28 1 . 1 11127 1 i 1 1 34R . ilOC SARContract ?IncrO ilncr1l Merl ilncr3 i i - ?ti 311-111? 1 9124Contract Update H11111cm 11 I. ?r :01 i @1311 2112 3 7109 1 . . 1 1 Rolling ?D??iiToymem . 1 i 7 1:21? ?93:15,; r131? System Desrgn :1 I ?391603 :sEEStugya .r I I gt: . Advanced Technology 1 I t?ne?igu 1 Workstations 3 5330949199m9?1434, 1' 2 4.51%; 1 ?lm lamentatto?w?tegrat?tonszs Prototype 13:! I (a)ngJoing?Eyalua?rionE 1 . A . hamwill? "1.1.7.1 . . \a .153.111%, A ?a Fr.? A if: g: I 13rs. lden??ca?on Fingerprint I. 8 initial '1 infrastructure 3 1 . .Ei 1lncr%12 1 1 E. 1 ik-kA 1? Latent, Palms, 81 Full Infrastructure Photos, Rap Back, Migration Full User Functionality i Performance Validation Biometric Search Analysis Studies 1 i; A to; w: Investigative ce 1s 31011 81 Slap Segmentation" 81 Palm Print -- Contract Update .5.. Iannoy". System Design 1 :7 if}. ?19905,xl?x/ {sing . xi: J. . 13:: Advanced Technology slate a: RISC Prototype lden??ca?on Fingerprint . 4ft.-- seem RISC&lnitialNGl Infrastructure 1 mi? 21 1 3 Latent Palms, Full Infrastructure 1 i Photos, Rap BackMigration Full User Functionality Performance Validation . a Biometric Search Analysis Studies i t; a vldentitlcatio?gEP Slap Segmentatioi Investigative Palm Priqu FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l2069l6-0 Total Deleted Page(s) 2 Page 491 b7E; Deleted Page(s) No Duplication Fee For this Page {if s?wmary a; in 2? Focus of Increment 959'; 0; 212: was 9113 31m: 1 91291111123 2:22 IBR IncrO iSystem Incr1t loci SARE SAR SAR i i Hi i 1: Contract BIL Update System Design 'E?Developmentwm? ?rm Integration Test dditional Schedule Margin -Note:.The phasing-o?lncrements?Z-s Mil-be Advanced Technology Workstations Identi?cation determined at each Increment (BR, Inmal including ttze distribution of schedule margin Infrastructure as apnropnate. Latent, Palms, Full NGI infrastructure Rap IAFIS Full User Functionality as A.-.Aww Performance Validation Biometric Search An Studies Identi?cation Slap Segmentation investigative 7937-1 .1 Increment 2 PDR (Day 1) NGI Program Charter will also allow for easier retrieval of photos, include the ability to accept and search for photographs of scars, marks, and tattoos, and the use of facial recognition technology. National Palm Print System (NPPS) - The NPPS will support the establishment of a centralized repository for palmprint data within the NGI by facilitating the search and storage of both known and unknown palmprints. The NPPS will be accessible by authorized criminal justice and noncriminal justice agencies nationwide. This new capability will enable criminal justice agencies to search latent palmprints obtained from crime scenes against a national repository, enhancing law enforcement's ability to solve crime. Quality Check Automation (QCA) - The QCA capability has successfully enabled faster response times by eliminating the manual Quality Check review of the majority of ?ngerprint transactions. The QCA capability implemented electronic business rules to provide an automated quality check review, automating the decision process and making it more consistent. Enhanced IAFIS Repository (EIR) Redesign of the criminal and civil history repository will improve the overall effectiveness of the IAFIS, develop new and streamline existing internal user- processes, and provide new search and response services to the customers. Additionally, modi?cations will be made to incorporate multimodal biometric identification capabilities for future needs. The EIR will offer anew Rap Back service allowing authorized agencies to receive noti?cation of criminal activity on individuals holding positions of trust. Iris is being introduced as a new biometric modality that will be supported by the EIR. IAFIS users will have the ability to enroll Iris images and features for a subject being enrolled into the system, search against the IAFIS Iris repositories (Special Populations, Criminal, Civil, and RISC) using the submitted subj ect?s data, and to retrieve Iris images and features for an identi?ed subject. The EIR capability will allow compatibility between existing civil and criminal repositories as well as new repositories by providing single identity management. The EIR will support the search and retrieval services for new biometric modalities such as iris images, and provide administrative functions for special population cognizant ?les. As a new feature, a Rap Back Service will support an authorized contributor's ability to enroll identities and receive noti?cations regarding individuals based on selected activities: The proposal to develop the Rap Back Service is currently undergoing review by the FBI's Of?ce of General Counsel. Shared Services - The long-term vision of the FBI is to make the NGI system fully interoperable with other biometric systems. Ongoing efforts are underway to ful?ll congressional mandates to achieve interoperability between the NGI and other systems, such as the Department of Homeland Security?s (DHS) Automated Biometric Identi?cation System (IDENT). The Shared Services capability developed under the NGI development and integration contract will allow, at a minimum, the following: 0 Provide a dedicated communication portal between the NGI system and IDENT. 5_Oct_2009 For O??icial Use Only/ Executive Summary - "Version 30 I Sensitive But Unclassi?ed NGI Program Charter DRI Current IAFIS GI Bene?ts - 46 percent of arrest records Improved methods of 0 Will facilitate a more contained within the IAFIS submitting Disposition complete CHR that will Criminal History Repository Information support local, state, and (CI-IR) have dlSp081tlon data Establishment ofa new federal criminal justice . . agencies .. Interstate Ident1?catlon 0 Three methods to submit Index Message Key A more complete CHR will disposition information: . . also bene?t the adjudication 0 United States Postal Ef?caglzatlon of the MRD of civil applicant Service 0 MRD process Federal Courts submitting background checks 0 Inclusion with initial disposition information ?ngerprint submissmn Table 8 DRI 3.2.4 Enhanced IAFIS Repository The IAFIS repository is currently comprised of multiple sets of data including criminal history; civil history; criminal ?ngerprint images; civil ?ngerprint images; criminal ?ngerprint features; and civil ?ngerprint features. There are subjects in the IAFIS who have more than one civil record, and the enhancement recommendation is to consolidate the records for subjects with multiple records. The EIR capability has four objectives: Identity Management, Iris, Rap Back, and Expanded Repository Infrastructure. Identify Management Services: The existing IAFIS criminal and civil repositories are maintained as separate and distinct databases that do not allow for interaction of records among repositories. The EIR capability will address this issue through Identify Management objective, which involves combining records from the civil, criminal, and new repositories into an interoperable repository tied by a unique identity reference. Such design will facilitate enrollment, search, consolidation, modi?cation, deletion, and ?le maintenance of all identity and biometric information. Iris Services: Iris is being introduced as a new biometric modality that will be supported by EIR. The supported functionality for iris will be similar to the functionality offered for other biometrics, such 'as photos and palmprints. The EIR will offer IAFIS users the ability to enroll iris images and features for any subject being enrolled into the system, search against the IAFIS iris repositories (Special Populations, Criminal, Civil, and RISC) using the submitted subject?s data, and retrieve iris images and features for an identi?ed subject. The proposed enhancements will also allow IAFIS users to maintain iris data by offering functionality to update and delete a subject?s iris data. Rap Back Services: The Rap Back objective will allow IAFIS users to enroll identities for Rap Back based on events, maintain their subscription information, and receive noti?cation on: the subject when selected activities occur against the subject?s records. The Rap Back NGI-DOC-07233-3.0, 5-Oct-2009 For O??icia? Use Only/ 12 Version 3.0 Sensitive But Unclassi?ed FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l2069l6-0 Total Deleted Page(s) 2 3 Page 137 Duplicate; Page 367 b5; b7E; Page 373 b5; b6; b7C; b7E; Deleted Page(s) No Duplication Fee For this Page in, a Projeiummary Focus of this IPDRICDR Contract BIL Design Identi?cation Fi ?nt infrastructure Latent, Palms, Full Full User Functionality Performance Validation Biometric Search Studies Identi?cation Face Iris Slap Segmentation investigative FP Print ?l:l Design Workstations )Development? RISC Prototype 3 Integration 8. Test i-lmplementatien- Integration .Additional Schedule Margin 6 will be determined at each increment IBR, including the Fusion mo 1 8/26 8I28I2009 (Day 1) LocquEo MARTIN 9 to add photographs to previously submitted arrest data, submit photos with civil submissions, and submit photos in bulk formats. The IPS will also allow for easier retrieval of photos, include the ability to accept and search for photographs of scars, marks, and tattoos, and the use of facial recognition technology. National Palmprint System WPPS) - The NPPS will support the establishment of a centralized repository for palmprint data within the NGI by facilitating the search and storage of both known and unknown palmprints. The NPPS will be accessible by authorized criminal justice and noncriminal justice agencies nationwide. This new capability will enable criminal justice agencies to search latent palmprints obtained from crime scenes against a national repository, enhancing law enforcement's ability to solve crime. Quality Check Automation (QCA) - The QCA capability has successfully enabled faster response times by eliminating the manual Quality Check review of the majority of fingerprint transactions. The QCA capability implemented electronic business rules to provide an automated quality check review, automating the decision process and making it more consistent. Enhanced MFIS Repository (EIR) - Redesign of the IAFIS criminal and civil history repository will improve the overall effectiveness of the IAFIS, develop new and streamline existing internal user processes, and provide new search and response services to the customers. Additionally, modi?cations will be made to incorporate multimodal biometric identi?cation capabilities for future needs. The EIR capability will allow compatibility between existing civil and criminal repositories as well as new repositories by providing single identity management. The EIR will offer a new Rap Back service allowing authorized agencies to receive notification of criminal activity on individuals holding positions of trust. Iris is being introduced as a new biometric modality that will be supported by the EIR. IAFIS users will have the ability to enroll Iris images and features for a subject being enrolled into the system, search against the IAFIS Iris repositories (Special Populations, Criminal, Civil, and RISC) using the submitted subject?s data, and to retrieve Iris images and features for an identi?ed subject. Shared Services The long?term vision of the FBI is to make the NGI system fully interoperable with other biometric systems. Ongoing efforts are underway to ful?ll congressional mandates to achieve interoperability between the NGI and other systems, such as the Department of Homeland Security?s (DHS) Automated Biometric Identification System (IDENT). The Shared Services capability developed under the NGI development and integration contract will allow, at a minimum, the following: 0 Provide a dedicated communication portal between the NGI system and IDENT. 0 Capability to conduct biometric searches of the IDENT system or other interoperable systems requested by CJ IS contributing agencies. 0 Capability to conduct biometric search requests of NGI directly from the IDENT system, as initiated by IDENT authorized contributors. NGI-DOC-07234-3.0, 02 April-2010 For Of?cial Use Only/ Executive Summary Version 3.0 Sensitive But Unclassi?ed 0 Federal Courts Submitting Disposition Information Division is exploring the feasibility of authorizing Federal Courts to transmit electronic ?ngerprint-based diSposition information directly to the IAFIS. The IAFIS repository is currently comprised of multiple sets of data including criminal history; civil history; criminal ?ngerprint images; civil ?ngerprint images; criminal ?ngerprint features; and civil ?ngerprint features. There are subjects in the IAF IS who have more than one civil record, and the enhancement recommendation is to consolidate the records for subjects with multiple records. The EIR capability has four objectives, Identity 1. . Management, Iris, Rap Back, and Expanded Repository Infrastructure. Identify Management Services: The existing IAFIS criminal and civil repositories are maintained as separate and distinct databases that do not allow for interaction of records among repositories. The EIR initiative will address this issue through Identify Management objective, which involves combining records from the civil, criminal, and new repositories into an interOperable repository tied by a unique identity reference. Such design will facilitate enrollment, search, consolidation, modi?cation, deletion, and ?le maintenance of all identity and biometric information. Iris Services: Iris is being introduced as a new biometric modality that will be supported by EIR. The supported functionality for Iris will be similar to the functionality offered for other biometrics, such as Photos and Palmprints. EIR will offer IAFIS users the ability to enroll Iris, images and features for any subject being enrolled into the system, search against the IAFIS Iris repositories (Special Populations, Criminal, Civil, and RISC using the submitted subj ect?s data, and retrieve Iris images and features for an identi?ed subject. The proposed enhancements will also allow IAFIS users to maintain Iris data by offering functionality to update and delete a subject?s Iris data. Rap Back Services: The Rap Back objective will allow IAFIS users to enroll identities for Rap Back based on events, maintain their subscription information, and receive noti?cation on the subject when selected activities occur against the subj ect?s records. The Rap Back objective allows the users to select the activities that will trigger a noti?cation to be sent, and the speci?c data to be included in that noti?cation such as Criminal, Civil, or both. Expanded Repository Infrastructure: The Expanded Repository Infrastructure objective indirectly supports users by providing the structures and system support necessary to allow EIR and all the NGI capabilities to implement their respective capabilities. The objective will enhance the capabilities of legacy repositories criminal, civil, Unsolved Latent File as well as provide new unsolved biometric ?les. The repository infrastructure will be enhanced to meet the challenges of a multimodal biometric framework and new biometric modalities. In addition, this objective will support Special Population Cognizant Files, the RISC, and the capability to create new repositories based on congressional mandates, executive orders, or Attorney General Directives. NGI-DOC-07234-3.0 2 April 2010 Version 3.0 For Of?cial Use Only 12 Sensitive But Unclassi?ed .- 114 NGI Tentative Implemlematio??st - 2% ?:vfx?kw? 691%}? NEE-A13 tit-"? 41. Vul?e?f??dang-r. -L . .. -4 HAHN A 1 -9v .. ?Av? . g. .Mg had? air qxr?m-u - nurtu- m?hmu? ma. A..uw7 wi am "am: w~ 4% anal-u" in?. m- 4a~am43k ~31: slur?, . ua-th-L ~n~k -min .2 a: a rJl??. ?as; avi Photos Rap Back FP Algorithms Rolled Flats Palms i: Latent i - . 2011 2012 2013 2014 136 b7C NGI Tentative I1 nplemcntatien 7 A .7 a i .l Cat-gr? .J.waind.kun u, 7 x, {3ENE-RAT- 10va - (k1?wam~.4 . - 4 - - Huh-??mexv Iw? an?. 4m.? yr 3 mf?1?~dmd??il?m w" an.? u" . "ask-udhuorkz?i an.? . ?WMH?i?mur?. ,7 . x?ra? Wthoto; Rap Back b6 b7C 2012 2014 1/2011 1/2015 2 Contract Update System Design Advanced Technology Workstations - RISC Prototype Identification Fingerprint RISC Initial NGI Infrastructure Latent. Palms, Full NGI Infrastructure Photos, Rap Back. IAFIS Migratidn Full User Functionality orrnance Validation nome? ear AnalySIs Studies Identification FF 8: Slap Segmentation 7 Projected Implementation SC fe ?m/L ?42-5? a ?if c.94? wam. urn. r- mw ?4 .44" 1? .1 4 I 629 lens 125 343 . SAR IOC SAR ?rncro I I Incr?fl Imz? 91,24 .I Em Contact 3mm. Rise magma I n! a 1 (nor ALE ?war/IHM. w- ?Lena mew. .i pp; 109fut-xvKk?gx l. -I a I a .IIDEN turn?I'mug mgr. ya?L? .. .4 ?w . ?Lb. mat?; Hummus? ?r k- u- shank-?u? ?1 ?vi. mm SAR has I ?Study leJesfgn EDeveIopme-nt lat? reigns Test. [31m ?nien't?tioh El?fe?gra?o'h IA ded Schedule Margin Testing 7 1117014 I: I 5 I Investigatiy? Palm? PP I Print .513 4' :.tf.~320n 2/9109 3 NGI Standard Work Breakdown Structure Enhanced IAFIS Repository (EIR) The current IAFIS civil and criminal repositories are separate and distinct databases. Re- organization of the criminal and civil repositories into a consolidated database will support the need to identify when criminal activity occurs on the records of persons holding positions of trust. This component will also offer a new service known as Rap Back to authorized users who desire immediate noti?cation when a person of interest may pose a threat to national security or the well being of others. Interstate Photo System (IP S) Enhancement The capability to routinely retrieve mug shots will allow police of?cers without specialized identi?cation training to recognize criminals. These photos will allow of?cers to quickly obtain a visual comparison within the IAFIS of an individual with an existing criminal history. The enhanced IPS will also allow the submission of photographs absent of a current arrest as well as bulk submissions of photos maintained at the state/federal level. Today, the IAFIS will only allow ten photos sets per record. Users of the IAFIS will also have an expanded capability to submit and search for photos other than facial scars, marks, tattoos). National Palm Print Svstem (NPPS) - This NGI component will allow IAFIS to accept, store, and search palm print submissions from the FBI Laboratory Division, as well as, local, state, tribal, and federal law enforcement and criminal justice agencies nationwide. Currently, IAFIS does not support this functionality. Quality Check Automation (QCA) Current IAF IS functionality requires human intervention to perform the QC function which delays the processing as the submissions must be queued while waiting to be processed. Automation of QC will enhance the CJ IS Division?s ability to provide timely and accurate information by streamlining processes, improving consistency of actions, and reducing the IAFIS reSponse times. Bene?ts. Upgrading the existing IAFIS technology with the NGI initiatives will accommodate increased information processing and sharing demands from local, state, tribal, and federal agencies. NGI is an integral component in achieving priorities One, Two, Nine, and Ten of the Strategic Plan. NGI provides enhancements that support Goals One and Three of the DOJ Strategic Plan and Goals One, Two, and Three of the IS Division Strategic Plan (Program Plan). The NGI components will support the mission to reduce criminal and terrorist activity by providing the enhancements summarized in this document. Speci?c NGI mission . alignment to CI IS, FBI, DOJ, and DHS Priorities and Goals are described in Section 1.4 of this document. In addition to the NGI initiatives, it will also be important to continue the daily of the cur-rent IAFIS and to continue to deveIOp, modernize, and enhance that service.- For O??icia/ Use Only/Sensitive But Unclassified Executive Summary - 2 Increment 4 LM IPT Lead CJIS IPT Lead: Objectives: Retirement of legacy High priority NGI functionality Functionality: migration to NGI, Rap back, Shared services, operational, Facial and Scars, Marks, and Tattoos (SMT) search, Disposition reporting via CJIS WAN and Unique identity, Implementation of UCN, Fingerprint Verification Services, Migration of legacy to Java, Direct contributor maintenance, Unsolved photo, New repositories, Disaster rec0very NGI-DOC-27329-1.0 i?f?j, A a . 111212012 - 25 NGI Program Of?ce Staf?ng Plan support the need to identify when criminal activity occurs on the records of persons holding positions of trust. This component will also offer a new service known as Rap Back to authorized users who desire immediate noti?cation when a person of interest may pose a threat to national security or the well being of others. Interstate Photo System (IPS) Enhancement Component The capability to routinely retrieve mug shots will allow police of?cers without specialized identi?cation training to recognize criminals. These photos will allow of?cers to quickly obtain a visual comparison within the IAFIS of an individual with an existing criminal history. The enhanced IPS will also allow the submission of photographs absent of a current arrest as well as bulk submissions of photos maintained at the state/federal level. Today, the IAFIS will only .allow ten photos per record. Users of the IAFIS will also have an expanded capability to submit and search for photos other than facial scars, marks, tattoos). National Palm Print Svstem (NPPS) Component This NGI component will allow IAFIS to accept, store, and search palm print submissions from the FBI Laboratory Division, as well as, local, state, tribal, and federal law enforcement . and criminal justice agencies nationwide. Currently, IAFIS does not support this functionality. Quality Check Automation (OCA) Component Current IAFIS functionality requires human intervention to perform the QC function which delays the processing, as the submissions must be queued while waiting to be processed. Automation of QC will enhance the CJ IS Division?s ability to provide timely and accurate information by streamlining processes, improving consistency of actions, and reducing the IAFIS response times. 2.0 NGI STAFFING REQUIREMENTS The NGI Program Of?ce Staf?ng Plan consists of the following Teams: Front Of?ce, Policy and Planning, Analysis and Liaison, Risk Management and Compliance, Program Control, and Requirements and Speci?cations. Appendix A presents the Proposed NGI Program Of?ce which proposes a staff of 35 people plus an 8?person Requirements and Speci?cation Team, and includes the Systems Development Organization?s request for an additional 24 individuals, for a total request of 67. 2.1 NGI PROGRAM FRONT OFFICE Staffing Total 10 plus Contractor Support The NGI Program Front Of?ce will be reSponsible for Program Level oversight for all: NGI and related analysis, liaison, policy and planning development, corresponding implementation, system requirements and speci?cations, risk management and compliance, and program control. The NGI Program Front Of?ce will consist of: 1 - Program Manager G815 NGI-DOC-07235-1.0 For Of?cial Use Only/ Sensitive But Unclassi?ed - 2 NGI Scope and Requirements Management Plan Identi?cation Service (ETIS) that will provide a rapid (eight second) search of known or suspected terrorists and wanted persons. Disposition Reporting Improvements (DRI) This enhancement to the IAF IS will provide additional methods for submitting dispositions to the IAFIS. Disposition information is extremely important to the user community when making ?tness determinations for licensing, employment, and volunteer positions. The IAFIS disposition process currently relies on the submission of hard copy forms and Machine Readable Data (MRD) format which utilizes out-of?date technology. Automated methods will speed the process and improve accuracy. Enhanced IAFIS Repository (EIR) The current IAFIS civil and criminal repositories are separate and distinct databases. Re- organization of the criminal and civil repositories into a consolidated database will support the need to identify when criminal activity occurs on the records of persons holding positions of trust. This component will also offer a new service known as Rap Back to authorized users who desire immediate noti?cation when a person of interest may pose a threat to national security or the well being of others. Interstate Photo System (IPS) Enhancement The capability to routinely retrieve mug shots will allow police of?cers without specialized identi?cation training to recognize criminals. These photos will allow of?cers to quickly obtain a visual comparison within the IAFIS of an individual with an existing criminal history. The enhanced IPS will also allow the submission of photographs absent of a current arrest as well as bulk submissions of photos maintained at the state/federal level. Today, the IAFIS will only allow ten photos sets per record. Users of the IAFIS will also have an expanded capability to submit and search for photos other than facial scars,'marks, tattoos). National Palm Print System (NPPS) This NGI component will allow the IAF IS to accept, store, and search palm print submissions from the FBI Laboratory Division, as well as, local, state, tribal, and federal law enforcement and criminal justice agencies nationwide. Currently, the IAFIS does not support this functionality. Quality Check Automation (OCA) Current IAFIS ?mctionality requires human intervention to perform the QC function which delays the processing as the submissions must be queued while waiting to be processed. Automation of the QC will enhance the CJ IS Division?s ability to provide timely and accurate information by streamlining processes, improving consistency of actions, and reducing the IAFIS response times. - Benefits. Upgrading the existing IAFIS technology with the NGI initiatives will accommodate increased information processing and sharing demands from local, state, tribal, federal, and international agencies. The NGI Program will offer state-of?the?art biometric identi?cation services, including the collection of multi-modal biometrics and facilitation of identi?cation using ?ision techniques. The NGI is an integral component in achieving Priorities One, Two, Nine, and Ten of the Strategic Plan. The NGI provides enhancements that suppert Goals One and Three of the Department of Justice's (DOJ) Strategic Plan-and Goals One, Two, and Three of the IS Division Strategic Plan (Program Plan). The NGI components will support the mission to reduce criminal and terrorist activity by providing the enhancements summarized in this document. The NGI also supports the DHS Interoperability 12-Jan-06 For Of?cial Use Ony/Sensitive But Unclassr?ed Executive Summary 2 Scope and Requirements Management Plan - Provide a search process that will allow submission of latent palm print searches and have the system return a candidate list to the submitter. - Allow bulk submissions of palm prints from established repositories. - Provide a check of known palm print submissions against the Unsolved Latent File 4.2.2.3 IPS The following recommended enhancements will increase the number of photos in the IP S, allow easier access to the photos by the CJ IS Division customers, and increase the IAFIS photo capabilities. The following IPS enhancements are in scope: - Allow submission of photos independent of an arrest submission with ten or less ?ngerprints and a FBI Number (F NU) and continue to allow existing capabilities of photo submissions with arrests. Allow bulk submission of photos maintained at state/federal level. Encourage submission of photos other than facial scars, marks, tattoos SMT). Allow search of record for SMTs. Allow IPS photo retrieval via the National Crime Information Center (N CIC). Allow submission of photos with Civil Types of Transaction (TOT). Eliminate restriction of ten photo sets per FBI record. 4.2.2.4 DRI The DRI enhancement will support the development of additional options for the submission of diSposition information to the IAF IS thereby increasing the availability of disposition information. The following DRI enhancements are in scope: 0 Electronic submission of disposition information using a new TOT, supported by a FNU, descriptive data, and/or ?ngerprint images, via the CJ IS Wide Area Network (WAN). - Modernization of the current MRD process by allowing submission via the Internet and/or Compact Disk Read Only Memory (CD-ROM) media. 0 Addition of disposition information to an existing CHR_utilizing a new message key. Electronic submission of disposition information by the Federal Courts to the IAFIS. 4.2.2.5 EIR The IAFIS repository is currently comprised of multiple sets of data including criminal and civil history, criminal and civil ?ngerprint images, and criminal and civil ?ngerprint features. For subjects in the IAFIS who have more than one civil record, the EIR will consolidate those records. This initiative will also offer a new service to authorized users who desire immediate noti?cation when a person of interest may pose a threat to national security or the well being of others. This service is comrrionly referred to as the Rap Back Program. This initiative will require the CJ IS Division to develop new functionality for the automated civil ?le; collectively locate civil history and criminal history information; and enhance the search, storage, ?le maintenance, and response generation capabilities. 12-Jan-06 For O??fcia/ Use OnQI/Sensitive But Unclassified NGI Scope and Requirements Management Plan Normal Mode 'is when all components of a computer system are operating within speci?ed parameters. A prototype is .a preliminary type, form, or instance of a product or product component that serves as a model for later stages or for the ?nal, complete version of the product. This model (physical, electronic, digital, analytical, etc.) can be used for the following (and other) purposes: 0 Assessing the feasibility of a new or unfamiliar technology Assessing or mitigating technical risk Validating requirements Demonstrating critical features Qualifying a product Qualifying a process Characterizing performance or product features 0 Elucidating physical principles 610.12?1990] A quality attribute is a type of non-functional requirement that describes a quality or property of a system. Examples include usability, portability, maintainability, integrity, ef?ciency, reliability, and robustness. Quality attribute requirements describe the extent to which a software product demonstrates desired characteristics, not what the product does. [Wiegers' Software Requirements] Rap Back is the capability to notify authorized agencies of a ?ngerprint submission to IAF IS so that the agency can take appropriate action. A requirement is a statement of a customer need or objective, or of a condition or capability that a product must possess to satisfy such a need or objective a property that a product must have to provide value to a stakeholder. [Wiegers' Software Requirements] A requirement attribute provides descriptive information about a requirement that enriches its de?nition beyond the statement of intended functionality. Examples include origin, rationale, priority, owner, release number, and version number. [Wiegers' Software Requirements] Requirements allocation is the process of apportioning system requirements among various architectural and components. [Wiegers' Software Requirements] Requirements elicitation is the process of identifying software or system requirements from various sources through interviews, workshops, work?ow and task analysis, and document I analysis. [Wiegers' Software Requirements] Requirements Management is the process of working with a de?ned set of product requirements throughout the product?s development process and its operational life. It includes tracking status, managing changes to the requirements and versions of requirements speci?cations, and tracing individual requirements to other project phases and work products. [Wiegers' Software Requirements] 12-Jan?06 For O?cia/ Use Only/Sensitive But Unclassi?ed Appendix - 2 NGI INITIATIVES 1. AFIT ?Advanced Fingerprint Identification Technology? .Increase number of searches IAFIS can process per day. Searching of flat fingerprints for noncriminal justice purposes (growing demand to use ten flat fingerprint impression livescan devices to support fingerprint background checks for employment and licensing purposesm flat impressions are attractive because the capture process is less invasive, faster, reduces sequence errors, and allows less skilled operators to obtain acceptable quality images) FBI will be able to meet the customers' need for rapid capture of fingerprint images while improving the accuracy and efficiency of identification and verification processing. Improve Criminal/Civil response times. (IAFIS currently processes electronic Criminal Answer Required (CAR) fingerprint submissions in two hours or less. The FBI must enable the contributor to receive faster responses to civil and criminal fingerprint submissions.) (currently between 50-80K per day) Improve Latent processing services by providing improved and enhanced latent retrieval, enrollment, search and maintenance processing functionality. Reduce IAFIS out of service time. Create ETIS ?Enhanced Terrorist Identification Services? provide a rapid (10 second) searches of a specialized repository anticipated to contain records for wanted persons, known or suspected terrorists, violent gang and terrorist organizations, and other persons of special interest. 2. DRI ?Disposition Reporting Improvements? Disposition data is information pertaining to the resolution of arrest charges, court counts, or the custody or supervisory status of subjects subsequent to convictions. Disposition data is the core of the criminal history database. (The current disposition process relies on the manual submission of hard copy forms and dated machine-readable data (MRD) technology. The DRI component of the NGI will develop at least for additional methods to expand disposition acceptance capabilities: a. Electronic submission of disposition information utilizing a new type of transaction (TOT) via the CJIS Wide Area Network (WAN). b. Electronic submission of disposition information to an existing CHR utilizing a new National Crime Information Center (NCIC) Interstate Identification Index message key. c. Modernization of the current MRD process by making use of the Internet, the Law Enforcement Online (LEO) network and standard media (CD-ROM, DVD, etc.) formatting. d. Federal Courts submitting disposition information electronically via the CJIS WAN. End users of the IAFIS have expressed great interest in the development of alternative methods for submitting disposition information to the FBI. (The enhancements or replacements provided by the DRI capability will incorporate technical and infrastructure enhancements or replacements into the IAFIS thereby providing improved identification and criminal history services. The FBI must provide the law enforcement community with a means of submitting disposition information in a more timely and efficient manner. 3. EIR ?Enhanced IAFIS Repository" Expanding the functionality and capacity of this repository will enable the FBI to provide new services such as Rap Back and advanced search capabilities. The Rap Back service will notify certain customers when criminal and/or possibly civil activities occur concerning individuals who are currently in positions of trust, resulting in an increased confidence level for those employers. FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206916-0 Total Deleted Page(s) Page Page Page Page Page Page Page Page Page Page Page 6 b7E; 15 b7E; 25 b7E; 28 b7E; 29 b7E; 30 b7E; 34 b7E; 173 b5; 177 b5; 179 b5; 190 b5; b7E; b7E; Deleted Page(s) No Duplication Fee For this Page FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l2069l6-0 Total Deleted Page(s) 2 Page 208 b5; Deleted Page(s) No Duplication Fee For this Page System Design Fin Initial Infrastructure Latent, Palms, Fuil Infrastructure Slap Segmentation" A.T. Workstations RISC Prototype identi?cation EAFIS Fuil User Functionality Performance Validation Developmeetwm ntegration Testy mplementation'ed Additional .Scheduletmargin: Complete 4 Studies NOE-1 7030b lnvestigative liis Fusion FP Objective: Hold IOC FOC dates (manage between the goalposts above) 1 01812008 ?Locxus?so 1018/2008 A.T. Workstations RISC Prototype Development Integrationar Test System Design Schedule margin Fingerprint RISC Initial NGI Infrastructure Latent, Paims, Fuil NGI infrastructure v4.3a . I i Full User Functionality Performance Validation Studies Slap Segmentation FP Un-Mitigateoi rimpact sl?r?npact assessment: Assess v4.3a without any prOcess adjustments - mpact: ROM Moves by 3' months b7E Strategy I A.T. Workstations RISC Prototype . VEIDesr'gn Identi?cation Fingerprint Development System Design A?Integrati'on'c?? Teet? i Additional Schedule margin RISC Initial NGI I iv4.3a Reduirements Stet?amt? Infrastructure . Latent, Palms, Full I I NGI Infrastructure i . I Shiftszack - Hold? IAFIS Full User Functionality Performance Validation An Studies Identification? Investigative: Palm 3 Iris FUSION Slap Segmentation FP Print De-Couple Increment One I A.T. Workstations RISC Prototype Identi?cation Fingerprint A System Design 7 Jntegration Test Adina Screws Tami": RISC initial NGI .-v4.3a Requirements Step-ugh Infrastructure i . - . Latent, Palms, Full NGI infrastructure Full User Functionality Performance Validation An Studies Identi?cation FP Investigative: Palm Face Iris Fusion Slap Segmentation FP Print Shift some schedule marginfrom increment 6 into System Design increments 2 thru 5 to address the comprehensive plan Compact Council Meeting 05/18/2011 Topic Presentation Ngal Program Update Federal Bureau of Investigation CJIS Division Next Generation Identification Next Generation Identification Program Office UNCLASSIFIED For of?cial use only ?we. lncrement?t 2 1lncrement2 i AdvanCed initial RISC and Palms and Rap_ Back, lris Pilot Full Technology Operational Initial NGI Latents Faclal. Operational Workstations Capability infrastructure . Egg?g?sm Capability, Capabilities - Re lace ohsol te . - mesti a at elmeased ?Conduc?llns ?Tth??!?9Y Fmgerprint Search 531' hint 53$: 335!? ?59 ?mos ha remshmem . 13(0me high Capablilty Special Concern capabilities facial and SMT 5tqu ?suns resolutlon o! More accurate -Nataonal Palm searches bio metrics searches Ra Pk,- 1? Prim reposrtory Better support (or searches -Laterlt foncfionatitlf Enhancements Replaced gem-cos .unsolved Lara": ?Veril?lcatlon File cascaded -Enhanced searches interoperability 'Raprd DHS CBP eDispositiontype of response transactions - Web UNCLASS lFlE For of?cial use only Compact Council Meeting Topic Presentation NGI Program Update Rap Back, Facial, SMT Search Capabilities, Migration of Remaining IAFIS Functionality (Increment 4) - Rap Back Continued support of the Rap Back Task Force for policy/administration development - Facial Search - Text based scars, marks, and tattoo (SMT) searches - Enhanced Interoperability Fingerprint veri?cation services - Improved response times - Target Deployment - Summer, 2014 Resulting Bene?ts - Enhance public safety - National level investigative searches of photos/SMTS More accurate and complete criminal history records - Flexible and scalable architecture for future needs UNCLASSIFIED Fwot?chluu enty NGI Face Pilot - NGI is implementing a Facial Recognition Pilot Face Trade Study completed December 2010 Face matching system - Universal Facial Workstation software Will be made available to Pilot participants Currently soliciting participation Already working with Michigan, Washington, Florida and North Carolina Contact (304) 625-3437 for more information UNCLASSIFIED For of?cial use nnry 05/18/2011 b6 b7C 'w?nwr Compact Council Meeting Topic.#2, Handout #1 EBl?s Update - Deployed 08/25/2011 Resulting Benefits: national level subject's threat level rrn.??v- nun-m RISC and Initial infrastructure (Increment 2) Completed Supports mobile ?ngerprint identi?cation operations on a - Biometric searches of the worst of the worst wanted persons, known or appropriately suspected terrorists, sex offenders, and persons of specialinterest - Provides the ?Street Cop" the ability to quickly assess December 8?9, 2011 incremon? A. In Advanced Technology Workstations initial Operational Capability and Initial NGI Infrastructure - Replace obsolete hardware -P,rovide high resolution at biometrics - identi?cation Fingerprint Search Capability More accurate searches - Better support for rolledmat Repository for individuals at Special Concern (RISC) -Rapid mobile searches 'Rlsc Web processing services Palms and Latents -lnvosu'gatrve Palm Print search capabilities 'Nalional Palm Print repository oLalent Enhancements Unsolved Latent File cascaded searches -Rapld response Implementation Schedule Rap Back. Facial, PhotoiSMT Search ~lmproved Response'l'lmes and SMT searches Functionan Ropraeed ~Ven?catron - ~Enhanced Interoperability - Drsposilion type at transactions ~Web Services in?ame a lris Pilot Refreshment ?Prado Study Re rt -Conducl Ins Pilot based on trade study results 44 !iuimp-nurvir> nu 7 Compact Council Meeting Topic #13, Handout #1 'Update on CMS National Background Check Program Comparison of Estimated Number of LTC Background Checks for Nursing Facilities, Home Health Agencies and 40% 35% 130%- 25% 20% 15% 10% 596? 0% . . $300 5.0004 0,000 10,000-20,000 20.00040300 30,000+ I Grantee Slates . Non-Grantee Compact Slates Non?Granlee. Non?Compact States M1 11 Potential Barriers and Solutions to Participation Availability of State matching funds Most States already conducting background checks - Legislative hurdles Identify a State legislator who will be a champion of the program Attach needed language to other legislation already on calendar State-level rap back and FBI national-level rap back Automated systems designed to accommodate State-level and Federal-level input Sustainability Build off of mechanisms used to sustain existing background check systems Explore user fees, legislative appropriations, and the allocation of a share of administrative costs to the State's Medicaid program Multiple State agencies are responsible for different long term care facility/ provider types Foster collaborations that can extend beyond NBCP 12 a 4mm 5. a staunch; December 8-9, 2011 Compact Council Meeting Topic Handout #1 FBI CJIS Division Update Improved Accuracy Faster Enhanced IAFIS Repository Expanded Biometrics Palm printing -- Facial recognition Iris scanning ?lncrement 0 \ie .. ,4 yup i Advanced Technology Workstations 9Rep?aoe obsolete hardware -Promde high resolution of biometrm Initial Operational Capability -ldent1?catron Fingerprint Search Capabriity - More accu rate. searches - tter support Ior rolledr?ltat processing Increment 2 RISC and Initial NGI Infrastructure -_Repository {or Special Concern ?8150) -R_epid mantle searches Services Palms and Latents Investigative Palm Print search capabrl:ttes 9 National! Palm Print repository - Latent Enhancements - Unsotved Latent File cascaded searches - Rapid OHS (28? response Rap Back, Facial, Search Capabilities -Increased Response Times -Facial and SMT searches -tAFls Functronatny Replaced ?Venncatron -Enhanced interoperabr?t'ny -Dispositian type at transactions -Web Services Iris Pilot Conduct ins Pilot based on trade study results Full Operational Capability -Tedmology reireshment 10 November 3-4, 2010 FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l206918-0 Total Deleted Page(s) 2 Page 209 b7E; Deleted Page(s) No Duplication Fee For this Page Topic #16 I Transition to NIEM Immune? 51 Moved to support moving to NIEM but to ensure that this is performed in a method that does not disenfranchise those states that have already invested in the Global Justice Extensible Markup Language Data Model 3.0.3. a CJIS will prepare a plan to de?ne a strategy to migrate to NIEM, including a versioning policy. as will prepare a plan to de?ne the strategy to migrate all CJIS systems to NIEM. mm Next Generation Identi?cation Rap Back E3 Should use the same dissemination protocols currently in place for criminal/civil fingerprint submissions. {3 Should be optional. if: Should send a pre?notification and notification for purges. it: Should send a pre-notification to the submitting agency prior to sending a notification to the authorized agency. an: m, Topic #15 Next Generation Identi?cation - Rap Back (cont) 1:3 The event that triggered the Rap Back notification should be highlighted within the response. 5:3 Submission of disposition data should trigger a Rap Back notification. IAFIS Expungements Moved to discontinue generation of hard copy . rap sheets to the arresting agency when a date of arrest has been expunged. [Wampum AM Bill Name: No Child Left Behind Act of 2007 Designation: 1775 Sponsor: Richard Burr 07/12/07 Cosponsor: O-D, l?R (as of 08/24/07) Sections 4222 and 4223 would require the Of?ce of Justice Programs to develop model screening guidelines to include a criminal background check. The Secretary of Education is authorized to award grants to those entities that have conducted background checks on mentors in accordance with these guidelines. The bill does not indicate how these checks would be conducted. Bill Name: Patient Safety Abuse Prevention Act of 2007 Designation: 1577 Sponsor: Herb Kohl 06/07/07 Cosponsor: (as of 08/24/07) - Section 3 of the bill expands the pilot program, as established under Section 307 of the Medicare PrescriptionDrug, Improvement, Modernization Act of 2003, to be conducted on a nationwide basis. Section 4 of the bill requires a state and FBI ?ngerprint criminal history background check on direct patient access applicants and employees of skilled nursing facilities and long-term care facilities. It also requires the state to develop "rap bac capability. Section 5 also requires the FBI to develop "rap back" capability by January 1, 2011. The FBI would only be authorized to charge the actual costs of conducting the criminal history background check. Bill Name: Patient Safety Abuse Prevention Act of 2007 Designation: HR 3078 Sponsor: Timothy Mahoney (D-FL) 07/18/07 Cosponsor: 3-D, (as of 08/24/07) House version of 1577. Topic #17, Page 5 Topic #22 Rap Back Enrollment Time Period IIETF Recommendation I Unlimited with the capability to set an expiration date FOR. OFFICIAL USE ONLY Option-a1 Fife-noti?cation I Follow~up noti?cation on Subscription Renewal Follow-i113 noti?cation on Pie?noti?cation I1 folloW-np after. 15 days of no response a Follow?up by FBI OFFICIAL USE ONLY Topic #22 Additional Rap Back Recommendations I States should be provided with the ability to opt out of receiving state triggered events I Agency has option to re'teive entire Identity History Summary or only the event that triggered Rap Back Response I FOR OFFICIAL USE ONLY Bill Name: Patient Safety Abuse Prevention Act of 2007 Designation: 1577 Sponsor: Herb Kohl (D-WI) 06/07/07 Cosponsor: 4-R (as of 04/1 6/08) Section 3 of the bill expands the pilot program, as established under Section 307 of the Medicare Prescription Drug, Improvement, Modernization Act of 2003, to be conducted on a nationwide basis. Section 4 of the bill requires a state and FBI fingerprint criminal history background check on direct patient access applicants and employees of skilled nursing facilities and long-term care facilities. It also requires the state to develop "rap bac capability. Section 5 also requires the FBI to develop "rap bac capability by January 1, 2011. The FBI would only be authorized to charge the actual costs of conducting the criminal history background check. .Bill Name: Patient Safety Abuse Prevention Act of 2007 Designation: HR 3078 Sponsor: Timothy Mahoney 07/18/07 Cosponsor: 5-D, O-R (as of 04/ 16/08) House version of 1577. Bill Name: National Defense Authorization Act for Fiscal Year 2008 Designatidn: HR 1585 Sponsor: Ike Skelton (D-MO) 03/20/07 Cosponsor: l-R (as of 04/ 16/08) Status: The President withheld approval of the measure, 12/28/07 Section 831 of the bill requires a Memorandum of Understanding (MOU) between Department of Defense Department of State (DOS), and the US. Agency for International Development concerning matters of contracts in Iraq or Afghanistan. The MOU will include the minimum quali?cations, which includes a background check, for personnel carrying weapons in performance of these contracts. Section 1056 of the bill would authorize background investigations of unescorted civilians or civilian employees of a contractor or vendor who access military installations or facilities. The background investigation would be conducted by the through the NCIC. The background investigation may be waived for persons attending base?sponsored community activities. Topic #8 (D), Page 6 Topic #12 Consolidated Response Process FAST Enrollment FAST User Agreements 4/5/2012 b7E Topic #12 Email Notifications: New Activity/ Rap Back ??0rigin From I Se - Su Ject:FA eatinghouse: Subscription Acuwty This message is from the Crime Records Service Secure websim ?E,'vlv? :1 The FACT Clearinghouse has received activity for one or more applicants that your agency is subscribed to. Applicants: RECORD Event) View the current record for these applicants by signing into the Secure Site and clicking on Clearin'ghouse?. Applicants no longer affiliated with your agency should have their subscriptions disabled. It is unlaw?ri to view criminal history records for persons who are no longer af?liated with your agency. ifyou have any questions please contact our Criminal History Inquiry Unit at 51214244365. Applicant Clearinghouse Inquiry FrOm a Qualified Entity nigh"? 4/5/2012 10 136 HR: b7E Next Generation Identi?cation - Rap Back I Accepted the IIETF recommendations: I Unlimited enrollment time period with the ability to set an expiration date. I Follow-up notification on Subscription Renewal I Follow?up notification on Prenotification I Resend Prenotification follow up after 15 days with no response I Follow up by the FBI Next Generation Identi?cation Rap Back (cont) I States should be provided the ability to opt out of receiving the state triggered events The agency has the option to receive the entire identity History Summary or only the event that triggered the RAP Back response Bill Name: No Child Left Behind Act of 2007 Designation: 1775 Sponsor: Richard Burr 07/12/07 Cosponsor: 0-D, 3-R (as of 10/31/08) Sections 4222 and 4223 would require the Of?ce of Justice Programs to develop model screening guidelines to include a criminal background check. The Secretary of Education is authorized to award grants to those entities that have conducted background checks on mentors in accordance with these guidelines. The bill does not indicate how these checks would be conducted. Bill Name: Patient Safety Abuse Prevention Act of 2007 Designation: 1577 Sponsor: Herb Kohl (D-WI) 06/07/07 Cosponsor: 12-D, 4-R (as of 10/31/08) Status: Reported in the Senate, as amended 09/22/08 Section 3 of the bill expands the pilot program, as established under Section 307 of the Medicare Prescription Drug, Improvement, Modernization Act of 2003, to be conducted on a nationwide basis. The bill requires a state and FBI ?ngerprint criminal history background check on applicants and employees of skilled nursing facilities and long-term care facilities, who have direct access to patients. It also requires the state to develop "rap back" capability. Section 5 of the bill, which required the FBI to develop "rap back" capability by January 1, 2011, was deleted when the bill was amended. Bill Name: Patient Safety Abuse Prevention Act of 2007 Designation: HR 3078 Sponsor: Timothy Mahoney 07/18/07 Cosponsor: 6-D, O-R (as of 10/31/08) House version of 1577. Topic #21, Page 7 . ?333. A 1r"; H, Blometnc Search - i it Analyms Stg?les immigration; -. . ?z?bmaganom? i? Identification Fingerprint and Slap Fingerprint Segmentation Study :3 Investigation (Latent) Fingerprint Study E3 Palmprint Study Facial Recognition Study Iris Recognition Study r3 Fusion Study '0 .1122 4 5 Hl?crs :Foc ContractBIL Test Prototype &lnlegrallon 2 R380 initial Infrastructure Latent, Palms, Full Infrastructure Full User Performance Analysis Studies &'Slap Implementatigypate FP Algorithms Rolled Flats Tentative a f. Photos Rap Back . ~212010 3"?0 2011 2"?0 3m 2012 4??0 NGI Privacy Considexggigns a . was?? wt? - 2.3 Privacy Impact Assessment (PIA) Section 208 of the E-Government Act of 2002 requires that U.S. Government a encies conduct PiAs before procuring or developing information tec nology systems that collect, maintain, or disseminate identi?able information. PIA examines the type of information that will be collected, its intended use, and who will use the information. a; System of Records Notice (SORN) Required by the Privacy Act - Lets the public know: a What information is being stored Under what authority the information is being collected a How long the information will used/retained a How it is routinely used To whom the information is being provided FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l206918-0 Total Deleted Page(s) 2 4 Page 88 Duplicate; Page 95 Duplicate; Page 111 Duplicate; Page 173 Duplicate; Deleted Page(s) No Duplication Fee For this Page IDENT Overview DHS Is Large IAFIS User 1 1,057 ORIS 5,340,935 Transactions (2005) - 2,345,987 (iCriminal) - 2,904,948 (iCiViI) Significant Positive Impact For Data Sharing IAFIS Hits for Criminal (2005) IDENT Hilts Against Wants Warrants (Since 2002) New Enhancements Will Expand and? Improve Sharing - Transition to - Unified - Pilot Data Sharing - Expungemients A - Rap Back Interoperability Requirements Provide New Functionality Automated Updates between Systems Civil and Criminal File Linking Response format with most recent information listed ?rst - DHS Biometric Unique Identi?er added to IAFIS Capture multiple biographic fields E: Return photo with response Identify rolled, ?ats, slaps, latents Identify?why a record was changed RapBack Department Investment Review Board MW- A .v Action Item Follow Up (Continued) Action Items Update From Last DIRB: 3. Evaluate useon N-DEX subscription and search/investigative capabilities - NGI ?obj ectives are formally de?ned by higher authority (ExeCutive Directive, Congressional Mandate, Strategic Plans, etc.) NGI Will not duplicate data that is managed by NGI Will provide common services for (and other CJ IS SOS environments) to seamlessly access NGI?managed data - No functional overlap existsbetween NGI and (or other IS SOS environments) . .-. b7E . IIETF?Prioritization 2 E2 1. Advanced Fingerprint Identification Technology 2. Enhanced Repository - Civil File Enhancements and Rapback - National Palm Print System (NPPS) - Multi?Modal Framework - Interstate Photo System (Mugshots) 2. Disposition Reporting Improvements 4. Latent Services 5. QC Automation 4/25/2012 Restricted Information Employees Only No Contractors 18 NGI Time Line ?662*" 0Q 6V0 so ?boo 080 \0 \Qq2011 2012 *lmplementation dates are estimates and may change based on the results of the NGI study and based on funding availability 4/25/2012 Restricted Information Employees Only No Contractors Our Citizens 19 Serving Summary Serving - ()urCilizt-ns I 3:33.. . Buess Line FY2008 FY2009 FY2010 FY2011 Next a Disposition ~Interstate Photo Advanced Generation Reporting System Fingerprint Identification - ETIS -National Palm . Multi_Moda Print System -Civil Frame-work Enhance- ments and Rapback Biometric - Initial Full Interoperability Operating Operating Capability Capability 4/25/2012 Restricted Information Employees Only No Contractors 25 Requirements as of 04f2412006 Dependent on Reason NGI dependent Phase 1 (The as of 05103106 column is pending per 02i22106 meeting) The solution shall match captured prints to any stored accuracy will be prints within ln-scope systems forldenti?cation. with a improved and the True Accept Rate of greater than 98 percent and a False algorithum will be used in Accept Rate of less than .1 percent. the ?ngerpimt searches 43 The solution shall identify records as ?at prints. YES improvement of No processing el?cency for ?ats 74 The solution shall notify the entity that enumerated an YES Due to the Civil No individual when the biographic data of a subsequent civil information background check is discrepant from the biographic data associated with 019 enumerated individual. 75 The solution shall notify the user if a civil background YES Due to the Civil No check on an individual has been submitted by an entity information dealing with critical infrastructure. 79 The solution shall display any biometrically?tinked YES Due to the digital facial Yes - Digital information on an enumerated individual to a DOS photograph and civil facial consular of?cial: information - Digital facial photograph - watchiist and recidivist information - Minimum biographlc information - First Name. Last 80 Th solution shall display any biometricalIy-linked YES Due to the digital facial Yes - Digital information on an enumerated individual at POE primary. photograph and civil facial This information shall include: information - Digital facial photograph - Minimum blographic information - First Name. Last Name. Date of Birth, Gender. Associated identity Document Number (6.9., passport numbers. SOC 81 The solution shall provide the ability to expand the display YES Due to the digital facial Yes - Digital of any biometricain-iinked information on an enumerated photograph and civii facial individul at POE primary. This information shall include information - - Other biographic information that currently exists within - AKA. Associated Number(s). FBI Number. Alien Number. Social Security. Visa Number. Additional Number(s) and Sources, Biographic Descriptors. Sex. Race. Skin Tone. Height. Color. Place of Birth. 01 :00 PM - 02:30 PM - 02:45 PM 03:00 PM - 03:30 PM 03:45 PM - 04:00 PM 05:00 PM Nor-0002734443 0312712012 Service Provider Workload Management Break Universal Facial Workstation User Fee Billing HMI Reports Special Processing/Stops Design Rap Back Conops Design Adjourn . . - of] NoblisTBD I CJIS CJIS LOCKHEEDMARTIN 3 b7C FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206918?0 Total Deleted Page(s) 1 Page 298 b7E; Deleted Page(s) No Duplication FeeX Forthis Page err-1mm Advanced Technology Workstations I Replace obsolete hardware I Provide high resolution of biometrics Initial Operational Capability Ildentification Fingerprint Search Capability IMore accurate searches IBettersupport for rolled/fiat processing RISC and Initial NGI Infrastructure rltepositorvior Individuals of Special Concern IRapid mobile searches Services Increment 3 emanm Palmsand Latents Ilnvestigative Palm Print search capabilities INationai Palm Print repository ILatent Enhancements IUnsohred Latent File cascaded searches IRapid ens cap response Increment 4? Rap Back, Facial, Photo/SMT Search Capabilities Ilmproved Response Trmges IFacial and EMT searches IIAFIS Functionality Replaced IVerification IEnhanced Interoperability IDisposition type of transactions IWeb Services i I :5 NH. 1i: inIEw; 7?3. ?4 'Qu'hwf, is? "i I I M: Iris Pilot Technology Refreshment ITrade study report IConduct Iris Pilot based on trade study results Department Investment Review Board FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 0?$333 ea? View System Design 1 I 0951's!" Development ?V??i?gi?e??icmo'ogy integration Tesg?tl i i i mp emen a ran egra ion RISC PmtOtype I Independent'Gov?tTesting Identification Fingerprint 1] Pilot f" Tech Refresh RISC Initial . 5 Infrastructure i 0 Emma Latent, Palms, Full NGI Infrastructure 5 Photos, RapBack, i 1 IAFIS Mrgratron lnc?43y?d l. Ii, 1 i i iincrz?huiildezl ifln?r4??uild (its start I '?SPilot i i lino-ls [2Tech Refresh I t, ., 5 Biometric Search l-eii El Studies i 1 Al I Today . -m 7 i . lnvesti ative?f?? ICC-Initial Operating Capability 8?8139839m95?mu9n 8? aim Pm?? dedi 1 ms FOC- Final Operating Capability OE- Operating Environment Biometric Search Analysis Studies link to the Planned Contract Modifications. Momma-J if i?L I in"; FL Project verview 8/11; 4/1 Ich IOC 1 Contract Update System Design Salary Advanced Technology i 1 El Desrgn Workstations i Development RISC Prototype intefrationt Tait] t. am ra Ion Identification I mp amen 9 Fin rint 5 a i RISC Initial NGI i a Infrastructure i i I i 5 Latent, Palms, Full NGI Infrastructure Photos, Rap Back, IAFIS ration Full User Functionality Performance Validation Anal is Studies Identi?cation FP Inves?oative Iris Fusion Slap Segmentation FP rint l. a .E A July 9, 2008 11 7/27/2011 Establish a Rapback service to provide national fingerprint based criminal history background checks on civil applicants. By 2014, conversion project will be complete and automation of flashes, expungements and dispositions shOuld have occurred which Will dedicate staff to be reut.i ized for this service. If this should occur, 50-100 employees would be available to standup RapbaCk Team. 51 7/27/2011 . . i 1-. wt" s? FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206918?0 Total Deleted Page(s) 1 Page 125 b7E; Deleted Page(s) No Duplication Fee Forthis Page 6/ 10/2011 Establish a Rapback service to provide national fingerprint based criminal history background checks on civil applicants. By 2014, conversion project will be complete and automation of flashes, expungements and dispositions should have occurred which will dedicate staff to be reutilized for this service. If this should occur, 50-100 employees would be available to standup Rapback Team. 51 6/09/2011 ?Aynku I 0. 7/2?/2011 i i pro?i/ ai?ational? lipgg rintrbased criminal hist \ipackground 9p??c I 1y A l\32 8 complete fig, legsl lea; ?elgl hgements and 1515 ?lo sis o?'l "ha e'occ?rredzwhich will Ifif: 1 {?llt?ig . . degigaiehs all ?e 3 Huge aforthisserwce. 0 If th?isjrsiijqUL 991095;! aQ?LOOemployees would be available to?sfandUprapback Team. 3 ?333 a R11 \\X\\l?lilx xx WQU231 . 2011: i 2014/2015 all will E3??i??5?15 1 mm? 52 ?l 4/13/2012 2E5 Initiative II I More Complete Criminal HiStory ReCord Information Database ?Enhance CiVil File - Expand functionality to provide new services ?Ability to search and modify records Rap Back for those in positions of trust TAdva'nced search capabilities AsSist victims of identity theft ETIS - :Four Zones <1 ,1 a m3}: 3 3mm 3mm 7(09 1 912?: 4 5' 4.1193 .: Irrch Design Workstations - Development I Integration 8 Test RISC Pro I Impfementation 3: Integration anemmt RISIC lniial NGI hfrashumlre Latent, Pails, 8. Full NGI hfrastrudure IAFIS Full Use: Fundima?y .A .vmi .- ?ham,? Shld'es m" than asupsegmeqtgtign Question: Oct?benm; 2004 Questions from the Of?ce of'Management and Budget Relating to the'FBI's policy on Reinv?s?tigations and Fingerprinting ?What is the FBI's policy on reinvestigatiOns and ?ngerprinting? Does an ?individualvirho previouslyunderwent a criminal history record check need to~ be re-?ngerprinted each time? he/She undergoes a re-inv?estigation? There is_p_g FBI policy thatrequires an individual to be ?ngerprinted each time :there is a re-inve'stigation; HoWeir?er, the FBI does strongly, recommend re-: printing to ensure the FBITs master fingerprint records are reflective of current fingerprints. Differences'between the master ?ngerprint record maintained by the and a subj ect's' current ?ngerprints, such as new scars and/or amputations can sIoWa fingerprint background check. In recognition bf agencies needs to simplify the background check process, the iFBI'S?Fis'cal Year2006 budget request for the Next Generation Integrated AutoinatedFingerprint Identi?cation System (IAFIS) includes a proposal?to implement a "RapB?ack"functionality. whereby interested employment and licensing agencies will allow the FBI to retain civil ?ngerprint records'based on a {state or federal statute: Would automatically; notify the interested ageri?y if an individual 'who has attained a position of trust has subsequently been arrested (and that arrest record has been reported to theFBI). On 04/14/2008, Division initiated an ActivityBased Costing and User Fee Analysis study to determine, justify, and document the full cost of providing IAFIS billable services so that a fair and equitable price can be set. .This effort is currently in the ?nal stages and includes a cost analysis as well as a pricing analysis which will impact the level of the current user fees being charged; The C118 Division is considering to propose a separate fee for the RapBack functionality; however, not enough information was available concerning the exact business practices to - determine the cost, price,- and fee amounts at this time. As a result,-RapBack was not included in ithe current study and will be revisited in the FY2010 study. However, the 0118 Division has examined several options for billing this service to include the following: 1) an annual enrollment fee, 2) maintenance fee, or ?13) fee charge for each? RapBack transaction. In .addition, the CJIS Division plans to followup with states the are currently utilizing RapBack to gain best learned, and additional ideas on how to charge for RapBack. As more information becomes available, the C118 Division will also work with the FBI's Finance Division, Department of Justice, and Of?ce of Management and Budget to ensure compliance 'with all necessary procedures to implement this fee. - FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206919-0 Total Deleted Page(s) Page Page Page Page Page Page Page Page Page Page 12 13 17 20 39 117 146 150 184 197 b7E; b7E; b7E; b7E; b7E; b7E; b7E; b7E; b7E; b7E; Deleted Page(s) No Duplication Fee For this Page FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l2069l9-0 Total Deleted Page(s) 2 9 Page 63 b7E; Page 64 b7E; Page 69 b5; b7E; Page 89 b7E; Page 93 b7E; Page 95 b5; b7E; Page 106 b5; b7E; Page 154 b7E; Page 240 Duplicate; Deleted Page(s) No Duplication Fee For this Page provide a rapid identi?cation search of a limited population using a minimum of two rolled or ?at ?ngerprints. The limited population is anticipated to contain records for Wanted Persons, Known or SuSpected Terrorists, Sex Offender Registry Subjects, and other persons of special interest. Enhanced IAFIS Repository (BIR) The EIR capability will allow compatibility between existing civil and criminal repositories as well as new repositories by providing single identity management. The BIR will support the search and retrieval services for new biometric modalities such as iris images and provide administrative functions for special population ?les. As a new feature, a Rap Back Service will support an authorized contributor's ability to enroll identities and receive noti?cations regarding subjects based on selected activities. National Palm Print System (NPPS) The NPPS will support the establishment of a centralized repository for palmprint data within the NGI by facilitating the search and storage of both known and unknown palmprints. The NPPS will be accessible by authorized criminal justice and noncriminal justice agencies nationwide. This new capability will enable criminal justice agencies to search latent palmprints obtained from crime scenes against a national repository, enhancing law enforcement's ability to solve crime. To accomplish this scope, the NGI Program Of?ce is managing a ten-year (base year plus nine option years) development and integration and operations and maintenance contract that was awarded to Lockheed Martin Corporation (LMC) in May 2008. NGI will be delivered fully in six increments during the ?rst seven years of the project. The NGI Incremental Development Plan (IDP) describes NGI services and capabilities (functions, interfaces, and capacities) that will be available with the deployment of each increment. Figure 1 below shows the overlapping nature of the NGI increments. Figure .1 FY 2003 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 02 as 04 0102 as OIionYear1 OIiYear2 OIiYear4 7? Oran 9i. bx? 0 2112 me so"? 9:29 10? coma raw 91+ sun =11m' 2122 I warm FDR ISAR I - Contract BIL Update System Design 33m?? I Advanced Technology 959'?- Workstations :?g?g?g?im . r1155 in" RISC Prototype ded.Sci]QHUIe Marga Identification OW Tm"; A I I Infrastructure . Latent, Palms. &Full I r: 7 i . I NGI Infrastructure Migration - mg; mm kw. User Functionality I inc. 5 77 I Wm'mfmi . _:fm,m VaIidaIion . . ?if: 5m?- Ln. Biometric Search Studies Identi?cation FP {Investi ative EP nan. &SIap Segmentation aIm records for Wanted Persons, Known or Suspected Terrorists, Sex Offender Registry Subjects, and other persons of special interest. Enhanced IAFIS Repository (EIR) The EIR capability will allow compatibility between existing civil and criminal repositories as well as new repositories by providing single identity management. The EIR will support the search and retrieval services for new biometric modalities such as iris images, and provide administrative functions for special population ?les. As a new feature, a Rap Back Service will support an authorized contributor's ability to enroll identities and receive noti?cations regarding subjects based on selected activities. National Palm Print System (NPPS) The NPPS will support the establishment of a centralized repository for palmprint data within the NGI by facilitating the search and storage of both known and unknown palmprints. The NPPS will be accessible by authorized criminal justice and noncriminal justice agencies nationwide. This new capability will enable criminal justice agencies to search latent palmprints obtained from crime scenes against a national repository, enhancing law enforcement's ability to solve crime. To accomplish this scope, the NGI Program Of?ce is managing a ten-year (base year plus nine option years) development and integration contract that was awarded to Lockheed Martin Corporation (LMC) in May 2008. NGI will be delivered fully in six increments during the first seven years of the project. The NGI Incremental Development Plan (IDP) describes NGI services and capabilities (functions, interfaces, and capacities) that will be available with the deployment of each increment. Figure 1 below shows the overlapping nature of the NGI increments. Figure 1 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 oz (23 Q4 01 oz as (.14 Q1 oz (13 04. area Q3 Q4 0102 oz 1 often Year4 Oti Year 9 - {Oren 0?9 I I 2112 nos 89$ 3'29 ?09 a 1 lg: contact lncrO?O? $351 i 1 sun 11m 2'22 1 . FDR Contract BIL Update i3 . System Design i 3 31min? Advanced Technology Develo merit. W?rk5tahons I amen apron :3 on RISC Prototype i glA dad-Schg?gqrg I Identi?cation 1 mm?- ?305le?3if"? . 1 Fingerprint RISC Initial NGI . Infrastructure 1 Latent, Palms, Full 1 NGI Infrastructure Photos, Rap Back. flirty [rm I lAFIS?Migration 7 Full UserFunctionality tau ?3 . if . Performance ?n . Vandation $16 gmi Biometric Search 0 o- 9 U?m?l . i, i Studies Identi?cation frnvesrr ative FP Facial on Slap Segmentation aln] Print Project Baseline Agreement (PBA) Project Background Information Program Name: Next Generation Identification (NGI) Program Program Description: The FBI has initiated the Next Generation Identi?cation (NGI) program in response to advances in technology, customer requirements, and the increasing capacity and performance demands placed upon the Integrated Automated Fingerprint Identification System (IAFIS). This program will advance the biometric identification services, providing an incremental replacement of IAFIS, while introducing essential new functionality. NGI will offer state-of?the?art biometric identification services and provide a flexible framework of core capabilities that will serve as a platform for multi-modal functionality as well as increased capacities, and shorter response times. NGI will also allow the FBI to establish a fingerprint identification system that is compatible with other biometric systems; increase the accessibility and number of ?ngerprint records; and provide latent palmprint search capabilities. NGI will enable the FBI to provide biometric and biographic services to enhance interoperability between stakeholders at all levels of government, including local, state, federal, and international partners. NGI will accommodate the increasing need for pre-employment background checks, licenses, and will support the increase in border patrol and entry/exit checks. The NGI system will be delivered in six increments as illustrated in Figure 1 below. Table 1 lists the objectives, functionality, and benefits to be delivered by each NGI increment. Figure 1: NGI Incremental Development Approach 2H2 7109 1 Z6115 SAR ?incrO RI 6 I Prolotype Inc? '03 I I astamPDR Contract BIL El Workstations [nor-o RISC Prototype Identi?cation [9.511 .. alnfegration RESC 8: initial NGI Infrastructure Latent, Palms, Full NGI Infrastructure IAFIS Full User Functionality Analysis Studies Identi?cation lnvesti ative FP Slap Segmentation alm Print NGI Increment 1 Project Baseline Agreement (PBA) v3.0 1 Unclassified II For Official Use Only FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206919-0 Total Deleted Page(s) 2 3 Page 113 Duplicate; Page 114 Duplicate; Page 144 Duplicate; Deleted Page(s) No Duplication Fee For this Page UNCLASSIFIED (FOUO WHEN FILLED IN) FBI IT PROJECT REGISTRATION FORM General Information The NGI is a compilation of capabilities that will improve, expand, and create new biometric identi?cation services for the criminal justice, national security, and civil communities. The NGI framework will be expandable, scalable, and ?exible to be interoperable with existing systems, such as DHS Automated Biometric Identi?cation System (IDENT). Increment 4: Photos, Rap Back, IAFIS Migration Design - Retirement of legacy IAFIS - Full deployment of NGI functional requirements b7E -2 Email the Capital Planning Unit? 5 BIKR team (BIKR@fbinet.fbi) with any questions regarding this form January 2011 UNCLASSIFIED (FOUO WHEN FILLED IN) UNCLASSIFIED (FOUO WHEN FILLED IN) FBI IT PROJECT REGISTRATION FORM General Information Justification [List any mandates, legal requirements, or business technical needs Increment 4 will provide for the retirement of the legacy IAFIS and full deployment of the NGI System. The functionality that will be made available will include the Rap Back Service, which will provide timely noti?cation of activity that occurs afte,? the mmal processing and retention of criminal or civil fingerprint transactions that this project will satisfy] NGI supports priorities one, two, nine, and ten of the FBI's Strategic Plan; and Goals one, two, and three of the Strategic Plan. The NGI will support Priority one (Protect the United States from terrorist attack) and Priority two (Protect the United States against foreign intelligence'operations and espionage) of the FBI's Strategic Plan, along with Goal one (Prevent terrorism and promote the nation's securitv) of the Strategic Plan by providing faster, more reliable services. Full Shared Services will support Priority one (Protect the United States from terrorls attack) and Priority two (Protect the United States against foreign intelligence operations and espionage) of the Strategic Plan, along with Goal one (Prevent terrorism and promote the nation?s security) of the Strategic Plan by providing interoperable services. Start Date 09/ 29/ 2010 Estimated Completion Date 12/ 29/ 2013 (SAR) Email the Capital Flaming Unit? 5 BIKR team (BIKR@fbinet.fbi) with any questions regarding this form January 2011 UNCLASSIFIED (FOUO WHEN FILLED IN) b7E UNCLASSIFIED I Project Overview PROGRAM NAME: Next Generation Identification (NGI) PROJECT NAME: NGI Increment 4 ASSOCIATED INVESTMENT NAME: Next Generation Identification (NGI) BRIEF PROJECT DESCRIPTION: Increment 4: Photos, Rap Back, IAFIS Migration Design -- Retirement of legacy IAFIS -- Full deployment of NGI functional requirements SPONSORING BRANCH I ScienCe Technology Branch (STB) CJIS Division DIVISION: BRANCH 1 DIVISION RANKING: ist? PERIOD OF PERFORMANCE: 09/29/2010 to 06/05/2014 LIFE CYCLE FUNDING Plan/Design: I Develop/Deploy: Man;::n;t the TOTAL: Program Level UNCLASSIFIED Integrated Master Schedule Contract Years System Design Advanced Technology Workstations RISC Pretetype Identification Fingerprint RISC 8: Initial NGI Infrastructure Latent, Palms, Full NGI Infrastructure Photos, Rap Back, IAFIS Migration Iris Pilot Tech Refresh Biometric Search Analysis Studies identificatgs f5? 52 Slap Segmentetaen UNCLASSIFIED FY 2098 FY 2009 FY 2010 FY 2911 FY 2012 FY 2013 FY 2014 0.3 ear2 - cure Rafting; Otionear3 tinYear-4 Oti?r?ar? i I i [saggy I Design . 1 Development inert} l-t?f Integration 8. Test I Implementation &I?ntegratfon Independent Gav?t Testing I EIProt I, Ochmetric Study Report I Inch I lhcr3 m' . [nerd . lnvesti ante t3?? TIA - 't'aIO :5 b'l't 8mm Prim a 879/323? "is I para mg 3P3 Biometric Search Analysis Studies link to the Planned Contract Modifications. Month, D, Year UNCLASSIFIED FOC- Final Operating Capability OE- Operat ng Environment 44 FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206919-0 Total Deleted Page(s) 2 3 Page 113 Duplicate; Page 114 Duplicate; Page 144 Duplicate; Deleted Page(s) No Duplication Fee For this Page UNCLASSIFIED (FOUO WHEN FILLED IN) FBI IT PROJECT REGISTRATION FORM General Information The NGI is a compilation of capabilities that will improve, expand, and create new biometric identi?cation services for the criminal justice, national security, and civil communities. The NGI framework will be expandable, scalable, and ?exible to be interoperable with existing systems, such as DHS Automated Biometric Identi?cation System (IDENT). Increment 4: Photos, Rap Back, IAFIS Migration Design - Retirement of legacy IAFIS - Full deployment of NGI functional requirements b7E -2 Email the Capital Planning Unit? 5 BIKR team (BIKR@fbinet.fbi) with any questions regarding this form January 2011 UNCLASSIFIED (FOUO WHEN FILLED IN) UNCLASSIFIED (FOUO WHEN FILLED IN) FBI IT PROJECT REGISTRATION FORM General Information Justification [List any mandates, legal requirements, or business technical needs Increment 4 will provide for the retirement of the legacy IAFIS and full deployment of the NGI System. The functionality that will be made available will include the Rap Back Service, which will provide timely notification of activity that occurs afte,? the mmal processing and retention of criminal or civil fingerprint transactions that this project will satisfy] NGI supports priorities one, two, nine, and ten of the FBI's Strategic Plan; and Goals one, two, and three of the Strategic Plan. The NGI will support Priority one (Protect the United States from terrorist attack) and Priority two (Protect the United States against foreign intelligence'operations and espionage) of the FBI's Strategic Plan, along with Goal one (Prevent terrorism and promote the nation's security) of the Strategic Plan by providing faster, more reliable services. Full DHS Shared Services will support Priority one (Protect the United States from terrorist attack) and Priority two (Protect the United States against foreign intelligence operations and espionage) of the Strategic Plan, along with Goal one (Prevent terrorism and promote the nation?s security) of the Strategic Plan by providing interoperable services. Start Date 09/ 29/ 2010 Estimated Completion Date 12/ 29/ 2013 (SAR) Email the Capital Flaming Unit? 5 BIKR team (BIKR@fbinet.fbi) with any questions regarding this form January 2011 UNCLASSIFIED (FOUO WHEN FILLED IN) b7E UNCLASSIFIED I Project Overview PROGRAM NAME: Next Generation Identification (NGI) PROJECT NAME: NGI Increment 4 ASSOCIATED INVESTMENT NAME: Next Generation Identification (NGI) BRIEF PROJECT DESCRIPTION: Increment 4: Photos, Rap Back, IAFIS Migration Design -- Retirement of legacy IAFIS -- Full deployment of NGI functional requirements SPONSORING BRANCH I ScienCe Technology Branch (STB) CJIS Division DIVISION: BRANCH 1 DIVISION RANKING: ist? PERIOD OF PERFORMANCE: 09/29/2010 to 06/05/2014 LIFE CYCLE FUNDING Plan/Design: I Develop/Deploy: Man;::n;t the TOTAL: Program Level UNCLASSIFIED Integrated Master Schedule Contract Years System Design Advanced Technology Workstations RISC Pretetype Identification Fingerprint RISC 8: Initial NGI Infrastructure Latent, Palms, Full NGI Infrastructure Photos, Rap Back, IAFIS Migration Iris Pilot Tech Refresh Biometric Search Analysis Studies identificatgs f5? 52 Slap Segmentetaen UNCLASSIFIED FY 2098 FY 2009 FY 2010 FY 2911 FY 2012 FY 2013 FY 2014 0.3 ear2 - cure Rafting; Otionear3 tinYear-4 Oti?r?ar? i I i [saggy I Design . 1 Development inert} l-t?f Integration 8. Test I Implementation &I?ntegratfon Independent Gav?t Testing I EIProt I, Ochmetric Study Report I Inch I lhcr3 m' . [nerd . lnvesti ante t3?? TIA - 't'aIO :5 b'l't 8mm Prim a 879/323? "is I para mg 3P3 Biometric Search Analysis Studies link to the Planned Contract Modifications. Month, D, Year UNCLASSIFIED FOC- Final Operating Capability OE- Operat ng Environment 44 FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206919-0 Total Deleted Page(s) 2 6 Page 94 b5; b7E; Page 97 b5; b7E; Page 117 b5; Page 211 b5; b7E; Page 214 b5; b7E; Page 235 b5; Deleted Page(s) No Duplication Fee For this Page FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l2069l9-0 Total Deleted Page(s) 2 2 Page 109 b7E; Page 184 b7E; Deleted Page(s) No Duplication Fee For this Page FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206919-0 Total Deleted Page(s) 2 4 Page 19 b7E; Page 76 Duplicate; Page 81 Duplicate; Page 143 b7E; Deleted Page(s) No Duplication Fee For this Page Scope and Requirements Management Plan NGI: Increased number of photo sets accepted; new avenues to add and retrieve photos; ability to search for facial, scar, mark, or tattoo photos b7E 0 Disposition Reporting Improvements (DRI) Current IAFIS: 46% of arrest records have disposition data. There are the following three ways to submit disposition information: 0 United State Postal Service 0 State and Federal Court Orders Computerized Forms devised and approved by the State 0 Identi?cation Bureau 0 R-84 Final Disposition Report 0 Machine Readable Data (MRD), 0 Including disposition information with the initial ?ngerprint submission NGI: Provides electronic alternatives for submitting disposition data to IAFIS b7E 0 Enhanced IAFIS Repository (EIR) Current IAFIS: Two logical areas, Criminal and Civil File; the entire Civil File is not electronically maintained; unable to move data between ?les; no automated response for Civil searches NGI: "Rap Back" capability; reorganization of records; ability to handle unique national security needs; able to retain ?at ?ngerprints b7E -5- Versmn 1'0 For Of?cial Use Only/ Sensitive But Unclassi?ed 10/05/2005 ?tuna?P? . ScOpe and Requirements Management Plan NGI: Increased number of photo sets accepted; new avenues to add and retrieve photos; ability to search for facial, scar, mark, or tattoo photos b7E Disposition Reporting Improvements (DRI) Current IAFIS: 46% of arrest records have disposition data. There are the following three ways to submit disposition information: 0 United State Postal Service 0 State and Federal Court Orders 0 Computerized Forms devised and approved by the State 0 Identi?cation Bureau 0 Final Disposition Report 0 Machine Readable Data (MRD), 0 Including disposition information with the initial ?ngerprint submission NGI: Provides electronic alternatives for submitting disposition data to IAFIS b7E - Enhanced IAFIS Repository (EIR) Current IAFIS: Two logical areas, Criminal and Civil File; the entire Civil File is not electronically maintained; unable to move data between ?les; no automated response for Civil searches NGI: "Rap Back" capability; reorganization of records; ability to handle unique national security needs; able to retain ?at ?ngerprints - Version 1.0 5 10/07/2005 For Of?cial Use Only/Sensitive But Unclassi?ed FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET l2069l9-0 Total Deleted Page(s) 2 2 Page 208 b7E; Page 275 Duplicate; Deleted Page(s) No Duplication Fee For this Page Idenrrlicahon and tms, Full anpunl Seal ch Tedmology Wot kstatno n: Canaan. My Operational Capabrln Increment 0 Advanced Technology Workstations (ATW) - Installed and currently improving operational effectiveness - Improved workstations are providing high resolution of biometrics Improved workstations provide a cost Completed March 2010 effective way to accommodate new technologies for the future 8 human-'1 Inorement 1 AFIT Deployment - AFIT deployed to replace legacy AFIS Implements products selected through biometric trade study Resulting changes Faster algorithm processing Improved search accuracy - New va'lidation algorithms for image quality and sequence check improved flat print searching - Supports_operationat comparison prior to cutover to NGI AFIT mm 9 runaway Increment 1 AFIT Deployment - Conversion of IAFIS ?ngerprint images Prior to operational usage, IAFIS ?ngerprint images will be re-characterized by AFIT Limited parallel run with AFIS Ensures continuity and stability - Supports operational comparison prior to cutover to NGI AFIT - IAFIS users will experience: No business process changes More accurate ?ngerprint searches - Increased trequenqr of ?le maintenance noti?cations triggered by consolidations 1o Increment 2 NGI RISC Services - Critical Design Review (CDR) - Complete - Currently in design phase - Provides RISC capability nationally - RISC Functionality - Available to authorized criminal justice agencies - New algorithm EBTS unsolicited messages made available - Ability to request rap sheet ?lids-If,- 11 June 2010 APB Item #21 Rap Back Service Components - Noti?cation - ln-State Activity - Expiration Date - Subscription List - Subscription Renewal - Maintenance Noti?cation . Use,- Fees - Type of Activity mean 12 Rap Back Service Compact Council Rap Back Service - Compact Council formed Rap Back Task Force Rap BECK TaSk Force MEBting August 2009 -- March 23. 2010 . . . . San Antonio, Texas focus All states invited to attend All states invited to attend - Core issues - IIETF Rap Back discussions Sail gigssmem Grim?? 2009 -- Responses and notifications Criminal focus P?vacy rm 13 .m 1? Rap Ba?k SerVice Rap Back Service - Issue - Issue Providing civil information in response to civil Individual requests to remove civil records submissions . Result - Result FBI to explore process to provide individuals Endorsed for nationalsecurity submissions with copy of their civil record States will still control entry and deletion radian-m 15 alumna-1y 16 Rap Back Service NGI Transition - EBTS Version 9.0 Rap Back Force Re-organized into NGI User Services - Identi?cation - issue - Veri?cation Billing Assessments lga?gg?t?ign - Result - Noti?cation Direct enrollment Billing Concept Data Management Indirect enrollment Billing Concept - EBTS Version 9.1 - Overwhelming support -- Now available mm 17 hme 18 June 2010 APB Item #21 Status - Investigation (Latent) ?ngerprint and Palm Print - Working in Design phase 0 Completed successful Preliminary Design Review in December 2010 Resulting Bene?ts Enables palm prints to be'searched across the us. - Palm prints have the potential of 30% higher conviction rates - Provides rapid response for DHS Customs and Border Protection transactions - More latent Identi?cations to support terrorist and violent crime inVestigations - Upgraded Universal Latent Workstation software mm 7 I'Mmm Rap Back, Facial, SMT Search Capabilities, Mlgratlon of Remaining IAFIS Functlonality (Increment 4) . - Currently in initial design - Rap Back noti?cation of criminal activity on previously enrolled individuals - Facial Search - Text based scars, marks. and tattoo (SMT) searches - Enhanced Interoperability to include transition of shared services to NGI - Fingerprintveri?cation services - Improved response times Resulting Benefits Enhance public safety - National level investigative searches of - More accurate 'and complete criminal history records Flexible and scalable architecture forfuture needs hala- woo-I1 NGI Face Pilot - NGI is implementing a Facial Recognition Pilot - Target date April 2011 \Mll support facial image searches Return an investigative candidate list Universal Facial Workstation software - Currently soliciting participation was 9 um mm NGI Transition - Electronic Biometric Transmission Speci?cation (EBTS) - Version 9.1 - Released May 25. 2010 0 Vetted through the - Available at be?ibiosw - NGI User Conference August 17, 2010 San Diego. California - Next User's Conference To be held in conjunction with the Fall Working Groups ram-aw 1" Contact Information Federal Bureau of Investigation Criminal Justice Information Services Division Next Generation Identification Program Office Jon Kevin Reid Deputy Pro ram Mana er Telephonslil NGI Web Page: Email NGI: mm 1? Appendix 8 - APB Item #19 b6 b7C b6 b7C National Crime Prevention and Privacy Compact Council Update Ms. Liane M. Moriyama, Compact Council Chairman Esbmated Participants by EOY 2012 I Estimated NFF States by 2012 5 I EM Compact States and Territories@13 $5 As of May 2011 National Fingerprint File (NFF) Itqu a i? Compact Council Direction Partnership - Collaboration, Innovation, Incentives, True - Noncriminal justice partners with criminal justice - Congressional legislation: -- FAA Reauthorization Castor amendment reappears in HR 1690 ?White House meetings for National Security at? I I I Current Councrl Initiatives - Compact Language Review, Clari?cation of Article lV(c) - Documenting Information on Federal Privacy Rights of the Background Check Process - Rap Back Task Force Appendix - APB Item #9 Peru/erpowvi" ?3 Compact Language Review, Clarification cf Article lV(c) - Council was requested to discuss and provide input regarding: the terms ?of?cial purpose? and ?new need? - how these terms should be applied to background checks of persons with directlunescorted access to children, elderly, and disabled - Sharing background check results for like purposes, biometriclfacial image, must participate in federal rap back program, provide adequate notice at time of ?ngerprinting Palm Prints, Latents and Rapid Response .na? (Increment 3) Status - Completed successfuiCriticai Design Review - Working towards System Acceptance Review - Target Deployment - Spring. 2013 Resulting Bene?ts Enables palm prints to be searched across the us. - Palm prints have the potential of 30% higher conviction rates - Provides rapid response for DHS Customs and Border Protedion transactions 1 - More latent identi?cations to support terrorist and violent crime investigations - Upgraded Universal Latent Workstation software 7 ruin-um Rap Back, Facial. SMT Search Capabilities. Migration of Remaining IAFIS Functionality (increment 4) - Rap Back Facial Search Text based scars. marks. and tattoo (SMT) searches Enhanced interoperability Fingerprint veri?cation services Improved response times Target Deployment - Summer. 2014 Resulting Bene?ts Enhance public safety - National level investigative searches of photosISMTs More accurate and complete criminal history records - Flexible and scalable architecture for future needs mm run?Inca. Rap Back Activities Reviewing Best Practices and Lessons Learned Currently identi?ed 27 states with Rap Back business lines Strategic discussions to align with a national implementation - Identifying Business/Policy Focus Areas - Going Fonrvard Engage IIETF and Rap Back Task Force Continue working with Subject Matter Experts mm: 9 NGI Face Pilot - Face matching system will be available in Summer 2011 Currently the repository consists of 7.5 million Local/StateIFederal searchable photos Focus on contributor image quality - Universal Facial Workstation software - Currently soliciting participation MOU with Michigan has been executed Working with Washington. Florida. North Carolina and Hawaii Contact (304) 625-3437 for more information - August 17. 2011. Pittsburgh, Held in conjunction with the Fall Working Groups Topics to include: - NGI AFIT deployment and related success stories - Rapid Mobile Search - Palms and Latents - Rap Back - PhotoIFacial 'hrlil?n, 11 Appendix - APB Item #20 Contact Information Federal Bureau of investigation Criminal Justice Information Services Division Next Generation Identification Program Office NGI Web Page: Email NGI: um run-Imus, b6 b7C b6 b7C Rap Back, Facial, Search Capabilities, Migration of Remaining IAFIS Functionality (Increment 4) Status - Facial Search Text based scars, marks, and tattoo (SMT) searches Rap Back Enhanced Interoperability Fingerprint veri?cation services Improved response times Resulting Bene?ts - Enhance public safety - National level investigative searches of - More accurate and complete criminal history records - Flexible and scalable architecture for future needs mm 7 form-row NGI Face Pilot - Face matching system will be available December 2011 - 8.5 million LocallState/Federal searchable photos at deployment - Focus on contributor image quality - Contacl [or more information Iris Pilot 8: Technology fr Refreshment (Increments 5 6) Iris Trade Study Report delivered 0 Deploys all remaining NGI user functionality - Iris Repository Resulting Bene?ts Enhanced correctional of?cer safety - Less interaction - Quicker acquisition - Reliable - Business value Technology Refreshment Additional system tuning to meet non-functional requirements - Reviewhardware and software to ensure the deployed versions are the latest available Iris Pilot um? 9 luau-run, tun-luau; 8 NGI Readiness Assessment - How prepared are the states to participate in NGI capabilities when deployed? - Collecting information to determine the baseline for the nation and each individual state (Ongoing) Develop an implementation strategy for the nation and individual states based on their level of readiness and desired participation (Next Steps) - Develop and provide Increment speci?c lmplementationlUser Guides hula-no, 1? Contact Information Federal Bureau of Investigation Criminal Justice Information Services Division Next Generation Identification Program Office Kevin Reid, Deputy Program Manager Telephone=l: NGI Web Page: Email NGI: run-nun 11 Topic #19 Fall 2008 Working Groups b6 b7C b7E b6 b7C FEDERAL BUREAU OF INVESTIGATION DELETED PAGE INFORMATION SHEET 1206919-0 Total Deleted Page(s) 2 55 Page 4 b5; b6; Page 5 b5; b6; Page 6 b5; b6; Page 7 b5; b6; Page 8 b5; b6; Page 9 b5; b6; Page 10 b5; b6; Page 11 b5; b6; Page 12 b5; b6; Page 13 b5; Page 14 b5; Page 15 b5; Page 16 b5; Page 17 b5; Page 18 b5; Page 19 b5; Page 20 b5; Page 21 b5; Page 22 b5; Page 23 b5; Page 24 b5; Page 25 b5; Page 26 b5; Page 27 b5; Page 28 b5; Page 29 b5; Page 30 b5; Page 31 b5; Page 32 b5; Page 33 b5; Page 34 b5; Page 35 b5; Page 36 b5; Page 37 b5; Page 38 b5; Page 39 b5; Page 40 b5; Page 41 b5; Page 42 b5; Page 43 b5; Page 44 b5; Page 45 b5; Page 46 b5; Page 47 b5; Page 48 b5; Page 49 b5; Page 50 b5; Page 51 b5; b6; Page Page Page Page Page Page Page b5; b5; b5; b5; b5; b5; b5; b6; b6; b6; b6; b6; b6; b6; Deleted Page(s) No Duplication Fee For this Page